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^ORLD-WAR 

ISSUES-AND 

IDEALS 


SPEARE-AND-NORRI: 


WORLD  WAR  ISSUES 
AND  IDEALS 


READINGS  IN  CONTEMPORARY  HISTORY 
AND  LITERATURE 


»  EDITED  BY 

MORRIS  EDMUND   SPEARE 

AND 

WALTER  BLAKE  NORRIS 

OF  THE   DEPARTMENT  OF   ENGLISH    IN   THE   UNITED    STATES 
NAVAL   ACADEMY 


GINN  AND  COMPANY 

BOSTON     •     NEW   YORK     •     CHICAGO     •     LONDON 
ATLANTA     •    DALLAS     •    COLUMBUS     •    SAN    FRANCISCO 


£4>31  3 

COPYRIGHT,  1918,  BY  MORRIS  EDMUND  SPEARE 

AND  WALTER  BLAKE  NORRIS 

ALL   RIGHTS    RESERVED 


318.12 


gfte  fltftenKum  ij)re« 

GINN  AND  COMPANY  •  PRO- 
PRIETORS •  BOSTON  •  U.S.A. 


INTRODUCTION 

Every  generation  needs  to  be  addressed  in  its  own  language.  —  Bosanquet 

For  youth  whose  education  begins  upon  a  momentous  day  in 
history,  when  vast  and  cataclysmic  political  changes  must  needs  influ- 
ence educational  methods  as  well,  this  book  of  essays,  sketches, 
addresses,  and  state  papers  has  been  framed.  Time-worn  ideals  and 
policies  of  every  nation  which  had  become  permanent  parts  of  their 
people's  character  and  established  tenets  of  their  constitutional  life 
have  been  lifted  by  a  great  historical  crisis  into  the  foreground. 
They  are  being  subjected  to  a  searching  examination  by  a  majority 
of  humanity  to  prove  that  they  are  worth  the  millions  of  lives  and  the 
billions  of  wealth  that  have  been  spent  in  their  defense.  It  is  espe- 
cially necessary  for  American  youth,  the  ideals  of  whose  nation  have 
been  suddenly  proposed  for  framing  the  basic  principles  of  a  world 
democracy,  that  they  understand  what  is  the  best  modern  interpreta- 
tion of  those  ideals,  and  what  are  the  ideals  of  those  nations  whom 
we  are  to-day  influencing  and  with  whom  we  have  been  allied.  A 
new  program  for  a  cosmopolitan  education  must  be  hereafter  adopted. 
We  must  henceforth  cultivate  —  to  use  President  Butler's  admirable 
phrase  —  the  quality  of  "  international-mindedness." 

Experience  of  some  years  in  instructing  college  youth,  and  at 
present  young  men  in  the  United  States  Naval  Academy,  where, 
since  the  beginning  of  the  World  War,  considerable  attention  has 
been  given  to  the  study  of  the  underlying  causes  and  the  issues  of 
that  war,  has  bred  confidence  in  the  belief  that  in  a  book  of  the  char- 
acter here  presented  may  be  found  the  most  expedient  means  and 
the  most  effective  method  of  furnishing,  in  a  brief  space  of  time  and 
without  the  need  of  elaborate  study,  a  comprehensive  and  well-rounded 
survey  of  those  profound  ideas  whose  significance  now  engages  the 
attention  of  the  entire  thinking  world.  A  further  result  of  that  experi- 
ence has  bred  the  conviction  that  to  latter-day  youth,  in  these  stirring 


iv  WORLD  WAR  ISSUES  AND  IDEALS 

times,  ideals  and  issues  become  living  realities  only  in  direct  proportion 
to  the  respect  which  is  awakened  in  them  for  the  influence  and 
the  character  of  the  writer  or  the  speaker  whose  works  they  study. 
If  a  man  has  proved  in  the  present  his  ability  to  influence  events, 
if  his  discussions  upon  matters  of  national  import  show  his  ability  to 
rephrase  old  traditions  in  terms  of  contemporary  life,  that  man  — 
rewarded  with  influence  and  recognized  with  leadership  —  is  most 
likely  to  quicken  and  invigorate  his  youthful  reader;  far  more  so, 
indeed,  than  is  the  other  writer  or  speaker  who,  while  living  a  gen- 
eration before  and  enunciating  principles  which  have  since  become 
classic  examples  of  conduct,  has  not  himself  reached  the  fringe  of 
this  vital  present  day  when  the  whole  world  has  been  battling 
for  an  Ideal. 

In  emphasizing  the  need  of  making  ideas  living  realities  to 
American  youth,  the  editors  feel  themselves  in  accord  with  certain 
pedagogical  principles  which  have,  in  recent  years,  exerted  a  con- 
siderable influence  upon  introductory  courses  in  our  colleges  and 
universities.  Not  the  least  important  example  of  this  influence  is  to 
be  found  in  the  program  of  the  War  Issues  Course  fashioned  by  the 
Committee  on  Education  and  Special  Training  for  the  purposes  of 
the  War  Department.  "  The  purpose  of  the  War  Issues  Course," 
says  that  Committee,  "  is  to  enhance  the  morale  of  the  members  of 
the  Corps  by  giving  them  an  understanding  of  what  the  war  is  about 
and  the  supreme  importance  to  civilization  of  the  cause  for  which  we 
are  fighting."  It  was  intended  to  make  this  War  of  Ideas  a  living 
reality  to  each  man.  The  Committee  therefore  desired  that,  so  far  as 
the  limited  time  of  the  course  allowed,  opportunity  should  be  made 
for  a  discussion  of  the  various  points  of  view,  the  attitudes  of  life  and 
of  society,  the  philosophy  which  we  have  been  called  upon  to  defend, 
and  the  ideas  against  which  we  have  fought.  The  student  possessing  a 
knowledge  of  the  issues  and  the  ideals  at  stake  in  the  international  situ- 
ation and  giving  some  reflection  to  the  various  national  characteristics 
and  to  the  conflicts  in  the  points  of  view  —  as  these  are  expressed  in 
the  literature  and  the  history  of  the  various  states  —  would  then 
realize  the  full  purpose  and  the  international  character  of  the  War 
Issues  Course.  When  one  now  considers  the  almost  immeasurable 


INTRODUCTION  v 

influence  which  the  events  of  the  last  several  years  will  have  upon 
our  education  hereafter,  and  recalls  also  the  particular  influence 
which  the  Committee  on  Education  and  Special  Training  has  had 
upon  the  college  and  university  life  in  more  recent  days,  one  may 
well  predict  that  however  temporary  may  be  the  physical  place  of 
this  particular  group  of  educators,  its  intellectual  influence  will  be 
obvious  for  many  years  to  come. 

Altogether  in  sympathy  with  this  influence,  and  in  order  to  present 
the  issues  and  the  ideals  which  have  been  so  significant  in  these 
momentous  historical  times  in  a  form  that  is  compact  as  well  as  un- 
qualifiedly authoritative,  the  editors  have  made  this  survey  of  national 
and  international  motives.  It  has  been  a  peculiar  privilege  to  be  able 
to  gather  this  collection  of  essays,  speeches,  and  sketches  from  so 
many  distinguished  sources  and  from  the  writings  of  so  various  a 
group  of  statesmen  and  of  men  of  letters.  In  spite  of  the  variety 
of  material,  it  is  hoped  that  the  arrangement  here  will  suggest  some 
sense  of  unity.  The  editors  have  sought,  first,  through  the  most 
distinguished  spokesmen  of  th'e  major  warring  nations,  to  present  the 
conflicting  issues  of  the  war,  the  spirit  which  has  guided  their  youth 
and  their  citizenry,  and  the  ideals  underlying  the  philosophy  and  the 
history  of  their  respective  governments.  Then,  the  gains  from  the 
war  as  these  are  now  possible  to  approximate,  the  relation  of  force 
to  peace  in  a  democracy,  the  conditions  which  may  hereafter  make 
for  a  permanent  peace,  the  vision  of  the  new  Europe  which  shall 
henceforth  arise  —  all  these  it  has  been  thought  desirable  to  reflect 
not  alone  from  President  Wilson's  state  papers  but  also  from  the 
writings  of  distinguished  educators  and  scholars.  To  youthful  readers, 
furthermore,  and  to  nonparticipants  generally,  no  great  crisis  of  a 
political  or  social  nature  can  be  made  a  reality  by  an  appeal  to  the 
intellect  alone.  Some  reflection  of  the  atmosphere  of  the  war,  pre- 
senting in  its  narrative  and  descriptive  sketches  a  challenge  to  the 
imagination  and  the  senses  of  the  reader,  has,  therefore,  also  been 
thought  worth  including.  Finally,  since  this  book  of  selections  is 
intended  primarily  for  American  youth,  a  reflection  more  or  less  com- 
prehensive is  necessary  to  remind  the  student  of  certain  permanent 
aims  and  ideas  underlying  American  character  and  American  politics. 


vi  WORLD  WAR  ISSUES  AND  IDEALS 

For  that  reason  a  handful  of  recent  interpretations  concerned  with 
American  domestic  matters  and  with  American  foreign  policy  has 
been  included.  These,  showing  America  from  within  and  from  with- 
out, will  lead  the  thoughtful  person  to  gather  for  himself  some  conclu- 
sions with  respect  to  those  tendencies  in  our  life  which  have  brought 
the  nation  to  its  present  consecration  to  the  cause  of  democracy  and 
international  justice. 

In  times  like  these,  when  all  public  matters  are  painted  before 
the  national  consciousness  in  huge  brush-strokes,  there  is  offered  to 
the  college  instructor  and  to  the  teacher  generally  a  fortunate  oppor- 
tunity to  combine  the  study  of  great  ideals  and  momentous  acts  with 
the  work  of  composition.  How  significant  the  use  of  the  vigorous 
writing  of  these  stirring  days  is  for  the  service  of  English-composi- 
tion courses  may  be  seen  not  only  in  the  adoption  of  the  practice  by 
many  schools  and  colleges  but  also  from  the  recommendation  of  its 
value  by  educators  now  directly  serving  the  government.  One  need 
scarcely  reassert  —  what  these  educators  have  already  so  well  empha- 
sized—  the  supreme  value  of  classroom  discussions,  arguments, 
reports,  speeches,  and  written  exercises  in  which  there  is  evi- 
dence of  the  student's  own  reflection  upon  matters  debated  in  the 
classroom,  and  proof  that  he  has  grasped  the  intent  of  the  various 
ideals  and  ideas  which  this  war  of  contrasts  presents.  It  is  for  these 
objects  that  any  effective  introductory  course  must  be  planned.  It  is 
the  hope  of  the  editors  that  teachers  of  English  may  find  within  this 
large  variety  of  material  —  the  vigorous  writing  of  distinguished  men 
who  almost  invariably  express  themselves  with  force  and  with  char- 
acter—  not  only  ideas  but  also  those  models  of  literary  style  and 
facility  of  expression  without  which  no  course  in  English  composition 
can  be  taught  constructively.  Among  the  many  models  here  of 
undoubted  literary  excellence  are  speeches,  essays,  after-dinner 
addresses,  orations,  persuasive  expositions,  sketches,  personal  narra- 
tives, and  magazine  articles,  written  for  different  occasions  and  for  a 
large  variety  of  objects,  a  very  large  number  of  which  —  in  the  opin- 
ion of  competent  critics  —  must  remain,  both  for  the  forcefulness  of 
their  ideas  and  for  their  intrinsic  literary  excellence,  permanent 
models  of  prose  composition. 


INTRODUCTION  vii 

Bearing  in  mind  the  compressed  character  which  introductory 
courses  must  necessarily  have,  and  the  consequent  need  of  selec- 
tions that  can  be  mastered  in  not  more  than  one  or  two  assignments, 
the  editors  have  purposely  avoided  abstruse  ideas  and  the  use  of  the 
extended  selections  so  frequently  found  in  books  of  this  nature.  In 
adapting,  therefore,  the  various  articles  for  present  requirements, 
they  have  found  it  necessary,  much  as  they  would  have  desired  not 
to  do  so,  to  omit  parts  of  many  articles.  The  larger  gaps  in  these 
articles  have  been  indicated,  but  in  every  case  the  author's  ideas  and 
his  methods  of  presentation  have  been  scrupulously  preserved.  To 
indicate  every  omission  of  material  would  have  made  the  selections 
appear  fragmentary,  and  lacking  in  that  very  unity  which  the  editors 
feel  each  article  still  possesses. 

It  is  but  a  commonplace  to  observe  that  a  book  of  selective  read- 
ings must  serve,  at  best,  as  a  mere  introduction  to  that  major  study 
of  those  historical  backgrounds,  philosophies,  and  literatures  which 
together  constitute  the  true  and  permanent  material  for  an  under- 
standing of  the  ideals  and  the  national  characteristics  of  peoples 
represented.  With  the  requirements  of  effective  teaching  in  mind, 
and  the  importance  of  opportunity  for  choice  by  the  individual  teacher 
before  them,  the  editors  have  tried  to  present,  within  the  space  of  a 
single  volume,  as  large  a  variety  of  ideas  and  from  as  many  points 
of  view  as  possible.  Life  in  a  national  institution  during  a  period 
of  great  historical  importance  offers  a  unique  opportunity  for  studying 
the  most  expedient  way  to  meet  the  needs  and  requirements  of  young 
men  who  must  be  trained  quickly  but  efficiently  for  public  service. 
The  editors  entertain  the  hope  that  this  compendious  reflection  of 
ideas  affords  at  least  one  practical  solution  to  the  problem  which 
such  an  exigency  presents.  The  purpose  in  gathering  this  group  of 
essays,  sketches,  and  state  papers  will  be  completely  fulfilled,  how- 
ever, only  when  the  articles  in  this  collection  shall  prove  of  such  sig- 
nificant value  that  the  student,  either  of  his  own  accord  or  through 
the  stimulus  of  his  instructors,  shall  be  led  to  investigate  the  larger 
and  more  important  works  of  the  writers.  When,  by  so  doing, 
the  American  youth  becomes  awakened  into  a  reflective,  vigorous, 
and  useful  American  citizen,  may  we  then  hope  that  the  master 


viii  WORLD  WAR  ISSUES  AND  IDEALS 

spirits  of  the  present  will  furnish  him  with  the  inspiration  for  a  study 
of  the  master  spirits  of  the  past.  The  editors  have,  for  this  reason, 
indicated  in  the  biographical  sketches  the  names  of  many  of  the  better- 
known  works  of  the  various  writers.  In  the  references  for  collateral 
reading,  to  be  found  in  the  back  of  the  book,  are  noted,  further- 
more, short  but  comprehensive  articles  by  writers  and  speakers  of 
distinction,  furnishing  additional  light  upon  the  subjects  discussed  in 
this  volume.  These  articles,  as  well  as  the  standard  reference  books 
which  quickly  define  terms  not  mentioned  in  the  notes,  can  be  found 
in  any  fair  library. 

To  the  various  authors  and  to  the  publishers,  without  whose 
sympathy  and  interest  in  the  purpose  of  this  book  its  creation  would 
have  been  impossible,  the  editors  desire  to  express  their  profound 
gratitude.  For  generous  information  in  regard  to  the  War  Issues 
Course  and  the  new  conditions  now  existing  in  colleges  and  univer- 
sities, the  editors  would  express  their  indebtedness  to  Professor  Frank 
Aydelotte,  the  Director  of  the  War  Issues  Course,  and  to  those 

cooperating  with  him. 

M.  E.  S. 
W.  B.  N. 


CONTENTS 

PAGE 

INTR*»UCTI»N . iii 

I.   THE  ISSUES  OF  THE  WORLD  WAR 

A  WAR  FOR  DEMOCRACY  (April  2,  1917).     .      Woodrovu  Wilson  3 

THE  MENACE  OF  AUTOCRACY Elihu  Root  \  2 

THE  CHALLENGE  AND  THE  CONFLICT      .     .  David  Lloyd  George  21 

THE  INVASION  OF  BELGIUM    ....     Von  Bethmann-Hollweg  30 

THE  PRINCIPLES  AT  WAR H.  G.  Dwight  31 

II.  THE  ATMOSPHERE  OF  THE  WORLD  WAR 

THE  ROLE  OF  THE  INFANTRY  IN  MODERN  WARFARE 

General  Malleterre  49 

THE  FRENCH  ON  THE  SOMME "  Odysseus "  59 

DINANT  LA  MORTE Camille  David  68 

A  FIGHT  WITH  GERMAN  AIRPLANES Alan  Bott  78 

SIMS'S  CIRCUS Herman  Whitaker  90 

THE  PROMISE Frederic  Boutet  100- 

III.  THE  SPIRIT  OF  THE  WARRING  NATIONS 

THE  SPIRIT  OF  FRENCH  YOUTH Maurice  Barrh  107 

DIAGNOSIS  OF  THE  ENGLISHMAN John  Galsworthy  114 

PRO  PATRIA Maurice  Maeterlinck  120 

THE  SOUL  AND  STONES  OF  VENICE    .     .     Gabriele  d' '  Annunzio  126 

THE  AMERICAN  FLAG Rene"  Viviani  132 

AMERICA  OFFERS  HER  TROOPS John  J.  Pershing  136 

THE  DECISION  TO  MAKE  WAR    .     .     .  Friedrich  von  Bernhardi  137 

ix 


x  WORLD  WAR  ISSUES  AND  IDEALS 

IV.    DEMOCRATIC  AND  AUTOCRATIC  IDEALS  OF 
GOVERNMENT 

PAGE 

THE  ESSENTIALS  OF  THE  AMERICAN  CONSTITUTION     Elihu  Root  143 

THE  STRENGTH  OF  AMERICAN  DEMOCRACY      .     .    James  Bryce  160 
THE  ATTITUDE  OF  THE  INDIVIDUAL  IN  A  DEMOCRACY 

Charles  E.  Hughes  1 70 

THE  PALE  SHADE Gilbert  Murray  182 

THE  BRITISH  COMMONWEALTH  OF  NATIONS     .     .  Jan  C.  Smuts  196 

THE  IDEA  OF  LIBERTY  IN  FRANCE      ....  Emile  Boutroux  208 

A  CLUE  TO  RUSSIA Henry  N.  Brailsford  215 

THE  GERMAN  IDEAL  OF  THE  STATE  .     Heinrich  von  Treitschke  224 

THE  ARMY  AND  NATIONAL  UNITY     .     Heinrich  von  Treitschke  228 

V.   THE  NEW  EUROPE  AND  A  LASTING  PEACE 

GAINS  FROM  THE  WAR Charles  W.  Eliot  235 

NATIONALITY  AND  THE  NEW  EUROPE     .    Archibald  C.  Coolidge  246 

FORCE  AND  PEACE Henry  Cabot  Lodge  259 

A  LEAGUE  TO  ENFORCE  PEACE      .     .     .      A.  Lawrence  Lowell  271 

AMERICA'S  TERMS  OF  PEACE  (JANUARY  8, 1918)  Woodrow  Wilson  287 
THE  CONDITIONS  OF  PERMANENT  PEACE  (SEPTEMBER  27,  1918) 

Woodrow  Wilson  295 

VI.    FEATURES  OF  AMERICAN  LIFE  AND  CHARACTER 

NATIONAL  CHARACTERISTICS  AS  MOLDING  PUBLIC  OPINION 

James  Bryce  305 
CONTRIBUTIONS  OF  THE  WEST-  TO  AMERICAN  DEMOCRACY 

Frederick  J.  Turner  314 

THE  SPIRIT  OF  THE  PACIFIC  COAST Josiah  Royce  333 

TRANS-NATIONAL  AMERICA Randolph  S.  Bourne  343 

DEMOCRACY  IN  INDUSTRY Lyman  Abbott  352 

THE  AMERICAN  NOVEL Robert  Herrick  363 

THE  PURPOSE  AND  SPIRIT  OF  THE  UNIVERSITY  George  E.  Vincent  379 

MILITARY  CHARACTER Yates  Stirling  390 


CONTENTS  xi 
VII.   AMERICAN  FOREIGN  POLICY 

PAGE 

THE  INTERNATIONAL  MIND    ....   Nicholas  Murray  Butler  403 
THE  MONROE  DOCTRINE  AND  THE  EVOLUTION  OF  DEMOCRACY 

Albert  Shaw  408 

OUR  LATIN-AMERICAN  POLICY Richard  Olney  417 

THE   DEMOCRATIC   IDEAL   IN    INTERNATIONAL   RELATIONSHIPS 

Bainbridge  Colby  427 

TUTORING  THE  PHILIPPINES Charles  H.  Brent  43 1 

THE  FAR-EASTERN  PROBLEM /.  O.  P.  Bland  441 

NOTES  AND  REFERENCES  FOR  COLLATERAL  READING  453 


WORLD   WAR   ISSUES   AND    IDEALS 

I 

THE    ISSUES    OF   THE   WORLD   WAR 


A  WAR   FOR   DEMOCRACY 

(Message  to  Congress,  April  2,  1917) 

WOODROW  WILSON 

[Woodrow  Wilson  (1856-  ),  President  of  the  United  States  since 
1913,  was  educated  at  Princeton,  the  University  of  Virginia,  and  at 
Johns  Hopkins,  and  later  taught  history  and  political  science  at  Bryn 
Mawr,  Wesleyan,  and  Princeton.  From  1902  to  1910  he  served  as  Presi- 
dent of  Princeton  University.  He  was  then  elected  Governor  of  New 
Jersey.  His  most  important  writings  are  "  Congressional  Government " 
(1885),  "The  State'.'  (1889),  "History  of  the  American  People"  (1902), 
and  a  life  of  Washington.  The  best  examples  of  his  essays  are  "Ideals  of 
America"  (Atlantic  Monthly  for  December,  1902)  and  "When  a  Man 
Comes  to  Himself"  (1915).  The  present  selection  is  from  his  Message 
to  Congress  on  April  2,  1917,  in  which  he  recommended  the  declaration 
of  war  against  Germany.  Its  sentence,  "The  world  must  be  made  safe 
for  democracy,"  has  become  the  rallying  cry  of  all  the  nations  fighting 
Germany,  and  best  expresses  the  causes  and  underlying  aims  of  American 
participation  in  the  World  War.] 

GENTLEMEN  OF  THE  CONGRESS: 

I  have  called  the  Congress  into  extraordinary  session  be- 
cause there  are  serious,  very  serious,  choices  of  policy  to  be 
made,  and  made  immediately,  which  it  was  neither  right  nor 
constitutionally  permissible  that  I  should  assume  the  re- 
sponsibility of  making. 

On  the  third  of  February  last  I  officially  laid  before  you  the 
extraordinary  announcement  of  the  Imperial  German  Gov- 
ernment that  on  and  after  the  first  day  of  February  it  was 
its  purpose  to  put  aside  all  restraints  of  law  or  of  humanity 
and  use  its  submarines  to  sink  every  vessel  that  sought  to 
approach  either  the  ports  of  Great  Britain  and  Ireland  or  the 
western  coasts  of  Europe  or  any  of  the  ports  controlled  by 

3 


4  THE  ISSUES  OF  THE  WORLD  WAR 

the  enemies  of  Germany  within  the  Mediterranean.  That  had 
seemed  to  be  the  object  of  the  German  submarine  warfare 
earlier  in  the  war,  but  since  April  of  last  year  the  Imperial 
Government  had  somewhat  restrained  the  commanders  of  its 
undersea  craft  in  conformity  with  its  promise  then  given  to 
us  that  passenger  boats  should  not  be  sunk  and  that  due 
warning  would  be  given  to  all  other  vessels  which  its  sub- 
marines might  seek  to  destroy,  when  no  resistance  was  offered 
or  escape  attempted,  and  care  taken  that  their  crews  were 
given  at  least  a  fair  chance  to  save  their  lives  in  their  open 
boats.  The  precautions  taken  were  meager  and  haphazard 
enough,  as  was  proved  in  distressing  instance  after  instance 
in  the  progress  of  the  cruel  and  unmanly  business,  but  a  cer- 
tain degree  of  restraint  was  observed.  The  new  policy  has 
swept  every  restriction  aside.  Vessels  of  every  kind,  whatever 
their  flag,  their  character,  their  cargo,  their  destination,  their 
errand,  have  been  ruthlessly  sent  to  the  bottom  without  warn- 
ing and  without  thought  of  help  or  mercy  for  those  on  board, 
the  vessels  of  friendly  neutrals  along  with  those  of  belligerents. 
Even  hospital  ships  and  ships  carrying  relief  to  the  sorely 
bereaved  and  stricken  people  of  Belgium,  though  the  latter 
were  provided  with  safe  conduct  through  the  proscribed 
areas  by  the  German  Government  itself  and  were  distinguished 
by  unmistakable  marks  of  identity,  have  been  sunk  with  the 
same  reckless  lack  of  compassion  or  of  principle. 

I  was  for  a  little  while  unable  to  believe  that  such  things 
would  in  fact  be  done  by  any  government  that  had  hitherto 
subscribed  to  the  humane  practices  of  civilized  nations. 
International  law  had  its  origin  in  the  attempt  to  set  up 
some  law  which  would  be  respected  and  observed  upon  the 
seas,  where  no  nation  had  right  of  dominion  and  where  lay 
the  free  highways  of  the  world.  By  painful  stage  after  stage 
has  that  law  been  built  up,  with  meager  enough  results,  in- 
deed, after  all  was  accomplished  that  could  be  accomplished, 
but  always  with  a  clear  view,  at  least,  of  what  the  heart  and 
conscience  of  mankind  demanded.  This  minimum  of  right 


A  WAR  FOR  DEMOCRACY  5 

the  German  Government  has  swept  aside  under  the  plea  of 
retaliation  and  necessity  and  because  it  had  no  weapons 
which  it  could  use  at  sea  except  these,  which  it  is  impossible 
to  employ  as  it  is  employing  them  without  throwing  to  the 
winds  all  scruples  of  humanity  or  of  respect  for  the  under- 
standings that  were  supposed  to  underlie  the  intercourse  of 
the  world.  I  am  not  now  thinking  of  the  loss  of  property  in- 
volved, immense  and  serious  as  that  is,  but  only  of  the  wanton 
and  wholesale  destruction  of  the  lives  of  non-combatants, 
men,  women,  and  children,  engaged  in  pursuits  which  have 
always,  even  in  the  darkest  periods  of  modern  history,  been 
deemed  innocent  and  legitimate.  Property  can  be  paid  for; 
the  lives  of  peaceful  and  innocent  people  cannot  be.  The 
present  German  submarine  warfare  against  commerce  is  a 
warfare  against  mankind. 

It  is  a  war  against  all  nations.  American  ships  have  been 
sunk,  American  lives  taken,  in  ways  which  it  has  stirred  us 
very  deeply  to  learn  of,  but  the  ships  and  people  of  other 
neutral  and  friendly  nations  have  been  sunk  and  overwhelmed 
in  the  waters  in  the  same  way.  There  has  been  no  discrimina- 
tion. The  challenge  is  to  all  mankind.  Each  nation  must 
decide  for  itself  how  it  will  meet  it.  The  choice  we  make  for 
ourselves  must  be  made  with  a  moderation  of  counsel  and  a 
temperateness  of  judgment  befitting  our  character  and  our 
motives  as  a  nation.  We  must  put  excited  feeling  away.  Our 
motive  will  not  be  revenge  or  the  victorious  assertion  of  the 
physical  might  of  the  nation,  but  only  the  vindication  of 
right,  of  human  right,  of  which  we  are  only  a  single  champion. 

When  I  addressed  the  Congress  on  the  twenty-sixth  of 
February  last  I  thought  that  it  would  suffice  to  assert  our 
neutral  rights  with  arms,  our  right  to  use  the  seas  against 
unlawful  interference,  our  right  to  keep  our  people  safe  against 
unlawful  violence.  But  armed  neutrality,  it  now  appears,  is 
impracticable.  Because  submarines  are  in  effect  outlaws  when 
used  as  the  German  submarines  have  been  used  against  mer- 
chant shipping,  it  is  impossible  to  defend  ships  against  their 


6  THE  ISSUES  OF  THE  WORLD  WAR 

attacks  as  the  law  of  nations  has  assumed  that  merchantmen 
would  defend  themselves  against  privateers  or  cruisers,  visible 
craft  giving  chase  upon  the  open  sea.  It  is  common  prudence 
in  such  circumstances,  grim  necessity  indeed,  to  endeavor  to 
destroy  them  before  they  have  shown  their  own  intention. 
They  must  be  dealt  with  upon  sight,  if  dealt  with  at  all.  The 
German  Government  denies  the  right  of  neutrals  to  use  arms 
at  all  within  the  areas  of  the  sea  which  it  has  proscribed,  even 
in  the  defense  of  rights  which  no  modern  publicist  has  ever 
before  questioned  their  right  to  defend.  The  intimation  is 
conveyed  that  the  armed  guards  which  we  have  placed  on 
our  merchant  ships  will  be  treated  as  beyond  the  pale  of  law 
and  subject  to  be  dealt  with  as  pirates  would  be.  Armed 
neutrality  is  ineffectual  enough  at  best ;  in  such  circumstances 
and  in  the  face  of  such  pretensions  it  is  worse  than  ineffectual : 
it  is  likely  only  to  produce  what  it  was  meant  to  prevent ;  it 
is  practically  certain  to  draw  us  into  the  war  without  either 
the  rights  or  the  effectiveness  of  belligerents.  There  is  one 
choice  we  cannot  make,  we  are  incapable  of  making :  we  will 
not  choose  the  path  of  submission  and  suffer  the  most  sacred 
rights  of  our  nation  and  our  people  to  be  ignored  or  violated. 
The  wrongs  against  which  we  now  array  ourselves  are  no  com- 
mon wrongs ;  they  cut  to  the  very  roots  of  human  life. 

With  a  profound  sense  of  the  solemn  and  even  tragical 
character  of  the  step  I  am  taking  and  of  the  grave  responsi- 
bilities which  it  involves,  but  in  unhesitating  obedience  to 
what  I  deem  my  constitutional  duty,  I  advise  that  the  Con- 
gress declare  the  recent  course  of  the  Imperial  German  Gov- 
ernment to  be  in  fact  nothing  less  than  war  against  the  gov- 
ernment and  people  of  the  United  States;  that  it  formally 
accept  the  status  of  belligerent  which  has  thus  been  thrust 
upon  it;  and  that  it  take  immediate  steps  not  only  to  put 
the  country  in  a  more  thorough  state  of  defense  but  also 
to  exert  all  its  power  and  employ  all  its  resources  to  bring 
the  Government  of  the  German  Empire  to  terms  and  end 
the  war. 


A  WAR  FOR  DEMOCRACY  7 

While  we  do  these  .things,  these  deeply  momentous  things, 
let  us  be  very  clear,  and  make  very  clear  to  all  the  world, 
what  our  motives  and  our  objects  are.  My  own  thought  has 
not  been  driven  from  its  habitual  and  normal  course  by  the 
unhappy  events  of  the  last  two  months,  and  I  do  not  believe 
that  the  thought  of  the  nation  has  been  altered  or  clouded  by 
them.  I  have  exactly  the  same  things  in  mind  now  that  I  had 
in  mind  when  I  addressed  the  Senate  on  the  twenty-second  of 
January  last ;  the  same  that  I  had  in  mind  when  I  addressed 
the  Congress  on  the  third  of  February  and  on  the  twenty-sixth 
of  February.  Our  object  now,  as  then,  is  to  vindicate  the 
principles  of  peace  and  justice  in  the  life  of  the  world  as  against 
selfish  and  autocratic  power  and  to  set  up  amongst  the  really 
free  and  self-governed  peoples  of  the  world  such  a  concert  of 
purpose  and  of  action  as  will  henceforth  insure  the  observance 
of  those  principles.  Neutrality  is  no  longer  feasible  or  desir-1- • 
able  where  the  peace  of  the  world  is  involved  and  the  freedom 
of  its  peoples,  and  the  menace  to  that  peace  and  freedom  lies 
in  the  existence  of  autocratic  governments  backed  by  organized 
force  which  is  controlled  wholly  by  their  will,  not  by  the  will 
of  their  people.  We  have  seen  the  last  of  neutrality  in  such 
circumstances.  We  are  at  the  beginning  of  an  age  in  which  it 
will  be  insisted  that  the  same  standards  of  conduct  and  of  re- 
sponsibility for  wrong  done  shall  be  observed  among  nations 
and  their  governments  that  are  observed  among  the  individual 
citizens  of  civilized  states. 

We  have  no  quarrel  with  the  German  people.  We  have  no 
feeling  towards  them  but  one  of  sympathy  and  friendship. 
It  was  not  upon  their  impulse  that  their  government  acted 
in  entering  this  war.  It  was  not  with  their  previous  knowl- 
edge or  approval.  It  was  a  war  determined  upon  as  wars 
used  to  be  determined  upon  in  the  old,  unhappy  days  when 
peoples  were  nowhere  consulted  by  their  rulers  and  wars 
were  provoked  ancl  waged  in  the  interest  of  dynasties  or  of 
little  groups  of  ambitious  men  who  were  accustomed  to  use 
their  fellow  men  as  pawns  and  tools.  Self -governed  nations 


8  THE  ISSUES  OF  THE  WORLD  WAR 

do  not  fill  their  neighbor  states  with  spies  or  set  the  course 
of  intrigue  to  bring  about  some  critical  posture  of  affairs 
which  will  give  them  an  opportunity  to  strike  and  make  con- 
quest. Such  designs  can  be  successfully  worked  out  only 
under  cover  and  where  no  one  has  the  right  to  ask  questions. 
Cunningly  contrived  plans  of  deception  or  aggression,  carried, 
it  may  be,  from  generation  to  generation,  can  be  worked  out 
and  kept  from  the  light  only  within  the  privacy  of  courts  or 
behind  the  carefully  guarded  confidences  of  a  narrow  and 
privileged  class.  They  are  happily  impossible  where  public 
opinion  commands  and  insists  upon  full  information  concern- 
ing all  the  nation's  affairs. 

A  steadfast  concert  for  peace  can  never  be  maintained  ex- 
cept by  a  partnership  of  democratic  nations.  No  autocratic 
government  could  be  trusted  to  keep  faith  within  it  or  observe 
its  covenants.  It  must  be  a  league  of  honor,  a  partnership  of 
opinion.  Intrigue  would  eat  its  vitals  away ;  the  plottings  of 
inner  circles  who  could  plan  what  they  would  and  render  ac- 
count to  no  one  would  be  a  corruption  seated  at  its  very  heart. 
Only  free  peoples  can  hold  their  purpose  and  their  honor 
steady  to  a  common  end  and  prefer  the  interests  of  mankind 
to  any  narrow  interest  of  their  own. 

One  of  the  things  that  has  served  to  convince  us  that  the 
Prussian  autocracy  was  not  and  could  never  be  our  friend  is 
that  from  the  very  outset  of  the  present  war  it  has  filled  our 
unsuspecting  communities  and  even  our  offices  of  government 
with  spies,  and  set  criminal  intrigues  everywhere  afoot  against 
our  national  unity  of  counsel,  our  peace  within  and  without, 
our  industries  and  our  commerce.  Indeed  it  is  now  evident 
that  its  spies  were  here  even  before  the  war  began;  and  it 
is  unhappily  not  a  matter  of  conjecture  but  a  fact  proved  in 
our  courts  of  justice  that  the  intrigues  which  have  more  than 
once  come  perilously  near  to  disturbing  the  peace  and  dis- 
locating the  industries  of  the  country  have  been  carried  on 
at  the  instigation,  with  the  support,  and  even  under  the  per- 
sonal direction  of  official  agents  of  the  Imperial  Government 


A  WAR  FOR  DEMOCRACY  9 

accredited  to  the  Government  of  the  United  States.  Even 
in  checking  these  things  and  trying  to  extirpate  them  we 
have  sought  to  put  the  most  generous  interpretation  possible 
upon  them  because  we  knew  that  their  source  lay,  not  in 
any  hostile  feeling  or  purpose  of  the  German  people  towards 
us  (who  were,  no  doubt,  as  ignorant  of  them  as  we  ourselves 
were),  but  only  in  the  selfish  designs  of  a  government  that 
did  what  it  pleased  and  told  its  people  nothing.  But  they 
have  played  their  part  in  serving  to  convince  us  at  last  that 
that  government  entertains  no  real  friendship  for  us  and 
means  to  act  against  our  peace  and  security  at  its  convenience. 
That  it  means  to  stir  up  enemies  against  us  at  our  very  doors 
the  intercepted  note  to  the  German  Minister  at  Mexico  City 
is  eloquent  evidence. 

We  are  accepting  this  challenge  of  hostile  purpose  because 
we  know  that  in  such  a  government,  following  such  methods, 
we  can  never  have  a  friend ;  and  that  in  the  presence  of  its 
organized  power,  always  lying  in  wait  to  accomplish  we  know 
not  what  purpose,  there  can  be  no  assured  security  for  the 
democratic  governments  of  the  world.  We  are  now  about  to 
accept  gage  of  battle  with  this  natural  foe  to  liberty  and 
shall,  if  necessary,  spend  the  whole  force  of  the  nation  to 
check  and  nullify  its  pretensions  and  its  power.  We  are  glad, 
now  that  we  see  the  facts  with  no  veil  of  false  pretense  about 
them,  to  fight  thus  for  the  ultimate  peace  of  the  world  and% 
for  the  liberation  of  its  peoples,  the  German  peoples  included ; 
for  the  rights  of  nations  great  and  small  and  the  privilege  of 
men  everywhere  to  choose  their  way  of  life  and  of  obedience. 
The  world  must  be  made  safe  for  democracy.  Its  peace  must 
be  planted  upon  the  tested  foundations  of  political  liberty. 
We  have  no  selfish  ends  to  serve.  We  desire  no  conquest,  no 
dominion.  We  seek  no  indemnities  for  ourselves,  no  material 
compensation  for  the  sacrifices  we  shall  freely  make.  We  are 
but  one  of  the  champions  of  the  rights  of  mankind.  We  shall 
be  satisfied  when  those  rights  have  been  made  as  secure  as 
the  faith  and  the  freedom  of  nations  can  make  them. 


io  THE  ISSUES  OF  THE  WORLD  WAR 

Just  because  we  fight  without  rancor  and  without  selfish 
object,  seeking  nothing  for  ourselves  but  what  we  shall  wish 
to  share  with  all  free  peoples,  we  shall,  I  feel  confident,  con- 
duct our  operations  as  belligerents  without  passion  and  our- 
selves observe  with  proud  punctilio  the  principles  of  right 
and  of  fair  play  we  profess  to  be  fighting  for. 

It  will  be  all  the  easier  for  us  to  conduct  ourselves  as  belliger- 
ents in  a  high  spirit  of  right  and  fairness  because  we  act  without 
animus,  not  in  'enmity  towards  a  people  or  with  the  desire  to 
bring  any  injury  or  disadvantage  upon  them,  but  only  in 
armed  opposition  to  an  irresponsible  government  which  has 
thrown  aside  all  considerations  of  humanity  and  of  right  and 
is  running  amuck.  We  are,  let  me  say  again,  the  sincere 
friends  of  the  German  people,  and  shall  desire  nothing  so 
much  as  the  early  reestablishment  of  intimate  relations  of 
mutual  advantage  between  us,  —  however  hard  it  may  be 
for  them,  for  the  time  being,  to  believe  that  this  is  spoken 
from  our  hearts.  We  have  borne  with  their  present  govern- 
ment through  all  these  bitter  months  because  of  that  friend- 
ship, exercising  a  patience  and  forbearance  which  would 
otherwise  have  been  impossible.  We  shall,  happily,  still  have 
an  opportunity  to  prove  that  friendship  in  our  daily  attitude 
and  actions  towards  the  millions  of  men  and  women  of  German 
birth  and  native  sympathy  who  live  amongst  us  and  share  our 
life,  and  we  shall  be  proud  to  prove  it  towards  all  who  are  in 
fact  loyal  to  their  neighbors  and  to  the  Government  in  the 
hour  of  test.  They  are,  most  of  them,  as  true  and  loyal 
Americans  as  if  they  had  never  known  any  other  fealty  or 
allegiance.  They  will  be  prompt  to  stand  with  us  in  rebuking 
and  restraining  the  few  who  may  be  of  a  different  mind  and 
purpose.  If  there  should  be  disloyalty,  it  will  be  dealt  with 
with  a  firm  hand  of  stern  repression ;  but,  if  it  lifts  its  head 
at  all,  it  will  lift  it  only  here  and  there  and  without  countenance 
except  from  a  lawless  and  malignant  few. 

It  is  a  distressing  and  oppressive  duty,  Gentlemen  of  the 
Congress,  which  I  have  performed  in  thus  addressing  you. 


A  WAR  FOR  DEMOCRACY  n 

There  are,  it  may  be,  many  months  of  fiery  trial  and  sacrifice 
ahead  of  us.  It  is  a  fearful  thing  to  lead  this  great  peaceful 
people  into  war,  into  the  most  terrible  and  disastrous  of  all 
wars,  civilization  itself  seeming  to  be  in  the  balance.  But  the) 
right  is  more  precious  than  peace,  and  we  shall  fight  for  the' 
things  which  we  have  always  carried  nearest  our  hearts,  —  for 
democracy,  for  the  right  of  those  who  submit  to  authority  to 
have  a  voice  in  their  own  governments,  for  the  rights  and 
liberties  of  small  nations,  for  a  universal  dominion  of  right 
-by  such  a  concert  of  free  peoples  as  shall  bring  peace  and 
safety  to  all  nations  and  make  the  world  itself  at  last  free. 
To  such  a  task  we  can  dedicate  our  lives  and  our  fortunes, 
everything  that  we  are  and  everything  that  we  have,  with  the 
pride  of  those  who  know  that  the  day  has  come  when  America 
is  privileged  to  spend  her  blood  and  her  might  for  the  principles 
that  gave  her  birth  and  happiness  and  the  peace  which  she  has 
treasured.  God  helping  her,  she  can  do  no  other. 


THE  MENACE  OF  AUTOCRACY1 
ELIHU  ROOT 

[Elihu  Root  (1845-  )  was  educated  at  Hamilton  College,  and  is 
one  of  the  foremost  American  statesmen  of  to-day.  His  chief  public  serv- 
ices have  been  as  Secretary  of  War  under  Presidents  McKinley  and 
Roosevelt,  Secretary  of  State  under  President  Roosevelt,  and  Senator 
from  New  York  from  1909  to  1915.  He  was  a  member  of  the  Hague  Tri- 
bunal in  1910  and  has  rendered  important  services  to  the  settlement  of 
international  problems.  In  1912  he  was  awarded  the  Nobel  Peace  Prize. 
The  present  selection  is  the  larger  part  of  his  Presidential  Address  at  the 
Eleventh  Meeting  of  the  American  Society  of  International  Law  in 
Washington,  April  26,  1917.  As  an  exposition  of  the  phrase  "The  world 
must  be  made  safe  for  democracy"  and  a  justification  of  the  entrance  of 
the  United  States  into  the  World  War  it  stands  second  only  to  the  April 
ad  Message.] 

The  greatest  change  in  the  conditions  of  national  life  during 
the  past  century  has  been  in  the  advance  and  spread  of  demo- 
cratic government,  and  the  correlative  decrease  in  the  extent 
and  power  of  autocratic  and  dynastic  governments.  It  is  im- 
possible to  regard  the  advance  of  democracy  as  being  merely 
local  or  temporary.  It  has  been  the  result  of  long-continued 
and  persistent  progress,  varying  in  different  countries  accord- 
ing to  the  character  of  the  people  and  the  nature  of  the  ob- 
stacles to  be  overcome,  but,  hi  its  nature,  essentially  the  same 
in  all  countries. 

England,  in  her  steady-going,  undemonstrative  way,  has 
moved  along  from  government  by  a  king  claiming  divine 
right  to  a  Commons  representing  popular  right  through  the 
revolution  of  1688,  which  established  the  nation's  right  to 

1  From  "  The  Effect  of  Democracy  on  International  Law,"  International 
Conciliation,  August,  1917.  Reprinted  by  permission. 


THE  MENACE  OF  AUTOCRACY  13 

choose  its  king,  through  that  civil  war  over  the  rights  of 
British  subjects  known  as  the  American  Revolution,  through 
chartism  and  Catholic  emancipation,  the  Reform  Bill  of  1832, 
the  franchise  extension  of  1867,  the  abandonment  of  the  king's 
veto  power,  and  the  establishment  of  the  Commons'  right  to 
pass  bills  over  the  rejection  of  the  House  of  Lords. 

France,  in  her  own  different  way,  with  much  action  and  re- 
action, traveled  towards  the  same  goal  through  the  States 
General  and  the  Constituent  Assembly,  through  the  Reign  of 
Terror,  and  her  amazing  defense  of  the  first  Republic  against 
all  Europe,  through  the  heroic  surgery  of  Napoleon's  career, 
the  Bourbon  restoration,  the  assertion  of  her  right  to  choose 
her  own  king  in  1830,  and  the  assertion  of  her  right  to  dispense 
with  a  king  in  1848,  the  plebiscite  and  the  second  Empire,  the 
Commune  and  the  third  Republic,  which  has  grown  in  stability 
and  capacity  for  popular  government  until  the  steadiness  and 
self-control  and  noble  devotion  of  the  French  people  under 
suffering  and  sacrifice  have  come  to  be  one  of  the  amazing 
revelations  of  these  terrible  years. 

Italy,  struggling  out  of  the  control  of  a  multitude  of  petty 
tyrants  sustained  by  foreign  influence,  established  her  newly 
won  unity  and  independence  upon  the  basis  of  representative 
parliamentary  government. 

Spain  has  regained  and  strengthened  the  constitution  of 
which  Ferdinand  VII  and  the  Holy  Alliance  deprived  her. 

Throughout  the  greater  part  of  the  world  constitutions 
have  become  the  order  of  the  day.  Switzerland,  Belgium, 
Holland,  Portugal,  all  Scandinavia,  all  Latin- America,  have 
established  their  governments  upon  constitutional  bases. 
Japan,  emerging  from  her  military  feudalism,  makes  her  entry 
into  the  community  of  civilized  nations  under  a  constitutional 
government.  China,  throwing  off  the  domination  of  the 
Manchu,  is  striving  to  accustom  her  long-suffering  and  sub- 
missive millions  to  the  idea  of  constitutional  right.  The  great 
self-governing  British  Dominions,  bound  to  the  Mother 
Country  only  by  ties  of  tradition  and  sentiment,  have  shown 


14  THE  ISSUES  OF  THE  WORLD  WAR 

that  free  democracies  can  respond  to  moral  forces  with  a 
splendid  power  of  loyalty  that  no  coercion  could  inspire. 
And  now,  Russia,  extirpating  the  government  which  has  been 
for  modern  times  the  typical  illustration  of  autocracy,  is  en- 
gaged in  establishing  the  new  self-control  of  that  vast  Empire 
upon  the  basis  of  universal  suffrage  and  republican  institutions. 

The  political  conception  of  control  from  above  by  monarchs 
exercising  divine  right  is  not  merely  disputed  by  philosophers 
and  reformers ;  it  has  faded  and  grown  dim  in  the  minds  of 
the  millions  of  men  in  the  civilized  nations,  and  in  its  place 
has  spread  throughout  the  world  the  political  conception  of 
constitutional  government  exercising  control  by  authority  of 
the  peoples  who  are  governed. 

The  persistence  and  extent  of  this  change  in  the  political 
and  social  conditions  of  national  life  forbid  the  idea  that  it 
is  the  child  of  individual  minds  or  local  provocations  or  tem- 
porary causes,  and  distinguish  it  as  one  of  those  great  and 
fundamental  movements  of  the  human  mind  which  no  power 
can  control,  and  which  run  their  course  inevitably  to  the  end 
in  an  unknown  future.  The  existence  and  assured  continuance 
of  this  process  of  development  of  democracy  is  the  great  fact 
forecasting  the  future  conditions  under  which  the  effort  to 
reinstate  the  law  of  nations  is  to  be  made. 

What  is  to  be  the  effect  of  this  change  in  conditions  upon 
the  possibility  of  making  international  law  relatively  perma- 
nent? In  considering  this  question,  some  facts  can  be  clearly 
perceived. 

The  substitution  of  a  democratic  for  an  autocratic  regime 
removes  the  chief  force  which  in  the  past  has  led  nations  to 
break  over  and  destroy  the  limitations  of  law;  that  is,  the 
prosecution  of  dynastic  policies.  Such  policies  in  general 
have  in  view  the  increase  of  territory,  of  dominion,  of  power, 
for  the  ruler  and  the  military  class  or  aristocracy  which  sur- 
rounds the  ruler  and  supports  his  throne.  The  benefit  of  the 
people  who  are  ruled  is  only  incidentally  —  if  at  all- 


THE  MENACE  OF  AUTOCRACY  15 

involved.  If  we  turn  back  to  the  causes  which  destroyed  the 
peace  of  the  world  under  the  dispositions  made  by  the  Treaty 
of  Westphalia,  the  mind  naturally  rests  on  the  War  of  the 
Spanish  Succession,  which  drenched  Europe  in  blood  through 
the  first  decade  of  the  eighteenth  century,  and  ended  in  the 
Treaty  of  Utrecht  only  when  Louis  XIV  was  reduced  to 
exhaustion.  What  was  that  about?  Nothing  more  or  less 
than  the  question  what  royal  house  should  have  its  power 
increased  by  a  marriage  that  would  ultimately  enable  it  to 
control  the  territory  and  wield  the  power  of  Spain  for  its  own 
aggrandizement.  The  interests  of  the  people  of  Spain  or  the 
people  of  France  or  of  any  other  country  furnished  no  part  of 
the  motive  power. 

Underlying  the  whole  age-long  struggle  to  maintain  the 
balance  of  power  in  Europe  has  been  the  assumption  that 
increased  power  would  be  used  for  aggression  and  to  secure 
further  increase  of  power  by  the  conquest  of  territory  and 
the  subjection  of  its  inhabitants ;  and  the  common  experience 
of  mankind  under  the  autocratic  system  of  government  by 
divine  right  has  justified  the  assumption.  It  was  a  perfect 
understanding  of  this  characteristic  of  autocratic  government 
that  inspired  the  words  of  President  Monroe's  famous  declara- 
tion :  "We  should  consider  any  attempt  on  their  part  (the 
European  powers)  to  extend  their  system  to  any  portion  of 
this  hemisphere  as  dangerous  to  our  peace  and  safety." 

Against  the  deep  and  settled  purpose  of  a  ruling  family  or  a 
ruling  aristocratic  class  to  enlarge  its  power,  continuing  from 
generation  to  generation,  usually  concealed  until  the  favorable 
moment  for  action  comes,  always  justified  or  excused  by 
specious  pretexts,  the  advocates  of  peace,  or  justice,  or  hu- 
manity, or  law,  are  helpless.  All  other  causes  of  war  can  be 
reached.  International  misunderstandings  can  be  explained 
away.  Dislikes  and  suspicions  can  be  dissipated  by  inter- 
course, and  better  knowledge,  and  courtesy,  and  kindness. 
Considerate  justice  can  prevent  real  causes  of  war.  Rules 
of  action  to  prevent  controversy  may  be  agreed  upon  by 


16  THE  ISSUES  OF  THE  WORLD  WAR 

diplomacy  and  conferences  and  congresses.  Honest  differences 
as  to  national  rights  and  duties  may  be  settled  by  arbitration, 
or  judicial  decision ;  but,  against  a  deep  and  persistent  pur- 
pose by  the  rulers  of  a  great  nation  to  take  away  the  territory 
of  others,  or  to  reduce  others  to  subjection  for  their  own 
aggrandizement,  all  these  expedients  are  of  no  avail.  The 
Congresses  of  Westphalia,  of  Vienna,  of  Berlin,  and  a  multitude 
of  others  less  conspicuous,  have  sought  to  curb  the  evil  through 
setting  limits  upon  power  by  treaty.  They  have  all  failed. 
Tin-  I  Van-  ( 'onlViviurs  at  The  Ila^ur  have  sought  to  diminish 
the  evil  by  universal  agreement  upon  rules  of  action.  The 
rules  and  the  treaties  have  become  "scraps  of  paper." 

The  progress  of  democracy,  however,  is  dealing  with  the 
problem  by  destroying  the  type  of  government  which  has 
shown  itself  incapable  of  maintaining  respect  for  law  and 
justice  and  resisting  the  temptations  of  ambition;  and  by 
substituting  a  new  form  of  government,  which  in  its  nature 
is  incapable  of  proceeding  by  the  same  methods,  and  neces- 
sarily responds  to  different  motives  and  pursues  different 
objects  from  the  old  autocratic  offenders.  Only  when  that 
task  has  been  substantially  accomplished  will  the  advocates 
of  law  among  nations  be  free  from  the  inheritance  of  former 
failure.  There  will  then  be  a  new  field  open  for  a  new  trial, 
doubtless  full  of  difficulties  of  its  own,  but  of  fair  hope  and 
possibilities  of  success. 

Self-governing  democracies  are  indeed  liable  to  commit 
great  wrongs.  The  peoples  who  govern  themselves  frequently 
misunderstand  their  international  rights,  and  ignore  their 
international  duties.  They  are  often  swayed  by  prejudice, 
and  blinded  by  passion.  They  are  swift  to  decide  in  their 
own  favor  the  most  difficult  questions  upon  which  they  are 
totally  ignorant.  They  are  apt  to  applaud  the  jingo  politician 
who  courts  popularity  by  public  insult  to  a  friendly  people, 
and  to  condemn  the  statesman  who  modifies  extreme  demands 
through  the  concessions  required  by  just  consideration  for  the 


THE  MENACE  OF  AUTOCRACY  17 

rights  of  others.  All  these  faults,  however,  are  open  and 
known  to  the  whole  world.  The  opinions  and  motives  from 
which  they  proceed,  the  real  causes  of  error,  can  be  reached 
by  reason,  by  appeal  to  better  instincts,  by  public  discussion, 
by  the  ascertainment  and  dissemination  of  the  true  facts. 

There  are  some  necessary  features  of  democratic  self- 
government  which  tend  towards  the  progressive  reduction 
of  tendencies  to  international  wrong-doing.  One  is  that  de- 
mocracies are  absolutely  dependent  for  their  existence  upon 
the  preservation  of  law.  Autocracies  can  give  commands  and 
enforce  them.  Rules  of  action  are  a  convenience,  not  a  neces- 
sity for  them.  On  the  other  hand,  the  only  atmosphere  in 
which  a  democracy  can  live  between  the  danger  of  autocracy 
on  one  side  and  the  danger  of  anarchy  on  the  other  is  the 
atmosphere  of  law.  Respect  for  law  is  the  essential  condition 
of  its  existence ;  and,  as  in  a  democracy  the  law  is  an  expres- 
sion of  the  people's  own  will,  self-respect  and  personal  pride 
and  patriotism  demand  its  observance.  An  essential  distinc- 
tion between  democracy  and  autocracy  is  that  while  the 
government  of  an  autocracy  is  superior  to  the  law,  the  govern- 
ment of  a  democracy  is  subject  to  the  law.  The  conception  of 
an  international  law  binding  upon  the  governments  of  the 
world  is,  therefore,  natural  to  the  people  of  a  democracy, 
and  any  violation  of  that  law  which  they  themselves  have 
joined  in  prescribing  is  received  with  disapproval,  if  not  with 
resentment.  This  is  well  illustrated  by  the  attitude  of  the 
people  of  the  separate  states  of  the  American  Union  toward 
the  decisions  of  the  Supreme  Court  of  the  United  States  pass- 
ing upon  the  exercise  of  power  by  state  governments.  Physical 
force  has  never  been  used  to  compel  conformity  to  those  de- 
cisions. Yet,  the  democratic  people  of  the  United  States  have 
answered  Jefferson's  contemptuous  remark,  "John  Marshall 
has  made  his  decision;  now  let  him  enforce  it."  The  answer 
is  that  it  is  the  will  of  self-governed  democracy  to  obey  the 
law  which  it  has  itself  established,  and  the  decisions  of  the 
Great  Tribunal  which  declares  the  law  controlling  state  action 


i8  THE  ISSUES  OF  THE  WORLD  WAR 

will  be  accepted  and  observed  by  common  consent  and  en- 
forced by  the  power  of  public  opinion. 

Another  necessary  feature  of  democratic  government  is  that 
the  exercise  of  the  power  of  popular  self-government  is  a  con- 
tinual training  of  all  citizens  in  the  very  qualities  which  are 
necessary  for  the  maintenance  of  law  between  nations.  Demo- 
cratic government  cannot  be  carried  on  except  by  a  people 
who  acquire  the  habit  of  seeking  true  information  about  facts, 
of  discussing  questions  of  right  and  wrong,  of  interest,  and 
of  possible  consequences,  who  have  kindly  consideration  for 
opposing  opinions,  and  a  tolerant  attitude  towards  those  who 
differ.  The  longer  a  democracy  preserves  itself  through  the 
exercise  of  these  qualities,  the  better  adapted  it  is  to  apply  the 
same  methods  in  the  conduct  of  its  international  business,  and 
the  result  is  a  continually  increasing  certainty  that  international 
law  will  be  observed  in  a  community  of  democratic  nations. 

The  most  important  difference,  however,  between  the  two 
forms  of  government  is  that  democracies  are  incapable  of 
holding  or  executing  those  sinister  policies  of  ambition  which 
are  beyond  the  reach  of  argument  and  the  control  of  law.  A 
democracy  cannot  hold  such  policies,  because  the  open  and 
public  avowal  and  discussion  which  must  precede  their  adop- 
tion by  a  democracy  is  destructive  of  them;  and  it  cannot 
execute  such  policies,  because  it  uniformly  lacks  the  kind  of 
disciplined  efficiency  necessary  to  diplomatic  and  military 
affirmatives. 

This  characteristic  of  popular  governments  is  well  illus- 
trated by  the  hundred  years  of  peace  which  we  are  all  rather 
proud  of  preserving  throughout  the  3000  miles  of  boundary 
between  Canada  and  the  United  States  without  fortifications 
or  ships  of  war  or  armies.  There  have  been  many  occasions 
when  the  tempers  of  the  men  on  either  side  of  the  line  were 
sorely  tried.  The  disputes  regarding  the  Northeastern  Bound- 
ary, the  Oregon  Boundary,  the  Alaska  Boundary,  were  acute ; 
the  affair  of  the  Caroline  on  the  Niagara  River,  the  Fenian 
Raid  upon  Lake  Champlain,  the  enforcement  of  the  Fisheries 


THE  MENACE  OF  AUTOCRACY  19 

regulations,  were  exasperating  and  serious,  but  upon  neither 
side  of  the  boundary  did  democracy  harbor  those  sinister 
designs  of  aggrandizement  and  ambition  which  have  char- 
acterized the  autocratic  governments  of  the  world.  On  neither 
side  was  there  suspicion  of  any  such  designs  in  the  democracy 
across  the  border.  The  purpose  of  each  nation  was  merely 
to  stand  up  for  its  own  rights,  and  so  reason  has  always  con- 
trolled, and  every  question  has  been  settled  by  fair  agree- 
ment, or  by  arbitral  decision ;  and,  finally,  for  the  past  eight 
years  a  permanent  International  Commission  with  judicial 
powers  has  disposed  of  the  controversies  arising  between  the 
citizens  of  the  two  countries  along  the  border  as  unobtrusively 
and  naturally  as  if  the  questions  arose  between  citizens  of 
Maryland  and  Virginia.  Such  has  been  the  course  of  events, 
not  because  of  any  great  design  or  far-seeing  plan,  but  because 
it  is  the  natural  working  of  democratic  government. 

The  incapacity  of  democracies  to  maintain  policies  of  aggres- 
sion may  be  fairly  inferred  from  the  extreme  reluctance  with 
which  they  incur  the  expense  and  make  the  sacrifices  necessary 
for  defense.  Cherishing  no  secret  designs  of  aggression  them- 
selves, they  find  it  difficult  to  believe  in  the  existence  of  such 
designs  on  the  part  of  other  nations.  Only  imminent  and 
deadly  peril  awakens  them  to  activity.  It  was  this  obstinate 
confidence  in  the  peaceable  intentions  of  all  mankind  which 
met  Lord  Roberts  (honored,  trusted,  and  beloved  as  he  was) 
when  long  before  the  present  war  he  vainly  sought  to  awaken 
the  people  of  England  to  the  danger  that  he  saw  so  plainly 
in  Germany's  stupendous  preparation  for  conquest.  It  is  well 
known  that  when  the  war  came  France  was  almost  upon  the 
verge  of  diminishing  her  army  by  a  reduction  in  the  years  of 
service.  In  our  own  country  a  great  people,  virile,  fearless, 
and  loyal,  have  remained  indifferent  to  all  the  voices  crying 
in  the  wilderness  for  preparation,  because  the  American  people 
could  not  be  made  to  believe  that  anything  was  going  to  happen 
inconsistent  with  the  existence  everywhere  of  those  peaceful 
purposes  of  which  they  themselves  were  conscious. 


20  THE  ISSUES  OF  THE  WORLD  WAR 

There  is  a  radical  incompatibility  between  popular  self- 
government  and  continuous  military  discipline,  for  military 
control  is  in  itself  despotic.  As  compared  with  military 
autocracies,  the  normal  condition  of  democracies  is  a  condi- 
tion of  inferior  military  efficiency.  This  invariable  character- 
istic of  democracy  leaves  it  no  option  in  its  treatment  of 
autocracy.  The  two  kinds  of  government  cannot  live  perma- 
nently side  by  side.  So  long  as  military  autocracy  continues, 
democracy  is  not  safe  from  attacks,  which  are  certain  to  come 
sometime,  and  certain  to  find  it  unprepared.  The  conflict  is 
inevitable  and  universal ;  and  it  is  d  Voutrance.  To  be  safe, 
democracy  must  kill  its  enemy  when  it  can  and  where  it  can. 
The  world  cannot  be  half  democratic  and  half  autocratic. 
It  must  be  all  democratic  or  all  Prussian.  There  can  be  no 
compromise.  If  it  is  all  Prussian,  there  can  be  no  real  inter- 
national law.  If  it  is  all  democratic,  international  law  honored 
and  observed  may  well  be  expected  as  a  natural  development 
of  the  principles  which  make  democratic  self-government 
possible. 

The  democracies  of  the  world  are  gathered  about  the  last 
stronghold  of  autocracy,  and  engaged  in  the  conflict  thrust 
upon  them  by  dynastic  policy  pursuing  the  ambition  of  rulers 
under  claim  of  divine  right  for  their  own  aggrandizement, 
their  own  glory,  without  regard  to  law,  or  justice,  or  faith. 
The  issue  to-day  and  to-morrow  may  seem  uncertain,  but  the 
end  is  not  uncertain.  No  one  knows  how  soon  the  end  will 
come,  or  what  dreadful  suffering  and  sacrifice  may  stand 
between ;  but  the  progress  of  the  great  world  movement  that 
has  doomed  autocracy  cannot  be  turned  back,  or  defeated. 

That  is  the  great  peace  movement. 

There  the  millions  who  have  learned  under  freedom  to  hope 
and  aspire  for  better  things  are  paying  the  price  that  the 
peaceful  peoples  of  the  earth  may  live  in  security  under  the 
protection  of  law  based  upon  all-embracing  justice  and  supreme 
in  the  community  of  nations. 


THE   CHALLENGE  AND   THE   CONFLICT 
DAVID  LLOYD  GEORGE 

[David  Lloyd  George  (1863-  )  was  born  in  Manchester,  England, 
but  spent  most  of  his  early  life  in  Wales,  the  country  of  his  parents.  In 
1890  he  entered  Parliament  and  has  been  a  Cabinet  minister  since  1905. 
In  1909  as  Chancellor  of  the  Exchequer  he  introduced  the  budget  which 
with  its  income  taxes  and  other  measures  bore  so  heavily  upon  the  landed 
and  wealthy  classes  that  it  was  rejected  by  the  House  of  Lords  —  an  act 
which  ultimately  led  to  the  abolition  of  the  Lords'  veto.  He  became 
Prime  Minister  in  1916  with  a  cabinet  formed  of  representatives  of  all 
parties,  and  has  reorganized  the  British  cabinet  system  to  simplify  the 
prosecution  of  the  war.  He  is  noted  for  his  remarkable  effectiveness  as  a 
public  speaker  and  for  a  truly  Celtic  power  of  emotional  appeal.  The 
present  selection  is  taken  from  a  speech  generally  entitled  "When  the  War 
Will  End,"  delivered  at  Glasgow  on  June  29,  1917,  and  is  noteworthy  for 
its  presentation  of  the  underlying  issues  of  the  World  War  in  terms  that 
appeal  to  the  ordinary  man.] 

Never  did  men  stand  more  in  need  of  sympathy  and  sup- 
port of  cooperation  than  the  men  who  are  guiding  the  fate 
of  nations  at  this  hour.  In  all  lands  we  have  been  called 
to  the  helm  in  a  raging  tornado,  the  most  destructive  that 
has  ever  swept  over  the  world  on  land  or  sea.  Britain  so 
far  has  weathered  the  storm.  The  hurricane  is  not  yet  over, 
and  it  will  need  all  the  efforts,  all  the  skill,  all  the  patience, 
all  the  courage,  all  the  endurance  of  all  on  board  to  steer 
the  country  through  without  foundering  in  the  angry  deep. 
But  with  the  cooperation  of  everybody  we  will  guide  it  through 
once  again.  It  is  a  satisfaction  for  Britain  in  these  terrible 
times  that  no  share  of  the  responsibility  for  these  events 
rests  on  her.  She  is  not  the  Jonah  in  this  storm.  The  part 
taken  by  our  country  in  this  conflict,  hi  its  origin,  and  in  its 
conduct,  has  been  as  honorable  and  chivalrous  as  any  part 

21 


22  THE  ISSUES  OF  THE  WORLD  WAR 

ever  taken  in  any  country  in  any  operation.  We  might 
imagine  from  declarations  which  were  made  by  the  Germans, 
aye !  and  even  by  a  few  people  in  this  country,  who  are  con- 
stantly referring  to  our  German  comrades,  that  this  terrible 
war  was  wantonly  and  wickedly  provoked  by  England  — 
never  Scotland  —  never  Wales  —  and  never  Ireland.  Wan- 
tonly provoked  by  England  to  increase  her  possessions,  and 
to  destroy  the  influence,  the  power,  and  the  prosperity  of 
a  dangerous  rival. 

There  never  was  a  more  foolish  travesty  of  the  actual 
facts.  It  happened  three  years  ago,  or  less,  but  there  have 
been  so  many  bewildering  events  crowded  into  those  inter- 
vening years  that  some  people  might  have  forgotten,  per- 
haps, some  of  the  essential  facts,  and  it  is  essential  that 
we  should  now  and  again  restate  them,  not  merely  to  refute 
the  calumniators  of  our  native  land,  but  in  order  to  sustain 
the  hearts  of  her  people  by  the  unswerving  conviction  that 
no  part  of  the  guilt  of  this  terrible  bloodshed  rests  on  the 
conscience  of  their  native  land.  What  are  the  main  facts? 
There  were  six  countries  which  entered  the  war  at  the  begin- 
ning. Britain  was  last,  and  not  the  first.  Before  she  entered 
the  war  Britain  made  every  effort  to  avoid  it;  begged,  sup- 
plicated, and  entreated  that  there  should  be  no  conflict. 
I  was  a  member  of  the  Cabinet  at  the  time,  and  I  remember 
the  earnest  endeavors  we  made  to  persuade  Germany  and 
Austria  not  to  precipitate  Europe  into  this  welter  of  blood. 
We  begged  them  to  summon  a  European  conference  to  con- 
sider. Had  that  conference  met,  arguments  against  pro- 
voking such  a  catastrophe  were  so  overwhelming  that  there 
would  never  have  been  a  war.  Germany  knew  that,  so  she 
rejected  the  conference,  although  Austria  was  prepared  to 
accept  it.  She  suddenly  declared  war,  and  yet  we  are  the 
people  who  wantonly  provoked  this  war,  in  order  to  attack 
Germany.  We  begged  Germany  not  to  attack  Belgium,  and 
produced  a  treaty,  signed  by  the  King  of  Prussia,  as  well 
as  the  King  of  England,  pledging  himself  to  protect  Belgium 


THE  CHALLENGE  AND  THE  CONFLICT     23 

against  an  invader,  and  we  said,  "If  you  invade  Belgium,  we 
shall  have  no  alternative  but  to  defend  it."  The  enemy 
invaded  Belgium,  and  now  they  say,  "Why,  forsooth,  you, 
England,  provoked  this  war."  It  is  not  quite  the  story  of 
the  wolf  and  the  lamb.  I  will  tell  you  why  —  because  Ger- 
many expected  to  find  a  lamb  and  found  a  lion.  So  much  for 
our  responsibility  for  war,  and  it  is  necessary  that  the  facts 
should  be  stated  and  restated,  because  I  want  us  to  carry 
on  this  war  with  a  pure,  clear  conscience  to  the  end. 


Revolution  is  a  fever  brought  about  by  the  constant 
and  reckless  disregard  of  the  laws  of  health  in  the  govern- 
ment of  a  country.  Whilst  it  is  on,  the  strength  of  a  country 
is  diverted  to  the  internal  conflict  which  is  raging  in  its  blood, 
and  it  is  naturally  not  so  effective  for  external  use  during  the 
period.  The  patient  takes  some  time  to  recover  his  normal 
temperature,  but  when  he  begins  to  recover,  if  his  constitu- 
tion is  good  —  and  the  Russian  nation  has  as  fine  a  consti- 
tution as  any  nation  ever  possessed  in  all  the  essence  of  fine 
manhood  —  then  he  will  regain  strength  at  a  bound,  and 
will  be  mightier  and  more  formidable  than  ever. 

That  is  the  case  in  Russia:  although  this  distraction  has 
had  the  effect  of  postponing  complete  victory,  it  has  made 
victory  more  sure  than  ever,  more  complete  than  ever.  What 
is  more  important,  it  has  made  surer  than  ever  the  quality 
of  the  victory  we  will  gain.  What  do  I  mean  when  I  say  it 
has  insured  a  better  quality  of  victory,  because  that  is  im- 
portant? I  will  tell  you  why.  There  were  many  of  us  whose 
hearts  were  filled  with  gloomy  anxiety  when  we  contemplated 
all  the  prospects  of  a  great  peace  conference  summoned  to 
settle  the  future  of  democracy  with  one  of  the  most  powerful 
partners  at  that  table  the  most  reactionary  autocracy  in  the 
world.  I  remember  very  well  discussing  the  very  point  with 
one  of  the  greatest  of  the  French  statesmen,  and  he  had  great 
misgivings  as  to  what  would  happen  now  that  Russia  is 


24  THE  ISSUES  OF  THE  WORLD  WAR 

unshackled.  Russia  is  free,  and  the  representatives  of  Russia 
at  the  Peace  Congress  will  be  representatives  of  a  free  people, 
fighting  for  freedom,  arranging  the  future  of  democracy  on 
the  lines  of  freedom.  That  is  what  I  mean  when  I  say  that 
not  merely  will  the  Russian  revolution  insure  more  complete 
victory,  it  will  insure  victory  of  the  highest  and  more  exalted 
than  any  one  could  have  contemplated  before. 


I  wanted  to  say  something  about  the  terms  of  peace. 
When  you  get  your  victory,  what  use  are  you  going  to  make 
of  it?  There  are  people  asking  when  are  you  going  to  bring 
this  war  to  an  end,  how  are  you  going  to  bring  it  to  an  end, 
and  when  you  have  brought  it  to  an  end,  what  end  do  you 
want  for  it?  All  of  them  justifiable  questions,  and  all  of 
them  demanding  reasonable  answer,  and  I  propose  to  make 
my  contribution  to  the  solution  of  these  direct  and  search- 
ing questions.  In  my  judgment  this  war  will  come  to  an  end 
when  the  Allied  Powers  have  reached  the  aims  which  they 
set  out  to  attain  when  they  accepted  the  challenge  thrown 
down  by  Germany  to  civilization. 

These  aims  were  set  out  recently  by  President  Wilson  with 
his  unrivaled  gift  of  succinct  and  trenchant  speech.  As  soon 
as  these  objectives  are  reached,  and  guaranteed,  this  war 
ought  to  come  to  an  end.  But  if  it  comes  to  an  end  a  single 
hour  before,  it  will  be  the  greatest  disaster  that  has  ever 
befallen  mankind.  I  hear  there  are  people  going  about  the 
country  saying,  "Germany  is  prepared  to  give  you  peace 
now.  An  honorable  peace,  and  a  satisfactory  peace." 

Well,  you  can  have  peace  at  that  price,  but  do  you  know 
what  it  would  be?  The  old  policy  of  buying  out  the  Goth, 
who  eventually  destroyed  the  Roman  Empire  and  threw 
Europe  into  the  ages  of  barbarous  cruelties.  Believe  me, 
that  policy  had  its  undoubted  advantages.  I  can  hear  the 
echoes  of  the  pacifists  of  the  day  in  the  Roman  forum 
dwelling  on  the  fact  that  if  they  only  buy  out  the  Goths  at 


THE  CHALLENGE  AND  THE  CONFLICT  25 

a  small  price  compared  with  the  war,  a  little  territory,  and 
a  little  cash,  the  Roman  youth  would  be  spared  the  terrors 
of  war  and  their  parents  the  anxieties  of  war.  People  of 
all  ranks  and  classes  would  avoid  the  hardships  of  war,  and 
be  able  to  continue  their  lives  of  comfort  and  luxury  and 
ease.  The  pacifists  of  the  day,  when  they  made  their  bar- 
gain, thought  that  they  avoided  bloodshed.  They  had 
only  transmitted  it  to  the  children.  You  remember  what 
the  Roman  Senator  said  of  one  of  these  bargains,  which 
gave  peace  for  the  moment  to  the  Roman  Empire.  He 
said,  "This  is  not  peace;  it  is  a  pact  of  servitude."  So  it 
was.  If  they  had  bravely  and  wisely  faced  their  responsi- 
bilities, what  would  have  happened?  Rome  would  have 
thrown  off  its  sloth,  as  Britain  did  in  1914.  Its  blood  cleansed 
by  sacrifice,  the  old  vitality  and  the  old  virility  of  the  race 
would  have  been  restored.  Rome  would  have  been  grander 
and  nobler  than  ever,  its  rule  would  have  been  more  benefi- 
cent, and  the  world  would  have  been  spared  centuries  of 
cruelties  and  chaos.  You  can  have  peace  to-day,  but  it  would 
be  on  a  basis  that  history  has  demonstrated  to  be  fatal  to 
the  lives  of  any  great  Commonwealth  that  purchased  tran- 
quillity upon  it. 

I  am  told  that  if  you  are  prepared  to  make  peace  now, 
Germany,  for  instance,  would  restore  the  independence  of 
Belgium.  But  who  says  so?  There  are  men  in  this  country 
who  profess  to  know  a  good  deal  about  the  intentions  of 
German  statesmen.  No  German  statesman  has  ever  said 
they  would  restore  the  independence  of  Belgium.  The  Ger- 
man Chancellor  came  very  near  it,  but  the  Junkers  forth- 
with fell  upon  him,  and  he  was  boxed  soundly  on  the  ear 
by  the  mailed  fist,  and  he  has  never  repeated  the  offense. 
He  said:  "We  will  restore  Belgium  to  its  people,  but  it  must 
form  part 'of  the  economic  system  of  Germany,  of  the  mili- 
tary and  naval  defense  of  Germany.  We  must  have  some 
control  over  its  ports."  That  is  the  sort  of  independence 
Edward  I  offered  to  Scotland,  and  after  a  good  many  years 


26  THE  ISSUES  OF  THE  WORLD  WAR 

Scotland  gave   its   final  answer  at  Bannockburn.     That  is 
not  independence ;  that  is  vassalage. 

Then  there  comes  the  doctrine  of  the  status  quo,  no  annexa- 
tion, no  indemnities.  No  German  speeches  are  explicit  on 
that,  but  what  does  indemnity  mean?  A  man  breaks  into 
your  house,  turns  you  out  for  three  years,  murders  some  of 
the  inmates,  and  is  guilty  of  every  infamy  that  barbarism 
can  suggest,  occupies  your  premises  for  three  years,  and  turns 
round  and  says  when  the  law  is  beginning  to  go  against  him, 
"Take  your  house,  I  am  willing  to  give  you  the  status  quo, 
I  will  not  even  charge  you  any  indemnity."  But,  you  say, 
even  a  pacifist,  if  it  were  done  in  his  house,  would  turn  round 
and  say:  "You  have  wronged  me.  You  have  occupied  these 
premises  for  three  years.  You  have  done  me  an  injury.  You 
must  pay  compensation.  There  is  not  a  law  in  the  civilized 
world  that  does  not  make  it  an  essential  part  of  justice  that 
you  should  do  so."  And  he  says,  in  a  lofty  way,  "My  prin- 
ciple is  no  indemnity."  It  is  not  a  question  of  being  vindic- 
tive, it  is  not  a  question  of  pursuing  revenge.  Indemnity  is 
an  essential  part  of  the  mechanism  of  civilization  in  every 
land  and  clime.  Otherwise  what  guarantee  have  you  against 
a  repetition,  against  the  man  remaining  there  for  three  years 
more,  and  when  it  has  got  rather  too  hot  for  him,  clearing 
out  and  paying  neither  rent  nor  compensation?  Why,  every 
man  in  this  land  would  be  at  the  mercy  of  every  strong- 
handed  villain.  There  is  no  law,  there  is  no  civilization  in 
that.  You  could  not  keep  the  community  together.  We  are 
fighting  for  the  essential  principles  of  civilization,  and  unless 
we  insist  upon  it  we  shall  not  have  vindicated  what  is  the 
basis  of  right  in  every  land. 


No  one  wishes  to  dictate  to  the  German  people  the  form 
of  government  under  which  they  choose  to  live.  That  is 
a  matter  entirely  for  themselves,  but  it  is  right  we  should 
say  we  could  enter  into  negotiations  with  a  free  Government 


THE  CHALLENGE  AND  THE  CONFLICT  27 

in  Germany  with  a  different  attitude  of  mind,  a  different 
temper,  a  different  spirit,  with  less  suspicion,  with  more  confi- 
dence than  we  could  with  a  Government  whom  we  knew  to 
be  dominated  by  the  aggressive  and  arrogant  spirit  of  Prus- 
sian militarism.  And  the  Allied  Governments  would,  in  my 
judgment,  be  acting  wisely  if  they  drew  that  distinction  in 
their  general  attitude  in  a  discussion  of  the  terms  of  peace. 
The  fatal  error  committed  by  Prussia  in  1870  —  the  error 
which  undoubtedly  proves  her  bad  faith  at  that  time  —  was 
that  when  she  entered  the  war,  she  was  fighting  against  a 
restless  military  empire,  dominated  largely  by  military  ideals, 
with  military  traditions  behind  them.  When  that  empire 
fell,  it  would  have  been  wisdom  of  Germany  to  recognize  the 
change  immediately.  Democratic  France  was  a  more  sure 
guarantee  for  the  case  of  Germany  than  the  fortress  of  Metz 
or  the  walled  ramparts  of  Strasburg.  If  Prussia  had  taken 
that  view,  European  history  would  have  taken  a  different 
course.  It  would  have  acted  on  the  generous  spirit  of  the 
great  people  who  dwell  in  France,  it  would  have  reacted 
on  the  spirit  and  policy  of  Germany  herself.  Europe  would 
have,  reaped  a  harvest  of  peace  and  goodwill  amongst  men 
instead  of  garnering,  as  she  does  now,  a  whirlwind  of  hate, 
rage,  and  human  savagery.  I  trust  that  the  Allied  Govern- 
ments will  take  that  as  an  element  in  their  whole  discussion 
of  the  terms  and  prospects  of  peace. 

I  have  one  thing  to  say  in  conclusion.  In  pursuing  this 
conflict  we  must  think  not  merely  of  the  present  but  of  the 
future  of  the  world.  We  are  settling  questions  which  will 
affect  the  lives  of  people  not  merely  in  this  generation,  but 
for  countless  generations  to  come.  In  France  last  year  I 
went  along  the  French  front,  and  I  met  one  of  the  finest 
generals  in  the  French  Army,  General  Gouroud,  and  he 
said:  "One  of  my  soldiers  a  few  days  ago  did  one  of  the  most 
gallant  and  daring  things  any  soldier  has  ever  done.  It 
was  reckless,  but  he  managed  to  come  back  alive,  and  some 
one  said  to  him,  'Why  did  you  do  that?  You  have  got  four 


28  THE  ISSUES  OF  THE  WORLD  WAR 

children,  and  you  might  have  left  it  to  one  of  the  young 
fellows  in  the  army.  What  would  have  happened  to  your 
children?'  And  his  answer  was,  'It  was  for  them  I 
did  it.'" 

This  war  involves  issues  upon  which  will  depend  the  lives 
of  our  children  and  our  children's  children.  Sometimes  in 
the  course  of  human  events  challenges  are  hurled  from  the 
unknown  amongst  the  sons  and  daughters  of  men.  Upon 
the  answer  which  is  given  to  these  challenges,  and  upon 
the  heroism  with  which  the  answer  is  sustained,  depends  the 
question  whether  the  world  would  be  better  or  whether 
the  world  would  be  worse  for  ages  to  come.  These  challenges 
end  in  terrible  conflicts  which  bring  wretchedness,  misery, 
bloodshed,  martyrdom  in  all  its  myriad  forms  to  the  world, 
and  if  you  look  at  the  pages  of  history,  these  conflicts  stand 
out  like  great  mountain  ranges,  such  as  you  have  in  Scotland 
—  scenes  of  destruction,  of  vast  conflicts,  scarred  by  the  vol- 
canoes which  threw  them  up  and  drawing  blessings  from  the 
heavens  that  fertilize  the  valleys  and  the  plains  perennially 
far  beyond  the  horizon  of  the  highest  peaks.  You  had  such 
a  conflict  in  Scotland  in  the  sixteenth  and  seventeenth  cen- 
turies of  the  great  fight  for  the  rights  of  men  to  worship  God 
according  to  their  consciences.  The  Scottish  Covenanters 
might  have  given  this  answer  to  the  challenge.  They  might 
have  said,  "Let  there  be  peace  in  our  tune,  O  Lord."  They 
might  have  said:  "Why  should  we  suffer  for  privileges  that 
even  our  fathers  never  enjoyed?  If  we  win,  we  may  never 
live  to  enjoy  the  fruits  of  it,  but  we  have  got  to  face  priva- 
tions, unspeakable  torture,  the  destruction  of  our  homes, 
the  scattering  of  our  families,  shameless  death.  Let  there 
be  peace."  Scotland  would  have  been  a  thing  of  no  account 
among  the  nations.  Its  hills  would  have  bowed  their  heads 
in  shame  for  the  people  they  sheltered.  But  the  answer  of 
the  old  Scottish  Covenanter,  the  old  dying  Covenanter  Cargill, 
rings  down  the  ages,  even  to  us  at  this  fateful  hour,  "Satisfy 
your  conscience,  and  go  forward." 


THE  CHALLENGE  AND  THE  CONFLICT  29 

That  was  the  answer.  That  conflict  was  fought  in  the  val- 
leys of  Scotland  and  the  rich  plains  and  market-places  of 
England,  where  candles  were  lighted  which  will  never  be 
put  out,  and  on  the  plains,  too,  of  Bohemia,  and  on  the 
fields  and  walled  cities  of  Germany.  There  Europe  suf- 
fered unendurable  agonies  and  miseries,  but  at  the  end  of 
it  humanity  took  a  great  leap  forward  towards  the  dawn. 
Then  came  a  conflict  of  the  eighteenth  century,  the  great 
fight  for  the  right  of  men  as  men,  and  Europe  again  was 
drenched  with  blood.  But  at  the  end  of  it  the  peasantry 
were  free,  and  democracy  became  a  reality.  Now  we  are 
faced  with  the  greatest  and  grimmest  struggle  of  all  —  liberty, 
equality,  fraternity,  not  amongst  men  but  amongst  nations ; 
great,  yea  small ;  powerful,  yea  weak ;  exalted,  yea  humblest ; 
Germany,  yea  Belgium ;  Austria,  yea  Serbia  —  equality, 
fraternity,  amongst  peoples  as  well  as  amongst  men.  That 
is  the  challenge  which  has  been  thrown  to  us. 

Europe  is  again  drenched  with  the  blood  of  its  bravest 
and  best,  but  do  not  forget  these  are  the  great  successions 
of  hallowed  causes.  They  are  the  stations  of  the  cross  on 
the  road  to  the  emancipation  of  mankind.  Let  us  endure 
as  our  fathers  did.  Every  birth  is  an  agony,  and  the  new 
world  is  born  out  of  the  agony  of  the  old  world.  My  appeal 
to  the  people  of  this  country,  and,  if  my  appeal  can  reach, 
beyond  it  is  this  —  that  we  should  continue  to  fight  for  the 
great  goal  of  international  right  and  international  justice,  so 
that  never  again  shall  brute  force  sit  on  the  throne  of  justice, 
nor  barbaric  strength  wield  the  scepter  of  right. 


THE  INVASION  OF  BELGIUM 
THEOBALD  T.  F.  A.  VON  BETHMANN-HOLLWEG 

[Theobald  Theodore  Frederic  Alfred  von  Bethmann-Hollweg  (1856- 
-),  German  Chancellor  at  the  outbreak  of  the  World  War  in  1914, 


was  born  in  the  province  of  Brandenburg.  After  a  university  education 
he  entered  the  Prussian  civil  service  and  became  from  early  manhood 
the  friend  and  adviser  of  William  II.  In  1909  he  succeeded  Prince  von 
Billow  as  German  Chancellor,  a  position  he  held  until  1917.  His  speech 
in  the  Reichstag  on  August  4,  1914,  from  which  the  following  selection 
is  an  extract,  is  one  of  the  frankest  and  clearest  expressions  of  German 
thought  in  regard  to  international  obligations.] 

Gentlemen,  we  are  now  in  a  state  of  necessity,  and  necessity 
knows  no  law !  Our  troops  have  occupied  Luxemburg,  and 
perhaps  are  already  on  Belgian  soil.  Gentlemen,  that  is  con- 
trary to  the  dictates  of  international  law.  It  is  true  that  the 
French  Government  has  declared  at  Brussels  that  France  is 
willing  to  respect  the  neutrality  of  Belgium  as  long  as  her 
opponent  respects  it.  We  know,  however,  that  France  stood 
ready  for  the  invasion.  France  could  wait,  but  we  could  not 
wait.  A  French  movement  upon  our  flank  upon  the  Lower 
Rhine  might  have  been  disastrous.  So  we  were  compelled  to 
override  the  just  protests  of  the  Luxemburg  and  Belgian 
Governments.  The  wrong  —  I  speak  openly  —  that  we  are 
committing  we  will  endeavor  to  make  good  as  soon  as  our 
military  goal  has  been  reached.  Anybody  who  is  threatened, 
as  we  are  threatened,  and  is  fighting  for  his  highest  possessions, 
can  have  only  one  thought  —  how  to  hack  his  way  through. 


THE  PRINCIPLES  AT  WAR1 
H.  G.  DWIGHT 

[Harrison  G.  Dwight  (1875-  )  is  an  American  who  has  spent 
much  of  his  life  in  Turkey  and  Persia  and  belongs  to  a  family  which  has 
been  engaged  in  missionary  work  in  the  Ottoman  Empire  for  several  gen- 
erations. At  the  present  time  he  is  perhaps  the  best  authority  in  the 
United  States  on  the  life  of  the  Near  East.  His  best  books  are  "Con- 
stantinople, Old  and  New"  (1915)  and  "Persian  Miniatures"  (1917)- 
This  article,  from  which  a  number  of  the  later  paragraphs  have  been 
omitted,  shows  the  natural  reaction  of  the  American  mind  intimately 
acquainted  with  the  oppressed  nationalities  of  the  Near  East  to  the  "old 
imperialism  of  conquest."] 

II  n'y  a  rien  de  plus  grand  qu'une  force  deVastatrice  qui  se  rfcgle. 

ANDRE  SUARES;  "Sur  La  Vie" 

To  many  of  those  for  whom  history  is  more  than  a  stirring 
of  dry  bones,  who  have  —  at  least  in  a  geographical  sense  — 
seen  something  of  the  world,  or  whose  destiny  has  given  them 
to  live  in  countries  other  than  their  own,  nothing  can  be  more 
incomprehensible  than  the  pacifist  movement  in  America. 
The  present  writer  by  no  means  proposes  to  go  on  record  as 
standing  for  the  continuance  of  hostile  relations  between 
peoples,  rather  than  that  state  of  harmony  out  of  which  alone 
can  come  the  happiest  fruits  of  civilization.  But  the  doctrine 
of  peace  at  any  price  is  one  which  he  confesses  himself  unable 
to  understand.  He  cannot  but  marvel  how  that  ideal  of  a 
Sybaritic  ease  can  prevail,  even  in  the  most  timid  mind, 
above  the  sterner  and  loftier  one  implied  by  a  war  of  national 
defense.  And  least  of  all  can  he  account  for  the  fact  that  a 
politician  of  the  experience  of  Mr.  Bryan,  who  may  be  all  his 
critics  claim,  but  who  nevertheless  was  permitted  to  make  his 

1  From  Unpopular  Review,  April,  1916.     Copyright,  Henry  Holt  &  Co. 


32  THE  ISSUES  OF  THE  WORLD  WAR 

way  to  one  of  the  highest  public  posts  in  a  great  country, 
that  an  educator  such  as  Dr.  David  Starr  Jordan,  that  a 
successful  and  presumably  not  illiterate  man  of  affairs  like 
Mr.  Henry  Ford,  that  a  woman  of  the  personality  and  intelli- 
gence of  Miss  Jane  Addams,  who  are  four  very  conspicuous 
representatives  of  a  considerable  public,  can  seriously  believe, 
as  apparently  they  do,  that  there  is  no  reason  for  the  war 
which  is  now  shaking  the  world,  and  that  its  immediate  dis- 
continuance could  only  further  the  happiness  of  all  concerned. 
What,  the  pacifists  ask,  is  the  war  about?  What  common 
cause  could  unite  such  totally  different  civilizations  as  the 
English,  the  Japanese,  the  Latin,  and  the  Slav,  and  as  the 
Teuton  and  the  Turkish,  and  array  one  group  against  the 
other  ?  The  question  is  an  extremely  pertinent  one  —  and 
extremely  complex.  So  many  personal  sympathies  are  in- 
volved in  it,  so  many  selfish  interests,  so  many  political 
loyalties,  so  many  inconsistencies  of  all  kinds,  that  no  one 
can  hope  to  dispose  of  them  one  by  one  and  emerge  triumphant 
with  a  shining  theory  which  pacifist  and  belligerent  alike  will 
at  once  recognize  as  incontrovertible.  Yet  to  more  than  one 
witness  of  that  terrific  conflict  it  seems  obvious  that  a  cause 
is  at  stake  which  is  dearer  than  life.  It  also  seems  obvious 
enough  that  the  forces  for  and  against  that  cause  had  grown 
into  an  antagonism  too  acute  for  them  to  go  on  living  at 
peace  on  the  same  continent.  And  I  venture  to  add  that  if 
this  war  does  not  result  in  the  victory  of  that  cause,  other 
wars  must  inevitably  follow  until  men  finally  acknowledge 
the  reasonableness  and  justice  of  the  cause. 

In  a  quarter  of  the  globe  where  the  modest  locution  "  God's 
country"  is  understood  among  friends  to  refer  to  certain  terri- 
tories between  the  Arctic  Circle  and  the  Tropic  of  Cancer, 
separating  the  Atlantic  and  Pacific  oceans,  the  word  empire 
is  one  to  be  used  with  circumspection.  And  it  is  true  that 
certain  ideas  implied  by  that  word  flourish  more  luxuriantly 
in  other  soils  than  ours.  But  so  far  as  the  word  connotes  a 


THE  PRINCIPLES  AT  WAR  33 

general  idea  of  preponderance,  rather  than  a  particular  one  of 
hereditary  monarchy,  the  most  democratic  American  is  often 
at  one  with  the  most  autocratic  Asian  or  European.  While  the 
American's  opinion  of  imperial  regalia  is  emphatic  enough,  he 
is  less  decided  when  it  comes  to  offering  the  benefits  of  mili- 
tary protection  to  dark  and  distant  peoples,  or  those  of  a 
great  commercial  or  political  monopoly  to  his  own;  and  he 
speaks  with  perfect  equanimity  of  capturing  the  trade  of  a 
continent,  or  of  subverting  its  religion.  He  willingly  enter- 
tains, furthermore,  the  possibility  that  his  language  may  in 
time  supplant  certain  others.  Nor  have  there  lacked  Ameri- 
cans who  looked  forward  to  a  day  when  their  country  should 
so  extend  its  sway  as  to  rule  the  entire  continent,  if  not  the 
entire  hemisphere.  If  this  notion  be  more  freely  uttered  in 
commercial,  philological,  or  religious  circles  than  in  political 
ones,  it  nevertheless  underlies  most  popular  discussion  of  in- 
ternational affairs.  In  another  domain  Buddhism,  Judaism, 
Mohammedanism,  and  Christianity  have  been  simplifying  and 
unifying  forces  of  a  remarkable  kind.  Then  the  revolutions 
of  the  eighteenth  and  nineteenth  centuries  expressed  an  im- 
pulse of  much  the  same  nature,  in  the  new  form  of  democracy. 
And  the  statement  of  the  Darwinian  theory,  with  its  corollary 
of  the  survival  of  the  fittest,  had  a  profound  effect  in  awaken- 
ing a  more  general  consciousness  of  the  process,  in  investing 
it  with  a  new  sanction,  and  in  stimulating  men's  imaginations 
with  regard  to  the  destiny  of  races.  What  more  natural,  then, 
than  that  we  should  conceive  of  the  process  as  continuing  to 
its  logical  conclusion? 

It  would,  of  course,  be  claiming  too  much  to  assert  that 
any  such  program  has  been  definitely  proposed.  When  it 
comes  to  logical  conclusions,  we  are  of  a  saving  vagueness. 
Men  are  too  divided  as  to  which  religion,  which  language, 
which  race,  will  enjoy  the  ultimate  supremacy ;  too  unwilling 
to  consider  a  possible  transformation  of  their  own.  Yet  cer- 
tain pacifists,  on  the  one  hand,  and  certain  imperialists,  on 
the  other,  have  evolved  the  thesis  that  the  world,  through  the 


34  THE  ISSUES  OF  THE  WORLD  WAR 

triumph  of  some  one  idea,  some  one  power,  some  one  civiliza- 
tion, is  destined  to  resolve  itself  at  last  into  a  relative  if  not 
an  absolute  political  unity.  Indeed  not  the  most  obscure  of 
the  belligerents  in  the  present  war,  both  before  the  outbreak 
of  hostilities  and  during  their  course,  has  uttered  very  pointed 
declarations  with  regard  to  the  importance  of  its  own  voice  in 
the  councils  of  mankind,  and  with  regard  to  the  destiny  of  its 
own  Kultur.  And  the  course  of  the  war  has  made  this  order 
of  speculation  more  and  more  pointed.  We  ask  ourselves  if 
events  are  working  for  this  larger  unity,  and  if  so,  in  favor  of 
which  power  they  are  working ;  or  whether,  on  the  contrary, 
the  ruling  powers  of  the  world  are  to  increase  in  num- 
ber rather  than  to  decrease ;  and  which  alternative  may  be 
more  desirable. 

In  short,  the  whole  question  of  the  war  may  be  said  to  re- 
solve itself  into  a  conflict  between  two  views  of  government, 
two  ideals  of  national  destiny.  There  is  of  course  a  great 
danger  in  reducing  so  complicated  a  mass  of  phenomena  to 
so  simple  a  formula.  It  is  too  simple.  At  the  same  time,  the 
only  hope  of  clarifying  a  dark  situation,  at  least  for  oneself, 
is  to  make  of  it  what  analysis  one  may.  And  through  the 
smoke,  the  terror,  the  passions,  the  inconsistencies  of  this 
greatest  of  wars,  the  fact  seems  to  emerge  that  the  Turco- 
Teutonic  powers,  more  characteristically  than  their  enemies, 
stand  for  a  theory  of  empire  that  certainly  has  time  and 
precedent  on  its  side.  To  hold  the  state  exempt  from  the  code 
of  the  individual,  to  consider  the  honor  and  might  of  the  state 
as  the  only  admissible  might  or  honor,  to  enlarge  the  borders 
of  the  state  at  the  expense  of  weaker  states,  to  bring  into  the 
state  and  keep  there,  by  force  if  need  be,  such  alien  elements 
as  the  interests  of  the  state  might  demand,  to  regard  the  state 
as  destined  to  lead  or  to  survive  all  other  states,  was  the  prin- 
ciple of  all  ancient  empires,  as  of  Napoleon's  epic  experiment, 
and  seems  to  be  the  principle  animating  the  three  empires 
in  question.  Austria-Hungary,  the  beginner  of  the  war,  is 


THE  PRINCIPLES  AT  WAR  35 

notoriously  an  empire  of  patchwork,  made  up  of  elements  the 
most  diverse,  speaking  different  languages,  following  different 
religions,  held  together  partly  by  force,  partly  by  political 
expediency.   The  Turks,  who  originated  in  a  quarter  of  Asia 
far  to  the  east  of  their  present  habitat,  rule  an  empire  more 
intricately  diverse,  because  less  divisible  into  distinct  prov- 
inces —  an  empire  into  which  they  broke  their  way  by  force, 
and  in  a  remnant  of  which  they  maintain  themselves  only  by 
force.    Germany,  the  strongest  of  the  trio,  is  strongest  for 
one  reason  because  she  is  the  most  homogeneous ;   and  no  one 
disputes  her  secular  right  to  the  greater  part  of  the  territory 
she  occupies.   Yet  during  the  last  generation  or  two  we  have\ 
seen  her  extend  those  territories  at  the  expense  of  peaceable   \ 
neighbors,  paying  no  heed  to  consequent  outcries.   We  have    / 
heard  her  emit  medieval  theories  with  regard  to  mailed  fists,    l^  ( 
scraps  of  paper,  places  in  the  sun.   And  we  hear  her  asking    / 
to-day,  in  all  seriousness,  if  the  peace  and  happiness  of  man-    I 
kind  do  not  require  that  she  should  annex  Belgium,  further     \ 
portions  of  France,  and  I  know  not  how  many  other  alien     y 
territories. 

The  reader,  for  his  part,  may  very  well  ask  whether  this 
older  imperialism  be  peculiar  to  the  Turco-Teu tonic  powers. 
I  make  haste  to  assure  him  that  I  do  not,  because  I  truthfully 
cannot,  put  forth  any  such  argument.  Not  even  with  regard 
to  little  Serbia,  fans  et  origo  of  the  war,  does  the  argument 
hold ;  for  at  the  outset  of  the  war  her  frontiers  included  cer- 
tain districts  which  were  hers  only  by  right  of  conquest.  As 
for  Russia,  who  took  up  the  sword  in  Serbia's  behalf,  Bess- 
arabia, the  Crimea,  Finland,  and  Poland  are  portions  of  the 
European  continent  which  passed  unwillingly  under  her  sway. 
Russia's  French  ally  possesses  in  Africa  and  Asia  a  great  em- 
pire to  which  she  has  no  right  of  blood.  Italy  has  also  planted 
her  foot  in  Africa,  and  has  shown  symptoms  of  desiring  to 
repeat  the  experiment  in  Asia  Minor  and  the  Balkan  Peninsula. 
Japan  has  within  a  few  years  advanced  beyond  her  own  borders 
and  proclaimed  her  preponderant  interest  in  the  affairs  of  a 


36  THE  ISSUES  OF  THE  WORLD  WAR 

neighboring  empire;  while  Great  Britain  has  grown  in  three 
hundred  years  from  a  rainy  island  of  the  Atlantic  to  an  empire 
the  vastest  and  most  heterogeneous  the  world  has  ever  seen. 
She  it  was,  in  fact,  who  widened  the  field  of  European  compe- 
tition from  one  continent  to  six,  whose  policies  of  sea  power 
and  colonization  have  had  upon  other  countries  an  ascendancy 
out  of  all  proportion  to  their  needs,  and  who  has  the  most  to 
gain  or  to  lose  by  the  outcome  of  the  war. 

To  these  necessary  admissions  I  will  further  add  that  neither 
in  one  group  nor  in  the  other  are  motives  and  responsibilities 
evenly  distributed.  We  cannot  say  of  one  that  it  obviously 
and  unanimously  stands  for  this,  or  of  the  other  that  it  alone 
represents  that.  But  the  fact  that  one  is  the  attacking  and  the 
other  the  defending  group  indicates  at  once  a  line  of  cleavage. 
And  if  we  follow  the  general  example  of  our  time,  and  counte- 
nance one  standard  of  international  relations  for  Europe,  and 
one  for  those  parts  of  the  world  which  are  outside  the  domi- 
nant civilization  of  our  time,  the  line  of  cleavage  becomes  still 
more  distinct.  Germany,  during  the  past  year,  has  more  than 
once  demanded  with  astonishment  and  indignation  why  she 
receives  so  little  outside  sympathy.  The  answer  is  perfectly 
simple.  No  other  country  of  our  day  in  Europe  has  so  loudly 
expressed  its  contempt  of  its  neighbors,  or  has  shown  so  little 
scruple  with  regard  to  their  rights.  Among  the  inhabitants  of 
that  continent  the  attacking  powers  are  the  ones  that  have  to 
be  most  closely  watched  and  most  continuously  guarded 
against  by  those  about  them.  And  if  they  should  fail  to  win 
their  war,  the  smaller  races  of  Europe  would  come  into  far 
more  of  their  own  than  if  the  defending  powers  came  to  grief. 

I  do  not  choose,  however,  to  invoke  a  double  standard  of 
civilization.  And  it  is  in  the  very  matter  of  empires  beyond 
the  seas  that  the  line  of  cleavage  between  the  attacking  and 
the  defending  powers  becomes  most  distinct.  The  course  of 
the  war  has  brought  forward  the  British  Empire  as  the  prin- 
cipal object  of  attack.  Its  adversaries  fail  to  say,  however,  that 
that  empire  is  not  one  of  conquest  or  cold-blooded  calculation. 


THE  PRINCIPLES  AT  WAR  37 

It  is  almost  fantastically  an  empire  of  chance.  The  coloni- 
zation of  America,  of  Australia,  of  South  Africa,  however 
debatable  from  our  present  point  of  view,  was  perfectly 
in  accordance  with  the  public  opinion  of  its  time.  It  was  the 
work  of  born  sailors  and  pioneers,  in  whose  sea-wanderings 
are  bound  up  much  that  is  most  noble  and  chivalric  of  our 
race.  As  for  India  and  Egypt,  their  occupation  was  in  the 
beginning  no  less  accidental.  The  foundations  of  the  Indian 
Empire  were  unwittingly  laid  by  a  company  of  traders.  And 
Great  Britain  would  not  have  gone  into  Egypt  if  other  Euro- 
pean powers  and  the  constituted  suzerain  of  the  country  had 
not  refused  to  intervene  in  a  dangerous  situation.  What  there 
is  of  calculation  in  the  British  Empire  discovers  itself  in  the 
gradual  acquisition  of  strategic  outposts  and  naval  bases,  pro- 
tecting trade  routes  and  vested  interests  which  long  went 
unquestioned.  I  perfectly  agree  with  the  attacking  powers  in 
being  unable  to  regard  such  vested  interests  as  superior,  in  the 
long  run,  to  those  of  the  alien  subjects  of  Great  Britain.  Nor 
can  I  regard,  Great  Britain  herself  can  hardly  regard,  her 
occupation  of  Egypt  and  India  as  permanent.  But  no  one 
can  deny  —  and  least  of  all  the  former  suzerain  of  Egypt  — 
that  Egypt  and  India,  accustomed  for  centuries  to  the  oppres- 
sions of  conquerors,  have  vastly  benefited  by  the  British  occu- 
pation, and  that  the  day  of  their  freedom  has  been  hastened 
rather  than  retarded  by  that  occupation.  Furthermore  it  is 
the  merest  truism  to  repeat  that  Great  Britain  has  always 
been  the  champion  of  local  self-government.  She  has  by  no 
means  an  unbroken  record  in  this  regard,  but  her  imperialism 
is  notoriously  of  the  democratic  type.  If  the  Anglo-Saxon 
race  stands  for  anything,  after  all,  it  stands  in  the  world  for 
the  liberty  of  the  individual,  and  his  right  to  make  his  way 
up  if  he  be  worthy  of  it.  And  then  I  have  said  nothing  of 
France,  whose  classic  experiment  in  democracy  has  had  so 
profound  an  influence  upon  the  modern  world. 

Of  the  attacking  powers,  on  the  other  hand,  it  is  no  less  a 
truism  to  say  that  they  stand  in  the  world  as  the  upholders 


38  THE  ISSUES  OF  THE  WORLD  WAR 

of  aristocracy,  of  centralization,  of  the  will  of  the  few  as  com- 
pared to  the  will  of  the  many,  of  the  empire  of  calculation 
and  conquest.  I  do  not  say  that  their  opponents,  and  certain 
of  them  more  than  others,  are  free  from  those  tendencies,  or 
that  those  tendencies  are  necessarily  evil  Neither  do  I  say 
that  the  attacking  powers  are  without  justification  for  their 
pretensions  —  though  I  must  say  that  it  is  hardly  for  the 
masters  of  Shantung  or  Armenia  to  cast  the  first  stone  at  the 
masters  of  Egypt.  It  is  difficult  to  plead  for  the  Turks  that 
they  have  ever  benefited  the  peoples  who  fell  under  their 
sway  —  save  to  quicken  a  dormant  sense  of  nationality.  But 
one  must  admit  that  an  element  of  accident  entered  into  their 
conquest  of  the  Byzantine  Empire,  and  that  that  conquest  was 
also  in  accordance  with  the  public  opinion  of  its  time.  The 
Turks,  therefore,  like  many  another  migrating  race,  have  if 
only  by  the  mere  force  of  time  acquired  certain  definite 
squatters'  rights.  And  we  can  hardly  criticize  the  instinct 
that  urges  them  to  become  masters  in  their  own  house,  how- 
ever we  may  deprecate  their  methods  in  attaining  that  end. 
Of  Austria-Hungary,  again,  one  can  say  that  that  empire  is 
founded  even  more  solidly  in  the  old  imperialism,  and  that 
in  modern  times  its  diversity  has  partly  been  a  willing  one 
on  the  part  of  its  non-Teuton  and  non-Magyar  elements.  Of 
Germany,  furthermore,  it  is  patent  that  she  has  had  great 
temptation.  It  must  be  humiliating  to  so  intelligently  or- 
ganized a  people  to  consider  that  they  were  split  into  an 
infinity  of  petty  princedoms  long  after  the  English  and  the 
French  had  settled  those  questions  of  internal  policy.  It  must 
be  bitter  to  a  William  II  or  to  an  Admiral  von  Tirpitz  to  re- 
flect that  as  long  ago  as  1598  an  obscure  London  schoolman 
was  able  to  begin  publishing  "The  Principall  Navigations, 
Voyages,  Traffiques,  and  Discoveries  of  the  English  Nation," 
and  that  the  traders  of  Bremen,  Hamburg,  and  Liibeck  allowed 
those  of  Havre  and  Southampton  quietly  to  reach  their  hands 
across  the  seas  —  with  the  result  that  the  largest,  the  strong- 
est, and  certainly  not  the  least  enlightened  people  of  Europe 


THE  PRINCIPLES  AT  WAR  39 

proper  now  finds  itself  at  a  disadvantage  as  regards  access  to 
the  sea  and  colonies  for  its  surplus  population. 

What  is  most  curious  in  this  situation,  however,  and  most 
disquieting,  is  that  in  this  day  and  generation  Germany  should 
carefully  study  the  map,  mark  out  in  which  directions  it  would 
be  advantageous  to  herself  to  expand,  and  seriously  say  to  her- 
self:  "I  am  the  strongest  nation  in  Europe,  the  most  active, 
the  most  intelligent,  and  I  have  the  least  room  in  which  to 
stretch  myself.  Why  should  I  not  have  the  position  which  is 
my  due?  Why  should  I  hesitate  to  do  now  what  in  earlier 
times  no  other  nation  ever  hesitated  to  do?  Why  should  I 
not  act  on  my  belief  that  no  good  is  higher  than  the  good  of 
the  state?  Why  should  I  not  create  intelligently  such  an 
empire  as  one  or  two  of  my  neighbors  have  blindly  acquired 
at  random?  And  why  should  I  not  be  acknowledged  the 
master  of  the  world  ?  Why  shall  I  allow  myself  to  be  thwarted 
by  a  stupid  and  grasping  race  like  the  English,  by  a  degenerate 
race  like  the  French,  by  insignificant  races  like  the  Belgian, 
the  Danish,  the  Dutch,  the  Serbian,  perhaps  even  the  Turkish, 
when  by  a  little  effort  and  a  little  temporary  unpleasantness 
I  can  gain  the  place  which  my  qualities  deserve,  and  in  the 
end  really  increase  the  happiness  and  well-being  of  the  world 
at  large?" 

This  question  has  the  advantage  of  being  both  frank  and 
logical.  And,  as  I  have  said,  one  cannot  wonder,  from  a  de- 
tached point  of  view,  that  Germany  should  put  it  to  herself. 
But,  from  the  same  detached  point  of  view,  one  cannot  watch 
without  astonishment  and  uneasiness  Germany's  attempt  to 
answer  that  question.  One  cannot,  in  the  first  place,  help 
feeling  a  profound  distrust  of  the  merely  verbal  logic,  the  logic 
not  of  the  spirit  but  of  the  letter,  which  has  brought  Germany 
to  such  conclusions  as  Louvain  and  Rheims  and  Ypres,  as  the 
sinking  of  the  Lusitania  and  the  shooting  of  Miss  Cavell.  Then 
the  validity  of  the  German  premises  is  not  beyond  dispute. 
Opinions  differ,  for  one  thing,  as  to  the  truth  of  Germany's 


40  THE  ISSUES  OF  THE  WORLD  WAR 

apparent  persuasion  that  she  is  best  qualified  to  become 
the  leader  of  the  world  and  marked  out  by  the  Most  High  for 
that  destiny.  Opinions  even  differ,  if  I  may  put  forward  a 
suggestion  of  so  little  general  credit,  as  to  whether  the  good 
of  the  state  be  really  the  supreme  good.  Or,  to  put  it  in 
another  way,  some  men  are  not  convinced  that  the  immediate 
worldly  welfare  of  the  state  is  in  the  long  run  the  real  good 
of  the  state.  As  yet,  it  is  true,  there  exists  no  such  inter- 
national court  of  appeal  as  among  individuals  may  protect 
a  man  from  a  powerful  and  unscrupulous  neighbor.  Yet, 
after  all,  there  is  a  feeling  abroad  in  the  world  that  the 
code  of  the  citizen,  of  which  Germany  has  been  so  successful 
an  upholder,  the  code  according  to  which  the  thief,  the  bandit, 
and  the  murderer  are  not  allowed  to  indulge  their  private 
inclinations  with  impunity,  however  gifted  and  competent 
they  may  be,  is  also  a  good  code  for  the  state.  There  is  a 
feeling  abroad  in  the  world  that  the  doctrine  of  democracy, 
which  does  not  claim  the  superiority  of  the  poor  and  the  weak 
and  the  humble,  but  which  claims -the  right  of  the  poor  and 
the  weak  and  the  humble  to  compete  on  equal  terms  with 
the  rich  and  the  strong  and  the  proud,  is  a  doctrine  good 
for  nations  as  for  individuals.  And  there  is  a  feeling  abroad  in 
the  world  that  the  theory  of  evolution,  and  its  corollary  of  the 
survival  of  the  fittest,  are  not  quite  so  simple  as  the  Germans 
seem  to  believe.  The  world  is  perfectly  willing  to  grant  that 
Germany  is  in  certain  ways  the  most  fit.  Her  efficiency,  both 
on  the  battlefield  and  in  the  fields  of  public  administration  and 
private  enterprise,  is  beyond  a  doubt.  Yet  there  are  those  who 
ask  themselves  whether  efficiency,  whether  physical  or  me- 
chanical fitness,  be  the  chief  end  of  man.  And  there  are  those 
who  feel  that  the  stupid  and  grasping  Englishman,  that  the 
degenerate  Frenchman,  that  the  insignificant  Belgian,  not  to 
mention  the  half-conscious  Russian,  have  shown,  even  in 
comparison  with  the  competent  German,  qualities  not  only 
quite  as  admirable  as  a  clockwork  efficiency  but  quite  as 
likely  to  reach  the  final  proof  of  success. 


THE  PRINCIPLES  AT  WAR  41 

But  there  is  another  aspect  of  this  questionable  thesis  of 
which  Germany  and  her  allies  are  the  most  open  champions, 
that  argues  even  more  positively  against  their  policy  of 
"rectifying"  frontiers.  To  the  "logical"  type  of  mind  it  may 
seem  a  simple  enough  matter  to  study  the  map  and  mark  how 
by  nudging  back  a  neighbor  here,  fencing  in  a  Naboth's  vine- 
yard there,  or  cutting  off  some  one  else's  light,  one  may  ar- 
range oneself  a  comfortable  place  in  the  sun  or  haply  make  a 
push  to  the  East.  If  the  enterprising  map-maker,  however, 
has  the  courage  to  draw  his  paper  frontier  outside  the  real 
frontier  of  his  race,  he  discovers  that  the  matter  is  not  quite 
so  simple  after  all.  In  fact  he  only  wills  to  his  descendants 
problems  and  enmities  that  poison  their  enjoyment  of  their 
patrimony.  For  if  history  teaches  us  anything  at  all,  it  teaches 
us  that  nothing  is  more  difficult  than  to  "rectify"  a  racial 
frontier.  In  fact,  after  innumerable  experiments  in  that 
direction,  men  have  discovered  only  one  satisfactory  way  of 
changing — at  will — a  racial  frontier.  That  way  is  totally  to 
get  rid  of  all  persons  of  the  race  impinged  upon  —  either  by 
the  somewhat  slow  and  expensive  process  of  expelling  them, 
or  by  the  quicker,  cheaper,  and  decidedly  more  effective  method 
of  massacring  them. 

There  is,  to  be  sure,  another  possible  expedient  of  which 
there  has  been  much  talk  in  the  world ;  namely,  assimilation. 
Of  the  success  in  modern  times  of  this  expedient  the  attacking 
powers  offer  us  evidence  sufficiently  striking.  The  Turks  have 
been  so  little  able  to  digest  the  foreign  elements  of  their  empire 
that  six  separate  kingdoms  —  or  seven,  if  we  count  Albania 
—  have  been  formed  out  of  their  European  possessions.  And 
we  have  lately  seen  what  steps  they  have  taken  to  prevent  a 
similar  shrinkage  of  their  territories  in  Asia.  Austria-Hungary 
is  racially  an  older  empire,  founded  upon  something  more 
nearly  approaching  a  system  of  federation.  But  the  racial 
boundaries  of  that  empire  have  scarcely  shifted  in  a  thousand 
years.  And  Germany  —  has  it  been  the  Prussification  of 
Poland,  of  Schleswig-Holstein,  of  Alsace-Lorraine,  that 


42  THE  ISSUES  OF  THE  WORLD  WAR 

encourages  her  to  deliberate  whether  she  shall  not  extend  the 
benefits  of  that  process  to  Belgium,  to  northern  France,  to 
western  Russia,  to  I  know  not  what  other  portions  of  the 
earth?  Primitive  and  discredited  as  are  certain  of  her  ideas 
for  this  day  of  the  world,  I  am  not  willing  to  suppose  that  she 
sanctions,  at  least  for  herself,  the  methods  of  her  Turkish 
ally.  But  what  ground  can  so  intelligent  a  nation  have  for 
hoping  to  assimilate  alien  populations  against  their  will,  or  to 
have  peace  without  doing  so  ? 

Our  own  history  gives  us  reason,  perhaps,  to  wonder  whether 
the  period  of  the  formation  of  races  be  entirely  past.  Yet  it  is 
so  far  past  that  we  have  little  light  on  the  origin  of  the  prin- 
cipal races  of  the  world.  And  although  names  and  boundaries 
have  fluctuated  constantly  since  men  first  began  to  record 
such  things,  we  should  have  learned  by  this  time  that  nothing 
in  history  is  less  permanent  than  conquest.  The  assimilation 
on  any  scale  of  one  race  by  another  may  perhaps  have  been 
possible  in  prehistoric  times,  when  means  for  recording  the 
identity  of  a  people  either  did  not  exist  or  were  confined  to 
the  very  few,  when  communications  were  difficult  and  danger- 
ous, when  one  country  could  live  in  complete  ignorance  of 
another,  and  when  there  was  no  such  thing  as  an  international 
public  opinion.  But  we  have  no  record  of  any  such  assimila- 
tion —  by  force.  Such  processes  as  the  expansion  of  Rome 
under  the  Republic,  as  the  unification  of  modern  Italy  and 
Germany,  are  one  thing.  Expansion  among  alien  races  is  and 
always  has  been  quite  another.  Did  Rome  really  absorb  the 
Briton,  the  Gaul,  the  Iberian,  the  Teuton?  Has  the  Jew  dis- 
appeared, two  thousand  years  after  the  disappearance  of  his 
country?  How  lasting  a  mark  did  the  great  Latin,  Greek,  or 
Turkish  empires,  did  the  republics  of  Athens,  Genoa,  or  Venice, 
leave  upon  the  humble  tribes  of  the  Balkan  Peninsula?  No 
conqueror  has  ever  been  able  to  swallow  an  alien  race.  The 
nearest  approach  to  that  feat  yet  accomplished  has  sometimes 
been  performed  by  an  alien  race  in  swallowing  a  conqueror  — 
as  happened  to  the  Goths  in  Italy,  the  Normans  in  England 


THE  PRINCIPLES  AT  WAR  43 

and  Sicily.  For  the  sole  type  of  assimilation  possible  is  by 
choice,  not  by  force.  And  how  slowly  even  an  elective  assimi- 
lation operates,  we  have  lately  had  occasion  to  note  on  our 
own  continent,  where  the  United  States  receives  all  who  come 
to  her  —  on  condition  that  they  adopt  her  ways. 

Thus  we  begin  to  arrive  at  the  heart  of  our  question.  Na- 
tions have  come,  it  is  true,  to  deal  in  vaster  terms  than  ever 
before.  Modern  means  of  communication  have  given  govern- 
ment a  scope  and  a  centralization  impossible  to  the  empires  of 
old.  And  the  ancient  imperialism  has  found  flattering  sanction 
in  a  new  philosophy.  It  is  small  wonder  that  men  find  it  easy 
to  think  of  a  paramount  power.  But  side  by  side  with  this 
work  of  simplification  and  unification  has  silently  gone  on 
another  process.  Or,  rather,  the  process  of  simplification  and 
unification  has  reached  a  point  where  we  begin  to  suspect  that 
it  has  limits.  The  mainspring  of  the  process  has  always  been 
the  human  impulse  that  magnifies  for  a  man  his  own  house, 
his  own  district,  his  own  race.  From  century  to  century  that 
impulse  has  grown  in  consciousness,  has  drawn  into  closer  and 
closer  relations  men  of  one  tongue,  has,  as  the  sentiment  of 
nationality,  thrown  up  stronger  and  stronger  barriers  against 
the  old  imperialism.  And  it  compels  us  to  ask  at  last  whether 
that  imperialism  can  permanently  operate  outside  the  bounds 
of  its  own  race.  The  answer  of  evolution,  of  the  survival  of 
the  fit,  is  the  most  debatable  of  answers,  since  none  agree  who 
are  the  fit  and  who  the  unfit.  Moreover,  evolution  tells  us 
of  another  process,  no  less  inevitable  than  that  of  integration ; 
namely,  the  process  of  differentiation.  As  a  matter  of  fact  we 
have  no  reason  whatever  to  suppose  that  nature  cultivates  a 
type.  She  cultivates  types.  It  is  only  man  that  must  have 
unities,  hierarchies,  hegemonies.  There  is  room  in  the  world 
for  countries  big  and  little,  for  languages  and  habits  of  many 
kinds,  for  that  wide  play  of  individuality  which  is  shadowed 
in  plant  and  animal  life.  A  world  containing  such  different 
civilizations  as  the  Anglo-Saxon,  the  French,  the  German,  the 


44  THE  ISSUES  OF  THE  WORLD  WAR 

Italian,  the  Japanese,  the  Russian,  is  infinitely  richer  than  any 
world  containing  only  one  of  them.  And  as  among  individuals 
civilization  has  made  possible  the  survival  of  the  physically 
unfit,  and  the  discovery  in  some  of  them  of  rarer  fitnesses,  so, 
against  our  will,  as  it  were,  and  almost  without  our  knowledge, 
does  it  come  to  be  among  peoples.  Force  and  size  and  numbers, 
which  have  always  claimed  the  right  for  their  side,  are  of  less 
and  less  avail  against  something  else  of  which  we  are  but 
vaguely  aware.  At  the  very  moment  when  the  dream  of  world 
empire  has  more  resources  at  its  command  than  ever  before, 
the  attainment  of  its  end  retires  to  a  greater  distance.  Nor  is 
there  any  real  menace  to  the  harmony  and  progress  of  the 
world  in  the  view  that  the  world  is  to  belong  to  many  coun- 
tries, not  to  one.  And  unjust  as  may  seem  the  chain  of  acci- 
dent that  has  done  more  for  one  nation  than  for  another,  it  is 
surely  time  for  nations  to  be  aware  that  no  standard  of  com- 
parison is  more  unreliable  or  more  dangerous.  In  the  perspec- 
tive of  history  the  greatness  of  nations  is  seen  to  be  not  unlike 
the  greatness  of  states  in  our  own  senate,  where  Delaware  and 
Rhode  Island  have  as  many  voices  as  New  York  and  Cali- 
fornia, and  where  the  intelligence  of  the  voice  has  been  known 
to  count  for  more  than  the  voting  power  of  the  state  behind 
it.  It  is  even  within  the  bounds  of  possibility  that  King  Albert 
of  Belgium,  who  rules  a  shot-riddled  acre  of  swamp  and  sand- 
dune,  will  in  generations  to  come  be  remembered  quite  as  long 
and  quite  as  honorably  as  his  great  and  good  friend  Kaiser 
Wilhelm  II. 

It  is  not  without  reason  that,  contrary  to  the  unifying  tend- 
ency of  our  time,  we  see  the  persistence  of  small  countries  like 
Belgium,  Denmark,  Holland,  Portugal,  Switzerland.  They  are 
not  without  affinity  for  neighboring  countries.  They  could  be 
subdued  in  an  hour  by  those  countries.  But,  strangely  enough, 
they  yet  preserve  their  individuality.  More  striking  still, 
we  see  fragments  of  populations,  like  the  Irish,  the  Scotch, 
and  the  Welsh  in  Great  Britain,  the  Finns  in  Russia,  the 
Bohemians  and  southern  Slavs  in  Austria-Hungary,  the 


THE  PRINCIPLES  AT  WAR  45 

Armenians,  the  Greeks,  the  Kurds,  the  Laz,  and  the  Syrians  in 
Turkey,  and  the  dismembered  Poles,  maintaining  to  a  greater 
or  lesser  extent  their  own  language  and  identity.  It  would,  of 
course,  be  no  occasion  for  surprise  if  these  smaller  elements  of 
society  should  ultimately  be  lost  in  the  larger  combinations. 
But  neither,  on  the  other  hand,  can  any  one  marvel  if  they 
continue  to  remain  distinct,  if  some  of  them  even  regain  a 
complete  independence. 

The  fundamental  question  of  the  war,  then,  is  a  conflict 
between  the  old  imperialism  of  conquest  and  the  principle  of 
nationalities  —  the  principle  that  a  people,  great  or  small,  has 
the  right  to  choose  its  own  destiny.  That  question,  between 
Austria-Hungary  and  Serbia,  precipitated  the  war.  And  with- 
out a  just  settlement  of  that  question  there  can  be,  there 
should  be,  no  hope  of  permanent  peace.  For  as  long  as  the 
society  of  nations  countenances  the  code  of  the  outlaw,  as 
long  as  a  single  member  of  that  society  holds  that  might  makes 
right  or  claims  his  freedom  to  attack  and  pillage  a  neighbor, 
so  long  will  it  be  necessary  for  other  members  of  the  society 
to  carry  arms.  Peace  is  more  desirable  than  war,  but  liberty 
and  honor  are  more  desirable  than  peace.  I  hold  no  brief  for 
political  assassinations.  Neither  do  I  put  forward  any  special 
pleading  on  behalf  of  Serbia  or  her  allies.  What  I  put  forward 
is  the  case  of  the  Serbs  —  as  contrary  to  that  natural,  human, 
just,  and  irresistible  tendency  of  our  time  which  created 
modern  Italy  and  the  German  Empire,  which  freed  Hungary 
and  the  Balkan  States  from  an  Asiatic  conqueror,  which  in 
Asia  itself  has  set  alight  a  new  unrest.  The  people  of  Serbia 
and  Montenegro,  of  Bosnia  and  Herzegovina,  of  Croatia, 
Dalmatia,  and  Istria,  are  racially  one  and  the  same.  They 
speak  the  same  language,  they  share  the  same  legends,  tradi- 
tions, and  literature.  It  is  the  manifest  destiny  of  that  people, 
scattered  from  the  Rhodope  Mountains  to  the  Danube,  from 
the  Danube  to  the  Adriatic  Sea,  to  reach,  sooner  or  later, 
some  form  of  political  unity  corresponding  to  their  racial 
unity.  And  it  is  only  righting  the  stars  in  their  courses  to 


46  THE  ISSUES  OF  THE  WORLD  WAR 

attempt  to  thwart  that  destiny.  The  three  empires  who  have 
set  out  to  do  so  may  for  a  moment  succeed  —  by  exterminating 
the  Serbians.  The  leading  paper  of  Constantinople  recently 
remarked,  apropos  of  the  junction  of  the  German  and  Turkish 
forces  :  "And  if,  in  the  realization  of  this  plan,  the  annihilation 
of  Serbia  is  essential,  what  is  the  objection?"  Such  an  im- 
perialism is  none  the  less  artificial,  medieval,  marked  for 
ultimate  disaster.  There  is  of  course,  for  the  attacking  powers, 
an  element  of  tragedy  in  the  situation.  For  Austria  and  Tur- 
key in  particular,  whose  imperial  robes  contain  least  purple  of 
their  own,  the  way  of  justice  is  all  but  the  way  of  doom.  But 
the  situation  will  never  be  solved  except  on  the  principle  of 
nationalities. 


At  all  events,  if  the  nations  of  the  two  Americas  can  com- 
bine to  intervene  in  the  affairs  of  a  turbulent  neighbor,  how 
much  more  can  the  non-combatant  nations  of  the  world, 
who  also  have  suffered  by  the  war,  who  also  share  in  the 
destiny  of  the  world,  assert  their  claim  to  insist  that  the 
treaty  of  peace  be  drawn  up  neither  in  satisfaction  of  in- 
dividual vengeances  nor  in  support  of  an  artificial  balance  of 
power,  but  in  accordance  with  the  principle  of  nationalities. 
Its  acceptance,  it  is  true,  will  necessarily  entail  problems  the 
most  harassing.  But  that  most  elementary  principle  of 
reason  and  justice  is  worth  more  to  the  world  than  peace  or 
pride  or  wealth  or  happiness  or  the  lives  of  its  defenders. 
And  if  this  war  could  establish  it  among  men,  Europe  would 
not  have  thrown  away  her  chosen  youth  in  vain. 


II 

THE  ATMOSPHERE  OF  THE  WORLD  WAR 


GENERAL  MALLETERRE 

[General  J.  M.  G.  Malleterre  is  an  officer  of  the  French  Army  who 
was  wounded  at  the  first  Battle  of  the  Marne  and  is  now  Governor  of 
the  Invalides,  Paris.  He  has  also  served  as  military  critic  of  the  Paris 
Temps.  The  article  of  which  the  present  selection  is  only  one  part  was 
put  into  English  by  Herbert  Adams  Gibbons,  and  is  an  admirable  ex- 
ample of  the  simple  exposition  of  a  technical  subject.] 

In  spite  of  the  revolution  that  has  been  wrought  by  modern 
science,  the  chief  role  in  everything  that  is  done  in  this  world 
is  played  by  men  working  together.  The  forces  that  we  have 
created  by  our  brains  are  not  a  substitute  for  our  own  efforts, 
individually  and  collectively.  They  enable  us  only  to  do 
more  than  we  would  otherwise  have  done.  They  are  not 
substitutes;  they  are  accessories.  They  would  be  substitutes 
in  warfare  only  if  one  side  alone  employed  them.  Employed 
by  both  sides,  they  neutralize  each  other,  and  we  fall  back 
upon  man  power  as  the  final  and  decisive  element. 

Those  who  are  not  actually  engaged  in  the  new  warfare 
think  that  it  consists  in  long  periods  of  stagnation,  with 
an  occasional  local  action  here  and  there,  and  a  rare  offensive 
movement  on  a  large  scale.  The  daily  bulletins  issued  by 
the  armies  lend  color  to  this  impression.  It  is,  however, 
wholly  wrong.  Trench  warfare  is  a  continuous  battle  that 
will  not  end  until  the  armistice  is  signed.  On  the  front  there 
is  always  firing,  there  is  always  fighting.  The  artillery  has 
no  rest  night  or  day;  the  infantry,  never  ceasing  its  vigil, 
exposed  all  the  tune  to  shell  fire  and  sniping,  plies  the  shovel 

1  From  "  How  Battles  Are  Fought  To-Day,"  Harper's  Magazine,  October, 
1917.  Copyright,  1917,  by  Harper  &  Brothers.  Reprinted  by  permission, 

49 


50        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

and  the  pick,  with  arms  at  hand  to  repel  or  attack.  This  has 
taught  us  to  make  the  unit  battalions  instead  of  divisions  or 
regiments,  and  to  exert  every  effort  to  avoid  daily  losses 
from  needless  and  thoughtless  exposure,  and  to  get  the  day's 
work  accomplished  by  division  of  labor  that  will  keep  the 
men  in  condition  for  the  test  that  may  come  at  any  moment. 

It  is  by  battalion  that  sectors  are  occupied,  by  battalion 
that  offensive  movements  are  carried  on,  by  battalion  that 
small  operations  are  organized.  The  officer  who  commands 
a  battalion  does  not  have  to  think  about  tactical  and  strategic 
problems,  but  he  is  the  chief  reliance  of  the  General  Staff 
in  the  execution  of  an  offensive  movement.  If  we  want  to 
understand  how  an  offensive  is  prepared  and  carried  out  — • 
in  a  word,  how  war  is  being  fought  in  the  autumn  of  1917, 
the  r61e  of  the  infantry  must  be  treated  from  the  standpoint 
of  the  battalion.  A  sector  is  that  portion  of  the  front  lines 
occupied  by  a  battalion.  The  battalions  are  the  units.  When 
a  battalion  moves  up  to  relieve  another  battalion  the  problem 
of  the  organization  of  the  sector  confronts  the  commanding 
officer  of  the  battalion.  From  the  moment  the  order  is  given 
to  move  forward  to  occupy  a  sector  until  the  battalion  is 
brought  back  for  rest,  the  responsibilities  and  duties  of  the 
commanding  officer  are  as  great  and  as  onerous  as  those  of 
his  superiors.  He  is  like  the  foreman  in  industrial  life  —  con- 
stantly at  it,  responsible  for  what  the  men  under  him  are 
doing,  responsible  to  them  as  well  as  to  the  men  higher  up. 
He  has  to  think  of  everything,  carry  a  dozen  different  things 
at  one  time  in  his  head,  and  be  ready  for  any  emergency. 
He  must  keep  his  men  in  good  moral  and  physical  condition 
by  a  just  division  of  labor  and  by  looking  after  their  food 
and  their  safety.  Psychologist,  pathologist,  carpenter,  builder, 
engineer,  cook,  physician,  scout,  judge,  father — get  all 
these  professions  together,  none  of  which  are  learned  at  St.- 
Cyr,  and  you  have  a  good  chef  de  bataillon. 

The  organization  of  a  sector  consists  of :  (a)  accessory 
defenses  (elements  de  tranchee)  which  are  made  to  arrest  and 


THE  INFANTRY  IN  MODERN  WARFARE           51 

retard  the  enemy  advancing  under  fire  of  the  defense;  (6) 
first  line  of  surveillance,  occupied  by  very  few  men,  from 
which  all  ground  in  front  can  be  well  seen ;  (c)  line  of  resist- 
ance, occupied  very  strongly,  which  must  be  defended,  in 
principle,  whatever  happens ;  (d)  lines  of  support,  which  con- 
tain here  and  there  strongly  organized  centers  that  can  be 
defended  while  lines  in  the  rear  are  being  organized.  These 
successive  lines  are  connected  by  communication  trenches 
(boyaux).  The  boyaux  serve  primarily  for  protecting  the 
soldiers  going  forward  or  coming  from  the  front  lines,  the 
transmission  of  ammunition  and  food,  the  evacuation  of 
wounded,  and  the  passage  of  officers  on  their  rounds.  But 
at  the  moment  of  an  attack,  if  the  enemy  has  broken  through 
one  or  more  lines,  the  boyaux  can  be  used  also  as  defensive 
trenches,  and  are  extremely  useful  in  subjecting  the  enemy 
to  a  flanking  fire.  All  the  lines  of  trenches,  as  well  as  the 
centers  of  resistance  on  the  line  of  support  and  the  boyaux, 
are  now  protected  by  a  prodigality  of  barbed-wire  entangle- 
ments. The  parallel  trenches,  as  far  as  is  possible,  are  dug 
in  zigzag  form,  following  the  old  principle  of  fortification, 
not  only  in  order  to  subject  the  attackers  to  cross  fire,  but 
also  to  enable  the  defenders  to  hold  a  portion  of  the  trench 
more  readily,  if  the  enemy  breaks  through  at  any  point. 
Just  before  a  general  offensive  movement  steps  are  dug  in 
the  wall  of  the  trench  nearest  the  enemy,  to  facilitate  the 
climbing  out  of  the  attacking  forces,  and  the  boyaux  are 
widened  so  that  reinforcements  and  munitions  can  pass 
rapidly. 

The  accessory  defenses  depend  entirely  upon  the  nature 
of  the  ground  that  lies  in  front  of  the  first  line  of  surveillance, 
and  this  consideration  dictates  also  how  strongly  it  is  advis- 
able to  occupy  elements  de  tranchee.  The  first  line  of  surveil- 
lance cannot  always  be  a  continuous  line.  Sometimes  it 
means  only  a  little  post  here  and  there.  Watchers  (guetteurs) 
must  be  on  the  qui  vive  in  the  first  line  night  and  day.  With 
adequate  artillery  preparation,  it  is  always  possible  for  the 


52        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

enemy  to  occupy  the  elements  de  tranchee  and  the  premiere 
ligne.  When  one  reads  in  the  bulletins  of  the  capture  of  these 
two  advanced  lines,  the  same  or  a  following  bulletin  generally 
states  that  a  counter  attack  has  driven  out  the  invaders.  An 
offensive  movement  can  be  considered  as  serious  only  when 
the  line  of  resistance,  where  the  defenders  are  well  dug  in, 
has  been  carried.  This  line,  too,  can  be  smothered  by  heavy 
artillery.  As  we  fight  to-day,  a  big  offensive  is  launched  only 
after  the  line  of  resistance  is  supposed  to  be  wholly  destroyed, 
and  the  line  of  support  subjected  to  a  demoralizing  shelling, 
which  continues  during  the  offensive.  The  line  of  support, 
occupied  by  entire  companies,  to  whom  reinforcements  can 
be  sent  without  delay,  is  where  the  attacking  forces,  if  the 
artillery  preparation  has  been  sufficient,  begin  to  suffer  their 
first  serious  losses.  The  centers  of  resistance,  villages  and 
concrete  forts,  where  existing  buildings  cannot  be  utilized, 
pour  a  deadly  machine-gun  fire  upon  the  attackers. 

Under  these  conditions  one  might  think  that  the  infantry, 
constantly  exposed  to  annihilation,  has  to  play  a  passive 
r61e  —  at  least  in  the  first  three  lines.  What  can  be  done 
against  a  crushing  artillery  fire?  Nothing  can  be  done  in 
the  sector  or  sectors  upon  which  the  enemy  concentrates 
his  fire.  But  we  must  remember  that  there  never  will  be 
enough  cannon  and  enough  ammunition  to  batter  down  the 
first  and  second  positions,  and  keep  shelling  during  the 
attack  the  lines  of  support,  for  more  than  a  few  kilometers 
at  a  time.  Even  within  the  few  kilometers  chosen  for  a  con- 
centration of  fire,  we  have  learned  that  millions  of  shells  do 
not  create  everywhere  equally  great  ravages  and  equally 
favorable  openings  for  the  attackers.  Consequently,  while 
some  sectors  are  doomed  to  destruction,  others  remain  to 
take  the  enemy  on  the  flank  as  he  pours  through  the  holes 
his  artillery  has  made.  This  is  true  of  offensives  on  a  large 
scale  as  well  as  of  local  operations.  Hence  it  is  of  a  prime 
importance  for  each  sector  to  keep  in  contact  with  the  neigh- 
boring sectors,  to  be  ready  at  any  moment  to  go  to  the  aid 


THE  INFANTRY  IN  MODERN  WARFARE  53 

of  a  threatened  sector,  or  to  help  surround  enemy  forces 
that  have  advanced  too  far.  The  battalion  commanders 
are  in  touch  with  their  neighbors  on  both  sides  and  with 
the  higher  command  in  the  rear.  If  this  contact  be  never 
lost,  it  is  always  possible  for  the  commanders  of  groups  of 
units,  on  up  to  General  Headquarters,  to  know  what  is  hap- 
pening, and  to  direct  operations  in  the  ensemble. 

At  this  point  one  may  ask  why  I  have  started  in  to  describe 
an  offensive  movement  by  talking  about  defensive  organiza- 
tion. This  is  easily  understood  if  one  realizes  that  offensive 
warfare  means  now  —  unfortunately !  —  no  more  than  the 
moving  of  a  few  sectors  forward  a  few  kilometers.  The  suc- 
cess of  this  limited  b'iting  into  the  enemy  lines  depends  upon 
the  rapid  organization  of  the  ground  taken.  The  battalion 
commanders  can  tolerate  no  moment  of  repose,  no  matter 
how  exhausted  their  soldiers  may  be.  Hesitation,  bungling, 
slowness,  are  fatal.  For  very  soon  new  enemy  batteries  will 
enter  into  action,  and  violent  counter-attacks  to  gain  the 
lost  ground  must  be  expected.  So  every  offensive  implies  a 
defensive.  If  the  officers  and  men  who  attack  are  not  able  to 
organize  without  delay  the  ground  they  have  won,  not  only 
will  they  be  subjected  to  a  heavy  bombardment  before  they 
have  dug  themselves  in,  but  they  will  be  forced  to  defend 
themselves  in  positions  inferior  to  ones  they  have  left.  With 
artillery  conditions  such  as  they  are,  the  infantry  is  able  to 
conquer  ground  with  slight  losses;  but,  by  the  same  token, 
holding  the  ground  won  necessitates  sacrifices. 

For  taking  the  offensive,  then,  the  first  training  for  officers 
and  men  is  in  organizing  defensively  a  sector,  and  in  learning 
how  to  keep  in  touch  with  the  sectors  on  both  sides  and  with 
the  higher  command  in  the  rear.  The  use  of  pick  and  shovel 
is  as  important  as  that  of  rifle  and  bayonet  and  grenade. 
Learning  how  to  avoid  needless  exposure,  how  to  go  back 
and  forth  in  the  boyaux  at  night,  and  how  to  bring  up  supplies, 
must  be  followed  by  instruction  in  the  study  of  the  enemy 
ground  in  front.  Space  forbids  me  even  to  mention  the 


54        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

numerous  signs  of  enemy  activity  that  a  good  watcher  can 
detect.  Surprises  are  now  practically  impossible,  and  some 
of  the  best  help  given  to  the  artillery  in  warding  off  enemy 
attacks  and  in  preparing  the  ground  for  offensives  has  come 
from  information  of  simple  soldiers,  telephoned  back  by 
chefs  de  bataillon  who  kept  "on  the  job"  with  their  men 
twenty-four  hours  in  the  day. 

Then  follows  the  preparation  of  the  soldiers,  morally  and 
technically,  for  an  offensive  movement.  At  the  beginning 
of  the  war,  raw  soldiers  who  had  never  faced  shell  fire  were 
thrown  into  action  without  the  slightest  preparation.  We 
had  to  do  it,  although  it  was  unfair  to  the  men,  for  there  was 
no  other  way  to  save  France.  Since  tne  war  has  become  a 
guerre  de  tranchee,  it  is  possible  to  consider  the  psychology 
of  the  soldier.  No  matter  how  courageous  and  resourceful 
a  man  may  be,  he  needs  a  progressive  training  to  face  death 
and  to  know  how  to  think  and  act  under  fire.  In  the  excite- 
ment of  the  actual  forward  movement,  when  men  are  fighting 
side  by  side,  all  may  go  well  enough.  But  individual  effort 
is  required  of  the  soldier  after  mass  effort  has  won  the  ground. 
There  comes  the  moment  when  men  are  separated  in  little 
groups,  or  find  themselves  alone.  That  is  the  critical  moment 
in  which  the  fruit  of  victory  has  to  be  reaped.  Soldiers  must 
be  trained  in  such  a  way  that  they  will  be  able  to  take  full 
advantage  of  that  moment. 

This  training  is  gained  by  the  progressive  use  of  the  soldiers 
of  the  battalion  in  minor  operations  immediately  in  front  of 
their  sector.  Under  the  pretext  of  carrying  messages,  they 
are  sent  in  couples  from  one  point  to  another  in  front  lines. 
They  learn  how  to  use  the  boyaux,  how  to  pass  from  shelter 
to  shelter  in  exposed  places,  how  to  find  their  way  in  the 
dark,  and  become  familiar  with  the  system  of  organization 
of  advanced  defenses.  Then,  if  there  is  a  "no  man's  land" 
between  their  sector  and  the  enemy  trenches,  they  can  be 
sent  out  into  the  open  to  build  elements  de  tranchee  and  lis- 
tening-posts, to  put  up  and  repair  barbed  wire,  and  —  singly 


THE  INFANTRY  IN  MODERN  WARFARE  55 

now  —  to  act  as  sentinels  to  protect  others  who  are  working 
thus  in  front  of  the  sector.  Next  they  go  out  in  small  groups 
for  patrol  and  reconnoitering  duty.  This  familiarizes  them 
with  the  kind  of  country  through  which  they  must  pass 
when  the  offensive  is  ordered,  and  they  become  expert  in 
seizing  upon  everything  that  affords  shelter  and  protection. 
The  final  step  in  training  for  the  offensive  is  participation  in 
raids  (coups  de  main) .  Raids  are  not  made  upon  the  initiative 
of  the  chef  de  bataillon.  They  are  ordered  from  headquarters, 
but  the  carrying  out  of  the  operation  is  left  to  the  commanders 
of  the  sectors.  Raids  always  have  in  view  the  general  objects 
of  making  the  enemy  nervous,  putting  him  off  the  scent,  and 
causing  him  uselessly  to  expend  his  ammunition.  Often  there 
is  a  particular  object  of  spoiling  some  plan  the  enemy  is  sus- 
pected of  being  about  to  carry  out,  reconnoitering  to  see  if 
he  has  a  plan  on  foot,  or  capturing  and  destroying  a  minen- 
werfer,  a  machine-gun  position,  an  annoying  element  de  tranchee, 
or  an  advantageous  observation  post.  Raids  are  welcomed 
by  the  chef  de  bataillon.  They  keep  up  the  fighting  spirit 
of  his  men,  and,  above  all,  they  give  him  the  opportunity 
to  choose  for  the  work  men  who  need  the  final  training  for 
the  offensive  —  acquaintance  with  hand-to-hand  fighting 
with  bayonet  or  knife  or  revolver,  handling  and  facing  gre- 
nades, machine-guns,  liquid  fires,  and  gases,  passing  into  and 
across  barbed  wire,  enemy  trenches,  and  other  obstacles, 
looking  out  and  warding  off  sudden  flanking  fire  attacks,  and 
undergoing  artillery  bombardment  in  the  open. 

Preparation  for  the  offensive  never  ends.  It  is  not  our 
American  friends  alone,  coming  fresh  to  the  battle  fields  of 
Europe,  who  have  to  go  through  this  training.  New  men  are 
being  constantly  brought  to  the  front  in  the  French  and  British 
armies.  From  the  depots  in  the  rear  recruits  are  being  received, 
and  conditions  change  so  rapidly  in  a  few  months  that  men 
who  have  been  evacuated  sick  or  wounded,  when  they  return 
to  their  old  regiments,  have  to  go  through  a  new  period  of 
training.  They  have  forgotten  much,  and  there  are  new 


56    THE  ATMOSPHERE  OF  THE  WORLD  WAR 

tricks  to  learn.  They  need  also  to  get  hardened  once  more 
to  pick  and  shovel,  and  to  pass  again  progressively  through 
the  ordeal  of  being  shelled. 

The  four  stages  of  the  offensive  are :  (i)  when  the  artillery 
bombardment  is  deemed  sufficient,  the  troops  for  the  assault 
are  brought  up  into  the  sectors  opposite  their  objective;  (2) 
the  artillery  concentrates  its  fire  upon  the  first  enemy  line  - 
at  a  moment  that  has  been  fixed  the  infantry  advances  from 
its  trenches  in  successive  lines  and  marches  forward;  (3) 
at  that  same  moment  the  artillery  fire  moves  forward  equally 
-  it  is  an  advancing  wall  of  steel,  followed  immediately  by 
the  infantry  who  enter  into  the  enemy  lines  right  behind  shells ; 
(4)  when  the  objectives  have  been  attained,  or  when  farther 
advance  becomes  impossible,  the  organization  against  the 
enemy's  counter-fire  and  counter-attack  begins  immediately. 
For  the  first  and  fourth,  stages  the  experience  gained  in  the 
sectors  ought  to  enable  the  battalions  to  do  what  is  required 
of  them  without  a  hitch.  , 

The  second  and  third  stages,  which  constitute  the  execution 
of  the  attack,  will  pass  off  smoothly  if  three  conditions  have 
been  fulfilled :  the  men  must  be  told  what  they  are  expected 
to  accomplish  and  become  familiar  with  the  ground  over 
which  they  will  pass ;  the  artillery  must  be  able  to  live  up  to 
its  program,  both  as  regards  the  preliminary  bombardment 
of  objectives  and  the  progressive  advancement  of  the  curtain 
of  fire  on  schedule  time  after  the  attack  has  started ;  and  the 
infantry  must  keep  right  along  behind  the  artillery  fire. 

Before  the  attack  the  ground  between  the  sector  and  the 
objective  is  carefully  studied  by  means  of  maps  and  by  per- 
sonal observation,  not  only  by  the  officers,  but  also  by  the 
men  of  the  battalions.  The  artillery  fire,  directed  by  aero- 
planes, may  have  been  concentrated  upon  the  front  to  be 
stormed  for  several  days.  The  aeroplanes  and  the  advance 
posts  note,  as  closely  as  they  possibly  can,  the  effect  of  the 
artillery  fire.  The  changes  wrought  by  the  bombardment  are 
wirelessed  and  telephoned  back  to  Divisional  Headquarters, 


THE  INFANTRY  IN  MODERN  WARFARE  57 

where  cartographers  change  every  few  hours  the  maps  of 
the  enemy  lines  according  to  the  indications  thus  given  them. 
At  the  moment  of  the  attack  the  troops  of  assault  have  seen 
maps  and  photographs  only  a  few  hours  old.  Added  to  this 
information  from  headquarters,  they  have  their  own  knowl- 
edge, from  long  study  and  constant  observation,  of  just  what 
obstacles  are  to  be  met  on  their  particular  route  toward  the 
objective.  So  thoroughly  do  the  men  know  the  ground  to  be 
traversed,  each  trench  and  center  of  resistance,  each  machine- 
gun  emplacement,  that  they  can  go  ahead  in  the  dark  with 
confidence.  They  have  been  informed  also,  as  far  as  is  humanly 
possible,  just  where  the  artillery  may  not  have  destroyed 
barbed  wire  and  where  machine-gun  centers  are  supposed 
to  remain  intact.  The  officers  of  the  sector  have  in  their 
hands  a  time-table,  which  is  rigidly  adhered  to,  stating  ex- 
actly when  the  artillery  will  advance  its  fire.  So  they  know 
how  fast  to  go  to  follow  directly  upon  the  heels  of  the  shells. 
This  is  of  prime  importance,  for  if  the  march  is  not  regulated 
in  such  a  way  as  to  follow  from  seventy-five  to  a  hundred 
yards  behind  the  artillery  fire,  the  enemy  will  have  time  to 
come  out  of  his  dugouts,  rig  up  mitrailleuses,  and  defend  his 
line  of  support  and  centers  of  resistance.  Trenches  must  be 
entered  and  centers  of  resistance  surrounded  immediately 
after  the  artillery  fire  has  passed  on  —  or  there  is  no  hope  of 
success. 

The  formation  for  the  assault  is  a  series  of  waves  (vagues) 
which  leave  the  trenches  successively  from  fifty  to  one  hun- 
dred and  fifty  yards  apart.  Where  there  is  reason  to  believe 
that  the  artillery  cannot  have  completely  demolished  the  first 
two  enemy  lines  of  trenches,  it  is  frequently  deemed  advisable 
to  send  expert  riflemen,  either  separately  a  few  feet  apart, 
or  in  groups,  as  the  first  line  of  assault.  These  have  a  better 
chance,  at  less  risk,  than  solid  lines,  to  silence  what  resistance 
may  be  encountered  in  the  first  trenches.  But  as  the  artillery 
can  now  be  counted  upon  to  do  its  work  thoroughly,  the 
waves  of  assault  are  generally  formed  from  the  start  of  men 


58         THE  ATMOSPHERE  OF  THE  WORLD  WAR 

who  march  elbow  to  elbow.  In  each  line  there  is  a  mixture 
of  specialists  —  lassoers,  bomb-throwers,  machine-gun  and 
trench-cannon  crews. 

We  have  spoken  of  the  artillery  preparation,  under  the 
present  conditions,  as  assuring  the  possibility  of  the  advance 
of  the  infantry  without  great  loss,  and  a  very  recent  offensive, 
which  won  the  Wyschaete-Messines  salient,  has  demonstrated 
the  possibility  of  complete  success  in  this.  However,  it  must 
be  always  borne  in  mind  that  everything  cannot  be  expected 
to  go  well  everywhere,  and  that  not  only  machine-gun  nests, 
but  also  concealed  batteries  may  in  places  escape  destruction 
and  enter  into  action  before  the  objective  of  the  assault  is 
reached.  There  is  always  danger,  unless  it  is  a  sah'ent  that 
is  being  stormed,  of  flanking  fire  and  attacks.  We  have  not 
yet  come  to  the  point  of  overwhelming  superiority  in  artillery 
and  aeroplanes  where  we  can  assure  our  troops  of  assault 
protection  until  the  moment  of  counter-fire  and  counter- 
attack. Hence  the  necessity  still  remains,  during  the  second 
and  third  stages  of  the  offensive,  of  keeping  the  lines  moving, 
no  matter  what  unexpected  resistance  may  develop,  and  of 
assuring  adequate  reinforcements. 


THE   FRENCH  ON  THE   SOMME  * 
"ODYSSEUS" 

["Odysseus"  is  the  pseudonym  of  a  writer  in  Black-wood's  Magazine 
who  has,  in  a  series  of  pen  pictures  called  "The  Scene  of  War,"  which  ap- 
peared during  1916  and  1917,  given  perhaps  the  most  artistic  descriptions 
of  the  various  battle  fields  and  points  of  interest  from  the  North  Sea  to 
Suez.  From  the  present  selection  a  few  paragraphs  relating  to  aviation 
have  been  omitted.] 

I  had  seen  the  mighty  effort  of  our  people  on  the  Somme, 
and  had  witnessed  the  battle  for  Morval  and  Lesboeufs  from 
a  point  very  near  the  left  wing  of  our  gallant  allies ;  but  I  had 
not  yet  seen  the  French  in  action.  I  was  therefore  glad  to 
know  that  an  opportunity  was  now  to  be  given  me  of  doing  so. 

Our  headquarters  were  in  an  old  Cathedral  town,  in  whose 
streets  and  squares  there  were  almost  as  many  Englishmen  as 
Frenchmen ;  while  at  our  hotel  the  khaki  and  the  gray  blue 
were  closely  intermingled.  It  was  the  meeting  point  here,  a 
little  in  the  rear,  of  the  two  armies. 

The  early  morning  found  us  on  one  of  those  straight,  logical 
roads  —  unlike  our  own  —  that  run  with  their  French  direct- 
ness and  singleness  of  purpose  from  one  considered  point  to 
another.  It  was  a  road  animated  by  all  the  stir  and  prep- 
aration of  organized  war;  which,  as  it  is  developed  by  the 
patient  and  strenuous  industry  of  her  people  throughout 
France,  comes  slowly,  like  the  shaft  of  a  lance  to  its  blade- 
point,  to  its  final  conclusion  here  upon  the  Front.  So  over- 
whelming is  the  interest  of  the  Fighting  Line  —  that  strange, 
shifting,  and  tragic  area,  where  the  thoughts  and  ideals  of  men 
are  brought  to  the  anvil  of  war  —  that  one  is  prone  to  neglect 

Blackwood's  Magazine,  February,  1917.     Reprinted  by  permission. 
59 


60        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

these  mighty  preparations,  this  patient  and  faithful  toil  that 
is  the  prelude  to  victory. 

As  we  swept  along  the  straight  white  road,  it  was  thronged 
with  these  symbols  of  the  will  and  tenacity  of  France. 

"Under  the  light,  sparkling  surface  of  this  people,"  said 
my  companion,  "there  resides  a  core  of  indestructible  granite, 
and  the  Boche  is  up  against  it  now." 

So  he  is;  and  the  granite  is  legible  upon  the  faces  of  all 
those  men  who  toil  upon  these  long  white  roads  that  are  the 
arteries  of  war. 

Gone  for  the  moment  are  the  vivacity  and  the  joy;  but 
the  infinite  patience,  the  undying  valor,  these  remain;  and 
let  us  bow  to  them  when  we  meet  them  on  the  road. 

Here  are  the  menders  restoring  to  the  road  its  traditional 
perfection ;  reclaiming  it  foot  by  foot  from  the  indignity 
that  has  been  put  upon  it.  Here  are  the  drivers  of  the  wagons, 
carrying  to  their  brethren  the  provender  of  battle ;  the  food 
and  the  fuel  they  need  for  their  sustenance,  the  shells  and 
cartridges  they  claim  for  the  intruder  upon  their  ancient 
soil.  White  with  the  dust,  seamed  with  the  sweat  and  the 
stress  of  their  traffic,  hard  and  enduring,  these  men  have 
but  one  purpose  at  heart,  one  end  in  view ;  and  to  this  their 
strength  is  uncomplainingly  directed. 

Beside  them,  along  the  Light  Railway  that  cleaves  the 
fields,  there  move  the  great  guns,  the  armored  cars,  and 
gallant  engines,  the  steel  wagons  full  of  shells. 

The  Light  Railways  converge  at  the  temporary  terminus  a 
little  behind  the  battle  line,  and  a  great  activity  is  concen- 
trated here  at  the  base  of  supply. 

It  is  a  busy  scene,  interrupted  from  time  to  time  by  the 
thrust  of  war.  The  German  aeroplane,  when  it  can  get  so 
far,  drops  its  bombs,  under  cover  of  the  night,  upon  the  little 
colony,  killing  friend  and  foe  alike;  and  Fritz  and  Francois 
lie  beside  each  other  stricken  by  the  same  missile.  The  sound 
of  the  battle  is  heard  in  the  distance,  and  the  shadows  of 
evening  are  lit  with  the  summer  lightning  of  the  guns. 


THE  FRENCH  ON  THE  SOMME  61 

Farther  upon  the  road  are  the  great  guns  that  travel  by 
rail,  and  heave  their  shells  a  distance  of  twenty  kilometers. 
You  can  see  them  in  the  autumn  mists  like  mammoths  point- 
ing their  trunks  towards  the  invader,  and  from  time  to  time 
you  can  see  the  flame  as  it  issues  from  their  lips;  you  can 
hear  the  thunder  of  their  voices  as  the  gros  obus  go  hurtling 
through  the  sky.  If  you  go  up  to  them,  you  will  find  them 
like  Leviathan  at  home  hi  a  field,  and  behind  each  gun  the 
wagon  of  steel  in  which  his  provender  is  laid. 

When  the  door  of  the  wagon  is  opened,  one  of  the  sleeping 
creatures  is  nipped  by  the  claws  of  a  traveling  crane  and  de- 
posited like  a  puppy  in  a  cradle  that  moves  along  an  aerial 
line  of  rail,  until  it  is  arrived  at  the  mighty  breach,  its  last 
resting  place  before  it  fulfills  its  destiny. 

The  slow  twisting  of  a  screw  behind  it  sends  it  forth  with  a 
persuasive  impulse  into  the  open  breach;  the  door  is  closed 
upon  its  mystery;  and  then  with  a  mighty  music  it  sweeps 
upon  the  world,  a  living  thing. 

Beside  this  portent  the  quiet  cattle  pasture,  indifferent  even 
to  its  voice ;  the  women  toil  with  bent  shoulders  in  the  fields 
they  love,  and  the  life  of  the  hamlet  moves  upon  its  ancient 
course. 

When  evening  comes,  the  people  of  the  gun  gather  together 
like  factory  workers  after  the  day's  toil,  and  you  can  see 
them  in  a  dark  silhouette  against  the  reddening  sky,  as  a 
truck  carries  them  away  to  their  billets.  One  of  the  last  to 
leave  is  the  Battery  Commander,  a  man  who  is  the  human 
equivalent  of  his  charge ;  solid  and  direct ;  a  hard  and  deter- 
mined hitter. 

Beyond  the  great  guns  and  the  Aviation  Camp,  the  road 
now  carries  us  into  the  dread  Land  of  War.  You  cannot 
mistake  it  if  you  have  once  seen  it  here  in  France;  for  it 
is  the  negation  of  all  that  you  have  held  most  dear  upon  this 
earth.  In  this  land  Ruin  walks  hand  in  hand  with  Death. 
The  green  meadows  and  the  russet  orchards,  the  lovely  woods 
that  should  be  turning  to  gold  and  amber  and  cinnabar; 


62        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

the  creepers  that  should  be  climbing  in  crimson  upon  the 
cottage  walls ;  the  old  people  at  their  doors,  the  children  at 
the  gate,  the  rose-cheeked  maidens  blushing  with  the  sap 
and  flow  of  life;  the  blue  smoke  of  each  homestead  curling 
into  the  quiet  sky ;  the  lights  at  the  windows ;  the  stir  and 
music  of  the  street,  —  all  these  have  gone. 

Aceldama,  it  has  become  a  place  of  woe;  and  Golgotha, 
a  place  of  skulls. 

One  cannot  convey  to  another,  who  has  not  seen  it,  the 
desolation  and  horror  of  the  scene.  The  fields  are  of  a  melan- 
choly brown,  where  dying  weeds  hang  their  dejected  and 
tattered  heads ;  the  woods  are  ghostly  remnants  of  what  once 
were  trees,  but  are  now  misshapen  and  tortured  forms  that 
grieve  the  open  sky ;  the  houses  where  they  retain  any  form 
at  all  are  ruined  beyond  the  semblance  of  human  habitations, 
with  roofs  that  grin  at  one  like  the  teeth  of  a  skull,  and  walls 
that  look  as  if  a  leprosy  had  fastened  upon  their  tottering 
remains.  The  white  highway,  that  was  once  so  superb  and 
finished  a  thing,  the  lineal  heir  of  Rome,  is  now  as  weary  and 
as  broken  as  if  it  led  to  Hell. 

A  side-road  from  it  —  one  of  those  familiar  and  domestic 

things  we  love  —  leads  to  the  hamlet  and  Chateau  of  , 

and  it  is  the  most  pitiful  semblance  of  a  road  upon  which 
human  footsteps  ever  echoed  since  man  began  to  call  himself 
civilized. 


As  we  emerged  into  the  daylight,  a  French  plane  came 
flying  low  over  the  ruins  of  the  Chateau,  ringed  about  with 
black  puffs  of  shrapnel,  which  pursued  her  like  hounds. 

All  about  us  lay  the  remnants  of  the  Chateau.  That 
rubbish-heap  there  was  its  farm,  and  that  blistered  spot 
upon  which  no  blade  of  grass  was  visible  was  its  lawn.  Those 
withered  trees  were  its  sheltering  wood,  and  here  and  there 
we  could  trace  the  fragments  of  its  encircling  wall.  The 
whole  of  its  area  was  seamed  with  the  German  trenches. 


THE  FRENCH  ON  THE  SOMME  63 

An  officer  who  was  with  me  looked  at  it  with  a  cool  and  de- 
liberate air. 

"Quite  done  for,"  he  said,  "and  I  happen  to  know  that 
De  K —  -  spent  three  hundred  thousand  francs  on  it  just 
before  the  war  broke  out." 

It  is  thus  that  you  realize  what  France  has  endured. 

We  were  now  obliged  to  enter  the  shelter  of  the  long  com- 
munication trench ;  and  from  time  to  time  as  we  stopped  to 
look  over  its  walls  we  could  see  the  Artillery  battle  progressing 
with  an  increasing  fury,  the  flight  of  the  German  aeroplanes, 
and  the  falling  ever  nearer  and  nearer  of  the  shells.  Here 
and  there  in  the  general  waste  there  survived  the  fragment 
of  a  wall,  a  solitary  tree  which  helped  to  mark  the  direction 
we  were  taking.  All  else  was  a  void,  blistered  beyond  all 
earthly  semblance. 

The  black  face  of  a  nigger  peeping  out  from  this  Inferno 
was  a  startling  apparition. 

We  found  him  presently,  one  of  a  party,  clearing  the  ruined 
trenches.  Pipe  in  mouth,  clad  in  the  same  blue  helmet  and 
uniform,  they  worked  here  side  by  side  with  their  French 
brethren.  Brethren  they  were,  too,  in  their  easy  and  friendly 
companionship.  In  the  hospitals,  too,  you  find  them  so  — 
black  face  and  white  face  near  each  other,  bound  by  the  tie 
of  common  sacrifice. 

Every  here  and  there  a  small  wooden  cross,  standing  up 
from  the  walls  of  the  trench  with  some  simple  inscription,  "Un 
brave  Francais,"  showed  where  lay  the  remnants  of  one  who 
had  died  for  his  country. 

And  then  we  came  to  a  point  which  the  diggers  had  not 
yet  reached;  whence  the  tide  of  battle  had  barely  ebbed, 
and  the  trenches  still  lay  as  they  had  been  left  by  the  beaten 
enemy. 

"Here,  where  we  stand  now,"  said  one  who  was  with  us, 
"you  see  the  debris  of  a  barrage  across  which  the  Boche 
and  our  people  threw  hand  grenades  at  each  other,  until 
we  broke  through  and  drove  them  before  us." 


64        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

Every  few  yards  there  was  a  shaft  leading  down  from  the 
trench  into  a  dugout,  and  in  each  of  these  dugouts  there 
lay  rifles  and  bandoliers  and  gas  masks,  hastily  abandoned 
by  the  enemy ;  and  sometimes  these  dugouts  were  sealed  by 
the  explosion  of  a  shell,  and  in  them  there  lay  those  who  had 
been  killed  or  buried  alive. 

And  so  we  came  to  where  the  dead  still  lay  unburied; 
the  human  creature  with  all  his  potentialities  reduced  to 
that  which  had  better  remain  undescribed.  .  .  . 

We  still  went  on,  and  as  I  turned  to  look  back  I  found  that 

I  was  alone  with  C ,  an  officer  of  the  Chasseurs  d'Afrique, 

who  strode  on  before  me  gay  and  exultant. 

"We  are  about  300  meters  now  from  the  Boche;  let  us  see 
what's  happening,"  said  he,  and  climbing  a  little  way  up  the 
broken  wall  of  the  trench,  he  looked  out  upon  the  howling  waste. 

It  was  the  same  tragic  scene  that  had  met  our  eyes  since 
first  we  embarked  upon  this  journey  —  but  more  deadly, 
more  intense  in  its  mournful  expression.  The  increasing 
battle,  the  loud  explosions  of  the  shells,  the  rattle  of  the 
machine-guns,  the  German  planes  venturing  here  and  there 
within  our  reach,  the  rising  columns  and  masses  of  black 
smoke,  the  dead  men  lying  below,  gave  me  an  impression 
that  can  never  fade  of  the  hell  into  which  the  best  and  bravest 
of  the  world  go  with  a  smile. 

And  then  a  little  incident  occurred  which  brought  the 
scene  to  a  sort  of  personal  climax.  For  as  I  stood  here,  ab- 
sorbed in  its  detail,  I  saw  approaching  me,  racing  across  the 
gray  waste,  like  some  footballer  dashing  for  his  goal,  a  small 
black  creature,  clearly  visible,  swaying  from  side  to  side,  yet 
furiously  intent  upon  its  course.  I  dropped  into  the  trench 
to  the  sound  of  a  smashing  explosion ;  a  shower  of  mud,  and 

a  heavy  fall  as  de  V ,  who  had  been  following  us,  rolled 

over  at  my  feet. 

"Nous  Fawns  echappe  belle,"  laughed  C ,  brushing  the 

mud  from  his  tunic,  and  as  I  did  the  same  a  small  warm  object 
fell  from  the  folds  of  my  coat. 


THE  FRENCH  ON  THE  SOMME  65 

"It  was  the  wind  of  the  damned  thing  that  knocked  me 
over,"  said  de  V ,  picking  himself  up,  somewhat  abashed. 

We  found  the  shell  on  the  lip  of  the  trench  fuming  as  if 
with  rage  at  having  failed  of  its  purpose. 

We  were  evidently  in  luck ;  for  Mr.  Bass,  of  an  American 
paper  —  an  old  campaigner  who  carries  with  him  a  wound 
from  the  Russian  front  —  who  should  have  been  where  it 
fell,  had  fortunately  dropped  a  couple  of  yards  behind.  The 
rest  of  our  party,  farther  off,  seeing  the  shell  fall,  retired  to 
a  dugout,  assured  that  we  should  never  meet  again.  A  pause 
of  a  second  or  two  —  a  yard  this  way  or  that,  —  such  is  the 
interval  between  all  that  life  means  to  us  and  the  bleak  oblivion 
of  death. 

It  is  a  risk  that  the  soldier  at  the  Front  takes  every  day 
of  his  life. 

"Don't  be  distressed  for  me  if  I  fall,"  says  he,  writing  to 
mother  or  wife,  "it  is  a  glorious  death  to  die." 

We  ate  our  lunch  in  an  underground  mansion,  which  for 
the  past  two  years  had  been  the  home  of  a  German  General 
and  his  Staff.  And  when  we  had  finished,  we  climbed  out 
into  the  open  again  to  find  Francois  Flameng,  with  his 
fresh  face  and  cheery  air,  his  blue  trench  helmet  on  his 
head,  and  a  pipe  in  the  corner  of  his  mouth,  painting 
the  villa.  The  French  officers  of  our  party  were  delighted 
to  see  him.  There  was  much  hand-shaking  and  friendly 
chaff,  and  we  had  the  honor  of  being  introduced  to  the 
painter. 

It  seems  that  M.  Flameng  has  permission  to  go  where  he 
likes  and  to  paint  whatever  pleases  his  eye.  Since  the  be- 
ginning of  the  War  he  has  been  busy  in  this  way,  and  there  is 
no  one  better  known  in  trench  and  camp  than  this  distin- 
guished and  joyous  personage.  It  was  a  great  and  a  very  un- 
expected pleasure  to  see  him  at  work. 

The  scene  amidst  which  these  events  transpired  was  of  an 
impressive  character.  Above  it  there  rose  in  its  tragic  and 


66        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

misshapen  lines  the  gaunt  skeleton  of  a  wood.  At  one  end 
of  it  there  was  a  cemetery  of  new-made  graves,  each  with 
its  wooden  cross  and  simple  inscription:  "Guyot  Pierre  - 

Soldier  of  France"  —  "Lieutenant  M ,   an  affectionate 

tribute  from  his  Company."  Beside  them  stood  a  tall  man  in 
a  long  buff  coat  with  his  cassock  peeping  from  under  it,  a 
trench  helmet  on  his  head,  and  a  face  like  that  of  Christ, 
with  his  blond  beard  and  gentle  eyes.  Next  to  him  stood 
the  Divisional  Surgeon,  a  humorous  character:  "Un  vrai 
type,"  said  an  officer,  laughing  at  his  singular  manner  and 
speech;  about  them  there  moved  upon  their  varied  business 
the  French  infantry,  hardy  and  matter-of-fact. 

With  a  sudden  whir  an  aeroplane  came  flying  over  the 
tree  tops,  almost  brushing  them  with  its  wings.  And  beyond 
these  the  heavy  batteries  roared  their  menace,  and  the  ground 
shook  with  their  wrath.  It  was  a  beautiful  sight,  too,  in  its 
way:  the  low  concealed  valley;  the  blue  figures  moving 
amongst  the  trees;  the  Battery  Commanders,  cool  and  icy 
in  their  places  of  control,  their  clear,  peremptory  voices  cleav- 
ing the  welter  of  sound;  the  men  at  the  guns  like  stokers 
at  a  furnace ;  the  sudden  flash,  the  bursting  roar,  the  recoil ; 
and  in  the  gray  sky,  visible  to  the  eye,  the  messenger  of  Death 
upon  his  way.  Over  all,  ceaseless  in  their  brooding,  the  French 
aviators  flying  low  over  the  field  of  vision,  the  eyes  of  France 
fixed  upon  the  enemy. 

We  met  the  General  at  work  in  his  dugout  in  another  part 
of  the  field.  It  was  another  habitation  to  that  of  his  Ger- 
man rival.  "Voila  mon  Cabinet  de  travail,"  said  he,  ushering 
me  into  the  smallest  of  little  rooms  by  the  roadside,  with  a 
table  in  it,  a  chair,  a  telephone,  and  a  staff-map  upon  the  wall. 
Some  steps  cut  in  the  mud  led  down  to  his  bedroom,  which 
was  like  a  steamer  cabin.  The  bulb  of  an  electric  light  hung 
beside  his  bed.  "A  present  from  the  Boche,"  he  said.  Next 
door  his  Staff  were  at  work,  the  telephone  was  constantly 
in  action,  and  a  dispatch  rider  occasionally  came  peppering 
up  the  road. 


THE  FRENCH  ON  THE  SOMME  67 

We  climbed  up  into  the  field  above.  The  same  desolate 
waste,  the  same  mournful  void  that  war  creates  wherever  it 
places  its  deadly  hand.  Upon  the  skyline  I  could  see  the 
faint  outlines  of  the  Bois  de  Trones,  by  which  I  had  stood 
on  the  day  of  the  British  battle.  French  and  English,  hand 
in  hand,  good  friends  and  loyal  comrades,  we  go  forward, 
never  doubting,  to  the  ultimate  goal,  sealing  our  compact 
with  the  blood  of  our  peoples. 

Can  we  ever  forget  them,  or  they  us  ? 

And  then,  as  I  stood  here  with  the  General  —  a  man  of 
the  old  type,  vivid  and  martial,  a  soldier  of  France  —  some 
homing  pigeons  came  flying  through  the  gray  sky,  gentle 
of  wing  and  faithful  to  their  cause ;  and  out  of  the  tarnished 
waste  a  lark  rose  singing  into  the  heavens,  above  the  griefs 
and  the  turmoil  of  men,  unconscious  of  the  tragedy  about 
her. 


DINANT  LA  MORTE  l 
CAMILLE  DAVID 

In  the  early  days  of  September  the  terrible  news  began  to 
circulate  in  Brussels:  "Dinant  is  razed  to  the  ground!  Its 
inhabitants  have  been  either  massacred  or  deported !  Famine 
reigns  amongst  the  people  who  are  left ! "  This  was  a  few  days 
after  Louvain,  and  the  general  depression  made  us  loth  to 
believe  in  a  fresh  misfortune.  Yet  the  refugees  gave  exact 
details,  and  their  grief  was  so  sincere  and  their  condition  so 
wretched  that  we  were  finally  convinced.  One  morning,  de- 
siring to  see  for  ourselves,  we  started  out  for  the  place  of 
martyrdom,  making  a  terrible  pilgrimage  through  the  devas- 
tated countryside  and  burnt  villages. 

I  had  last  seen  Dinant  on  August  i5th,  when  I  watched  the 
battle  from  the  heights  of  Anhee  as  it  raged  from  one  hill  to 
the  next  above  the  town.  Now  we  found  ourselves  there  once 
more,  or  rather  on  the  site  where  Dinant  had  been.  Under  the 
citadel,  which  overhung  the  rock,  was  a  hole.  The  old  bell- 
tower  of  the  thirteenth  century  cathedral,  which  had  been 
built  on  the  ruins  of  a  Roman  temple,  was  broken  down.  The 
tower  looked  pitiable  —  like  a  body  without  a  head.  The  old 
houses  which  gave  to  the  bright  little  town  its  archaic  look  and, 
withal,  a  note  of  unique  gayety,  were  nothing  but  ruins,  their 
scorched  walls  and  tottering  gables  revealing  the  naked  rocks 
behind.  We  went  into  the  St.  Medard  quarter,  which  had 
been  raked  by  fire  and  shell.  The  National  Bank,  the  station, 
and  a  few  houses  are  still  standing;  but  their  interiors  show 
traces  of  unbridled  pillage.  In  order  to  get  at  the  safe  in  the 
bank  the  bandits  had  made  a  hole  in  the  wall  large  enough  for 
a  man  to  pass  through. 

1  From  Contemporary  Review,  August,  1915.   Reprinted  by  permission. 

68 


DINANT  LA  MORTE  69 

Of  the  1400  houses  which  spread  lazily  along  the  river  not 
200  remain.  The  devastation  is  complete  from  Devant-Bou- 
vignes  all  the  way  to  Anseremme,  itself  also  three  quarters 
destroyed.  One  would  think  that  a  cyclone  must  have  passed 
that  way.  That  human  hands  could  have  caused  such  disaster 
is  beyond  the  power  of  the  imagination  to  believe.  And  yet  it 
was  men  who  made  this  fire  with  their  own  hands  by  means  of 
the  grenades  they  threw. 

Towards  the  Rue  Adolphe  Sax  the  houses  have  been  razed 
to  the  ground.  In  front  of  the  church  is  a  great  empty  space; 
the  doorway  of  the  cathedral  looks  on  to  the  Meuse.  Left  and 
right,  as  far  as  one  can  see,  there  is  not  a  roof,  not  a  house, 
only  blackened  and  crumbling  walls,  ruins,  and  rubbish.  Higher 
up,  the  Hydrotherapeutic  Institute,  the  villas,  Bellevue  Col- 
lege have  disappeared.  Above  the  hospital,  which  remains, 
the  facade  of  a  convent  is  riddled  with  holes.  Over  a  wooden 
bridge  supported  by  piles  we  pass  the  Hotel  de  Ville  and  the 
elementary  school,  both  destroyed.  In  the  streets  there  is  a 
mournful  silence  as  of  death.  The  Maison  du  Peuple  has  been 
overthrown  by  some  "comrades."  We  step  into  the  church 
of  St.  Pierre,  and  see  walls  —  and  the  sky. 

The  horror  continues  right  on  to  Leffe.  As  for  noting  what 
has  been  destroyed,  it  is  far  easier  to  write  down  what  is  left. 
The  barracks,  the  police  office,  and  the  Athenaeum  have  been 
spared.  With  death  in  our  hearts  we  return  to  the  center  of 
the  city  and  in  the  direction  of  the  Faubourg  St.  Nicolas.  Of 
the  Grande  Rue,  so  picturesque  with  its  old  shops  full  of 
articles  in  leather  and  Dinant  shells,  nothing  remains.  We 
stumble  over  the  bricks  of  ruined  houses.  The  Palais  de  Jus- 
tice, the  boarding-school,  the  Girls'  Secondary  School  have  not 
perished.  But  the  St.  Nicolas  Church  was  set  on  fire.  The 
Place  de  Meuse  has  been  preserved.  Guaranteed  until  the 
Sunday  by  the  presence  of  the  French  on  the  left  bank  of  the 
Meuse,  it  was  subsequently  spared  through  the  intervention 
of  a  lady  of  German  origin,  from  whom  a  Prussian  soldier,, 
nevertheless,  stole  5000  francs'  worth  of  jewelry.  By  what 


70        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

providential  accident  the  Faubourg  St.  Paul  suffered  com- 
paratively little  is  not  known.  But  towards  the  Rocher  Bayard 
and  further,  and  opposite  at  Neffe,  the  devastation  begins 
again. 


If  wealth  had  but  been  the  only  thing  destroyed  !  But  add 
to  it  the  human  suffering  such  as  Dante  himself  could  not  have 
imagined ! 

What  had  happened? 

From  the  first  days  of  August  the  French  artillery  was  in- 
stalled on  the  heights  of  the  left  bank  and  their  infantry  in 
the  valley  in  the  St.  Medard  quarter.  The  Germans  had 
taken  up  their  position  on  the  right  bank.  During  the  night, 
like  brigands,  taking  advantage  of  the  darkness,  they  came 
down  through  the  "Fonds  de  Leffe,"  and  threw  themselves 
upon  the  town,  shooting  with  their  rifles  and  causing  terror 
amongst  the  inhabitants.  Yet  the  town  had  been  peaceful, 
and  was  anxious  only  with  regard  to  general  events.  There 
were  neither  guns,  nor  rifles,  nor  soldiers,  only  civilians  with- 
out arms.  The  arms  had  all  been  collected  by  the  authorities. 
The  garde  civique  had  been  disarmed  and  disbanded  before 
August  1 5th.  After  the  bombardment  which  took  place  at 
the  time  of  the  first  battle  between  the  French  and  Germans 
on  August  1 5th,  when  some  buildings  on  the  left  bank  were 
destroyed,  part  of  the  population  had  fled.  In  the  days  which 
followed  there  were  only  small  artillery  duels. 

On  Friday,  August  2ist,  in  the  evening,  began  the  awful 
sack  of  Dinant,  which  surpasses  in  horror  the  destruction  of 
the  town  by  Charles  the  Bold  in  the  fifteenth  century.  It  was 
half  past  nine  at  night.  The  town  was  calm  and  silent.  The 
inhabitants  were  all  indoors.  Suddenly  shots  rang  out,  and 
dreadful  groans  were  heard.  A  band  of  German  soldiers  was 
coming  down  the  Rue  St.  Jacques  firing  into  the  windows  of 
the  houses.  A  man  employed  at  the  gasworks,  Auguste  Georges, 
was  going  into  his  house  when  he  was  killed.  The  butcher, 


DINANT  LA  MORTE  71 

Cleda,  who  ventured  to  look  out,  was  wounded,  and  the  sol- 
diers forced  him  to  cry  "Vive  PEmpereur !"  M.  Sohet,  hotel 
keeper,  was  hit  in  the  stomach  with  the  butt-end  of  a  rifle. 

The  terrified  inhabitants  took  flight.  Along  the  walls  of  the 
houses,  in  the  dark,  shadows  of  fleeing  people  might  be  seen. 
An  octogenarian  scrambled  over  a  wall  and  managed  to  escape 
into  a  garden.  The  doors  were  broken  hi  by  the  Prussians, 
and  they  entered  the  houses,  stealing,  pillaging,  and  smashing. 
Then,  without  going  further  into  the  town,  they  returned  by 
the  way  they  had  come,  and  went  up  the  Monte  de  Ciney. 

Saturday,  August  22d,  was  quiet,  except  that  towards  eve- 
ning there  was  artillery  thunder  in  the  valley. 

Sunday  was  a  terrible  day.  As  early  as  a  quarter  past  five 
in  the  morning,  at  dawn,  the  Germans,  under  the  orders  of 
Lieut.-Col.  Blegen,  began  to  bombard  Dinant.  Shells  rained 
on  the  town.  Soon  the  mitrailleuses,  which  were  hidden  in  the 
trees,  sent  down  a  great  shower  of  bullets.  From  the  left  bank 
the  French  replied  vigorously.  Hardly  had  the  fight  begun 
before  several  hundred  Germans  of  the  io8th  Infantry  Regi- 
ment advanced  through  the  Fonds  de  Leffe  and  by  the  heights 
of  St.  Nicolas.  The  first  victims  fell  at  Leffe. 

The  faithful  took  refuge  in  the  Eglise  des  Premontres,  where 
mass  was  being  celebrated,  whilst  outside  was  the  crack  of 
rifle  fire.  It  was  half  past  six  o'clock.  The  German  soldiers 
burst  into  the  church  and  drove  out  the  worshipers.  They 
had  heard  their  last  mass ! 

Protests  and  supplications  aroused  no  pity  in  the  barbarians. 
With  the  butt-ends  of  their  rifles  they  separated  the  men  from 
the  women,  and  made  them  stand  in  a  group  whilst  they  shot 
into  the  middle  of  them  under  the  horrified  eyes  of  the  women. 
About  fifty  civilians  fell  dead.  The  women  uttered  terrifying 
shrieks.  At  the  door  of  his  house,  and  in  the  presence  of  his 
wife  and  children,  they  killed  M.  Victor  Poncelet.  Blood- 
thirsty fury  took  possession  of  the  soldier-assassins.  Street  by 
street  and  house  by  house  they  pillaged  the  town  and  set  fire 
to  it,  destroying  Dinant  from  top  to  bottom.  It  was  between 


72        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

7  and  9  o'clock  in  the  morning,  in  the  Faubourg  St.  Pierre  and 
in  the  Rue  Grande,  the  center  of  the  city,  that  this  work  of 
destruction  took  place.  With  wild  shouts  the  soldiers  of  Wil- 
liam-the-Murderer  chased  the  people  from  their  houses,  and 
struck  down  at  random  those  who  tried  to  escape.  Soon  the 
soldiers  were  throwing  in  hand  grenades.  Fire  shot  up  and 
spread  with  terrible  rapidity.  Everything  was  in  flames, 
crackling,  splitting,  falling.  Long  clouds  of  smoke  arose  from 
the  burning  valley  and  wreathed  the  surrounding  hills.  The 
flames  licked  the  mountain  and  leapt  up  to  redden  the  sky. 
The  conflagration  was  striking,  grandiose,  dantesque. 

The  valley  was  filled  with  awful  noise.  The  sound  of  the 
falling  houses,  the  roar  of  cannon,  the  cracking  of  rifles  and 
guns,  the  hiss  of  bullets,  the  shouts  of  the  soldiers,  and  the 
cries  of  the  unfortunate  inhabitants  were  all  mingled.  The 
Germans  drove  the  population  in  groups  to  the  places  of  tor- 
ture; 1 60,  however,  managed  to  take  refuge  in  the  grotto  of 
Montfort  and  400  in  the  grotto  of  Rondpeine;  they  stayed 
there  a  day  and  a  night  without  being  discovered.  Others 
were  able  to  hide  by  day  in  cellars  and  by  night  in  gardens. 

At  9  o'clock  a  pitiable  cortege  approached  the  prison.  It  was 
composed  of  men,  women,  and  children,  about  700  of  them. 
With  their  hands  held  up  and  surrounded  by  soldiers,  these 
martyrs  crossed  the  burning  town.  Tears  flowed,  sobs,  lamen- 
tations, prayers  arose  from  among  them.  No  one  listened. 
The  officers  and  soldiers  were  unmoved.  Until  dusk  these 
wretched  people  were  kept  prisoners.  The  soldiers  passed 
backwards  and  forwards  in  front  of  them,  saying :  "You  will 
all  be  shot  this  evening."  Evening  arrived.  Darkness  fell 
slowly,  so  slowly,  prolonging  the  terrible  agony.  The  battle 
had  come  to  an  end.  Namur  having  fallen,  the  French  had 
orders  to  retire  towards  Philippeville.  The  Germans  were 
masters  of  the  town. 

At  6  o'clock  a  German  captain  had  the  women  placed  high 
up  on  the  Montagne  de  la  Croix.  A  cordon  of  infantry  barred 
the  street  before  them.  Thirty  steps  away,  against  the  wall  of 


DINANT  LA  MORTE  73 

the  garden  of  M.  Tchoffen,  the  public  prosecutor,  in  the  Rue 
Leopold,  at  the  corner  of  the  Place  d'Armes,  a  row  of  men  was 
placed  standing,  and  in  front  of  them  a  second  row  kneeling. . 
Opposite  the  public  prosecutor's  house  soldiers  were  stationed 
ready  to  shoot.  To  avoid  the  ricochet  of  the  bullets  they  were 
aiming  slantwise.  A  little  further  on,  waiting  their  turn,  an- 
other group  of  inhabitants  helplessly  watched  these  lugubri- 
ous preparations.  The  German  officer  passes  in  front  of  the 
crowd  in  reserve  and  chooses  more  victims.  At  this  tragic 
moment  a  thrill  of  horror  goes  through  the  condemned  men 
and  through  the  crowd  of  relations  and  friends  who  are  look- 
ing on  at  the  scene.  The  women  implore  and  wring  their 
hands  and  throw  themselves  on  their  knees,  the  children  weep, 
the  men  cry  :  "  Mercy  !  Mercy !  we  did  not  shoot,  we  had  no 
arms.  Have  pity  on  us  for  our  children's  sake." 

It  is  in  vain !  The  German  officer  will  listen  to  nothing.  He 
takes  up  his  position,  shouts  an  order,  lowers  his  sword.  The 
rifles  go  off,  the  bullets  fly,  and  men  fall.  A  great  clamor  is 
heard  which  makes  the  rocks  tremble.  Women  are  fainting. 
.  .  .  The  dead  now  rest  in  M.  Tchoffen's  garden.  A  few 
flowers  and  some  little  wooden  crosses  stuck  in  the  ground 
mark  the  two  big  graves. 

Not  all  the  men,  however,  have  been  hit.  About  twenty 
were  not  touched.  They  fell  down  pell-mell  amongst  those 
who  had  been  shot.  Others  were  only  wounded.  One  received 
a  bullet  in  his  head,  another  was  hit  by  five  bullets,  another 
had  his  thigh  perforated.  All  remain  motionless  in  a  pool  of 
blood  which  gradually  congeals,  lying  side  by  side  with  the 
corpses  of  their  friends,  now  become  cold  and  stiff  in  death. 
Not  a  cry,  not  a  murmur,  not  a  breath  rises  from  this  human 
heap.  Agony  and  the  will  to  live  glue  them  to  the  pavement. 
Fear  itself  prevents  their  teeth  from  chattering.  They  feign 
death  and  await  the  darkness  of  the  night.  There  is  silence 
for  a  long,  long  time.  Then  a  head  lifts  from  among  the  dead 
in  the  shadow.  Enemies  are  no  longer  to  be  seen  near  the 
prison.  In  a  low  voice,  in  a  whisper,  the  owner  speaks  and  says 


74        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

in  Walloon:  "Can  you  see  any  one  over  St.  Nicolas  way?" 
A  man  lying  on  his  back  opens  his  eyes  and  answers :  "No, 
•  nobody."  "Let  us  go  into  the  house  opposite,"  says  young 

G .   It  is  8  o'clock  and  quite  dark.  The  survivors,  silently, 

with  beating  hearts,  revived  by  hope,  rise  up,  cross  the  street 
with  a  run,  plunge  into  a  house,  climb  through  the  gardens, 
the  unhurt  dragging  and  supporting  the  wounded,  and  hide 
in  the  mountain.  They  are  covered  with  dark  blood  which  is 
not  their  own.  They  rub  themselves  with  leaves  and  grass. 
For  several  days  and  nights  they  live  on  carrots  and  beets  and 
other  roots.  The  wounded  are  untended.  Their  comrades 
tear  up  their  shirts  for  bandages.  They  suffer  terribly  from 
thirst. 


That  tragic  Sunday,  August  23d,  saw  other  massacres. 
In  the  prison  civilians  were  shut  up,  men  and  women  together. 
At  6  o'clock  in  the  evening  a  big  gun  started  shooting  from 
the  upper  part  of  the  mountain,  and  dropped  a  rain  of  bullets 
on  the  prisoners,  who  were  in  the  courtyard.  A  woman  fell 
pierced  through  the  body.  Three  other  people  perished  at 
her  side.  Soldiers  ran  up  to  kill  them.  In  order  to  save  himself 

Doctor  D smeared  his  face  with  the  blood  of  the  victims 

and  pretended  to  be  dead. 

The  butchery  had  been  organized  at  various  points  in  the 
town.  Inhabitants  who  had  taken  refuge  in  cellars  and  were 
discovered  were  shot  at  once.  At  Leffe,  at  about  5  o'clock  in 
the  evening,  the  soldiers  forced  M.  Himmer,  the  Argentine 
consul,  director  of  the  Oudin  Works,  a  Frenchman,  and  fifty 
workmen,  women,  and  children  to  come  out  of  the  cellars  of 
the  weaving  factory,  where  they  had  fled.  Four  times  did  they 
set  fire  to  the  establishment.  M.  Himmer  came  out  first  with 
a  white  flag.  "I  am  consul  for  Argentina,"  he  said  to  the 
officer,  "and  I  appeal  to  that  country."  What  was  that  to 
the  assassins?  They  were  all  shot.  The  officer  said:  "It 
would  have  been  too  much  luck  to  spare  you  when  your 


DINANT  LA  MORTE  75 

fellow  citizens  were  dead."  The  toll  of  the  dead  at  Leffe  is 
horrible.  140  civilians  were  shot.  There  are  only  seven 
sound  men  left. 

In  the  garden  next  to  that  of  M.  Servais,  ex-Secretary  of 
the  Commune,  also  shot,  rest  80  of  the  inhabitants  of  Dinant. 
In  the  cemetery  of  the  Faubourg  de  Leffe  others  lie  buried. 
Others  again  to  the  right  of  the  road,  in  a  garden  near  the 
Catholic  school,  at  the  entrance  to  the  Fonds  de  Leffe.  And 
here  it  was  the  inhabitants  shut  up  in  the  Couvent  des  Pre- 

montres  who  dug  the  grave.  M.  M told  me,  shaking  with 

indignant  feeling : 

They  made  us  dig  the  grave,  like  martyrs,  saying  to  us,  "That's 
for  you  this  evening."  They  made  us  bury  our  massacred  fellow 
citizens.  I  saw  seventeen  bodies  thrown  into  that  enormous  hole, 
and  then  the  contents  of  three  carts,  each  carrying  fifteen  murdered 
corpses.  They  were  tossed  in  like  bundles,  without  being  identified. 

Towards  half  past  six  the  German  savages  passed  along  the 

Rue  St.  Roch.  Against  the  house  of  M.  B a  group  of 

civilians  was  shot.  Then  the  soldiers  threw  the  bodies  into  the 
cellar,  which  has  been  walled  up.  Forty  victims  are  in  that 
charnel  house.  In  the  Rue  En  He  a  paralytic  was  shot  in  his 
chair.  In  the  Rue  d'Enfer  a  young  fellow  of  fourteen  was  killed 
by  a  soldier.  He  had  with  him  a  little  child  whom  a  soldier 
tossed  into  the  burning  house  of  M.  Francois  G . 

At  Neffe,  a  southern  suburb  of  Dinant,  armed  bandits 
sacked,  pillaged,  and  stole,  with  fire  and  slaughter.  Under  the 
railway  viaduct  they  shot  men,  women,  and  children.  An  old 
woman  and  all  her  children  were  killed  in  a  cellar.  A  man,  his 
wife,  and  son  and  daughter  were  put  against  a  wall  and  killed. 
An  old  man  of  sixty-five,  his  wife,  his  son-in-law,  and  the 
young  wife  were  shot.  Down  at  the  river  bank  there  was  fur- 
ther butchery.  Inhabitants  of  Neffe  who  had  gone  by  boat 
to  the  Rocher  Bayard  suffered  the  same  horrible  fate.  Amongst 
them  Madame  Collard,  aged  eighty-three,  and  her  husband, 
and  many  women  and  children.  Ninety-eight  civilians  were 


76        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

buried  in  M.  B 's  garden,  according  to  the  accounts  of 

the  German  soldiers  themselves.  And  whilst  this  awful  car- 
nage was  deluging  the  town  with  blood,  the  German  soldiers 
gave  demonstrations  of  their  cowardice.  For  instance,  this 
in  the  Faubourg  St.  Paul.  Mme.  L.  P relates : 

Soldiers  came  into  my  house.  They  struck  me  with  their  fists 
in  the  chest,  smashed  everything  in  the  house,  then,  with  a  revolver 
pointed  at  me,  dragged  me  out  of  doors.  Other  women  were  there 
under  the  threats  of  these  brutes.  They  pushed  us  before  them  to 
the  parapet  at  the  waterside,  exposing  us  to  the  French  fire,  whilst 
the  coward  Prussians  stooped  and  fired,  sheltering  themselves 
behind  women. 

It  was  there  that  Mdlle.  Madeleine  Massigny  was  killed. 

I  have  heard  of  four  cases  of  violation,  a  young  woman  who 
died  after  the  abuses  of  fifteen  horrid  bandits.  I  have  also  had 
an  account  of  a  young  mother  who  was  confronted  with  a 
choice  between  the  strangling  of  her  little  girl  and  her  own 
dishonor.  It  will  be  readily  understood  that  names  cannot  be 
given,  and  that  the  population  keeps  religious  silence  with 
regard  to  these  cases. 

Doctor  A.  L took  refuge  with  his  wife  and  a  baby  of  a 

few  months  in  a  sewer.  They  had  no  food  but  a  little  sugar, 
and  nothing  to  drink  but  the  filthy  water  flowing  by.  To  feed 
the  child  they  had  to  damp  the  sugar  with  this  noxious  liquid. 
The  horrible  situation  lasted  two  days. 

The  &«//«r-bearers  have  refinements  of  cruelty.  In  the 
barracks  at  Leffe  three  hundred  civilian  prisoners  were  placed 
in  line  along  the  wall  with  their  arms  up.  Behind  them  a 
pastor  recited  the  prayers  for  the  dead,  whilst  an  officer  worked 
an  unloaded  gun !  This  torture  was  kept  up  for  a  quarter  of  an 
hour.  It  seemed  a  century  long.  In  the  Eglise  St.  Paul  prison- 
ers were  kept  for  five  days.  In  the  Eglise  des  Premontres  an 
officer  of  the  io8th  Infantry  came  to  demand  a  candle.  He 
was  given  a  taper.  He  refused  it,  and  the  sacred  lamp  was 
taken  down.  He  was  satisfied,  and  marched  all  round  the 


DINANT  LA  MORTE  77 

assembly,  jeering,  and  holding  his  revolver  at  the  faces  of  the 
women.  He  carried  his  trophy  away  with  a  roar  of  laughter. 

Pillage  and  fire  continued  on  the  Monday  and  Tuesday. 
The  soldiers  drank  as  much  wine  as  they  could  steal.  They 
wallowed  in  murder  and  blood,  celebrating  their  triumph  glass 
in  hand.  Drunken  officers  sat  down  with  their  men.  They 
obliged  the  inhabitants  who  had  survived  to  be  present  at 
their  orgies  on  pain  of  death.  On  Monday  the  soldiers,  just  to 
amuse  themselves,  killed  three  old  men  of  eighty.  On  Tuesday, 
at  half  past  five  in  the  morning,  soldiers  scattered  through  the 
town,  shouting  and  setting  fire  to  the  houses  on  the  Quai  de 
Meuse  and  in  the  Rue  du  Moulin  des  Batteurs. 

From  the  Monday  processions  had  been  formed.  Surrounded 
by  soldiers,  who  struck  the  French  monks  in  the  face  with 
horsewhips,  the  prisoners  were  taken  away  towards  Prussia, 
some  by  Ciney,  others  by  Marche.  About  400  went.  How 
many  will  return  ?  And  what  must  have  been  the  sufferings  of 
those  innocent  victims  on  the  long  routes,  who  had  not  been 
able  to  dress  themselves  suitably  or  get  their  boots,  who  had 
been  torn  from  their  wives  and  children,  leaving  behind  them 
that  nightmare  of  bloodshed  and  ruin.  One  had  only  stock- 
ings on  his  feet.  Many  were  in  sabots.  Already  the  dead  were 
strewn  along  the  roads.  On  the  left  of  the  Ciney  road,  on  the 
"Tienne  d'Aurcy,"  lie  buried  four  old  men  who  were  found 
with  their  hands  bound,  unable  to  go  any  further,  and  ex- 
hausted by  suffering  and  fatigue.  They  were  MM.  Jules 
Monard  (70),  Leon  Simon  (65),  Couillard  (75),  and  Bouchat 
(73) .  The  farmer  of  Chesnois  was  harnessed  between  the  shafts 
of  a  cart  and  forced  to  drag  it  up  the  hill  of  Sorinnes. 

Such  is  the  true  and  sad  story  of  Dinant.  It  remains  for  the 
world  to  pass  its  judgment. 


A  FIGHT  WITH  GERMAN  AIRPLANES1 

"CONTACT"  (ALAN  BOTT) 

[Captain  Alan  Bott  was,  before  the  World  War,  a  correspondent  of  the 
London  Daily  Chronicle  but  soon  enlisted  in  the  British  air  forces.  From 
his  experiences  on  the  Western  Front  were  derived  the  personal  narra- 
tives of  which  the  account  below  is  a  part.  They  originally  appeared 
in  Blackwood's  Magazine  under  the  title  "An  Airman's  Outings."  He 
was  later  transferred  to  Palestine,  where  he  was  wounded  and  made 
prisoner  by  the  Turks.  The  narrative  has  the  merit  of  being  equally 
good  as  an  account  of  the  fighting  airman's  real  experience  and  as  a  speci- 
men of  simple  but  effective  narration.] 

For  weeks  we  had  talked  guardedly  of  "it"  and  "them" 
—  of  the  greatest  day  of  the  Push  and  the  latest  form  of  war- 
fare. Details  of  the  twin  mysteries  had  been  rightly  kept 
secret  by  the  red-hatted  Olympians  who  really  knew,  though 
we  of  the  fighting  branches  had  heard  sufficient  to  stimulate 
an  appetite  for  rumor  and  exaggeration.  Consequently  we 
possessed  our  souls  in  impatience  and  dabbled  in  conjecture. 

Small  forts  moving  on  the  caterpillar  system  of  traction 
used  for  heavy  guns  were  to  crawl  across  No  Man's  Land, 
enfilade  the  enemy  front  line  with  quick-firing  and  machine- 
guns,  and  hurl  bombs  on  such  of  the  works  and  emplacements 
as  they  did  not  ram  to  pieces,  —  thus  a  confidential  adjutant, 
who  seemed  to  think  he  had  admitted  me  into  the  inner  circle 
of  knowledge  tenanted  only  by  himself  and  the  G.  S.  O.  people 
(I,  II,  and  III,  besides  untabbed  nondescripts).  Veterans 
gave  tips  on  war  in  the  open  country,  or  chatted  airily  about 
another  tour  of  such  places  as  Le  Catelet,  Le  Cateau,  Mons, 

1  From  "Cavalry  of  the  Clouds,"  copyright,  1918,  by  Doubleday,  Page  &  Co. 
Reprinted  by  permission. 

78 


A  FIGHT  WITH  GERMAN  AIRPLANES  79 

the  Maubeuge  district,  and  Namur.  The  cautious  listened  in 
silence,  and  distilled  only  two  facts  from  the  dubious  mixture 
of  fancy.  The  first  was  that  we  were  booked  for  a  big  advance 
one  of  these  fine  days ;  and  the  second  that,  after  the  over- 
ture of  bombardment,  new  armored  cars,  caterpillared  and 
powerfully  armed,  would  make  their  bow  to  Brother  Boche. 

The  balloon  of  swollen  conjecture  floated  over  the  back  of 
the  Front  until  it  was  destroyed  by  the  quick-fire  of  authentic 
orders,  which  necessarily  revealed  much  of  the  plan  and  many 
of  the  methods.  On  the  afternoon  of  September  14  all  the 
officers  of  our  aerodrome  were  summoned  to  an  empty  shed. 
There  we  found  our  own  particular  general,  who  said  more  to 
the  point  in  five  minutes  than  the  rumorists  had  said  in  five 
weeks.  There  was  to  be  a  grand  attack  next  morning.  The 
immediate  objectives  were  not  distant,  but  their  gain  would 
be  of  enormous  value.  Every  atom  of  energy  must  be  concen- 
trated on  the  task.  It  was  hoped  that  the  element  of  surprise 
would  be  on  our  side,  helped  by  a  new  engine  of  war,  christened 
the  Tank.  The  nature  of  this  strange  animal,  male  and  female, 
was  then  explained. 

Next  came  an  exposition  of  the  part  allotted  to  the  Flying 
Corps.  No  German  machines  could  be  allowed  near  enough 
to  the  lines  for  any  observation.  We  must  shoot  all  Hun 
machines  at  sight  and  give  them  no  rest.  Our  bombers  should 
make  life  a  burden  on  the  enemy  lines  of  communication. 
Infantry  and  transport  were  to  be  worried,  whenever  possible, 
by  machine-gun  fire  from  above.  Machines  would  be  detailed 
for  contact  work  with  our  infantry. 

No  more  bubbles  of  hot  air  were  blown  around  the  mess 
table.  Only  the  evening  was  between  us  and  the  day  of  days. 
The  time  before  dinner  was  filled  by  the  testing  of  machines 
and  the  writing  of  those  cheerful,  non-committal  letters  that 
precede  big  happenings  at  the  Front.  Our  flight  had  visitors 
to  dinner,  but  the  shadow  of  to-morrow  was  too  insistent  for 
the  racket  customary  on  a  guest  night.  It  was  as  if  the 
electricity  had  been  withdrawn  from  the  atmosphere  and 


8o        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

condensed  for  use  when  required.  The  dinner  talk  was  curiously 
restrained.  The  usual  shop  chatter  prevailed,  leavened  by 
snatches  of  bantering  cynicism  from  those  infants  of  the  world 
who  thought  that  to  a  beau  sabreur  one  must  juggle  verbally 
with  life,  death,  and  Archie  shells.  Even  the  war  babies  (three 
of  them  died  very  gallantly  before  we  reassembled  for  break- 
fast next  day)  had  bottled  most  of  their  exuberance.  Under- 
standing silences  were  sandwiched  between  yarns.  A  wag 
searched  for  the  Pagliacci  record,  and  set  the  gramophone  to 
churn  out  "Vesti  la  Giubba."  The  guests  stayed  to  listen 
politely  to  a  few  revue  melodies,  and  then  slipped  away.  The 
rest  turned  in  immediately,  in  view  of  the  jobs  at  early  dawn. 

"  Good:night,  you  chaps,"  said  one  of  the  flight  commanders. 
"See  you  over  Mossy-Face  in  the  morning!" 

In  the  morning  some  of  us  saw  him  spin  earthwards  over 
Mossy-Face  Wood,  surrounded  by  Hun  machines. 

Long  before  the  dawn  of  September  15,  I  awoke  to  the  roar 
of  engines,  followed  by  an  overhead  drone  as  a  party  of  bomb- 
ers circled  round  until  they  were  ready  to  start.  When  this 
noise  had  died  away,  the  dull  boom  of  an  intense  bombard- 
ment was  able  to  make  itself  heard.  I  rolled  over  and  went  to 
sleep  again,  for  my  own  show  was  not  due  to  start  until  three 
hours  later.  The  Flying  Corps  program  on  the  great  day 
was  a  marvel  of  organization.  The  jobs  fitted  into  one  another 
and  into  the  general  tactical  scheme  of  the  advance  as  exactly 
as  the  parts  of  a  flawless  motor.  At  no  time  could  enemy  craft 
steal  towards  the  lines  to  spy  out  the  land.  Every  sector  was 
covered  by  defensive  patrols  which  traveled  northward  and 
southward,  southward  and  northward,  eager  to  pounce  on 
any  black-crossed  stranger.  Offensive  patrols  moved  and 
fought  over  Boche  territory  until  they  were  relieved  by  other 
offensive  patrols.  The  machines  on  artillery  observation  were 
thus  worried  only  by  Archie,  and  the  reconnaissance  forma- 
tions were  able  to  do  their  work  with  little  interruption,  ex- 
cept when  they  passed  well  outside  the  patrol  areas.  Through- 
out the  day  those  guerillas  of  the  air,  the  bombing  craft, 


A  FIGHT  WITH  GERMAN  AIRPLANES  81 

went  across  and  dropped  eggs  on  anything  between  general 
headquarters  and  a  railway  line.  A  machine  first  made  known 
the  exploit  of  the  immortal  Tank  that  waddled  down  High 
Street,  Flers,  spitting  bullets  and  inspiring  sick  fear.  And 
there  were  several  free-lance  stunts,  such  as  aeroplane  attacks 
on  reserve  troops  or  on  trains. 

The  three  squadrons  attached  to  our  aerodrome  had  to  the 
day's  credit  two  long  reconnaissances,  three  offensive  patrols, 
and  four  bomb  raids.  Six  Hun  machines  were  destroyed  on 
these  shows,  and  the  bombers  did  magnificent  work  at  vital 
points.  At  2  A.M.  they  dropped  eggs  on  the  German  Somme 
headquarters.  An  hour  later  they  deranged  the  railway  sta- 
tion of  a  large  garrison  town.  For  the  remaining  time  before 
sunset  they  were  not  so  busy.  They  merely  destroyed  two 
ammunition  trains,  cut  two  railway  lines,  damaged  an  impor- 
tant railhead,  and  sprayed  a  bivouac  ground. 

An  orderly  called  me  at  4.15  A.M.  for  the  big  offensive 
patrol.  The  sky  was  a  dark  gray  curtain  decorated  by  faintly 
twinkling  stars.  I  dressed  to  the  thunderous  accompaniment 
of  the  guns,  warmed  myself  with  a  cup  of  hot  cocoa,  donned 
my  flying  kit,  and  hurried  to  the  aerodrome.  We  gathered 
around  C.,  the  patrol  leader,  who  gave  us  final  instructions 
about  his  method  of  attack.  I  tested  my  gun  and  climbed 
into  the  machine.  By  now  the  east  had  turned  to  a  light  gray 
with  pink  smudges  from  the  forefinger  of  sunrise.  Punctually 
at  five  o'clock  the  order,  "Start  up!"  passed  down  the  long 
line  of  machines. 

"Contact,  sir!"  said  the  flight-commander's  mechanic, 
his  hand  on  a  propeller  blade. 

"  Contact,"  repeated  the  pilot.  Around  swung  the  propeller, 
and  the  engine  began  a  loud  metallic  roar,  then  softened  as  it 
was  throttled  down.  The  pilot  waved  his  hand,  the  chocks  were 
pulled  from  under  the  wheels,  and  the  machine  moved  forward. 
The  throttle  was  again  opened  full  out  as  the  bus  raced  into 
the  wind  until  flying  speed  had  been  attained,  when  it  skimmed 
gently  from  the  ground, 


82        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

The  morning  light  increased  every  minute,  and  the  gray  of 
the  sky  was  merging  into  blue.  The  faint,  hovering  ground- 
mist  was  not  sufficient  to  screen  our  landmarks.  The  country 
below  was  a  shadowy  patchwork  of  colored  pieces.  The  woods, 
fantastic  shapes  of  dark  green,  stood  out  strongly  from  the 
mosaic  of  brown  and  green  fields.  The  pattern  was  divided 
and  subdivided  by  the  straight,  poplar-bordered  roads  pecu- 
liar to  France.  We  passed  on  to  the  dirty  strip  of  wilderness 
which  is  the  actual  Front.  The  battered  villages  and  disorderly 
ruins  looked  like  hieroglyphics  traced  on  wet  sand.  A  sea  of 
smoke  rolled  over  the  ground  for  miles.  It  was  a  by-product  of 
the  most  terrific  bombardment  in  the  history  of  trench  war- 
fare. Through  it  hundreds  of  gun  flashes  twinkled  like  the 
lights  of  a  Chinese  garden. 

Having  reached  a  height  of  12,000  feet,  we  crossed  the 
trenches  south  of  Bapaume.  As  the  danger  that  stray  bullets 
might  fall  on  friends  no  longer  existed,  pilots  and  observers 
fired  a  few  rounds  into  space  to  make  sure  their  guns  were 
behaving  properly.  Archie  began  his  frightfulness  early.  He 
concentrated  on  the  leader's  machine,  but  the  still  dim  light 
spoiled  his  aim,  and  many  of  the  bursts  were  dotted  between 
the  craft  behind.  I  heard  the  customary  woujff!  -wouff!  wouff! 
followed  in  one  case  by  the  hs-s-s-s-s  of  passing  fragments. 
We  swerved  and  dodged  to  disconcert  the  gunners.  After  five 
minutes  of  hide-and-seek,  we  shook  off  this  group  of  Archie 
batteries. 

The  flight  commander  headed  for  Mossy-Face  Wood,  scene 
of  many  air  battles  and  bomb  raids.  Around  it  are  clustered 
several  aerodromes.  One  of  these,  just  east  of  the  wood,  was 
the  home  of  the  Fokker  star,  Boelcke.  C.  led  us  to  it,  for  it 
was  his  great  ambition  to  account  for  Germany's  best  pilot. 
As  we  approached,  I  looked  down  and  saw  eight  machines 
with  black  Maltese  crosses  on  their  planes,  about  three  thou- 
sand feet  below.  They  had  clipped  wings  of  a  peculiar  white- 
ness, and  they  were  ranged  one  above  the  other  like  platforms 
on  scaffolding.  A  cluster  of  small  scouts  swooped  down  from 


83 

Heaven-knows-what  height  and  hovered  above  us;  but  C. 
evidently  did  not  see  them,  for  he  dived  steeply  on  the  Huns 
underneath,  accompanied  by  the  two  machines  nearest  him. 
The  other  group  of  enemies  then  dived. 

I  looked  up  and  saw  a  narrow  biplane,  apparently  a  Roland, 
rushing  towards  our  bus.  My  pilot  (in  those  days  I  was  not 
myself  a  pilot,  but  acted  as  observer)  turned  on  a  steep  bank 
and  side-slipped  to  disconcert  the  Boche's  aim.  The  black- 
crossed  hawk  swept  over  at  a  distance  of  less  than  a  hundred 
yards.  I  raised  my  gun-mounting,  sighted,  and  pressed  the 
trigger.  Three  shots  rattled  off  and  my  Lewis  gun  ceased  fire. 
Intensely  annoyed  at  being  cheated  out  of  such  a  splendid 
target,  I  applied  immediate  action,  pulled  back  the  cocking- 
handle,  and  pressed  the  trigger  again.  Nothing  happened. 
After  one  more  immediate  action  test,  I  examined  the  gun  and 
found  that  an  incoming  cartridge  and  an  empty  case  were 
jammed  together  in  the  breech.  To  remedy  the  stoppage,  I 
had  to  remove  spade-grip  and  body-cover.  As  I  did  this,  I 
heard  an  ominous  ta-ta-ta-ta-ta  from  the  returning  German 
scout.  My  pilot  cart-wheeled  round  and  made  for  the  Hun, 
his  gun  spitting  continuously  through  the  propeller.  The  two 
machines  raced  at  each  other  until  only  some  fifty  yards  sep- 
arated them.  Then  the  Boche  swayed,  turned  aside,  and  put 
his  nose  down.  We  dropped  after  him,  with  our  front  machine- 
gun  still  speaking.  The  Roland's  glide  merged  into  a  dive,  and 
we  imitated  him.  Suddenly  a  streak  of  flame  came  from  his 
petrol  tank,  and  the  next  second  he  was  rushing  earthwards 
with  two  streamers  of  flame  trailing  behind. 

I  was  unable  to  see  the  end  of  this  vertical  dive,  for  two  more 
single-seaters  were  upon  us.  They  plugged  away  while  I 
remedied  the  stoppage,  and  several  bullets  ventilated  the  fuse- 
lage quite  close  to  my  cockpit.  When  my  gun  was  itself  again, 
I  changed  the  drum  of  ammunition  and  hastened  to  fire  at 
the  nearest  Hun.  He  was  evidently  unprepared,  for  he  turned 
and  moved  across  our  tail.  As  he  did  so,  I  raked  his  bus  from 
stem  to  stern.  I  looked  at  him  hopefully,  for  the  range  was 


84        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

very  short,  and  I  expected  to  see  him  drop  towards  the  ground 
at  several  miles  a  minute.  He  sailed  on  serenely.  This  is  an 
annoying  habit  of  enemy  machines  when  one  is  sure  that,  by 
the  rules  of  the  game,  they  ought  to  be  destroyed.  The  machine 
in  question  was  probably  hit,  however,  for  it  did  not  return, 
and  I  saw  it  begin  a  glide  as  though  the  pilot  meant  to  land. 
We  switched  our  attention  to  the  remaining  Hun,  but  this  one 
was  not  anxious  to  fight  alone.  He  dived  a  few  hundred  feet, 
with  tail  well  up,  looking  for  all  the  world  like  a  trout  when 
it  drops  back  into  water.  Afterwards  he  flattened  out  and 
went  east. 

During  our  fights  we  had  become  separated  from  the  re- 
mainder of  our  party.  I  searched  all  round  the  compass,  but 
could  find  neither  friend  nor  foe.  We  returned  to  the  aero- 
drome where  hostile  craft  were  first  sighted.  There  was  no 
sign  of  C.'s  machine  or  of  the  others  who  dived  on  the  first 
group  of  Huns.  Several  German  machines  were  at  rest  in  the 
aerodrome. 

Finding  ourselves  alone,  we  passed  on  towards  the  lines.  I 
twisted  my  neck  in  every  direction,  as  if  it  were  made  of  rub- 
ber, for  over  enemy  country  only  a  constant  lookout  above, 
below,  and  on  all  sides  can  save  a  machine  from  a  surprise 
attack.  After  a  few  minutes,  I  spotted  six  craft  bearing  to- 
wards us  from  a  great  height.  Through  field  glasses  I  was  able 
to  see  their  black  crosses,  and  I  fingered  my  machine-gun  ex- 
pectantly. The  strangers  dived  in  two  lots  of  three.  I  waited 
until  the  first  three  were  within  300  yards'  range  and  opened 
fire.  One  of  them  swerved  away,  but  the  other  two  passed 
right  under  us.  Something  sang  to  the  right,  and  I  found  that 
part  of  a  landing  wire  was  dangling  helplessly  from  its  socket. 
I  thanked  whatever  gods  there  be  that  it  was  not  a  flying  wire, 
and  turned  to  meet  the  next  three  Huns.  We  side-slipped,  and 
they  pulled  out  of  their  dive  well  away  from  us.  With  nose 
down  and  engine  full  out,  we  raced  towards  the  lines  and 
safety.  Three  of  the  attackers  were  unable  to  keep  up  with  us 
and  we  left  them  behind. 


A  FIGHT  WITH  GERMAN  AIRPLANES  85 

The  other  three  Germans,  classed  by  my  pilot  as  Halber- 
stadts,  had  more  than  our  speed.  They  did  not  attack  at 
close  quarters  immediately,  but  flew  200  to  300  yards  behind, 
ready  to  pounce  at  their  own  moment.  Two  of  them  got  be- 
tween my  gun  and  our  tail-plane,  so  that  they  were  safe  from 
my  fire.  The  third  was  slightly  above  our  height,  and  for  his 
benefit  I  stood  up  and  rattled  through  a  whole  ammunition- 
drum.  Here  let  me  say  I  do  not  think  I  hit  him,  for  he  was  not 
in  difficulties.  He  dived  below  us  to  join  his  companions, 
possibly  because  he  did  not  like  being  under  fire  when  they 
were  not.  To  my  surprise  and  joy,  he  fell  slick  on  one  of  the 
other  two  Hun  machines.  This  latter  broke  into  two  pieces, 
which  fell  like  stones.  The  machine  responsible  for  my  luck 
side-slipped,  spun  a  little,  recovered,  and  went  down  to  land. 
The  third  made  off  east.  In  plain  print  and  at  a  normal  time, 
this  episode  shows  little  that  is  comic.  But  when  it  happened, 
I  was  in  a  state  of  high  tension,  and  this,  combined  with  the 
startling  realization  that  a  Hun  pilot  had  saved  me  and  de- 
stroyed his  friend,  seemed  irresistibly  comic.  I  cackled  with 
laughter,  and  was  annoyed  because  my  pilot  did  not  see  the 
joke. 

We  reached  the  lines  without  further  trouble  from  anything 
but  Archie.  The  pink  streaks  of  daybreak  had  now  disap- 
peared beneath  the  whole  body  of  the  sunrise,  and  the  sky  was 
of  that  intense  blue  which  is  the  secret  of  France.  What  was 
left  of  the  ground-mist  shimmered  as  it  congealed  in  the  sun- 
light. The  pall  of  smoke  from  the  guns  had  doubled  in  volume. 
The  Ancre  sparkled  brightly.  We  cruised  around  in  a  search 
for  others  of  our  party,  but  found  none.  A  defensive  patrol 
was  operating  between  Albert  and  the  trenches.  We  joined 
it  for  half  an  hour,  at  the  end  of  which  I  heard  a  " Halloa!" 
from  the  speaking  tube. 

"What's  up  now?"  I  asked. 

"Going  to  have  a  look  at  the  war,"  was  the  pilot's  reply. 

Before  I  grasped  his  meaning  he  had  shut  off  the  engine 
and  we  were  gliding  towards  the  trenches.  At  1200  feet  we 


86        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

switched  on,  flattened  out,  and  looked  for  any  movement 
below.  There  was  no  infantry  advance  at  the  moment,  but 
below  Courcelette  what  seemed  to  be  two  ungainly  masses  of 
black  slime  were  slithering  over  the  ground.  I  rubbed  my 
eyes  and  looked  again.  One  of  them  actually  crawled  among 
the  scrap  heaps  that  fringed  the  ruins  of  the  village.  Only 
then  did  the  thought  that  they  might  be  Tanks  suggest  itself. 
Afterwards  I  discovered  that  this  was  so. 

The  machine  rocked  violently  as  a  projectile  hurtled  by 
underneath  us.  The  pilot  remembered  the  broken  landing- 
wire  and  steered  for  home.  When  we  had  landed  and  written 
a  combat  report,  we  compared  notes  with  others  who  had  re- 
turned from  the  expedition.  C.,  we  learned,  was  down  at  last, 
after  seventeen  months  of  flying  on  active  service,  with  only 
one  break  for  any  appreciable  time.  He  destroyed  one  more 
enemy  before  the  Boches  got  him.  In  the  dive  he  got  right 
ahead  of  the  two  machines  that  followed  him.  As  these  hur- 
ried to  his  assistance,  they  saw  an  enemy  plane  turn  over, 
show  a  white,  gleaming  belly,  and  drop  in  zigzags.  C. 's  bus  was 
then  seen  to  heel  over  into  a  vertical  dive,  and  plunge  down, 
spinning  rhythmically  on  its  axis.  Probably  he  was  shot  dead 
and  fell  over  on  to  the  joystick,  and  this  put  the  machine  to 
its  last  dive.  The  petrol  tank  of  the  second  machine  to  arrive 
among  the  Huns  was  plugged  by  a  bullet,  and  the  pilot  was 
forced  to  land.  Weeks  later,  his  observer  wrote  us  a  letter 
from  a  prison  camp  in  Hanover.  The  third  bus  got  back  to 
tell  the  tale. 

C.  was  one  of  the  greatest  pilots  produced  by  the  war.  He 
was  utterly  fearless,  and  had  more  time  over  the  German  lines 
to  his  credit  that  anybody  else  in  the  Flying  Corps.  It  was  part 
of  his  fatalistic  creed  that  Archie  should  never  be  dodged,  and 
he  would  go  calmly  ahead  when  the  A.A.  guns  were  at  their 
best.  Somehow,  the  bursts  never  found  him.  He  had  won 
both  the  D.S.O.  and  the  M.C.  for  deeds  in  the  air.  Only  the 
evening  before,  when  asked  lightly  if  he  was  out  for  a  V.C., 
he  said  he  would  rather  get  Boelcke  than  the  V.C.  —  and  in 


A  FIGHT  WITH  GERMAN  AIRPLANES  87 

the  end  Boelcke  probably  got  him,  for  he  fell  over  the  famous 
German  pilot's  aerodrome,  and  that  day  the  German  wireless 
announced  that  Boelcke  had  shot  down  two  more  machines. 
Peace  to  the  ashes  of  a  fine  pilot  and  a  very  brave  man ! 

Two  observers,  other  than  C.'s  passenger,  had  been  killed 
during  our  patrol.  One  of  them  was  "Uncle,"  a  captain  in 
the  Northumberland  Fusiliers.  A  bullet  entered  the  large 
artery  of  his  thigh.  He  bled  profusely  and  lost  consciousness 
in  the  middle  of  a  fight  with  two  Huns.  When  he  came  to,  a 
few  minutes  later,  he  grabbed  his  gun  and  opened  fire  on  an 
enemy.  After  about  forty  shots  the  clatter  of  the  gun  stopped, 
and  through  the  speaking  tube  a  faint  voice  told  the  pilot  to 
look  round.  He  did  so,  and  saw  a  Maltese-crossed  biplane 
falling  in  flames.  Uncle  faded  into  unconsciousness  again,  and 
never  came  back.  It  is  more  than  possible  that  if  he  had  put  a 
tourniquet  round  his  thigh,  instead  of  continuing  the  fight, 
he  might  have  lived.  A  great  death,  you  say?  One  of  many 
such.  Only  the  day  before  I  had  helped  to  lift  the  limp  body 
of  Paddy  from  the  floor  of  an  observer's  cockpit.  He  had  been 
shot  over  the  heart.  He  fainted,  recovered  his  senses  for  ten 
minutes,  and  kept  two  Huns  at  bay  until  he  died,  by  which 
time  the  trenches  were  reached. 

Imagine  yourself  under  fire  in  an  aeroplane  at  10,000  feet. 
Imagine  that  only  a  second  ago  you  were  in  the  country  of 
shadows.  Imagine  yourself  feeling  giddy  and  deadly  sick 
from  loss  of  blood.  Imagine  what  is  left  of  your  consciousness 
to  be  stabbed  insistently  by  a  throbbing  pain.  Now  imagine 
how  you  would  force  yourself  in  this  condition  to  grasp  a 
machine-gun  in  your  numbed  hand,  pull  back  the  cocking 
handle,  take  careful  aim  at  a  fast  machine,  allowing  for  de- 
flection, and  fire  until  you  sink  into  death.  Some  day  I  hope 
I  shall  be  allowed  to  visit  Valhalla  for  a  few  minutes,  to  con- 
gratulate Paddy  and  Uncle. 

We  refreshed  ourselves  with  hot  breakfast  and  cold  baths. 
In  the  mess  the  fights  were  reconstructed.  Sudden  silences 
were  frequent  —  an  unconscious  tribute  to  C.  and  the  other 


88        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

casualties.  At  lunch-time  we  were  cheered  by  the  news  that 
the  first  and  second  objectives  had  been  reached,  that  Mar- 
tinpuich,  Courcelette,  and  Flers  had  fallen,  and  that  the 
Tanks  had  behaved  well.  After  lunch  I  rested  a  while  before 
the  long  reconnaissance,  due  to  start  at  three. 

Six  machines  were  detailed  for  this  job,  but  a  faulty  engine 
kept  one  of  them  on  the  ground.  The  observers  marked  the 
course  on  their  maps,  and  wrote  out  lists  of  railway  stations. 
We  set  off  towards  Arras.  Archie  hit  out  as  soon  as  we  crossed 
to  his  side  of  the  front.  He  was  especially  dangerous  that 
afternoon,  as  if  determined  to  avenge  the  German  defeat  of 
the  morning.  Each  bus  in  turn  was  encircled  by  black  bursts, 
and  each  bus  in  turn  lost  height,  swerved,  or  changed  its  course 
to  defeat  the  gunner's  aim.  A  piece  of  H.E.  hit  our  tail-plane, 
and  stayed  there  until  I  cut  it  out  for  a  souvenir  when  we  had 
returned. 

The  observers  were  kept  busy  with  notebook  and  pencil, 
for  the  train  movement  was  far  greater  than  the  average,  and 
streaks  of  smoke  courted  attention  on  all  the  railways.  Roll- 
ing stock  was  correspondingly  small,  and  the  counting  of  the 
trucks  in  the  sidings  was  not  difficult.  Road  and  canal  trans- 
port was  plentiful.  As  evidence  of  the  urgency  of  all  this  traffic, 
I  remarked  that  no  effort  at  concealment  was  made.  On 
ordinary  days,  a  German  train  always  shut  off  steam  when  we 
approached;  and  I  have  often  seen  transport  passing  along 
the  road  one  minute,  and  not  passing  along  the  road  the  next. 
On  September  15  the  traffic  was  too  urgent  for  time  to  be  lost 
by  hide-and-seek. 

We  passed  several  of  our  offensive  patrols,  each  of  whom 
escorted  us  while  we  were  on  their  beat.  It  was  curious  that 
there  was  no  activity  on  the  enemy  aerodromes.  Until  we 
passed  Mossy-Face  on  the  last  lap  of  the  homeward  journey 
we  saw  no  Hun  aircraft.  Even  there  the  machines  with  black 
crosses  flew  very  low,  and  did  not  attempt  to  offer  battle. 

Nothing  out  of  the  ordinary  happened  until  we  were  about 
to  cross  the  trenches  north  of  Peronne.  Archie  then  gave  a 


A  FIGHT  WITH  GERMAN  AIRPLANES  89 

wonderful  display.  One  of  his  chunks  swept  the  left  aileron 
from  the  leader's  machine,  which  banked  vertically,  almost 
rolled  over,  and  began  to  spin.  For  two  thousand  feet  the 
irregular  drop  continued,  and  the  observer  gave  up  hope. 
Luckily  for  him,  the  pilot  was  not  of  the  same  mind,  and 
managed  to  check  the  spin  by  juggling  with  his  rudder  con- 
trols. The  bus  flew  home,  left  wing  well  down,  with  the  ob- 
server leaning  far  out  to  the  right  to  restore  equilibrium,  while 
the  icy  rush  of  air  boxed  his  ears. 

We  landed,  wrote  our  reports,  and  took  them  to  Headquar- 
ters. The  day's  work  had  been  done,  which  was  all  that  mat- 
tered to  any  extent,  and  a  very  able  general  told  us  it  was 
"dom  good."  But  many  a  day  passed  before  any  one  sat  in 
the  seats  left  vacant  by  Uncle  and  Paddy. 

And  so  to  bed,  until  we  were  called  for  another  early  morn- 
ing show. 


.  I 

SIMS'S  CIRCUS1 

HERMAN  WHITAKER 

[Herman  Whitaker  (1867-  )  was  born  and  educated  in  England. 
After  serving  in  the  British  Army  he  spent  several  years  in  northern 
Canada  and  then  removed  to  California.  He  has  written  several  novels 
of  frontier  life.  He  has  served  as  a  war  correspondent  in  Mexico  and  in 
France.  This  vivid  sketch,  which  omits  a  number  of  paragraphs  of 
the  original,  is  an  admirable  example  of  popular  descriptive  writing  of 
the  war,  and  not  only  gives  us  a  first-hand  account  of  the  capture  of  the 
first  German  submarine  by  the  American  forces,  but  also  reproduces  the 
atmosphere  and  spirit  of  the  American  navy  in  the  World  War.] 

From  the  train  window  approaching  the  base  I  obtained  my 
first  view  of  "Sims's  circus,"  as  the  flotilla  has  been  named  by 
the  irreverent  ensign.  At  least,  I  obtained  my  first  astonished 
view  of  the  minor  portion  thereof  that  chanced  to  be  in  port. 
For  the  base  admiral  is  a  most  efficient  man.  His  offices  and 
house  windows  both  overlook  the  water,  and  it's  said  by  our 
skippers  that  his  idea  of  heaven  is  "  a  harbor  clear  of  ships  and 
every  destroyer  at  sea." 

I  may  add  from  personal  observation  that  never  was  there 
a  man  who  did  so  much  to  make  his  idea  of  heaven  obtain  on 
earth.  Nothing  short  of  a  "  salty  condenser  "  will  procure  from 
him  a  stay  in  port  —  which  reminds  me  of  a  question  put  by  a 
green  ensign  in  our  wardroom  one  day:  "Is  the  water  we 
drink  pure  enough  to  use  in  our  boilers?" 

To  which  was  given  in  indignant  chorus :  "Of  course  not ! 
What  do  you  think  you  are?" 

Returning  again  to  the  flotilla.  A  convoy  was  ready  to  sail, 
a  dozen  or  so  of  our  destroyers  were  to  be  seen  nestling  like 
speckled  chickens  under  the  wings  of  the  mother  repair  ships. 

1  From  Independent,  June  i  and  8,  1918.  Also  in  Herman  Whitaker's  "Hunt- 
ing the  German  Shark."  Copyrighted  1918,  by  The  Century  Company.  Re- 
printed by  permission. 

90 


SIMS'S  CIRCUS  91 

I  said  "speckled."  It  is,  however,  too  weak  a  term  for  the 
"dazzle"  paint  with  which  they  were  bedaubed.  No  wonder 
the  irreverent  ensign  dubbed  them  "brick-yards." 

Barred,  striped,  blotched,  smudged,  ring-straked  with  vivid 
pinks,  arsenic  greens,  blowsy  reds,  violent  blues,  they  looked 
like  —  like  nothing  in  the  world  unless  it  be  that  most  poison- 
ous of  drinks,  a  'Frisco  pousse-cafe.  All  of  the  giraffes,  zebras, 
leopards,  and  tigers  ever  assembled  in  the  "World's  Greatest 
Aggregation"  exhibit  conventional  patterns  in  comparison 
with  this  destroyer  camouflage.  The  exception  to  this  blazing 
color  scheme,  a  recent  arrival  from  home,  looked  in  her  dull 
lead  paint  like  a  Puritan  maiden  that  had  fallen  by  accident 
into  a  blowsy  company  of  painted  Jezebels. 

The  vessel  I  went  out  on  had  struck  America's  first  blow  in 
the  war  by  attacking  one  of  the  submarines  that  opposed  our 
transports  in  the  Atlantic.  The  thought  was  hot  in  my  mind 
when  after  boarding  her  my  eyes  wandered  from  the  knifelike 
bows  back  over  the  shotted  guns,  grim  torpedo  tubes,  along 
the  low,  rakish  hull  to  the  stern,  where  two  depth  mines  hung 
poised  for  instant  use. 

Of  all  the  enginery  of  destruction  produced  in  the  war,  there 
is  no  weapon  more  terrible  than  these.  The  explosion  of  one 
lifts  a  column  of  water  thirty  yards  wide  fifty  feet  above  the 
sea.  One  that  was  discharged  nearly  200  yards  away  from  a 
30,ooo-ton  ocean  liner  heaved  her  up  six  inches  in  the  water. 
So  terrible  are  they  that  destroyers  only  drop  them  when 
running  at  high  speed  to  insure  a  "get-away,"  and  even  then 
the  iron  floor  plates  of  the  boiler  room  are  often  lifted  by  the 
concussion. 

From  the  bridge  I  watched  this  slender  arrow  of  a  ship  slip 
out  through  the  harbor  headlands,  where  a  number  of  other 
destroyers  were  at  work  combing  the  offing  for  submarines 
before  the  convoy  came  out.  They  were  beautiful  to  see, 
shooting  like  a  school  of  rainbow  flying  fish  over  the  long 
green  seas ;  careening  on  swift  turns,  laying  the  white  lace 
of  their  wakes  over  sixty  square  miles  of  sea.  Among  them, 


92        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

graceful  as  a  swallow,  was  the  unfortunate  vessel  which,  tor. 
pedoed  two  weeks  later,  now  lies  with  sixty-four  of  our  brave 
lads  at  the  bottom  of  the  sea.  It  is  only  necessary  to  record 
that  she  did  not  die  unavenged. 

Meanwhile  there  had  been  no  let  up  in  the  combing  of  the 
offing  for  submarines.  Here  and  there,  back  and  forth,  the 
destroyers  swooped  with  birdlike  circlings,  and  no  words  can 
describe  the  thoroughness  of  the  watch  upon  the  sea.  From 
the  bridge  by  officers  and  quartermasters,  by  the  men  in  the 
crows'  nests  fore  and  aft,  by  the  deck  lookouts  ahead,  amid- 
ships, and  astern,  vigilant  watch  was  maintained.  Multiply 
this  steady  eye-searching  by  the  number  of  destroyers  and 
you  can  easily  imagine  that  scarcely  an  inch  of  ocean  remained 
for  more  than  a  minute  unswept  by  human  eye.  And  yet  — 
Fritz  was  there. 

There  ?  Why,  for  two  days  he  had  been  there  lying  in  wait 
for  the  convoy  which  was  now  poking  cautiously  out  through 
the  heads,  and  when  he  attacked  it  was  like  the  leap  of  a  lone 
wolf  on  a  flock  with  the  following  rush  of  shepherd  dogs  at  his 
throat.  As  he  rose  to  take  his  sight  at  the  leading  steamer  a 
destroyer  almost  ran  him  down.  Indeed  it  was  going  full  speed 
astern  to  avoid  the  collision  when  his  periscope  showed  above 
water. 

It  was  only  an  instant,  and  the  periscope  was  of  the  finger 
variety,  an  inch  and  a  half  in  diameter.  It  was  raised  in  that 
instant  scarcely  a  foot  above  the  water,  but  was  still  picked 
up  by  the  sharp,  young  eyes  of  the  lookout  on  the  next  de- 
stroyer. The  submarine  had  submerged  at  once,  but  rushing 
along  his  wake  the  destroyer  dropped  a  depth  mine  that 
wrecked  the  motors,  damaged  the  oil  leads,  blew  of!  the  rudder, 
tipped  the  stern  up,  and  sent  the  "sub"  down  on  a  headlong 
dive  fully  two  hundred  feet. 

Afterward  the  commander  said  that  he  thought  she  would 
never  stop.  In  a  desperate  effort  to  check  her  before  she  was 
crushed  by  deep-sea  pressure  he  blew  out  all  his  four  water 
ballast  tanks  and  so  came  shooting  back  up  with  such  velocity 


SIMS'S  CIRCUS  93 

that  the  "sub"  leaped  thirty  feet  out  of  the  water  like  a 
beaching  whale. 

Instantly,  the  first  destroyer,  which  had  swung  on  a  swift 
circle,  charged  and  dropped  a  second  depth  mine  as  the  sub- 
marine went  down  again.  As  the  first  cleared  out  of  the  way 
the  second  destroyer  opened  with  her  bow  guns  on  the  conning 
tower,  which  was  now  showing  again. 

Having  no  rudder  the  "sub"  was  "porpoising"  along,  now 
up,  now  down,  and  every  time  the  conning  tower  showed  the 
destroyer  sent  a  shot  whistling  past  it.  They  had  fired  three 
shots  each  before  the  hatch  flew  up  and  the  crew  came  stream- 
ing out  and  ranged  along  the  deck  with  hands  up. 

As  the  destroyers  hove  alongside,  covering  the  crew  with 
their  guns,  two  of  the  men  were  seen  to  run  back  below.  They 
were  only  gone  a  minute.  But  that  was  sufficient.  Un- 
doubtedly they  had  opened  the  sea  cocks  and  scuttled  the 
vessel,  for  she  sank  three  minutes  thereafter. 

The  crew  jumped  into  the  water  and  were  hauled  aboard 
the  destroyer  as  fast  as  they  could  catch  a  line,  all  but  one 
poor  chap  who  could  not  swim  and  was  nearly  drowned  before 
he  was  seen.  Then  in  vivid  contrast  to  the  German  practice 
under  similar  circumstances,  two  of  our  men  leaped  over- 
board and  held  him  up  till  he  could  be  hauled  aboard. 

All  had  happened  in  no  more  than  ten  minutes  from  the 
dropping  of  the  first  depth  charge. 

How  I  ached  to  talk  to  those  prisoners !  But  discipline  de- 
manded that  we  keep  our  stations ;  neither  is  a  large  convoy 
to  be  held  up  while  a  correspondent  chatters.  We  moved  on, 
leaving  one  destroyer  to  take  the  prisoners  back  to  the  base. 

But  I  heard  a  good  deal  more  about  them  afterward.  The 
bag  consisted  of  one  captain-lieutenant,  one  lieutenant,  one 
ober-lieutenant,  one  ober-engineer,  and  thirty-six  men.  As 
the  "sub"  had  been  out  from  port  about  six  days  and  had 
come  straight  to  our  base,  it  carried  down  with  it  a  full  comple- 
ment of  twelve  torpedoes ;  a  loss  greater  than  that  of  the 
submarine. 


94        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

The  crew  appeared  to  be  well  nourished,  but  the  faces  of  the 
officers,  in  particular,  were  deeply  lined,  haggard  from  strain 
and  nervous  anxiety.  They  all  appeared  stolidly  indifferent 
to  capture.  Indeed,  after  they  had  been  given  coffee  and 
sandwiches  —  contrast  this  treatment  with  that  accorded  by 
a  German  submarine  commander  to  the  murdered  crew  of  the 
Belgian  Prince  —  the  crew  began  to  sing.  When  they  were 
placed  in  the  boats  to  go  ashore  on  the  first  lap  of  their  journey 
to  a  prison  camp,  they  gave  their  captors  three  cheers. 

The  prisoners  were  cross-examined,  of  course,  and  from  a 
plentiful  chaff  of  misinformation  were  gleaned  a  few  kernels 
of  truth.  The  commander  said,  for  instance,  that  no  submarine 
captain  who  knew  his  business  would  waste  a  torpedo  on  a 
destroyer !  That  which  caused  our  first  casualty  did  not  come 
from  the  hand  of  a  "greenhorn"  out  on  his  first  voyage !  All 
very  nice  and  friendly,  but  in  course  of  an  intimate  conversa- 
tion with  the  ensign  in  whose  cabin  he  was  billeted  for  the 
night,  he  let  out  the  fact  that  every  submarine  kept  two 
torpedoes  gauged  for  a  depth  of  six  feet  —  destroyers,  of 
course ! 

The  piece  of  information  that  most  concerned  us  came  in  a 
radio  three  hours  later  —  the  base  port  was  "closed  to  com- 
merce." The  poor  harmless  submarine  that  would  not  waste 
a  torpedo  on  a  destroyer,  not  even  if  it  went  to  sleep  on  the 
water,  had  sown  the  offing  with  mines.  All  those  evolutions 
of  ours,  swallowlike  dips  and  swoopings,  had  been  executed  in 
a  mine  field. 

I  confess  to  a  little  gasp.  But  gasps,  if  you  are  given  that 
way,  come  thick  and  fast  on  a  destroyer. 

All  the  time  a  stream  of  radios  had  been  coming  up  to  the 
bridge  from  shore  stations  hundreds  of  miles  away,  from  ships 
far  out  at  sea,  from  patrol  boats  and  mine  sweepers  reporting 
subs.  Some  were  so  close  that  we  were  heading  across  their 
course.  Others  came  from  a  great  distance  —  up  the  Channel, 
the  Bay  of  Biscay,  north  of  Scotland;  as  far  off  as  the 
Mediterranean. 


SIMS'S  CIRCUS  95 

While  they  were  coming  in  the  sun  rolled  down  its  western 
slant  and  hung  poised  for  a  few  moments  in  a  glory  of  crimson 
and  gold  before  it  slipped  on  down  into  a  purple  sea.  Above 
stretched  a  dappled  vault  that  blazed  in  rainbow  color,  save 
where  in  the  west  a  great  tear  in  the  radiant  tapestries  revealed 
a  wall  of  pale  jade. 

It  was  intensely  beautiful,  so  lovely  that  the  mind  refused 
further  commerce  with  the  petty  squabbles  of  man;  refused 
to  picture  the  sea  murderers  that  were  lying  in  wait  beneath 
those  jeweled  waters. 

That  evening  displayed  destroyer  life  at  its  best.  A  brilliant 
moon — which  the  "bridge"  most  fluently  cursed  for  an  ally 
of  the  Boche  —  laid  a  path  of  silver  along  the  sleepy  sea.  Our 
boat  laid  her  long,  slim  cheek  against  the  slow,  soft  waves 
lovingly  as  a  girl  on  that  of  her  lover.  From  the  deck  below  a 
mixed  tinkle  of  a  mandolin  and  guitar  came  floating  up  to  the 
bridge,  accompanying  a  mixed  repertoire  of  ragtime  and  those 
sentimental  ballads  which  the  sailor  so  dearly  loves. 

It  had  quite  the  flavor  of  a  Coney  Island  picnic,  but,  once 
every  hour,  a  dark  figure  slowly  raised  and  lowered  the  guns 
and  swung  them  the  round  of  the  firing  circle.  The  gunners 
were  taking  no  chances  of  the  mechanism  "freezing"  through 
cold,  stiffened  grease,  nor  failure  of  the  electric  sighting 
lamps. 

This  remarkable  weather  held  till  we  dropped  our  convoy 
well  out  of  the  danger  zone  and  picked  up  a  second  inward 
bound  at  a  rendezvous  a  hundred  miles  further  south.  Two 
days  later  we  gave  half  of  our  charge  to  a  British  flotilla  that 
led  it  on  other  ways.  We  had  expected  to  drop  the  remaining 
ships  on  the  following  morning,  but  destiny,  alias  the  base 
admiral,  decreed  otherwise.  Piqued,  no  doubt,  by  his  small 
bag  of  one  small  ship  the  preceding  week,  Fritz  had  broken 
into  waters  which,  for  him,  were  extremely  unsafe,  and  was 
shooting  right  and  left,  like  a  drunken  cowboy  on  the  Fourth 
of  July.  A  radio  informed  us  at  dawn : 

"Area  X  is  closed." 


96   THE  ATMOSPHERE  OF  THE  WORLD  WAR 

This  meant  the  delivery  of  each  ship  at  its  port.  During 
the  additional  day  and  night  required  to  do  this  subs  were 
operating  to  the  right  of  us,  subs  to  the  left  of  us,  subs  in 
front,  subs  behind  us.  Often  we  crossed  their  courses,  but 
though  they  sank  several  ships  around  us  that  were  uncon- 
voyed,  they  left  us  strictly  alone. 

Twice  the  alarm  sounded  "general  quarters"  and  we  all 
piled  out  —  a  certain  correspondent  with  his  hair  standing 
on  end  —  to  find  the  alarm  was  caused  by  a  short  circuit. 
Twice  during  the  night  porpoises  charged  the  ship  along 
gleaming  wakes  of  phosphorescence  and  turned  the  hair  of 
the  engine  room  crews  gray  with  emergency  calls  for  full 
speed  astern.  But  without  hitch  or  mishap  we  delivered  our 
ships  at  their  destinations. 

All  the  last  day  the  wind  had  been  stiffening.  After  we 
headed  back  for  the  base  it  raised  to  half  a  gale,  real  destroyer 
weather.  As  we  sat  at  supper  in  the  wardroom  that  night  the 
twinkle  in  Admiral  Sims's  eye  was  recalled  when,  with  celerity 
that  almost  equaled  sleight  of  hand,  the  tablecloth  slid  with 
its  load  of  food  and  dishes  swiftly  to  the  floor. 

The  casual  manner  in  which  the  steward  accepted  and 
swept  up  the  ruin  betrayed  familiarity  with  the  phenomenon. 
When  he  reset  the  table,  we  held  the  tablecloth  down  and  he 
had  got  safely  to  the  coffee  when,  with  his  cup  poised  at  his 
lip,  the  skipper  tobogganed  on  his  chair  back  to  the  transom. 
Swallowing  the  coffee  while  she  hung  in  balance,  he  came  back 
to  us  on  the  return  roll. 

Profiting  by  his  commander's  example,  the  executive  officer, 
who  sat  opposite,  had  hooked  his  ankles  around  those  of  the 
table;  so  took  it  with  him  to  the  other  transom.  When  it 
returned,  further  journeyings  were  restrained  by  a  rope  lash- 
ing, but  that  unfortunately  had  no  effect  on  the  motion.  It 
kept  on  just  the  same ;  grew  worse ;  more  of  it ;  then  some. 

By  midnight  the  vessel  was  rearing  like  a  frightened  horse 
and  rolling  like  a  barrel  churn,  a  queer  mixture  of  metaphor 
and  motion.  A  Western  "outlaw"  had  nothing  on  that  boat. 


SIMS'S  CIRCUS  97 

She  would  rear,  shiver  with  rage  just  as  though  she  were  try- 
ing to  shake  the  bridge  off  her  back;  plunge  forward  in  a 
wild  buck  with  her  back  humped  and  screws  in  the  air. 

It  was  sickening.  When  she  did  her  best  and  beastliest,  the 
waves  would  drop  from  under,  leaving  two  thirds  of  her 
length  exposed;  then,  when  the  thousand  tons  of  her  came 
down  on  the  water,  she  raised  everything  animate  and  inani- 
mate that  was  not  bolted  down  to  the  deck.  I  was  lifted  so 
often  out  of  my  bunk  that  I  spent  almost  half  the  night  in 
midair,  and  am  now  quite  convinced  of  the  possibility  of 
levitation. 

I  confess  to  making  a  modest  breakfast  on  one  dill  pickle. 
While  I  was  engaged  in  the  gingerly  consumption  thereof  the 
wardroom  comforted  me  with  the  news  that  this  was  "only 
half  the  blow,"  and  that  we  might  "expect  the  other  half 
before  we  made  port."  They  assured  me  it  was  fair  weather 
by  comparison  with  a  nine  days'  gale  they  had  ridden  out 
last  month ;  fine  weather  when  measured  by  a  blow  the  pre- 
ceding trip  when  for  thirty-six  hours  the  waves  swept  her 
from  stem  to  stern;  the  living  compartments  were  flooded; 
everything  and  everybody  wet;  freezing  to  boot,  while  the 
wind  howled  through  the  rigging  at  1 10  miles  an  hour.  Think 
of  it,  you  folks  who  live  in  warm  houses,  work  in  steam-heated 
offices ! 

Fair  or  fine,  the  bridge  was  nearly  dipping  its  ends  when  I 
climbed  up  there  after  —  after  the  dill  pickle.  At  every 
plunge  her  nose  would  go  under  a  solid  sea  and  we  would 
have  to  duck  to  avoid  flying  water  that  went  over  the  top  of 
the  bridge.  Watery  mist  veiled  the  tossing  seas.  All  night 
we  had  been  shoved  along  by  a  five-knot  current  running  by 
dead  reckoning.  It  was  now  impossible  to  take  a  "sight"  to 
establish  position ;  so  just  as  a  lost  boy  might  inquire  his  way 
from  a  policeman  we  ran  inshore  to  a  lightship  to  get  a  new  fix. 

The  lightship  keeper  megaphoned  a  direction  which  in  his 
unnautical  language  amounted  to  this.  If  we  would  proceed 
so  many  blocks  to  the  northward,  then  take  the  first  turning 


98        THE  ATMOSPHERE  OF  THE  WORLD  WAR 

to  the  left  after  we  passed  a  lighthouse,  we  should  come  into  a 
harbor  where  lay  the  half  dozen  ships  we  were  to  escort  back 
to  our  base.  » 

The  direction  proved  correct.  As  the  convoy  came  filing 
out  after  us  a  few  hours  later  I  was  able  to  see  for  myself  one 
of  those  humorous  flashes  that  sometimes  lighten  the  gloom 
of  the  radios.  Perceiving  still  another  vessel  in  harbor  after 
the  convoy  came  out  our  skipper  sent  a  radio  to  inquire  if 
she  would  care  to  make  use  of  our  escort. 

He  received  a  polite  reply:  "Thanks  very  much.  Think 
I'll  stay  in.  I  was  torpedoed  going  out  yesterday." 

She  was  one  of  the  luckless  of  the  preceding  day. 

The  delivery  of  this  convoy  at  the  base  the  following  day 
completed  my  cruise.  During  a  period  of  twelve  days  we  had 
steamed  1600  miles  and  convoyed  a  total  number  of  sixty- 
odd  vessels  to  and  fro  in  the  danger  zone.  Under  the  old 
patrol  system,  when  our  fleet  first  began  its  labors,  the  Ger- 
mans were  sinking  from  thirty  to  fifty  ships  a  week  and  the 
seas  through  which  we  sailed  were  loaded  with  wreckage, 
dead  cows,  horses,  pigs,  lumber,  barrels,  anything  that  would 
float.  Smashed  boats  were  often  found,  and  sometimes 
drowned  people  held  up  from  sinking  by  life  preservers.  But 
since  the  convoy  system  was  adopted,  wreckage  is  seldom 
seen ;  will,  with  its  extension  to  all  ships  in  the  near  future, 
become  a  thing  of  the  past. 

In  the  great  improvement  already  effected  our  crews  and 
captains  have  displayed  a  fine  part.  The  sixty  vessels  of  ours 
were  simply  one  small  item  in  the  thousands  convoyed  through 
the  danger  zone  with  a  loss,  as  aforesaid,  of  only  one  eighth  of 
one  per  cent.  In  the  course  of  this  duty  the  American  flotilla 
has  steamed  jointly  well  over  a  million  miles,  a  distance 
equivalent  to  the  circumnavigation  of  the  globe  over  forty 
times,  and  their  journeyings  have  always  been  through  mined 
seas,  subject  to  attack  by  submarines. 

As  I  sit  here  in  cozy  London  chambers  writing  before  a 
cheery  sea-coal  fire  and  think  of  my  late  messmates  out  upon 


SIMS'S  CIRCUS  99 

those  dangerous  waters  the  thing  which  stands  out  most 
clearly  in  my  remembrance  is  their  loyalty  to  each  other,  the 
friendly  spirit  of  the  fine,  clean  sailor  lads,  the  mutual  respect 
for  each  other  of  officers  and  crews,  the  unswerving  belief  of 
both  in  their  ships  and  commanders;  finally,  the  faith  and 
complete  devotion  of  every  man  in  the  fleet  to  Sims,  their 
Admiral. 

I  shall  not  soon  forget  my  last  view  of  the  fleet.  Looking 
down  from  a  high  hill  behind  the  town,  I  could  see  the  de- 
stroyers that  had  cruised  with  us  lying  like  tired  dogs  on  the 
harbor's  bosom.  Far  out  on  the  heads  signal  lights  began  to 
wink  and  blink  —  no  doubt  the  tale  of  a  submarine.  From 
the  heights  to  my  left  the  Admiralty  station  answered.  Then, 
very  slowly,  a  destroyer  opened  one  eye  and  blinked  a  re- 
sponse. Shortly  thereafter  three  slim,  dark  shapes  slid  down 
stream  and  headed  to  sea. 

I  was  for  home,  but  Sims's  captains  were  again  out  on  the 
job. 


THE   PROMISE1 

FREDERIC  BOUTET 

[Frederic  Boutet  is  one  of  the  chief  French  writers  of  short  stories 
who  have  come  into  prominence  since  the  beginning  of  the  World 
War.  His  especial  field  is  the  people  who  stay  behind  and  do  not  go  to 
the  front,  as  is  shown  by  the  title  of  one  of  his  volumes  of  war  stories, 
"Those  Who  Wait  for  Them."  The  story  below  first  appeared  in  the 
pages  of  the  New  York  Tribune,  and  is  an  admirable  example  of  the 
simplicity  and  delicacy  of  the  best  French  short  stories.] 

The  afternoon  was  wearing  on.  The  threat  of  a  coming 
storm  had  deepened  the  shade  of  the  forest  as  the  soldier 
who  was  following  the  wooded  path  debouched  into  a  large 
clearing.  He  recognized  this  at  once,  remembering  the  de- 
scription of  it  which  had  been  given  to  him,  and  he  also 
recognized  by  its  ivy-covered  roof  the  house  which  he  was 
seeking.  In  haste  he  crossed  the  clearing  and,  as  the  first 
drops  of  rain  imprinted  themselves  in  the  dust  of  the  path, 
he  knocked  at  the  door,  which  was  promptly  opened. 

"M.  Maray?"  he  asked. 

"Papa  is  not  here ;  he  has  gone  to  town,"  answered  a  fresh 
voice.  "But  if  you  wish  to  see  his  assistant,  he  lives  only  a 
little  distance  away." 

A  young  girl  had  appeared  on  the  doorstep,  followed  by  a 
huge  dog,  who  growled  and  whom  she  told  to  keep  quiet. 
She  seemed  to  be  about  sixteen  or  seventeen  years  old.  In 
her  gray  cloth  dress  she  looked  tall  and  well  developed.  Her 
clear  face  showed  lines  that  were  still  childish ;  but  her  eyes 
were  serious,  calm,  serene.  With  her  hand  she  brushed  from 
her  brow  some  unruly  strands  of  chestnut  hair. 

1  From  "Tales  of  Wartime  France,"  translated  by  William  J.  McPherson. 
Copyright,  1918,  by  Dodd,  Mead  &  Co.,  Inc.  Reprinted  by  permission. 


THE  PROMISE  101 

"I  wanted  to  speak  first  to  M.  Maray,"  the  soldier  stam- 
mered. 

On  seeing  her  he  had  recoiled  involuntarily,  and  she  now 
gazed  at  him  with  astonishment,  for  he  was  obviously  and 
painfully  embarrassed,  and  that  didn't  go  well  with  his  great 
height,  his  vigorous  features,  and  his  frank  and  open  expression. 

"If  I  could  come  back  again,"  he  murmured.  "But  that 
is  impossible.  I  must  take  my  train  this  evening.  And  after 
all  it  is  you  —  you  are  the  one  with  whom  I  must  speak." 

The  young  girl  had  scarcely  caught  those  last  words,  so 
violent  was  the  beating  of  the  rain.  She  asked  him  to  enter 
the  house,  and  closed  the  door  after  him.  They  both  remained 
standing  in  a  large,  dimly  lighted  room. 

"I  see  that  you  do  not  know,"  he  began,  feeling  his  way. 
"I  thought  that  you  might  already  have  had  some  news.  I 
wanted  to  break  it  first  to  your  father.  But  I  am  obliged  to 
return  at  once,  and  I  must  keep  the  promise  which  I  gave. 
I  came  from  the  front,  you  know.  My  name  is  Jean  Vautier, 
and  I  was  the  comrade  of  one  whom  you  know  well.  Yes  — 
Paul  Tullier.  He  is  wounded  —  gravely,  very  gravely — " 

"Mon  Dieu!"  she  cried.  "He  is  not —  Tell  me  the 
truth!" 

He  made  no  answer,  realizing  that  she  understood.  He 
was  grieved  and  annoyed  that  he  should  have  told  his  tragic 
news  so  abruptly,  when  he  had  intended  to  lead  up  to  it 
more  circumspectly.  Venturing  to  look  at  the  young  girl,  he 
saw  that  she  had  turned  pale  and  that  her  cheeks  were  wet 
with  tears.  But  he  had  a  feeling  of  surprise.  There  was  no 
trace  there  of  that  terrible  despair  which  he  had  feared  to 
see.  He  began  again,  in  a  low  voice  : 

"I  promised  him  to  bring  here,  if  anything  should  happen 
to  him,  some  of  his  effects  —  as  souvenirs.  Here  they  are." 

On  the  table  between  them  he  placed  a  little  package,  tied 
with  a  black  ribbon. 

"Mon  Dieu!  Mon  Dieu!  Poor  Louise!  What  a  misfor- 
tune !"  murmured  the  young  girl. 


102      THE  ATMOSPHERE  OF  THE  WORLD  WAR      . 

"Louise?  You  are  not  Louise?  You  are  not  Paul's 
fiancee?" 

"No,  no,"  she  answered,  shuddering  in  confusion  and  an- 
guish. "Louise  is  my  sister.  She  is  twenty  years  old.  They 
were  engaged  before  the  war.  I  was  only  fourteen  then.  Poor 
Louise !  She  loved  him  so  much !  These  last  days  she  has 
been  very  uneasy.  She  had  received  no  letter  for  a  long  time. 
She  went  to  town  with  papa  to  try  to  get  some  news." 

"You  are  Emilie?"  said  the  soldier.  "He  talked  to  me 
about  you  —  but  as  if  you  were  a  child." 

"Yes,  I  am  Emilie,"  she  replied. 

After  a  moment  of  silence  he  began  again,  motioning  to  the 
package : 

"That  is  for  your  sister.  He  said  that  I  must  bring  it  here 
if  anything  happened  to  him.  He  fell  beside  me,  killed  on  the 
spot.  As  soon  as  I  was  able  to  do  so  I  kept  my  promise.  He 
was  my  best  comrade,  Tullier ;  for  months  we  were  together. 
When  he  made  me  swear  to  come  here,  he  offered  to  do  the 
same  thing  for  me,  if  I  should  fall.  Only,  in  my  case,  it  was 
not  worth  while." 

"Why?"  asked  Emilie,  raising  her  eyes. 

"Why?"  he  returned,  with  a  forced  smile.  "Because  I  am 
alone  in  the  world  —  absolutely  alone.  I  have  neither  parents, 
nor  relatives,  nor  fiancee  —  nobody  who  cares  for  me.  In 
short,  I  am  without  any  personal  attachments.  And  even 
down  there,  you  know,  there  are  moments  when  it  is  hard  to 
have  to  say  that.  But  I  am  talking  about  things  which  do 
not  interest  you." 

She  said  softly  that  they  did  interest  her.  Then  the  soldier, 
after  a  little  hesitation,  ventured  another  question. 

"Have  you  a  fianc6  down  there?" 

She  shook  her  head  and  her  face  reddened.  They  stood 
there  silent,  both  under  the  spell  of  a  vague  feeling  of  tender- 
ness, with  which  was  mingled  the  sadness  of  mourning,  evoked 
by  the  poor  souvenirs  which  lay  on  the  table  between  them. 
The  soldier  thought  confusedly  of  the  death  which  he  had  so 


THE  PROMISE  103 

narrowly  escaped,  and  he  had  an  imperious  desire  to  live  and 
to  love,  the  image  in  which  that  desire  flowered  being  that 
of  a  budding  young  girl  with  chestnut  hair.  But  he  did  not 
dare  to  put  his  thoughts  into  words.  He  merely  said : 

"I  must  go.  But  I  should  like  to  ask  a  favor  of  you  before 
I  go.  Will  you  allow  me  to  tell  a  comrade,  if  anything  happens 
to  me,  to  send  you  some  things  which  I  shall  leave  behind? 
That  will  not  displease  you  ?  " 

She  looked  at  him,  her  gray  eyes  filled  with  pity  and  emo- 
tion, and,  trembling  a  little,  answered : 

"You  will  come  back  —  I  am  sure  you  will  come  back." 

Hesitating  to  read  the  true  meaning  of  her  look  and  tone, 
he  said  very  softly  : 

"I  shall  come  back  —  here?" 

She  nodded  assent.  He  took  her  hand,  bent  across  the  table 
on  which  the  little  package  lay  and  awkwardly  kissed  her  on 
the  forehead.  Then  he  went  away  in  the  dusk,  following  the 
path  through  the  woods,  which  smelt  of  verdure  and  freshly 
moistened  earth. 


THE  SPIRIT  OF  FRENCH  YOUTH1 

MAURICE  BARRES 

[Auguste  Maurice  Barres  (1862-  )  was  born  in  Lorraine  and  was 
educated  at  the  Lycee  at  Nancy.  Since  1883,  when  he  went  to  Paris  and 
entered  literary  and  political  life,  he  has  devoted  himself  to  efforts  to 
arouse  the  French  people  to  patriotic  and  nationalistic  feeling.  In  1906 
he  was  made  a  member  of  the  French  Academy.  The  present  article  is 
only  part  of  an  address  delivered  in  London  at  the  Hall  of  the  Royal 
Society  under  the  auspices  of  the  British  Academy  on  July  12,  1916. 
Like  most  of  M.  Barres'  writings  since  the  beginning  of  the  World  War 
it  is  filled  with  letters  from  young  French  soldiers  who  have  fallen  hi 
battle.  For  their  unrestrained  revelation  of  love  of  country  and  heroic 
self-confidence  to  a  degree  almost  impossible  for  Americans  these  letters 
are  invaluable.] 

Every  year  at  Saint-  Cyr  the  Fete  du  Triomphe  is  celebrated 
with  great  pomp.  Upon  this  occasion  is  performed  a  tradi- 
tional ceremony  in  which  the  young  men  who  have  just  finished 
their  two  years'  course  at  the  school  proceed  to  christen  the 
class  following  it  and  bestow  a  name  upon  their  juniors. 

In  July,  1914,  this  ceremony  came  just  at  the  time  of  the 
events  which  in  their  hasty  course  brought  on  the  war,  and 
for  that  reason  was  to  assume  a  more  than  usually  serious 
character. 

On  the  thirty-first  of  the  month  the  general  in  command 
at  the  school  made  known  to  the  Montmirails  (the  name  of 
the  graduating  class),  that  they  would  have  to  christen  their 
juniors  that  same  evening,  and  only  according  to  military 
regulations,  without  the  accustomed  festivities. 

All  understood  that  perhaps  during  the  night  they  would 
have  to  join  their  respective  regiments. 

1  From  "The  Undying  Spirit  of  France,"  translated  by  Margaret  W.  B. 
Corwin.  Copyright,  1917,  by  Yale  University  Press.  Reprinted  by  permission. 

107 


io8       THE  SPIRIT  OF  THE  WARRING  NATIONS 

Listen  to  the  words  of  a  young  poet  of  the  Montmirail 
class,  Jean  Allard-Meeus,  as  he  tells  his  mother  of  the  events 
of  this  evening,  already  become  legendary  among  his  com- 
patriots : 

After  dinner  the  Assumption  of  Arms  (prise  d'armes)  before  the 
captain  and  the  lieutenant  on  guard  duty,  the  only  officers  entitled 
to  witness  this  sacred  rite.  A  lovely  evening ;  the  air  is  filled  with 
almost  oppressive  fragrance;  the  most  perfect  order  prevails 
amidst  unbroken  silence.  The  Montmirails  are  drawn  up,  officers 
with  swords,  "  men  "  with  guns.  The  two  classes  take  their  places 
on  the  parade  ground  under  command  of  the  major  of  the  higher 
class.  Excellent  patriotic  addresses ;  then,  in  the  midst  of  growing 
emotion,  I  recited 

"TO-MORROW 

Soldiers  of  our  illustrious  race, 
Sleep,  for  your  memories  are  sublime. 

Old  time  erases  not  the  trace 
Of  famous  names  graved  on  the  tomb. 

Sleep ;  beyond  the  frontier  line 
Ye  soon  will  sleep,  once  more  at  home. 

Never  again,  dearest  mother,  shall  I  repeat  those  lines,  for  never 
again  shall  I  be  on  the  eve  of  departure  for  out  there,  amongst  a 
thousand  young  men  trembling  with  feverish  excitement,  pride 
and  hatred.  Through  my  own  emotion  I  must  have  touched  upon 
a  responsive  chord,  for  I  ended  my  verses  amidst  a  general  thrill. 
Oh,  why  did  not  the  clarion  sound  the  Call  to  Arms  at  their  close ! 
We  should  all  have  carried  its  echoes  with  us  as  far  as  the  Rhine. 

It  was  surrounded  by  this  atmosphere  of  enthusiasm  that 
the  young  officers  received  the  title  of  Croix  du  Drapeau  for 
their  class  upon  their  promotion,  and  it  was  at  this  juncture 
that  one  of  the  Montmirails,  Gaston  Voizard,  cried  out :  "Let 
us  swear  to  go  into  battle  in  full  dress  uniform,  with  white 
gloves,  and  the  plume  (casoar)  in  our  hats." 

"We  swear  it,"  made  answer  the  five  hundred  of  the  Mont- 
mirail. 


THE  SPIRIT  OF  FRENCH  YOUTH  109 

"We  swear  it,"  echoed  the  voices  of  the  five  hundred  of  the 
Croix  du  Drapeau. 

A  terrible  scene  and  far  too  characteristically  French, 
permeated  by  the  admirable  innocence  and  readiness  to  serve 
of  these  young  men,  and  permeated,  likewise,  with  disastrous 
consequences. 

They  kept  their  rash  vow.  It  is  not  permissible  for  me  to 
tell  you  the  proportion  of  those  who  thus  met  death.  These 
attractive  boys  of  whom  I  have  been  telling  you  are  no  more. 
How  have  they  fallen  ? 

There  were  not  witnesses  in  all  cases,  but  they  all  met 
death  in  the  same  way  as  did  Lieutenant  de  Fayolle. 

On  the  twenty-second  of  August  Alain  de  Fayolle  of  the 
Croix  du  Drapeau  was  at  Charleroi  leading  a  section.  His 
men  hesitate.  The  young  sub-lieutenant  has  put  on  his 
white  gloves  but  discovers  that  he  has  forgotten  his  plume. 
He  draws  from  his  saddle-bag  the  red  and  white  plume  and 
fastens  it  to  his  shako. 

"You  will  get  killed,  my  lieutenant,"  protested  a  corporal. 

"Forward  !"  shouts  the  young  officer. 

His  men  follow  him,  electrified.  A  few  moments  later  a 
bullet  strikes  him  in  the  middle  of  his  forehead,  just  below 
the  plume. 

On  the  same  day,  August  22,  1914,  fell  Jean  Allard-Meeus, 
the  poet  of  the  Montmirail,  struck  by  two  bullets. 

Gaston  Voizard,  the  youth  who  suggested  the  vow,  outlived 
them  by  only  a  few  months.  He  seems  to  offer  apologies  for 
this  in  the  charming  and  heart-breaking  letter  which  follows. 

December  25,  1914. 

It  is  midnight,  Mademoiselle  and  good  friend,  and  in  order  to 
write  to  you  I  have  just  removed  my  white  gloves.  (This  is  not  a 
bid  for  admiration.  The  act  has  nothing  of  the  heroic  about  it; 
my  last  colored  pair  adorn  the  hands  of  a  poor  foot-soldier  —  piou- 
piou  —  who  was  cold.) 

I  am  unable  to  find  words  to  express  the  pleasure  and  emotion 
caused  me  by  your  letter  which  arrived  on  the  evening  following  a 


no      THE  SPIRIT  OF  THE  WARRING  NATIONS 

terrific  bombardment  of  the  poor  little  village  which  we  are  holding. 
The  letter  was  accepted  among  us  as  balm  for  all  possible  racking 
of  nerves  and  other  curses.  That  letter,  which  was  read  in  the 
evening  to  the  officers  of  my  battalion,  —  I  ask  pardon  for  any 
offense  to  your  modesty,  —  comforted  the  most  cast  down  after 
the  hard  day  and  gave  proof  to  all  that  the  heart  of  the  young  girls 
of  France  is  nothing  short  of  magnificent  in  its  beneficence. 

It  is,  as  I  have  said,  midnight.  To  the  honor  and  good  fortune 
which  have  come  to  me  of  commanding  my  company  during  the 
last  week  (our  captain  having  been  wounded),  I  owe  the  pleasure 
of  writing  you  at  this  hour  from  the  trenches,  where,  by  prodigies 
of  cunning,  I  have  succeeded  in  lighting  a  candle  without  attracting 
the  attention  of  the  gentlemen  facing  us,  who  are,  by  the  way,  not 
more  than  a  hundred  meters  distant. 

My  men,  under  their  breath,  have  struck  up  the  traditional 
Christmas  hymn,  "He  is  born,  the  Child  Divine."  The  sky 
glitters  with  stars.  One  feels  like  making  merry  over  all  this,  and, 
behold,  one  is  on  the  brink  of  tears.  I  think  of  Christmases  of  other 
years  spent  with  my  family ;  I  think  of  the  tremendous  effort  still 
to  be  made,  of  the  small  chance  I  have  for  coming  out  of  this  alive ; 
I  think,  in  short,  that  perhaps  this  minute  I  am  living  my  last 
Christmas. 

Regret,  do  you  say?  .  .  .  No,  not  even  sadness.  Only  a  tinge 
of  gloom  at  not  being  among  all  those  I  love. 

All  the  sorrow  of  my  thoughts  is  given  to  those  best  of  friends 
fallen  on  the  field  of  honor,  whose  loyal  affection  had  made  them 
almost  my  brothers ;  —  Allard,  Fayolle,  so  many  dear  friends  whom 
I  shall  never  see  again !  When  on  the  evening  of  July  31,  in  my 
capacity  of  Pbre  Systtme  of  the  Class  of  1914  (promotion),  I  had 
pronounced  amidst  a  holy  hush  the  famous  vow  to  make  ourselves 
conspicuous  by  facing  death  wearing  white  gloves,  our  good-hearted 
Fayolle,  who  was,  I  may  say,  the  most  of  an  enthusiast  of  all  the 
friends  I  have  ever  known,  said  to  me  with  a  grin :  "What  a  stun- 
ning impression  we  shall  make  upon  the  Boches  I  They  will  be  so 
astounded  that  they  will  forget  to  fire."  But,  alas,  poor  Fayolle 
has  paid  dearly  his  debt  to  his  country  for  the  title  of  Saint-Cyrien ! 
And  they  are  all  falling  around  me,  seeming  to  ask  when  the  turn 
of  their  P&re  Syst&me  is  to  come,  so  that  Montmirail  on  entering 
Heaven  may  receive  God's  blessing  with  full  ranks. 


THE  SPIRIT  OF  FRENCH  YOUTH  in 

But  a  truce  to  useless  repinings !  Let  us  give  thought  only  to 
our  dear  France,  our  indispensable,  imperishable,  ever-living 
country !  And,  by  this  beauteous  Christmas  night,  let  us  put  our 
faith  more  firmly  than  ever  in  victory. 

I  must  ask  you,  Mademoiselle  and  good  friend,  to  excuse  this 
awful  scrawl.  Will  you  also  allow  me  to  hope  for  a  reply  in  the 
near  future  and  will  you  permit  this  young  French  officer  very  re- 
spectfully to  kiss  the  hand  of  a  great-souled  and  generous-hearted 
maiden  of  France? 

On  the  eighth  of  April,  1915,  came  his  turn  to  fall. 


Roland,  on  the  evening  after  Roncevaux,  murmurs  with 
dying  breath:  "O  Land  of  France,  most  sweet  art  thou, 
my  country."  It  is  with  similar  expressions  and  the  same 
love  that  our  soldiers  of  to-day  are  dying.  "Au  revoir,"  writes 
Jean  Cherlomey  to  his  -wife,  "promise  me  to  bear  no  grudge 
against  France  if  she  requires  all  of  me."  —  "Au  revoir,  it  is 
for  the  sake  of  France,"  were  the  dying  words  of  Captain 
Hersart  de  La  Villemarque.  —  "  Vive  la  France,  I  am  well 
content,  I  am  dying  for  her  sake,"  said  Corporal  Voituret  of 
the  Second  Dragoons,  and  expired  while  trying  to  sing  the 
Marseillaise.  —  Albert  Malet,  whose  handbooks  are  used  in 
teaching  history  to  our  school  children,  enlisted  for  the  war ; 
his  chest  is  pierced  by  a  bullet,  he  shouts:  " Forward,  my 
friends !  I  am  happy  in  dying  for  France,"  and  sinks  upon 
the  barbed  wire  in  front  of  the  enemy's  trenches.  —  "  Vive 
la  France,  I  die,  but  I  am  well  content,"  cry  in  turn,  one  after 
another,  thousands  of  dying  men,  and  the  soldier  Raissac 
of  the  Thirty-first  of  the  line,  mortally  wounded  on  the  twenty- 
third  of  September,  1914,  finds  strength  before  expiring  to 
write  on  the  back  of  his  mother's  photograph  :  "  It  is  an  honor 
for  the  French  soldier  to  die." 

They  do  not  wjish  to  be  mourned.  Georges  Morillot,  a 
graduate  of  the  Ecole  Normale  and  sub-lieutenant  in  the 
Twenty-seventh  Infantry,  died  for  France  in  the  forest  of  Apre- 
mont  on  December  u,  1914,  leaving  a  letter  to  his  parents: 


H2       THE  SPIRIT  OF  THE  WARRING  NATIONS 

If  this  letter  comes  into  your  hands  it  will  be  because  I  am  no 
more  and  because  I  shall  have  died  the  most  glorious  of  deaths. 
Do  not  bewail  me  too  much ;  my  end  is  of  all  the  most  to  be  desired. 
.  .  .  Speak  of  me  from  time  to  time  as  of  one  of  those  who  have 
given  their  blood  that  France  may  live,  and  who  have  died  gladly. 
.  .  .  Since  my  earliest  childhood  I  have  always  dreamed  of  dying 
for  my  country,  my  face  toward  the  foe.  .  .  .  Let  me  sleep  where 
the  accident  of  battle  shall  have  placed  me,  by  the  side  of  those  who, 
like  myself,  shall  have  died  for  France ;  I  shall  sleep  well  there.  .  .  . 
My  dear  Father  and  Mother,  happy  are  they  who  die  for  their 
native  land.  What  matters  the  life  of  individuals  if  France  is 
saved  ?  My  dearly-beloved,  do  not  grieve.  .  .  .  Vive  la  France  I 

Louis  Belanger,  twenty  years  of  age,  killed  by  the  enemy 
on  September  28,  1915,  had  written  to  his  family: 

I  hope  that  my  death  will  not  be  to  you  a  cause  of  sorrow,  but 
an  occasion  for  pride.  It  is  my  wish  that  mourning  should  not  be 
worn  for  me,  for,  in  the  glorious  day  when  France  shall  be  restored, 
the  somber  garb  must  not  be  allowed  to  dull  the  sunlight  with  which 
all  French  souls  will  be  irradiated. 

In  obedience  to  his  desire  the  cards  announcing  his  death 
were  not  framed  in  black,  but  edged  with  silver.  Hubert 
Prouve-Drouot  was  a  Saint-Cyrien  of  the  class  called  La 
Grande  Revanche,  who  died  on  the  field  of  honor;  when 
leaving  home  to  join  his  regiment,  he  makes  this  his  last 
request  to  his  mother :  "When  the  troops  come  home  victori- 
ous through'the  Arc  de  Triomphe,  if  I  am  no  longer  amongst 
them,  put  on  your  finest  apparel  and  be  there." 

The  fact  is  that  the  French  mothers,  sustained  by  a  power 
above,  believe  that  their  sons,  in  yielding  their  lives  for 
France,  find,  not  death,  but  an  evolution.  One  of  them,  who 
is  unwilling  that  her  name  should  be  given,  uses  this  word  in 
a  letter  radiant  with  sacred  beauty. 

Paris,  October  20,  1915. 
Commandant, 

I  cannot  thank  you  adequately  for  the  accuracy  of  your  sorrow- 
ful recollections.  The  anniversary  of  the  sacrifice  of  my  brave  boy 


THE  SPIRIT  OF  FRENCH  YOUTH  113 

is  at  the  same  time  particularly  cruel  and  particularly  sweet; 
cruel,  because  it  recalls  to  mind  a  day  when  I  was  thinking  of  him, 
without  misgivings  as  to  the  anguish  which  his  valor  was  to  cost 
me;  sweet,  because  I  could  not  visualize  the  abrupt  end  of  this 
pure  and  brief  life  under  any  other  aspect  than  that  of  a  supreme 
evolution. 

I  thank  you,  Commandant,  for  all  that  you  tell  me  of  my  dear 
young  soldier;  may  his  glorious  death  contribute  to  the  victory 
of  our  country ;  when  that  time  comes  I  shall  kneel  and  once  more 
say  "  I  thank  you. "  My  mother's  heart  remains  shattered  in  face  of 
the  death  of  this  boy  of  twenty  years  who  was  all  my  joy.  Oh,  how 
proud  and  how  unhappy  one  can  be  at  the  same  time ! 

Will  you,  Commandant,  allow  me  to  transmit  through  you  my 
tender  feeling  toward  all  those  who  cherish  a  remembrance  of  him 
who  has  fallen  in  his  country's  defense,  and  say  to  them  that  my 
thoughts  turn  frequently  to  that  Land  of  Lorraine,  so  dear  to  all 
French  hearts? 

"A  supreme  evolution,"  she  says.  It  would  seem,  indeed, 
that  we  have  known  only  the  chrysalis  form  and  that  an  entire 
people  is  unfolding  its  wings.  The  ever-living  France  is  free- 
ing herself.  It  is  for  her  that  the  sons  of  France  are  dying  a 
death  devoutly  accepted  by  their  mothers. 


DIAGNOSIS   OF  THE  ENGLISHMAN1 

JOHN  GALSWORTHY 

[John  Galsworthy  (1867-  )  lives  in  Devonshire,  England,  and  is 
one  of  the  best-known  contemporary  novelists  and  dramatists.  His 
chief  novels  are  "The  Man  of  Property"  (1906)  and  "The  Freelands" 
(1915);  his  best-known  play  "Justice"  (1910).  This  skillful  analysis 
originally  appeared  in  the  Amsterdamer  Revue;  it  was  reprinted  later  in 
the  Fortnightly  Review  for  May,  1915.  Its  stern  vigor  well  reflects  the 
strength  of  feeling  in  regard  to  the  World  War  on  the  part  of  even  the 
most  cultivated  and  fastidious  Englishmen.] 


In  attempting  to  understand  the  real  nature  of  the  English- 
man, certain  salient  facts  must  be  borne  in  mind. 

THE  SEA.  To  be  surrounded  generation  after  generation 
by  the  sea  has  developed  in  him  a  suppressed  idealism,  a 
peculiar  impermeability,  a  turn  for  adventure,  a  faculty  for 
wandering,  and  for  being  sufficient  unto  himself,  in  far  sur- 
roundings. 

THE  CLIMATE.  Whoso  weathers  for  centuries  a  climate 
that,  though  healthy  and  never  extreme,  is,  perhaps,  the 
least  reliable  and  one  of  the  wettest  in  the  world,  must  needs 
grow  in  himself  a  counterbalance  of  dry  philosophy,  a  defiant 
humor,  an  enforced  medium  temperature  of  soul.  The  Eng- 
lishman is  no  more  given  to  extremes  than  is  his  climate; 
against  its  damp  and  perpetual  changes  he  has  become  coated 
with  a  sort  of  bluntness. 

THE  POLITICAL  AGE  OF  His  COUNTRY.  This  is  by  far  the 
oldest  settled  Western  Power,  politically  speaking.  For  eight 
hundred  and  fifty  years  England  has  known  no  serious  mili- 
tary disturbance  from  without;  for  over  one  hundred  and 

1  From  "A  Sheaf."  Copyright,  1916,  by  Charles  Scribner's  Sons.  Reprinted 
by  permission. 

114 


DIAGNOSIS  OF  THE  ENGLISHMAN  115 

fifty  she  has  known  no  military  disturbance  and  no  serious 
political  turmoil  within.  This  is  partly  the  outcome  of  her 
isolation,  partly  the  happy  accident  of  her  political  constitu- 
tion, partly  the  result  of  the  Englishman's  habit  of  looking 
before  he  leaps,  which  comes,  no  doubt,  from  the  mixture  in 
his  blood  and  the  mixture  in  his  climate. 

THE  GREAT  PREPONDERANCE  FOR  SEVERAL  GENERATIONS 
OF  TOWN  OVER  COUNTRY  LIFE.  Taken  in  conjunction  with 
centuries  of  political  stability,  this  is  the  main  cause  of  a 
certain  deeply  engrained  humaneness,  of  which,  speaking 
generally,  the  Englishman  appears  to  be  rather  ashamed  than 
otherwise. 

THE  PUBLIC  SCHOOLS.  This  potent  element  in. the  forma- 
tion of  the  modern  Englishman,  not  only  of  the  upper,  but  of 
all  classes,  is  something  that  one  rather  despairs  of  making 
understood  —  in  countries  that  have  no  similar  institution. 
But :  Imagine  one  hundred  thousand  youths  of  the  wealthiest, 
healthiest,  and  most  influential  classes,  passed,  during  each 
generation,  at  the  most  impressionable  age,  into  a  sort  of 
ethical  mold,  emerging  therefrom  stamped  to  the  core  with 
the  impress  of  a  uniform  morality,  uniform  manners,  uniform 
way  of  looking  at  life ;  remembering  always  that  these  youths 
fill  seven  eighths  of  the  important  positions  in  the  professional 
administration  of  their  country  and  the  conduct  of  its  com- 
mercial enterprise ;  remembering,  too,  that  through  perpetual 
contact  with  every  other  class,  their  standard  of  morality  and 
way  of  looking  at  life  filters  down  into  the  very  toes  of  the 
land.  This  great  character-forming  machine  is  remarkable 
for  an  unself-consciousness  which  gives  it  enormous  strength 
and  elasticity.  Not  inspired  by  the  State,  it  inspires  the  State. 
The  characteristics  of  the  philosophy  it  enjoins  are  mainly 
negative,  and,  for  that,  the  stronger.  "Never  show  your 
feelings  —  to  do  so  is  not  manly,  and  bores  your  fellows. 
Don't  cry  out  when  you're  hurt,  making  yourself  a  nuisance 
to  other  people.  Tell  no  tales  about  your  companions,  and 
no  lies  about  yourself.  Avoid  all  'swank,'  'side,'  'swagger,' 


braggadocio  of  speech  or  manner,  on  pain  of  being  laughed  at." 
(This  maxim  is  carried  to  such  a  pitch  that  the  Englishman, 
except  in  his  Press,  habitually  understates  everything.) 
"  Think  little  of  money,  and  speak  less  of  it.  Play  games 
hard,  and  keep  the  rules  of  them,  even  when  your  blood  is 
hot  and  you  are  tempted  to  disregard  them.  In  three  words : 
PLAY  THE  GAME"  —  a  little  phrase  which  may  be  taken  as 
the  characteristic  understatement  of  the  modern  English- 
man's creed  of  honor,  in  all  classes.  This  great,  unconscious 
machine  has  considerable  defects.  It  tends  to  the  formation 
of  "caste";  it  is  a  poor  teacher  of  sheer  learning;  and, 
aesthetically,  with  its  universal  suppression  of  all  interesting 
and  queer  individual  traits  of  personality  —  it  is  almost 
horrid.  But  it  imparts  a  remarkable  incorruptibility  to  Eng- 
lish life;  it  conserves  vitality,  by  suppressing  all  extremes; 
and  it  implants,  everywhere  a  kind  of  unassuming  stoicism 
and  respect  for  the  rules  of  the  great  game  —  Life.  Through 
its  unconscious  example,  and  through  its  cult  of  games,  it  has 
vastly  influenced  even  the  classes  not  directly  under  its  control. 
The  Englishman  must  have  a  thing  brought  under  his  nose 
before  he  will  act ;  bring  it  there  and  he  will  go  on  acting  after 
everybody  else  has  stopped.  He  lives  very  much  in  the 
moment  because  he  is  essentially  a  man  of  facts  and  not  a 
man  of  imagination.  Want  of  imagination  makes  him,  philo- 
sophically speaking,  rather  ludicrous;  in  practical  affairs 
it  handicaps  him  at  the  start;  but  once  he  has  "got  going" 
—  as  we  say  —  it  is  of  incalculable  assistance  to  his  stamina. 
The  Englishman,  partly  through  this  lack  of  imagination 
and  nervous  sensibility,  partly  through  his  inbred  dislike 
of  extremes,  and  habit  of  minimizing  the  expression  of  every- 
thing, is  a  perfect  example  of  the  conservation  of  energy. 
It  is  very  difficult  to  come  to  the  end  of  him.  Add  to  this 
unimaginative,  practical,  tenacious  moderation  an  inherent 
spirit  of  competition  —  not  to  say  pugnacity  —  so  strong 
that  it  will  often  show  through  the  coating  of  his  "Live  and 
let  live,"  half -surly,  half -good-humored  manner;  add  a 


DIAGNOSIS  OF  THE  ENGLISHMAN  117 

peculiar,  ironic,  "don't  care"  sort  of  humor;  an  under- 
ground but  inveterate  humaneness,  and  an  ashamed  idealism 
—  and  you  get  some  notion  of  the  pudding  of  English  char- 
acter. Its  main  feature  is  a  kind  of  terrible  coolness,  a  rather 
awful  level-headedness.  The  Englishman  makes  constant 
small  blunders;  but  few,  almost  no,  deep  mistakes.  He  is 
a  slow  starter,  but  there  is  no  stronger  finisher,  because  he 
has  by  temperament  and  training  the  faculty  of  getting  through 
any  job  that  he  gives  his  mind  to  with  a  minimum  expenditure 
of  vital  energy ;  nothing  is  wasted  in  expression,  style,  spread- 
eagleism;  everything  is  instinctively  kept  as  near  to  the 
practical  heart  of  the  matter  as  possible.  He  is  —  to  the  eye 
of  an  artist  —  distressingly  matter-of-fact,  a  tempting  mark 
for  satire.  And  yet  he  is  in  truth  an  idealist;  though  it  is 
his  nature  to  snub,  disguise,  and  mock  his  own  inherent  opti- 
mism. To  admit  enthusiasms  is  "bad  form"  if  he  is  a  "gentle- 
man"; and  "swank,"  or  mere  waste  of  good  heat,  if  he  is 
not  a  "gentleman."  England  produces  more  than  its  proper 
percentage  of  cranks  and  poets ;  it  may  be  taken  that  this  is 
Nature's  way  of  redressing  the  balance  in  a  country  where 
feelings  are  not  shown,  sentiments  not  expressed,  and  extremes 
laughed  at.  Not  that  the  Englishman  lacks  heart ;  he  is  not 
cold,  as  is  generally  supposed  —  on  the  contrary,  he  is  warm- 
hearted and  feels  very  strongly;  but  just  as  peasants,  for 
lack  of  words  to  express  their  feelings,  become  stolid,  so  it 
is  with  the  Englishman,  from  sheer  lack  of  the  habit  of  self- 
expression.  Nor  is  the  Englishman  deliberately  hypocritical; 
but  his  tenacity,  combined  with  his  powerlessness  to  express 
his  feelings,  often  gives  him  the  appearance  of  a  hypocrite. 
He  is  inarticulate ;  has  not  the  clear  and  fluent  cynicism  of 
expansive  natures,  wherewith  to  confess  exactly  how  he 
stands.  It  is  the  habit  of  men  of  all  nations  to  want  to  have 
things  both  ways  ;  the  Englishman  is  unfortunately  so  unable 
to  express  himself  even  to  himself,  that  he  has  never  realized 
this  truth,  much  less  confessed  it  —  hence  his  appearance 
of  hypocrisy. 


n8      THE  SPIRIT  OF  THE  WARRING  NATIONS 

He  is  quite  wrongly  credited  with  being  attached  to  money. 
His  island  position,  his  early  discoveries  of  coal,  iron,  and  pro- 
cesses of  manufacture,  have  made  him,  of  course,  into  a  con- 
firmed industrialist  and  trader ;  but  he  is  more  of  an  adven- 
turer in  wealth  than  a  heaper-up  of  it.  He  is  far  from  sitting 
on  his  money-bags  —  has  absolutely  no  vein  of  proper  avarice ; 
and  for  national  ends  will  spill  out  his  money  like  water,  when 
he  is  convinced  of  the  necessity. 

In  everything  it  comes  to  that  with  the  Englishman  —  he 
must  be  convinced ;  and  he  takes  a  lot  of  convincing.  He 
absorbs  ideas  slowly,  reluctantly,  he  would  rather  not  imagine 
anything  unless  he  is  obliged ;  but  in  proportion  to  the  slow- 
ness with  which  he  can  be  moved  is  the  slowness  with  which 
he  can  be  removed  !  Hence  the  symbol  of  the  bulldog.  When 
he  does  see  and  seize  a  thing,  he  seizes  it  with  the  whole  of 
his  weight,  and  wastes  no  breath  in  telling  you  that  he  has 
got  hold.  That  is  why  his  Press  is  so  untypical ;  it  gives  the 
impression  that  he  does  waste  breath.  And,  while  he  has 
hold  he  gets  in  more  mischief  in  a  shorter  time  than  any  other 
dog,  because  of  his  capacity  for  concentrating  on  the  present, 
without  speculating  on  the  past  or  future. 

For  the  particular  situation  which  the  Englishman  has  now 
to  face,  he  is  terribly  well  adapted.  Because  he  has  so  little 
imagination,  so  little  power  of  expression,  he  is  saving  nerve 
all  the  time.  Because  he  never  goes  to  extremes,  he  is  saving 
energy  of  body  and  spirit.  That  the  men  of  all  nations  are 
about  equally  endowed  with  courage  and  self-sacrifice  has 
been  proved  in  these  last  six  months;  it  is  to  other  qualities 
that  one  must  look  for  final  victory  in  a  war  of  exhaustion. 
The  Englishman  does  not  look  into  himself;  he  does  not 
brood ;  he  sees  no  further  forward  than  is  necessary ;  and  he 
must  have  his  joke.  These  are  fearful  and  wonderful  advan- 
tages. Examine  the  letters  and  diaries  of  the  various  com- 
batants, and  you  will  see  how  far  less  imaginative  and  reflect- 
ing (though  shrewd,  practical,  and  humorous)  the  English 
are  than  any  others ;  you  will  gain,  too,  a  profound,  a  deadly 


DIAGNOSIS  OF  THE  ENGLISHMAN  119 

conviction  that  behind  them  is  a  fiber  like  rubber,  that  may 
be  frayed  and  bent  a  little  this  way  and  that,  but  can  neither 
be  permeated  nor  broken. 

When  this  war  began,  the  Englishman  rubbed  his  eyes 
steeped  in  peace,  he  is  still  rubbing  them  just  a  little,  but  less 
and  less  every  day.  A  profound  lover  of  peace  by  habit  and 
tradition,  he  has  actually  realized  by  now  that  he  is  in  for  it 
up  to  the  neck.  To  any  one  who  really  knows  him — c'est 
quelque  chose! 

It  shall  freely  be  confessed  that  from  an  aesthetic  point  of 
view  the  Englishman,  devoid  of  high  lights  and  shadows, 
coated  with  drab,  and  superhumanly  steady  on  his  feet,  is 
not  too  attractive.  But  for  the  wearing,  tearing,  slow,  and 
dreadful  business  of  this  war,  the  Englishman  —  fighting  of 
his  own  free  will,  unimaginative,  humorous,  competitive, 
practical,  never  in  extremes,  a  dumb,  inveterate  optimist, 
and  terribly  tenacious  —  is  equipped  with  Victory. 


PRO   PATRIA1 

MAURICE  MAETERLINCK 

[Maurice  Maeterlinck  (1862-  )  was  born  in  Ghent,  but  in  1896 
settled  in  Paris  as  a  man  of  letters.  He  has  written  many  plays  and  poems, 
the  best  known  of  the  former  being  "L'Oiseau  Bleu"  (1909).  Among  his 
other  literary  works  are  "La  Vie  des  Abeilles"  ("The  Life  of  the  Bees") 
and  "Mon  Chien"  ("My  Dog")  published  in  1906.  In  1911  he  was 
awarded  the  Nobel  Prize  for  Literature.  In  his  method  he  is  a  symbolist. 
The  present  address  was  delivered  at  the  Scala  Theater  in  Milan,  Italy, 
on  November  30,  1914,  and  not  only  presents  the  attitude  of  the  Belgians 
toward  the  German  invasion,  but  is  a  skillful  plea  for  Italy  to  abandon 
her  neutrality  and  enter  the  war  on  the  side  of  the  Allies.] 

I  need  not  here  recall  the  events  that  hurled  Belgium  into 
the  depths  of  distress  most  glorious  where  she  is  struggling 
to-day.  She  has  been  punished  as  never  nation  was  punished 
for  doing  her  duty  as  never  nation  did  before.  She  saved 
the  world  while  knowing  that  she  could  not  be  saved.  She 
saved  it  by  flinging  herself  in  the  path  of  the  oncoming  bar- 
barians, by  allowing  herself  to  be  trampled  to  death  in  order 
to  give  the  defenders  of  justice  time,  not  to  rescue  her,  for 
she  was  well  aware  that  rescue  could  not  come  in  time,  but 
to  collect  the  forces  needed  to  save  our  Lathi  civilization  from 
the  greatest  danger  that  has  ever  threatened  it.  She  has 
thus  done  this  civilization,  which  is  the  only  one  whereunder 
the  majority  of  men  are  willing  or  able  to  live,  a  service  exactly 
similar  to  that  which  Greece,  at  the  time  of  the  great  Asiatic 
invasions,  rendered  to  the  mother  of  this  civilization.  But, 
while  the  service  is  similar,  the  act  surpasses  all  comparison. 

1  From  "The  Wrack  of  the  Storm,"  translated  by  Alexander  Teixeira  de 
Mattos.  Copyright,  1916,  by  Dodd,  Mead  &  Co.,  Inc.  Reprinted  by 
permission. 

120 


PRO  PATRIA  121 

We  may  ransack  history  in  vain  for  aught  to  approach  it 
in  grandeur.  The  magnificent  sacrifice  at  Thermopylae, 
which  is  perhaps  the  noblest  action  in  the  annals  of  war,  is 
illumined  with  an  equally  heroic  but  less  ideal  light,  for  it 
was  less  disinterested  and  more  material.  Leonidas  and  his 
three  hundred  Spartans  were  in  fact  defending  their  homes, 
their  wives,  their  children,  all  the  realities  which  they  had  left 
behind  them.  King  Albert  and  his  Belgians,  on  the  other 
hand,  knew  full  well  that,  in  barring  the  invader's  road,  they 
were  inevitably  sacrificing  their  homes,  their  wives,  and  their 
children.  Unlike  the  heroes  of  Sparta,  instead  of  possessing 
an  imperative  and  vital  interest  in  fighting,  they  had  every- 
thing to  gain  by  not  fighting  and  nothing  to  lose  —  save 
honor.  In  the  one  scale  were  fire  and  the  sword,  ruin,  mas- 
sacre, the  infinite  disaster  which  we  see;  in  the  other  was 
that  little  word  honor,  which  also  represents  infinite  things, 
but  things  which  we  do  not  see,  or  which  we  must  be  very 
pure  and  very  great  to  see  clearly.  It  has  happened  now  and 
again  in  history  that  a  man  standing  higher  than  his  fellows 
perceives  what  this  word  represents  and  sacrifices  his  life 
and  the  life  of  those  whom  he  loves  to  what  he  perceives; 
and  we  have  not  without  reason  devoted  to  such  men  a  sort 
of  cult  that  places  them  almost  on  a  level  with  the  gods. 
But  what  had  never  yet  happened  —  and  I  say  this  without 
fear  of  contradiction  from  whosoever  cares  to  search  the 
memory  of  man  —  is  that  a  whole  people,  great  and  small, 
rich  and  poor,  learned  and  ignorant,  deliberately  immolated 
itself  thus  for  the  sake  of  an  unseen  thing. 

And  observe  that  we  are  not  discussing  one  of  those  heroic 
resolutions  which  are  taken  in  a  moment  of  enthusiasm,  when 
man  easily  surpasses  himself,  and  which  have  not  to  be  main- 
tained when,  forgetting  his  intoxication,  he  lapses  on  the 
morrow  to  the  dead  level  of  his  everyday  life.  We  are  con- 
cerned with  a  resolution  that  has  had  to  be  taken  and  main- 
tained every  morning,  for  now  nearly  four  months,  in  the 
midst  of  daily  increasing  distress  and  disaster.  And  not  only 


122       THE  SPIRIT  OF  THE  WARRING  NATIONS 

has  this  resolution  not  wavered  by  a  hair's  breadth,  but  it 
grows  as  steadily  as  the  national  misfortune;  and  to-day, 
when  this  misfortune  is  reaching  its  full,  the  national  reso- 
lution is  likewise  attaining  its  zenith.  I  have  seen  many  of 
my  refugee  fellow  countrymen :  some  used  to  be  rich  and  had 
lost  their  all;  others  were  poor  before  the  war  and  now  no 
longer  owned  even  what  the  poorest  own.  I  have  received 
many  letters  from  every  part  of  Europe  where  duty's  exiles 
had  sought  a  brief  instant  of  repose.  In  them  there  was  lamen- 
tation, as  was  only  too  natural,  but  not  a  reproach,  not  a 
regret,  not  a  word  of  recrimination.  I  did  not  once  come  upon 
that  hopeless  but  excusable  cry  which,  one  would  think,  might 
so  easily  have  sprung  from  despairing  lips  : 

"If  our  king  had  not  done  what  he  did,  we  should  not  be 
suffering  what  we  are  suffering  to-day." 

The  idea  does  not  even  occur  to  them.  It  is  as  though  this 
thought  were  not  of  those  which  can  live  in  that  atmosphere 
purified  by  misfortune.  They  are  not  resigned,  for  to  be  re- 
signed means  to  renounce  the  strife,  no  longer  to  keep  up  one's 
courage.  They  are  proud  and  happy  in  their  distress.  They 
have  a  vague  feeling  that  this  distress  will  regenerate  them 
after  the  manner  of  a  baptism  of  faith  and  glory  and  ennoble 
them  for  all  time  in  the  remembrance  of  men.  An  unex- 
pected breath,  coming  from  the  secret  reserves  of  the  human 
race  and  from  the  summits  of  the  human  heart,  has  suddenly 
passed  over  their  lives  and  given  them  a  single  soul,  formed 
of  the  same  heroic  substance  as  that  of  their  great  king. 

They  have  done  what  had  never  before  been  done;  and 
it  is  to  be  hoped  for  the  happiness  of  mankind  that  no  nation 
will  ever  again  be  called  upon  for  a  like  sacrifice.  But  this 
wonderful  example  will  not  be  lost,  even  though  there  be 
no  longer  any  occasion  to  imitate  it.  At  a  time  when  the  uni- 
versal conscience  seemed  about  to  bend  under  the  weight  of 
long  prosperity  and  selfish  materialism,  suddenly  it  raised 
by  several  degrees  the  political  morality  of  the  world  and 
lifted  it  all  at  once  to  a  height  which  it  had  not  yet  reached 


PRO  PATRIA  123 

and  from  which  it  will  never  again  be  able  to  descend,  for 
there  are  actions  so  glorious,  actions  which  fill  so  great  a  place 
in  our  memory,  that  they  found  a  sort  of  new  religion  and 
definitely  fix  the  limits  of  the  human  conscience  and  of  human 
loyalty  and  courage. 

They  have  really,  as  I  have  already  said  and  as  history  will 
one  day  establish  with  greater  eloquence  and  authority  than 
mine,  they  have  really  saved  Latin  civilization.  They  had 
stood  for  centuries  at  the  junction  of  two  powerful  and  hos- 
tile forms  of  culture.  They  had  to  choose  and  they  did  not 
hesitate.  Their  choice  was  all  the  more  significant,  all  the 
more  instructive,  inasmuch  as  none  was  so  well  qualified 
as  they  to  choose  with  a  full  knowledge  of  what  they  were 
doing.  You  are  all  aware  that  more  than  half  of  Belgium  is 
of  Teutonic  stock.  She  was  therefore,  thanks  to  her  racial 
affinities,  better  able  than  any  other  to  understand  the  cul- 
ture that  was  being  offered  her,  together  with  the  imputation 
of  dishonor  which  it  included.  She  understood  it  so  well  that 
she  rejected  it  with  an  outbreak  of  horror  and  disgust  unpar- 
alleled in  violence,  spontaneous,  unanimous,  and  irresistible, 
thus  pronouncing  a  verdict  from  which  there  was  no  appeal 
and  giving  the  world  a  peremptory  lesson  sealed  with  every 
drop  of  her  blood. 

But  to-day  she  is  at  the  end  of  her  resources.  She  has  ex- 
hausted not  her  courage  but  her  strength.  She  has  paid  with 
all  that  she  possesses  for  the  immense  service  which  she  has 
rendered  to  mankind.  Thousands  and  thousands  of  her  chil- 
dred  are  dead;  all  her  riches  have  perished;  almost  all  her 
historic  memories,  which  were  her  pride  and  her  delight, 
almost  all  her  artistic  treasures,  which  were  numbered  among 
the  fairest  in  this  world,  are  destroyed  forever.  She  is  nothing 
more  than  a  desert  whence  stand  out,  more  or  less  intact, 
four  great  towns  alotoe,  four  towns  which  the  Rhenish  hordes, 
for  whom  the  epithet  of  barbarians  is  in  point  of  fact  too 
honorable,  appear  to  have  spared  only  so  that  they  may 
keep  back  one  last  and  monstrous  revenge  for  the  day  of  the 


124       THE  SPIRIT  OF  THE  WARRING  NATIONS 

inevitable  rout.  It  is  certain  that  Antwerp,  Ghent,  Bruges, 
and  Brussels  are  doomed  beyond  recall.  In  particular,  the 
admirable  Grand'place,  the  H6tel  de  Ville,  and  the  Cathedral 
at  Brussels  are,  I  know,  undermined :  I  repeat,  I  know  it 
from  private  and  trustworthy  testimony  against  which  no 
denial  can  prevail.  A  spark  will  be  enough  to  turn  one  of  the 
recognized  marvels  of  Europe  into  a  heap  of  ruins  like  those 
of  Ypres,  Malines,  and  Louvain.  Soon  after  —  for,  short  of 
immediate  intervention,  the  disaster  is  as  certain  as  though 
it  were  already  accomplished  —  Bruges,  Antwerp,  and  Ghent 
will  suffer  the  same  fate ;  and  in  a  moment,  as  I  was  saying 
the  other  day,  there  will  vanish  from  sight  one  of  the  corners 
of  this  earth  in  which  the  greatest  store  of  memories,  of  his- 
toric matter  and  artistic  beauties  had  been  accumulated. 

The  time  has  come  to  end  this  foolery !  The  time  has  come 
for  everything  that  draws  breath  to  rise  up  against  these 
systematic,  insane,  and  stupid  acts  of  destruction,  perpetrated 
without  any  military  excuse  or  strategic  object.  The  reason 
why  we  are  at  last  uttering  a  great  cry  of  distress,  we  who 
are  above  all  a  silent  people,  the  reason  why  we  turn  to  your 
mighty  and  noble  country  is  that  Italy  is  to-day  the  only  Euro- 
pean power  that  is  still  in  a  position  to  stop  the  unchained 
brute  on  the  brink  of  his  crime.  You  are  ready.  You  have 
but  to  stretch  out  a  hand  to  save  us.  We  have  not  come  to  beg 
for  our  lives :  these  no  longer  count  with  us  and  we  have  al- 
ready offered  them  up.  But,  in  the  name  of  the  last  beautiful 
things  that  the  barbarians  have  left  us,  we  come  with  our 
prayers  to  the  land  of  beautiful  things.  It  must  not  be,  it 
shall  not  be,  that  on  the  day  when  at  last  we  return,  not  to 
our  homes,  for  most  of  these  are  destroyed,  but  to  our  native 
soil,  that  soil  is  so  laid  waste  as  to  become  an  unrecognizable 
desert.  You  know  better  than  any  others  what  memories 
mean,  what  masterpieces  mean  to  a  natfon,  for  your  country 
is  covered  with  memories  and  masterpieces.  It  is  also  the 
land  of  justice  and  the  cradle  of  the  law,  which  is  simply 
justice  that  has  taken  cognizance  of  itself.  On  this  account, 


PRO  PATRIA  125 

Italy  owes  us  justice.  And  she  owes  it  to  herself  to  put  a  stop 
to  the  greatest  iniquity  in  the  annals  of  history,  for  not  to 
put  a  stop  to  it  when  one  has  the  power  is  almost  tantamount 
to  taking  part  in  it.  It  is  for  Italy  as  much  as  for  France  that 
we  have  suffered.  She  is  the  source,  she  is  the  very  mother 
of  the  ideal  for  which  we  have  fought  and  for  which  the  last 
of  our  soldiers  are  still  fighting  in  the  last  of  our  trenches. 


THE  SOUL  AND   STONES   OF  VENICE1 
GABRIELE  D'ANNUNZIO 

[Gabriele  d'Annunzio  (1864-  )  is  perhaps  the  most  prominent 
Italian  novelist  and  poet  of  the  present  day.  His  first  poetical  work  was 
published  in  1879  and  his  first  novel  in  1889.  By  1895  he  had  achieved 
an  international  reputation.  By  many  Italians  he  is  considered  an  ex- 
cellent poet,  especially  in  his  presentation  of  the  beauty  and  romance  of 
Italian  life  during  the  Renaissance  period,  but  as  the  product  of  mate- 
rialistic influences  of  the  present  day  which  make  him  incapable  of  ap- 
preciating the  social  problems  of  Italy  since  it  has  achieved  its  national 
unity.  He  is,  however,  one  of  the  principal  voices  hi  the  demand  that 
Italia  Irredenta  should  be  wrested  from  Austria  and  added  to  the  Italian 
kingdom.  He  is  now  an  aviator  in  the  Italian  Air  Service.  The  sketch 
presented  was  originally  published  in  the  London  Daily  Telegraph  for 
September  14,  1915,  and  presents  in  a  striking  fashion  the  feelings  of 
many  Italians  toward  the  World  War.] 

In  belligerent  Venice,  that  reenforces  her  airy  arches,  her 
delicate  triforae,  with  rough  walls  of  bricks,  cement,  and 
beams ;  in  the  Venice  that  has  transformed  her  hotels,  for- 
merly sacred  to  leisure  and  love,  into  hospitals  full  of  bleeding 
heroes ;  in  the  dark  and  silent  Venice,  whose  soul  is  in  intense 
expectation  of  the  roar  of  the  far-away  guns;  in  courageous 
and  determined  Venice,  which  hourly  waits  the  apparition 
in  the  sky,  where  there  still  linger  Tiepolo's  and  Veronese's 
soft  clouds,  of  winged  death-bearing  craft;  in  the  Venice 
of  the  greater  Italy,  the  Land  of  Abraham  Lincoln  has  to-day 
an  extraordinary  representative  and  admirable  witness,  whose 
mission  has  assumed  unexpected  importance. 

This  representative  is  an  American  woman,  who  has  conse- 
crated herself  to  our  Saint  Francis  of  Assisi.  I  like  to  think 
of  her  as  one  of  those  saints  who  bear  in  the  palm  of  their 

1  From  the  Current  History  Magazine,  published  by  the  New  York  Times 
Company,  November;  1915.  Reprinted  by  permission. 

126 


THE  SOUL  AND  STONES  OF  VENICE  127 

open  hand  either  a  tower  or  a  church  or  a  palace.  She  was 
sent  to  Venice  many  years  ago  to  execute  miniature  plaster 
copies  of  the  most  artistic  buildings.  If  the  stupid  Austrian 
ferocity  should  ruin  one  of  St.  Mark's  domes,  a  wing  of  the 
Procuratie,  a  lodge  of  the  Ducal  Palace,  a  nave  of  SS.  John 
and  Paul's  Church,  the  choir  of  the  Frari,  or  the  gentle  miracle 
of  the  Ca'  d'  Oro,  there  will  remain  a  souvenir  of  the  beautiful 
things  destroyed  in  the  plaster  models  of  the  patient  artifi- 
ceress. 

The  Venetian  knows  her  well  under  the  name  which  I  my- 
self bestowed  on  her  years  ago,  the  Franciscan  sister  of  the 
Guidecca.  The  Ca'  Frollo,  where  she  resides,  is  a  yellow  struc- 
ture overlooking  a  large  garden  bordering  on  the  Lagoon. 
A  steep  oak  stairway  leads  up  to  the  living  room.  Above 
the  entrance  there  is  an  iron  shield,  with  ornamental  edges 
resembling  a  frying  pan,  which  in  ancient  times  was  used  to 
dish  out  polenta.  It  is  Miss  Clara's  coat-of-arms. 

She  comes  and  meets  me  smiling  on  the  threshold.  On  her 
face  a  smile  multiplies  as  a  ray  of  sun  on  a  rippled  water  sur- 
face. I  have  the  immediate  and  strong  impression  of  finding 
myself  before  that  strange  phenomenon  represented  by  a 
person  truly  full  of  life.  She  wears  a  bluish  cassock,  like  an 
artificer.  Her  hair  is  white,  of  the  brightest  silver,  raised  on 
the  forehead  and  thrown  back.  The  eyes  are  sky  blue,  shin- 
ing, innocent,  infantine,  and  in  them  the  internal  emotions 
ebb  constantly  like  flowing  water.  She  has  the  strong,  rough 
hand  of  the  working  woman. 

Her  attic  is  very  large.  The  massive  beams  fastened  with 
iron  are  as  numerous  as  the  trunks  of  a  forest,  moth-eaten, 
with  all  their  fibers  exposed,  of  a  golden  brown  color.  Along 
the  wall  plaster  casts  of  architectonic  details  are  disposed : 
capitals,  arches,  tailpieces,  cornices,  bas  reliefs.  There  is  a 
complete  fireplace  by  Lombardo,  the  very  fireplace  of  the 
Ducal  Palace.  There  are  Madonnas,  busts  and  masks.  Sus- 
pended on  two  ropes  is  a  model  of  an  ancient  Venetian  galley, 
a  hull  of  which  the  lines  are  most  beautiful.  • 


128       THE  SPIRIT  OF  THE  WARRING  NATIONS 

"I  rescued  it  at  Chioggia  with  a  few  cents  from  a  fisherman 
who  was  in  the  act  of  burning  it  to  cook  his  polenta,"  Miss 
Clara  told  me. 

On  one  side  the  windows  look  out  on  the  Guidecca  Canal, 
which  shows  the  Ducal  Palace,  the  Piazzetta,  the  library, 
and  the  anchored  ships,  and  on  the  other  they  look  into  the 
garden  and  the  Lagoon.  At  intervals  a  rumbling  is  heard  in 
the  distance.  Miss  Clara  sits  by  the  window. 

"With  the  hands  of  a  saint,  with  religious  hands,"  I  tell 
her,  "you  have  copied  the  most  beautiful  churches  and  palaces 
of  Venice.  Now  these  beautiful  things  are  threatened,  are 
in  danger.  We  expect  to  see  them  in  ruin  any  day.  There 
will  at  least  live  the  copies  that  you  have  sent  beyond  the 
seas." 

Her  blue  eyes  suddenly  fill  with  tears,  and  the  horror  of 
war,  the  horror  of  blind  destruction,  draws  all  the  lines  of 
her  face. 

"My  God,  my  God!"  she  murmurs,  joining  her  hands. 
"  Will  you  allow  such  a  crime?" 

"What  does  it  matter,"  I  venture  to  say,  "if  the  old  stones 
perish,  so  long  as  the  soul  of  Italy  is  saved  and  renewed?" 

She  stares  at  me  intently  with  profound  sadness,  shaking 
her  white  head,  over  which  there  plays  the  purest  light  of 
sunset. 

"Have  you  seen  the  blinded  Ducal  Palace ?"  she  asked  me, 
meaning  the  lodges  which  the  curators  have  had  immured. 

We  have  before  us  the  plaster  model  of  the  Palace,  on  which 
she  has  been  working  for  several  years.  With  infinite  care 
she  has  modeled  every  arch,  every  column,  every  capital, 
every  smallest  detail.  Her  work  is  an  enormous  toy,  built 
for  an  infant  nation.  She  removes  the  roof  and  bends  to  look 
into  it,  resembling  in  the  proportions  the  image  of  a  gigantic 
saint  in  the  act  of  guarding  a  refuge  which  she  protects.  No- 
body knows  better  than  she  the  structure  of  the  edifice  which 
incloses  the  blackened  paradise.  In  my  presence  she  dis- 
mounts the  copy  piece  by  piece,  organ  by  organ ;  almost,  I 


THE  SOUL  AND  STONES  OF  VENICE  129 

would  say,  limb  by  limb,  even  as  an  anatomist  would  do  with 
the  parts  composing  the  human  body  in  order  to  learn  to 
know  their  number,  their  form,  their  location,  and  their  rela- 
tion to  each  other. 

As  the  shadows  begin  to  invade  the  attic,  she  lights  an  old 
brass  lamp  with  four  arms.  The  wicks  crackle,  diffusing  a 
smell  of  olive  oil,  which  mixes  with  that  of  the  wax.  In  the 
attic  the  prints  of  the  many  matrices  pile  up,  and  it  seems 
to  be  as  if  an  impalpable  sentiment  of  vigor  rises  from  the 
concave  matrices  whence  the  copies  of  the  beautiful  things 
emerge. 

Miss  Clara  works  there  together  with  a  few  workmen,  who 
also  compose  her  simple  family.  She  eats  with  them  the 
polenta,  at  the  same  table.  She  takes  me  by  the  hand  and 
leads  me  into  her  kitchen,  where  there  is  a  single  hearth, 
with  a  rack  full  of  common  but  decorated  dishes.  Truly 
there  breathes  the  spirit  of  St.  Francis.  She  is  a  kind  of  nun 
in  freedom  who  has  passed  from  contemplation  to  action. 
Before  all  those  beams  I  think  of  the  worn-out,  splintered 
wood  of  the  Santa  Chiara  choir.  Before  the  ears  of  corn 
which  I  see  in  a  rustic  vase  my  mind  goes  to  the  cluster  of 
brown  ears  which  I  saw  at  the  top  of  the  reading  desk  in  the 
choir  of  St.  Bernardino  of  Siena. 

"I  am  very  poor,"  she  tells  me. 

Whole  treasures  of  goodness,  indulgence,  and  love  shine 
at  the  bottom  of  the  flowing  waters  of  her  blue  eyes.  There 
is  in  the  structure  of  her  head  something  virile,  and  at  the 
same  time  tender,  something  intrepid  and  meek.  As  the 
lines  of  her  face  seem  rays,  so  her  work,  her  solitude,  her  pov- 
erty are  transfigured  into  divine  happiness. 

"I  am  very  poor,"  she  says,  and  she  shows  me  her  naked 
hands,  strong  and  pure,  the  only  source  of  her  daily  wealth. 

I  know  she  distributes  all  her  earnings;  I  know  that  on 
more  than  one  occasion  she  suffered  hunger  and  cold.  To-day 
she  had  not  even  a  bag  of  plaster  for  her  work.  Sitting  by 
the  window,  she  talks  to  me  of  her  perennial  joy,  of  the  joy 


i3o       THE  SPIRIT  OF  THE  WARRING  NATIONS 

of  working  from  dawn  to  sunset.  Slowly  the  garden  grows 
dark  in  the  dusk.  Night  begins  to  fall  on  the  Venice  that 
no  longer  lights  her  lamps,  not  even  the  lights  before  the 
virgins  watching  over  the  deserted  canals.  The  nocturnal 
horror  of  war  begins  to  expand  on  the  Lagoon.  In  the  dis- 
tance a  rumbling  is  heard  coming,  perhaps  from  Aquilega 
or  Grado  where  they-  are  fighting  for  redemption.  The  vast 
attic  illuminated  by  the  four-armed  lamp  becomes  alive  with 
shadows  and  quiverings. 

Sitting  by  the  window,  simple,  candid,  sweet,  she  searches 
my  innermost  soul,  then  she  observes  my  hands,  too  white, 
and  my  nails,  too  polished,  and,  lo!  poverty  appears  to  me 
as  the  nakedness  of  force,  as  the  sincerest  and  most  noble 
statue  of  life. 

"I  also  work,"  I  tell  her,  as  if  ashamed  of  hands  too  white 
and  my  nails  too  polished.  Then  I  speak  to  her  of  my  dis- 
cipline, of  my  nights  spent  at  the  desk,  of  my  patient  re- 
searches, of  my  constancy  in  remaining  bent  over  my  desk  for 
fifteen,  twenty  hours  at  a  stretch,  of  the  enormous  quantity 
of  oil  I  consume  in  my  lamp,  of  the  pile  of  paper,  bundles 
of  pens,  of  the  large  inkstand,  of  all  the  tools  of  my  trade. 
Then  I  show  her  a  tangible  proof;  on  my  middle  finger, 
deformed  by  the  constant  use  of  the  pen,  a  smooth  furrow  and 
a  callosity.  She  is  immediately  touched.  All  her  face  expresses 
a  maternal  tenderness.  She  takes  my  finger,  examines  the 
sign.  Then  suddenly,  with  a  gesture  of  human  grace  which 
I  shall  never  forget,  she  gently  touches  it  with  her  lips. 

"God  bless  you,"  she  says. 

The  flowing  water  ebbs  between  her  eyebrows,  glittering, 
rippling,  ever  new. 

"  God  keep  you  ever." 

My  heart  is  full  of  tender  gratitude.  I  am  going  to  the  war, 
and  the  blessing  of  this  pure  creature  will  bring  me  back. 
My  hands  shall  become  rough  and  dark.  I  shall  work  for 
the  God  of  Italy,  fight  for  the  God  of  Italy. 

"God  keep  Italy  ever,"  she  adds. 


THE  SOUL  AND  STONES  OF  VENICE  131 

In  leaving  I  stroll  by  the  plaster  models  of  the  churches, 
palaces,  lodges,  bell-towers.  The  American  nun,  holding 
my  hand,  escorts  me  to  the  threshold.  As  I  descend  the  oak 
stairway  she  vanishes  in  the  shadow. 

Night  is  already  falling  on  Venice  as  an  azure  avalanche. 
As  I  raise  my  head  to  spy  the  appearance  of  the  first  star,  I 
hear  coming  over  from  the  deserted  sky  the  rumbling  of  an 
aeroplane  approaching  from  Malamocco. 

"May  God  keep  the  stones  of  Venice." 

And  it  seems  to  me  that  Miss  Clara  weeps,  over  there,  in 
her  attic  amid  the  images  of  the  beautiful  things  over  which 
there  hangs  the  threat  of  destruction. 


THE  AMERICAN  FLAG1 
RENE  VIVIANI 

[Rene  Viviani  ( 1 863-  ) ,  French  premier  at  the  opening  of  the  World 
War,  and  one  of  the  most  brilliant  leaders  and  orators  of  the  Socialist 
party  in  France,  was  born  in  French  North  Africa.  He  has  been  in  Par- 
liamentary life  since  1893.  This  short  oration  was  delivered  in  St. 
Louis,  Missouri,  hi  May,  1917,  during  the  visit  to  the  United  States  of  the 
French  Mission,  of  which  M.  Viviani  and  Marshal  Joffre  were  both  mem- 
bers. In  its  simple  and  stirring  phrasing  of  the  emotions  evoked  by  the 
occasion,  the  presentation  of  an  American  flag  to  a  regiment,  it  is  char- 
acteristic of  French  feeling  toward  American  participation  in  the  World 
War.] 

LADIES  AND  GENTLEMEN: 

I  wish  my  voice  were  powerful  enough,  and  I  wish  my  words 
could  be  expressed  in  your  own  language,  so  clear  and  ringing, 
so  that  they  might  reach  across  this  hall  and  at  the  same  time 
find  a  way  to  your  hearts.  But  still,  for  only  a  few  minutes, 
allow  me  to  voice  to-night,  not  only  in  my  name,  but  hi  all 
my  countrymen's  name,  to  whom  you  have  given  such  a 
hearty  welcome,  a  welcome  so  worthy  of  France,  the  feelings 
of  emotion  and  pride  which  are  swelling  up  in  our  souls. 

We  are  happy  to  find  ourselves  in  this  great  city  of  St.  Louis. 
Amidst  your  welcome,  we  shall  not  forget  that  if  to-day  living 
men  stand  up  to  escort  us,  we  also  find  here  the  shades  of  our 
ancestors,  of  the  first  Frenchmen  who  found  themselves  in 
this  city.  We  are  happy  to  meet  here  people  of  all  races, 
merged  into  the  very  heart  of  the  fatherland,  merged  into  the 
life  of  this  city,  and  we  know  that,  whoever  they  may  be, 

1  From  "Balfour,  Viviani  and  Joffre,  Their  Speeches  and  Other  Public 
Utterances  in  America,"  edited  by  Francis  W.  Halsey.  Copyright,  1917,  by 
Funk  &  Wagnalls  Co.  Reprinted  by  permission. 

132 


THE  AMERICAN  FLAG  133 

they  remain  unflinchingly  faithful  to  their  American  father- 
land in  this  vast  conflict,  faithful  to  the  country  of  which, 
first  of  all,  they  are  sons. 

And  I  am  also  happy,  for  my  part,  to  speak  here  under  the 
auspices  of  Mr.  Long,  our  friend,  your  representative,  and 
the  descendant  of  that  illustrious  family,  one  of  whom  has  a 
statue  on  one  of  your  squares.  I  am  happy  to  greet  the 
venerable  and  distinguished  mother  of  the  assistant  secretary 
of  the  Department  of  State,  who,  ever  since  we  landed  on 
American  soil,  has  stretched  out  to  us  brotherly  hands, 
and  in  whose  heart  we  feel  the  love  he  bears  to  France,  our 
fatherland. 

Here,  ladies  and  gentlemen,  you  have  not  lost  the  memory 
of  the  great  historical  event  which  took  place  here  a  few 
months  ago.  It  is  in  this  hall,  where  you  now  sit,  that  was 
held  the  Democratic  convention,  which  designated  as  its 
presidential  candidate  your  illustrious  fellow  countryman, 
President  Wilson.  At  that  time  his  own  party  and  you,  ladies, 
and  you  also,  citizens,  did  not  realize  that  war  was  so  near  at 
hand ;  you  were  hoping  you  might  long  enjoy  the  blessings  of 
peace,  and  at  that  very  moment  you  were  going  through  the 
same  drama  that  we,  the  French  people,  went  through  three 
years  ago.  France,  generous  and  pacific  France,  who  had 
made  supreme  sacrifices  for  the  peace  of  the  world,  who  turned 
toward  humanity  with  feelings  of  love,  who  had  one  thought 
only,  to  bring  forth  liberty  for  all  nations  —  this  very  same 
France  was  attacked,  and  then  she  rose  for  the  defense  of 
her  honor  and  of  her  independence. 

For  nearly  three  years,  with  her  faithful  allies,  but,  at  the 
start  of  the  conflict,  almost  alone,  she  has  been  struggling 
breast  against  breast,  hand  against  hand,  weapon  against 
weapon.  For  close  upon  three  years,  in  the  deep  trenches,  the 
sons  of  France  held  in  check  the  enemies  who  were  striving 
to  invade  her.  For  close  upon  three  years  immortal  France, 
faithful  at  all  times  to  herself,  preserving  her  sacred  image 
pure  through  all  storms,  the  France  of  to-day,  worthy  of  the 


134       THE  SPIRIT  OF  THE  WARRING  NATIONS 

France  of  the  past,  raises  the  flag  which  is  torn  by  shot  and 
shell,  but  which  is  yet  held  aloft  by  the  valiant  hand  of  her 
soldiers. 

And,  a  few  minutes  ago,  in  that  touching  ceremony,  touch- 
ing as  all  those  earnest  and  solemn  ceremonies  in  which  soldiers 
speak  in  plain  and  laconic  language,  but  a  language  which 
conies  from  the  depth  of  their  hearts,  when,  in  the  name  of 
the  Fifth  Regiment  of  St.  Louis,  one  of  your  officers  handed 
to  Marshal  Joffre  the  flag  which  he  at  once  returned  with  a 
few  earnest  words,  it  seemed  to  me  that  I  was  witnessing  a 
spectacle  comparable  to  that  which  I  witnessed  on  the  soil 
of  France.  How  often  have  we  seen  our  generals  hand  over 
flags  to  our  children?  How  often  have  we  seen  our  children 
leave  for  the  hell  of  the  fighting  line,  their  heads  erect,  their 
hearts  full  of  a  virile  joy,  for  they  knew  that  they  were  de- 
fending their  fatherland.  All  of  them,  they  kept  their  eyes 
fixed  on  the  flag,  on  the  flag  which  is  the  symbol  of  liberty 
and  justice. 

And,  just  as  we  were  able  to  preserve  the  flag  from  any 
stain,  just  as  our  children  would  rather  die  where  they  stood 
than  permit  that  sacred  flag  to  fall  to  the  ground,  just  as  we 
realized  that  it  was  the  soul  of  the  fatherland  that  was  being 
carried  forward  in  the  folds  of  the  tricolor  flag,  in  the  same 
way  —  because  all  people  are  one  in  that  —  it  is  the  soul  of 
the  American  fatherland  which  shines  radiant  through  the 
stars  of  the  American  flag,  and  Mr.  Mayor  was  right  when  he 
said  that  already  it  is  bringing  us  the  promise  of  final  victory. 
To-morrow  that  flag  will  be  waved  on  the  battle  fields. 

To-morrow  it  also  will  know  the  glory  of  conflict.  Oh,  it 
was  never  meant  to  sleep  in  peace  in  a  hall,  to  be  placed  over 
a  monument  and  to  feel  only  the  gentle  breath  of  a  pacific 
mind.  Because  it  was  the  symbol  of  a  free  fatherland,  it  was 
meant  to  face  the  risks  of  the  battle  fields,  and  to  return  in 
glory,  so  that  you  may  keep  it  in  a  temple  high  enough 
and  sacred  enough  to  pay  back  the  homage  which  is  due 
to  it. 


THE  AMERICAN  FLAG  135 

A*u  revoir,  then,  soldiers  of  the  Fifth  Regiment,  sons  of  the 
American  fatherland,  you  who  to-morrow,  clothed  in  warlike 
uniform,  will  bring  on  the  battle  field  all  the  courage  which 
you  have  shown  for  140  years.  Au  revoir,  soldiers  of  the 
American  fatherland.  Perhaps  you  will  meet  over  there, 
across  the  Atlantic  Ocean,  the  sons  of  the  French  fatherland, 
the  sons  of  the  Allies.  All  together  you  will  march  to  the  fight. 
And  why  will  you  march  to  the  fight?  Is  it  in  order  to  rend 
others,  is  it  to  conquer  territory,  is  it  to  wrench  away  robber 
hands,  a  province  or  a  city?  No,  no.  It  is  not  thus  we  wage 
war;  we  wage  war  for  justice,  for  universal  democracy,  for 
right,  that  autocracy  may  perish,  that  at  last  free  men  may 
draw  free  breath  in  the  full  enjoyment  of  peace  and  in  the 
pursuit  of  their  labors. 


AMERICA  OFFERS  HER  TROOPS 

JOHN  J.  PERSHING 

[General  John  Joseph  Pershing  (1860-  )  was  educated  at  West 
Point  and  has  spent  his  life  as  an  officer  in  the  United  States  Army.  He 
served  in  various  Indian  campaigns,  in  the  Spanish-American  War,  and 
during  the  insurrection  in  the  Philippines.  In  1916  he  commanded  the 
expedition  into  Mexico  against  Villa,  and  was  sent  to  France  as  head  of 
the  American  Expeditionary  Force  in  May,  1917.  The  following  offer 
was  made  at  the  height  of  the  German  offensive  which  began  in  March, 
1918,  and  marked  the  fusion  of  all  the  Allied  armies  into  one  command 
under  the  Supreme  War  Council  and  General  Foch.] 

PARIS,  March  30,  1918.  —  General  Pershing  visited  General 
Foch,  the  new  supreme  commander  of  the  allied  forces,  yester- 
day and  placed  all  the  men  and  resources  of  the  United  States 
at  his  disposal  in  the  following  words : 

I  come  to  say  to  you  that  the  American  people  would  hold  it  a 
great  honor  for  our  troops  were  they  engaged  in  the  present  battle. 
I  ask  it  of  you,  in  my  name  and  in  that  of  the  American  people. 

There  is  at  this  moment  no  other  question  than  that  of  fighting. 
Infantry,  artillery,  aviation  —  all  that  we  have  are  yours  to  dispose 
of  them  as  you  will.  Others  are  coming  which  are  as  numerous 
as  will  be  necessary.  I  have  come  to  say  to  you  that  the  American 
people  would  be  proud  to  be  engaged  in  the  greatest  battle  in 
history. 


136 


THE  DECISION  TO  MAKE  WAR1 

FRIEDRICH  VON  BERNHARDI 

[General  Friedrich  von  Bernhardi  began  to  publish  military  books  in 
1889,  when  his  "Cavalry  in  the  Next  War"  appeared.  In  1896  he  pub- 
lished his  most  famous  book, "  Germany  and  the  Next  War,"  which  went 
through  several  editions  in  the  original  and  was  translated  into  English 
in  1911,  in  which  year  it  had  been  revised  by  the  author.  The  ideas  which 
Bernhardi  presents  are  largely  taken  from  Treitschke,  but  the  vigor  and 
frankness  of  the  disciple  is  even  greater  than  that  of  the  master.  The 
present  selection  is  part  of  Chapter  II,  entitled  "The  Duty  to  Make  War," 
and  in  the  light  of  subsequent  events  in  Germany  when  war  was  actually 
determined  upon  displays  the  mental  processes  of  the  ruling  class  and  the 
military  leaders.] 

Prince  Bismarck  repeatedly  declared  before  the  German 
Reichstag  that  no  one  should  ever  take  upon  himself  the 
immense  responsibility  of  intentionally  bringing  about  a  war. 
It  could  not,  he  said,  be  foreseen  what  unexpected  events 
might  occur,  which  altered  the  whole  situation,  and  made  a 
war,  with  its  attendant  dangers  and  horrors,  superfluous.  In 
his  "Thoughts  and  Reminiscences"  he  expresses  himself  to 
this  effect :  "Even  victorious  wars  can  only  be  justified  when 
they  are  forced  upon  a  nation,  and  we  cannot  see  the  cards 
held  by  Providence  so  closely  as  to  anticipate  the  historical 
development  by  personal  calculation."  2 

We  need  not  discuss  whether  Prince  Bismarck  wished  this 
dictum  to  be  regarded  as  a  universally  applicable  principle, 
or  whether  he  uttered  it  as  a  supplementary  explanation  of 
the  peace  policy  which  he  carried  out  for  so  long.  It  is 

1  From  "Germany  and  the   Next  War,"  translated  by  Allen  H.  Powles. 
Authorized  American  Edition.   Copyright,   Longmans,  Green  &  Co.    Reprinted 
by  permission. 

2  "Gedanken  und  Erinnerungen,"  vol.  ii.,  p.  93.     [Author's  note.] 

137 


138       THE  SPIRIT  OF  THE  WARRING  NATIONS 

difficult  to  gauge  its  true  import.  The  notion  of  forcing  a  war 
upon  a  nation  bears  various  interpretations.  We  must  not 
think  merely  of  external  foes  who  compel  us  to  fight.  A  war 
may  seem  to  be  forced  upon  a  statesman  by  the  state  of 
home  affairs,  or  by  the  pressure  of  the  whole  political  situation. 

Prince  Bismarck  did  not,  however,  always  act  according  to 
the  strict  letter  of  that  speech ;  it  is  his  special  claim  to  great- 
ness that  at  the  decisive  moment  he  did  not  lack  the  boldness 
to  begin  a  war  on  his  own  initiative.  The  thought  which  he 
expresses  in  his  later  utterances  cannot,  in  my  opinion,  be 
shown  to  be  a  universally  applicable  principle  of  political 
conduct.  If  we  wish  to  regard  it  as  such,  we  shall  not  only 
run  counter  to  the  ideas  of  our  greatest  German  Prince,  but 
we  exclude  from  politics  that  independence  of  action  which 
is  the  true  motive  force. 

The  greatness  of  true  statesmanship  consists  in  a  knowledge 
of  the  natural  trend  of  affairs,  and  in  a  just  appreciation  of  the 
value  of  the  controlling  forces,  which  it  uses  and  guides  in  its 
own  interest.  It  does  not  shrink  from  the  conflicts,  which 
under  the  given  conditions  are  unavoidable,  but  decides 
them  resolutely  by  war  when  a  favorable  position  affords 
prospect  of  a  successful  issue.  In  this  way  statescraft  be- 
comes the  tool  of  Providence,  which  employs  the  human  will 
to  attain  its  ends.  "Men  make  history,"1  as  Bismarck's 
actions  clearly  show. 


It  may  be,  then,  assumed  as  obvious  that  the  great  practical 
politician  Bismarck  did  not  wish  that  his  words  on  the  political 
application  of  war  should  be  interpreted  in  the  sense  which 
has  nowadays  so  frequently  been  attributed  to  them,  in  order 
to  lend  the  authority  of  the  great  man  to  a  weak  cause.  Only 
those  conditions  which  can  be  ascertained  and  estimated 
should  determine  political  action. 

1  Treitschke,  "Deutsche  Geschichte,"  i,  p.  28.    [Author's  note.] 


THE  DECISION  TO  MAKE  WAR  139 

For  the  moral  justification  of  the  political  decision  we  must 
not  look  to  its  possible  consequences,  but  to  its  aim  and  its 
motives,  to  the  conditions  assumed  by  the  agent,  and  to  the 
trustworthiness,  honor,  and  sincerity  of  the  considerations 
which  led  to  action.  Its  practical  value  is  determined  by  an 
accurate  grasp  of  the  whole  situation,  by  a  correct  estimate 
of  the  resources  of  the  two  parties,  by  a  clear  anticipation  of 
the  probable  results  —  in  short,  by  statesmanlike  insight  and 
promptness  of  decision. 

If  the  statesman  acts  in  this  spirit,  he  will  have  an  acknowl- 
edged right,  under  certain  circumstances,  to  begin  a  war, 
regarded  as  necessary,  at  the  most  favorable  moment,  and  to 
secure  for  his  country  the  proud  privilege  of  such  initiative. 
If  a  war,  on  which  a  Minister  cannot  willingly  decide,  is  bound 
to  be  fought  later  under  possibly  far  more  unfavorable  con- 
ditions, a  heavy  responsibility  for  the  greater  sacrifices  that 
must  then  be  made  will  rest  on  those  whose  strength  and 
courage  for  decisive  political  action  failed  at  the  favorable 
moment. 


The  man  whose  high  and  responsible  lot  is  to  steer  the  for- 
tunes of  a  great  State  must  be  able  to  disregard  the  verdict 
of  his  contemporaries;  but  he  must  be  all  the  clearer  as  to 
the  motives  of  his  own  policy,  and  keep  before  his  eyes,  with 
the  full  weight  of  the  categorical  imperative,  the  teaching  of 
Kant:  "Act  so  that  the  maxim  of  thy  will  can  at  the  same 
time  hold  good  as  a  principle  of  universal  legislation."  * 

He  must  have  a  clear  conception  of  the  nature  and  purpose 
of  the  State,  and  grasp  this  from  the  highest  moral  standpoint. 
He  can  in  no  other  way  settle  the  rules  of  his  policy  and  recog- 
nize clearly  the  laws  of  political  morality. 

He  must  also  form  a  clear  conception  of  the  special  duties 
to  be  fulfilled  by  the  nation,  the  guidance  of  whose  fortunes 
rests  in  his  hands.  He  must  clearly  and  definitely  formulate 

1  Kant,  "Kritik  der  praktischen  Vernunft,"  p.  30.   [Author's  note.] 


140       THE  SPIRIT  OF  THE  WARRING  NATIONS 

these  duties  as  the  fixed  goal  of  statesmanship.  When  he  is 
absolutely  clear  upon  this  point,  he  can  judge  in  each  particular 
case  what  corresponds  to  the  true  interests  of  the  State ;  then 
only  can  he  act  systematically  in  the  definite  prospect  of 
smoothing  the  paths  of  politics,  and  securing  favorable  condi- 
tions for  the  inevitable  conflicts;  then  only,  when  the  hour 
for  combat  strikes  and  the  decision  to  fight  faces  him,  can 
he  rise  with  a  free  spirit  and  a  calm  breast  to  that  standpoint 
which  Luther  once  described  in  blunt,  bold  language:  "It 
is  very  true  that  men  write  and  say  often  what  a  curse  war 
is.  But  they  ought  to  consider  how  much  greater  is  that  curse 
which  is  averted  by  war.  Briefly,  in  the  business  of  war  men 
must  not  regard  the  massacres,  the  burnings,  the  battles,  and 
the  marches,  etc.  —  that  is  what  the  petty  and  simple  do 
who  only  look  with  the  eyes  of  children  at  the  surgeon,  how 
he  cuts  off  the  hand  or  saws  off  the  leg,  but  do  not  see  or 
notice  that  he  does  it  in  order  to  save  the  whole  body.  Thus 
we  must  look  at  the  business  of  war  or  the  sword  with  the 
eyes  of  men,  asking,  Why  these  murders  and  horrors  ?  It  will 
be  shown  that  it  is  a  business,  divine  in  itself,  and  as  needful 
and  necessary  to  the  world  as  eating  or  drinking,  or  any  other 
work."  i 

Thus  in  order  to  decide  what  paths  German  policy  must 
take  in  order  to  further  the  interests  of  the  German  people, 
and  what  possibilities  of  war  are  involved,  we  must  first  try 
to  estimate  the  problems  of  State  and  of  civilization  which 
are  to  be  solved,  and  discover  what  political  purposes  corre- 
spond to  these  problems. 

1  Luther,  "Whether  soldiers  can  be  in  a  state  of  salvation."    [Author's  note.] 


IV 


THE  ESSENTIALS   OF  THE  AMERICAN 
CONSTITUTION  l 

ELIHU  ROOT 

[For  a  sketch  of  Elihu  Root  see  page  12.  The  analysis  selected  is 
part  of  two  articles  which  appeared  in  the  North  American  Review  for 
July  and  August,  1913.  They  were  originally  delivered  at  Princeton  in 
1913,  and  were  intended  as  a  discussion  of  the  initiative,  referendum, 
and  recall.] 


The  Constitution  of  the  United  States  deals  in  the  main 
with  essentials.  There  are  some  non-essential  directions,  such 
as  those  relating  to  the  methods  of  election  and  of  legislation, 
but  in  the  main  it  sets  forth  the  foundations  of  government  in 
clear,  simple,  concise  terms.  It  is  for  this  reason  that  it  has 
stood  the  test  of  more  than  a  century  with  but  slight  amend- 
ment, while  the  modern  state  constitutions,  into  which  a 
multitude  of  ordinary  statutory  provisions  are  crowded,  have 
to  be  changed  from  year  to  year.  The  peculiar  and  essen- 
tial qualities  of  the  Government  established  by  the  Constitu- 
tion are : 

First.   It  is  representative. 

Second.  It  recognizes  the  liberty  of  the  individual  citizen 
as  distinguished  from  the  total  mass  of  citizens,  and  it  pro- 
tects that  liberty  by  specific  limitations  upon  the  power  of 
government. 

Third.  It  distributes  the  legislative,  executive,  and  judicial 
powers,  which  make  up  the  sum  total  of  all  government,  into 
three  separate  departments,  and  specifically  limits  the  powers 
of  the  officers  in  each  department. 

1  From  "Experiments  in  Government  and  Essentials  of  the  Constitution." 
Copyright,  1913,  by  the  Princeton  University  Press.  Reprinted  by  permission. 

143 


144  IDEALS  OF  GOVERNMENT 

Fourth.  It  superimposes  upon  a  federation  of  state  govern- 
ments a  National  Government  with  sovereignty  acting  directly 
not  merely  upon  the  states,  but  upon  the  citizens  of  each  state, 
within  a  line  of  limitation  drawn  between  the  powers  of  the 
National  Government  and  the  powers  of  the  state  govern- 
ments. 

Fifth.  It  makes  observance  of  its  limitations  requisite  to 
the  validity  of  laws,  whether  passed  by  the  Nation  or  by  the 
states,  to  be  judged  by  the  courts  of  law  in  each  concrete  case 
as  it  arises. 

Every  one  of  these  five  characteristics  of  the  Government 
established  by  the  Constitution  was  a  distinct  advance  be- 
yond the  ancient  attempts  at  popular  government,  and  the 
elimination  of  any  one  of  them  would  be  a  retrograde  move- 
ment and  a  reversion  to  a  former  and  discarded  type  of 
government.  In  each  case  it  would  be  the  abandonment 
of  a  distinctive  feature  of  government  which  has  succeeded, 
in  order  to  go  back  and  try  again  the  methods  of  govern- 
ment which  have  failed.  Of  course,  we  ought  not  to  take 
such  a  backward  step  except  under  the  pressure  of  inevitable 
necessity. 

The  first  two  of  the  characteristics  which  I  have  enumerated, 
those  which  embrace  the  conception  of  representative  govern- 
ment and  the  conception  of  individual  liberty,  were  the  prod- 
ucts of  the  long  process  of  development  of  freedom  in  England 
and  America.  They  were  not  invented  by  the  makers  of  the 
Constitution.  They  have  been  called  inventions  of  the  Anglo- 
Saxon  race.  They  are  the  chief  contributions  of  that  race  to 
the  political  development  of  civilization. 

The  expedient  of  representation  first  found  its  beginning  in 
the  Saxon  witenagemot.  It  was  lost  in  the  Norman  Conquest. 
It  was  restored  step  by  step,  through  the  centuries  in  which 
Parliament  established  its  power  as  an  institution  through  the 
granting  or  withholding  of  aids  and  taxes  for  the  King's  use. 
It  was  brought  to  America  by  the  English  colonists.  It  was 
the  practice  of  the  colonies  which  formed  the  Federal  Union. 


145 

It  entered  into  the  Constitution  as  a  matter  of  course,  because 
it  was  the  method  by  which  modern  liberty  had  been  steadily 
growing  stronger  and  broader  for  six  centuries  as  opposed  to 
the  direct  unrepresentative  method  of  government  in  which 
the  Greek  and  Roman  and  Italian  Republics  had  failed. 
This  representative  system  has  in  its  turn  impressed  itself 
upon  the  nations  which  derived  their  political  ideas  from 
Rome  and  has  afforded  the  method  through  which  popular 
liberty  has  been  winning  forward  in  its  struggle  against  royal 
and  aristocratic  power  and  privilege  the  world  over.  Blunt- 
schli,  the  great  Heidelberg  publicist  of  the  last  century,  says  : 

Representative  government  and  self-government  are  the  great 
works  of  the  English  and  American  peoples.  The  English  have  pro- 
duced representative  monarchy  with  parliamentary  legislation  and 
parliamentary  government.  The  Americans  have  produced  the 
representative  republic.  We  Europeans  upon  the  Continent  recog- 
nize in  our  turn  that  in  representative  government  alone  lies  the 
hoped-for  union  between  civil  order  and  popular  liberty. 


In  the  first  of  these  lectures  I  specified  certain  essential 
characteristics  of  our  system  of  government,  and  discussed 
the  preservation  of  the  first  —  its  representative  character. 
The  four  other  characteristics  specified  have  one  feature  in 
common.  They  all  aim  to  preserve  rights  by  limiting  power. 

Of  these  the  most  fundamental  is  the  preservation  in  our 
Constitution  of  the  Anglo-Saxon  idea  of  individual  liberty. 
The  Republics  of  Greece  and  Rome  had  no  such  conception. 
All  political  ideas  necessarily  concern  man  as  a  social  animal, 
as  a  member  of  society  —  a  member  of  the  state.  The  ancient 
republics,  however,  put  the  state  first  and  regarded  the  individ- 
ual only  as  a  member  of  the  state.  They  had  in  view  the 
public  rights  of  the  state  in  which  all  its  members  shared,  and 
the  rights  of  the  members  as  parts  of  the  whole,  but  they  did 
not  think  of  individuals  as  having  rights  independent  of  the 
state,  or  against  the  state.  They  never  escaped  from  the 


I46  IDEALS  OF  GOVERNMENT 

attitude  toward  public  and  individual  civil  rights  which  was 
dictated  by  the  original  and  ever-present  necessity  of  military 
organization  and  defense. 

The  Anglo-Saxon  idea,  on  the  other  hand,  looked  first  to  the 
individual.  In  the  early  days  of  English  history,  without 
theorizing  much  upon  the  subject,  the  Anglo-Saxons  began 
to  work  out  their  political  institutions  along  the  line  expressed 
in  our  Declaration  of  Independence,  that  the  individual 
citizen  has  certain  inalienable  rights  —  the  right  to  life,  to 
liberty,  to  the  pursuit  of  happiness,  and  that  government  is 
not  the  source  of  these  rights,  but  is  the  instrument  for  the 
preservation  and  promotion  of  them.  So  when  a  century  and 
a  half  after  the  Conquest  the  barons  of  England  set  themselves 
to  limit  the  power  of  the  Crown  they  did  not  demand  a  grant 
of  rights.  They  asserted  the  rights  of  individual  freedom  and 
demanded  observance  of  them,  and  they  laid  the  corner  stone 
of  our  system  of  government  in  this  solemn  pledge  of  the 
Great  Charter: 

No  freeman  shall  be  taken,  or  imprisoned,  or  be  disseized  of  his 
free  hold,  or  his  liberties,  or  his  free  customs,  or  be  outlawed,  or 
exiled,  or  otherwise  destroyed,  but  by  the  lawful  judgment  of  his 
peers,  or  by  the  law  of  the  land. 

Again  and  again  in  the  repeated  confirmations  of  the  Great 
Charter,  in  the  Petition  of  Rights,  in  the  habeas  corpus  act, 
in  the  Bill  of  Rights,  in  the  Massachusetts  body  of  liberties, 
in  the  Virginia  Bill  of  Rights,  and,  finally,  in  the  immortal 
Declaration  of  1776  —  in  all  the  great  utterances  of  striving 
for  broader  freedom  which  have  marked  the  development  of 
modern  liberty,  sounds  the  same  dominant  note  of  insistence 
upon  the  inalienable  right  of  individual  manhood  under  gov- 
ernment, but  independent  of  government,  and,  if  need  be, 
against  government,  to  life  and  liberty. 

It  is  impossible  to  overestimate  the  importance  of  the  conse- 
quences which  followed  from  these  two  distinct  and  opposed 
theories  of  government.  The  one  gave  us  the  dominion,  but 


ESSENTIALS  OF  AMERICAN  CONSTITUTION     147 

also  the  decline  and  fall  of  Rome.  It  followed  the  French 
declaration  of  the  rights  of  man,  with  the  negation  of  those 
rights  in  the  oppression  of  the  Reign  of  Terror,  the  despotism 
of  Napoleon,  the  popular  submission  to  the  second  empire, 
and  the  subservience  of  the  individual  citizen  to  official 
superiority  which  still  prevails  so  widely  on  the  Continent  of 
Europe.  The  tremendous  potency  of  the  other  subdued  the 
victorious  Normans  to  the  conquered  Saxon's  conception  of 
justice,  rejected  the  claims  of  divine  right  by  the  Stuarts, 
established  capacity  for  self-government  upon  the  inde- 
pendence of  individual  character  that  knows  no  superior 
but  the  law,  and  supplied  the  amazing  formative  power 
which  has  molded,  according  to  the  course  and  practice  of 
the  common  law,  the  thought  and  custom  of  the  hundred 
millions  of  men  drawn  from  all  lands  and  all  races  who  in- 
habit this  continent  north  of  the  Rio  Grande. 

The  mere  declaration  of  a  principle,  however,  is  of  little  avail 
unless  it  be  supported  by  practical  and  specific  rules  of  conduct 
through  which  the  principle  shall  receive  effect.  So  Magna 
Charta  imposed  specific  limitations  upon  royal  authority  to 
the  end  that  individual  liberty  might  be  preserved,  and  so  to 
the  same  end  our  Declaration  of  Independence  was  followed 
by  those  great  rules  of  right  conduct  which  we  call  the  limi- 
tations of  the  Constitution.  Magna  Charta  imposed  its  limi- 
tations upon  the  kings  of  England  and  all  their  officers  and 
agents.  Our  Constitution  imposed  its  limitations  upon  the 
sovereign  people  and  all  their  officers  and  agents,  excluding  all 
the  agencies  of  popular  government  from  authority  to  do  the 
particular  things  which  would  destroy  or  impair  the  declared 
inalienable  right  of  the  individual. 

Thus  the  Constitution  provides :  No  law  shall  be  made  by 
Congress  prohibiting  the  free  exercise  of  religion,  or  abridging 
the  freedom  of  speech  or  of  the  press.  The  right  of  the  people 
to  keep  and  bear  arms  shall  not  be  infringed.  The  right  of 
the  people  to  be  secure  in  their  persons,  houses,  papers,  and 
effects,  against  unreasonable  searches  and  seizures,  shall  not 


148  IDEALS  OF  GOVERNMENT 

be  violated.  No  person  shall  be  subject  for  the  same  offense 
to  be  twice  put  in  jeopardy  of  life  or  limb ;  nor  be  compelled, 
in  any  criminal  case,  to  be  a  witness  against  himself ;  nor  be 
deprived  of  life,  liberty,  or  property  without  due  process  of 
law ;  nor  shall  private  property  be  taken  for  public  use  with- 
out just  compensation.  In  all  criminal  prosecutions,  the  ac- 
cused shall  enjoy  the  right  to  a  speedy  and  public  trial,  by 
an  impartial  jury  of  the  state  and  district  wherein  the  crime 
shall  have  been  committed ;  and  to  be  informed  of  the  nature 
and  cause  of  the  accusation,  to  be  confronted  with  the  witnesses 
against  him,  to  have  compulsory  process  for  obtaining  wit- 
nesses in  his  favor,  and  to  have  the  assistance  of  counsel  for 
his  defense.  Excessive  bail  shall  not  be  required,  nor  excessive 
fines  imposed,  nor  cruel  and  unusual  punishment  inflicted. 
The  privilege  of  the  writ  of  habeas  corpus  shall  not  be  sus- 
pended, except  in  case  of  rebellion  or  invasion.  No  bill  of 
attainder  or  ex  post  facto  law  shall  be  passed.  And  by  the 
fourteenth  amendment,  no  state  shall  deprive  any  person  of 
life,  liberty,  or  property  without  due  process  of  law ;  nor  deny 
to  any  person  within  its  jurisdiction  the  equal  protection  of 
the  law. 

We  have  lived  so  long  under  the  protection  of  these  rules 
that  most  of  us  have  forgotten  their  importance.  They  have 
been  unquestioned  in  America  so  long  that  most  of  us  have 
forgotten  the  reasons  for  them.  But  if  we  lose  them  we  shall 
learn  the  reasons  by  hard  experience.  And  we  are  in  some 
danger  of  losing  them,  not  all  at  once,  but  gradually,  by  in- 
difference. 

As  Professor  Sohm  says :  "The  greatest  and  most  far-reach- 
ing revolutions  in  history  are  not  consciously  observed  at  the 
time  of  their  occurrence." 

Every  one  of  these  provisions  has  a  history.  Every  one  stops 
a  way  through  which  the  overwhehning  power  of  government 
has  oppressed  the  weak  individual  citizen,  and  may  do  so 
again  if  the  way  be  opened.  Such  provisions  as  these  are  not 
mere  commands.  They  withhold  power.  The  instant  any 


ESSENTIALS  OF  AMERICAN  CONSTITUTION     149 

officer,  of  whatever  kind  or  grade,  transgresses  them  he  ceases 
to  act  as  an  officer.  The  power  of  sovereignty  no  longer  sup- 
ports him.  The  majesty  of  the  law  no  longer  gives  him  au- 
thority. The  shield  of  the  law  no  longer  protects  him.  He 
becomes  a  trespasser,  a  despoiler,  a  lawbreaker,  and  all  the 
machinery  of  the  law  may  be  set  in  motion  for  his  restraint 
or  punishment.  It  is  true  that  the  people  who  have  made 
these  rules  may  repeal  them.  As  restraints  upon  the  people 
themselves  they  are  but  self-denying  ordinances  which  the 
people  may  revoke,  but  the  supreme  test  of  capacity  for 
popular  self-government  is  the  possession  of  that  power  of 
self-restraint  through  which  a  people  can  subject  its  own 
conduct  to  the  control  of  declared  principles  of  action. 

These  rules  of  constitutional  limitation  differ  from  ordinary 
statutes  in  this,  that  these  rules  are  made  impersonally,  ab- 
stractly, dispassionately,  impartially,  as  the  people's  expres- 
sion of  what  they  believe  to  be  right  and  necessary  for  the 
preservation  of  their  idea  of  liberty  and  justice.  The  process 
of  amendment  is  so  guarded  by  the  Constitution  itself  as  to 
require  a  lapse  of  time  and  opportunity  for  deliberation  and 
consideration  and  the  passing  away  of  disturbing  influences 
which  may  be  caused  by  special  exigencies  or  excitements 
before  any  change  can  be  made.  On  the  contrary,  ordinary 
acts  of  legislation  are  subject  to  the  considerations  of  expedi- 
ency for  the  attainment  of  the  particular  objects  of  the  mo- 
ment, to  selfish  interests,  momentary  impulses,  passions, 
prejudices,  temptations.  If  there  be  no  general  rules  which 
control  particular  action,  general  principles  are  obscured  or 
set  aside  by  the  desires  and  impulses  of  the  occasion.  Our 
knowledge  of  the  weakness  of  human  nature  and  countless 
illustrations  from  the  history  of  legislation  in  our  own 
country  point  equally  to  the  conclusion  that  if  govern- 
mental authority  is  to  be  controlled  by  rules  of  action,  it 
cannot  be  relied  upon  to  impose  those  rules  upon  itself  at 
the  time  of  action,  but  must  have  them  prescribed  for  it 
beforehand. 


150  IDEALS  OF  GOVERNMENT 

The  second  class  of  limitations  upon  official  power  provided 
in  our  Constitution  prescribe  and  maintain  the  distribution 
of  power  to  the  different  departments  of  government  and  the 
limitations  upon  the  officers  invested  with  authority  in  each 
department.  This  distribution  follows  the  natural  and  logical 
lines  of  the  distinction  between  the  different  kinds  of  power  - 
legislative,  executive,  and  judicial.  But  the  precise  allotment 
of  power  and  lines  of  distinction  are  not  so  important  as  it  is 
that  there  shall  be  distribution,  and  that  each  officer  shall  be 
limited  in  accordance  with  that  distribution,  for  without  such 
limitations  there  can  be  no  security  for  liberty.  If  whatever 
great  officer  of  state  happens  to  be  the  most  forceful,  skillful, 
and  ambitious  is  permitted  to  overrun  and  absorb  to  himself 
the  powers  of  all  other  officers  and  to  control  their  action, 
there  ensues  that  concentration  of  power  which  destroys  the 
working  of  free  institutions,  enables  the  holder  to  continue 
himself  in  power,  and  leaves  no  opportunity  to  the  people  for 
a  change  except  through  a  revolution.  Numerous  instances 
of  this  very  process  are  furnished  by  the  history  of  some  of 
the  Spanish- American  Republics.  It  is  of  little  consequence 
that  the  officer  who  usurps  the  power  of  others  may  design 
only  to  advance  the  public  interest  and  to  govern  well.  The 
system  which  permits  an  honest  and  well-meaning  man  to 
do  this  will  afford  equal  opportunity  for  selfish  ambition  to 
usurp  power  in  its  own  interest.  Unlimited  official  power  con- 
centrated in  one  person  is  despotism,  and  it  is  only  by  carefully 
observed  and  jealously  maintained  limitations  upon  the  power 
of  every  public  officer  that  the  workings  of  free  institutions 
can  be  continued. 

The  rigid  limitation  of  official  power  is  necessary  not  only  to 
prevent  the  deprivation  of  substantial  rights  by  acts  of  oppres- 
sion, but  to  maintain  that  equality  of  political  condition  which 
is  so  important  for  the  independence  of  individual  character 
among  the  people  of  the  country.  •  When  an  officer  has  au- 
thority over  us  only  to  enforce  certain  specific  laws  at  par- 
ticular times  and  places,  and  has  no  authority  regarding 


ESSENTIALS  OF  AMERICAN  CONSTITUTION     151 

anything  else,  we  pay  deference  to  the  law  which  he  represents, 
but  the  personal  relation  is  one  of  equality.  Give  to  that 
officer,  however,  unlimited  power,  or  power  which  we  do  not 
know  to  be  limited,  and  the  relation  at  once  becomes  that  of 
an  inferior  to  a  superior.  The  inevitable  result  of  such  a  rela- 
tion long  continued  is  to  deprive  the  people  of  the  country  of 
the  individual  habit  of  independence.  This  may  be  observed 
in  many  of  the  countries  of  Continental  Europe,  where  official 
persons  are  treated  with  the  kind  of  deference,  and  exercise 
the  kind  of  authority,  which  are  appropriate  only  to  the  rela- 
tions between  superior  and  inferior. 

So  the  Massachusetts  constitution  of  1780,  after  limiting 
the  powers  of  each  department  to  its  own  field,  declares  that 
this  is  done  "to  the  end  it  may  be  a  government  of  laws  and 
not  of  men." 

The  third  class  of  limitations  I  have  mentioned  are  those 
made  necessary  by  the  novel  system  which  I  have  described 
as  superimposing  upon  a  federation  of  state  governments  a 
national  government  acting  directly  upon  the  individual 
citizens  of  the  states.  This  expedient  was  wholly  unknown 
before  the  adoption  of  our  Constitution.  All  the  confedera- 
tions which  had  been  attempted  before  that  time  were  simply 
leagues  of  states,  and  whatever  central  authority  there  was 
derived  its  authority  from  and  had  its  relations  with  the 
states  as  separate  bodies  politic.  This  was  so  of  the  old  Con- 
federation. Each  citizen  owed  his  allegiance  to  his  own  state 
and  each  state  had  its  obligations  to  the  Confederation.  Under 
our  constitutional  system,  in  every  part  of  the  territory  of 
every  state  there  are  two  sovereigns,  and  every  citizen  owes 
allegiance  to  both  sovereigns  —  to  his  state  and  to  his  nation. 
In  regard  to  some  matters,  which  may  generally  be  described 
as  local,  the  state  is  supreme.  In  regard  to  other  matters, 
which  may  generally  be  described  as  national,  the  nation  is 
supreme.  It  is  plain  that  to  maintain  the  line  between  these 
two  sovereignties  operating  in  the  same  territory  and  upon 
the  same  citizens  is  a  matter  of  no  little  difficulty  and  delicacy. 


152  IDEALS  OF  GOVERNMENT 

Nothing  has  involved  more  constant  discussion  in  our  political 
history  than  questions  of  conflict  between  these  two  powers, 
and  we  fought  the  great  Civil  War  to  determine  the  question 
whether  in  case  of  conflict  the  allegiance  to  the  state  or  the 
allegiance  to  the  nation  was  of  superior  obligation.  We  should 
observe  that  the  Civil  War  arose  because  the  Constitution  did 
not  draw  a  clear  line  between  the  national  and  state  powers 
regarding  slavery.  It  is  of  very  great  importance  that  both  of 
these  authorities,  state  and  national,  shall  be  preserved  to- 
gether and  that  the  limitations  which  keep  each  within  its 
proper  province  shall  be  maintained.  If  the  power  of  the 
states  were  to  override  the  power  of  the  nation,  we  should 
ultimately  cease  to  have  a  nation  and  become  only  a  body  of 
really  separate,  although  confederated,  state  sovereignties 
continually  forced  apart  by  diverse  interests  and  ultimately 
quarreling  with  one  another  and  separating  altogether.  On 
the  other  hand,  if  the  power  of  the  nation  were  to  override 
that  of  the  states  and  usurp  their  functions,  we  should  have 
this  vast  country,  with  its  great  population,  inhabiting  widely 
separated  regions,  differing  in  climate,  in  production,  in  in- 
dustrial and  social  interests  and  ideas,  governed  in  all  its  local 
affairs  by  one  all-powerful  central  government  at  Washington, 
imposing  upon  the  home  life  and  behavior  of  each  community 
the  opinions  and  ideas  of  propriety  of  distant  majorities.  Not 
only  would  this  be  intolerable  and  alien  to  the  idea  of  free 
self-government,  but  it  would  be  beyond  the  power  of  a  central 
government  to  do  directly.  Decentralization  would  be  made 
necessary  by  the  mass  of  government  business  to  be  trans- 
acted, and  so  our  separate  localities  would  come  to  be  gov- 
erned by  delegated  authority  —  by  proconsuls  authorized 
from  Washington  to  execute  the  will  of  the  great  majority 
of  the  whole  people.  No  one  can  doubt  that  this  also  would 
lead  by 'its  different  route  to  the  separation  of  our  Union. 
Preservation  of  our  dual  system  of  government,  carefully 
restrained  in  each  of  its  parts  by  the  limitations  of  the 
Constitution,  has  made  possible  our  growth  in  local 


ESSENTIALS  OF  AMERICAN  CONSTITUTION     153 

self-government  and  national  power  in  the  past,  and,  so  far 
as  we  can  see,  it  is  essential  to  the  continuance  of  that 
government  in  the  future. 

All  of  these  three  classes  of  constitutional  limitations  are 
therefore  necessary  to  the  perpetuity  of  our  Government.  I 
do  not  wish  to  be  understood  as  saying  that  every  single 
limitation  is  essential.  There  are  some  limitations  that  might 
be  changed  and  something  different  substituted;  but  the 
system  of  limitation  must  be  continued  if  our  governmental 
system  is  to  continue  —  if  we  are  not  to  lose  the  fundamental 
principles  of  government  upon  which  our  Union  is  maintained 
and  upon  which  our  race  has  won  the  liberty  secured  by  law 
for  which  it  has  stood  foremost  in  the  world. 

Lincoln  covered  this  subject  in  one  of  his  comprehensive 
statements  that  cannot  be  quoted  too  often.  He  said  in  his 
first  inaugural : 

A  majority  held  in  restraint  by  constitutional  checks  and  limi- 
tations and  always  changing  easily  with  deliberate  changes  of 
popular  opinion  and  sentiment  is  the  only  true  sovereign  of  a 
free  people.  Whoever  rejects  it  does  of  necessity  fly  to  anarchy  or 
despotism. 

Rules  of  limitation,  however,  are  useless  unless  they  are  en- 
forced. The  reason  for  restraining  rules  arises  from  a  tendency 
to  do  the  things  prohibited.  Otherwise  no  rule  would  be 
needed.  Against  all  practical  rules  of  limitation  —  all  rules 
limiting  official  conduct  —  there  is  a  constant  pressure  from 
one  side  or  the  other.  Honest  differences  of  opinion  as  to  the 
extent  of  power,  arising  from  different  points  of  view,  make 
this  inevitable,  to  say  nothing  of  those  weaknesses  and  faults 
of  human  nature  which  lead  men  to  press  the  exercise  of 
power  to  the  utmost  under  the  influence  of  ambition,  of  im- 
patience with  opposition  to  their  designs,  of  selfish  interest 
and  the  arrogance  of  office.  No  mere  paper  rules  will  restrain 
these  powerful  and  common  forces  of  human  nature.  The 
agency  by  which,  under  our  system  of  government,  observance 


154  IDEALS  OF  GOVERNMENT 

of  constitutional  limitation  is  enforced  is  the  judicial  power. 
The  Constitution  provides  that : 

This  Constitution,  and  the  laws  of  the  United  States  which  shall 
be  made  in  pursuance  thereof,  and  all  treaties  made  or  which  shall 
be  made  under  the  authority  of  the  United  States,  shall  be  the  su- 
preme law  of  the  land,  and  the  judges  in  every  state  shall  be  bound 
thereby,  anything  in  the  constitution  or  laws  of  any  state  to  the 
contrary  notwithstanding. 

Under  this  provision  an  enactment  by  Congress  not  made  in 
pursuance  of  the  Constitution  or  an  enactment  of  a  state  con- 
trary to  the  Constitution  is  not  a  law.  Such  an  enactment 
should  strictly  have  no  more  legal  effect  than  the  resolution 
of  any  private  debating  society.  The  Constitution  also  pro- 
vides that  the  judicial  power  of  the  United  States  shall  extend 
to  all  cases  in  law  and  equity  arising  under  the  Constitution 
and  laws  of  the  United  States.  Whenever,  therefore,  in  a  case 
before  a  Federal  court  rights  are  asserted  under  or  against 
some  law  which  is  claimed  to  violate  some  limitation  of  the 
Constitution,  the  court  is  obliged  to  say  whether  the  law  does 
violate  the  Constitution  or  not,  because  if  it  does  not  violate 
the  Constitution,  the  court  must  give  effect  to  it  as  law,  while 
if  it  does  violate  the  Constitution,  it  is  no  law  at  all  and  the 
court  is  not  at  liberty  to  give  effect  to  it.  The  courts  do  not 
render  decisions  like  imperial  rescripts  declaring  laws  valid 
or  invalid.  They  merely  render  judgment  on  the  rights  of  the 
litigants  in  particular  cases,  and  in  arriving  at  their  judgment 
they  refuse  to  give  effect  to  statutes  which  they  find  clearly 
not  to  be  made  in  pursuance  of  the  Constitution,  and  there- 
fore to  be  no  laws  at  all.  Their  judgments  are  technically 
binding  only  in  the  particular  case  decided ;  but  the  knowl- 
edge that  the  court  of  last  resort  has  reached  such  a  conclusion 
concerning  a  statute,  and  that  a  similar  conclusion  would  un- 
doubtedly be  reached  in  every  case  of  an  attempt  to  found 
rights  upon  the  same  statute,  leads  to  a  general  acceptance 
of  the  invalidity  of  the  statute. 


ESSENTIALS  OF  AMERICAN  CONSTITUTION     155 

There  is  only  one  alternative  to  having  the  courts  decide 
upon  the  validity  of  legislative  acts,  and  that  is  by  requiring 
the  courts  to  treat  the  opinion  of  the  legislature  upon  the 
validity  of  its  statutes,  evidenced  by  their  passage,  as  con- 
clusive. But  the  effect  of  this  would  be  that  the  legislature 
would  not  be  limited  at  all  except  by  its  own  will.  All  the 
provisions  designed  to  maintain  a  government  carried  on  by 
officers  of  limited  powers,  all  the  distinctions  between  what 
is  permitted  to  the  national  government  and  what  is  per- 
mitted to  the  state  governments,  all  the  safeguards  of  the 
life,  liberty,  and  property  of  the  citizen  against  arbitrary 
power  would  cease  to  bind  Congress,  and  on  the  same  theory 
they  would  cease  also  to  bind  the  legislatures  of  the  states. 
Instead  of  the  Constitution  being  superior  to  the  laws  the 
laws  would  be  superior  to  the  Constitution,  and  the  essential 
principles  of  our  Government  would  disappear.  More  than 
100  years  ago  Chief  Justice  Marshall,  in  the  great  case  of 
Marbury  v.  Madison,  set  forth  the  view  upon  which  our 
Government  has  ever  since  proceeded.  He  said : 

The  powers  of  the  legislature  are  defined  and  limited ;  and  that 
those  limits  may  not  be  mistaken  or  forgotten,  the  Constitution  is 
written.  To  what  purpose  are  powers  limited  and  to  what  purpose 
is  that  limit  committed  to  writing,  if  these  limits  may,  at  any  time, 
be  passed  by  those  intended  to  be  restrained?  The  distinction 
between  a  government  with  limited  and  unlimited  powers  is  abol- 
ished if  those  limits  do  not  confine  the  persons  on  whom  they  are 
imposed  and  if  acts  prohibited  and  acts  allowed  are  of  equal  obliga- 
tion. It  is  a  proposition  too  plain  to  be  contested  that  the  Consti- 
tution controls  any  legislative  ac  repugnant  to  it,  or  that  the  legis- 
lature may  alter  the  Constitution  by  an  ordinary  act. 

Between  these  alternatives  there  is  no  middle  ground.  The 
Constitution  is  either  a  superior  paramount  law,  unchangeable  by 
ordinary  means,  or  it  is  on  a  level  with  ordinary  legislative  acts 
and,  like  other  acts,  is  alterable  when  the  legislature  shall  please 
to  alter  it.  If  the  former  part  of  the  alternative  be  true,  then 
a  legislative  act  contrary  to  the  Constitution  is  not  law;  if  the 
latter  part  be  true,  then  written  constitutions  are  absurd  attempts 


156  IDEALS  OF  GOVERNMENT 

on  the  part  of  the  people  to  limit  a  power,  in  its  own  nature, 
illimitable. 

Certainly  all  those  who  have  framed  written  constitutions  con- 
template them  as  forming  the  fundamental  and  paramount  law  of 
the  nation,  and  consequently  the  theory  of  every  such  government 
must  be  that  an  act  of  the  legislature  repugnant  to  the  Constitu- 
tion is  void.  This  theory  is  essentially  attached  to  a  written  consti- 
tution and  is  consequently  to  be  considered  by  this  court  as  one  of 
the  fundamental  principles  of  our  society. 

And  of  the  same  opinion  was  Montesquieu,  who  gave  the 
high  authority  of  the  Esprit  des  Lois  to  the  declaration  that  — 

There  is  no  liberty  if  the  power  of  judging  be  not  separate  from 
the  legislative  and  executive  powers ;  were  it  joined  with  the  legis- 
lative the  life  and  liberty  of  the  subject  would  be  exposed  to  arbi- 
trary control. 

It  is  to  be  observed  that  the  wit  of  man  has  not  yet  devised 
any  better  way  of  reaching  a  just  conclusion  as  to  whether  a 
statute  does  or  does  not  conflict  with  a  constitutional  limita- 
tion upon  legislative  power  than  the  submission  of  the  ques- 
tion to  an  independent  and  impartial  court.  The  courts  are 
not  parties  to  the  transactions  upon  which  they  pass.  They 
are  withdrawn  by  the  conditions  of  their  office  from  partici- 
pation in  business  and  political  affairs  out  of  which  litigations 
arise.  Their  action  is  free  from  the  chief  dangers  which 
threaten  the  undue  extension  of  power,  because,  as  Hamilton 
points  out  in  the  Federalist,  they  are  the  weakest  branch  of 
government ;  they  neither  hold  the  purse,  as  does  the  legis- 
lature, nor  the  sword,  as  does  the  executive.  During  all  our 
history  they  have  commanded  and  deserved  the  respect  and 
confidence  of  the  people.  General  acceptance  of  their  con- 
clusions has  been  the  chief  agency  in  preventing  here  the 
discord  and  strife  which  afflict  so  many  lands  and  in  preserv- 
ing peace  and  order  and  respect  for  law. 

A  number  of  countries  have  copied  our  Constitution,  coupled 
with  a  provision  that  the  constitutional  guaranties  may  be 


ESSENTIALS  OF  AMERICAN  CONSTITUTION     157 

suspended  in  case  of  necessity.  We  are  all  familiar  with  the 
result.  The  guaranties  of  liberty  and  justice  and  order  have 
been  forgotten;  the  government  is  dictatorship  and  the 
popular  will  is  expressed  only  by  revolution. 

Nor,  so  far  as  our  national  system  is  concerned,  has  there 
yet  appeared  any  reason  to  suppose  that  suitable  laws  to 
meet  the  new  conditions  cannot  be  enacted  without  either 
overriding  or  amending  the  Constitution.  The  liberty  of 
contract  and  the  right  of  private  property  which  are  pro- 
tected by  the  limitations  of  the  Constitution  are  held  subject 
to  the  police  power  of  government  to  pass  and  enforce  laws 
for  the  protection  of  the  public  health,  public  morals,  and 
public  safety.  The  scope  and  character  of  the  regulations 
required  to  accomplish  these  objects  vary  as  the  conditions 
of  life  in  the  country  vary.  Many  interferences  with  contract 
and  with  property  which  would  have  been  unjustifiable  a 
century  ago  are  demanded  by  the  conditions  which  exist 
now  and  are  permissible  without  violating  any  constitutional 
limitation.  What  will  promote  these  objects  the  legislative 
power  decides  with  large  discretion,  and  the  courts  have  no 
authority  to  review  the  exercise  of  that  discretion.  It  is  only 
when  laws  are  passed  under  color  of  the  police  power  and 
having  no  real  or  substantial  relation  to  the  purposes  for  which 
the  power  exists  that  the  courts  can  refuse  to  give  them  effect. 

By  a  multitude  of  judicial  decisions  in  recent  years  our  courts 
have  sustained  the  exercise  of  this  vast  and  progressive  power 
in  dealing  with  the  new  conditions  of  life  under  a  great  variety 
of  circumstances.  The  principal  difficulty  in  sustaining  the 
exercise  of  the  power  has  been  caused  ordinarily  by  the  fact 
that  carelessly  or  ignorantly  drawn  statutes  either  have  failed 
to  exhibit  the  true  relation  between  the  regulation  proposed 
and  the  object  sought  or  have  gone  further  than  the  attain- 
ment of  the  legitimate  object  justified.  A  very  good  illus- 
tration of  this  is  to  be  found  in  the  Federal  employer's  liability 
act,  which  was  carelessly  drawn  and  passed  by  Congress  in 
1906  and  was  declared  unconstitutional  by  the  Supreme  Court, 


158  IDEALS  OF  GOVERNMENT 

but  which  was  carefully  drawn  and  passed  by  Congress  in 
1908  and  was  declared  constitutional  by  the  same  court. 

Insistence  upon  hasty  and  violent  methods  rather  than 
orderly  and  deliberate  methods  is  really  a  result  of  impatience 
with  the  slow  methods  of  true  progress  in  popular  government. 
We  should  probably  make  little  progress  were  there  not  in 
every  generation  some  men  who,  realizing  evils,  are  eager  for 
reform,  impatient  of  delay,  indignant  at  opposition,  and  in- 
tolerant of  the  long,  slow  processes  by  which  the  great  body 
of  the  people  may  consider  new  proposals  in  all  their  relations, 
weigh  their  advantages  and  disadvantages,  discuss  their 
merits,  and  become  educated  either  to  their  acceptance  or 
rejection.  Yet  that  is  the  method  of  progress  in  which  no 
step,  once  taken,  needs  to  be  retraced,  and  it  is  the  only  way 
in  which  a  democracy  can  avoid  destroying  its  institutions 
by  the  impulsive  substitution  of  novel  and  attractive  but  im- 
practicable expedients. 

The  wisest  of  all  the  fathers  of  the  Republic  has  spoken, 
not  for  his  own  day  alone,  but  for  all  generations  to  come  after 
him,  in  the  solemn  admonitions  of  the  Farewell  Address.  It 
was  to  us  that  Washington  spoke  when  he  said : 

The  basis  of  our  political  systems  is  the  right  of  the  people  to  make 
and  to  alter  their  constitutions  of  government,  but  the  Constitu- 
tion which  at  any  time  exists,  till  changed  by  an  explicit  and  authen- 
tic act  of  the  whole  people,  is  sacredly  obligatory  upon  all.  .  .  . 
Towards  the  preservation  of  your  Government  and  the  perma- 
nency of  your  present  happy  state  it  is  requisite  not  only  that  you 
steadily  discountenance  irregular  oppositions  to  its  acknowledged 
authority,  but  also  that  you  resist  with  care  the  spirit  of  innovation 
upon  its  principles,  however  specious  the  pretexts.  One  method 
of  assault  may  be  to  effect  in  the  forms  of  the  Constitution  altera- 
tions which  will  impair  the  energy  of  the  system,  and  thus  to  under- 
mine what  cannot  be  directly  overthrown.  In  all  the  changes  to 
which  you  may  be  invited  remember  that  time  and  habit  are  at 
least  as  necessary  to  fix  the  true  character  of  governments  as  of 
other  human  institutions;  that  experience  is  the  surest  standard 
by  which  to  test  the  real  tendency  of  the  existing  constitution  of  a 


ESSENTIALS  OF  AMERICAN  CONSTITUTION     159 

country ;  that  facility  in  changes,  upon  the  credit  of  mere  hypothe- 
sis and  opinion,  exposes  to  perpetual  changes  from  the  endless 
variety  of  hypothesis  and  opinion. 

While  in  .the  nature  of  things  each  generation  must  assume 
the  task  of  adapting  the  working  of  its  government  to  new 
conditions  of  life  as  they  arise,  it  would  be  the  folly  of  ignorant 
conceit  for  any  generation  to  assume  that  it  can  lightly  and 
easily  improve  upon  the  work  of  the  founders  in  those  matters 
which  are,  by  their  nature,  of  universal  application  to  the 
permanent  relations  of  men  in  civil  society. 

Religion,  the  philosophy  of  morals,  the  teaching  of  history, 
the  experience  of  every  human  life,  point  to  the  same  con- 
clusion —  that  in  the  practical  conduct  of  life  the  most  diffi- 
cult and  the  most  necessary  virtue  is  self-restraint.  It  is  the 
first  lesson  of  childhood;  it  is  the  quality  for  which  great 
monarchs  are  most  highly  praised ;  the  man  who  has  it  not 
is  feared  and  shunned ;  it  is  needed  most  where  power  is 
greatest ;  it  is  needed  more  by  men  acting  in  a  mass  than  by 
individuals,  because  men  in  the  mass  are  more  irresponsible 
and  difficult  of  control  than  individuals.  The  makers  of  our 
Constitution,  wise  and  earnest  students  of  history  and  of  life, 
discerned  the  great  truth  that  self-restraint  is  the  supreme 
necessity  and  the  supreme  virtue  of  a  democracy.  The  people 
of  the  United  States  have  exercised  that  virtue  by  the  estab- 
lishment of  rules  of  right  action  in  what  we  call  the  limitations 
of  the  Constitution,  and  until  this  day  they  have  rigidly  ob- 
served those  rules.  The  general  judgment  of  students  of 
government  is  that  the  success  and  permanency  of  the  Amer- 
ican system  of  government  are  due  to  the  establishment  and 
observance  of  such  general  rules  of  conduct.  Let  us  change 
and  adapt  our  laws  as  the  shifting  conditions  of  the  times 
require,  but  let  us  never  abandon  or  weaken  this  funda- 
mental and  essential  characteristic  of  our  ordered  liberty. 


THE  STRENGTH  OF  AMERICAN  DEMOCRACY1 
JAMES  BRYCE 

[James  Bryce  (1838-  )  has  been  prominent  in  English  political 
and  intellectual  life  since  1864,  when  he  published  his  brilliant  history 
"The  Holy  Roman  Empire."  He  is  best  known  in  America  as  British 
Ambassador  from  1907  to  1913  and  as  the  author  of  "The  American 
Commonwealth"  (1888,  revised  in  1910),  generally  admitted  to  be  the 
best  exposition  of  the  American  system  of  government,  Federal  and 
state,  yet  written.  Since  the  beginning  of  the  World  War,  he  has  headed 
two  important  commissions,  on  Belgian  and  Armenian  atrocities  re- 
spectively. See  page  305  for  another  selection  by  the  same  author.] 

Those  merits  of  American  government  which  belong  to  its 
Federal  Constitution  have  already  been  discussed  : 2  we  have 
now  to  consider  such  as  flow  from  the  rule  of  public  opinion, 
from  the  temper,  habits,  and  ideas  of  the  people. 

The  first  is  that  of  stability.  As  one  test  of  a  human  body's 
soundness  is  its  capacity  for  reaching  a  great  age,  so  it  is  high 
praise  for  a  political  system  that  it  has  stood  no  more  changed 
than  any  institution  must  change  in  a  changing  world,  and  that 
it  now  gives  every  promise  of  durability.  The  people  are 
profoundly  attached  to  the  form  which  their  national  life 
has  taken.  The  Federal  Constitution  has  been,  to  their  eyes, 
an  almost  sacred  thing,  an  Ark  of  the  Covenant,  whereon  no 
man  may  lay  rash  hands.  All  over  Europe  one  hears  schemes 
of  radical  change  freely  discussed.  There  is  still  a  monarchical 
party  in  France,  a  republican  party  in  Italy  and  Spain,  a 
social  democratic  party  everywhere,  not  to  speak  of  sporadic 
anarchist  groups.  Even  in  England,  it  is  impossible  to  feel 

1  From  Chapter  CII,  "The  American  Commonwealth."  Copyright,  1910, 
The  Macmillan  Company.   Reprinted  by  permission. 

2  See  Chapters  XXVII-XXX  in  vol.  i.   [Author's  note.] 

160 


THE  STRENGTH  OF  AMERICAN  DEMOCRACY     161 

confident  that  any  one  of  the  existing  institutions  of  the 
country  will  be  standing  fifty  years  hence.  But  in  the  United 
States  the  discussion  of  political  problems  busies  itself  with 
details,  so  far  as  the  native  Americans  are  concerned,  and 
assumes  that  the  main  lines  must  remain  as  they  are  forever. 
This  conservative  spirit,  jealously  watchful  even  in  small 
matters,  sometimes  prevents  reforms,  but  it  assures  to  the 
people  an  easy  mind,  and  a  trust  in  their  future  which  they 
feel  to  be  not  only  a  present  satisfaction  but  a  reservoir 
of  strength. 

The  best  proof  of  the  well-braced  solidity  of  the  system  is 
that  it  survived  the  Civil  War,  changed  only  in  a  few  points 
which  have  not  greatly  affected  the  balance  of  national  and 
state  powers.  Another  must  have  struck  every  European 
traveler  who  questions  American  publicists  about  the  insti- 
tutions of  their  country.  When  I  first  traveled  in  the  United 
States,  I  used  to  ask  thoughtful  men,  superior  to  the  prej- 
udices of  custom,  whether  they  did  not  think  the  states' 
system  defective  in  such  and  such  points,  whether  the  legis- 
lative authority  of  Congress  might  not  profitably  be  extended, 
whether  the  suffrage  ought  not  to  be  restricted  as  regards 
negroes  or  immigrants,  and  so  forth.  Whether  assenting  or 
dissenting,  the  persons  questioned  invariably  treated  such 
matters  as  purely  speculative,  saying  that  the  present  arrange- 
ments were  too  deeply  rooted  for  their  alteration  to  come 
within  the  horizon  of  practical  politics.  So  when  serious 
trouble  arises,  such  as  might  in  Europe  threaten  revolution, 
the  people  face  it  quietly,  and  assume  that  a  tolerable  solution 
will  be  found.  At  the  disputed  election  of  1876,  when  each  of 
the  two  great  political  parties,  heated  with  conflict,  claimed 
that  its  candidate  had  been  chosen  President,  and  the  Consti- 
tution supplied  no  way  out  of  the  difficulty,  public  tranquillity 
was  scarcely  disturbed,  and  the  public  funds  fell  but  little. 
A  method  was  invented  of  settling  the  question  which  both 
sides  acquiesced  in,  and  although  the  decision  was  a  boundless 
disappointment  to  the  party  which  hao>  cast  the  majority  of 


1 62  IDEALS  OF  GOVERNMENT 

the  popular  vote,  that  party  quietly  submitted  to  lose  those 
spoils  of  office  whereon  its  eyes  had  been  feasting. 

Feeling  the  law  to  be  their  own  work,  the  people  are  disposed 
to  obey  the  law.  In  a  preceding  chapter  I  have  examined 
instances  of  the  disregard  of  the  law,  and  the  supersession  of 
its  tardy  methods  by  the  action  of  the  crowd.  Such  instances, 
serious  as  they  are,  do  not  disentitle  the  nation  as  a  whole  to  the 
credit  of  law-abiding  habits.  It  is  the  best  result  that  can  be 
ascribed  to  the  direct  participation  of  the  people  in  their 
government  that  they  have  the  love  of  the  maker  for  his 
work,  that  every  citizen  looks  upon  a  statute  as  a  regulation 
made  by  himself  for  his  own  guidance  no  less  than  for  that  of 
others,  every  official  as  a  person  he  has  himself  chosen,  and 
whom  it  is  therefore  his  interest,  with  no  disparagement  to 
his  personal  independence,  to  obey.  Plato  thought  that  those 
who  felt  their  own  sovereignty  would  be  impatient  of  all 
control :  nor  is  it  to  be  denied  that  the  principle  of  equality 
may  result  in  lowering  the  status  and  dignity  of  a  magistrate. 
But  as  regards  law  and  order  the  gain  much  exceeds  the  loss, 
for  every  one  feels  that  there  is  no  appeal  from  the  law,  behind 
which  there  stands  the  force  of  the  nation.  Such  a  temper 
can  exist  and  bear  fruits  only  where  minorities,  however 
large,  have  learned  to  submit  patiently  to  majorities,  however 
small.  But  that  is  the  one  lesson  which  the  American  govern- 
ment through  every  grade  and  in  every  department  daily 
teaches,  and  which  it  has  woven  into  the  texture  of  every 
citizen's  mind.  The  habit  of  living  under  a  rigid  constitution 
superior  to  ordinary  statutes  —  indeed  two  rigid  constitutions, 
since  the  state  constitution  is  a  fundamental  law  within 
its  own  sphere,  no  less  than  is  the  Federal  —  intensifies  this 
legality  of  view,  since  it  may  turn  all  sorts  of  questions  which 
have  not  been  determined  by  a  direct  vote  of  the  people  into 
questions  of  legal  construction.  It  even  accustoms  people  to 
submit  to  see  their  direct  vote  given  in  the  enactment  of  a 
state  constitution  nullified  by  a  decision  of  a  court  holding  that 
the  Federal  Constitution  has  been  contravened.  Every  page 


THE  STRENGTH  OF  AMERICAN  DEMOCRACY     163 

of  American  history  illustrates  the  wholesome  results.  The 
events  of  the  last  few  years  present  an  instance  of  the  con- 
straint which  the  people  put  on  themselves  in  order  to  respect 
every  form  of  law.  The  Mormons,  a  community  not  exceed- 
ing 140,000  persons,  persistently  defied  all  the  efforts  of 
Congress  to  root  out  polygamy,  a  practice  eminently  repulsive 
to  American  notions.  If  they  had  inhabited  a  state,  Congress 
could  not  have  interfered  at  all,  but  as  Utah  was  then  only  a 
territory,  Congress  had  not  only  a  power  of  legislating  for  it 
which  overrides  territorial  ordinances  passed  by  the  local 
legislature,  but  the  right  to  apply  military  force  independent 
of  local  authorities.  Thus  the  Mormons  were  really  at  the 
mercy  of  the  Federal  government,  had  it  chosen  to  employ 
violent  methods.  But  by  intrenching  themselves  behind 
the  letter  of  the  Constitution,  they  continued  for  many  years 
to  maintain  their  "peculiar  institution"  by  evading  the 
statutes  passed  against  it  and  challenging  a  proof  which  under 
the  common  law  rules  of  evidence  it  was  usually  impossible 
to  give.  Declaimers  hounded  on  Congress  to  take  arbitrary 
means  for  the  suppression  of  the  practice,  but  Congress  and 
the  Executive  submitted  to  be  outwitted  rather  than  depart 
from  the  accustomed  principles  of  administration,  and  suc- 
ceeded at  last  only  by  a  statute  whose  searching  but  strictly 
constitutional  provisions  the  recalcitrants  failed  to  evade. 
The  same  spirit  of  legality  shows  itself  in  misgoverned  cities. 
Even  where  it  is  notorious  that  officials  have  been  chosen  by 
the  grossest  fraud  and  that  they  are  robbing  the  city,  the 
body  of  the  people,  however  indignant,  recognize  the  au- 
thority, and  go  on  paying  the  taxes  which  a  Ring  levies, 
because  strict  legal  proof  of  the  frauds  and  robberies  is  not 
forthcoming.  Wrongdoing  supplies  a  field  for  the  display 
of  virtue. 

There  is  a  broad  simplicity  about  the  political  ideas  of  the 
people,  and  a  courageous  consistency  in  carrying  them  out  in 
practice.  When  they  have  accepted  a  principle,  they  do  not 
shrink  from  applying  it  "  right  along,"  however  disagreeable 


1 64  IDEALS  OF  GOVERNMENT 

in  particular  cases  some  of  the  results  may  be.  I  am  far  from 
meaning  that  they  are  logical  in  the  French  sense  of  the  word. 
They  have  little  taste  either  for  assuming  abstract  proposi- 
tions or  for  syllogistically  deducing  practical  conclusions  there- 
from. But  when  they  have  adopted  a  general  maxim  of  policy 
or  rule  of  action  they  show  more  faith  in  it  than  the  English 
for  instance  would  do,  they  adhere  to  it  where  the  English 
would  make  exceptions,  they  prefer  certainty  and  uniformity 
to  the  advantages  which  might  occasionally  be  gained  by 
deviation.  If  this  tendency  is  partly  the  result  of  obedience 
to  a  rigid  constitution,  it  is  no  less  due  to  the  democratic  dis- 
like of  exceptions  and  complexities,  which  the  multitude  finds 
not  only  difficult  of  comprehension  but  disquieting  to  the 
individual  who  may  not  know  how  they  will  affect  him.  Take 
for  instance  the  boundless  freedom  of  the  press.  There  are 
abuses  obviously  incident  to  such  freedom,  and  these  abuses 
have  not  failed  to  appear.  But  the  .Americans  deliberately 
hold  that  in  view  of  the  benefits  which  such  freedom  on  the 
whole  promises,  abuses  must  be  borne  with  and  left  to  the 
sentiment  of  the  people  and  to  the  private  law  of  libel. 
When  the  Ku  Klux  outrages  disgraced  several  of  the  Southern 
States  after  the  military  occupation  of  those  states  had 
ceased,  there  was  much  to  be  said  for  sending  back  the  troops 
to  protect  the  negroes  and  Northern  immigrants.  But  the 
general  judgment  that  things  ought  to  be  allowed  to  take 
their  natural  course  prevailed;  and  the  result  justified  this 
policy,  for  the  outrages  after  a  while  died  out,  when  ordinary 
self-government  had  been  restored.  When  recently  a  gigantic 
organization  of  unions  of  working  men,  purporting  to  unite 
the  whole  of  American  labor,  attempted  to  enforce  its 
sentences  against  particular  firms  or  corporations  by  a 
boycott  in  which  all  laborers  were  urged  to  join,  there  was 
displeasure,  but  no  panic,  no  call  for  violent  remedies.  The 
prevailing  faith  in  liberty  and  in  the  good  sense  of  the  mass 
was  unshaken ;  and  the  result  soon  justified  this  tranquil 
faith.  Such  a  tendency  is  not  an  unmixed  blessing,  for  it 


THE  STRENGTH  OF  AMERICAN  DEMOCRACY     165 

sometimes  allows  evils  to  go  too  long  unchecked.  But  in 
giving  equability  to  the  system  of  government  it  gives  steadi- 
ness and  strength.  It  teaches  the  people  patience,  accustoming 
them  to  expect  relief  only  by  constitutional  means.  It  confirms 
their  faith  in  their  institutions,  as  friends  value  one  another 
more  when  their  friendship  has  stood  the  test  of  a  journey  full 
of  hardships. 

American  government,  relying  very  little  on  officials,  has  the 
merit  of  arming  them  with  little  power  of  arbitrary  inter- 
ference. The  reader  who  has  followed  the  description  of 
Federal  authorities,  state  authorities,  county  and  city  or  town- 
ship authorities,  may  think  there  is  a  good  deal  of  administra- 
tion; but  the  description  has  been  minute  just  because  the 
powers  of  each  authority  are  so  carefully  and  closely  restricted. 
It  is  natural  to  fancy  that  a  government  of  the  people  and  by 
the  people  will  be  led  to  undertake  many  and  various  functions 
for  the  people,  and  in  the  confidence  of  its  strength  will  con- 
stitute itself  a  general  philanthropic  agency  for  their  social 
and  economic  benefit.  Of  later  years  a  current  has  begun  to 
run  in  this  direction.1  But  the  paternalism  of  America  differs 
from  that  of  Europe  in  acting  not  so  much  through  officials 
as  through  the  law.  That  is  to  say,  when  it  prescribes  to  a 
citizen  a  course  of  action  it  relies  upon  the  ordinary  legal  sanc- 
tions, instead  of  investing  the  administrative  officers  with 
inquisitorial  duties  or  powers  that  might  prove  oppressive, 
and  when  it  devolves  active  functions  upon  officials,  they  are 
functions  serving  to  aid  the  individual  and  the  community 
rather  than  to  interfere  with  or  supersede  the  action  of  pri- 
vate enterprise.  Having  dwelt  on  the  evils  which  may  flow 
from  the  undue  application  of  the  doctrine  of  direct  popular 
sovereignty,  I  must  remind  the  European  reader  that  it  is 
only  fair  to  place  to  the  credit  of  that  doctrine  and  of  the 
arrangements  it  has  dictated,  the  intelligence  which  the 
average  native  American  shows  in  his  political  judgments, 
the  strong  sense  he  entertains  of  the  duty  of  giving  a  vote, 
1  See  Chapter  XCV.  [Author's  note.] 


1 66  IDEALS  OF  GOVERNMENT 

the  spirit  of  alertness  and  enterprise,  which  has  made  him  self- 
helpful  above  all  other  men. 


The  government  of  the  Republic,  limited  and  languid  in 
ordinary  times,  is  capable  of  developing  immense  vigor.  It 
can  pull  itself  together  at  moments  of  danger,  can  put  forth 
unexpected  efforts,  can  venture  on  stretches  of  authority 
transcending  not  only  ordinary  practice  but  even  ordinary 
law.  This  is  the  result  of  the  unity  of  the  nation.  A  divided 
people  is  a  weak  people,  even  if  it  obeys  a  monarch ;  a  united 
people  is  doubly  strong  when  it  is  democratic,  for  then  the 
force  of  each  individual  will  swells  the  collective  force  of  the 
government,  encourages  it,  relieves  it  from  internal  embar- 
rassments. Now  the  American  people  is  united  at  moments  of 
national  concern  from  two  causes.  One  is  that  absence  of  class 
divisions  and  jealousies  which  has  been  already  described. 
The  people  are  homogeneous  :  a  feeling  which  stirs  them  stirs 
alike  rich  and  poor,  farmers  and  traders,  Eastern  men  and 
Western  men  —  one  may  now  add,  Southern  men  also.  Their 
patriotism  has  ceased  to  be  defiant,  and  is  conceived  as  the 
duty  of  promoting  the  greatness  and  happiness  of  their 
country,  a  greatness  which,  as  it  does  not  look  to  war  or 
aggression,  does  not  redound  specially,  as  it  might  in  Europe, 
to  the  glory  or  benefit  of  the  ruling  caste  or  the  military  pro- 
fession, but  to  that  of  all  the  citizens.  The  other  source  of 
unity  is  the  tendency  in  democracies  for  the  sentiment  of  the 
majority  to  tell  upon  the  sentiment  of  a  minority.  That 
faith  in  the  popular  voice  whereof  I  have  already  spoken 
strengthens  every  feeling  which  has  once  become  strong,  and 
makes  it  rush  like  a  wave  over  the  country,  sweeping  every- 
thing before  it.  I  do  not  mean  that  the  people  become  wild 
with  excitement,  for  beneath  their  noisy  demonstrations  they 
retain  their  composure  and  shrewd  view  of  facts.  I  mean  only 
that  the  pervading  sympathy  stirs  them  to  unwonted  efforts. 
The  steam  is  superheated,  but  the  effect  is  seen  only  in  the 


167 

greater  expansive  force  which  it  exerts.  Hence  a  spirited 
executive  can  in  critical  times  go  forward  with  a  courage  and 
confidence  possible  only  to  those  who  know  that  they  have  a 
whole  nation  behind  them.  The  people  fall  into  rank  at  once. 
With  that  surprising  gift  for  organization  which  they  possess, 
they  concentrate  themselves  on  the  immediate  object;  they 
dispense  with  the  ordinary  constitutional  restrictions ;  they 
make  personal  sacrifices  which  remind  one  of  the  self-devotion 
of  Roman  citizens  in  the  earlier  days  of  Rome. 

Speaking  thus,  I  am  thinking  chiefly  of  the  spirit  evolved  by 
the  Civil  War  in  both  the  North  and  the  South.  But  the  sort 
of  strength  which  a  democratic  government  derives  from  its 
direct  dependence  on  the  people  is  seen  in  many  smaller 
instances.  In  1863,  when  on  the  making  of  a  draft  of  men  for 
the  war,  the  Irish  mob  rose  in  New  York  City,  excited  by 
the  advance  of  General  Robert  E.  Lee  into  Pennsylvania,  the 
state  governor  called  out  the  troops,  and  by  them  restored 
order  with  a  stern  vigor  which  would  have  done  credit  to 
Radetzsky  or  Cavaignac.  More  than  a  thousand  rioters  were 
shot  down,  and  public  opinion  entirely  approved  the  slaughter. 
Years  after  the  war,  when  the  Orangemen  of  New  York  pur- 
posed to  have  a  i2th  of  July  procession  through  the  streets, 
the  Irish  Catholics  threatened  to  prevent  it.  The  feeling  of 
the  native  Americans  was  aroused  at  once;  young  men  of 
wealth  came  back  from  their  mountain  and  seaside  resorts 
to  fill  the  militia  regiments  which  were  called  out  to  guard 
the  procession,  and  the  display  of  force  was  so  overwhelming 
that  no  disturbance  followed.  These  Americans  had  no 
sympathy  with  the  childish  and  mischievous  partisanship 
which  leads  the  Orangemen  to  perpetuate  Old  World  feuds 
on  New  World  soil.  But  processions  were  legal,  and  they  were 
resolved  that  the  law  should  be  respected,  and  the  spirit  of 
disorder  repressed.  They  would  have  been  equally  ready  to 
protect  a  Roman  Catholic  procession. 

Given  an  adequate  occasion,  executive  authority  in  America 
can  better  venture  to  take  strong  measures,  and  feels   more 


1 68  IDEALS  OF  GOVERNMENT 

sure  of  support  from  the  body  of  the  people,  than  is  the  case 
in  England.  When  there  is  a  failure  to  enforce  the  law,  the 
fault  lies  at  the  door,  not  of  the  people,  but  of  timid  or  tune- 
serving  officials  who  fear  to  offend  some  interested  section 
of  the  voters. 

Democracy  has  not  only  taught  the  Americans  how  to  use 
liberty  without  abusing  it,  and  how  to  secure  equality :  it 
has  also  taught  them  fraternity.  That  word  has  gone  out  of 
fashion  in  the  Old  World,  and  no  wonder,  considering  what 
was  done  in  its  name  in  1793,  considering  also  that  it  still 
figures  in  the  program  of  assassins.  Nevertheless,  there  is 
in  the  United  States  a  sort  of  kindliness,  a  sense  of  human 
fellowship,  a  recognition  of  the  duty  of  mutual  help  owed  by 
man  to  man,  stronger  than  anywhere  in  the  Old  World,  and 
certainly  stronger  than  in  the  upper  or  middle  classes  of 
England,  France,  or  Germany.  The  natural  impulse  of  every 
citizen  in  America  is  to  respect  every  other  citizen,  and  to 
feel  that  citizenship  constitutes  a  certain  ground  of  respect. 
The  idea  of  every  man's  equal  rights  is  so  fully  realized  that 
the  rich  or  powerful  man  feels  it  no  indignity  to  take  his 
turn  among  the  crowd,  and  does  not  expect  any  deference 
from  the  poorest.  Whether  or  no  an  employer  of  labor  has 
any  stronger  sense  of  his  duty  to  those  whom  he  employs  than 
employers  have  in  continental  Europe,  he  has  certainly  a 
greater  sense  of  responsibility  for  the  use  of  his  wealth.  The 
number  of  gifts  for  benevolent  and  other  public  purposes, 
the  number  of  educational,  artistic,  literary,  and  scientific 
foundations,  is  larger  than  even  in  Britain,  the  wealthiest  and 
most  liberal  of  European  countries.  Wealth  is  generally  felt 
to  be  a  trust,  and  exclusiveness  condemned  not  merely  as 
indicative  of  selfishness,  but  as  a  sort  of  offense  against  the 
public.  No  one,  for  instance,  thinks  of  shutting  up  his  pleas- 
ure-grounds; he  seldom  even  builds  a  wall  round  them, 
but  puts  up  only  a  low  railing,  so  that  the  sight  of  his  trees 
and  shrubs  is  enjoyed  by  passers-by.  That  any  one  should  be 
permitted  either  by  opinion  or  by  law  to  seal  up  many  miles 


THE  STRENGTH  OF  AMERICAN  DEMOCRACY     169 

of  beautiful  mountain  country  against  tourists  or  artists  is 
to  the  ordinary  American  almost  incredible.  Such  things  are 
to  him  marks  of  a  land  still  groaning  under  feudal  tyranny. 


The  characteristics  of  the  American  people  which  I  have 
passed  in  review,  though  not  all  due  to  democratic  government, 
have  been  strengthened  by  it,  and  contribute  to  its  solidity 
and  to  the  smoothness  of  its  working.  As  one  sometimes  sees 
an  individual  man  who  fails  in  life  because  the  different  parts 
of  his  nature  seem  unfitted  to  each  other,  so  that  his  action, 
swayed  by  contending  influences,  results  in  nothing  definite 
or  effective,  so  one  sees  nations  whose  political  institutions 
are  either  in  advance  of  or  lag  behind  their  social  conditions, 
so  that  the  unity  of  the  body  politic  suffers,  and  the  harmony 
of  its  movements  is  disturbed.  America  is  not  such  a  nation. 
There  have,  no  doubt,  been  two  diverse  influences  at  work 
on  the  minds  of  men.  One  is  the  conservative  English  spirit, 
brought  from  home,  expressed,  and  (if  one  may  say  so) 
intrenched  in  those  fastnesses  of  the  Federal  Constitution, 
and  (to  a  less  degree)  of  the  state  constitutions,  which  reveal 
their  English  origin.  The  other  is  the  devotion  to  democratic 
equality  and  popular  sovereignty,  due  partly  to  Puritanism, 
partly  to  abstract  theory,  partly  to  the  circumstances  of  the 
Revolutionary  struggle.  But  since  neither  of  these  two 
streams  of  tendency  has  been  able  to  overcome  the  other, 
they  have  at  last  become  so  blent  as  to  form  a  definite  type  of 
political  habits,  and  a  self -consistent  body  of  political  ideas. 
Thus  it  may  now  be  said  that  the  country  is  made  all  of  a 
piece.  Its  institutions  have  become  adapted  to  its  economic 
and  social  conditions  and  are  the  due  expression  of  its  char- 
acter. The  new  wine  has  been  poured  into  new  bottles :  or 
to  adopt  a  metaphor  more  appropriate  to  the  country,  the 
vehicle  has  been  built  with  a  lightness,  strength,  and  elasticity 
which  fit  it  for  the  roads  it  has  to  traverse. 


THE  ATTITUDE  OF  THE  INDIVIDUAL  IN  A 
DEMOCRACY l 

CHARLES  EVANS  HUGHES 

[Charles  Evans  Hughes  (1862-  )  was  educated  at  Brown  Uni- 
versity and  first  came  into  prominence  by  his  fearless  investigation  of 
insurance  companies  in  New  York  City.  He  has  served  as  Governor  of 
New  York  and  as  an  associate  justice  of  the  United  States  Supreme 
Court.  In  1916  he  was  the  Republican  candidate  for  President.  The 
present  selection  is  part  of  the  first  of  three  addresses  delivered  at 
Yale  in  1910,  and  vigorously  restates  in  terms  of  to-day  "the  public 
duty  of  educated  men."] 

When  one  is  about  to  loose  the  ties  of  delightful  association 
in  college  and  to  face  a  world  of  competitive  efforts,  he 
naturally  asks  himself,  "What  is  to  be  my  lot  in  life?" 
"  Where  shall  I  find  a  chance  to  prove  what  I  can  do  ?  "  "  How 
shall  I  win  for  myself  a  place  of  security  protected  by  my 
energy  or  ingenuity  or  thrift  from  the  possible  assaults  of 
misfortune?"  "How  can  I  achieve  a  competence  or  a  for- 
tune, or  distinction?"  For  many,  perhaps  most,  young  men, 
the  pressure  of  necessity  is  so  strong,  or  ambition  is  so  keen  or 
the  vision  of  opportunity  is  so  alluring  that  these  questions 
seem  to  transcend  all  others  and  too  frequently  suggest  the 
dominant  motive. 

But  there  is  another  question,  too  rarely  defined  in  conscious 
self -discipline,  yet  urged  by  a  myriad  of  voices  whose  appeal 
dimly  heard  in  the  medley  and  confusion  of  the  market  place 
sounds  the  deep  tone  of  democracy ,  —  "  What  shall  be  my 
attitude  toward  the  community  ?  "  "  How  shall  I  relate  myself 
to  that  struggling,  achieving  mass  of  humanity,  —  the  people 

1  From  "Conditions  of  Progress  in  Democratic  Government."  Copyright, 
1910,  by  Yale  University  Press.  Reprinted  by  permission. 

170 


THE  INDIVIDUAL  IN  A  DEMOCRACY  171 

of  this  great  country?"  "What  part  shall  I  play,  not  as  a 
unit  fighting  other  units  for  individual  advantage,  but  as  a 
citizen  of  a  Republic?" 

Probably  every  one  of  you  has  been  impressed  with  the 
forces  of  progress.  I  do  not  refer  merely  to  those  represented 
in  production  and  exchange,  significant  as  are  these  activities 
of  an  energetic  and  talented  people.  The  large  success  and 
expansion  of  industry,  the  increase  of  wants  and  the  ability 
to  supply  them,  the  extraordinary  development  in  facilities  of 
communication,  are  a  sufficient  answer  to  any  who  would  speak 
of  decadence  in  energy  or  will.  But  even  more  significant  are 
the  multiplying  indications  of  earnest  desire  for  the  better- 
ment of  community  life.  I  refer  to  the  fine  endeavors  that 
are  being  made  to  extend  and  perfect  the  means  of  education ; 
to  improve  conditions  of  labor ;  to  secure  better  housing  and 
sanitation ;  to  stay  the  ravages  of  communicable  disease ;  to 
provide  proper  care  for  the  afflicted  and  defective  in  body  and 
mind ;  to  increase  reformatory  agencies  and  to  improve  penal 
methods  to  the  end  that  society  may  protect  itself  without  the 
travesty  of  making  its  prisons  schools  of  crime;  to  secure 
higher  standards  of  public  service  and  a  higher  sense  of  loyalty 
to  the  common  weal. 

Slight  consideration  of  the  course  of  these  endeavors 
emphasizes  the  lesson  that  progress  is  not  a  blessing  conferred 
from  without.  It  merely  expresses  the  gains  of  individual 
efforts  in  counteracting  the  sinister  and  corrupting  influences 
which,  if  successful,  would  make  democratic  institutions 
impossible.  Gratifying  as  is  the  vast  extent  and  variety  of  our 
accomplishment,  one  cannot  be  insensible  to  the  dangers  to 
which  we  are  exposed.  No  greater  mistake  can  be  made  than 
to  think  that  our  institutions  are  fixed  or  may  not  be  changed 
for  the  worse.  We  are  a  young  nation  and  nothing  can  be 
taken  for  granted.  If  our  institutions  are  maintained  in  their 
integrity,  and  if  change  shall  mean  improvement,  it  will  be 
because  the  intelligent  and  the  worthy  constantly  generate 
the  motive  power  which,  distributed  over  a  thousand  lines  of 


172  IDEALS  OF  GOVERNMENT 

communication,  develops  that  appreciation  of  the  standards 
of  decency  and  justice  which  we  have  delighted  to  call  the 
common  sense  of  the  American  people. 

Increasing  prosperity  tends  to  breed  indifference  and  to 
corrupt  moral  soundness.  Glaring  inequalities  in  condition 
create  discontent  and  strain  the  democratic  relation.  The 
vicious  are  the  willing,  and  the  ignorant  are  the  unconscious, 
instruments  of  political  artifice.  Selfishness  and  demagoguery 
take  advantage  of  liberty.  The  selfish  hand  constantly  seeks 
to  control  government,  and  every  increase  of  governmental 
power,  even  to  meet  just  needs,  furnishes  opportunity  for 
abuse  and  stimulates  the  effort  to  bend  it  to  improper  uses. 
Free  speech  voices  the  appeals  of  hate  and  envy  as  well  as 
those  of  justice  and  charity.  A  free  press  is  made  the  instru- 
ment of  cunning,  greed,  and  ambition,  as  well  as  the  agency 
of  enlightened  and  independent  opinion.  How  shall  we  pre- 
serve the  supremacy  of  virtue  and  the  soundness  of  the  com- 
mon judgment?  How  shall  we  buttress  Democracy?  The 
peril  of  this  nation  is  not  in  any  foreign  foe !  We,  the  people, 
are  its  power,  its  peril,  and  its  hope ! 

The  causes  of  indifference  to  the  obligations  of  citizenship 
may  be  traced  in  part  to  the  optimistic  feeling  that  nothing 
can  go  seriously  wrong  with  us.  This  may  indeed  spring  from 
belief  in  the  intelligence  and  moral  worth  of  the  people,  but 
that  belief  has  ground  only  as  there  are  predominant  evidences 
of  a  growing  sense  of  the  duties  imposed  by  democratic  gov- 
ernment, of  an  appreciation  of  responsibility  enlarging  apace 
with  the  seductions  that  are  incident  to  material  advancement. 
There  is  also  the  difficulty  of  realizing  that  government  is  not 
something  apart  from  us,  or  above  us,  that  it  is  we  ourselves 
organized  in  a  grand  cooperative  effort  to  protect  mutual 
rights  and  to  secure  common  opportunity  and  improvement. 
More  potent  still  is  the  feeling  of  helplessness  in  the  presence 
of  organized  agencies  which,  with  their  effective  combinations 
based  upon  mutual  interest,  seem  to  make  of  slight  conse- 
quence the  efforts  of  citizens  who  are  not  members  of  inner 


THE  INDIVIDUAL  IN  A  DEMOCRACY  173 

circles  of  power.  But  no  organized  agency  and  no  combination, 
however  strong,  can  outrage  the  rights  of  any  community,  if 
the  community  sees  fit  to  assert  them.  The  character  of  the 
agencies  of  the  community,  its  instruments  of  expression,  the 
forms  of  its  organized  effort  are  simply  what  it  may  desire  or 
tolerate.  Whatever  evil  may  exist  in  society  or  politics  simply 
points  the  question  to  the  individual  citizen,  "What  are  you 
doing  about  it?" 

Before  we  deal  with  particular  problems  and  relations,  I 
desire  to  consider  the  fundamental  question  of  attitude  and 
the  principles  of  action  which  must  be  regarded  as  essential 
to  the  faithful  discharge  of  the  civic  duties. 

It  is  of  first  importance  that  there  should  be  sympathy  with 
democratic  ideals.  I  do  not  refer  to  the  conventional  attitude 
commonly  assumed  in  American  utterances  and  always  taken 
on  patriotic  occasions.  I  mean  the  sincere  love  of  Democracy. 
As  Montesquieu  says  :  "A  love  of  the  republic  in  a  democracy 
is  a  love  of  the  democracy;  as  the  latter  is  that  of 
equality." 

It  would  be  difficult  to  find  an  association  in  which  wealth, 
or  family,  or  station  are  of  less  consequence,  and  in  which  a 
young  man  is  appraised  more  nearly  at  his  actual  worth  than 
in  an  American  college.  Despite  the  increase  of  luxury  in 
college  living,  the  number  of  rich  men's  sons  who  frequent 
these  institutions,  and  the  amount  of  money  lavishly  and 
foolishly  expended,  our  colleges  are  still  wholesomely  demo- 
cratic. A  young  man  who  is  decent,  candid,  and  honorable 
in  his  dealings  will  not  suffer  because  he  is  poor,  or  his  parents 
are  obscure,  and  the  fact  that  he  may  earn  his  living  in  humble 
employment  in  order  to  pay  for  his  education  will  not  cost 
him  the  esteem  of  his  fellows.  He  will  be  rated,  as  the  rich 
man's  son  will  be  rated,  at  the  worth  of  his  character,  judged 
by  the  standards  of  youth  which  maintain  truth  and  fair 
dealing  and  will  not  tolerate  cant  or  sham.  This  is  so  largely 
true  that  it  may  be  treated  as  the  rule,  and  regrettable  de- 
partures from  it  as  the  exception. 


174  IDEALS  OF  GOVERNMENT 

But  a  larger  sympathy  and  appreciation  are  needed.  The 
young  man  who  goes  out  into  life  favorably  disposed  toward 
those  who  have  had  much  the  same  environment  and  oppor- 
tunity may  still  be  lacking  in  the  broader  sympathy  which 
should  embrace  all  his  fellow  countrymen.  He  may  be 
tolerant  and  democratic  with  respect  to  those  who,  despite 
differences  in  birth  and  fortune,  he  may  regard  as  kindred 
spirits,  and  yet  in  his  relation  to  men  at  large,  to  the  great 
majority  of  his  fellow  beings,  be  little  better  than  a  snob.  Or 
despite  the  camaraderie  of  college  intercourse  he  may  have 
developed  a  cynical  disposition  or  an  intellectual  aloofness 
which,  while  not  marked  enough  to  interfere  with  success  in 
many  vocations,  or  to  disturb  his  conventional  relations, 
largely  disqualifies  him  from  aiding  his  community  as  a 
public-spirited  citizen.  The  primary  object  of  education  is  to 
emancipate;  to  free  from  superstition,  from  the  tyranny  of 
worn-out  notions,  from  the  prejudices,  large  and  small,  which 
enslave  the  judgment.  His  study  of  history  and  of  the  insti- 
tutions of  his  country  has  been  to  little  purpose  if  the  college 
man  has  not  caught  the  vision  of  Democracy  and  has  not 
been  joined  by  the  troth  of  heart  and  conscience  to  the  great 
human  brotherhood  which  is  working  out  its  destiny  in  this 
land  of  opportunity. 

The  true  citizen  will  endeavor  to  understand  the  different 
racial  viewpoints  of  the  various  elements  which  enter  into  our 
population.  He  will  seek  to  divest  himself  of  antipathy  or 
prejudice  toward  any  of  those  who  have  come  to  us  from 
foreign  lands,  and  he  will  try,  by  happy  illustration  in  his  own 
conduct,  to  hasten  appreciation  of  the  American  ideal.  For 
him  "American"  will  ever  be  a  word  of  the  spirit  and  not  of 
the  flesh.  Difference  in  custom  or  religion  will  not  be  per- 
mitted to  obscure  the  common  human  worth,  nor  will  bigotry 
of  creed  or  relation  prevent  a  just  appraisement.  The  pitiful 
revelations  of  ignorance  and  squalor,  of  waste  and  folly,  will 
not  sap  his  faith.  He  will  patiently  seek  truly  to  know  himself 
and  others,  and  with  fraternal'insight  to  enter  into  the  world's 


THE  INDIVIDUAL  IN  A  DEMOCRACY  175 

work,  to  share  the  joys  of  accomplishment,  and  to  help  in  the 
bearing  of  the  burdens  of  misery.  He  will  be  free  from  the 
prejudice  of  occupation  or  of  residence. .  He  will  not  look 
askance  either  at  city  or  at  country.  For  him  any  honest 
work  will  be  honorable,  and  those  who  are  toiling  with  their 
hands  will  not  be  merely  economic  factors  of  work,  but 
human  beings  of  like  passions  and  possessed  of  the  "certain 
unalienable  rights."  Neither  birth  nor  station,  neither  circum- 
stance nor  vocation,  will  win  or  prevent  the  esteem  to  which 
fidelity,  honesty,  and  sincerity  are  alone  entitled.  He  will 
look  neither  up  nor  down,  but  with  even  eye  will  seek  to  read 
the  hearts  of  men. 

This  sense  of  sympathetic  relation  should  increase  respect 
both  for  individual  interests  and  for  community  interests  and 
should  give  a  better  understanding  of  what  is  involved  in  each. 
They  are  not  in  opposition ;  properly  speaking,  they  cannot 
be  divorced.  By  individual  interests  I  mean  those  interests 
which  concern  the  normal  development  of  the  individual  life, 
which  relate  to  freedom  in  choice  of  work  and  individual  pur- 
suits, to  the  conservation  of  opportunities  for  the  play  of 
individual  talent  and  initiative,  to  the  enjoyment  of  property 
honestly  acquired.  The  liberty  of  the  individual  in  communi- 
ties must  of  course  be  restrained  by  the  mutual  requirements 
imposed  upon  each  by  the  equal  rights  of  others,  and  by  the 
demands  of  the  common  welfare.  It  may  be  difficult  to  define 
the  precise  limitations  of  such  restrictions,  but  the  guiding 
principle  must  be  that  the  common  interest  cannot  be  pre- 
served if  individual  incentive  is  paralyzed,  and  that  to  preserve 
individual  incentive  there  must  be  scope  for  individual  effort 
freely  expended  along  lines  freely  chosen  and  crowned  by 
advantages  individually  acquired  and  held.  There  is  no 
alchemy  which  can  transmute  the  poverty  of  individual  hope 
into  communal  riches.  Restrictions,  to  be  justified,  must  be 
such  as  are  essential  to  the  maintenance  of  wholesome  life 
and  to  prevent  the  liberty  of  some  from  accomplishing  the 
enthraldom  of  all. 


176  IDEALS  OF  GOVERNMENT 

In  all  its  efforts,  democracy  will  make  progress  in  the  degree 
that  the  people  cultivate  the  patience  and  steadiness  of 
justice.  The  obligations  of  citizenship  are  not  to  be  met  by 
spasmodic  outbursts  or  by  feverish  demonstrations  of  public 
interest.  It  is  true  that  we  make  our  most  important  choices 
of  the  representatives  of  the  people  amid  the  tumult  of  exag- 
gerated and  interested  appeals.  To  a  superficial  observer  the 
excitements  of  a  political  campaign  would  seem  to  imply  the 
dethronement  of  reason.  But  it  is  to  the  credit  of  our  people 
that  they  are  so  largely  deliberative  and  have  proved  them- 
selves so  well  able  to  sift  the  chaff  from  the  wheat  in  political 
arguments,  and  are  so  skillful  in  following  the  thread  of  truth 
through  the  maze  of  prejudiced  assertion  and  cunning  perversion. 
If  we  were  governed  by  gusts  of  passion  and  lost  our  heads  in 
the  turmoil  of  political  strife,  our  freedom  would  be  a  travesty. 

The  desire  to  know  the  truth  and  to  deal  fairly  with  men  and 
measures  is  of  the  essence  of  good  citizenship.  The  most 
dangerous  foes  of  democratic  government  are  those  who  seek 
through  special  privilege  to  pervert  it  to  selfish  uses,  and  those 
who,  by  reckless,  untruthful,  and  inflammatory  utterances, 
corrupt  the  public  sentiment.  The  more  dangerous  is  the 
latter.  For  the  motive  power  of  any  remedial  effort  must  be 
found  in  public  opinion,  and  to  achieve  good  results  it  must  be 
just.  There  are  those  who  take  a  poor  view  of  our  prospects 
because  of  the  recklessness  of  the  sensational  press.  It  is 
difficult  for  them  to  conceive  that  the  community  can  steady 
itself  against  these  constant  and  insidious  assaults  upon  its 
judgment  and  sense  of  proportion.  If  indeed  the  people 
believed  all  they  read  and  their  mental  attitude  and  emphasis 
were  accurately  reflected  in  headlines  and  type,  it  would  seem 
cause  for  despair.  But  those  who  are  pessimistic  with  regard 
to  the  influence  of  certain  portions  of  the  press  fail  to  take 
account  of  the  many  forces  that  determine  public  sentiment. 
The  habit  of  exaggeration  furnishes  to  a  large  degree  its  own 
corrective,  and  its  sensational  exhibitions  are  taken  seriously 
by  few.  The  average  man  is  very  curious,  and  the  fact  that 


THE  INDIVIDUAL  IN  A  DEMOCRACY  177 

his  curiosity  will  tempt  him  to  buy  and  read  does  not  neces- 
sarily indicate  that  what  he  has  read  has  made  much  of  an 
impression.  Men  are  in  constant  communication  with  each 
other,  in  the  shop,  in  the  office,  in  going  to  and  from  their 
work,  in  the  family,  in  their  varied  social  relations,  and  in  this 
intercourse  information  and  opinions  derived  from  many 
sources  are  freely  interchanged.  Their  experience  of  life 
largely  determines  their  point  of  view.  What  is  read  with  re- 
gard to  men  and  measures  is  generally  accepted  or  rejected  not 
upon  mere  assertion,  but  as  it  may  or  may  not  accord  with 
the  general  opinions  which  experience  has  produced.  This 
fact  points  the  lesson  that  the  most  serious  consequences  of 
breaches  of  public  trust  and  of  corruption  in  high  places  are 
not  to  be  found  in  the  particular  injuries  inflicted,  but  in  the 
undermining  of  the  public  confidence  and  in  the  creating  of  a 
disposition  to  give  credit  to  charges  of  similar  offending. 
But,  as  has  been  said,  much  of  reckless  and  disproportionate 
statement,  much  of  malicious  insinuation,  much  of  frenzied 
and  demagogical  appeal,  fails  of  its  mark. 

While  we  may  be  grateful  for  this,  and  fully  appreciate  that 
with  the  spread  of  education  this  capacity  of  the  people  to 
resist  such  assaults  will  tend  to  increase,  we  cannot  but  be 
sensible  of  the  evil  influence  that  is  actually  exerted.  To  com- 
bat this  and  to  maintain  in  the  community  standards  of  can- 
dor and  justice  should  be  the  aim  of  every  citizen. 

If  it  be  asked  how  an  individual  can  accomplish  aught  in 
this  direction,  it  may  be  answered  that  it  lies  with  the  individ- 
ual to  accomplish  everything.  The  man  who  demands  the 
facts,  who  is  willing  to  stand  or  fall  by  the  facts,  who  forms 
his  convictions  deliberately  and  adheres  to  them  tenaciously, 
who  courts  patient  inquiry  and  "plays  fair,"  is  a  tower  of 
strength  in  any  group  to  which  he  may  be  related.  We  have 
no  greater  advantage  than  a  free  press  and  the  freedom  of 
public  utterance.  We  would  not  lose  its  benefits  because  of 
its  abuses.  Demagoguery  will  always  have  a  certain  influence, 
and  the  remedy  is  to  be  found  not  in  repression  or  impatient 


178  IDEALS  OF  GOVERNMENT 

denunciation,  but  in  the  multiplication  of  men  of  intelligence 
who  love  justice  and  cannot  be  stampeded. 

The  citizen  should  contribute  something  more  than  sym- 
pathy with  democracy,  something  more  than  respect  for 
individual  and  community  interests,  something  more  than 
adherence  to  the  standards  of  fair  dealing.  Sympathy  and 
sentiment  will  fail  of  practical  effect  without  independence 
of  character.  A  man  owes  it  to  himself  so  to  conduct  his  life 
that  it  be  recognized  that  his  assent  cannot  be  expected  until 
he  has  been  convinced.  He  should  exhibit  that  spirit  of  self- 
reliance,  that  sense  of  individual  responsibility  in  forming  and 
stating  opinion,  which  proclaims  that  he  is  a  man  and  not  a 
marionette.  This  of  course  is  a  matter  of  degree  varying  with 
personality  and  depends  for  its  beneficial  effect  upon  intelli- 
gence and  tact.  None  the  less,  the  emphasis  is  needed.  There 
are  so  many  who  with  respect  to  public  affairs  lead  a  life  largely 
of  self -negation !  They  are  constantly  registering  far  below 
their  capacity  and  never  show  anything  like  the  accomplish- 
ment for  which  they  were  constructed  and  equipped.  We 
have  too  many  high-power  vessels  whose  power  is  never  used. 

It  is  constantly  urged  that  men  must  act  in  groups  and 
through  organizations  to  accomplish  anything.  This  is 
obviously  true  and  describes  such  a  marked  tendency  that  it 
is  hardly  necessary  to  point  the  lesson.  The  difficulty  is  not 
to  get  men  to  act  in  groups  and  through  organization,  but  to 
have  groups  and  organizations  act  properly  and  wisely  by 
reason  of  the  individual  force  and  independent  strength  of 
their  members.  Groups  and  organizations  constantly  tend  to 
represent  the  influence  and  power  of  one  man  or  a  few  men, 
who  are  followed  not  because  they  are  right,  but  because  they 
lead,  and  who  maintain  themselves  not  so  much  by  the 
propriety  and  worth  of  leadership  as  by  their  skill  and  acumen 
in  availing  themselves  of  the  indifference  of  others  and  by  use 
of  solicitations,  blandishments,  and  patronage.  This  is  illus- 
trated in  all  forms  of  association,  and  to  the  extent  that  it 
exists,  the  association  loses  its  strength  and  capacity  to 


THE  INDIVIDUAL  IN  A  DEMOCRACY  179 

accomplish  the  results  for  which  it  is  intended.  Groups  and 
organizations  within  democracy  depend  upon  the  same  condi- 
tions as  those  which  underlie  the  larger  society.  If  they  come 
into  the  strong  control  of  a  few  by  reason  of  the  indifference 
and  subservience  of  the  many,  the  form  is  retained  without  the 
substance  and  the  benefits  of  cooperative  action  are  lost. 

It  is  of  course  a  counsel  of  wisdom  that  men  should  be  tactful 
and  desirous  of  cooperating,  and  not  in  a  constant  state  of 
rebellion  against  every  effort  at  group  action.  But  men  who  are 
eccentric  and  impossible  are  proof  against  counsel ;  and  their 
peculiarities  simply  illustrate  the  exceptional  and  abnormal 
in  society.  The  normal  man  naturally  tends  to  work  with 
others;  to  him  the  sentiment  of  loyalty  makes  a  powerful 
appeal.  And  the  counsel  that  is  most  needed  is  that  men  in 
the  necessary  action  of  groups  should  not  lose  their  individual 
power  for  good  by  blind  following.  The  man  who  would  meet 
the  responsibilities  of  citizenship  must  determine  that  he  will 
endeavor  justly,  after  availing  himself  of  all  the  privileges 
which  contact  and  study  afford,  to  reach  a  conclusion  which  for 
him  is  a  true  conclusion,  and  that  the  action  of  his  group  shall 
if  possible  not  be  taken  until,  according  to  his  opportunity 
and  his  range  of  influence,  his  point  of  view  has  been  presented 
and  considered.  This  does  not  imply  sheer  obstinacy  or  opinion- 
ated stubbornness.  Progress  consists  of  a  series  of  approxi- 
mations. But  it  does  imply  self-respect,  conscientious  effort  to 
be  sound  in  opinion,  respect  for  similar  efforts  on  the  part  of 
others,  and  accommodations  in  the  sincere  desire  for  coopera- 
tive achievement  which  shall  be  rational  and  shall  be  sensibly 
determined  in  the  light  of  all  facts  and  of  all  proposals.  It 
also  implies  that  there  shall  be  no  surrender  that  will  compromise 
personal  integrity  or  honor,  or  barter  for  gain  or  success  one's 
fidelity  to  the  oath  of  office  or  to  the  obligation  of  public  trust. 

A  consideration  of  the  obstacles  which  are  found  to  be  suc- 
cessfully interposed  to  this  course  is  not  flattering  to  those  of 
our  citizens  who  have  had  the  greatest  advantages.  There 
is,  in  the  first  place,  the  base  feeling  of  fear.  Lawyers  are 


i8o  IDEALS  OF  GOVERNMENT 

afraid  that  they  will  lose  clients;  bankers,  that  they  will 
lose  deposits;  ministers,  that  important  pew-holders  will 
withdraw  their  support;  those  who  manage  public  service 
corporations,  that  they  will  suffer  retaliation.  Throughout  the 
community  is  this  benumbing  dread  of  personal  loss  which 
keeps  men  quiet  and  servile. 

The  first  lesson  for  a  young  man  who  faces  the  world  with 
his  career  in  his  own  hands  is  that  he  must  be  willing  to  do  with- 
out. The  question  for  him  at  the  start  and  ever  after  must 
be  not  simply  what  he  wants  to  get,  but  what  he  is  willing  to 
lose.  ''Whosoever  shall  lose  his  life  shall  preserve  it,"  is  the 
profoundest  lesson  of  philosophy.  No  one  can  fight  as  a  good 
soldier  the  battles  of  democracy  who  is  constantly  seeking  cover. 

But  still  more  influential  is  the  desire  to  avoid  controversy 
and  to  let  things  go.  The  average  American  is  good-hearted, 
genial,  and  indisposed  not  simply  to  provoke  a  quarrel,  but 
even  to  enter  into  a  discussion.  By  the  constant  play  of  his 
humor  he  seeks  to  avoid  sharp  contacts  or  expression  of 
differences.  But  independence  of  conviction  and  the  exercise 
of  one's  proper  influence  do  not  imply  either  ill  nature  or 
constant  collisions  with  opposing  forces.  The  power  of  the  man 
who  is  calm  and  temperate,  just  and  deliberate,  who  seeks  to 
know  the  truth  and  to  act  according  to  his  honest  convictions, 
is  after  all  not  best  figured  by  the  force  of  arms,  but  by  the 
gracious  influence  of  sunshine  and  of  rain  and  the  quiet  play 
of  the  beneficent  forces  of  nature.  In  suitably  expressing 
his  individuality,  in  presenting  his  point  of  view,  he  need 
not  sacrifice  his  geniality  or  the  pleasures  of  companionship 
which  are  always  enhanced  by  mutual  respect. 

Then  there  are  the  fetters  of  accumulated  obligations. 
The  strongest  appeal  that  can  be  made  to  an  American  is  to 
his  generous  sense  of  obligation  because  of  favors  received. 
Men  whom  no  wealth  could  bribe  and  no  promise  could  seduce 
will  fall  in  public  life  victims  to  a  chivalrous  regard  for  those 
who  have  helped  them  climb  to  public  place.  This  is  because 
of  a  strange  inversion  of  values.  The  supposed  private  debt 


THE  INDIVIDUAL  IN  A  DEMOCRACY  181 

is  counted  more  important  than  the  public  duty.  But  there 
are  no  obligations  which  friendship  or  kindly  action  can 
impose  at  the  expense  of  public  service.  It  is  simply  a  per- 
verted sentiment  which  suggests  such  a  demand  or  the  neces- 
sity of  meeting  it.  It  is  a  strange  notion,  which  courses  in 
ethics  and  the  benefits  of  higher  education  so  frequently  find 
it  difficult,  if  not  impossible,  to  dislodge. 

Whether  you  like  it  or  not,  the  majority  will  rule.  Accept 
loyally  the  democratic  principle.  The  voice  of  the  majority 
is  that  neither  of  God  nor  of  devil,  but  of  men.  Do  not  be 
abashed  to  be  found  with  the  minority,  but  on  the  other  hand 
do  not  affect  superiority  or  make  the  absurd  mistake  of  think- 
ing you  are  right  or  entitled  to  special  credit  merely  because 
you  do  not  agree  with  the  common  judgment.  Your  experience 
of  life  cannot  fail  to  impress  you  with  the  soundness  of  that 
judgment  in  the  long  run,  and  I  believe  you  will  come  to  put 
your  trust,  as  I  do,  in  the  common  sense  of  the  people  of  this 
country,  and  in  the  verdicts  they  give  after  the  discussions  of 
press,  of  platform,  and  of  ordinary  intercourse.  The  dangers 
of  the  overthrow  of  reason  and  of  the  reign  of  passion  and  prej- 
udice become  serious  only  as  resentment  is  kindled  by  abuses 
for  which  those  who  have  no  sympathy  with  popular  govern- 
ment and  constantly  decry  what  they  call  "mob  rule"  are 
largely  responsible.  But  whether  the  common  judgment  shall 
exhibit  that  intelligence  and  self-restraint  which  have  given 
to  our  system  of  government  so  large  a  degree  of  success,  will 
depend  upon  your  attitude  and  that  of  the  young  men  of  the 
country  who  will  determine  the  measure  of  capacity  for  self- 
government  and  progress  in  the  coming  years. 

Prize  your  birthright  and  let  your  attitude  toward  all  public 
questions  be  characterized  by  such  sincere  democratic  sym- 
pathy, such  enthusiasm  for  the  commonweal,  such  genuine  love 
of  justice,  and  such  force  of  character,  that  your  life  to  the  full 
extent  of  your  talent  and  opportunity  shall  contribute  to  the 
reality,  the  security,  and  the  beneficence  of  government  by 
the  people. 


THE  PALE  SHADE1 
GILBERT  MURRAY 

[George  Gilbert  Aime  Murray  (1866-  ),  one  of  the  most  famous  of 
English  scholars  and  poets,  was  born  in  Australia,  but  was  educated  at 
the  Merchant  Taylors'  School,  London,  and  at  Oxford.  Since  1908  he 
has  been  Regius  Professor  of  Greek  at  Oxford.  He  is  widely  known  for 
his  unequaled  translations  from  the  Greek,  especially  his  renderings  of 
Euripides  into  English  verse  of  superb  felicity  and  eloquence.  Since  the 
beginning  of  the  World  War  he  has  written  extensively  in  advocacy  of  a 
liberal  and  democratic  solution  of  its  problems.  This  admirable  essay ,  from 
which  a  considerable  number  of  paragraphs  have  been  omitted,  is  a  bril- 
liant discussion  of  the  British  Constitution.] 

The  British  soldier  fought  in  the  pale  shade  of  aristocracy.  —  NAPIER 

The  conception  which  one  country  entertains  of  another  is 
always  several  generations  out  of  date,  and  nearly  always 
based  on  something  romantic  or  startling.  There  are  still 
plenty  of  Englishmen,  and  many  more  Frenchmen,  who  in 
their  secret  hearts  conceive  of  America  as  a  mixture  of  Bret 
Harte  and  the  "Last  of  the  Mohicans,"  with  a  rather  regret- 
table surface-dressing  of  skyscrapers  and  great  inventors 
and  millionaires  mourning  for  their  kidnaped  sons.  And  I 
have  noticed  in  American  popular  theaters  traces  of  a  belief 
that  our  farmers  still  dress  in  the  costumes  of  George  Ill's 
day,  and  that  kings,  princesses,  earls,  and  —  oddly  enough  - 
pickpockets  play  a  more  prominent  part  in  our  daily  life  than 
is  warranted  by  experience.  And  neither  party  likes  to  lose 
its  illusion.  Our  people  are  distinctly  saddened  when  they 
hear  that  there  are  no  more  wild  buffaloes  and  that  Indians 
are  taking  university  degrees,  and  sympathetic  Americans 

1  From  North  American  Review,  September,  1917.   Reprinted  by  permission. 

182 


THE  PALE  SHADE  183 

are  a  little  pained  and  incredulous  when  our  statesmen  de- 
scribe England  as  a  "great  democracy"  and  discuss  social 
problems  without  even  mentioning  the  wishes  of  the  King. 

The  fact  is  that  in  Great  Britain  the  King  and  the  House 
of  Lords  are  both  survivals.  They  are  relics  of  a  form  of 
government  and  a  structure  of  society  that  have  both  passed 
out  of  existence.  In  other  countries  they  would  have  been 
swept  away  by  a  clean-cut  revolution  about  the  years  1830- 
1848,  but  the  English  habit  in  reform  is  never  to  go  further 
than  you  really  want.  If  your  eye  offends  you,  try  shutting 
it  for  a  bit;  or  use  a  little  ointment  or  lotion;  or  give  up 
reading  by  artificial  light.  But  do  not  be  such  a  fool  as  to 
have  it  taken  out  until  you  are  perfectly  certain  you  must. 
And  still  more,  if  your  neighbor  offends  you :  try  to  put  up 
with  him,  try  to  get  round  him,  try  to  diminish  his  powers 
in  the  particular  point  where  he  is  most  offensive ;  but  do  not 
hang  him  or  shoot  him  unless  he  absolutely  insists  upon  it ; 
and,  if  you  must  fight  him,  do  not  forget  that  you  will  have 
to  live  with  him  or  his  friends  afterwards. 

It  is  this  characteristic  which  has  won  for  England  two 
reputations  which  seem  at  first  sight  contradictory.  She  is 
known  as  the  most  Liberal  of  European  nations  and  also  as 
the  most  Conservative.  Both  statements  are  fairly  true,  and 
they  both  mean  almost  the  same  thing.  She  is  Liberal  be- 
cause she  believes  in  letting  people  do  as  they  like  and  think 
as  they  like :  she  hates  oppression  and  espionage  and  inter- 
ference except  where  they  are  absolutely  necessary  for  the 
public  safety;  and  for  that  very  same  reason  she  is  Conser- 
vative. She  adapts  herself  to  new  conditions  with  as  little 
disturbance  as  she  conveniently  can,  and  never  destroys  in- 
stitutions or  worries  individuals  for  the  sake  of  mere  logical 
consistency.  The  people  who  praise  her  for  being  Liberal 
would  seldom  claim  that  she  was  specially  Progressive.  Those 
who  call  her  Conservative  would  never  think  of  her  as  Re- 
actionary. The  fact  is  that,  for  various  reasons,  she  has 
enjoyed  greater  security,  both  inside  and  out,  than  most 


184  IDEALS  OF  GOVERNMENT 

European  nations ;  and,  being  free  from  fear,  she  could  afford, 
as  a  general  rule,  to  be  patient  and  good-natured. 

Of  these  ancient  undemocratic  institutions  which  Eng- 
lish Conservatism  has  left  in  being  while  in  other  democracies 
they  have  disappeared,  the  Crown  is  at  once  the  most  con- 
spicuous and  the  most  harmless.  No  king  has  ever  asserted 
his  will  against  that  of  the  nation  since  George  III,  and  no 
one  seems  to  anticipate  that  any  king  is  likely  again  to  do  so. 
Such  republican  feeling  as  there  is  in  Great  Britain  —  and 
it  is  markedly  less  than  it  was  thirty  years  ago  — •  is  idealist 
and  theoretic.  It  is  not  a  protest  against  felt  oppression; 
it  is  an  echo  from  Mazzini  and  Kossuth  and  1848,  and,  in 
the  last  few  months,  from  the  great  wind  of  the  Russian 
Revolution.  The  only  grievance  of  a  practical  kind  that 
could  be  charged  against  the  monarchy  is  its  supposed  ex- 
pensiveness.  About  half  a  million  yearly  is  voted  by  Parlia- 
ment to  the  King's  "Civil  List."  But  then  many  of  the 
services  now  charged  to  the  Civil  List  would  have  to  continue 
under  any  system ;  only  instead  of  being  put  down  under 
this  heading,  they  would  be  under  the  Board  of  Works  or 
Public  Health  or  some  other  government  department.  And 
experts  differ  as  to  whether  the  expenses  actually  due  di- 
rectly and  indirectly  to  the  maintenance  of  the  Crown  are 
greater  or  less  than  the  expenses  of  a  recurrent  Presidential 
election  would  be. 

The  real  strength  of  the  monarchy  lies  in  its  practical  con- 
venience. It  hurts  no  one,  and  it  solves  a  number  of  dif- 
ficult problems.  The  races  of  India  and  Egypt  and  Afghan- 
istan understand  loyalty  to  a  king;  many  of  them  would 
not  understand  loyalty  to  a  Parliament.  Princes  and  Rajahs 
of  ancient  birth  and  accustomed  to  magnificence  are  flat- 
tered by  a  message  from  the  King-Emperor,  or  his  Viceroy : 
it  might  be  less  easy  to  win  their  homage  for  an  elected  official. 
More  important  than  these  considerations  is  the  advantage 
of  not  having  the  head  of  the  Empire  a  party  leader.  Party 
feeling  runs  very  high  in  Great  Britain.  Opinion  in  the 


THE  PALE  SHADE  185 

colonies  and  the  dominions  is  often  greatly  out  of  touch  with 
opinion  at  home ;  it  is  generally  more  democratic,  it  is  often 
less  liberal.  And  it  might  make  a  strain  on  the  loyalty,  say, 
of  Indian  soldiers  and  officials  if  a  radical  leader,  whom  they 
were  accustomed  to  curse  every  morning  at  tiffin,  were  sud- 
denly made  the  chief  magistrate  of  the  Empire.  As  it  is,  the 
King  has  no  politics,  and  people  of  all  views  can  be  loyal  to 
him.  He  represents  something  permanent  amid  the  changes  of 
ministries,  something  that  seems  to  be  England  itself,  and,  if 
people  feel  disposed  to  idealize  it,  does  nothing  to  prevent  them. 

The  same  consideration  has  some  force  at  home  also. 
When  party  feeling  is  strong,  a  change  of  government  pro- 
duces a  great  strain ;  but  it  would  be  a  far  greater  strain  if 
the  hated  head  of  the  opposite  political  party  became  ac- 
tually the  President  of  the  whole  British  people.  As  it  is  the 
Crown  and  the  civil  service  remain  unchanged,  so  the  beaten 
party  can  comfort  itself ;  the  whole  government  of  the  nation 
has  not  quite  been  given  over  into  the  hands  of  the  wicked ! 

By  the  British  Constitution  the  King  is  a  mythical  being 
built  up  by  a  mass  of  legal  fictions.  He  is  king  "by  the  Grace 
of  God";  he  can  do  no  wrong;  he  never  dies;  he  is  never 
under  age;  he  cannot  be  taxed;  he  cannot  be  arrested. 
Conversely  he  is  the  only  person  in  the  realm  who  cannot 
arrest  a  suspected  criminal,  because  if  he  arrested  by  mistake 
an  innocent  man,  no  action  at  law  could  be  taken  against 
him,  and  therefore  there  would  be  "  a  wrong  without  a 
remedy"!  He  is  also  the  fountain  of  justice  and  the  foun- 
tain of  honor,  and  the  sole  repository  of  the  prerogative  of 
pardon.  But  when  you  examine  into  the  meaning  of  all  these 
wonderful  statements,  they  melt  into  mist.  He  does  no  wrong 
because  he  never  does  anything.  He  cannot  act  except  by 
the  advice  of  his  ministers.  And  his  ministers  are  the  leaders 
of  the  political  party  which  represents  the  majority  of  the 
nation.  He  pardons  criminals  or  reduces  their  sentences,  but 
only  when  the  Home  Secretary  on  behalf  of  the  Government 
advises  him  to  do  so.  He  is  the  fountain  of  honor  and  he  alone 


1 86  IDEALS  OF  GOVERNMENT 

can  create  peers ;  but  he  only  creates  those  whom  the  Prime 
Minister  recommends.  No  Act  of  Parliament  is  valid  without 
his  signature,  and  he  can  in  theory  refuse  to  sign.  But  it  is 
over  200  years  since  Queen  Anne  refused  the  royal  assent  to  a 
certain  Scotch  Militia  Act,  and  no  sovereign  since  has  at- 
tempted to  follow  her  example.  At  a  few  great  constitutional 
crises,  like  the  passing  of  the  Reform  Bill,  the  hotheads  of  the 
minority  party  have  talked  of  persuading  the  King  to  veto 
some  bill  which  they  thought  particularly  monstrous;  but 
they  have  never  had  their  way. 

Does  the  King  then  really  count  for  nothing  ?  No ;  clearly 
it  would  not  be  true  to  say  that.  But  it  is  very  hard  to  say 
what  his  power  actually  is.  Though  he  cannot  ever  overrule 
the  ministers  with  whom  the  House  of  Commons  provides 
him,  it  must  be  remembered  that  he  is  always  in  office  whereas 
the  ministers  change.  He  sees  a  great  deal  of  the  most  im- 
portant business  of  state.  He  gets  to  know  all  the  persons  of 
political  importance  in  the  Kingdom.  If  he  is  a  man  of  char- 
acter himself  or  a  good  judge  of  character  in  others,  he  is 
pretty  sure  to  obtain  sooner  or  later  a  considerable  personal 
influence,  dependent  not  on  his  supposed  prerogative  but  on 
his  experience  and  position.  Published  memoirs  enable  us  to 
say  with  confidence  that  in  the  last  generation  a  proposal 
which  had  the  approval  of  King  Edward  or  of  Queen  Victoria 
had  generally  a  smoother  career  than  one  which  those  sover- 
eigns thought  harmful.  But  of  course  there  would  be  no  ques- 
tion in  either  case  of  the  Crown  setting  itself  up  against  the 
known  will  of  Parliament. 

It  is  true  then  that,  to  a  slight  extent,  in  a  matter  where 
the  will  of  Parliament  and  people  was  not  clear,  and  minis- 
ters were  not  interested  or  were  divided  among  themselves, 
the  wish  of  the  King,  a  hereditary  and  unrepresentative 
officer,  might  be  the  deciding  force.  That  is,  as  far  as  it  goes, 
a  defect  in  the  British  Constitution  from  the  standpoint  of 
pure  democracy.  But  there  are  few  democracies  in  the  world 
that  have  not  worse  defects  than  that. 


THE  PALE  SHADE  187 

The  ardent  republican  will  no  doubt  insist  upon  something 
more  fundamental.  "The  Crown,"  he  will  say,  "produces 
inevitably  a  false  social  atmosphere.  The  air  of  the  Court, 
with  its  immense  interest  in  small  personal  questions,  with 
its  honors  and  distinctions  which  depend  on  the  pleasure  of 
particular  individuals,  with  its  regard  for  hereditary  rank  and 
its  false  standards  in  judging  the  world,  is  an  influence  es- 
sentially hostile  to  human  dignity  and  to  the  spiritual  equality 
of  man  with  man.  It  concentrates  attention  on  itself,  and, 
among  the  masses  of  thoughtless  people  at  any  rate,  that 
means  concentrating  attention  on  a  wrong  object.  When 
George  III  was  speaking  with  Dr.  Johnson,  certainly  most 
people  in  England  would  have  been  more  interested  in  listen- 
ing to  the  King  than  to  the  philosopher.  And  if  instead  of 
Dr.  Johnson,  His  Majesty  had  been  speaking  to  Socrates  and 
George  Washington  and  Shakespeare  all  at  once,  I  daresay 
it  would  have  been  much  the  same.  When  Burke  was  study- 
ing the  French  Revolution  he  was  so  dazzled  by  the  thought 
of  the  suffering  Queen  that  he  could  not  see  the  social  and  eco- 
nomic distresses  of  the  people  of  France.  'He  pitied  the  plu- 
mage and  forgot  the  dying  bird,'  and  that  is  just  the  state  of 
mind  which  the  false  glitter  of  monarchy  leads  to." 

This  argument,  as  far  as  it  goes,  is  probably  quite  true: 
but  it  is  just  the  sort  of  argument  that  middle-aged  English- 
men, as  a  rule,  are  not  much  affected  by.  A  Frenchman  or 
an  Italian  perhaps  feels  it  more.  An  Englishman  is  apt  to 
smile  indulgently  and  say  he  sees  what  you  mean,  but  that 
after  all  in  practice  he  thinks  there  is  not  much  harm  done, 
and  that  snobbish  people  would  be  just  as  snobbish  without 
a  Court  as  with  one. 


The  House  of  Lords  is,  from  the  political  point  of  view,  a 
body  hard  to  defend.  It  is  unrepresentative,  it  is  too  large, 
it  is  drawn  too  predominantly  from  one  class,  and  that  a  class 
whose  interests  are  exceptionally  exposed  to  criticism.  Such 


1 88  IDEALS  OF  GOVERNMENT 

a  Second  Chamber  stands  condemned.  Yet  we  may  put  in 
some  pleas  in  mitigation  of  sentence.  It  would  be  wrong  to 
conceive  of  the  House  of  Lords  as  a  great  mass  meeting  of 
nearly  seven  hundred  hereditary  landowners  sitting  per- 
manently to  obstruct  all  Liberal  reforms.  It  is  only  on  very 
rare  occasions  that  the  mass  of  peers  —  the  "backwoodsmen" 
as  they  are  called  —  turn  up  to  vote ;  only  on  the  great  party 
issues,  such  as  the  Home  Rule  Bill,  the  Parliament  Bill,  and 
the  like.  On  ordinary  occasions  the  House  of  Lords  is  attended 
by  some  forty  to  sixty  members,  nearly  all  of  them  serious, 
eminent,  and  hard-working  public  men,  and  a  good  number 
of  them  Liberals. 

The  ranks  of  the  peerage  are  recruited  every  year  by  new 
creations ;  and,  to  one  who  does  not  expect  too  much  of  our 
frail  human  nature,  especially  in  a  region  where  it  is  apt  to 
be  seen  at  its  frailest,  the  new  creations,  though  far  from  ideal, 
are,  on  the  whole,  by  no  means  unrespectable.  The  obviously 
bad  appointments  attract  lively  public  interest ;  the  good 
ones  pass  by  unnoticed.  Of  course  mere  money  bags  count 
far  too  much ;  of  course  party  services  are  unduly  rewarded. 
Of  course  the  people  who  work  and  scheme  industriously  to 
get  a  title  are  more  likely  to  receive  one  than  those  who  do 
not.  Occasionally  there  is  a  scandal.  One  or  two  have  echoed 
across  the  Atlantic.  But  if  you  make  a  list  of  the  most  recent 
peers,  you  will  find  among  them  a  very  large  proportion  of 
men  who  are  at  the  head  of  their  respective  professions  or 
walks  of  life,  especially  of  course  if  they  have  been  engaged 
in  law  or  public  administration.  Turn  up  the  record  of  a  few 
old  House  of  Lords  debates  and  notice  the  speakers.  You  will 
find  first  several  of  these  recent  peers,  whose  rank  is  not 
hereditary  but  has  been  conferred  on  them  for  public  services : 
Lord  Cromer,  a  very  great  governor  who  reformed  the  finances 
of  Egypt ;  Lord  Morley,  the  famous  radical  philosopher  and 
man  of  letters,  friend  of  Mr.  Gladstone  and  John  Stuart  Mill ; 
Lord  Milner,  an  extreme  imperialist,  who  is  strongly  distrusted 
in  Liberal  circles  but  certainly  achieved  his  peerage  by  hard 


THE  PALE  SHADE  189 

work  and  personal  qualities ;  Lord  Loreburn,  a  great  lawyer 
and  a  former  Liberal  Lord  Chancellor;  Lord  Courtney, 
formerly  Chairman  of  Committees  in  the  House  of  Commons, 
a  leading  radical  and  pacifist ;  Lord  Parmoor,  a  Conservative 
lawyer ;  two  or  three  Bishops,  some  very  conservative,  some 
moderate  like  the  Archbishop  of  Canterbury,  some  Socialist, 
like  the  Bishop  of  Oxford.  Then  there  are  many  peers  whose 
title  is  hereditary,  but  who  would  probably  have  attained 
eminence  in  whatever  rank  of  life  they  had  been  born :  Lord 
Rosebery,  the  famous  orator ;  Lord  Crewe,  Lord  Lansdowne, 
the  very  accomplished  leaders  of  the  Liberal  and  Conserva- 
tive peers  respectively;  Lord  Curzon,  a  great  traveler,  a 
distinguished  ex-Viceroy  of  India,  and  a  man  of  academic 
distinction.  These  are  all  men  whose  opinion  is  of  real  im- 
portance, and  who  probably  ought  to  be  members  of  any 
second  chamber,  however  democratically  constructed.  Then 
there  are  a  number  of  successful  business  men,  brewers,  doc- 
tors, and  men  of  science. 

The  House  of  Lords  on  ordinary  days  is  not  at  all  an  un- 
satisfactory senate.  An  old  friend  of  the  writer,  a  Liberal 
of  undoubted  soundness  and  an  enthusiastic  admirer  of 
Abraham  Lincoln,  avers  that  on  ordinary  occasions,  where 
no  great  party  questicn  is  at  issue,  he  finds  the  debates  in  the 
House  of  Lords  better  than  those  which  he  remembers  in  the 
Commons.  Above  all  there  is  more  freedom,  and  more  power 
of  expressing  unpopular  views.  When  certain  Quakers  and 
other  Conscientious  Objectors  to  military  service  were  shown 
to  have  been  harshly  or  unfairly  treated,  the  best  statement 
of  their  case  was  made  in  the  House  of  Lords.  When  the 
Government,  by  way  of  "reprisals"  against  German  cruelty, 
sent  an  expedition  to  drop  bombs  on  the  open  town  of  Frei- 
burg, by  far  the  best  and  most  effective  protest  was  made  in 
the  House  of  Lords  —  and  made  by  Liberals,  Bishops,  and 
Conservatives  alike.  Again  when  abstruse  questions  affect- 
ing remote  parts  of  the  world  come  up  for  debate,  there  are 
generally  some  peers  present  who  have  special  knowledge 


190  IDEALS  OF  GOVERNMENT 

of  them.  Only  those  peers  attend  who  are  really  interested 
in  public  affairs;  there  is  no  obstruction  or  "filibustering," 
no  "talking  out"  of  proposals,  no  threats  by  party  leaders 
against  their  too  independent  followers.  There  is  just  the  one 
absolutely  fatal  defect,  that,  whenever  the  Conservative 
leader  thinks  fit  to  take  the  trouble,  he  can  whip  up  an  over- 
whelming majority  to  destroy  any  Liberal  bill;  and  that 
majority  will  consist  largely  of  quite  undistinguished  and  un- 
political persons,  some  few  of  them  perhaps  of  indifferent 
character  and  intelligence,  and  most  of  them  not  known  to 
him  by  sight. 

It  is  England  all  over,  this  anomalous  and  indefensible 
institution,  which  generally  happens  to  work  rather  well  be- 
cause most  of  its  members  do  not  attend,  and  has  not  —  until 
lately  —  made  itself  so  serious  an  obstacle  to  progress  and  the 
popular  will  that  the  nation  was  willing  to  take  the  trouble  of 
"ending  or  mending  it."  However,  reform  is  now  inevitable. 
The  only  question  is  whether  the  House  of  Lords  itself  will 
consent  to  a  reform  sufficiently  thorough  to  satisfy  the  feeling 
of  the  country,  or  whether  it  prefers  to  follow  the  counsel  of 
its  own  "Die-hards"  and  "Last-ditchers,"  and  will  go  down 
fighting.  It  will  no  longer  be  a  grave  obstacle  to  the  progress 
of  democracy.  That  may  be  taken  as  certain. 

If  you  consulted  at  this  moment  the  feeling  of  radical  and 
socialist  circles  hi  Great  Britain,  you  would  probably  find 
comparatively  little  bitterness  against  the  House  of  Lords; 
rather  the  reverse.  It  has  proved  itself  the  one  place  where 
the  unpopular  views  of  the  pacifists  can  be  fully  expressed  and 
accorded  a  courteous  hearing.  The  real  object  of  bitterness 
would  be  the  pseudo-democratic  capitalist  press  —  which  is 
quite  another  story. 

"This  is  all  very  well,"  an  American  reader  may  say.  "It 
may  be  that  your  King  has  no  political  power  and  your 
House  of  Lords  is  having  its  claws  clipped  at  the  moment, 
so  far  as  the  poor  things  needed  clipping.  But  you  are  an 


THE  PALE  SHADE  191 

aristocratic  nation.  We  know  it  in  our  bones.  We  feel  it  when 
we  meet  Englishmen.  The  first  thing  they  ask  about  a  man  is 
whether  he  is  or  is  not  a  'gentleman,'  —  it  is  the  all-impor- 
tant question.  And  the  answer  to  it  seems  to  depend  neither 
on  the  man's  moral  qualities,  which  we  would  respect,  nor  on 
the  size  of  his  income,  which  we  could  at  least  understand, 
but  on  the  abstruse  points  connected  with  his  pronunciation, 
and  his  relatives,  and  the  way  he  wears  his  necktie.  Your 
aristocrats  are  supposed  to  have  exquisite  manners,  but  as  a 
matter  of  fact  they  often  offend  us.  They  are  too  much 
accustomed  to  deference  from  common  people;  they  stand 
aside  and  expect  to  be  waited  on.  And,  when  we  go  to  England, 
we  may  not  see  as  much  gross  luxury  as  in  New  York  or  New- 
port, but  we  do  see  that  life  is  made  extraordinarily  comfort- 
able for  the  'upper  classes,'  and  for  them  alone.  They  do  no 
doubt  care  about  the  'poor' ;  they  are  charitable  and  they  are 
public-spirited ;  but  they  despise,  or,  at  any  rate,  they  exclude 
from  their  society  whole  classes  of  people  who  seem  to  us  just 
as  good  as  they  are  —  commercial  men,  wealthy  shop-keepers, 
leaders  of  industry  and  others,  just  because  they  have  not  the 
same  way  of  talking." 

Now  there  is  some  truth  in  this,  and  some  falsehood.  And 
it  is  exceedingly  difficult  to  unravel  the  two,  even  in  the 
roughest  and  most  elementary  way.  I  should  not  dare  to  at- 
tempt it  if  I  were  a  born  Englishman,  educated  at  Eton  or 
Winchester.  Because  in  that  case,  I  believe  I  should  think  it 
mere  nonsense.  But,  having  come  to  England  from  Australia, 
and  been  at  one  time  a  stranger  to  the  well-to-do  English 
public-school  society  which  sets  the  tone  in  the  British  upper 
class,  I  think  I  can  understand  the  criticism. 

It  is  a  fact  that  in  Great  Britain  the  aristocracy,  which 
America  on  the  whole  shook  off  when  it  shook  off  the  British 
connection,  still  survives  and  is  in  some  ways  still  powerful. 
And  I  think,  perhaps,  in  no  way  more  than  this:  that  its 
standard  of  behavior  and  minor  morals  is  more  or  less  ac- 
'cepted  as  a  model  by  the  whole  nation.  It  is  true  that 


192  IDEALS  OF  GOVERNMENT 

Englishmen,  more  than  other  nations,  do  consider  whether  a 
man  is  a  gentleman ;  and  the  average  Englishman  of  all  classes 
normally  considers  that  he  himself  is  a  gentleman  and  expects 
to  be  treated  as  one.  This  may  sound  like  mere  servility  or 
class-worship ;  but  of  course  it  is  not  that.  It  does  not  mean 
that  the  average  man  tries  to  behave  exactly  as  he  has  seen 
some  earl  or  viscount  behave,  or  as  he  reads  that  such  persons 
did  behave  in  the  eighteenth  century.  It  means  that  a  certain 
ideal  has  been  formed  of  the  way  in  which  a  "gentleman" 
ought  to  behave,  and  that  practically  every  self-respecting 
British  citizen  feels  himself  —  theoretically  at  least  —  bound 
to  live  up  to  it. 

It  is  in  part  a  class  imitation  and  in  part  a  genuine  moral 
standard;  it  is  based  in  part  on  snobbishness  and  in  part 
on  idealism.  That  is  just  what  gives  it  its  power.  It  appeals 
to  every  kind  of  person.  No  doubt  it  would  be  far  better  to 
aim  at  being  a  philosopher  or  a  true  Christian ;  but  thousands 
of  people  who  have  no  ambition  in  either  of  those  directions 
will  be  very  strong  on  conducting  themselves  like  gentlemen. 
And  some  will  do  it  in  a  superficial  way  and  some  in  a  sincere 
and  searching  way. 

All  this,  as  I  re-read  it,  sounds  somewhat  oligarchical, 
somewhat  inconsistent  with  the  true  and  complete  ideal  of 
democracy.  But  the  truth  is  that  no  democracy  can  thrive 
without  a  widespread  and  vigorous  sense  of  self-respect  and 
mutual  respect  among  its  members.  And  the  British  democ- 
racy has  set  about  acquiring  that  sense  by  the  means  that 
happened  for  historical  reasons  to  lie  ready  to  its  hand.  In 
an  old  aristocratic  society,  such  as  existed  in  the  eighteenth 
century,  where  only  the  select  Few  were  really  respected, 
wider  and  wider  circles  of  the  nation  determined  to  live  up 
to  the  standard  of  that  Few  in  honor  and  courtesy  and  self- 
discipline,  and  so  to  earn  the  respect  which  that  standard  gave. 

I  do  not  feel  ashamed  when  I  think  of  it.  If  the  standard 
were,  owing  to  the  war,  to  break  down,  as  some  people  say 


THE  PALE  SHADE  193 

it  will,  I  should  be  bitterly  sorry,  not  glad.  When  I  heard 
people  attack  a  late  Foreign  Minister  on  the  ground  that  he 
was  "too  much  of  a  gentleman  for  the  work  that  is  wanted 
in  war,"  I  found  it  difficult  within  the  limits  of  gentlemanly 
language  to  express  the  vehemence  of  my  dissent.  I  will  not 
for  a  moment  plead,  on  behalf  of  my  country,  that  she  once 
had  these  somewhat  aristocratic  standards  but  is  now  throw- 
ing them  over.  And  the  majority  of  any  working  class  audience 
in  the  country  will  feel  as  I  do. 

We  want  to  democratize  the  country,  true,  but  we  do  not 
want  to  vulgarize  it.  Just  the  reverse.  I  remember  twenty 
years  ago  hearing  two  members  of  Parliament  discuss  who 
was  the  truest  gentleman  in  the  House  of  Commons,  and  the 
choice  fell  on  a  Northumberland  miner,  sent  by  his  fellow 
miners  to  represent  them.  It  is  not  from  the  working  classes 
that  any  danger  to  this  ideal  will  come.  Money  and  intrigue 
and  insincerity  and  lying  advertisement:  those  are  the  ene- 
mies to  true  ''gentleness,"  not  hard  work  nor  poverty. 

We  are  no  doubt  still  affected  by  the  tradition  of  the  aris- 
tocracy which  once  governed  Great  Britain,  a  tradition  al- 
ready made  legendary  and  greatly  idealized.  The  class  of 
gentlefolk  has  enormously  widened  and  no  man  living  is 
necessarily  shut  out  from  it.  It  still  largely  fills  the  civil  serv- 
ice and  governs  the  outlying  portions  of  the  empire.  The 
public  services  are  now,  with  few  exceptions,  filled  by  open 
competitive  examination.  The  examinations  are  severe  and 
skillful,  and  their  fairness  has  never  been  questioned.  If  the 
services  still  remain  somewhat  select  and  aristocratic,  that  is 
because  the  higher  education  has  in  Great  Britain,  as  in  all 
industrial  societies,  remained  too  much  a  privilege  of  the 
upper  and  middle  classes.  We  must  not  forget  the  immense 
and  steady  effort  made  to  counteract  this  tendency  from  the 
Renaissance  onwards.  No  nation  has  had  such  rich  provision 
for  the  education  of  "poor  scholars"  as  England  had  after 
the  foundation  of  the  great  public  schools.  No  nation  has  such 
a  system  of  "scholarships,"  or  large  money  prizes  lasting  for 


i94  IDEALS  OF  GOVERNMENT 

four  years  or  so,  and  open  to  the  best  pupils  in  competitive 
examinations  in  all  parts  of  the  country.  The  present  writer 
was  supported  almost  entirely  by  scholarships  from  the  age 
of  fourteen  to  the  age  of  twenty-three,  and  could  not  have  got 
through  the  University  otherwise.  So  it  is  not  for  him  to  com- 
plain of  the  exclusion  of  poor  boys  from  the  highest  education 
that  England  can  provide.  And  his  case  is  perfectly  normal 
and  common.  If  you  look  through  the  lists  of  "scholars"  and 
"exhibitioners"  compiled  by  several  Oxford  colleges  of  recent 
years,  you  will  find  a  majority  coming  from  homes  by  no  means 
wealthy  and  a  large  proportion  actually  from  the  working 
class.  And  these  men  go  on  to  fill  high  positions  in  the  civil 
service,  politics,  the  law,  the  Church,  or  other  "gentlemanly" 
professions.  And  if  this  was  done  under  the  old  system  with 
its  "great  Public  Schools,"  with  high  fees,  numbering  less 
than  a  hundred  all  told,  how  much  more  will  be  done  when  the 
new  State-aided  Secondary  Schools,  numbering  over  nine 
hundred  already,  with  very  low  fees  and  an  abundance  of  free 
places  and  university  scholarships,  have  begun  to  exert  their 
full  influence  in  the  national  education  ?  Of  course  we  must 
not  delude  ourselves.  It  remains  difficult,  by  any  measures 
of  public  help,  entirely  to  get  over  the  inherent  disadvantages 
to  a  working-class  child  of  the  poverty  of  its  parents.  They 
will  want  it  to  bring  in  wages  at  once  instead  of  improving 
its  education.  They  will  not  be  able  to  provide  it  at  home  with 
a  background  of  cultured  thought  or  interesting  conversation. 
However,  we  see  those  difficulties  and  we  mean  to  face  them. 
I  must  not  allow  them  now  to  make  me  digress  from  my  main 
subject.  .  .  .  Hitherto  the  public  services  and  learned  pro- 
fessions, the  original  preserves  of  the  "upper  classes,"  have 
absorbed  without  any  loss  of  standard,  indeed  with  a  consider- 
able rise  in  standard,  the  hundreds  of  "poor  scholars"  who 
came  to  them  from  the  old  Public  Schools  and  Universities. 
They  will  absorb  equally  the  thousands  of  chosen  boys  and 
girls  who  come  from  the  new  Secondary  Schools  and  the  cheap 
modern  Universities. 


THE  PALE  SHADE  195 

I  have  spoken  of  the  civil  side  of  life,  since  that  is  the  only 
side  of  which  I  have  personal  knowledge.  The  army  and  navy 
used  to  be  the  great  strongholds  of  aristocratic  privilege,  the 
impregnable  fortresses  of  anti-liberal  thought.  The  famous 
phrase  quoted  at  the  head  of  this  essay  has  lingered  in  men's 
memories.  But  it  is  well  to  remember  that  it  referred  to  the 
Engand  of  1812,  and  even  then  only  to  the  army.  The  army 
of  1917  is  very  different  from  the  army  of  a  hundred  years  ago, 
or  even  of  three  years  ago.  The  soldier  in  whom  the  nation 
now  places  its  chief  trust,  Sir  William  Robertson,  was  himself 
a  working  man.  Promotions  from  the  ranks  are  now  the  rule, 
not  the  exception.  I  make  no  profession  of  knowing  the  army 
from  inside;  but  I  believe  one  is  safe  in  saying  that  if  the 
nation  as  a  whole  is  moving  forward  in  a  democratic  direc- 
tion, the  opposite  tendency  will  find  no  stronghold  any  longer 
in  the  army.  The  British  soldier  fights  no  more  "in  the  pale 
shade  of  aristocracy." 

Yet  the  standard  of  honor  remains  untouched.  War  makes 
good  men  do  horrible  things ;  there  is  no  shutting  of  the  eyes  to 
that.  Yet  I  believe  all  good  judges  will  agree  that  our  soldiers 
now  have  more  chivalry,  not  less,  than  those  of  Wellington. 

There  are  bad  symptoms  here  and  there :  vulgarities, 
meannesses,  intrigues,  and  blatancies.  Such  things  exist  in 
every  large  society,  and  a  state  of  long  and  desperate  warfare 
calls  them  into  prominence.  But,  on  the  whole,  there  is  no 
visible  decay  in  the  strength  of  that  ideal  of  manners  which 
is  descended  originally  from  a  bygone  aristocracy  but  is 
now  felt  to  be  part  of  the  birthright  of  every  free  Briton :  an 
obligation  imposed  on  him  by  his  own  freedom  and  by  the 
position  which  his  race  holds  in  the  world.  How  can  a  mem- 
ber of  so  great  a  Commonwealth  consent  to  be  anything  but 
a  Gentleman?  A  rule  of  duty  as  of  the  strong  towards  the 
weak,  courage  and  gentleness,  no  bullying  and  no  intrigue: 
it  may  be  based  ultimately  on  mere  pride,  but  it  is  better  to 
be  proud  of  these  qualities  than  of  their  opposites.  And  such 
pride,  as  America  herself  is  the  best  witness,  is  no  bad  orna- 
ment to  a  great  and  sovereign  democracy. 


THE  BRITISH   COMMONWEALTH   OF   NATIONS1 
JAN  CHRISTIAN  SMUTS 

[Lieutenant-General  Smuts  (1870-  )  is  a  native  of  South  Africa,  but 
was  educated  at  Christ's  College,  Cambridge,  where  he  distinguished  him- 
self as  a  scholar.  In  the  Boer  War  of  1899-1002  he  fought  against  the  Brit- 
ish, but  in  the  World  War  he  commanded  the  British  troops  which  drove 
the  Germans  out  of  East  Africa.  During  191 7  he  visited  England  as  South 
African  representative  in  the  Imperial  War  Cabinet,  and  his  speeches  on 
the  war  and  the  question  of  Imperial  federation  made  a  profound  impres- 
sion. This  after-dinner  speech  was  delivered  at  a  banquet  given  in 
his  honor  by  members  of  both  Houses  of  Parliament  on  May  15,  1917, 
and  was  characterized  by  the  London  Daily  Telegraph  as  "one  of  the 
finest  and  most  statesmanlike  utterances  that  the  war  has  produced." 
It  is  especially  valuable  for  its  presentation  before  a  not  entirely  sym- 
pathetic audience  of  the  attitude  of  the  British  "colonials"  to  the  British 
Crown  and  Constitution.] 

Ever  since  I  have  come  to  this  country,  about  two  months 
ago,  I  have  received  nothing  but  the  most  profound  and  charm- 
ing kindness  and  hospitality,  which  has  culminated  in  this 
unique  banquet  to-night.  I  appreciate  it  all  the  more  because 
I  know  it  is  given  at  a  time  when  the  greatest  storm  in  the 
world's  history  is  raging,  and  when  nobody  in  this  country 
or  great  city  feels  inclined  to  indulge  in  any  festivities  or 
banquets.  When  I  return  home,  I  shall  be  able  to  tell  the 
people  of  South  Africa  that  I  have  been  received  by  you  not 
as  a  guest,  not  as  a  stranger,  but  simply  as  one  of  yourselves. 
Speaking  with  a  somewhat  different  accent,  and  laying  a  dif- 
ferent emphasis  on  many  things,  as  no  doubt  becomes  a  bar- 
barian from  the  outer  marches  of  the  Empire  —  and  one 
whose  mind  is  not  yet  deeply  furrowed  with  trenches  and 
dugouts  —  I  would  like  first  of  all  to  say  how  profoundly 

1  From  International  Conciliation,  November,  1917.    Reprinted  by  permission. 

196 


THE  BRITISH  COMMONWEALTH  OF  NATIONS     197 

thankful  I  am  to  Lord  French  for  the  words  which  have  fallen 
from  his  lips.  Your  expressions  in  regard  to  myself  are  largely, 
I  feel,  undeserved.  At  any  rate,  I  accept  them  as  coming 
from  an  old  opponent  and  comrade  in  arms.  I  know  they  are 
meant  in  the  best  spirit,  and  I  accept  them  as  such. 

Your  words  recall  to  my  mind  many  an  incident  of  those 
stirring  times  when  we  were  opposing  commanders  in  the 
Boer  War.  I  may  refer  to  two.  On  one  occasion  I  was  sur- 
rounded by  Lord  French  —  and  was  practically  face  to  face 
with  disaster.  Nothing  was  left  me  but,  by  the  most  diligent 
scouting,  to  find  a  way  out.  I  ventured  into  a  place  which 
bore  the  very  appropriate  name  of  Murderers'  Gap  —  and  I 
was  the  only  man  who  came  out  alive.  One  account  of  that 
stated  that  one  Boer  escaped,  but  he  probably  had  so  many 
bullets  in  him  that  he  would  be  no  further  danger.  I  survived 
to  be  your  guest  to-night.  Two  days  after  I  broke  through  — 
blessed  words  in  these  times  —  and  on  a  very  dark  night,  I 
came  to  a  railway,  which  I  was  just  on  the  point  of  crossing, 
when  we  heard  a  train.  Some  of  us  felt  inclined  to  wreck  and 
capture  that  train,  but  for  some  reason  or  other  I  said,  "No, 
let  it  pass."  You  can  imagine  my  feelings  when  some  time 
afterwards  I  learned  that  the  only  freight  on  that  train  was 
Sir  John  French  with  one  or  two  A.D.C.'s,  moving  round  from 
one  part  of  his  front  to  another  to  find  out  how  I  had  broken 
through.  If  I  had  not  missed  that  chance,  he  would  have  been, 
my  guest,  no  doubt  very  welcome,  though  no  doubt  embar- 
rassing. Fate  has  willed  otherwise.  I  am  his  guest. 

Those  were  very  difficult  and  strenuous  days  in  which  one 
learned  many  a  valuable  lesson,  good  for  all  life.  One  of  those 
lessons  was  that  under  stress  of  great  difficulty  practically 
everything  breaks  down  ultimately,  and  the  only  things  that 
survive  are  really  the  simple  human  feelings  of  loyalty  and 
comradeship  to  your  fellows,  and  patriotism  which  can  stand 
any  strain  and  bear  you  through  all  difficulty  and  privation. 
We  soldiers  know  the  extraordinary  value  of  these  simple 
feelings,  how  far  they  go,  and  what  strain  they  can  bear,  and 


198  IDEALS  OF  GOVERNMENT 

how  ultimately  they  support  the  whole  weight  of  civilization. 
That  war  was  carried  on  by  both  sides  in  a  sportsmanlike 
spirit,  and  in  a  clean,  chivalrous  way  —  and  out  of  that 
calamity  has  been  produced  the  happy  state  of  affairs  that 
you  see  to-day  in  South  Africa,  and  which  led  to  a  new  basis 
on  which  to  build  the  larger  and  happier  South  Africa  which 
is  arising  to-day. 

I  am  sure  in  the  present  great  struggle  now  being  waged  you 
will  see  some  cause  leading  to  lasting  results.  Here  you  have 
from  all  parts  of  the  British  Empire  young  men  gathering 
on  the  battle  fields  of  Europe,  and  whilst  your  statesmen  keep 
planning  a  great  scheme  of  union  for  the  future  of  the  Empire, 
my  feeling  is  that  very  largely  the  work  is  already  done.  The 
spirit  of  comradeship  has  been  borne  in  this  campaign  on  the 
battle  fields  of  Europe,  and  many  of  the  men  from  the  various 
parts  of  the  Empire  will  be  far  more  powerful  than  any  in- 
strument of  government  that  you  can  elect  in  the  future.  I 
feel  sure  that  in  after  days,  when  our  successors  come  to  sum 
up  what  has  happened  and  draw  up  a  balance-sheet,  there 
will  be  a  good  credit  balance  due  to  this  common  feeling  of 
comradeship  which  will  have  been  built  up.  Now  once  more, 
as  many  ages  ago  during  the  Roman  Empire,  the  Germanic 
volcano  is  in  eruption,  and  the  whole  world  is  shaking.  No 
doubt  in  this  great  evolution  you  are  faced  in  this  country 
with  the  most  difficult  and  enormous  problems  which  any 
Government  or  people  have  ever  been  called  upon  to  face  — 
problems  of  world-wide  strategy,  of  man-power,  communica- 
tions, food  supply,  of  every  imaginable  kind  and  magnitude, 
so  large  that  it  is  almost  beyond  the  wit  of  man  to  solve  them, 
and  it  is  intelligible  that  where  you  have  so  many  difficulties 
to  face,  one  forgets  to  keep  before  one's  eye  the  situation  as  a 
whole.  And  yet  that  is  very  necessary. 

It  is  most  essential  that  even  in  this  bitter  struggle,  even 
when  Europe  is  looming  so  large  before  our  eyes,  we  should 
keep  before  us  the  whole  situation.  We  should  see  it  steadily 
and  see  it  whole.  I  would  ask  you  not  to  forget  in  these  times 


THE  BRITISH  COMMONWEALTH  OF  NATIONS     199 

the  British  Commonwealth  of  nations.  Do  not  forget  that 
larger  world  which  is  made  up  of  all  the  nations  that  belong 
to  the  Empire.  Bear  in  mind  that  after  all  Europe  is  not  so 
large,  and  will  not  always  continue  to  loom  so  large  as  at 
present.  Even  now  in  the  struggle  the  pace  of  Europe  is  being 
permanently  slowed  down.  Your  Empire  is  spread  all  over  the 
world,  and  even  where  the  pace  is  slowed  down  in  one  portion 
it  is  accelerated  in  another,  and  you  have  to  keep  the  whole 
before  you  in  order  to  judge  fairly  and  sanely  of  the  factors 
which  affect  the  whole. 

I  wish  to  say  a  few  words  to-night  on  this  subject,  because 
I  think  there  is  a  tendency  sometimes  to  forget  certain  aspects 
of  the  great  questions  with  which  we  are  now  confronted. 
That  is  one  of  the  reasons  why  I  am  glad  the  Imperial  Con- 
ference was  called  at  this  time,  apparently  a  very  opportune 
moment,  and  yet  the  calling  of  this  Conference  at  this  time 
has  already  directed  attention  once  more  to  that  other  aspect 
of  the  whole  situation  which  is  so  important  to  us.  Remember, 
it  is  not  only  Europe  that  we  have  to  consider,  but  also  the 
future  of  this  great  commonwealth  to  which  we  all  belong. 
It  is  peculiarly  situated ;  it  is  scattered  over  the  whole  world ; 
it  is  not  a  compact  territory ;  it  is  dependent  for  its  very  ex- 
istence on  world-wide  communications,  which  must  be  main- 
tained or  this  Empire  goes  to  pieces.  In  the  past  thirty  years 
you  see  what  has  happened.  Everywhere  upon  your  communi- 
cations Germany  has  settled  down ;  everywhere  upon  the 
communications  of  the  whole  globe  you  will  find  a  German 
colony  here  and  there,  and  the  day  would  have  come  when 
your  Empire  would  have  been  in  very  great  jeopardy  from 
your  lines  of  communication  being  cut. 

Now,  one  of  the  by-products  of  this  war  has  been  that  the 
whole  world  outside  Europe  has  been  cleared  of  the  enemy. 
Germany  has  been  swept  from  the  seas,  and  from  all  continents 
except  Central  Europe.  Whilst  Germany  has  been  gaining 
ground  in  Central  Europe,  from  the  rest  of  the  world  she 
has  been  swept  clean;  and,  therefore,  you  are  now  in  this 


200  IDEALS  OF  GOVERNMENT 

position  —  almost  providentially  brought  to  this  position 
-  that  once  more  you  can  consider  the  problem  of  your  future 
as  a  whole.  When  peace  comes  to  be  made  you  have  all  these 
parts  in  your  hand,  and  you  can  go  carefully  into  the  question 
of  what  is  necessary  for  your  future  security  and  your  future 
safety  as  an  Empire,  and  you  can  say,  so  far  as  it  is  possible 
under  war  circumstances,  what  you  are  going  to  keep  and  what 
you  are  going  to  give  away. 

That  is  a  very  important  precedent.  I  hope  when  the  time 
comes  —  I  am  speaking  for  myself,  and  expressing  nobody's 
opinion  but  my  own  —  I  feel  when  the  time  comes  for  peace 
we  should  not  bear  only  Central  Europe  in  mind,  but  the  whole 
British  Empire.  As  far  as  we  are  concerned,  we  do  not  wish 
this  war  to  have  been  fought  in  vain.  We  have  not  fought  for 
material  gain,  or  for  territory;  we  have  fought  for  security 
in  the  future.  If  we  attach  any  value  to  this  group  of  nations 
which  compose  the  British  Empire,  then  we,  in  settling  peace, 
will  have  to  look  carefully  at  our  future  safety  and  security, 
and  I  hope  that  will  be  done,  and  that  no  arrangement  will  be 
made  which  will  jeopardize  the  very  valuable  and  lasting 
results  which  have  been  attained. 

That  is  the  geographical  question.  There  remains  the  other 
question  —  a  very  difficult  question— of  the  future  consti- 
tutional relations  and  readjustments  in  the  British  Empire. 
At  a  luncheon  given  recently  by  the  Empire  Parliamentary 
Association  I  said,  rather  cryptically,  that  I  did  not  think 
this  was  a  matter  in  which  we  should  follow  precedents,  and 
I  hope  you  will  bear  with  me  if  I  say  a  few  words  on  that  theme, 
and  develop  more  fully  what  I  meant.  I  think  we  are  inclined 
to  make  mistakes  in  thinking  about  this  group  of  nations  to 
which  we  belong,  because  too  often  we  think  of  it  merely  as 
one  State.  The  British  Empire  is  much  more  than  a  State. 
I  think  the  very  expression  "Empire"  is  misleading,  because 
it  makes  people  think  as  if  we  are  one  single  entity,  one  unity, 
to  which  that  term  "Empire"  can  be  applied.  We  are  not  an 
Empire.  Germany  is  an  Empire,  so  was  Rome,  and  so  is  India, 


THE  BRITISH  COMMONWEALTH  OF  NATIONS     201 

but  we  are  a  system  of  nations,  a  community  of  states  and  of 
nations  far  greater  than  any  empire  which  has  ever  existed ; 
and  by  using  this  ancient  expression  we  really  obscure  the  real 
fact  that  we  are  larger  and  that  our  whole  position  is  different, 
and  that  we  are  not  one  nation,  or  state,  or  empire,  but  we 
are  a  whole  world  by  ourselves,  consisting  of  many  nations 
and  states,  and  all  sorts  of  communities  under  one  flag.  We 
are  a  system  of  states,  not  only  a  static  system,  a  stationary 
system,  but  a  dynamic  system,  growing,  evolving  all  the  time 
towards  new  destinies. 

Here  you  have  a  kingdom  with  a  number  of  Crown  colonies ; 
besides  that  you  have  large  protectorates  like  Egypt,  which 
is  an  empire  in  itself,  which  was  one  of  the  greatest  empires 
in  the  world.  Besides  that  you  have  great  dependencies  like 
India  —  an  empire  in  itself,  one  of  the  oldest  civilizations  in 
the  world,  and  we  are  busy  there  trying  to  see  how  East  and 
West  can  work  together,  how  the  forces  that  have  kept  the 
East  going  can  be  worked  in  conjunction  with  the  ideas  we 
have  evolved  in  Western  civilization  for  enormous  problems 
within  that  State.  But  beyond  that  we  come  to  the  so-called 
Dominions,  a  number  of  nations  and  states  almost  sovereign, 
almost  independent,  who  govern  themselves,  who  have  been 
evolved  on  the  principles  of  your  constitutional  system,  now 
almost  independent  states,,  and  who  all  belong  to  this  group, 
to  this  community  of  nations,  which  I  prefer  to  call  the  British 
Commonwealth  of  nations.  Now,  you  see  that  no  political 
ideas  that  we  evolved  in  the  past,  no  nomenclature  will  apply 
to  this  world  which  is  comprised  in  the  British  Empire ;  any 
expression,  any  name  which  we  have  found  so  far  for  this 
group  has  been  insufficient,  and  I  think  the  man  who  would 
discover  the  real  appropriate  name  for  this  vast  system  of 
entities  would  be  doing  a  great  service  not  only  to  this  country, 
but  to  constitutional  theory. 

The  question  is,  how  are  you  going  to  provide  for  the  future 
government  of  this  group  of  nations?  It  is  an  entirely  new 
problem.  If  you  want  to  see  how  great  it  is,  you  must  take  the 


2012  IDEALS  OF  GOVERNMENT 

United  States  in  comparison.  There  you  find  what  is  essential 
—  one  nation,  not  perhaps  in  the  fullest  sense,  but  more  and 
more  growing  into  one;  one  big  State,  consisting  of  subor- 
dinate parts,  but  whatever  the  nomenclature  of  the  United 
States  Constitution,  you  have  one  national  State,  over  one 
big,  contiguous  area.  That  is  the  problem  presented  by  the 
United  States,  and  for  which  they  discovered  this  federal  solu- 
tion, which  means  subordinate  governments  for  the  subordinate 
parts,  but  one  national  Federal  Parliament  for  the  whole. 

Compare  with  that  state  of  facts  this  enormous  system  com- 
prised in  the  British  Empire  of  nations  all  over  the  world, 
some  independent,  living  under  diverse  conditions,  and  all 
growing  towards  greater  nations  than  they  are  at  present. 
You  can  see  at  once  that  the  solution  which  has  been  found 
practicable  in  the  case  of  the  United  States  probably  never 
will  work  under  our  system.  That  is  what  I  feel  in  all  the 
empires  of  the  past,  and  even  in  the  United  States  —  the 
effort  has  been  towards  forming  one  nation.  All  the  empires 
that  we  have  known  in  the  past  and  that  exist  to-day  are 
founded  on  the  idea  of  assimilation,  of  trying  to  force  different 
human  material  through  one  mold  so  as  to  form  one  nation. 
Your  whole  idea  and  basis  is  entirely  different.  You  do  not 
want  to  standardize  the  nations  of  the  British  Empire.  You 
want  to  develop  them  into  greater  nationhood.  These  younger 
communities,  the  offspring  of  the  Mother  Country,  or  terri- 
tories like  that  of  my  own  people,  which  have  been  annexed 
after  various  vicissitudes  of  war  —  all  these  you  want  not  to 
mold  on  any  common  pattern,  but  you  want  them  to  de- 
velop according  to  the  principles  of  self-government  and  free- 
dom and  liberty.  Therefore,  your  whole  basic  idea  is  different 
from  anything  that  has  ever  existed  before,  either  in  the  em- 
pires of  the  past  or  even  in  the  United  States. 

I  think  that  this  is  the  fundamental  fact  which  we  have  to 
bear  in  mind  —  that  the  British  Empire,  or  this  British  Com- 
monwealth of  nations,  does  not  stand  for  unity,  standardiza- 
tion, or  assimilation,  or  denationalization ;  but  it  stands  for 


THE  BRITISH  COMMONWEALTH  OF  NATIONS     203 

a  fuller,  a  richer,  and  more  various  life  among  all  the  nations 
that  compose  it.  And  even  nations  who  have  fought  against 
you,  like  my  own,  must  feel  that  they  and  their  interests, 
their  language,  their  religions,  and  all  their  cultural  interests 
are  as  safe  and  as  secure  under  the  British  flag  as  those  of  the 
children  of  your  household  and  your  own  blood.  It  is  only  in 
proportion  as  that  is  realized  that  you  will  fulfill  the  true 
mission  which  you  have  undertaken.  Therefore,  it  seems, 
speaking  my  own  individual  opinion,  that  there  is  only  one 
solution,  that  is  the  solution  supplied  by  our  past  traditions 
of  freedom,  self-government,  and  the  fullest  development. 
We  are  not  going  to  force  common  Governments,  federal  or 
otherwise,  but  we  are  going  to  extend  liberty,  freedom,  and 
nationhood  more  and  more  in  every  part  of  the  Empire. 

The  question  arises,  how  are  you  going  to  keep  this  world 
together  if  there  is  going  to  be  all  this  enormous  development 
towards  a  more  varied  and  richer  life  among  all  its  parts? 
It  seems  to  me  that  you  have  two  potent  factors  that  you  must 
rely  on  for  the  future.  The  first  is  your  hereditary  kingship. 
I  have  seen  some  speculations  recently  in  the  papers  of  this 
country  upon  the  position  of  the  kingship  of  this  country ; 
speculations  by  people  who,  I  am  sure,  have  never  thought 
of  the  wider  issues  that  are  at  stake.  You  cannot  make  a  Re- 
public in  this  country.  You  cannot  make  a  Republic  of  the 
British  Commonwealth  of  nations,  because  if  you  have  to 
elect  a  President  not  only  in  these  Islands,  but  all  over  the 
British  Empire,  who  will  be  the  ruler  and  representative  of 
all  these  peoples,  you  are  facing  an  absolutely  insoluble  prob- 
lem. Now,  you  know  the  theory  of  our  Constitution  is  that 
the  King  is  not  merely  your  King,  but  he  is  the  King  of  all  of 
us.  He  represents  every  part  of  the  whole  Commonwealth 
of  nations.  If  his  place  is  to  be  taken  by  anybody  else,  then 
that  somebody  will  have  to  be  elected  by  a  process  which,  I 
think,  will  pass  the  wit  of  man  to  devise.  Therefore  let  us  be 
thankful  for  the  mercies  we  have.  We  have  a  kingship  here 
which  is  really  not  very  different  from  a  hereditary  Republic, 


204  IDEALS  OF  GOVERNMENT 

and  I  am  sure  that  more  and  more  in  the  future  the  trend 
will  be  in  that  direction,  and  I  shall  not  be  surprised  to  see 
the  time  when  our  Royal  princes,  instead  of  getting  their  Con- 
sorts among  the  princelings  of  Central  Europe,  will  go  to  the 
Dominions  and  the  outlying  portions  of  the  Empire. 

I  think  that  in  the  theory  of  the  future  of  this  great  Empire 
it  is  impossible  to  attach  too  much  importance  to  this  institu- 
tion which  we  have  existing,  and  which  can  be  developed,  in 
my  opinion,  to  the  greatest  uses  possible  for  its  future  preser- 
vation and  development.  It  will,  of  course,  be  necessary  to 
go  further  than  that.  It  is  not  only  the  symbol  of  unity  which 
you  have  in  the  Royal  ruler,  but  you  will  have  to  develop 
further  common  institutions. 

Every  one  admits  that  it  would  be  necessary  to  devise  better 
machinery  for  common  consultation  than  we  have  had  hitherto. 
So  far  we  have  relied  upon  the  Imperial  Conference  which 
meets  every  four  years,  and  which,  however  useful  for  the 
work  it  has  done  hitherto,  has  not,  in  my  opinion,  been  a 
complete  success.  It  will  be  necessary  to  devise  better  means 
for  achieving  our  ends.  A  certain  precedent  has  been  laid 
down  of  calling  the  Prime  Ministers  and  representatives  from 
the  Empire  of  India  to  the  Imperial  Cabinet,  and  we  have 
seen  the  statement  made  by  Lord  Curzon  that  it  is  the  inten- 
tion of  the  Government  to  perpetuate  that  practice  in  future. 
Although  we  have  not  yet  the  details  of  the  scheme,  and  we 
have  to  wait  for  a  complete  exposition  of  the  subject  from  his 
Majesty's  Government,  yet  it  is  clear  that  in  an  institution 
like  that  you  have  a  far  better  instrument  of  common  con- 
sultation than  you  have  in  the  old  Imperial  Conference,  which 
was  called  only  every  four  years,  and  which  discussed  a  num- 
ber of  subjects  which  were  not  really  of  first-rate  importance. 
After  all,  what  you  want  is  to  call  together  the  most  impor- 
tant statesmen  in  the  Empire  from  time  to  time  —  say  once 
a  year,  or  as  often  as  may  be  found  necessary  —  to  discuss 
matters  which  concern  all  parts  of  the  Empire  in  common, 
and  in  order  that  causes  of  friction  and  misunderstanding 


THE  BRITISH  COMMONWEALTH  OF  NATIONS     205 

may  be  removed.  A  common  policy  should  be  laid  down  to 
determine  the  true  orientation  of  our  Imperial  policy. 

Take  foreign  policy,  for  instance,  on  which  the  fate  of  the 
Empire  may  from  time  to  time  depend.  I  think  it  is  highly 
desirable  that  at  least  once  a  year  the  most  important  leaders 
of  the  Empire  should  be  called  together  to  discuss  these  mat- 
ters, and  to  determine  a  common  policy,  which  would  then 
be  carried  out  in  detail  by  the  various  executive  Governments 
of  the  commonwealth  nations.  This  Imperial  Council  or 
Cabinet  will  not  themselves  exercise  executive  functions, 
but  they  will  lay  down  the  policy  which  will  be  carried  out  by 
the  Governments  of  the  various  parts  of  the  Empire.  A  sys- 
tem like  that,  although  it  looks  small,  must  in  the  end  lead  to 
very  important  results  and  very  great  changes.  You  cannot 
settle  a  common  policy  for  the  whole  of  the  British  Empire 
without  changing  that  policy  very  considerably  from  what  it 
has  been  in  the  past,  because  the  policy  will  have  to  be,  for 
one  thing,  far  simpler.  We  do  not  understand  diplomatic 
finesse  in  other  parts  of  the  Empire.  We  go  by  large  principles, 
and  things  which  can  be  easily  understood  by  our  undeveloped 
democracies.  If  your  foreign  policy  is  going  to  rest,  not  only 
on  the  basis  of  your  Cabinet  here,  but  finally  on  the  whole 
of  the  British  Empire,  it  will  have  to  be  a  simpler  and  more 
intelligible  policy,  which  will,  I  am  sure,  lead  in  the  end  to 
less  friction,  and  the  greater  safety  of  the  Empire. 

Of  course,  no  one  will  ever  dispute  the  primacy  of  the  Im- 
perial Government  in  these  matters.  Whatever  changes  and 
developments  come  about,  we  shall  always  look  upon  the 
British  Government  as  the  senior  partner  in  this  concern. 
When  this  Council  is  not  sitting,  the  Imperial  Government 
will  conduct  the  foreign  affairs  of  the  Empire.  But  it  will 
always  be  subject  to  the  principles  and  policy  which  have 
been  laid  down  in  these  common  conferences  from  time  to 
time,  and  which,  I  think,  will  be  a  simpler  and  probably,  in 
the  long  run,  a  saner  and  safer  policy  for  the  Empire  as  a  whole. 
Naturally,  it  will  lead  to  greater  publicity.  There  is  no  doubt 


206  IDEALS  OF  GOVERNMENT 

that,  after  the  catastrophe  that  has  overtaken  Europe,  nations 
in  future  will  want  to  know  more  about  the  way  their  affairs 
are  conducted.  And  you  can  understand  that,  once  it  is  no 
longer  an  affair  of  one  Government,  but  of  a  large  number  of 
Governments  who  are  responsible  ultimately  to  their  Parlia- 
ments for  the  action  they  have  taken,  you  may  be  sure  there 
will  be  a  great  deal  more  publicity  and  discussion  of  foreign 
affairs  than  there  has  ever  been. 

I  am  sure  that  the  after  effects  of  a  change  like  this,  although 
it  looks  a  simple  change,  are  going  to  be  very  important,  not 
only  for  this  community  of  nations,  but  for  the  world  as  a 
whole.  Far  too  much  stress  is  laid  upon  the  instruments  of 
government.  People  are  inclined  to  forget  that  the  world  is 
getting  more  democratic,  and  that  forces  which  find  expres- 
sion in  public  opinion  are  going  to  be  far  more  powerful  in 
the  future  than  they  have  been  in  the  past.  You  will  find  that 
you  have  built  up  a  spirit  of  comradeship  and  a  common 
feeling  of  patriotism,  and  that  the  instrument  of  government 
will  not  be  the  thing  that  matters  so  much  as  the  spirit  that 
actuates  the  whole  system  of  all  its  parts.  That  seems  to  me 
to  be  your  mission.  You  talk  about  an  Imperial  mission.  It 
seems  to  me  this  British  Empire  has  only  one  mission,  and 
that  is  a  mission  for  greater  liberty  and  freedom  and  self-de- 
velopment. Yours  is  the  only  system  that  has  ever  worked 
in  history  where  a  large  number  of  nations  have  been  living 
in  unity.  Talk  about  the  League  of  Nations  —  you  are  the 
only  league  of  nations  that  has  ever  existed ;  and  if  the  line 
that  I  am  sketching  here  is  correct,  you  are  going  to  be  an 
even  greater  league  of  nations  in  the  future ;  and  if  you  are 
true  to  your  old  traditions  of  self-government  and  freedom, 
and  to  this  vision  of  your  future  and  your  mission,  who  knows 
that  you  may  not  exercise  far  greater  and  more  beneficent 
influence  on  the  history  of  mankind  than  you  have  ever 
done  before  ? 

In  the  welter  of  confusion  which  is  probably  going  to  follow 
the  war  in  Europe,  you  will  stand  as  the  one  system  where 


THE  BRITISH  COMMONWEALTH  OF  NATIONS     207 

liberty  to  work  successfully  has  kept  together  divers  com- 
munities. You  may  be  sure  the  world  such  as  will  be  sur- 
rounding you  in  the  times  that  are  coming  will  be  very  likely 
to  follow  your  example.  You  may  become  the  real  nucleus 
for  the  world  government  for  the  future.  There  is  no  doubt 
that  is  the  way  things  will  go  in  the  future.  You  have  made  a 
successful  start ;  and  if  you  keep  on  the  right  track,  your 
Empire  will  be  a  solution  of  the  whole  problem. 

I  hope  I  have  given  no  offense.  When  I  look  around  this 
brilliant  gathering,  and  see  before  me  the  most  important  men 
in  the  Government  of  the  United  Kingdom,  I  am  rather 
anxious  that  we  should  discuss  this  matter,  which  concerns 
our  future  so  very  vitally  —  a  matter  which  should  never  be 
forgotten  even  in  this  awful  struggle,  in  which  all  our  energies 
are  engaged.  Memories  of  the  past  keep  crowding  in  upon  me. 
I  think  of  all  the  difficulties  which  have  surrounded  us  in  the 
past,  and  I  am  truly  filled  with  gratitude  for  the  reception 
which  you  have  given  me,  and  with  gratitude  to  Time,  the 
great  and  merciful  judge,  which  has  healed  many  wounds  — 
and  gratitude  to  that  Divinity  which  "shapes  our  ends,  rough 
hew  them  how  we  will."  I  think  of  the  difficulties  that  still 
lie  ahead  of  us,  which  are  going  to  test  all  the  nations  fighting 
for  liberty  far  more  than  they  have  ever  been  tested  in  the 
past,  and  I  hope  and  pray  that  they  all  may  have  clearness  of 
vision  and  purpose,  and  especially  that  strength  of  soul  in 
the  coming  days,  which  will  be  more  necessary  than  strength 
of  arm.  I  verily  believe  that  we  are  within  reach  of  priceless 
and  immeasurable  good,  not  only  for  this  United  Kingdom 
and  group  of  nations  to  which  we  belong,  but  also  for  the  whole 
world.  But,  of  course,  it  will  depend  largely  upon  us  whether 
the  great  prize  is  achieved  now  in  this  struggle,  or  whether 
the  world  will  be  doomed  to  long,  weary  waiting  in  the  future. 
The  prize  is  within  our  grasp,  if  we  have  strength,  especially 
the  strength  of  soul,  which  I  hope  we  shall  have,  to  see  this 
thing  through  without  getting  tired  of  waiting  until  victory 
crowns  the  efforts  of  our  brave  men  in  the  field. 


THE   IDEA   OF  LIBERTY  IN  FRANCE1 
EMILE  BOUTROUX 

[Etienne  Emile  Marie  Boutroux  (1845-  )  is  a  professor  of  phi- 
losophy in  the  University  of  Paris  and  is  one  of  the  most  distinguished  of 
French  philosophers.  He  has  been  an  Exchange  Professor  at  Harvard 
University,  and  was  in  1912  elected  to  the  French  Academy.  He  has 
written,  among  other  works,  "Education  and  Ethics"  (1913)  and  lives 
of  Pascal  and  of  William  James.  This  is  part  of  an  address  delivered  on 
December  5,  1915,  before  the  Conference  de  Foi  et  Vie  in  Paris.  In  its 
presentation  of  the  double  origin  of  the  French  ideal  of  government  and 
attitude  toward  life  and  the  perfect  combination  of  the  two  tendencies, 
it  is  a  valuable  contribution  to  an  understanding  of  European  principles 
of  government.] 

The  French  idea  of  liberty  is  not  a  modern  invention.  It 
is  the  blossoming  of  a  double  tradition :  the  Graeco-Roman 
and  the  Christian. 

Opposed  to  the  Orient,  which  subjected  man  and  the  world 
to  an  absolute  empire  of  transcendent  powers  and  indeter- 
minable fatalities,  ancient  Greece  considered  the  world  to 
be  self-animated,  and  as  tending  to  realize  its  own  destinies 
within  itself.  The  directing  ideal  of  Greek  thought  is  Art. 
Now,  in  a  work  of  art  such  as  the  Greeks  conceived  it,  matter 
and  form  are  so  exactly  adjusted  to  one  another,  that  one  is 
unable  to  say  whether  form  is  the  result  of  the  spontaneous 
development  of  matter,  or  whether  matter  has  been  purely 
and  simply  disciplined  by  form.  In  the  eyes  of  the  Greek 
artist  matter  and  form  are  one.  It  is  neither  a  foreign  force 
nor  an  oppressive  one  which  develops  matter  under  the  laws 
of  form.  According  to  the  voice  of  Amphion's  lyre  there  arise, 

1  Translated  by  Morris  Edmund  Speare  from  "L'Id6e  de  Libertfi  en  France 
et  en  Allemagne."  Paris,  1915. 

208 


THE  IDEA  OF  LIBERTY  IN  FRANCE  209 

of  their  own  accord,  pliable  materials  which  develop  into  walls 
and  towers.  The  great  blind  man  of  Mceonie *  opens  his  mouth. 
"...  and  the  ancient  boughs  already 
Incline  their  foliage  sof-tly  and  in  cadence ! " 

If  nature  in  general  possesses,  within  itself,  the  power  of 
elevating  itself  toward  the  ideal,  by  a  much  stronger  reason 
is  human  nature  capable  of  manifesting  the  attributes  of  the 
true,  the  beautiful,  and  the  good,  and  of  its  own  accord  press- 
ing toward  them.  When  he  loves  and  seeks  for  knowledge, 
man  thus  constitutes  morality,  convention,  the  social  life, 
and  the  political  life.  From  thence  springs  the  Hellenic  ideal 
of  education.  To  uplift  men  is  not,  according  to  the  Platonists 
and  the  Aristotelians,  to  impose  upon  them  any  plan  which 
one  might  judge  useful,  without  taking  into  consideration 
their  natures  and  their  aspirations ;  it  is,  on  the  contrary,  to 
consummate  their  most  intimate  wishes,  to  help  them  to  reach 
the  goal  which  they  themselves  aim  for.  Art,  says  Aristotle, 
makes  masterpieces  with  which  Nature  should  be  content. 
It  is  so  with  Education,  which  is  the  supreme  art. 

If  Greece,  above  all  other  things,  put  forth  the  power  of 
initiative  and  of  perfection  which  reside  in  the  nature  of  man, 
the  more  peculiarly  practical  genius  of  Rome  expressly  de- 
duced from  this  notion  of  man  the  moral  and  the  juridical 
consequences  which  it  embodied.  Capable  of  self-mastery 
and  of  reflecting  upon  his  own  acts  man  is  subjected  to  the 
law  of  Duty.  He  is  not  only  a  plant  which  blossoms  through 
liberty.  He  is  a  will  which  must  obey.  And,  capable  of  as- 
suming dignity  and  moral  worth,  he  possesses  as  an  essential 
attribute  that  eminent  quality  which  we  call  Right. 

As  the  Graeco-Latm  civilization  conceives  him,  man  is 
thus  a  being  capable  of  personally  fashioning  himself,  of 
aspiring  to  the  true,  the  beautiful,  and  the  good,  subject  to 
the  higher  laws  which  impose  upon  him  duties,  and  he  is 
provided  with  essential  rights  which  are  born  out  of  this  very 
dignity  of  his, 

1  Andr£  Ch6nier,  L'Aveugle. 


210  IDEALS  OF  GOVERNMENT 

If  French  thought  comes  out  of  this  so-called  Classical 
tradition,  it  is  also  heir  to  the  Christian  tradition.  The  latter 
does  not  contradict  the  classical  ideal  at  all.  But,  while  the 
Greeks  and  the  Romans  had  considered  above  all  things 
Reason  in  man,  reason  through  which  all  men  tend  to  mold 
themselves  into  a  single  being,  universal  and  impersonal, 
Christianity  exalted,  in  particular,  the  individual,  with  his 
conscience  and  with  his  own  traits  of  character.  It  gives  first 
importance,  in  God  and  in  man,  to  love,  sentiment,  —  that  is 
to  say,  to  the  peculiarly  individualistic  element  of  the  soul. 
It  is  not  simply  the  human  species  which,  according  to  the 
doctrine  of  Christ,  is  privileged  to  approach  God  and  to 
commune  with  him ;  it  is  every  man  taken  separately,  however 
humble  his  condition  and  however  limited  his  vision.  "Be- 
hold," says  Jesus,  "this  poor  widow  casting  thither,  into  the 
alms-box,  her  two  mites.  Of  a  truth  I  say  unto  you  that  she 
hath  cast  in  more  than  they  all.  For  they  have  cast  of  their 
abundance ;  but  she  of  her  penury  hath  cast  in  all  the  living 
that  she  had."  Such  are  the  examples  that  Jesus  gave  to  his 
disciples ;  such  are  the  servants  of  God  to  whom  He  promises 
the  first  places  in  the  Kingdom  of  Heaven.  Every  individual, 
according  to  this  doctrine,  is  called  upon  as  such  to  save  him- 
self from  sin  and  from  death,  and  to  live  in  God.  And  the  sal- 
vation of  all,  taken  every  single  one,  is  equally  dear  to  the 
Father  who  is  all-powerful  and  all-good. 

Nourished  upon  this  twofold  tradition,  French  thought 
has  affirmed  an  ideal  of  liberty  which  is  vitally  identical  in 
the  conscience  of  the  people  and  in  the  writings  and  speeches 
of  scholars  and  statesmen. 

Liberty,  according  to  this  way  of  looking  at  things,  implies 
a  power  of  disposing  of  oneself,  of  desiring,  of  thinking,  of 
acting  for  oneself  which  belong  to  the  individual  as  an  in- 
dividual. This  power  is  expressed  by  the  phrase :  free  agent, 
which,  according  to  the  French  point  of  view,  designates  a 
faculty  at  the  same  time  very  genuine  and  very  superior. 


THE  IDEA  OF  LIBERTY  IN  FRANCE  211 

Each  man,  through  this  free  agent,  is  like  a  personal  empire 
within  a  universal  empire.  His  very  conscience,  in  fact,  is 
not  an  insignificant  secondary  phenomenon,  but  an  original 
and  efficacious  reality.  Through  it  each  individual  is  somehow 
master  of  himself.  Not  that  the  individual  is  sufficient  unto 
himself  nor  has  the  right  to  regard  himself  as  superior  to  all 
laws.  French  thought  does  not  ratify  the  exaggerated  asser- 
tion of  Rousseau  attributing  to  the  individual  "an  absolute 
existence  and  a  naturally  independent  one."  Man  finds  in 
his  own  conscience  with  irresistible  clearness  the  laws  of 
justice  and  of  humanity.  He  considers  himself  therefore  as 
under  obligation  to  his  kind  and  to  the  universal  order  of 
things.  The  aim  which  he  should  impose  upon  himself  is,  in 
this  sense,  not  to  differentiate  between  an  absolute  individual 
sovereignty  and  an  absolute  abdication,  but  to  conciliate 
within  himself  the  liberty  and  the  right  of  the  individual 
with  the  right  of  the  ideal  and  the  sovereignty  of  moral  laws. 
If  every  individual  is,  by  some  means,  an  entire  being,  it  is 
perforce  an  entire  being  that  individuals  ought  to  consum- 
mate by  their  union.  So  that  the  problem  of  moral  life  for 
French  conscience  is  the  very  problem  which  a  Greek  poet 
put  forth  in  these  words 

Hoi?  8e  p,oi  (v  TL  TO.  TroVr'  etrrai 
/cat 


"How  can  we  so  bring  it  about  that  the  All  be  One,  and  at 
the  same  time  that  each  member  possess  an  individual  ex- 
istence?" 

The  conception  of  liberty  in  the  individual  is,  according  to 
the  French  doctrine,  determined  by  nations,  in  the  measure 
that  these  latter  can  be  held  responsible  as  yo"u  would  hold 
people  responsible  ;  that  is  to  say,  in  the  measure  with  which 
they  are  endowed  with  a  national  conscience  and  possess  the 
necessary  elements  for  self-government.  They  also  belong  to 
themselves,  and  must  be  masters  of  their  own  destinies  ;  they 
also,  at  the  same  time,  must  recognize  the  existence  of  a 


212  IDEALS  OF  GOVERNMENT 

universal  justice  for  the  realization  of  which  they  are  in  duty 
bound  to  collaborate  with  all  the  others. 

One  cannot  deny  that  in  the  course  of  our  own  history  this 
idea  of  liberty  has  not,  at  times,  changed,  and  has  not,  some- 
times, failed  to  suffer  destruction  while  working  out  its  own 
salvation.  It  is  evident  that  in  teaching  men  that  they  have  a 
personal  worth,  that  they  are  capable  and  worthy  of  personally 
determining  themselves  and  of  governing  themselves,  we 
expose  them  to  forgetting  that  they  are  dependent  upon  a 
superior  authority  and  so  to  take  themselves  as  if  they  were 
in  themselves  the  ultimate  end  of  action.  It  would  be  more 
simple,  surely,  to  mold' them  to  the  necessary  obedience; 
to  inculcate  in  them  that  belief  that  of  themselves  they  are 
nothing,  and  that  they  acquire  a  value  and  a  reality  only  in 
acting  under  the  impulse  of  a  higher  power.  Hence  the  French 
conception  of  liberty  has  fallen  in  certain  crises,  a  fact  which 
has  endangered  the  social  order  and  liberty  itself.  Ill-willed 
critics  have  been  able  to  say  that  France  oscillated  between 
despotism  and  anarchy.  And  it  is  fashionable,  notably  beyond 
the  Rhine,  to  maintain  that  the  French  are  vowed  to  an  un- 
governable individualism.  The  individual,  according  to  this 
opinion,  would  consider  himself  in  France  as  literally  sover- 
eign. In  the  satisfaction  of  his  own  wishes,  his  desires,  his 
caprices,  he  would  place  the  only  law  for  his  conduct.  He 
would  recognize  in  his  governors  no  other  r61e,  no  other  right, 
than  that  of  assuring,  of  guaranteeing  to  each  person  the 
integral  development  of  his  individuality. 

That  those  who  have  thus  estimated  France  are  mistaken 
is  what  the  attitude  of  the  French  people  in  the  present  war 
shows  most  forcibly.  Certainly  every  one  is  his  very  self, 
every  one  acts  according  to  the  dictates  of  his  own  conscience. 
Does  it  follow  that  France  is  given  over  to  anarchy ;  that  the 
revolution  or  the  civil  war  which  its  enemies  foresaw  are 
ready  to  open  up  our  country ;  that  its  unity  is  only  super- 
ficial and  illusory?  There  can  be  nothing  more  false  than  such 
a  deduction.  The  unanimity  of  these  free  minds  is  real.  This 


THE  IDEA  OF  LIBERTY  IN  FRANCE  213 

war,  more  than  any  other  perhaps,  is  a  national  war  for  the 
people  of  France.  It  is  for  this  reason  that  the  general  will  is 
now  more  united  than  ever  before.  We  distinguish  no  longer 
between  the  soldiers  of  the  regular  army,  the  reserves,  or  the 
territorials,  between  the  civilian  and  the  military,  between 
the  army  and  the  nation.  All  offer  themselves  for  the  common 
cause,  each  according  to  the  place  which  he  occupies  or  which 
is  assigned  to  him.  A  single  thought  fills  all  hearts :  to  free 
the  country,  Europe,  and  the  world,  and  to  establish  the  rule 
of  Right  among  .the  nations.  One  dominating  ideal  pervades 
all  our  action,  great  or  small :  the  good  of  the  service.  Before 
this  necessity  personal  pride  disappears.  Politics  itself,  in 
fact,  bows  before  the  national  duty.  The  country  has  re- 
solved in  its  entirety  and  to  the  limit  to  perform  valiantly  all 
the  physical  and  the  moral  sacrifices  which  patriotism  demands 
of  it. 

What  does  that  mean?  Has  France  become  transformed, 
or  resuscitated,  or  galvanized  ? 

France  is  to-day  what  she  was  yesterday ;  but  the  frightful 
danger  with  which  she  saw  herself  menaced  has  now  spared 
her  the  necessity  of  coordinating,  of  combining,  and  of  leading 
back  to  unity  the  individual  liberties,  if  those  liberties  were 
to  have  efficacious  action.  To  find  principles  capable  of  thus 
disciplining  liberties,  without  doing  them  any  violence,  France 
has  only  to  study  its  own  conscience.  She  found  there  pro- 
foundly rooted  sentiments  of  a  sovereign  grandeur  and  potency. 
The  first  is  worship  of  the  Past.  There  resides  in  every  French- 
man the  love  of  the  soil  where  his  ancestors  repose,  and  of  the 
monuments  which  betoken  their  piety,  their  glories,  and  their 
genius.  The  second  is  that  love  of  Justice  and  of  ideal  humanity 
which,  no  less  than  the  reverence  for  the  Past,  is  traditional 
in  the  country  of  France. 

If  the  present  war  has  especially  recalled  Frenchmen  to 
the  duty  of  subjecting  their  individual  wills  to  a  higher  Law, 
it  has,  by  that  challenge,  simply  excited  them  to  develop 
harmoniously  all  their  instincts,  Man,  says  Descartes,  is 


214  IDEALS  OF  GOVERNMENT 

naturally  endowed  with  free  will.  But  free  will  is,  itself,  only 
a  faculty  of  which  one  may  make  bad  use  as  well  as  good 
use.  The  destiny  of  free  will  is  to  become  Liberty.  Free  will 
attains  that  dignity  only  when  it  spends  itself  in  realizing, 
not  any  kind  of  end  at  all  but  those  alone  which  dictate 
or  admit  Reason. 


A  CLUE  TO  RUSSIA1 
H.  N.  BRAILSFORD 

[Henry  Noel  Brailsford  (1873-  )  is  an  English  political  writer  and 
journalist  who  is  identified  with  the  Liberal  Party.  He  has  made  several 
visits  to  the  Near  East,  in  1913  serving  on  the  Carnegie  International 
Commission  sent  there.  His  chief  writings  are  "Macedonia"  (1906) 
and  "A  League  of  Nations"  (1917).  The  following  article  owes  its  value 
to  its  succinct  explanation  of  an  intricate  matter  which  is  at  the  base  of 
much  of  the  unrest  in  Russia.] 

About  the  Russian  revolution  one  feels  what  Heraclitus 
felt  about  the  nature  of  things.  It  is  in  continual  flux,  and 
any  assertion  which  one  may  make  about  it  will  have  ceased 
to  be  true  as  one  speaks.  The  safest  plan  would  be  to  wag  a 
symbolic  finger,  as  the  wise  man  recommended,  by  way  of 
indicating  that  "it  flows."  Ministries  chase  each  other 
across  the  field  of  vision;  after  one  congress  to  restore  the 
nation's  unity,  it  is  safe  to  predict  that  another  will  be  neces- 
sary in  a  month ;  the  little  Cossack  Korniloff,  in  spite  of  his 
pitiable  failure,  may  not  be  the  last  of  the  Napoleons;  and 
the  Maximalists  will  "demonstrate"  again  and  yet  again. 
It  is  the  way  of  revolutions  to  generate  energy  by  explosion. 
To  the  steady  gaze,  however,  the  flux  reveals  itself  as  a  stream 
which  moves  in  conscious  and  determined  currents.  The 
instability  and  confusion  at  the  center  of  power  is  far  from 
meaning  chaos;  it  is,  on  the  contrary,  the  oscillating  index 
of  a  struggle  of  tendencies  as  rational  and  inevitable  as  any 
clash  of  wills  which  can  occur  in  any  human  society.  Our 
English  newspapers  attribute  the  whole  conflict  to  disputes 
over  the  conduct  of  the  war  or  the  promotion  of  peace.  The 
Maximalists  are  for  them  merely  traitors,  bought  by  German 

1  From  New  Republic,  October  20,  1917.   Reprinted  by  permission. 


216  IDEALS  OF  GOVERNMENT 

gold,  who  work  to  make  a  separate  peace,  while  Korniloff 
was  the  pure-minded  patriot  whose  single  purpose  was  to 
"get  on  with  the  war."  This  elegant  simplification  misses 
the  whole  point  of  the  internal  conflict.  To  be  sure,  each 
side  accuses  the  other  of  working  for  a  separate  peace ;  the 
charge  is  merely  a  way  of  saying  with  due  emphasis  that  one 
disagrees  with  a  man.  The  root  of  the  whole  misunderstand- 
ing is  that  few  of  us  realize,  even  yet,  that  there  is  latent  in 
the  revolution  a  social  as  well  as  a  political  upheaval. 

The  general  view  was  that  Russia  had  got  rid  of  Tsardom, 
and  all  that  now  remained  for  her  to  do  was  to  adopt  at  leisure 
something  resembling  the  French  Republican  constitution. 
That,  to  be  sure,  was  an  immense  change,  but  the  country 
seemed  to  be  wonderfully  unanimous  about  it.  The  partisans 
of  Tsardom  dared  not  show  themselves,  and  the  conservative 
elements,  who  would  have  preferred  a  constitutional  mon- 
archy, were  embarrassed  by  the  difficulty  of  finding  a  suit- 
able dynasty.  The  Romanoffs,  after  the  Rasputin  scandal, 
were  finally  impossible,  and  Russia  could  hardly  go,  like 
a  Balkan  state,  to  pick  up  a  foreign  princeling  in  a  Viennese 
cafe.  The  graver  dispute  turned  on  the  question  whether 
the  republic  should  be  a  federal  system,  based  on  full  auton- 
omy for  such  regions  as  Finland,  the  Ukraine,  the  Baltic 
provinces,  and  Siberia.  That  question,  in  spite  of  the  prefer- 
ence of  the  Cadets  and  other  Liberal-Conservatives  for  a 
strong  centralized  government,  has  practically  settled  itself. 
It  became  clear  that  these  non-Russian  regions  must  receive 
the  fullest  measure  of  home  rule ;  the  only  practical  alterna- 
tive was  independence.  The  great  Russian  majority  had 
neither  the  will  nor  the  power  to  coerce  them.  One  might 
have  supposed  that  the  foundations  of  the  future  Russia 
were  already  laid,  and  that  no  controversy  could  shake  them. 
Republicanism  on  the  French  pattern,  federation  of  a  loose 
and  generous  type,  universal  suffrage  for  all  classes  and  both 
sexes,  these  were  fixed  by  the  will  of  the  people  or  the  pressure 
of  irresistible  forces.  What  then  is  the  source  of  unrest? 


A  CLUE  TO  RUSSIA  217 

The  source  of  unrest  is  the  thing  which  destroyed  the  abor- 
tive revolution  of  1905-1906.  When  the  first  Duma  met,  its 
first  act  was  to  set  to  work  to  draft  an  ambitious  scheme  of 
land  purchase,  under  the  inspiration  of  the  Cadets.  Bold 
as  their  scheme  looked  to  English  eyes,  it  did  not  satisfy 
the  Socialists,  while  the  landed  class,  which  included  the 
officers  of  the  army,  saw  in  it  red  ruin.  The  result  of  attempt- 
ing this  immense  social  change,  before  the  representative 
system  was  consolidated  or  civil  rights  secure,  was  that  autoc- 
racy triumphed,  while  the  people  split  into  three  camps  — 
Liberal  property,  Conservative  property,  and  the  half-aroused 
proletariat.  The  raising  of  the  land  question  at  that  moment 
seemed  a  gross  error  in  tactics,  but  the  more  one  talked  with 
Russians  about  it,  the  more  one  realized  that  it  was  inevitable. 
No  revolution  can  succeed  in  Russia  without  peasant  support, 
and  the  peasants  will  follow  a  revolution  only  when  its  leaders 
promise  them  land.  The  present  revolution  was  made  by 
peasants,  since  the  revolted  regiments  of  the  Petrograd  garri- 
son, whose  delegates  formed  the  Soviet  (Council),  were  all 
composed  of  reservists  only  recently  called  up.  The  main 
body  of  the  Socialists  has  been  commendably  willing  to 
cooperate  with  "bourgeois"  parties,  but  from  the  first  there 
has  been  one  point  on  which  it  admits  no  compromise.  It 
stands  for  the  abolition  of  private  property  in  land.  The 
Russian  revolution  was  inspired  by  Socialists,  and  in  those 
first  days  of  fighting  when  the  Liberals  watched  it  inactive 
from  a  balcony  they  lost  all  chance  of  directing  it.  It  was 
rather  naive  to  imagine,  as  our  English  press  did  and  still 
does,  that  Socialists  had  shed  their  blood  merely  to  set  up  a 
Liberal  republic. 

A  great  victory  was  won  for  democratic  diplomacy,  when 
M.  Miliukoff  fell  from  office  as  a  result  of  his  defense  of  the 
secret  treaties.  But  a  still  more  important  change  occurred 
during  those  stirring  days  of  May.  The  Ministry  of  Agri- 
culture was  confided  to  a  Revolutionary  Socialist  leader, 
M.  Tchernoff.  His  views  are  those  of  his  whole  party,  and 


2i8  IDEALS  OF  GOVERNMENT 

they  are  shared  on  the  land  question  by  the  more  cautious 
peasant  "Party  of  Toil."  M.  Tchernoff  set  to  work  to  draft 
a  scheme  of  land  settlement  for  submission  to  the  constituent 
assembly,  which  in  spite  of  postponement  must  some  day 
meet.  Its  outlines  became  known,  and  M.  Tchernoff  was  at 
once  the  butt  of  Liberal  and  Conservative  attacks,  which 
soon  degenerated  into  personal  calumny.  When  Kerensky 
became  premier  in  July,  the  first  proclamation  of  his  govern- 
ment established  as  a  principle  the  abolition  of  private  prop- 
erty in  land. 

The  general  idea  of  the  Social  Revolutionaries  and  the 
Party  of  Toil  is  to  vest  the  ownership  of  land  in  the  commune 
or  parish.  The  Social  Democrats  differ  only  hi  preferring 
national  to  communal  ownership.  Each  family  will  have  the 
use  of  as  much  land  as  it  can  cultivate  with  its  own  hands, 
with  its  share  of  pasture.  The  average,  it  is  reckoned,  will 
be,  including  pasture,  about  thirty  or  thirty-five  acres.  The 
quantity,  to  English  notions,  seems  handsome ;  but  Russian 
agriculture  is  very  primitive,  and  the  Russian  family  is  very 
large.  Forests  will  belong  to  the  whole  commune  or  to  groups 
of  communes.  The  old  crown  estates,  the  lands  of  the  monas- 
teries, and  the  excessive  portions  of  private  estates  are  all 
to  be  thrown  into  the  common  stock.  There  will  have  to  be 
a  good  deal  of  migration,  much  rearrangement  of  communal 
boundaries,  and  a  bold  subdivision  of  private  estates,  before 
the  great  settlement  can  be  completed.  Finally,  and  this  is 
the  grave  feature  of  the  scheme,  it  is  not  proposed  that  either 
the  state  or  the  peasant  shall  pay  any  compensation  what- 
ever for  the  prairie  value  of  confiscated  land.  That  something 
will  be  allowed  for  improvements  is  probable,  but  Russian 
landlords  did  not  usually  sink  much  capital  in  their  land  as 
English  proprietors  do.  Even  allowing  for  the  many  com- 
promises and  alterations  in  detail  which  are  certain  to  be  in- 
troduced, the  scheme  means  broadly  that  the  Russian  landed 
class  may  find  itself  possessed,  as  the  result  of  the  revolution, 
of  just  as  much  land  as  each  aristocratic  family  can  till  with 


A  CLUE  TO  RUSSIA  219 

its  own  white  hands.  That  is  the  real  issue  between  revolu- 
tion and  counter-revolution. 

The  western  reader  may  be  tempted  to  dismiss  such  a 
scheme  as  this  as  visionary  doctrinaire  socialism.  It  is  far 
from  being  that.  Socialism  in  western  countries  has  a  vision- 
ary look,  because  it  is  the  product  of  theoretic  thinking  with 
no  basis  of  tradition  behind  it.  Even  the  peasant  in  the  West 
believes  in  the  private  ownership  of  land.  The  Russian  peas- 
ant, on  the  contrary,  regards  private  ownership  as  a  criminal 
usurpation.  He  grew  up  in  the  Mir,  or  village  commune,  which 
owned  the  inadequate  stock  of  common  land  as  its  collective 
proprietor  and  parceled  it  out  periodically  in  thin  and  hungry 
strips  among  its  families.  The  institution  is  as  ancient  as  our 
common  Indo-European  origin,  and  it  has  formed  all  the 
peasant's  conceptions  of  property.  To  him  the  immoral, 
the  antisocial  thing  is  to  seize  and  possess  and  bequeath 
more  land  than  one  can  till.  Again  and  again,  from  Pogat- 
chefif's  rebellion  in  the  seventeenth  century  down  to  the 
emancipation  of  the  serfs,  the  rumor  has  spread  among  the 
peasants  that  the  Tsar  was  going  to  give  back  to  them  the 
land  which  the  aristocracy  had  filched  from  them.  The  revo- 
lution is  going  at  last  to  do  what  the  Little  Father  never 
did.  M.  Stolypin,  realizing  that  a  conservative  Russia  must 
be  based  on  private  property,  began  in  1907,  through  a  law 
carried  by  a  coup  d'etat,  to  break  up  the  Mir  and  to  create 
a  class  of  peasant  owners.  That  law  in  ten  years  had  wrought 
a  good  deal  of  destruction,  but  it  could  not  reverse  the  think- 
ing of  centuries. 

It  is  idle  to  discuss  the  expediency  of  restoring  the  land  — 
the  morality  of  it  seems  to  me  to  need  no  defense.  It  is 
what  nine  tenths  of  the  Russian  people  demand.  Even  the 
Liberal-Conservative  Cadets  would  have  to  deal  with  this 
question,  as  they  tried  to  do  in  1906,  and  in  one  way  or  another 
would  have  to  insure  to  each  peasant  family  a  holding  on 
which  it  could  live.  The  dangerous  point  of  the  scheme  is 
its  insistence  on  expropriation  without  compensation.  Here 


220  IDEALS  OF  GOVERNMENT 

again,  it  is  fact  rather  than  theory  which  is  decisive.  "The 
State,"  as  a  Russian  Socialist  expert  put  it  to  me,  "  cannot 
pay  compensation,  and  the  peasants  will  not."  With  the  ruble 
at  about  a  quarter  of  its  pre-war  exchange  value,  and  the 
external  war  debt  mounting  to  a  total  which  threatens  bank- 
ruptcy, it  seems  idle  to  the  purpose  that  the  state  should  buy 
out  the  landlords.  As  for  the  peasants,  who  is  going  to  coerce 
them?  Not  the  army,  for  it  is  composed  of  peasants  reck- 
oning on  the  day  when  peace  will  mean  for  them  the  conquest 
of  Russian  soil.  Not  the  police,  it  is  all  disbanded.  Not  the 
constituent  assembly,  for  nine  tenths  of  it  will  be  elected 
by  peasant  votes.  The  municipal  elections  in  the  towns  result 
in  immense  Socialist  majorities.  The  Cadets  have  no  early 
prospect  of  attaining  power.  The  peasants  care  nothing  for 
Socialist  theory  and  have  a  certain  intuitive  dread  of  "Maxi- 
malists" and  of  Petrograd.  But  they  will  vote  only  for  candi- 
dates who  promise  them  the  land. 

It  is  a  fairly  safe  axiom  in  politics  that  land  is  one  of  the 
two  or  three  things  for  which  a  propertied  class  will  always 
be  willing  to  make  a  civil  war.  Its  interests  are  solid,  for 
when  once  you  have  abolished  private  property  in  agricultural 
land,  the  oil-wells  and  mines  suggest  themselves  as  interest- 
ing marginal  cases,  and  when  the  owners  of  these  begin  to 
tremble,  the  whole  capitalist  world  feels  nervous.  But  what 
is  property  to  do  ?  A  direct  frontal  attack  is  hopeless.  It  can 
only  conduct  a  guerrilla  warfare,  disparage  the  revolution  as 
far  as  it  can,  sow  dissensions  in  its  ranks,  make  the  utmost 
use  of  the  war,  and  postpone  the  evil  day  by  putting  off  the 
date  of  the  constituent  assembly.  It  has  attempted  one  coun- 
ter-revolution already,  but  Korniloff's  venture  does  not  sug- 
gest that  this  is  a  hopeful  expedient.  The  Cossacks,  who  are 
all  small  landowners  holding  by  military  tenure,  may  be 
induced  to  fight  for  it.  The  wilder  non-Russian  soldiery,  Tur- 
comans, Moslem  Tartars,  and  the  rest,  might  be  united  or 
bribed  into  supporting  it.  But  with  these  exceptions,  the 
rank  and  file  of  the  army  is  solid  for  the  revolution.  So  long 


A  CLUE  TO  RUSSIA  221 

as  it  is  mobilized,  a  military  coup  d'etat  in  its  present  condi- 
tion is  doomed  to  failure.  Its  condition  might  perhaps  be 
changed.  The  restoration  of  discipline,  even  by  the  drastic  and 
wholesale  revival  of  the  death  penalty,  was  a  good  war  cry 
while  the  Germans  were  breaking  through  on  a  wavering  point. 

My  own  belief  is  that  the  demoralization  of  the  Russian 
army  has  been  grossly  and  deliberately  exaggerated.  Honest 
men  exaggerated  it,  in  the  hope  of  rousing  Russia  to  a  sense 
of  shame.  Less  honest  men  exaggerated  it  in  order  to  discredit 
the  revolution.  German  military  critics,  including  a  progres- 
sive writer  like  Colonel  Gadke,  were  amazed  by  these  lamenta- 
tions, and  placed  on  record  the  view  of  the  German  army  that, 
on  the  whole,  the  Russians  fought  well  even  in  their  retreats. 
There  was  real  demoralization  only  at  one  point,  but  that 
was  after  a  too  rash  and  gallant  offensive  had  ended  in  mere 
massacre.  In  the  retreats  of  1915  the  Russian  army  lost 
900,000  prisoners.  Was  there  no  demoralization  then?  In 
the  retreat  of  this  summer  the  prisoners  amounted  to  23,000. 
Newspapers  have  one  measure  for  a  Grand  Ducal  commander 
in  chief  and  another  for  a  revolutionary  army.  The  intention 
behind  all  this  excessive  insistence  on  discipline  was  partly 
to  discredit  the  provisional  government  and  partly  to  pave 
the  way  for  the  introduction  of  the  old  iron  rule  which  would 
again  make  an  automatic  army  —  the  kind  of  army  which 
will  follow  its  chiefs  wherever  they  may  lead.  To-day  these 
chiefs  may  lead  it  against  the  Germans,  to-morrow  they  may 
march  on  Petrograd.  It  is  this  fear  that  the  army  may  again 
be  hammered  into  a  dull  tool  for  despotism,  which  explains 
the  anxiety  of  the  Socialists  as  they  listen  to  proposals  for 
restoring  the  habit  of  passive  obedience.  If  Korniloff  had  been 
a  little  less  sanguine  and  impatient,  if  he  had  restored  dis- 
cipline effectively  before  he  launched  his  picked  divisions 
against  Kerensky,  it  is  just  possible  that  he  might  have  had 
a  temporary  success. 

The  conflict  is  postponed,  it  is  not  settled.  No  propertied 
class  would  accept  defeat  at  this  stage.  Before  the  plan  of 


222  IDEALS  OF  GOVERNMENT 

confiscation  is  adopted,  it  will  try  other  expedients.  In  the 
last  resort,  it  may  appeal  to  foreign  aid.  For  the  moment 
this  counter-revolutionary  tendency,  popularized  by  a  con- 
servative press,  undoubtedly  has  the  sympathy  of  most  of 
our  English  middle  class.  The  issue  is  not  understood.  Our 
public  sees  that  revolutionary  Russia  is  useless  as  an  aggres- 
sive element  in  the  war,  it  forgets  that  after  May,  1915, 
Tsarist  Russia  did  no  better.  The  plain  fact  is  that  this  mili- 
tary failure  is  not  so  much  moral  as  material.  Three  nations 
in  Europe  have  shown  the  capacity  to  conduct  war  year  after 
year  on  the  modern  scale:  France,  Britain,  and  Germany. 
Austria,  backward  when  compared  with  these  three,  advanced 
when  compared  with  Russia,  is  almost  at  the  end  of  her 
endurance.  It  is  only  the  developed  industries,  the  elaborate 
railways,  the  good  roads,  the  diffused  education,  the  habit  of 
orderly  work  of  a  modern  civilization,  which  enables  Britain, 
France,  and  Germany  to  endure  the  strain.  Russia,  with  her 
infant  industries,  her  sparse  railways,  her  execrable  roads, 
her  general  illiteracy  and  the  slack  rhythm  of  unorganized 
peasant  labor,  is  unable  to  adapt  herself  to  the  trial.  The 
food  problem  threatens  this  winter  to  make  general  famine, 
and  the  reason  is  primarily  that  the  whole  capacity  of  the 
railways  is  required  to  feed  the  army  at  the  front.  Production 
has  fallen  off,  but  distribution  is  the  chief  problem.  No  gal- 
lant Cossack  adventurer,  however  childlike,  can  alter  a  situa- 
tion like  this.  Neither  Kerensky's  speeches,  nor  the  Soviet 
proclamations,  nor  even  the  death  penalty,  can  enable  a 
backward,  neglected,  primitive,  agricultural  country  to  wage 
war  on  the  modern  industrial  scale. 

The  chief  difference  between  revolution  and  counter-revo- 
lution is  that  while  the  former  appeals  to  us  to  moderate  our 
war  aims,  summons  us  to  council  at  Stockholm,  and  works 
with  all  its  sincerity  for  an  early  general  peace,  the  latter 
would  be  only  too  likely  to  seek  an  accommodation  by  some 
devious  back  way.  What  the  counter-revolutionary  party 
does  as  an  opposition,  or  might  do  if  it  were  in  power,  is 


A  CLUE  TO  RUSSIA  223 

determined,  however,  not  so  much  by  its  opinions  on  European 
policy  as  by  the  exigencies  of  the  internal  Russian  struggle. 
It  is  battling  for  the  rights  of  property  as  it  conceives  them, 
it  is  opposing  a  movement  which  has  latent  in  it  a  social  revo- 
lution. It  will  make  war  and  peace,  it  will  call  in  the  foreigner 
or  drive  out  the  foreigner,  according  as  it  reckons  that  one 
course  or  the  other  will  serve  its  class  interests  in  its  dire 
peril.  The  internal  lines  of  division  in  Russia  are  fast  becom- 
ing sharper  and  deeper  than  any  frontier. 


THE  GERMAN  IDEAL  OF  THE  STATE1 

HEINRICH  VON  TREITSCHKE 

[Heinrich  von  Treitschke  (1834-1896)  was  born  in  Saxony  and  first 
came  into  prominence  as  lecturer  on  history  at  the  University  of  Leipzig. 
His  ardent  advocacy  of  German  unity  under  Prussian  leadership  in  1866 
caused  him  to  remove  to  Berlin,  where  from  1873  he  was  Professor  of 
History  in  the  University  of  Berlin.  His  chief  works  are  "Die  Politik" 
(1897-1898)  and  his  "History  of  Germany  in  the  Nineteenth  Century" 
(1874-1894).  During  his  lifetime  he  was  the  most  popular  and  influential 
exponent  of  the  Hohenzollern  theory  of  the  supremacy  of  the  state  over 
the  individual  and  of  the  righteousness  and  necessity  of  war.] 

Let  us  now  apply  the  standard  of  a  deeper  and  real  Chris- 
tian civilization  to  the  State,  and  let  us  bear  in  mind  that  the 
existence  of  this  great  collective  personality  is  power,  and 
that  therefore  the  highest  moral  duty  of  the  State  is  to  foster 
this  power.  The  individual  is  bound  to  sacrifice  himself  for 
the  next  higher  community  of  which  he  is  a  member;  but 
the  State  itself  is  the  highest  among  the  communities  of  men, 
and  therefore  the  duty  of  self-abnegation  cannot  apply  to  it. 
The  Christian  duty  of  self-sacrifice  for  something  higher  does 
not  exist  for  the  State,  for  the  reason  that  there  is  nothing 
above  and  beyond  it  in  the  world's  history,  and  consequently 
it  cannot  sacrifice  itself  for  another.  When  the  State  sees 
its  downfall  approaching,  we  praise  it  if  it  goes  to  its  downfall 
sword  in  hand.  A  sacrifice  for  a  foreign  nation  is  not  only 
non-moral,  but  it  is  contrary  to  the  idea  of  self-assertion  which 
is  the  highest  law  of  the  State. 

Thus  we  find  it  necessary  to  distinguish  between  public 
and  private  morality.  The  rank  of  the  various  duties  must 

1  From  "Die  Politik,"  translated  for  "Germany's  War  Mania."  London, 
1914. 

224 


THE  GERMAN  IDEAL  OF  THE  STATE          225 

necessarily  be  very  different  for  the  State  and  the  individual 
man.  There  is  a  whole  series  of  these  duties  which  are  im- 
posed upon  the  individual  which  are  absolutely  out  of  ques- 
tion for  the  State.  The  State's  highest  law  is  that  of  self- 
assertion;  that  is  for  it  the  absolute  morality.  Therefore, 
one  must  assert  that  of  all  political  sins,  the  worst  and  most 
contemptible  is  weakness ;  it  is  the  sin  against  the  holy  ghost 
of  politics.  In  private  life  certain  weaknesses  of  the  soul  are 
excusable.  But  of  these  there  is  no  question  in  the  State ;  for 
the  State  is  might,  and  if  it  should  belie  its  very  essence,  there 
would  be  no  judgment  severe  enough  for  it.  Think  of  the 
reign  of  Frederick  William  IV.  Magnanimity  and  gratitude 
are  certainly  political  virtues,  but  only  when  they  are  not 
opposed  to  the  main  object  of  politics,  the  maintenance  of 
its  own  power.  In  the  year  1849  the  thrones  of  every  possible 
German  principality  were  shaken.  Frederick  William  took 
a  step  which  in  itself  was  justifiable ;  he  sent  Prussian  troops 
into  Saxony  and  Bavaria,  and  restored  order  therein.  But 
now  came  the  mortal  sin.  Were  the  Prussians  there  in  order 
to  shed  their  blood  for  the  King  of  Saxony  or  of  Bavaria? 
There  must  be  some  permanent  advantage  for  Prussia  to 
be  derived  therefrom.  We  had  the  little  ones  in  our  grip; 
we  only  needed  to  allow  the  troops  to  remain  there  until 
these  princes  had  adapted  themselves  to  the  new  German 
Empire.  Instead  of  this,  the  King  withdrew  his  troops 
and  quite  properly  the  little  ones  made  a  long  nose  behind 
their  backs  as  they  marched  away.  That  was  simply  unthink- 
able weakness;  the  blood  of  the  Prussian  nation  had  been 
sacrificed  for  nothing. 

It  further  follows  from  the  nature  of  the  State  as  sovereign 
power,  that  it  can  recognize  no  arbiter  above  itself,  and  that 
moreover  constitutional  obligations  must  be  subject  in  a  last 
resort  to  its  jurisdiction.  We  have  to  bear  that  in  mind  in 
order  that  in  times  of  crisis  we  may  not  judge  like  Philistines 
from  the  advocate's  point  of  view.  When  Prussia  broke  the 
treaty  of  Tilsit,  she  was  from  the  standpoint  of  the  civil 


226  IDEALS  OF  GOVERNMENT 

procedure  in  the  wrong.  But  who  is  there  to-day  who  will  have 
the  brazen  face  to  assert  this?  Even  the  French  could  not 
do  so  any  longer.  That  also  holds  in  the  case  of  national 
treaties  which  are  not  quite  so  immoral  as  was  that  one  en- 
forced on  Prussia  by  France.  Thus  every  State  reserves 
to  itself  the  right  to  judge  of  its  treaty  obligations  for  itself, 
and  the  historian  cannot  here  step  in  with  his  purely  conven- 
tional standards.  He  must  ask  the  deeper  question  as  to 
whether  the  unconditional  duty  of  self-preservation  does  not 
justify  the  State.  It  was  thus  in  Italy  in  1859.  Piedmont 
was  the  virtual  aggressor;  and  Austria  and  her  servile  de- 
pendents in  Germany  did  not  fail  to  complain  of  the  disturb- 
ance of  the  everlasting  peace.  But  in  reality  Italy  had  been 
for  years  in  a  state  of  siege.  No  noble  nation  will  ever  toler- 
ate such  a  position,  and  in  reality  it  was  not  Piedmont,  but 
Austria,  which  took  the  offensive,  because  she  had  for  years 
shamefully  sinned  by  helping  herself  to  Italy's  greatest 
treasures. 

Thus  it  is  the  upholding  of  its  own  power  that  is  the  supreme 
moral  duty  of  the  State.  But  if  we  follow  up  the  natural 
consequence  of  this  truth,  it  becomes  clear  that  the  State 
must  only  set  itself  moral  aims,  or  else  it  would  be  contradict- 
ing itself. 

Up  to  now  the  earnest  thinker  can  hardly  rind  any  subject 
for  disagreement,  but  now  we  come  to  a  series  of  most  diffi- 
cult questions  with  the  consideration  of  how  far  political  aims, 
moral  in  themselves,  may  be  allowed  the  use  of  means  which 
in  civil  life  would  be  considered  reprehensible.  The  well-known 
Jesuitical  saying  is  in  its  unvarnished  directness  rough  and 
radical,  but  no  one  can  deny  that  it  contains  a  certain  amount 
of  truth.  There  are  in  political  life  innumerable  cases,  as  in 
the  life  of  individuals,  in  which  the  use  of  pure  methods  is 
quite  impossible.  If  it  be  possible,  if  it  be  feasible  to  obtain 
an  objective  moral  in  itself  by  moral  means,  then  these  are 
to  be  preferred  even  though  their  action  may  be  slower  and 
more  inconvenient. 


THE  GERMAN  IDEAL  OF  THE  STATE          227 

We  have  already  seen  that  the  power  of  truth  and  frank- 
ness in  politics  is  greater  than  is  usually  supposed.  The  newer 
conception  is  that  there  is  no  impulse  of  truth  inherent  in 
man,  and  that  it  has  arisen  conventionally  from  the  political 
aims.  But  not  so.  An  impulse  towards  truth  is  indeed  in- 
herent in  man,  but  it  varies  according  to  times  and  nations. 
Even  amongst  the  most  mendacious  of  nations,  the  Orientals, 
we  find  this  striving  for  truth.  The  elder  brother  of  Welling- 
ton won  for  himself  an  enormous  influence  in  India  owing 
to  the  fact  that  the  Nabobs  knew  that  this  man  always  said 
what  he  thought.  On  the  whole,  however,  it  is  clear  that 
political  methods  with  nations  on  a  lower  grade  of  culture 
must  be  adapted  to  their  powers  of  sensation  and  understand- 
ing. The  historian  who  tried  to  judge  European  politics  in 
Africa  or  in  the  East  by  the  same  standards  as  in  Europe 
would  be  a  fool.  He  who  cannot  inspire  fear  over  there  is  lost. 


THE  ARMY  AND   NATIONAL  UNITY1 
HEINRICH  VON  TREITSCHKE 

[For  a  sketch  of  Professor  Treitschke  see  page  224.-  The  following 
selection  consists  of  extracts  from  various  parts  of  Treitschke's  work,  all 
dealing  with  his  views  on  the  value  of  war  and  the  relation  of  the  individ- 
ual to  the  state.] 

One  must  certainly,  when  considering  war,  remember  that 
it  does  not  always  appear  as  a  judgment  of  God ;  there  are 
also  temporary  results,  but  the  life  of  a  people  is  reckoned 
by  centuries.  The  decisive  verdict  can  only  be  obtained  by 
the  review  of  great  epochs.  A  State  Like  Prussia,  which  was 
freer  and  more  rational  than  the  French,  might,  owing  to 
momentary  exhaustion,  be  brought  near  annihilation,  but  it 
would  then  call  to  mind  its  inner  life,  and  would  thus  regain 
its  superiority.  One  must  say  with  the  greatest  determina- 
tion :  War  is  for  an  afflicted  people  the  only  remedy.  When 
the  State  exclaims :  My  very  existence  is  at  stake !  then  social 
self-seeking  must  disappear  and  all  party  hatred  be  silent. 
The  individual  must  forget  his  own  ego  and  feel  himself  a 
member  of  the  whole,  he  must  recognize  how  negligible  is 
his  life  compared  with  the  good  of  the  whole.  Therein  lies 
the  greatness  of  war,  that  the  little  man  completely  vanishes 
before  the  great  thought  of  the  State.  The  sacrifice  of  na- 
tionalities for  one  another  is  nowhere  invested  with  such 
beauty  as  in  war.  At  such  a  time  the  corn  is  separated  from 
the  chaff.  All  who  lived  through  1870  will  understand  the 
saying  of  Niebuhr  with  regard  to  the  year  1813,  that  he  then 
experienced  the  "bliss  of  sharing  with  all  his  fellow-citizens, 

1  From  "Die  Politik,"  translated  for  "Germany's  War  Mania."  London, 
1914. 

228 


THE  ARMY  AND  NATIONAL  UNITY  229 

with  the  scholar  and  the  ignorant,  the  one  common  feeling  — 
no  man  who  enjoyed  this  experience  will  to  his  dying  day  for- 
get how  loving,  friendly,  and  strong  he  felt." 

To  the  historian  who  lives  in  the  realms  of  the  Will,  it  is 
quite  clear  that  the  furtherance  of  an  everlasting  peace  is 
fundamentally  reactionary.  He  sees  that  to  banish  war  from 
history  would  be  to  banish  all  progress  and  becoming.  It  is 
only  the  periods  of  exhaustion,  weariness,  and  mental  stag- 
nation that  have  dallied  with  the  dream  of  everlasting  peace. 

We  are  now  in  the  third  epoch  (and  again  after  a  great 
war)  which  seems  to  have  destroyed  all  the  idealism  of  Ger- 
many. For  to-day  an  outburst  of  loud  and  shameless  laughter 
from  the  vulgar  greets  the  destruction  of  anything  which 
Germany  has  made  great.  The  very  foundations  of  our  noble, 
ancient  culture  are  now  being  destroyed.  All  that  which  has' 
raised  us  into  a  very  aristocracy  among  the  nations  is  derided 
and  trodden  under  foot.  Truly  it  is  the  right  time  now  to 
indulge  in  fantastic  ravings  of  everlasting  peace !  It  is  not 
worth  spending  one's  breath  talking  of  such  things.  The 
living  God  will  see  to  it  that  war  returns  again  and  again  as 
a  terrible  medicine  for  humanity. 


From  the  fact  that  the  army  constitutes  the  aggregate 
physical  power  of  a  nation  follows,  moreover,  that  it  is  also 
interwoven  in  the  most  intimate  fashion  with  the  idea  of  the 
unity  of  the  State.  One  may  even  assert  that  there  is  no 
institution  which  brings  home  to  the  thoughtful  man  so 
sharply  the  thought  of  the  unity  of  the  State  and  of  the  inter- 
dependence of  the  whole  as  an  army  organized  in  accordance 
with  the  real  conditions  of  the  nation.  Commerce,  art,  and 
science  are  cosmopolitan  and  lead  the  way  beyond  the  bound- 
aries of  the  nation.  The  common  activity  of  elections,  of  the 
judge  and  jury,  certainly  strengthen  the  feeling  of  the  State 
community;  but  parliamentary  life  does  not  only  unite  the 
citizens  together  in  a  common  political  labor,  it  also  splits 


230  IDEALS  OF  GOVERNMENT 

them  up  again  and  sets  parties  against  one  another  and  un- 
avoidable hatred. 

A  really  popularly  organized  army  is  the  only  one  of  all 
political  institutions  that  unites  the  burghers  with  burghers ; 
in  the  army  alone  do  they  feel  themselves  all  united  as  sons 
of  the  Fatherland.  After  the  experience  we  have  had  in  the 
new  German  Empire  this  will  hardly  be  disputed.  The  Ger- 
man army  has  become  beyond  all  doubt  the  most  supremely 
real  and  effective  bond  of  national  unity,  and  this  most  cer- 
tainly cannot  be  claimed  for  the  German  Reichstag,  as  had 
formerly  been  hoped.  That  institution  is  rather  responsible 
for  the  fact  that  Germans  have  once  again  begun  mutually 
to  hate  and  calumniate  one  another.  But  the  army  has 
trained  us  into  practical  unity. 

For  the  reason  that  it  embodies  in  the  most  striking  manner 
for  the  masses  of  the  people  the  idea  of  the  unity  of  the 
State,  the  monarchy  is  therefore  especially  suited  to  take  the 
direction  of  the  army;  the  King  is  the  natural  Commander 
in  Chief. 


After  all,  it  is  the  normal  and  reasonable  course  for  a  great 
nation  to  embody  and  train  the  very  essence  of  the  State, 
which  is  in  itself  power,  in  its  organized  military  system  and 
by  means  of  its  physical  strength.  And  since  we  have  lived 
in  a  warlike  age,  the  hyper-delicate,  philanthropic  way  of 
looking  at  these  things  has  more  and  more  been  pressed  into 
the  background,  so  that  with  Clausewitz  we  have  once  again 
come  to  regard  war  as  the  forceful  continuation  of  politics. 
Not  all  the  advocates  of  peace  in  the  world  will  ever  succeed 
in  bringing  about  such  a  state  of  affairs  that  all  the  political 
powers  will  be  of  one  mind;  if  they  are  not  of  one  mind, 
then  there  is  nothing  but  the  sword  that  can  decide  their 
differences  of  opinion. 

We  have  learned  to  recognize  as  the  civilizing  majesty  of 
war  precisely  what  appears  to  the  superficial  observers  to  be 


THE  ARMY  AND  NATIONAL  UNITY  231 

brutality  and  inhumanity.  That  one  should  for  the  sake  of 
the  Fatherland  overcome  the  natural  feelings  of  humanity, 
that  men  should  murder  one  another  who  have  never  wronged 
one  another,  who  perhaps  highly  esteem  one  another  as 
chivalrous  foes,  that  appears  at  first  sight  to  be  the  frightful 
side  of  war,  but  also  at  the  same  time  its  greatness.  Man 
must  not  only  be  ready  to  sacrifice  his  life,  but  also  the  natural 
deeply  rooted  feelings  of  the  human  soul ;  he  must  devote  his 
whole  ego  for  the  furtherance  of  a  great  patriotic  idea :  that 
is  the  moral  sublimity  of  war. 


V 

THE   NEW  EUROPE  AND   A  LASTING  PEACE 


GAINS   FROM  THE  WAR1 
CHARLES  W.  ELIOT 

[Charles  William  Eliot  (1834-  ),  a  graduate  of  Harvard  and  its 
president  from  1869  to  1909,  has  wielded  a  great  influence  on  American 
education,  especially  in  securing  the  adoption  of  the  elective  system  in 
colleges.  He  has  written  largely  on  education  and  public  affairs,  and  is 
one  of  the  clearest  thinkers  on  the  problems  of  American  life.  Since  the 
beginning  of  the  World  War  he  has  written  extensively  on  its  issues  and 
problems.  His  best  essays  are  "American  Contributions  to  Civilization  " 
(1897),  especially  "The  Working  of  American  Democracy,"  and  "The 
Modern  Definition  of  the  Cultivated  Man"  (1903).  The  present  article,  a 
few  paragraphs  of  which  have  been  omitted,  presents  perhaps  as  compre- 
hensive a  survey  of  the  war  from  a  liberal  point  of  view  as  can  be  found.] 

In  a  few  weeks  or  months  the  American  people  will  begin 
to  sacrifice  their  sons  by  the  thousand  in  the  most  savage 
and  cruel  war  that  has  ever  been  waged.  They  have  already 
begun  to  expend  the  savings  of  generations  on  preparations 
for  fighting  and  destruction,  and  they  have  stopped  innu- 
merable forms  of  expenditure  which  contributed  to  their 
welfare  and  that  of  their  descendants.  Under  these  circum- 
stances it  is  fitting  that  the  voters  and  their  political  leaders 
review  the  war  situation  as  it  stands  to-day,  and  take  account 
of  the  gains  for  human  liberty  and  the  democratic  form  of 
government  which  have  already  been  secured. 

The  principal  features  of  the  war  situation  are  as  follows : 
(i)  The  two  principal  contestants  —  the  Central  Mon- 
archies and  the  Entente  Allies  —  have  demonstrated  that 
each  can  hold  the  other  in  trench  warfare ;  so  that  no  con- 
siderable, well-defended  areas  can  be  conquered  by  either 
party.  In  open  country  where  the  means  of  communication 

1  From  New  York  Times,  August  5,  1917.   Reprinted  by  permission. 

235 


236     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

are  scanty  or  difficult  each  can  successfully  come  back  against 
the  other  after  defeat  or  withdrawal,  and  neither  side  when 
occupying  new  territory  has  thus  far  been  able  to  disarm  or 
extinguish  the  opposing  army.  The  Belgian,  Serbian,  and 
Rumanian  armies  are  still  on  foot  in  large  numbers,  and  no 
considerable  body  of  German  or  Austro-Hungarian  troops  has 
thus  far  been  forced  to  surrender.  In  three  years  neither  side 
has  won  a  military  victory  in  the  old  sense.  There  has  been 
no  Austerlitz,  or  Waterloo,  or  Sedan,  or  Yorktown ;  and  there 
is  not  likely  to  be.  In  this  sense,  President  Wilson  was  right 
when  he  used  the  ambiguous  phrase  "peace  without  victory." 
It  has  been  a  war  without  victory  on  land  and  without  any 
victory  on  sea  of  the  Nelson  sort. 

(2)  Industrial  and  financial  strength  having  been  proved 
necessary  to  the  acquisition  and  maintenance  of  great  mili- 
tary power,  it  appears  that  the  manufacturing  nations  are 
the  only  ones  that  can  endure  long  wars ;  because  they  alone 
can  create  and  maintain  inexhaustible  supplies  of  munitions 
and  of  the  modern  means  of  rapid  transportation  on  land  and 
water  for  both  men  and  supplies.   An  agricultural  or  pastoral 
people  engaged  in  serious  war  will  require  the  aid  of  a  manu- 
facturing people.   Hence,  ultimate  success  in  war  will  go  to 
the  side  which  has  been  made  wealthiest  and  strongest  by 
successful  commerce,  agriculture,  mining,  and  manufacturing ; 
provided  that  this  wealth  and  these  industrial  achievements 
have  not  impaired  the  public  morality  and  energy. 

(3)  The  success  of  Great  Britain  and  France  in  developing 
under  the  most  trying  circumstances  a  greater  efficiency  than 
that  of  Germany  in  the  manufactures  indispensable  to  modern 
war  has  settled  the  question  whether  despotically  ruled  peoples 
have  an  advantage  over  free  peoples  in  warfare  in  which  every 
resource  of  modern  science  is  utilized,  and  settled  it  in  favor 
of  the  freer. 

(4)  The  war  has  also  proved  already  that  violations  of 
treaties  on  the  ground  of  military  necessity  and  oppressive 
exactions  on  the  population  remaining  in  conquered  territory 


GAINS  FROM  THE  WAR  237 

do  not  profit  the  conqueror  in  the  present  state  of  the  civilized 
world,  except  as  he  appropriates  for  immediate  use  machinery, 
fuel,  foods,  and  raw  material,  but  on  the  contrary  are  dis- 
astrous to  him  and  his  cause.  In  other  words,  the  war  has 
proved  that  the  moral  and  physical  forces  which  can  be  rallied 
to  the  side  of  international  justice  are  sufficient  to  make  acts 
of  international  injustice  inexpedient  and  unprofitable. 

(5)  It  clearly  appears  that  all  the  nations  of  Europe  now 
recognized  as  such  can  command  the  services  in  proper  pro- 
portion to  their  population  of  soldiers  who  are  robust,  brave, 
and  patriotic,  and  that  there  is  no  nation  in  Europe  so  de- 
generate morally  or  physically  that  a  strong  and  healthy 
nation  may  rightfully  seize  it  and  govern  it  for  its  own  good. 
Both  sides  exhibit  full  capacity  for  acquiring  the  skill  needed 
to  use  artillery,  airplanes,  telephones,  photographs,  and  motor 
trucks ;    and  all  are  capable  of  hand-to-hand  fighting  with 
bayonets,  swords,  knives,  and  hand  grenades.   The  primitive 
savage  with  all  his  hunting  and  fighting  instincts  reappears 
to-day  in  civilized  white  men  as  well  as  in  Turks,  Turcos,  and 
Gurkhas. 

(6)  As  the  war  has  gone  on  the  conviction  has  gradually 
penetrated  all  the  governments  and  peoples  concerned  that 
the  redressing  of  three  great  international  wrongdoings  must 
be  included  in  any  terms  of  settlement  which  are  to  have  a 
fair  chance  of  leading  to  durable  peace.   These  wrongs  are  the 
partition  of  Poland  (1772),  the  wresting  of  Alsace-Lorraine 
from  France  by  Germany  (1871),  accompanied  by  an  attempt 
to  " bleed  France  white,"  and  the  Treaty  of  Berlin  (1878), 
which  outraged  Russia  and  planted  seeds  of  fierce  discord 
among  the  Balkan  peoples.   All  thinking  people  have  come 
to  understand  that  no  permanent  peace  for  Europe  or  any 
relief  from  competitive  armaments  can  be  obtained  without 
disinfecting  these  festering  sores.   And  yet  this  disinfection 
cannot  but  prove  a  very  difficult  task. 

(7)  The  war  has  greatly  strengthened  the  conviction,  held 
by  most  publicists  who  have  had  occasion  to  consider  the 


238     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

causes  of  grave  international  disputes,  that  the  peace  of  the 
world  would  be  much  more  secure  if  nations  which  possess 
few  ports  or  none  could  obtain,  under  firm  international  con- 
ventions, free  access  to  the  seas  and  oceans  through  the  terri- 
tories and  ports  of  other  nations.  An  interior  country,  like 
Serbia,  or  a  great  interior  sub-arctic  region  like  the  Russian 
empire  or  Canada,  needs  for  its  own  free  life  and  growth  access 
to  the  seas  and  oceans  through  the  ports  of  other  countries, 
if  it  has  few  or  none  of  its  own.  For  the  full  enjoyment  of 
such  rights  durable  peace  is  necessary.  Remove  from  the 
European  world,  or  the  whole  world,  the  apprehension  of  war, 
and  the  dread  that  an  insular  population,  or  a  population 
confined  within  an  interior  area,  naturally  feels  lest  it  be  de- 
prived of  an  adequate  supply  of  foods  or  raw  materials,  and 
a  principal  cause  of  war  would  be  removed.  The  Germans' 
dread  of  such  compression  and  such  deprivation,  coupled  with 
an  extraordinary  belief  in  the  superiority  of  German  civiliza- 
tion to  every  other  civilization,  seems  to  have  been  the  under- 
lying cause  of  the  present  war. 

(8)  Although  the  strength  and  endurance  of  the  belligerents 
are  by  no  means  exhausted,  there  is  a  new  disposition  to 
speculate  and  talk  about  peace  ever  since  President  Wilson 
requested  the  Central  Monarchies  on  the  one  side  and  the 
Entente  Allies  on  the  other  to  state  the  terms  on  which  they 
would  consent  to  make  peace.  Although  the  two  parties  are 
still  wide  apart  in  regard  to  the  preliminary  terms  or  condi- 
tions on  which  negotiations  for  peace  might  be  opened,  and 
although  the  present  condition  of  Russia  has  raised  new  hopes 
in  the  minds  of  the  German  oligarchy,  the  disposition  of  the 
several  governments  to  talk  about  terms  of  peace  is  an  im- 
portant feature  of  the  present  situation.  It  is  supported,  if 
not  induced,  by  the  state  of  mind  among  the  soldiers  of  all 
the  nations  at  war.  It  will  be  a  dire  calamity  for  the  human 
race  if  peace  negotiations  are  opened  before  the  Central  Mon- 
archies publicly  repent  of  the  invasion  of  Serbia,  the  violation 
of  the  neutrality  treaties  on  behalf  of  Belgium,  the  sinking  of 


GAINS  FROM  THE  WAR  239 

the  Lusitania,  and  the  Prussian-Turkish  treatment  of  non- 
combatants. 

Two  new  implements  of  warfare  have  been  developed  during 
the  war  —  the  airplane  and  the  submarine ;  but  the  capacities 
of  neither  for  destruction  have  been  fully  revealed.  Both 
violate  in  practice  —  by  necessity  —  most  of  the  rules  which 
international  law  has  tried  to  establish  for  the  protection  of 
non-combatants  and  the  mitigation  of  the  horrors  of  war. 
Those  who  use  them  require  singular  skill,  courage,  and  en- 
durance ;  but  neither  mercy  nor  chivalry  can  often  influence 
their  deeds.  Those,  too,  whose  duty  is  to  destroy  either  air- 
planes or  submarines  must  do  so  without  the  least  regard  to 
their  human  occupants.  The  submarine  forces  on  everybody, 
assailant  or  defendant,  the  policy  of  killing  at  sight.  Drown 
or  choke  your  adversary  without  giving  any  ,chance  of  escape. 
Take  no  prisoners.  These  policies  or  methods  are  not  yet 
publicly  and  avowedly  adopted  on  land.  The  airplane  in- 
volves single  combat,  or  combat  in  small  groups,  under  very 
dangerous  conditions  for  both  parties,  and  with  little  chance 
to  surrender  for  either  side.  It  is  kill  or  be  killed.  "Bomb- 
ing" by  airplanes  means  miscellaneous  destruction  of  life  and 
property  without  taking  good  aim.  This  kind  of  warfare  is 
peculiarly  revolting,  in  spite  of  the  extraordinary  bravery  and 
fortitude  of  the  men  who  engage  in  it.  The  use  made  of  sub- 
marines by  Germany  proves  that  during  war  d  Voutrance 
between  great  powers  neutrals  have  no  protection  against 
being  sunk  while  passing  between  neutral  ports.  This  is  a  new 
barbarity  in  war.  All  nations  with  exterior  trade  are  interested 
in  determining  now,  if  possible,  the  future  of  the  submarine. 

Such  is  the  formidable  scene  in  which  the  American  people 
are  about  to  become  one  of  the  principal  actors.  As  they 
enter  on  this  fearful  task  they  can  reasonably  draw  inspira- 
tion and  hope  from  the  great  gains  for  liberty  and  democracy 
which  have  been  already  achieved  through  the  war. 

The  war  has  brought  about  extraordinary  progress  for  de- 
mocracy in  Europe,  especially  in  Great  Britain  and  Russia. 


240     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

In  Great  Britain  the  gains  of  democracy  within  three  years 
have  been  much  more  considerable  than  in  all  the  hundred 
years  previous.  They  have  taken  effect  chiefly  in  the  execu- 
tive branch  of  the  Government,  including  the  army  and  navy, 
but  also  in  the  legislative;  and  the  gains  seem  likely  to  be 
permanent.  Three  years  ago  no  one  familiar  with  the  condi- 
tions of  public  life  in  Great  Britain  would  have  believed  that 
three  men  with  the  antecedents  of  Kitchener,  Bonar  Law,  and 
Lloyd  George  could  exercise  supreme  powers  in  the  civil 
government  during  the  greatest  crisis  in  British  history,  or 
that  a  democratic,  extemporized  British  army  could  succeed 
to  the  former  aristocratic  regular  army,  and  fight  better. 
After  ten  days'  discussion  the  House  of  Commons  lately 
adopted  by  a  vote  of  eight  to  one  a  large  measure  of  suffrage 
reform  under  the  title  of  "Representation  of  the  People 
Bill."  In  Russia,  the  coup  d'etat  was  a  sudden  act  and  pre- 
mature, but  long  foretold  in  the  growing  strength  and  capacity 
for  local  government  of  the  provincial  and  municipal  councils, 
and  in  the  increasing  activity  in  large  business  of  the  co- 
operative societies.  It  is  as  yet  impossible  to  tell  whether 
the  inexperienced  Russian  democracy  will  or  will  not  prove 
itself  capable  of  establishing  at  this  first  effort  a  firm  and 
efficient  Government  in  a  democratic  form;  but  the  revolu- 
tion has  already  accomplished  much  preliminary  work  toward 
that  end,  and  it  is  almost  impossible  to  believe  that  the  Czar- 
dom,  or  anything  like  it,  can  be  reproduced  in  Russia,  or  that 
the  landed  nobility  and  the  permanent  official  class,  both 
military  and  civil,  can  regain  the  power  they  have  lost. 

It  is  equally  difficult  to  believe  that  the  professional,  com- 
mercial, and  manufacturing  classes  which  have  now  assumed 
political  leadership  with  strong  support  from  large  portions 
of  the  agricultural  class  will  be  compelled  to  resign  it  to  labor 
agitators,  socialistic  extremists,  or  disciples  of  Tolstoy.  The 
United  States,  believing  that  Russia  will  no  more  return  to 
a  Romanoff  Czar  than  France  to  a  Bourbon  King,  is  co- 
operating with  the  Provisional  Government  in  every  possible 


GAINS  FROM  THE  WAR  241 

way  —  with  its  money,  supplies,  and  engineering  experience, 
and  with  its  practice  in  political  and  religious  liberty  and  its 
hearty  sympathy.  Such  cooperation  between  two  huge  de- 
mocracies augurs  well  for  the  future  safety  of  democracy 
throughout  the  world.  The  unexampled  experiment  which 
the  mission  to  Russia  from  the  United  States  has  had  in  hand 
is  one  of  extraordinary  interest ;  for  it  is  an  effort  on  the  part 
of  a  people  long  accustomed  to  public  liberty  to  help  a  multi- 
tudinous people  with  no  experience  of  political  freedom  and 
but  lately  escaped  from  serfdom  to  establish  in  wartime  a 
firm  and  effective  republican  Government. 

It  is  an  immense  permanent  gain  for  democracy  that  the 
democratic  Governments  of  Great  Britain  and  France  have 
proved  themselves  capable  of  great  efficiency  in  time  of  war. 
Comparative  study  of  democratic  and  autocratic  Govern- 
ments during  the  last  130  years  has  revealed  the  fact  that 
in  times  of  peace  democratic  Governments  are  not  so  effective 
as  autocratic  Governments  can  sometimes  be  in  promoting 
the  physical  welfare  of  the  people  governed.  Germany  had 
cleaner  and  better  ordered  cities,  more  effective  vocational 
schools,  and  better  sanitary  and  medical  supervision  than 
any  democratic  government  in  Europe  or  America  could 
show;  so  that  many  people  doubted  whether  a  democratic 
government  could  develop  as  much  efficiency  in  war  as  an 
autocratic  government.  But  both  Great  Britain  and  France 
have  already  exhibited,  and  the  United  States  is  about  to 
exhibit,  a  greater  efficiency  in  war  and  in  the  industries  that 
support  war  than  Germany  or  any  other  autocratic  Govern- 
ment has  ever  attained. 

The  war  has  also  proved  that  free  peoples,  in  which  financial 
and  industrial  corporate  management  has  been  largely  de- 
veloped and  many  citizens  possess  a  high  degree  of  personal 
initiative  and  energy  in  their  daily  work,  can  outdo  in  indus- 
trial productiveness  any  peoples  that  are  autocratically  gov- 
erned. The  free  peoples  may  start  far  in  the  rear  when  war 
breaks  out ;  but  hi  a  year  or  two  they  will  catch  up  with  and 


242     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

surpass  their  autocratically  governed  opponents.  This  is  a 
demonstration  of  high  importance  to  the  democracies  of  the 
future,  as  well  as  of  great  significance  in  regard  to  the  out- 
come of  the  present  war,  for  these  methods  of  democratic 
society,  which  are  quite  independent  of  government  processes, 
are  prime  sources  of  democratic  efficiency. 

It  has  also  been  proved  that  democratic  armies  fight  better 
than  armies  aristocratically  organized  and  autocratically  gov- 
erned ;  or,  in  other  words,  that  the  armies  of  nations  in  which 
the  mass  of  the  people  determine  legislation,  elect  their  public 
servants,  and  settle  questions  of  peace  and  war,  fight  better 
than  the  armies  of  an  autocrat  who  rules  by  right  of  birth 
and  by  commission  from  the  Almighty.  The  obedient,  sub- 
missive soldier  who  always  acts  under  orders  without  per- 
sonal initiative  or  intelligent  comprehension  of  his  immediate 
task  is  outclassed  by  the  independent  soldier  who  possesses 
personal  initiative,  and  is  capable  of  understanding  both  the 
ultimate  purpose  of  the  fighting  arid  the  immediate  object  of 
the  movement  in  which  he  is  to  take  part.  The  soldier  who 
is  to  take  effective  part  in  trench  warfare  must  be  capable  of 
fighting  intelligently  and  persistently  without  seeing  or  hear- 
ing an  officer,  or  even  a  non-commissioned  officer,  during  the 
actual  charge.  The  great  war  has  developed  in  the  democratic 
countries  a  new  and  more  effective  kind  of  private  soldier  and 
a  new  and  more  effective  kind  of  officer;  and  in  producing 
these  better  kinds  of  soldier  and  officer  a  democracy  has  a 
great  and  permanent  advantage  over  an  autocracy. 

The  war  and  Germany's  elaborate  preparation  for  it  have 
proved  beyond  all  doubt  that  no  reliance  for  the  peace  of  the 
world  can  be  placed  on  any  of  the  Utopian  schemes  which  for 
centuries  have  been  from  time  to  time  announced  as  sure 
methods  of  preventing  war  and  leaving  mankind  free  to  ad- 
vance, unafraid  and  at  ease,  on  peaceful  paths  of  gradual 
political,  industrial,  and  social  development.  Discussions  of 
world  Parliaments,  world  public  opinion,  world  courts,  vast 
leagues  to  prevent  .war,  societies  of  nations,  and  schemes  to 


GAINS  FROM  THE  WAR  243 

reform  the  world  through  improved  methods  of  education 
and  improved  international  law,  were  never  so  rife  as  in  the 
twenty  years  before  the  present  war  broke  out.  No  one  of 
these  schemes  has  even  approached  fulfillment,  or,  indeed, 
definite  formulation;  but  the  two  Hague  Conferences,  al- 
though they  were  in  many  respects  disappointing,  had  per- 
suaded some  people  inclined  to  political  and  philanthropic 
speculation  that  the  tune  was  near  when  international  law 
and  international  organization  could  prevent  international 
war  without  the  use  of  force. 

All  these  plans  and  hopes  were  completely  defeated  by  the 
outbreak  of  the  present  war;  and  they  will  remain  defeated 
and  powerless  so  long  as  a  single  strong  nation  in  Europe 
adheres  to  the  principles  and  practices  of  autocratic  govern- 
ment allied  with  a  large  class  of  professional  soldiers.  The 
same  may  be  said  of  the  official  religions  which  prevail  among 
the  various  belligerents  to-day.  No  one  of  the  national 
churches  or  religious  institutions  concerned  —  Buddhist, 
Greek,  Roman,  Mohammedan,  or  Protestant  —  has  shown 
the  least  capacity  to  obstruct  or  condemn  the  long  and  elab- 
orate preparation  for  war  by  Germany,  or  to  oppose  the 
unchristian  philosophy  concerning  the  State  which  justified 
that  preparation,  or  to  prevent  the  outbreak  of  the  war,  or 
to  mitigate  its  unexampled  ferocity.  It  is  a  large  gain  for 
humanity  to  have  learned,  once  for  all,  that  no  inchoate 
international  organization  and  no  instituted  religion  or  es- 
tablished church  can  be  depended  on  to  secure  to  the  civilized 
world  of  to-day  an  enduring  peace  and  to  all  nations  a  rightful 
liberty.  Peace,  liberty,  and  justice  must  be  secured  by  prac- 
ticable measures  of  obvious  immediate  serviceableness.  The 
world  in  agony  is  in  no  mood  for  remote  goals  or  vast  and 
hazy  imaginings;  it  will  take  the  one  step  which  seems 
feasible  and  be  satisfied  with  that.  It  will  be  a  martial  step ; 
but  its  goal  will  be  human  brotherhood. 

The  war  has  also  demonstrated  that  the  progress  of  man- 
kind in  knowledge  of  nature  and  its  laws,  and  in  skill  in 


244     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

utilizing  those  laws  and  the  material  resources  of  the  earth 
to  human  advantage  will  not  prevent  war,  and  do  not  neces- 
sarily tend  to  the  preservation  of  peace.  The  chemical  and 
physical  inventions  of  the  last  hundred  and  fifty  years  have 
made  the  present  war  infinitely  more  destructive  and  horrible 
than  any  earlier  war,  and  indeed  seem  to  be  partly  accountable 
for  the  extreme  ferocity  with  which  war  has  been  conducted 
in  Europe  and  the  Near  East  for  three  years.  The  world  has 
learned  that  the  same  scientific  discoveries  and  industrial 
inventions  which  make  the  average  lot  of  mankind  freer  and 
happier  in  peace  tunes  are  capable  of  making  that  lot  su- 
premely wretched  in  war  times ;  because  they  increase  fright- 
fully the  destructiveness  of  war.  The  nations,  therefore,  must 
not  depend  on  any  Utopian  theories,  or  any  ecclesiastical 
institutions,  or  any  progress  in  literature,  science,  and  the 
arts  to  defend  them  in  the  future  from  catastrophes  and 
miseries  such  as  the  civilized  world  is  now  enduring.  The 
means  of  securing  peace  hereafter  will  be  simple  and  prac- 
ticable, because  based  on  experience  in  the  present  war,  and 
efficacious,  because  supported  by  an  overwhelming  peace- 
preserving  international  force. 


Must,  then,  gentle  and  reasonable  men  and  women  give 
over  their  sons  to  the  National  Government  to  be  trained  for 
the  devilish  work  of  war?  Must  civilized  society  continue 
to  fight  war  with  war  ?  Is  not  that  process  a  complete  failure  ? 
Shall  we  not  henceforth  contend  against  evil-doing  by  good- 
doing,  against  brutality  by  gentleness,  against  vice  in  others 
solely  by  virtue  in  ourselves  ?  There  are  many  sound  answers 
to  these  insistent  queries.  One  is  the  policeman,  usually  a 
protective  and  adjusting  force,  but  armed  and  trained  to 
hurt  and  kill  in  defense  of  society  against  criminals  and 
lunatics.  Another  is  the  mother  who  blazes  into  violence, 
with  all  her  little  might,  in  defense  of  her  child.  Even  the 
little  birds  do  that.  Another  is  the  instinctive  forcible 


GAINS  FROM  THE  WAR  245 

resistance  of  any  natural  man  to  insult  or  injury  committed 
or  threatened  against  his  mother,  wife,  or  daughter.  The 
lions  and  tigers  do  as  much.  A  moving  answer  of  a  different 
sort  is  found  in  words  written  by  Mme.  le  Verrier  to  the 
parents  of  Victor  Chapman  on  her  return  from  his  funeral  in 
the  American  Church  hi  Paris  — "It  .  .  .  has  brought  home 
to  me  the  beauty  of  heroic  death  and  the  meaning  of  life." 
The  answer  from  history  is  that  primitive  Governments  were 
despotic,  and  in  barbarous  societies  might  makes  right ;  but 
that  liberty  under  law  has  been  wrung  from  authority  and 
might  by  strenuous  resistance,  physical  as  well  as  moral,  and 
not  by  yielding  to  injustice  or  practicing  non-resistance. 
The  Dutch  Republic,  the  British  Commonwealth,  the  French 
Republic,  the  Italian  and  Scandinavian  constitutional  mon- 
archies, and  the  American  republics  have  all  been  developed 
by  generations  of  men  ready  to  fight  and  fighting.  So  long 
as  there  are  wolves,  sheep  cannot  form  a  safe  community. 
The  precious  liberties  which  a  few  more  fortunate  or  more 
vigorous  nations  have  won  by  fighting  for  them  generation 
after  generation,  those  nations  will  have  to  preserve  by  keep- 
ing ready  to  fight  in  their  defense.  The  only  complete  answer 
to  these  arguments  in  favor  of  using  force  in  defense  of  liberty 
is  that  liberty  is  not  worth  the  cost.  In  free  countries  to-day 
very  few  persons  hold  that  opinion. 


NATIONALITY  AND   THE   NEW  EUROPE1 
ARCHIBALD  C.  COOLIDGE 

[Archibald  Gary  Coolidge  (1866-  )  was  educated  at  Harvard,  and, 
after  several  years'  connection  with  the  American  diplomatic  service  in 
European  capitals,  returned  to  Harvard  and  is  now  Professor  of  Euro- 
pean History.  In  1914  he  was  Harvard  Exchange  Professor  at  the  Uni- 
versity of  Berlin.  He  has  written  "The  United  States  as  a  World  Power" 
(1908)  and  "The  Origins  of  the  Triple  Alliance"  (1918).  The  discus- 
sion below,  from  which  some  paragraphs  have  been  omitted,  summarizes 
with  admirable  detachment  the  basic  facts  on  which  a  settlement  of  the 
World  War  in  accordance  with  the  principle  of  nationality  must  be  made.] 

Apart  from  whatever  sympathies  we  may  feel  in  regard  to 
the  war  now  devastating  Europe,  most  of  us  fervently  hope 
that  at  least  it  may  not  soon  be  followed  by  another ;  that  is 
to  say,  that  when  peace  is  concluded,  the  settlement  arrived 
at  may  contain  the  elements  of  some  sort  of  permanence. 
This  does  not  mean  that  every  one  can  be  or  will  be  satisfied 
and  that  many  seemingly  reasonable  desires,  even  of  the 
victors,  will  not  have  to  be  relinquished.  It  does  mean  that 
in  as  many  cases  as  possible  the  settlement  shall  be  based  on 
broad  grounds  of  human  rights  and  legitimate  interests  which 
will  content  those  who  profit  by  them,  while  not  appearing 
too  unjust  to  the  rest  of  the  world. 

A  first  condition  of  this  is  that  in  the  Europe  of  the  future, 
so  far  as  may  be,  no  people  and  especially  no  great  people 
shall  be  forced  to  live  in  a  manner  to  which  it  cannot  be 
expected  to  resign  itself.  The  defeated  parties  in  the  conflict 
will  doubtless  have  to  give  up  or  postpone  indefinitely  what 
are  to  them  natural  and  proper  ambitions.  This  is  the  common 
lot  of  the  vanquished.  Nevertheless,  if  peace  is  to  be  lasting, 

1  From  Yale  Review,  April,  1915.   Reprinted  by  permission. 
246 


NATIONALITY  AND  THE  NEW  EUROPE         247 

existence  must  not  be  made  intolerable  for  them.  For  in- 
stance, such  a  regime  as  Napoleon  imposed  on  Prussia  cannot 
in  the  long  run  be  fastened  on  a  defeated  enemy,  nor  can  any 
complete  economic  or  geographic  servitude.  Thus  it  is  safe 
to  predict  that  if  Germany,  as  a  result  of  victory  over  Russia, 
were  to  hand  over  Finland  to  Sweden  and  to  take  the  Baltic 
provinces  for  herself,  Russia  would  sooner  or  later  risk  another 
struggle  in  order  to  regain  a  sufficient  shore  on  the  Baltic. 
Conversely,  in  the  case  of  the  triumph  of  the  Allies,  a  treaty 
of  peace  which  should  deprive  of  direct  access  to  the  Adriatic 
the  German  populations  not  only  of  Austria  but,  through  her, 
of  the  German  Empire,  might  be  pregnant  with  trouble  for  the 
future.  Even  the  retention  of  certain  isolated  positions  of 
vantage,  however  tempting  as  immediate  booty,  might  mean 
such  serious  consequences  that  the  advisability  would  be  more 
than  questionable.  Could  any  good  that  Germany  might 
obtain  from  the  possession  of  Constantinople  compensate  for 
the  permanent  hostility  of  Russia,  which  such  possession  must 
engender?  Would  it  even  be  wise  for  England  to  take  back 
Helgoland  when  experience  has  shown  that  Spain  can  never 
get  reconciled  to  her  owning  Gibraltar,  which  will  always 
remain  a  stumbling-block  to  good  relations  between  the  two 
countries?  A  permanent  sore  spot  should  not  be  lightly 
created  even  by  the  most  successful  power. 

Another  class  of  considerations  turns  on  the  desire  of  the 
populations  themselves  in  any  future  determination  of  fron- 
tiers. We  Americans  in  particular  believe  in  government 
with  the  consent  of  the  governed.  When  exceptions  must 
be  made,  we  think  of  them  as  justified  only  by  temporary 
necessity,  as  in  the  South  after  our  Civil  War,  or  by  the 
racial  inferiority  of  the  governed,  as,  let  us  say,  in  the  case 
of  the  negro.  None  the  less,  we  hold  to  the  general  prin- 
ciple, and  it  is  one  that  is  admitted  even  by  the  most  reac- 
tionary autocracy  as  being  desirable.  Now,  in  the  disputed 
regions  of  Europe  to-day,  not  only  the  consent  but  the  ardent 
aspirations  of  the  governed  on  the  whole  correspond  with  what 


248     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

we  call  nationality.  And  aspirations  of  the  nationalities  to 
shape  their  own  destinies  are  not  a  matter  of  internal  politics 
only.  In  the  last  hundred  years,  the  strivings  of  Greeks, 
Italians,  Germans,  Magyars,  South  Slavs,  Alsatians,  and  others 
against  foreign  rulers  have  been  of  the  utmost  international  as 
well  as  national  consequence.  It  is  true  the  discontent  of  the 
Irish  has  seldom,  owing  to  the  insular  position  of  the  United 
Kingdom,  been  of  more  than  local  importance,  but  the  Polish 
question  has  been  a  running  sore  in  general  European  politics 
ever  since  the  partitions  in  the  eighteenth  century. 

Let  us  hope,  therefore,  that  in  the  reconstruction  of  Europe 
the  wishes  of  the  various  nationalities  shall  be  important 
factors  in  determining  the  bounds  of  the  different  states. 
There  may  be  confederations  among  the  smaller  ones  for  the 
common  advantage,  but  such  unions  should  be  voluntary 
and  should  leave  sufficient  play  for  the  individuality  of  each. 
At  first  sight  this  seems  simple.  We  take  a  race  map  of  the 
Continent,  note  the  chief  splashes  of  color  on  it,  and  evolve 
the  ideal  Europe  of  the  future  to  correspond  with  these 
splashes,  leaving  out  of  account  the  little  detached  ones  that 
interfere  with  the  general  scheme.  This  kind  of  map-making 
has  been  popular  of  late.  Any  imaginative  contributor  to  a 
newspaper  may  indulge  in  it,  it  can  be  understood  by  the 
meanest  intelligence,  and  it  appeals  to  the  sympathies  as  a 
generous  attempt  to  reconstruct  society  in  accordance  with 
the  fundamental  rights  of  man.  Unfortunately,  when  we  come 
to  look  at  solutions  of  this  sort  with  a  little  care,  we  perceive 
that  they  bristle  with  difficulties.  We  soon  learn  that  our 
race  map  alone  is  not  a  safe  guide,  for  it  leaves  out  such 
physical  features  as  mountains.  Ethnical  and  natural  physical 
frontiers  seldom  coincide  exactly.  For  instance,  they  do  not 
in  a  good  part  of  the  western  Alps,  or  of  the  Pyrenees,  or  of 
the  Carpathians.  To  which  frontier  are  we  to  give  the 
preference,  the  geographical  or  the  racial?  This  is  perhaps  a 
minor  problem  that  can  often  be  solved  by  a  few  mutual 
concessions ;  but  it  is  a  part  of  the  general  question  as  to 


NATIONALITY  AND  THE  NEW  EUROPE         249 

what  extent  rights  of  nationality  are  superior  to  those  based 
on  other  considerations. 

At  the  very  outset,  we  are  faced  by  uncertainty  as  to  the 
meaning  of  our  terms.  What  is  nationality?  On  what  is 
it  based  ?  Not  on  race  —  most  of  the  nations  of  Europe  are 
of  too  mixed  and  uncertain  origin  to  have  blood  count  for 
much.  The  skull  measurements  in  the  different  parts  of  the 
Continent  suggest  totally  different  divisions  from  the  modern 
political  and  linguistic  ones.  It  is  worth  remarking  here  that 
an  imaginary  descent  may  be  of  more  importance  than  the 
real  one.  It  matters  little  whether  the  modern  Greeks  are  or 
are  not  descended  from  the  ancient  Hellenes.  What  is  of 
consequence  is  that  they  believe  they  are.  This  belief  affects 
them  profoundly;  it  permeates  their  national  consciousness 
and  is  a  fundamental  part  of  their  psychology.  In  the  same 
way,  we  need  not  care  to  what  extent  the  modern  Rumanians 
are  the  children  of  the  Roman  legionaries  and  colonists  and 
to  what  extent  they  are  of  Dacian,  Slavic,  or  other  origin. 
The  thing  that  counts  is  that,  speaking  a  Latin  language, 
they  regard  themselves  as  a  Latin  people,  akin  to  the  French, 
Italians,  and  Spaniards,  something  different  from  the  Slavs 
about  them,  something  more  western,  the  heirs  to  an  older 
civilization.  Although  they  belong  to  the  Greek  Orthodox 
church,  they  turn  for  inspiration  not  to  Constantinople  and 
Moscow,  but  to  Rome  and  Paris. 

We  know  that  the  Swiss  are  a  nation  though  composed 
of  several  nationalities,  and  that  as  long  as  these  prefer  to 
remain  in  their  present  glorious  little  republic  no  one  has  a 
right  to  interfere  with  them,  though  this  doctrine  is  hardly 
acceptable  to  the  extreme  partisans  of  Pan-Germanism  or  of 
Italia  Irredenta.  We  apply  the  same  principle  to  the  Belgians 
though  they  speak  two  languages;  but  of  what  nationality 
are  the  inhabitants  of  Alsace-Lorraine?  The  Germans  claim 
the  Alsatians  as  German  by  speech  and  descent  as  well  as  by 
most  of  their  history.  The  French  base  their  arguments  on 
what  they  regard  as  a  more  modern  conception,  that  of 


250     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

national  consciousness  and  desire,  of  common  ideas  and 
aspirations.  They  declare  that,  though  the  French  language 
is  that  of  the  great  mass  of  the  people  in  France,  and  is  the 
official  and  literary  vehicle  of  expression  —  one  they  believe 
superior  to  any  other  —  nevertheless  a  Basque,  a  Breton,  a 
Fleming,  an  Alsatian,  may  be  a  genuine  and  most  patriotic 
Frenchman  even  if  he  knows  nothing  but  his  local  dialect. 
It  must  be  admitted  that  in  this  instance  the  claim  to  a 
nationality,  as  based  on  language  and  history,  cannot  well  be 
reconciled  with  our  belief  in  government  with  the  consent  of 
the  governed.  Had  the  Germans,  during  the  last  forty  years, 
been  as  successful  in  Alsace-Lorraine  as  the  Americans  have 
been  in  our  own  South,  the  situation  would  be  different.  As 
it  is,  compromise  or  reconciliation  has  not  been  reached,  and 
the  question  of  the  future  allegiance  of  Alsace-Lorraine  has 
once  more  been  referred  to  arbitrament  of  the  sword. 

In  many  European  countries,  ethnographical  statistics  are 
to  be  accepted  with  much  caution.  To  be  sure,  partisan  guesses 
are  still  more  unreliable,  for  where  no  official  figures  exist,  the 
widest  play  is  left  to  passion  and  imagination;  witness  the 
extraordinary  estimates  that  have  been  made  frequently  in 
good  faith  of  the  strength  of  the  various  elements  in  Mace- 
donia. In  lands  where  there  are  official  statistics,  we  may 
take  it  for  granted  that  the  nationality  which  has  charge 
of  the  census  will  get  more  than  its  share  in  the  returns. 
Doubtful  and  neutral  elements  can  always  be  used  to  swell 
the  figures.  For  instance,  in  the  Austrian  province  of  Gali- 
cia,  808,000  out  of  a  total  of  871,000  Jews  are  officially  recorded 
as  speaking  Polish,  which  assures  to  the  Poles  a  good  majority 
of  the  population.  In  the  neighboring  province  of  Bukowina, 
out  of  192,000  Jews,  95,000  are  put  down  as  Germans.  In 
both  cases  the  real  language  of  most  of  the  Jews  is  Yiddish. 
Now,  if  as  a  result  of  the  present  war,  Russia  keeps  Galicia, 
the  Jews  of  the  eastern  half  of  the  province  will  no  longer  be 
reckoned  as  Poles;  and  if  at  the  same  time  Rumania  gets 
Bukowina,  the  Jews  there  will  soon  go  to  swell  the  Rumanian 


NATIONALITY  AND  THE  NEW  EUROPE         251 

element  in  that  province,  and  there  is  no  reason  why  they 
should  not.  Why  should  not  the  Jew  in  the  Dual  Empire 
transfer  his  linguistic  allegiance?  It  is  often  transferred  for 
him.  If  he  lives  in  southern  Hungary,  he  may  be  to-day  an 
ardent  Magyar,  though  his  father  was  counted  as  a  German ; 
and  it  may  be  the  duty  of  his  son  to  be  a  good  Rumanian  or 
Servian  without  his  wishes  being  consulted  in  any  event. 
This  does  not  mean  that  the  Jews  as  a  race  are  always  prompt 
to  change  their  linguistic  or  other  allegiance  with  each  shift 
of  their  political  fortune.  There  are  plenty  of  cases  to  the 
contrary.  Many  Jews  have,  for  example,  been  good  Polish 
patriots.  A  more  surprising  recent  instance  of  their  abiding 
loyalty  to  one  country  is  the  obstinacy  with  which  the  colony 
of  Jews  from  Livorno,  settled  in  Tunis,  have  remained  irrec- 
oncilably Italian  in  their  opposition  to  French  rule. 

But  even  after  admitting  language  to  be  the  chief  though 
not  the  only  determinant  of  nationality,  we  still  have  to 
inquire  what  constitutes  a  language,  and  the  answer  is  some- 
times far  from  easy.  Whatever  the  philologists  may  have 
decided,  there  is  sometimes  from  a  political  point  of  view 
great  difficulty  in  distinguishing  between  a  language  and  a 
dialect.  Such  things  may  be  matters  of  national  conscious- 
ness rather  than  of  grammar  or  vocabulary;  indeed,  practi- 
cally the  same  tongue  may  be  regarded  as  a  dialect  or  as  a 
language,  according  to  where  it  happens  to  be  spoken.  Dutch 
is  a  language,  but  the  claim  of  Flemish  is  a  little  more  doubtful ; 
and  they  are  both  mere  branches  of  Low  German  which  is 
admittedly  nothing  but  a  dialect.  In  the  same  way,  Portu- 
guese is  a  language,  but  Gallejo,  which  hardly  differs  from  it, 
counts  as  a  dialect  of  Spanish.  Modern  languages  have 
grown  out  of  certain  local  dialects,  and  the  process  is  still 
going  on.  Astonishing  as  it  may  seem,  the  tendency  in 
Europe  to-day,  in  spite  of  the  tremendous  increase  of  the 
ease  and  the  need  of  communication  throughout  mankind, 
and  in  spite  of  the  strength  of  such  cosmopolitan  movements 
as  socialism,  appears  to  be  rather  towards  the  multiplication 


252     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

than  to  the  diminution  of  tongues.  Within  recent  years, 
written  Norwegian  has  been  drawing  further  away  from  written 
Danish,  with  which  it  formerly  was  almost  identical.  Slovak 
has  come  to  regard  itself  as  an  independent  speech  not  as  a 
dialect  of  Bohemian,  and  Moravian  may  possibly  do  the  same. 
All  the  efforts  of  the  Russian  government  to  maintain  the 
unity  of  the  national  language  and  to  keep  Little  Russian  in 
the  position  of  a  mere  dialect,  like  Plattdeutsch  in  Germany, 
have  not  prevented  the  growth  of  a  strong  Ukrainophil  party 
in  southern  Russia,  which  in  time  may  menace  the  political 
as  well  as  the  linguistic  unity  of  the  empire ;  indeed  it  is  one 
of  the  most  serious  perils  that  threatens  its  future.  The  Little 
Russians  have  among  themselves  local  differences  that  may 
develop,  and  to  the  north  of  them  are  the  White  Russians, 
as  yet  without  a  separatist  consciousness,  but  capable  of 
finding  one.  In  Ireland,  Irish  still  lingers,  and  at  least  the 
teaching  of  it  is  on  the  increase ;  and  even  in  France  all  the 
intense  patriotism  and  pride  in  la  patrie  and  her  language 
that  every  Frenchman  feels,  have  been  required  to  keep  the 
Provencal  movement  in  the  nineteenth  century  within  the 
bounds  of  a  harmless  literary  cult,  and  prevent  its  getting  into 
politics  and  weakening  the  unity  of  the  French  nation. 

Enthusiasts  for  liberty  are  apt  to  overlook  the  sad  truth 
that,  however  admirable  the  development  of  national  and 
linguistic  consciousness  may  be  of  itself,  it  does  not  necessarily 
make  for  peace  among  nationalities  any  more  than  do  free 
institutions  and  advanced  civilization.  On  the  contrary,  in 
mixed  districts,  as  long  as  there  are  no  schools  or  legislative 
bodies,  the  question  of  what  language  shall  prevail  in  such 
institutions  does  not  come  up.  When,  at  least  in  the  form  of 
newspapers,  posters,  and  shop-signs,  the  written  word  becomes 
a  necessity  for  the  most  inert  minds,  the  need  of  a  common 
medium  increases.  Here  progress  and  friction  are  apt  to  go 
hand  in  hand.  The  very  fact  that  men  are  thrown  together  so 
much  more  than  they  used  to  be  makes  it  the  more  irritating 
if  they  are  unable  to  understand  one  another.  To  admit  that 


NATIONALITY  AND  THE  NEW  EUROPE         253 

any  other  tongue  has  superior  merits  to  your  own  or  should 
enjoy  greater  privileges  argues  a  sad  want  of  patriotism. 
All  the  European  movements  of  emancipation  and  unification 
of  the  last  century  have  been  accompanied  by  higher  national 
consciousness  and  have  meant  keener  national  rivalries  if  not 
hatreds.  The  awakening  of  modern  Russia  was  accompanied 
by  fierce  nationalistic  strife.  It  was  also  in  the  usual  order  of 
things  that  after  the  Turks  and  Christians  in  the  Ottoman 
Empire  had  combined  to  overthrow  the  despotism  of  Abdul 
Hamid  the  Second,  their  antagonisms  towards  one  another 
should  have  soon  become  more  acute,  for  they  were  relieved 
of  the  pressure  that  had  kept  down  their  vitality  and  desire  for 
expansion.  Like  all  such  parties,  the  Young  Turks  have  been 
ultra-nationalists . 

Everywhere  in  Europe  to-day  where  we  find  two  nation- 
alities in  considerable  numbers  in  the  same  state,  the  outlook 
is  discouraging.  In  Russia  and  Germany,  the  minorities  have 
been  frankly  oppressed ;  in  Austria-Hungary,  the  various  peo- 
ples are  in  fierce  antagonism  with  one  another ;  in  Belgium, 
the  Flemish  movement,  however  justified,  has  threatened  the 
future  of  the  kingdom ;  and  even  in  Switzerland,  where,  thanks 
to  a  federal  constitution  and  a  splendid  common  patriotism 
and  pride,  representatives  of  three  great  nationalities  have 
lived  on  an  equal  footing  hi  such  harmony  as  nowhere  else, 
there  has  been  increasing  friction  in  the  last  few  years  between 
the  French  and  the  German  elements.  The  circumstance 
that  in  the  present  war  their  respective  sympathies  are,  as  is 
natural,  on  the  side  of  the  belligerent  whose  language  they 
speak,  can  hardly  contribute  to  good  feeling  between  themselves. 

But  granting  that  it  would  be  desirable  that  in  the  Europe 
of  the  future  each  national  group  should  be  as  far  as  possible 
self-governing,  there  is  an  obvious  limit  to  the  principle. 
Under  modern  conditions,  a  state,  and  particularly  an  inland 
state,  requires  a  certain  size  for  independent  political  and 
economic  existence.  In  these  days  of  large  countries,  such 
isolated  groups  as  the  Saxons  in  Transylvania,  the  Slovaks 


254     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

in  North  Hungary,  the  Wends  in  the  Lausitz,  the  Basques 
in  France  and  Spain,  cannot  be  expected  to  exist  as  inde- 
pendent communities;  indeed  they  have  no  desire  to.  All 
they  ask  for  is  certain  local  privileges,  but  it  is  doubtful 
whether  these  can  be  preserved  much  longer.  The  future 
seems  to  offer  little  promise  to  small  detached  minorities, 
however  historically  or  culturally  interesting. 

The  claims  of  historical  possession  cannot  always  be  lightly 
dismissed.  Has  a  people  no  right  to  maintain  its  supremacy 
in  the  homes  and  the  lands  that  have  come  to  it  through  long 
generations?  If  it  has  been  too  hospitable  to  strangers,  is  it 
therefore  a  fit  subject  for  dismemberment  or  conquest?  In 
any  equitable  territorial  adjustment,  the  historical  unity  of  a 
country  may  legitimately  demand  consideration.  For  instance, 
the  Czechs  in  Bohemia  do  not  desire  an  independence  or 
greater  self-government  than  would  sever  them  from  the 
frontier  portions  of  their  territory  which  have  a  German  popu- 
lation. In  like  manner,  to  deprive  Hungary  of  all  the  parts  of 
the  kingdom  where  the  Magyars  do  not  form  the  majority 
of  the  inhabitants  would  be  to  sin  against  a  state  which, 
though  its  boundaries  may  have  varied,  has  had  a  unity  and 
fixed  abode  in  the  same  region  for  over  nine  hundred  years, 
during  which  its  history  has  counted  many  glorious  pages. 

But  by  and  large,  accepting  the  principle  of  nationality  as 
representing  legitimate  aspirations  which  command  our 
sympathy,  it  is  interesting  to  see  how  some  of  them  may  be 
expected  to  fare  in  case  of  the  decisive  triumph  of  either 
side  in  the  present  war. 


If  ...  the  Allies  are  successful,  Alsace-Lorraine  will  go 
back  to  France.  Luxemburg  also  may  be  given  to  her  or  to 
Belgium  as  being  too  small  to  defend  itself  and  too  strategically 
important  to  be  left  in  a  position  of  neutrality  which  experience 
has  shown  is  not  respected.  Schleswig-Holstein  is  in  a  dif- 
ferent situation.  People  who  propose  that  it  be  handed  back 


NATIONALITY  AND  THE  NEW  EUROPE         255 

to  Denmark  are  presumably  ignorant  of  the  fact  that  the  Ger- 
mans in  the  duchies  far  outnumber  the  Danes,  being  over  a 
million  strong.  That  is  to  say,  they  would  make  up  more  than 
twenty-five  per  cent  of  the  population  of  the  enlarged  Danish 
kingdom,  and  would  be  as  restive  under  Danish  rule  as  they 
were  in  the  past  when  they  so  often  revolted  against  it.  Sooner 
or  later  they  would  return  to  Germany.  On  the  other  hand, 
the  cession  to  Denmark  of  the  Danish-speaking  region  of 
north  Schleswig,  as  looked  forward  to  in  the  Treaty  of  Prague 
in  1866,  but  never  carried  out,  would  be  quite  within  the 
bounds  of  reason  and  right. 

The  defeat  of  Austria  would  doubtless  mean  the  building 
up  of  a  greater  Servia,  including  Bosnia,  and  if  the  defeat 
were  complete,  Croatia  and  all  or  most  of  Dalmatia  and 
perhaps  the  Slovenian  regions.  If  this  happens,  Bulgaria,  with 
the  aid  and  friendship  of  the  Allies,  may  recover  the  larger 
part  of  Macedonia,  which  would  be  another  satisfaction  of  the 
principle  of  nationality  and  of  the  desire  of  the  inhabitants. 

No  people,  not  even  the  Belgians,  are  more  to  be  pitied 
in  the  present  war  than  are  the  Poles.  Not  only  is  a  great 
part  of  their  country  the  fighting  ground  for  huge  armies 
and  suffering  terribly  in  the  process,  but  they  themselves, 
whatever  their  sympathies  may  be,  are  forced  into  the  hosts 
on  both  sides  and  are  killing  each  other  at  the  behest  of  for- 
eign masters.  It  is  at  least  some  compensation  that,  which- 
ever side  wins,  the  Poles  may  hope  for  an  amelioration  of 
their  present  lot  and  perhaps  the  revival  of  a  Polish  state  — • 
though  hardly  an  independent  one,  and  not  in  either  case  with 
the  boundaries  desired  by  Polish  patriots.  If  the  victory 
goes  to  Germany  and  Austria,  it  is  quite  likely  we  shall  wit- 
ness a  new  kingdom  of  Poland  as  part  of  the  federal  empire 
of  the  Hapsburgs  or  under  a  Hapsburg  prince.  This  king- 
dom would  be  made  up  of  Galicia  and  of  such  part  of  Poland 
as  could  be  taken  away  from  Russia.  To  be  sure,  Germany 
would  scarcely  view  the  new  state  with  favor  on  account 
of  the  attraction  it  would  exercise  on  her  own  Polish 


256     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

subjects,  and  she  certainly  would  not  give  up  any  of  them  for 
its  sake.  This  Polish  kingdom  would  also  include  a  consider- 
able disaffected  element,  the  Ruthenian  or  Little  Russian 
population  of  the  eastern  half  of  Galicia,  which  in  recent  years 
has  been  growing  increasingly  anti-Polish  in  spite  of  its  Polish 
aristocracy.  On  the  other  hand,  Russia  in  the  event  of  her 
success  has  promised  an  autonomous  Poland  to  include  and 
unite  practically  the  whole  Polish  nation.  This  would  mean, 
in  addition  to  the  strictly  Polish  provinces  of  Russia,  much 
at  least  of  the  Polish  parts  of  Prussia  as  well  as  western  Galicia, 
but  it  would  not  include  eastern  Galicia,  which  would  be 
treated  as  being  Russian  not  Polish.  Such  a  provision  would 
not  please  the  Polish  upper  class  there,  nor  the  Poles  anywhere, 
and  probably  none  too  well  the  mass  of  the  population,  for 
to-day  the  language  of  the  Little  Russians  enjoys  greater 
rights  in  Austria  than  it  does  on  the  Muscovite  side  of  the 
frontier,  where  it  is  treated  as  a  mere  dialect  of  Russian  proper 
and  suppressed  as  far  as  possible  for  fear  it  may  endanger  the 
unity  of  the  national  language.  Besides  that,  the  Little 
Russians  in  eastern  Galicia  belong  not  to  the  Greek  Orthodox, 
but  to  the  United  Greek  church,  one  which  the  Russian  govern- 
ment has  in  the  past  treated  as  having  no  real  right  to  exist. 
In  the  case  of  Rumania  also,  there  are  two  opposite  possi- 
bilities of  expansion  which  have  tempted  ardent  and  acquisi- 
tive patriots.  Had  Rumania  joined  Germany  and  Austria 
in  the  war,  as  she  would  have  done  up  to  three  years  ago,  and 
as  her  former  king,  it  is  said,  still  wished  to  do  last  summer, 
she  might  perhaps  have  acquired  the  province  of  Bessarabia, 
which  was  hers  historically  until  1812,  and  where  still  about 
half  the  population  are  Rumanians.  Should  she  now  take 
side  with  the  Allies,  she  will  hope  for  the  Austrian  province 
of  Bukowina  (where  a  large  percentage  of  the  people  are 
Rumanians),  and  a  bit  of  southern  Hungary  as  well  as  Transyl- 
vania. The  case  of  Transylvania  is  peculiar.  The  Rumanians 
there  make  up  not  far  from  two  thirds  of  the  inhabitants, 
and  they  claim  to  be  the  oldest  settlers  though  the  claim  is 


NATIONALITY  AND  THE  NEW  EUROPE         257 

disputed.  Yet  for  the  last  nine  hundred  years,  Transylvania 
has  almost  without  interruption  been  a  part  of  the  kingdom  of 
Hungary.  The  whole  story  of  its  past  in  that  time,  its  rulers, 
its  civilization,  its  articulate  life,  have  been  Hungarian,  save 
in  the  regions  where  the  German  colonists  of  the  twelfth 
century,  the  so-called  Saxons,  have  had  special  privileges 
and  have  maintained  their  individuality.  To  every  Magyar, 
Transylvania  is  as  much  an  integral  part  of  Hungary  as  Wales 
is  of  Great  Britain  or  as  Brittany  of  France.  We  have  here  a 
striking  instance  of  the  conflict  between  historical  right  and 
the  predominance  of  nationality. 

Italy,  too,  has  dallied  with  rival  attractions.  She  has  now 
apparently  rejected  once  and  for  all  those  held  out  to  her  by 
her  former  partners ;  that  is,  Tunis,  where  the  Italian  element 
is  larger  than  the  French,  and  Nice  and  Corsica,  which  she 
still  regards  as  fundamentally  Italian.  On  the  other  hand,  she 
expects  in  return  for  assistance  to  the  Allies  or  as  a  reward 
for  mere  friendly  neutrality  to  obtain  Italian-speaking  terri- 
tory to  the  north  and  east  of  her;  namely,  the  Trentino, 
Trieste,  and  perhaps  the  Dalmatian  coast.  But  there  are 
certain  obstacles  besides  the  military  ones  that  may  inter- 
fere with  her  desires.  The  Trentino,  or  Italian-speaking 
southern  Tyrol,  could  be  handed  over  to  her  with  little  diffi- 
culty, though  she  has  no  better  historical  or  linguistic  right 
to  it  than  she  has  to  the  Swiss  Canton  of  the  Ticino.  Still 
the  preferences  of  the  people  count  for  something,  and  whereas 
the  inhabitants  of  Ticino  have  no  wish  to  become  subjects  of 
King  Victor  Emmanuel,  most  of  the  population  of  the  Tren- 
tino would  probably  be  glad  to.  With  Trieste,  the  question 
is  more  complicated.  The  city  would  suffer  economically  by 
coming  under  Italian  rule;  and  restricting  ourselves  to  the 
question  of  nationality,  we  must  remember  that  though  in 
Trieste  itself  the  greater  part  of  the  population  is  Italian, 
yet  if  we  include  with  the-  city  its  natural  background  made 
up  of  the  rest  of  the  peninsula  of  Istria  and  the  territory  that 
connects  it  with  Italy,  we  get  a  majority  of  Slavs. 


258     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

In  Dalmatia  the  case  is  much  worse.  Most  of  the  Dal- 
matian towns  for  centuries  belonged  to  the  republic  of  Ven- 
ice, and  its  atmosphere  still  lingers  about  them.  Public 
opinion  in  Italy  regards  them  as  part  of  Italia  Irredenta, 
and  the  casual  traveler  knowing  a  little  Italian  and  no  Slav 
shares  that  opinion.  In  actual  fact,  if  the  latest  statistics 
are  to  be  trusted,  the  Italians  make  up  less  than  three  per 
cent  of  the  total  population  of  Dalmatia,  an  absurdly  insig- 
nificant minority  on  which  to  found  nationalistic  claims. 
They  are  in  the  majority  only  in  the  one  town  of  Zara,  and 
even  there  the  rest  of  the  district  is  Slav.  Now,  the  times 
are  past  when  Slavs  were  content  with  being  the  docile  sub- 
jects of  a  superior  Italian  civilization.  A  greater  Servia 
will  claim  Dalmatia,  and  likewise  the  territory  of  Trieste,  on 
the  ground  of  nationality;  but  Italy,  although  her  own 
unification  has  been  in  the  name  of  that  principle,  has  shown 
that  she  is  quite  capable  of  paying  no  attention  to  it  when 
it  conflicts  with  her  ambitions.  Some  day  we  shall  hear 
more  about  the  question  of  Italian  versus  Slav  in  the  Adriatic, 
besides  which  we  must  not  forget  that  the  strongest  geographi- 
cal and  economic  considerations  would  seem  to  indicate  that 
the  Germans  cannot  be  permanently  cut  off  from  direct  access 
to  these  waters. 

But  all  such  speculations  about  the  future  have  an  element 
of  futility  in  them.  The  great  conflict  now  raging  in  Europe 
still  has  surprises  in  store  for  us,  and  when  the  time  comes 
to  fix  the  terms  of  peace,  the  rulers  and  statesmen  who  have 
to  formulate  and  to  agree  to  them  will  not  be  as  free  to  fol- 
low their  fancies  as  are  irresponsible  map-makers.  Perchance 
when  peace  is  at  last  made,  it  will  be  based  on  no  principles 
except  those  of  common  exhaustion  and  of  beati  possidentes. 
But  the  fact  that  the  rights,  the  aspirations,  the  dreams  of  so 
many  nations  and  interesting  nationalities,  large  and  small, 
are  now  at  stake  is  one  reason  why  the  present  gigantic  struggle 
makes  such  deep  appeal  to  the  imagination  and  the  sympathies 
of  all  of  us. 


FORCE  AND  PEACE1 
HENRY  CABOT  LODGE 

[Henry  Cabot  Lodge  (1850-  )  was  educated  at  Harvard  and  has 
represented  Massachusetts  in  the  United  States  Senate  since  1893.  He 
is  a  distinguished  statesman,  a  writer  on  historical-political  subjects, 
best  known  for  his  lives  of  Washington  and  Hamilton,  "Hero  Tales  from 
American  History,"  and  several  volumes  of  essays  and  addresses.  This 
vigorous  discussion  is,  with  the  omission  of  a  few  paragraphs,  a  Commence- 
ment address  delivered  at  Union  College,  Schenectady,  New  York,  on 
June  9,  1915.  By  its  thorough  analysis  and  effective  illustration  of  the 
basic  principles  of  "preparedness"  it  brilliantly  presents  the  viewpoint  of 
an  important  section  of  American  opinion.] 

In  the  general  Commination  service  to  which  Carlyle 
devoted  so  much  time  and  space  he  always  found  opportunity 
to  hymn  the  praise  of  the  strong,  silent  man  who  looked  facts 
in  the  face.  Very  characteristically  he  dismissed  with  a  sneer 
the  most  silent,  perhaps,  of  all  great  men,  one  certainly  who 
looked  at  the  many  hostile  facts  which  he  encountered  in  life 
with  a  steady  gaze,  undimmed  by  illusions,  to  a  degree  rarely 
equaled.  I  do  not  mean  by  this  that  Washington  never 
spoke,  never  in  speech  or  writing  uttered  his  thoughts.  Many 
volumes  attest  the  supreme  sufficiency  of  his  dealings  with 
all  the  crowding  questions  of  war  and  peace  which  in  such 
victorious  manner  he  met  and  answered.  But  there  was  one 
subject  upon  which  he  held  his  peace,  and  that  was  himself. 
I  once  searched  every  line  of  his  writings  which  have  been 
printed,  as  well  as  those  of  his  contemporaries,  and  all  that 
could  be  found  in  regard  to  the  man  himself  were  a  few  sen- 
tences of  his  own  capable  of  an  inference,  and  elsewhere  some 

1  From  "War  Addresses,"  1915-1917.  Copyright,  1917.  Reprinted  by 
special  arrangement  with  Houghton  Mifflin  Company,  authorized  publishers. 

259 


260     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

stray  anecdotes.  We  have  his  opinions,  frank  and  free,  on 
all  the  transactions  of  his  life,  but  nothing  about  himself. 
There  silence  reigns,  and  hence  he  may  be  called  in  the  truest 
sense  the  most  silent  of  the  great  men  of  modern  times.  A 
very  noble  quality  this,  worthy  of  consideration  in  any  age 
and  especially  in  an  age  of  much  delivery  of  personal  feel- 
ings and  much  self-advertising,  where  publication  is  easy  and 
passing  notoriety  extremely  cheap.  From  the  many  necessary 
words,  however,  written  and  spoken  by  this  most  silent 
man  upon  all  the  far-reaching  business  of  his  life  and  about 
the  world  of  men  and  things  which  he  touched  at  so  many 
points,  there  emerge,  very  luminous  and  distinct,  an  unfail- 
ing power  of  looking  facts,  whether  favorable  or  unfavorable, 
in  the  face,  a  fine  freedom  from  illusions  and  complete  refusal 
to  admit  self-deception  or  to  attempt  the  deception  of  others. 
In  these  days  when  the  readiness  to  accept  words  for  deeds, 
language  for  action,  and  a  false  or  maudlin  sentimentality 
for  true  sentiment,  one  of  the  noblest  and  purest  of  human 
motives,  —  when,  I  repeat,  the  cheerful  acceptance  of  these 
unrealities  seems  at  least  to  be  extremely  prevalent,  such 
veracity  of  mind  and  character  as  that  possessed  by  Wash- 
ington would  appear  more  than  usually  worthy  of  contempla- 
tion and  imitation. 


How  is  peace  to  be  established  and  maintained  hereafter 
among  the  nations  of  the  earth?  One  thing  is  certain,  it 
cannot  be  done  by  words.  Nothing  will  be  accomplished  by 
people  who  are  sheltered  under  neutrality  gathering  outside 
the  edges  of  the  fight  and  from  comfortable  safety  summon- 
ing the  combatants  to  throw  down  their  arms  and  make 
peace  because  war  is  filled  with  horrors  and  women  are  the 
mothers  of  men.  The  nations  and  the  men  now  fighting,  as 
they  believe,  for  their  lives  and  freedom  and  national  exist- 
ence know  all  this  better  than  any  one  else,  and  would  heed 
such  babble,  if  they  heard  it,  no  more  than  the  twittering 


FORCE  AND  PEACE  261 

of  birds.  In  our  Civil  War,  when  we  were  fighting  for  our 
national  life,  England  and  France  and  other  outsiders  were 
not  slow  in  telling  us  that  the  Union  could  not  be  saved,  that 
the  useless  carnage  ought  to  cease,  that  peace  must  be  made 
at  once.  Except  as  an  irritating  impertinence  we  regarded 
such  advice  as  of  no  more  consequence  than  the  squeaking 
of  mice  behind  the  wainscot  when  fire  has  seized  upon  the 
house.  Neither  present  peace,  nor  established  peace  in  the 
future  for  which  we  hope,  is  helped  by  fervent  conversation 
among  ourselves  about  the  beauties  of  peace  and  the  horrors 
of  war,  interspersed  with  virtuous  exhortations  to  others, 
who  are  passing  through  the  valley  of  the  shadow,  to  give 
up  all  they  are  fighting  for  and  accept  the  instructions  of 
bystanders  who  are  daring  and  sacrificing  nothing  and  who 
have  nothing  directly  at  stake.  Peace  will  not  come  in  this 
way  by  vain  shoutings  nor  by  mere  loudness  in  shrieking 
uncontested  truths  to  a  weary  world.  No  men  or  women 
possessed  of  ordinary  sense  or  human  sympathies  need  argu- 
ments to  convince  them  that  peace  among  nations  is  a  great 
good,  to  be  sought  for  with  all  their  strength,  but  the  estab- 
lishment and  maintenance  of  peace  cannot  be  accomplished 
by  language  proclaiming  the  virtues  of  peace  and  demon- 
strating the  horrors  of  war.  The  many  excellent  people  who 
may  be  described  as  habitual  if  not  professional  advocates 
of  peace  appear  to  be  satisfied  with  making  and  listening 
to  speeches  about  it.  They  seem  to  think  great  advances 
are  made  if  we  put  our  official  names  to  a  series  of  perfectly 
empty  and  foolish  agreements  which  it  is  charitable  to  describe 
as  harmless  follies,  for  they  weaken  and  discredit  every  real 
treaty  which  seeks  to  promote  international  good-will  and 
settle  international  differences.  They  are  so  vain  and  worth- 
less that,  when  the  hour  of  stress  came,  no  one  would  think 
it  worth  while  even  to  tear  them  up.  Treaty  agreements 
looking  to  the  peaceful  settlement  of  international  disputes, 
and  which  can  be  carried  out,  are  valuable  to  the  extent  to 
which  they  go,  but  treaty  agreements  which  go  beyond  the 


262     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

point  of  practical  enforcement,  which  are  not  meant  to  be  en- 
forced, and  which  have  neither  a  sense  of  obligation  nor  force 
to  sustain  that  obligation  behind  them,  are  simply  injurious. 
If  we  are  to  secure  our  own  peace  and  do  our  part  toward 
the  maintenance  of  world  peace,  we  must  put  rhetoric,  whether 
in  speech  or  on  paper,  aside.  We  must  refuse  to  be  satisfied 
with  illusions.  We  must  refuse  to  deceive  ourselves  or  others. 
We  must  pass  by  mere  words  and  vague  shows,  and  come 
clear-eyed  to  the  facts  and  the  realities.  The  dominant  fact 
to-day,  I  repeat,  is  the  physical  force  now  unchained  in  this 
great  war.  Some  people  seem  to  think  that  if  you  can  abolish 
force  and  the  instruments  of  force  you  can  put  an  end  to  the 
possibilities  of  war.  Let  us  for  a  moment  go  to  the  roots  of 
existing  things.  Let  us  make  the  last  analysis. 

When  I  was  a  very  young  man  I  saw  a  large  part  of  my  na- 
tive city  swept  away  by  fire  in  a  single  night.  The  calamity 
brought  with  it  an  enormous  destruction  of  property,  of  the 
accumulated  savings  of  years  and  much  consequent  suffering, 
both  direct  and  indirect.  What  was  the  cause  of  this  destruc- 
tion and  suffering  ?  There  was  only  one  —  fire.  Not  fire  from 
the  heaven  above  or  the  earth  beneath,  but  fire  produced  and 
used  by  man,  set  loose  without  control.  The  abolition  of  fire 
would  undoubtedly  have  prevented  a  repetition  of  this  dis- 
aster, but  no  one  suggested  it.  The  impossibility  of  attempt- 
ing to  stop  the  destruction  of  life  and  property  through  fire 
by  abolishing  fire  itself  was  as  apparent  as  its  absurdity. 
Somewhere  in  the  dim,  unwritten  history  of  man  upon  earth 
a  great  genius,  perhaps  several  great  geniuses,  discovered  the 
production  and  control  of  fire.  In  the  earliest  traces  of  man 
there  is,  I  think,  as  yet  no  proof  of  his  existence  without  fire, 
and  yet  we  know  that  at  some  period  he  r^ust  have  discovered 
its  production  and  control.  Even  when  we  come  to  the  little 
fragment  of  time  covered  by  man's  recorded  history,  we  find 
that  the  thought  of  the  production  and  control  of  fire  as  the 
greatest  of  discoveries  still  lingered  in  the  human  mind  and 
found  its  expression  in  symbolism  of  the  beautiful  Promethean 


FORCE  AND  PEACE  263 

myth.  Fire,  therefore,  has  probably  been  with  man  as  his 
servant  for  a  period  which  could  only  be  expressed  in  the 
vast  terms  of  geology.  In  large  measure,  society  and  civiliza- 
tion rest  upon  the  use  of  fire.  Without  it,  great  spaces  of  the 
earth's  surface  would  become  not  only  useless  to  man  but 
uninhabitable.  Without  it,  the  huge  and  intricate  fabric 
of  modern  civilization  in  its  present  form  would  not  exist. 
Therefore,  no  argument  is  needed  to  convince  men  that  the 
miseries  and  misfortunes  caused  by  uncontrolled  fire  cannot 
be  escaped  by  the  abolition  of  fire  itself.  Relief  must  be 
sought,  not  in  abolition,  but  in  a  better  and  wiser  control 
which  will  render  it  difficult  at  least  for  man's  best  servant 
at  any  time  to  become  his  master.  It  is  unchained  force,  with 
the  dread  accompaniments  of  science,  which  is  to-day  destroy- 
ing life  and  limb,  happiness,  industry,  property,  and  the  joys 
and  beauties  of  the  art  and  devotion  of  the  dead  centuries. 
Is  the  terrible  problem  here  presented  to  be  solved  by  the 
abolition  of  the  physical  force  possessed  by  nations  ?  Go  back 
again  to  the  dark  beginnings  and  study  the  comparatively 
few  years,  eight  or  ten  thousand  at  the  outside,  of  which  we 
may  be  said  to  have  a  record. 

In  the  dim  light  of  that  remote  dawn  we  see  men  engaged 
in  an  unending  conflict  with  the  forces  of  nature,  struggling 
with  the  forces  of  nature,  struggling  with  the  wilderness,  with 
wild  beasts,  with  hot  and  cold,  and  continually  fighting  with 
each  other.  Gradually  they  emerge  in  tribes  with  leaders, 
and  then  come  states,  communities,  kingdoms,  empires. 
But  among  all  these  confused  events  which  make  up  history 
we  find,  I  think,  that  the  one  fact  which  marks  the  develop- 
ment of  every  organized  society,  whether  rude  or  compli- 
cated, of  every  political  entity,  whether  great  or  small,  is 
the  substitution  of  the  will  of  the  community  and  the  protec- 
tion of  the  community  for  the  will  of  the  individual  and  for 
the  self-protection  which  each  man  naturally  exercises.  The 
one  unfailing  mark  of  what,  for  lack  of  a  better  word,  we  call 
civilization,  is  this  substitution  of  the  force  of  the  community, 


264     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

embodied  in  law  and  administered  by  what  we  describe  as 
government,  for  the  uncontrolled  sporadic  force  of  each  indi- 
vidual member  of  the  community.  Wherever  man  is  left 
to  his  own  protection  and  his  own  defense,  there  is  nothing 
possible  but  personal  righting  and  general  anarchy.  The 
man  possessed  of  the  greatest  physical  force  and  the  most 
effective  weapons  is  the  best  protected.  About  him  others 
gather  and  submit  to  his  leadership  and  give  him  their  sup- 
port in  return  for  his  protection.  Then  we  have  the  predatory 
band  which  found  its  highest  expression  in  the  feudal  system. 
Gradually  one  band  or  lordship  conquers  or  unites  with  itself 
other  bands,  and  they  establish  control  over  a  certain  terri- 
tory ;  a  state  emerges,  and  the  process  is  repeated  on  a  larger 
scale  by  the  conquest  or  union  of  other  states.  Physical  is 
supplemented  by  intellectual  force  and  we  have  at  last  the 
kingdom,  the  great  republic,  or  the  mighty  empire.  But 
under  it  all  lies  the  replacement  of  the  scattered  force  of  the 
individual  by  .the  consolidated  force  of  the  community,  and 
power,  order,  commerce,  art,  and  peace  rest  in  the  last  analysis 
upon  the  force  of  the  community  expressed  in  government 
of  some  sort,  such  government  being  merely  its  instrument 
and  manifestation.  You  may  carry  your  inquiry  across  the 
whole  range  of  history  and  over  the  earliest  human  societies 
of  which  we  have  knowledge,  to  the  vigilance  committees 
of  the  Far  West,  and  you  will  find  that  law,  order,  and  peace 
were  brought  about  by  men  coming  together  and  exercising 
the  united  force  of  the  community,  great  or  small,  hi  order 
to  put  an  end  to  the  chaos  and  disorders  of  uncontrolled  force 
exercised  by  each  individual.  When  the  civilization  and  the 
society  reach  a  high  point  of  organization,  the  underlying 
force  upon  which  the  entire  social  and  political  fabric  rests 
is  exerted  and  is  often  effective  through  what  may  be  called 
merely  a  symbol.  The  longest  period  of  general  peace  cover- 
ing a  large  region  of  the  earth  of  which  we  have  knowledge 
in  historic  times  was  probably  that  of  the  Roman  Empire, 
which  endured  for  some  three  centuries.  There  was  fighting 


FORCE  AND  PEACE  265 

on  the  widely  extended  frontiers,  at  intervals  diminishing 
in  length  as  the  end  approached.  After  the  decline  began 
there  were  internal  wars  also  at  intervals  with  the  imperial 
purple  as  the  prize,  but  on  the  whole  through  the  first  three 
centuries  of  our  era  the  general  condition  of  the  Roman  Empire 
and  throughout  most  of  its  extent  was  one  of  peace.  That 
time  is  still  referred  to  as  the  period  of  the  Pax  Romana. 

In  his  romance  of  the  "Last  Days  of  Pompeii,"  Bulwer 
makes  a  dramatic  point  of  the  Roman  sentry  motionless  at 
his  post  while  the  darkness  and  the  flame  and  the  burning 
flood  were  rushing  down  upon  the  doomed  city.  That  solitary 
sentry  was  the  symbol  of  the  force  of  the  Roman  Empire. 
Peace,  order,  and  law  reigned  throughout  all  western  Europe, 
but  it  was  the  gleam  upon  the  sword  and  corselet  of  the  Roman 
legionary  which  made  men  realize  that  behind  that  law  and 
peace  and  order  was  the  irresistible  force  of  the  Empire  of 
Rome.  Let  us  take  a  more  homely  illustration.  We  have 
all  seen  in  London  and  New  York  police  officers  stationed 
at  points  where  the  traffic  is  densest  regulating  and  guiding 
its  movement  by  merely  raising  one  hand.  They  would  be 
perfectly  incapable  of  stopping  the  vehicles  carrying  on  that 
traffic,  by  their  own  physical  force.  It  could  pass  over  them 
and  destroy  them  in  a  moment,  and  yet  it  is  all  governed  by 
the  gesture  of  one  man.  The  reason  is  simple ;  the  policeman 
is  the  symbol  of  the  force  of  the  community  against  which 
no  individual  force  can  prevail,  and  of  this  the  great  mass 
of  individuals  are  thoroughly  if  unconsciously  aware.  Law 
is  the  written  will  of  the  community.  The  constable,  the 
policeman,  the  soldier,  is  the  symbol  of  the  force  which  gives 
sanction  to  law  and  without  which  it  would  be  worthless. 
Abolish  the  force  which  maintains  order  in  every  village, 
town,  and  city  in  the  civilized  world  and  you  would  not  have 
peace  —  you  would  have  riot,  anarchy,  and  destruction; 
the  criminal,  the  violent,  and  the  reckless  would  dominate 
until  the  men  of  order  and  the  lovers  of  peace  united  and  re- 
stored the  force  of  the  community  which  had  been  swept 


266     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

away.  It  is  all  obvious  enough,  it  all  rests  on  human  nature, 
and  if  there  was  not  somewhere  an  organized  force  which 
belonged  to  the  whole  community  there  would  be  neither  peace 
nor  order  anywhere.  No  one  has  suggested,  not  even  the  most 
ardent  advocates  of  peace,  that  the  police  of  our  cities  should 
be  abolished  on  the  theory  that  an  organization  of  armed  men 
whose  duty  it  is  to  maintain  order,  even  if  they  are  compelled 
often  to  wound  and  sometimes  to  kill  for  that  purpose,  are 
by  their  mere  existence  an  incitement  to  crime  and  violence. 
If  order,  peace,  and  civilization  in  a  town,  city,  or  state,  rest 
as  they  do  rest  in  the  last  analysis,  upon  force,  upon  what 
does  the  peace  of  a  nation  depend?  It  must  depend,  and  it 
can  only  depend,  upon  the  ability  of  the  nation  to  maintain 
and  defend  its  own  peace  at  home  and  abroad.  Turn  to  the 
Constitution  of  the  United  States.  In  the  brief  preamble 
one  of  the  chief  purposes  of  the  Constitution  is  set  down  as 
provision  for  the  "common  defense."  In  the  grant  of  powers 
to  Congress  one  of  the  first  powers  conferred  is  to  provide 
for  the  "common  defense  of  the  United  States."  For  this 
purpose  they  are  given  specific  powers :  to  raise  and  support 
armies,  to  provide  and  maintain  a  navy,  to  provide  for  calling 
forth  the  militia,  suppressing  insurrections  and  repelling  inva- 
sions. The  States  are  forbidden  to  engage  in  war  unless  ac- 
tually invaded,  and  the  United  States  is  bound  to  protect 
each  of  them  against  invasion  and,  on  their  request,  to  protect 
them  also  against  domestic  violence.  In  other  words,  the 
Constitution  provides  for  the  maintenance  of  order  at  home 
and  peace  abroad  through  the  physical  force  of  the  United 
States.  The  conception  of  the  Constitution  is  that  domestic 
order  as  well  as  peace  with  other  nations  rests  upon  the  force 
of  the  nation.  Of  the  soundness  of  this  proposition  there  can 
be  no  doubt,  I  think,  in  the  mind  of  any  reasonable  man.  This 
obvious  principle  embodied  in  the  Constitution  and  recognized 
by  every  organized  government  in  the  world  is  too  often  over- 
looked at  the  present  moment  in  the  clamor  against  armament. 
The  people  who  urge  the  disarmament  of  one  nation  in  an 


FORCE  AND  PEACE  267 

armed  world  confuse  armament  and  preparation  with  the 
actual  power  upon  which  peace  depends.  They  take  the 
manifestation  for  the  cause.  Armament  is  merely  the  instru- 
ment by  which  the  force  of  the  community  is  manifested  and 
made  effective,  just  as  the  policeman  is  the  manifestation  of 
the  force  of  the  municipal  community  upon  which  local  order 
rests.  The  fact  that  armies  and  navies  are  used  in  war  does 
not  make  them  the  cause  of  war,  any  more  than  maintaining 
a  fire  in  a  grate  to  prevent  the  dwellers  in  the  house  from  suf- 
fering from  cold  warrants  the  abolition  of  fire  because  where 
fire  gets  beyond  control  it  is  a  destructive  agent.  Alexander 
the  Great  was  bent  on  conquest,  and  he  created  the  best 
army  in  the  world  at  that  time,  not  to  preserve  the  peace  of 
Macedonia,  but  for  the  purpose  of  conquering  other  nations, 
to  which  purpose  he  applied  his  instrument.  The  wars  which 
followed  were  not  due  to  the  Macedonian  phalanx,  but  to 
Alexander.  The  good  or  the  evil  of  national  armament  de- 
pends, not  on  its  existence  or  its  size,  but  upon  the  purpose 
for  which  it  is  created  and  maintained.  Great  military  and 
naval  forces  created  for  purposes  of  conquest  are  used  in  the 
war  which  the  desire  of  conquest  causes.  They  do  not  in 
themselves  cause  war.  Armies  and  navies  organized  to  main- 
tain peace  serve  the  ends  of  peace  because  there  is  no  such 
incentive  to  war  as  a  rich,  undefended,  and  helpless  country, 
which  by  its  condition  invites  aggression.  The  grave  ob- 
jections to  overwhelming  and  exhausting  armaments  are 
economic.  A  general  reduction  of  armaments  is  not  only  desir- 
able, but  is  something  to  be  sought  for  with  the  utmost  earnest- 
ness. But  for  one  nation  to  disarm  and  leave  itself  defenseless 
in  an  armed  world  is  a  direct  incentive  and  invitation  to  war. 
The  danger  to  the  peace  of  the  world,  then,  lies  not  in  arma- 
ment, which  is  a  manifestation,  but  in  the  purposes  for  which 
the  armament  was  created.  A  knife  is  frequently  dangerous 
to  human  life,  but  there  would  be  no  sense  in  abolishing  knives, 
because  the  danger  depends  solely  on  the  purpose  or  passion 
of  the  individual  in  whose  hand  the  knife  is  and  not  upon  the 


268     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

fact  that  the  knife  exists.  The  peace  of  a  nation  depends  in 
the  last  resort,  like  domestic  order,  upon  the  force  of  the 
community  and  upon  the  ability  of  the  community  to  main- 
tain peace,  assuming  that  the  nation  lives  up  to  its  obligations, 
seeks  no  conquest,  and  wishes  only  to  be  able  to  repel  aggres- 
sion and  invasion.  If  a  nation  fulfills  strictly  all  its  inter- 
national obligations  and  seeks  no  conquest  and  has  no  desire 
to  wrong  any  other  nation,  great  or  small,  the  danger  of  war 
can  come  only  through  the  aggression  of  others,  and  that 
aggression  will  never  be  made  if  it  is  known  that  the  peace- 
loving  nation  is  ready  to  repel  it.  The  first  step,  then,  toward 
the  maintenance  of  peace  is  for  each  nation  to  maintain  its 
peace  with  the  rest  of  the  world  by  its  own  honorable  and 
right  conduct  and  by  such  organization  and  preparation  as 
will  enable  it  to  defend  its  peace. 

This  should  be  our  policy.  We  should  show  the  world 
that  democracy,  government  by  the  people,  makes  for  peace, 
in  contrast  to  the  government  of  a  military  autocracy  which 
makes  for  war.  We  should  demonstrate  this  by  our  conduct, 
by  justice  hi  our  dealings  with  other  nations,  by  readiness 
to  make  any  sacrifices  for  the  right  and  stern  refusal  to  do 
wrong ;  by  deeds,  not  words,  and  finally  by  making  the  whole 
world  understand  that  while  we  seek  no  conquests  we  are 
able  to  repel  any  aggression  or  invasion  from  without  for  the 
very  reason  that  we  love  peace  and  mean  to  maintain  it. 
We  should  never  forget  that  if  democracy  is  not  both  able 
and  ready  to  defend  itself,  it  will  go  down  in  subjection  before 
military  autocracy  because  the  latter  is  then  the  more  efficient. 
We  must  bear  constantly  in  mind  that  from  the  conflict  which 
now  convulses  the  world  there  may  possibly  come  events 
which  would  force  us  to  fight  with  all  our  strength  to  preserve 
our  freedom,  our  democracy,  and  our  national  life.  But  this 
concerns  ourselves  and  will  have  only  the  slow-moving  influ- 
ence of  example.  What  can  be  done  now?  What  can  we  do 
in  the  larger  sense  toward  securing  and  maintaining  the  peace 
of  the  world?  This  is  a  much  more  difficult  question,  but 


FORCE  AND  PEACE  269 

turn  it  back  and  forth  as  we  may  there  is  no  escape  from  the 
proposition  that  the  peace  of  the  world  can  be  maintained 
only,  as  the  peace  and  order  of  a  single  community  are  main- 
tained, as  the  peace  of  a  single  nation  is  maintained,  by  the 
force  which  united  nations  are  willing  to  put  behind  the  peace 
and  order  of  the  world.  Nations  must  unite  as  men  unite 
in  order  to  preserve  peace  and  order.  The  great  nations  must 
be  so  united  as  to  be  able  to  say  to  any  single  country,  you 
must  not  go  to  war,  and  they  can  only  say  that  effectively 
when  the  country  desiring  war  knows  that  the  force  which 
the  united  nations  place  behind  peace  is  irresistible.  We  have 
done  something  in  advancing  the  settlement  by  arbitration 
of  many  minor  questions  which  in  former  times  led  to  wars 
and  reprisals,  although  the  points  of  difference  were  essen- 
tially insignificant,  but  as  human  nature  is  at  present  consti- 
tuted and  the  world  is  at  present  managed  there  are  certain 
questions  which  no  nation  would  submit  voluntarily  to  the 
arbitration  of  any  tribunal,  and  the  attempt  to  bring  such 
questions  within  the  jurisdiction  of  an  arbitral  tribunal  not 
only  fails  in  its  purpose,  but  discredits  arbitration  and  the 
treaties  by  which  the  impossible  is  attempted.  In  differences 
between  individuals  the  decision  of  the  court  is  final,  because 
in  the  last  resort  the  entire  force  of  the  community  is  behind 
the  court  decision.  In  differences  between  nations  which  go 
beyond  the  limited  range  of  arbitrable  questions,  peace  can 
be  maintained  only  by  putting  behind  it  the  force  of  united 
nations  determined  to  uphold  it  and  to  prevent  war.  No  one 
is  more  conscious  than  I  of  the  enormous  difficulties  which 
beset  such  a  solution  or  such  a  scheme,  but  if  we  are  to  pass 
beyond  the  limits  of  voluntary  arbitration,  it  is  in  this  direction 
alone  that  we  can  find  hope  for  the  maintenance  of  the  world's 
peace  and  the  avoidance  of  needless  wars.  It  may  well  be 
that  it  is  impossible,  that  we  cannot  go  beyond  voluntary 
arbitration.  Even  if  we  could  establish  such  a  union  of  na- 
tions, there  would  be  some  wars  that  could  not  be  avoided, 
but  there  might  certainly  be  others  which  could  be  prevented. 


270     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

It  may  be  easily  said  that  this  idea,  which  is  not  a  new  one, 
is  impracticable,  but  it  is  better  than  the  idea  that  war  can 
be  stopped  by  language,  by  speech-making,  by  vain  agree- 
ments which  no  one  would  carry  out  when  the  stress  came, 
by  denunciations  of  war  and  laudations  of  peace,  in  which 
all  men  agree ;  for  these  methods  are  not  only  impracticable, 
but  impossible  and  barren  of  all  hope  of  real  result.  It  may 
seem  Utopian  at  this  moment  to  suggest  a  union  of  civilized 
nations  in  order  to  put  a  controlling  force  behind  the  mainte- 
nance of  peace  and  international  order,  but  it  is  through  the 
aspiration  for  perfection,  through  the  search  for  Utopias,  that 
the  real  advances  have  been  made.  At  all  events,  it  is  along 
this  path  that  we  must  travel  if  we  are  to  attain  in  any  meas- 
ure to  the  end  we  all  desire  of  peace  upon  earth.  It  is  at  least 
a  great,  a  humane  purpose  to  which,  in  these  days  of  death 
and  suffering,  of  misery  and  sorrow  among  so  large  a  portion 
of  mankind,  we  might  well  dedicate  ourselves.  We  must 
begin  the  work  with  the  clear  understanding  that  our  efforts 
will  fail  if  they  are  tainted  with  the  thought  of  personal  or 
political  profit  or  with  any  idea  of  self-interest  or  self-glorifica- 
tion. We  cannot  possibly  succeed  in  any  measure  if  we  mix 
up  plans  for  future  peace  with  attempts  to  end  this  war  now 
raging.  We  must  be  content  to  work  within  rigid  limitations. 
We  may  not  now  succeed  even  in  this  restricted  way,  but  I 
believe  that  in  the  slow  process  of  the  years  others  who  come 
after  us  may  attach  to  it  some  result  not  without  value.  At 
least  we  can  feel  that  the  effort  and  the  sacrifice  which  we 
make  will  not  be  in  vain  when  the  end  in  sight  is  noble,  when 
we  are  striving  to  help  mankind  and  lift  the  heaviest  burdens 
from  suffering  humanity. 


A  LEAGUE  TO  ENFORCE  PEACE1 
A.  LAWRENCE  LOWELL 

[A.  Lawrence  Lowell  (1856-  )  was  educated  at  Harvard,  taught 
political  science  there  from  1897  to  1909^  and  has  since  been  its  president. 
His  chief  writings  are  "  Governments  and  Parties  in  Continental  Europe" 
(1896)  and  "The  Government  of  England"  (1908).  The  present  selec- 
tion illustrates  very  well  the  careful  working  out  of  an  argument  in  favor 
of  a  cause,  with  emphasis  upon  the  most  serious  objection  to  it.] 

In  spite  of  its  ominous  sound,  the  suggestion  of  a  league  of 
nations  to  enforce  peace  has  no  connection  with  any  effort 
to  stop  the  present  war.  It  is  aimed  solely  at  preventing  fu- 
ture conflicts  after  the  terrific  struggle  now  raging  has  come 
to  an  end ;  and  yet  this  is  not  a  bad  time  for  people  in  private 
life  to  bring  forward  proposals  of  such  a  nature.  Owing  to  the 
vast  number  of  soldiers  under  arms,  to  the  proportion  of  men 
and  women  in  the  warring  countries  who  suffer  acutely,  to 
the  extent  of  the  devastation  and  misery,  it  is  probable  that, 
whatever  the  result  may  be,  the  people  of  all  nations  will  be 
more  anxious  to  prevent  the  outbreak  of  another  war  than 
ever  before  in  the  history  of  the  world.  The  time  is  not  yet 
ripe  for  governments  to  take  action,  but  it  is  ripe  for  public 
discussion  of  practicable  means  to  reduce  the  danger  of  future 
breaches  of  international  peace. 

The  nations  of  the  world  to-day  are  in  much  the  position 
of  frontier  settlements  in  America  half  a  century  ago,  before 
orderly  government  was  set  up.  The  men  there  were  in  the 
main  well  disposed,  but  in  the  absence  of  an  authority  that 
could  enforce  order,  each  man,  feeling  no  other  security  from 
attack,  carried  arms  which  he  was  prepared  to  use  if  danger 
threatened.  The  first  step,  when  affrays  became  unbearable, 

1  From  Atlantic  Monthly,  September,  1915.   Reprinted  by  permission. 

271 


272     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

was  the  formation  of  a  vigilance  committee,  supported  by  the 
enrollment  of  all  good  citizens,  to  prevent  men  from  shooting 
one  another  and  to  punish  offenders.  People  did  not  wait  for 
a  gradual  improvement  by  the  preaching  of  higher  ethics 
and  a  better  civilization.  They  felt  that  violence  must  be 
met  by  force,  and  when  the  show  of  force  was  strong  enough, 
violence  ceased.  In  time  the  vigilance  committee  was  re- 
placed by  the  policeman  and  by  the  sheriff  with  the  posse 
comitatus.  The  policeman  and  the  sheriff  maintain  order 
because  they  have  the  bulk  of  the  community  behind  them, 
and  no  country  has  yet  reached,  or  is  likely  for  an  indefinite 
period  to  reach,  such  a  state  of  civilization  that  it  can  wholly 
dispense  with  the  police. 

Treaties  for  the  arbitration  of  international  disputes  are 
good.  They  have  proved  an  effective  method  of  settling  ques- 
tions that  would  otherwise  have  bred  ill-feeling  without 
directly  causing  war ;  but  when  passion  runs  high,  and  deep- 
rooted  interests  or  sentiments  are  at  stake,  there  is  need  of 
the  sheriff  with  his  posse  to  enforce  the  obligation. 

There  are,  no  doubt,  differences  in  the  conception  of  justice 
and  right,  divergencies  of  civilization,  so  profound  that  people 
will  fight  over  them,  and  face  even  the  prospect  of  disaster  in 
war  rather  than  submit.  Yet  even  in  such  cases  it  is  worth 
while  to  postpone  the  conflict,  to  have  a  public  discussion  of 
the  question  at  issue  before  an  impartial  tribunal,  and  thus 
give  to  the  people  of  the  countries  involved  a  chance  to  con- 
sider, before  hostilities  begin,  whether  the  risk  and  suffering 
of  war  are  really  worth  while.  No  sensible  man  expects  to 
abolish  wars  altogether,  but  we  ought  to  seek  to  reduce  the 
probability  of  war  as  much  as  possible.  It  is  on  these  grounds 
that  the  suggestion  has  been  put  forth  of  a  league  of  nations 
to  enforce  peace. 

Without  attempting  to  cover  details  of  operation  (which 
are,  indeed,  of  vital  importance  and  will  require  careful  study 
by  experts  in  international  law  and  diplomacy),  the  proposal 
contains  four  points  stated  as  general  objects.  The  first  is 


A  LEAGUE  TO  ENFORCE  PEACE      273 

that  before  resorting  to  arms  the  members  of  the  league  shall 
submit  disputes  with  one  another,  if  justiciable,  to  an  inter- 
national tribunal;  second,  that  in  like  manner  they  shall 
submit  non- justiciable  questions  —  that  is,  such  as  cannot 
be  decided  on  the  basis  of  strict  international  law  —  to  an 
international  council  of  conciliation,  which  shall  recommend 
a  fair  and  amicable  solution;  third,  that  if  any  member  of 
the  league  wages  war  against  another  before  submitting  the 
question  in  dispute  to  the  tribunal  or  council,  all  the  other 
members  shall  jointly  use  forthwith  both  their  economic  and 
military  forces  against  the  state  that  so  breaks  the  peace; 
and  fourth,  that  the  signatory  powers  shall  endeavor  to  codify 
and  improve  the  rules  of  international  law. 

The  kernel  of  the  proposal,  the  feature  in  which  it  differs 
from  other  plans,  lies  in  the  third  point,  obliging  all  the  mem- 
bers of  the  league  to  declare  war  on  any  member  violating 
the  pact  of  peace.  This  is  the  provision  that  provokes  both 
adherence  and  opposition ;  and  at  first  it  certainly  gives  one 
a  shock  that  a  people  should  be  asked  to  pledge  itself  to  go 
to  war  over  a  quarrel  which  is  not  of  its  making,  in  which  it 
has  no  interest,  and  in  which  it  may  believe  that  substantial 
justice  lies  on  the  other  side.  If,  indeed,  the  nations  of  the 
earth  could  maintain  complete  isolation,  could  pursue  each 
its  own  destiny  without  regard  to  the  rest ;  if  they  were  not 
affected  by  a  war  between  two  others  or  liable  to  be  drawn 
into  it;  if,  in  short,  there  were  no  overwhelming  common 
interest  in  securing  universal  peace,  the  provision  would  be 
intolerable.  It  would  be  as  bad  as  the  liability  of  an  individ- 
ual to  take  part  in  the  posse  comitatus  of  a  community  with 
which  he  had  nothing  in  common.  But  in  every  civilized 
country  the  public  force  is  employed  to  prevent  any  man, 
however  just  his  claim,  from  vindicating  his  own  right  with 
his  own  hand  instead  of  going  to  law,  and  every  citizen  is 
bound  when  needed  to  assist  in  preventing  him,  because  that 
is  the  only  way  to  restrain  private  war,  and  the  maintenance 
of  order  is  of  paramount  importance  for  every  one.  Surely 


274     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

the  family  of  nations  has  a  like  interest  in  restraining  war 
between  states. 

It  will  be  observed  that  the  members  of  the  league  are  not 
to  bind  themselves  to  enforce  the  decision  of  the  tribunal  or 
the  award  of  the  council  of  conciliation.  That  may  come  in 
the  remote  future,  but  it  is  no  part  of  this  proposal.  It  would 
be  imposing  obligations  far  greater  than  the  nations  can 
reasonably  be  expected  to  assume  at  the  present  day;  for 
the  conceptions  of  international  morality  and  fair  play  are 
still  so  vague  and  divergent  that  a  nation  can  hardly  bind 
itself  to  wage  war  on  another,  with  which  it  has  no  quarrel, 
to  enforce  a  decision  or  a  recommendation  of  whose  justice 
or  wisdom  it  may  not  be  itself  heartily  convinced.  The  pro- 
posal goes  no  further  than  obliging  all  the  members  to  pre- 
vent, by  a  threat  of  immediate  war,  any  breach  of  the  public 
peace  before  the  matter  in  dispute  has  been  submitted  to 
arbitration;  and  this  is  neither  unreasonable  nor  imprac- 
ticable. There  are  many  questions,  especially  of  a  non- 
justiciable  nature,  on  which  we  should  not  be  willing  to  bind 
ourselves  to  accept  the  decision  of  an  arbitration,  and  where 
we  should  regard  compulsion  by  armed  intervention  of  the 
rest  of  the  world  as  outrageous.  Take,  for  example,  the  ques- 
tion of  Asiatic  immigration,  or  a  claim  that  the  Panama  Canal 
ought  to  be  an  unfortified  neutral  highway,  or  the  desire  by 
a  European  power  to  take  possession  of  Colombia.  But  we 
ought  not,  in  the  interest  of  universal  peace,  to  object  to 
making  a  public  statement  of  our  position  in  these  matters 
at  a  court  or  council  before  resorting  to  arms;  and  in  fact 
the  treaty  between  the  United  States  and  England,  ratified 
on  November  14,  1914,  provides  that  all  disputes  between 
the  high  contracting  parties,  of  every  nature  whatsoever, 
shall,  failing  other  methods  of  adjustment,  be  referred  for 
investigation  and  report  to  a  permanent  international  com- 
mission, with  a  stipulation  that  neither  country  shall  declare 
war  or  begin  hostilities  during  such  investigation  and  before 
the  report  is  submitted. 


A  LEAGUE  TO  ENFORCE  PEACE      275 

What  is  true  of  this  country  is  true  of  others.  To  agree  to 
abide  by  the  result  of  an  arbitration,  on  every  non- justiciable 
question  of  every  nature  whatsoever,  on  pain  of  compulsion 
in  any  form  by  the  whole  world,  would  involve  a  greater 
cession  of  sovereignty  than  nations  would  now  be  willing  to 
concede.  This  appears,  indeed,  perfectly  clearly  from  the 
discussions  at  the  Hague  Conference  of  1907.  But  to  exclude 
differences  that  do  not  turn  on  questions  of  international  law 
from  the  cases  in  which  a  state  must  present  the  matter  to  a 
tribunal  or  council  of  conciliation  before  beginning  hostilities, 
would  leave  very  little  check  upon  the  outbreak  of  war. 
Almost  every  conflict  between  European  nations  for  more 
than  half  a  century  has  been  based  upon  some  dissension 
which  could  not  be  decided  by  strict  rules  of  law,  and  in 
which  a  violation  of  international  law  or  of  treaty  rights  has 
usually  not  even  been  used  as  an  excuse.  This  was  true  of  the 
war  between  France  and  Austria  in  1859,  and,  in  substance, 
of  the  war  between  Prussia  and  Austria  in  1866.  It  was  true 
of  the  Franco-Prussian  War  in  1870,  of  the  Russo-Turkish 
War  in  1876,  of  the  Balkan  War  against  Turkey  in  1912,  and 
of  the  present  war. 

No  one  will  claim  that  a  league  to  enforce  peace,  such  as  is 
proposed,  would  wholry  prevent  war,  but  it  would  greatly 
reduce  the  probability  of  hostilities.  It  would  take  away  'the 
advantage  of  surprise,  of -catching  the  enemy  unprepared  for 
a  sudden  attack.  It  would  give  a  chance  for  public  opinion 
on  the  nature  of  the  controversy  to  be  formed  throughout  the 
world  and  in  the  militant  country.  The  latter  is  of  great  im- 
portance, for  the  moment  war  is  declared  argument  about 
its  merits  is  at  once  stifled.  Passion  runs  too  high  for  calm 
debate,  and  patriotism  forces  people  to  support  their  govern- 
ment. But  a  trial  before  an  international  tribunal  would  give 
time  for  discussion  while  emotion  is  not  yet  highly  inflamed. 
Men  opposed  to  war  would  be  able  to  urge  its  injustice,  to 
ask  whether,  after  all,  the  object  is  worth  the  sacrifice,  and 
they  would  get  a  hearing  from  their  fellow  citizens  which 


276     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

they  cannot  get  after  war  begins.  The  mere  delay,  the  interval 
for  consideration,  would  be  an  immense  gain  for  the  prospect 
of  a  peaceful  settlement. 

In  this  connection  it  may  be  of  interest  to  recall  the  way 
in  which  the  medieval  custom  of  private  war  was  abolished 
in  England.  It  was  not  done  at  one  step,  but  gradually,  by 
preventing  men  from  avenging  their  own  wrongs  before  going 
to  court.  The  trial  by  battle  long  remained  a  recognized  part 
of  judicial  procedure,  but  only  after  the  case  had  been  pre- 
sented to  the  court,  and  only  in  accordance  with  judicial 
forms.  This  had  the  effect  of  making  the  practice  far  less 
common,  and  of  limiting  it  to  the  principals  in  the  quarrel 
instead  of  involving  a  general  breach  of  the  peace  in  which 
their  retainers  and  friends  took  part.  Civilization  was  still  too 
crude  to  give  up  private  war,  but  the  arm  of  the  law  and  the 
force  in  the  hands  of  the  crown  were  strong  enough  to  delay 
a  personal  conflict  until  the  case  had  been  presented  to  court. 
Without  such  a  force  the  result  could  not  have  been  attained. 

Every  one  will  admit  this  in  the  case  of  private  citizens, 
but  many  people  shrink  from  the  use  of  international  force 
to  restrain  war ;  some  of  them  on  the  principle  of  strict  non- 
resistance,  that  any  taking  of  life  in  war  cannot  be  justified, 
no  matter  what  its  purpose  or  effect.  Such  people  have  the 
most  lofty  moral  ideals,  but  these  are  not  a  part  of  true 
statesmanship,  unless  they  aim  at  the  total  welfare  which 
may  require  the  attacking  of  evils  even  by  forcible  means. 
Many  years  ago  when  an  Atlantic  steamship  was  wrecked, 
it  was  said  that  some  of  the  crew  made  a  rush  for  the  boats, 
beating  the  passengers  off,  and  that  the  captain,  who  was 
urged  to  restore  order  by  shooting  a  mutineer,  replied  that 
he  was  too  near  eternity  to  take  life.  The  result  was  a  far 
greater  loss  of  life  than  would  have  been  suffered  had  he  re- 
stored order  by  force.  Probably  no  man  with  the  instincts 
of  a  statesman  would  defend  his  conduct  to-day.  He  was  not 
a  coward,  but  his  sentiments  unfitted  him  for  a  responsible 
post  in  an  emergency. 


A  LEAGUE  TO  ENFORCE  PEACE      277 

Most  people  who  have  been  thinking  seriously  about  the 
maintenance  of  peace  are  tending  to  the  opinion  that  a  sanc- 
tion of  some  kind  is  needed  to  enforce  the  observance  of 
treaties  and  of  agreements  for  arbitration.  Among  the  meas- 
ures proposed  has  been  that  of  an  international  police  force, 
under  the  control  of  a  central  council  which  could  use  it  to 
preserve  order  throughout  the  world.  At  present  such  a  plan 
seems  visionary.  The  force  would  have  to  be  at  least  large 
enough  to  cope  with  the  army  that  any  single  nation  could 
put  into  the  field,  —  under  existing  conditions  let  us  say  five 
millions  of  men  fully  equipped  and  supplied  with  artillery 
and  ammunition  for  a  campaign  of  several  months.  These 
troops  need  not  be  under  arms,  or  quartered  near  The  Hague, 
but  they  must  be  thoroughly  trained  and  ready  to  be  called 
out  at  short  notice.  Practically  that  would  entail  yearly 
votes  of  the  legislative  bodies  of  each  of  the  nations  supply- 
ing a  quota ;  and  if  any  of  them  failed  to  make  the  necessary 
appropriation,  there  would  be  great  difficulty  in  preventing 
others  from  following  its  example.  The  whole  organization 
would,  therefore,  be  in  constant  danger  of  going  to  pieces. 

But  quite  apart  from  the  practical  difficulties  in  the  perma- 
nent execution  of  such  a  plan,  let  us  see  how  it  would  affect 
the  United  States.  The  amount  of  the  contingents  of  the 
various  countries  would  be  apportioned  with  some  regard  to 
population,  wealth,  and  economic  resources ;  and  if  the  total 
were  five  million  men,  our  quota  on  a  moderate  estimate 
might  be  five  hundred  thousand  men.  Is  it  conceivable  that 
the  United  States  would  agree  to  keep  anything  like  that 
number  drilled,  equipped,  and  ready  to  take  the  field  on 
the  order  of  an  international  council  composed  mainly  of 
foreign  nations?  Of  course  it  will  be  answered  that  these 
figures  are  exaggerated,  because  any  such  plan  will  be  ac- 
companied by  a  reduction  in  armaments.  But  that  is  an 
easier  thing  to  talk  about  than  to  effect,  and  especially  to 
maintain.  One  must  not  forget  that  the  existing  system  of 
universal  military  compulsory  service  on  the  continent  of 


278     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

Europe  arose  from  Napoleon's  attempt  to  limit  the  size  of 
the  Prussian  army.  He  would  be  a  bold  or  sanguine  man 
who  should  assert  that  any  treaty  to  limit  armaments  could 
not  in  like  manner  be  evaded ;  and  however  much  they  were 
limited,  the  quantity  of  troops  to  be  held  at  the  disposal  of 
a  foreign  council  would  of  necessity  be  large,  while  no  nation 
would  be  willing  to  pledge  for  the  purpose  the  whole  of  its 
military  force.  Such  a  plan  may  be  practicable  in  some  re- 
mote future  when  the  whole  world  is  a  vast  federation  under 
a  central  government,  but  that  would  seem  to  be  a  matter 
for  coming  generations,  not  for  the  men  of  our  day. 

Moreover,  the  nations  whose  troops  were  engaged  in  fight- 
ing any  country  would  inevitably  find  themselves  at  war  with 
that  country. 

One  cannot  imagine  saying  to  some  foreign  state,  "Our 
troops  are  killing  yours,  they  are  invading  your  land,  we  are 
supplying  them  with  recruits  and  munitions  of  war,  but 
otherwise  we  are  at  peace  with  you.  You  must  treat  us  as 
a  neutral,  and  accord  to  our  citizens,  to  their  commerce  and 
property,  all  the  rights  of  neutrality."  In  short  the  plan  of 
an  international  police  force  involves  all  the  consequences 
of  the  proposal  of  a  league  to  enforce  peace,  with  other  com- 
plex provisions  extremely  hard  to  execute. 

A  suggestion  more  commonly  made  is  that  the  members 
of  the  league  of  nations,  instead  of  pledging  themselves  ex- 
plicitly to  declare  war  forthwith  against  any  of  their  number 
that  commits  a  breach  of  the  peace,  should  agree  to  hold  at 
once  a  conference,  and  take  such  measures  —  diplomatic, 
economic,  or  military  —  as  may  be  necessary  to  prevent  war. 
The  objection  to  this  is  that  it  weakens  very  seriously  the 
sanction.  Conferences  are  apt  to  shrink  from  decisive  action. 
Some  of  the  members  are  timid,  others  want  delay,  and  much 
time  is  consumed  in  calling  the  body  together  and  in  dis- 
cussions after  it  meets.  Meanwhile  the  war  may  have  broken 
out,  and  be  beyond  control.  It  is  much  easier  to  prevent  a 
fire  than  to  put  it  out.  The  country  that  is  planning  war  is 


A  LEAGUE  TO  ENFORCE  PEACE       279 

likely  to  think  it  has  friends  in  the  conference,  or  neighbors 
that  it  can  intimidate,  who  will  prevent  any  positive  decision 
until  the  fire  is  burning.  Even  if  the  majority  decides  on 
immediate  action,  the  minority  is  not  bound  thereby.  One 
great  power  refuses  to  take  part;  a  second  will  not  do  so 
without  her ;  the  rest  hesitate,  and  nothing  is  done  to  prevent 
the  war. 

A  conference  is  an  excellent  thing.  The  proposal  of  a  league 
to  enforce  peace  by  no  means  excludes  it ;  but  the  important 
matter,  the  effective  principle,  is  that  every  member  of  the 
league  should  know  that  whether  a  conference  meets  or  not, 
or  whatever  action  it  may  take  or  fail  to  take,  all  the  members 
of  the  league  have  pledged  themselves  to  declare  war  forth- 
with on  any  member  that  commits  a  breach  of  the  peace 
before  submitting  its  case  to  the  international  tribunal  or 
council  of  conciliation.  Such  a  pledge,  and  such  a  pledge 
alone,  can  have  the  strong  deterrent  influence,  and  thus  fur- 
nish the  sanction  that  is  needed.  Of  course  the  pledge  may 
not  be  kept.  Like  other  treaties  it  may  be  broken  by  the 
parties  to  it.  Nations  are  composed  of  human  beings  with 
human  weaknesses,  and  one  of  these  is  a  disinclination  to 
perform  an  agreement  when  it  involves  a  sacrifice.  Never- 
theless, nations,  like  men,  often  do  have  enough  sense  of 
honor,  of  duty,  or  of  ultimate  self-interest,  to  carry  out  their 
contracts  at  no  little  immediate  sacrifice.  They  are  certainly 
more  likely  to  do  a  thing  if  they  have  pledged  themselves  to 
it  than  if  they  have  not ;  and  any  nation  would  be  running  a 
terrible  risk  that  went  to  war  in  the  hope  that  the  other  mem- 
bers of  the  league  would  break  their  pledges. 

The  same  objection  applies  to  another  alternative  proposed 
in  place  of  an  immediate  resort  to  military  force :  that  is  the 
use  .of  economic  pressure,  by  a  universal  agreement,  for 
example,  to  have  no  commercial  intercourse  with  the  nation 
breaking  the  peace.  A  threat  of  universal  boycott  is,  no 
doubt,  formidable,  but  by  no  means  so  formidable  as  a  threat 
of  universal  war.  A  large  country  with  great  natural  resources 


280     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

which  has  determined  to  make  war,  might  be  willing  to  face 
commercial  non-intercourse  with  the  other  members  of  the 
league  during  hostilities,  when  it  would  not  for  a  moment 
contemplate  the  risk  of  fighting  them.  A  threat,  for  example, 
by  England,  France,  and  Germany  to  stop  all  trade  with  the 
United  States  might  or  might  not  have  prevented  our  going 
to  war  with  Spam;  but  a  declaration  that  they  would  take 
part  with  all  their  armies  and  navies  against  us  would  cer- 
tainly have  done  so. 

It  has  often  been  pointed  out  that  the  threat  of  general 
non-intercourse  would  bear  much  more  hardly  on  some 
countries  than  on  others.  That  may  not  in  itself  be  a  fatal 
objection,  but  a  very  serious  consideration  arises  from  the 
fact  that  there  would  be  a  premium  on  preparation  for  war. 
A  nation  which  had  accumulated  vast  quantities  of  munitions, 
food,  and  supplies  of  all  kinds  might  afford  to  disregard  it; 
while  another  less  fully  prepared  could  not. 

Moreover,  economic  pressure,  although  urged  as  a  milder 
measure,  is  in  fact  more  difficult  to  apply  and  maintain.  A 
declaration  of  war  is  a  single  act,  and  when  made  sustains 
itself  by  the  passion  it  inflames;  while  commercial  non- 
intercourse  is  a  continuous  matter,  subject  to  constant  opposi- 
tion exerted  in  an  atmosphere  relatively  cool.  Our  manu- 
facturers would  complain  bitterly  at  being  deprived  of  dye- 
stuffs  and  other  chemical  products  on  account  of  a  quarrel 
in  which  we  had  no  interest ;  the  South  would  suffer  severely 
by  the  loss  of  a  market  for  cotton ;  the  shipping  firms  and  the 
exporters  and  importers  of  all  kinds  would  be  gravely  injured ; 
and  all  these  interests  would  bring  to  bear  upon  Congress  a 
pressure  well-nigh  irresistible.  The  same  would  be  true  of 
every  other  neutral  country,  a  fact  that  would  be  perfectly 
well  known  to  the  intending  belligerent  and  reduce  its  -fear  of 
a  boycott. 

But,  it  is  said,  why  not  try  economic  pressure  first,  and,  if 
that  fails,  resort  to  military  force,  instead  of  inflicting  at  once 
on  unoffending  members  of  the  league  the  terrible  calamity  of 


A  LEAGUE  TO  ENFORCE  PEACE      281 

war?  What  do  we  mean  by  "if  that  fails"?  Do  we  mean, 
if,  in  spite  of  the  economic  pressure,  the  war  breaks  out  ?  But 
then  the  harm  is  done,  the  fire  is  ablaze  and  can  be  put  out 
only  by  blood.  The  object  of  the  league  is  not  to  chastise  a 
country  guilty  of  breaking  the  peace,  but  to  prevent  the  out- 
break of  war,  and  to  prevent  it  by  the  immediate  prospect  of 
such  appalling  consequences  to  the  offender  that  he  will  not 
venture  to  run  the  risk.  If  a  number  of  great  powers  were  to 
pledge  themselves,  with  serious  intent,  to  wage  war  jointly 
and  severally  on  any  one  of  their  members  that  attacked 
another  before  submitting  the  case  to  arbitration,  it  is  in 
the  highest  degree  improbable  that  the  casus  fcederis  would 
ever  occur,  while  any  less  drastic  provision  would  be  far  less 
effective. 

An  objection  has  been  raised  to  the  proposal  for  a  league 
to  enforce  peace  on  the  ground  that  it  has  in  the  past  often 
proved  difficult,  if  not  impossible,  to  determine  which  of  two 
belligerents  began  a  war.  The  criticism  is  serious,  and  pre- 
sents a  practical  difficulty,  grave  but  probably  not  insur- 
mountable. The  proposal  merely  lays  down  a  general  prin- 
ciple, and  if  adopted,  the  details  would  have  to  be  worked  out 
very  fully  and  carefully  in  a  treaty,  which  would  specify  the 
acts  that  would  constitute  the  waging  of  war  by  one  member 
upon  another.  These  would  naturally  be,  not  the  mere  creat- 
ing of  apprehension,  but  specific  acts,  such  as  a  declaration 
of  war,  invasion  of  territory,  the  use  of  force  at  sea  not  dis- 
owned within  forty-eight  hours,  or  an  advance  into  a  region 
in  dispute.  This  last  is  an  especially  difficult  point,  but  those 
portions  of  the  earth's  surface  in  which  different  nations  have 
conflicting  claims  are  growing  less  decade  by  decade. 

It  must  be  remembered  that  the  cases  which  would  arise 
under  a  league  of  peace  are  not  like  those  which  have  arisen 
in  the  past,  where  one  nation  is  determined  to  go  to  war  and 
merely  seeks  to  throw  the  moral  responsibility  on  the  other 
while  getting  the  advantage  of  actually  beginning  hostilities. 
It  is  a  case  where  each  will  strive  to  avoid  the  specific  acts 


282     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

of  war  that  may  involve  the  penalty.  The  reader  may  have 
seen,  in  a  country  where  personal  violence  is  severely  pun- 
ished, two  men  shaking  their  fists  in  each  other's  faces,  each 
trying  to  provoke  the  other  to  strike  the  first  blow;  and  no 
fight  after  all. 

There  are  many  agreements  in  private  business  which  are 
not  easy  to  embody  in  formal  contracts ;  agreements  where, 
as  in  this  case,  the  execution  of  the  terms  calls  for  immediate 
action,  and  where  redress  after  an  elaborate  trial  of  the  facts 
affords  no  real  reparation.  But  if  the  object  sought  is  good, 
men  do  not  condemn  it  on  account  of  the  difficulty  in  devis- 
ing provisions  that  will  accomplish  the  result  desired;  cer- 
tainly not  until  they  have  tried  to  devise  them.  It  may, 
indeed,  prove  impossible  to  draft  a  code  of  specific  acts  that 
will  cover  the  ground;  it  may  be  impracticable  to  draft  it 
so  as  to  avoid  issues  of  fact  that  can  be  determined  only  after 
a  long  sifting  of  evidence,  which  would  come  too  late;  but 
surely  that  is  no  reason  for  failure  to  make  the  attempt. 
We  are  not  making  a  treaty  among  nations.  We  are  merely 
putting  forward  a  suggestion  for  reducing  war,  which  seems 
to  merit  consideration. 

A  second  difficulty  that  will  sometimes  arise  is  the  rule  of 
conduct  to  be  followed  pending  the  presentation  of  the  ques- 
tion to  the  international  tribunal.  The  continuance  or  cessa- 
tion of  the  acts  complained  of  may  appear  to  be,  and  may 
even  be  in  fact,  more  important  than  the  final  decision.  This 
has  been  brought  to  our  attention  forcibly  by  the  sinking  of 
the  Lusitania.  We  should  have  done  very  wisely  to  submit 
to  arbitration  the  question  of  the  right  of  submarines  to 
torpedo  merchant  ships  without  warning,  provided  Germany 
abandoned  the  practice  pending  the  arbitration;  and  Ger- 
many would  probably  not  have  refused  to  submit  the  ques- 
tion to  a  tribunal  on  the  understanding  that  the  practice  was 
to  continue  until  the  decision  was  rendered,  because  by  that 
time  the  war  would  be  over.  This  difficulty  is  inherent  in 
every  plan  for  the  arbitration  of  international  disputes, 


A  LEAGUE  TO  ENFORCE  PEACE      283 

although  more  serious  in  a  league  whose  members  bind  them- 
selves to  prevent  by  force  the  outbreak  of  war.  It  would  be 
necessary  to  give  the  tribunal  summary  authority  to  decree 
a  modus  vivendi,  to  empower  it,  like  a  court  of  equity,  to 
issue  a  temporary  injunction. 

In  short,  the  proposal  for  a  league  to  enforce  peace  cannot 
meet  all  possible  contingencies.  It  cannot  prevent  all  future 
wars,  nor  does  any  sensible  person  believe  that  any  plan  can 
do  so  in  the  present  state  of  civilization.  But  it  can  prevent 
some  wars  that  would  otherwise  take  place,  and  if  it  does 
that,  it  will  have  done  much  good. 

People  have  asked  how  such  a  league  would  differ  from  the 
Triple  Alliance  or  Triple  Entente,  —  whether  it  would  not  be 
nominally  a  combination  for  peace  which  might  in  practice 
have  quite  a  different  effect.  But  in  fact  its  object  is  quite 
contrary  to  those  alliances.  They  are  designed  to  protect 
their  members  against  outside  powers.  This  is  intended  to 
insure  peace  among  the  members  themselves.  If  it  grew 
strong  enough,  by  including  all  the  great  powers,  it  might 
well  insist  on  universal  peace  by  compelling  the  outsiders  to 
come  in.  But  that  is  not  its  primary  object,  which  is  simply 
to  prevent  its  members  from  going  to  war  with  one  another. 
No  doubt  if  several  great  nations,  and  some  of  the  smaller 
ones,  joined  it,  and  if  it  succeeded  in  preserving  constant 
friendly  relations  among  its  members,  there  would  grow  up 
among  them  a  sense  of  solidarity  which  would  make  any  out- 
side power  chary  of  attacking  one  of  them;  and,  what  is 
more  valuable,  would  make  outsiders  want  to  join  it.  But 
there  is  little  use  in  speculating  about  probabilities.  It  is 
enough  if  such  a  league  were  a  source  of  enduring  peace 
among  its  own  members.  ' 

How  about  our  own  position  in  the  United  States?  The 
proposal  is  a  radical  and  subversive  departure  from  the 
traditional  policy  of  our  country.  Would  it  be  wise  for  us 
to  be  parties  to  such  an  agreement  ?  At  the  threshold  of  such 
a  discussion  one  thing  is  clear.  If  we  are  not  willing  to  urge 


284     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

our  own  government  to  join  a  movement  for  peace,  we  have 
no  business  to  discuss  any  plan  for  the  purpose.  It  is  worse 
than  futile,  it  is  an  impertinence,  for  Americans  to  advise  the 
people  of  Europe  how  they  ought  to  conduct  their  affairs  if 
we  have  nothing  in  common  with  them;  to  suggest  to  them 
conventions  with  burdens  which  are  well  enough  for  them,  but 
which  we  are  not  willing  to  share.  If  our  peace  organizations 
are  not  prepared  to  have  us  take  part  in  the  plans  they  devise, 
they  had  better  disband,  or  confine  their  discussions  to  Pan- 
American  questions. 

To  return  to  the  question :  would  it  be  wise  for  the  United 
States  to  make  so  great  a  departure  from  its  traditional  policy? 
The  wisdom  of  consistency  lies  in  adherence  to  a  principle  so 
long  as  the  conditions  upon  which  it  is  based  remain  un- 
changed. But  the  conditions  that  affect  the  relations  of 
America  to  Europe  have  changed  greatly  in  the  last  hundred 
and  twenty  years.  At  that  tune  it  took  about  a  month  to 
cross  the  ocean  to  our  shores.  Ships  were  small  and  could 
carry  few  troops.  Their  guns  had  a  short  range.  No  country 
had  what  would  now  be  called  more  than  a  very  small  army ; 
and  it  was  virtually  impossible  for  any  foreign  nation  to  make 
more  than  a  raid  upon  our  territory  before  we  could  organize 
and  equip  a  sufficient  force  to  resist,  however  unprepared 
we  might  be  at  the  outset.  But  now,  by  the  improvements 
in  machinery,  the  Atlantic  has  shrunk  to  a  lake,  and  before 
long  will  shrink  to  a  river.  Except  for  the  protection  of  the 
navy,  and  perhaps  in  spite  of  it,  a  foreign  nation  could  land 
on  our  coast  an  army  of  such  a  size,  and  armed  with  such 
weapons,  that  unless  we  maintain  forces  several  times  larger 
than  at  present,  we  should  be  quite  unable  to  oppose  an  attack 
before  we  had  suffered  incalculable  damage. 

It  is  all  very  well  to  assert  that  we  have  no  desire  to  quarrel 
with  any  one,  or  any  one  with  us ;  but  good  intentions  in  the 
abstract,  even  if  accompanied  by  long-suffering  and  a  disposi- 
tion to  overlook  affronts,  will  not  always  keep  us  out  of  strife. 
When  a  number  of  great  nations  are  locked  in  a  death-grapple, 


A  LEAGUE  TO  ENFORCE  PEACE       285 

they  are  a  trifle  careless  of  the  rights  of  the  bystander. 
Within  fifteen  years  of  Washington's  Farewell  Address  we 
were  drawn  into  the  wars  of  Napoleon,  and  a  sorry  figure  we 
made  for  the  most  part  of  the  fighting  on  land.  A  hundred 
years  later  our  relations  with  the  rest  of  the  world  are  far 
closer,  our  ability  to  maintain  a  complete  isolation  far  less. 
Except  by  colossal  self-deception  we  cannot  believe  that  the 
convulsions  of  Europe  do  not  affect  us  profoundly,  that  wars 
there  need  not  disturb  us,  that  we  are  not  in  danger  of  being 
drawn  into  them;  or  even  that  we  may  not  some  day  find 
ourselves  in  the  direct  path  of  the  storm.  If  our  interest  in 
the  maintenance  of  peace  is  not  quite  so  strong  as  that  of 
some  other  nations,  it  is  certainly  strong  enough  to  warrant 
our  taking  steps  to  preserve  it,  even  to  the  point  of  joining  a 
league  to  enforce  it.  The  cost  of  the  insurance  is  well  worth 
the  security  to  us. 

If  mere  material  self-interest  would  indicate  such  a  course, 
there  are  other  reasons  to  confirm  it.  Civilization  is  to  some 
extent  a  common  heritage  which  it  is  worth  while  for  all  na- 
tions to  defend,  and  war  is  a  scourge  which  all  peoples  should 
use  every  rational  means  to  reduce.  If  the  family  of  nations 
can  by  standing  together  make  wars  less  frequent,  it  is  clearly 
their  duty  to  do  so,  and  in  such  a  body  we  do  not  want  the 
place  of  our  own  country  to  be  vacant. 

To  join  such  a  league  would  mean,  no  doubt,  a  larger  force 
of  men  trained  for  arms  in  this  country,  more  munitions  of 
war  on  hand,  and  better  means  of  producing  them  rapidly; 
for  although  it  may  be  assumed  that  the  members  of  the 
league  would  never  be  actually  called  upon  to  carry  out  their 
promise  to  fight,  they  ought  to  have  a  potential  force  for  the 
purpose.  But  in  any  case  this  country  ought  not  to  be  so 
little  prepared  for  an  emergency  as  it  is  to-day ;  and  it  would 
require  to  be  less  fully  armed  if  it  joined  a  league  pledged  to 
protect  its  members  against  attack,  than  if  it  stood  alone  and 
unprotected.  In  fact  the  tendency  of  such  a  league,  by  pro- 
curing at  least  delay  before  the  outbreak  of  hostilities,  would 


286     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

be  to  lessen  the  need  of  preparation  for  immediate  war,  and 
thus  it  would  have  a  more  potent  effect  in  reducing  armaments 
than  any  formal  treaties  could  have,  whether  made  volun- 
tarily or  under  compulsion. 

The  proposal  for  a  league  to  enforce  peace  does  not  conflict 
with  plans  to  go  further,  to  enforce  justice  among  nations  by 
compelling  compliance  with  the  decisions  of  a  tribunal  by 
diplomatic,  economic,  or  military  pressure.  Nor,  on  the 
other  hand,  does  it  imply  any  such  action,  or  interfere  with 
the  independence  or  sovereignty  of  states  except  in  this  one 
respect,  that  it  would  prohibit  any  member,  before  submitting 
its  claims  to  arbitration,  from  making  war  upon  another  on 
pain  of  finding  itself  at  war  with  all  the  rest.  The  proposal  is 
only  a  suggestion,  defective  probably,  crude  certainly;  but 
if,  in  spite  of  that,  it  is  the  most  promising  plan  for  main- 
taining peace  now  brought  forward,  it  merits  sympathetic 
consideration  both  here  and  abroad. 


AMERICA'S  TERMS   OF  PEACE1 

(Message  to  Congress  January  8,  1918) 

WOODROW  WILSON 

[For  a  sketch  of  Woodrow  Wilson  see  page  3.  The  following  address 
was  delivered  to  both  Houses  of  Congress  by  President  Wilson  on 
January  8,  1918  and  gives  the  most  definite  statement  of  the  American 
attitude  toward  terms  of  peace.  It  has  been  publicly  approved  by  states- 
men of  all  the  Allied  nations  as  the  best  expression  of  conditions  of  peace.] 

GENTLEMEN  OF  THE  CONGRESS: 

Once  more,  as  repeatedly  before,  the  spokesmen  of  the 
Central  Empires  have  indicated  their  desire  to  discuss  the 
objects  of  the  war  and  the  possible  basis  of  a  general  peace. 
Parleys  have  been  in  progress  at  Brest-Litovsk  between 
Russian  representatives  and  representatives  of  the  Central 
Powers  to  which  the  attention  of  all  the  belligerents  has  been 
invited  for  the  purpose  of  ascertaining  whether  it  may  be 
possible  to  extend  these  parleys  into  a  general  conference  with 
regard  to  terms  of  peace  and  settlement.  The  Russian  repre- 
sentatives presented  not  only  a  perfectly  definite  statement 
of  the  principles  upon  which  they  would  be  willing  to  conclude 
peace,  but  also  an  equally  definite  program  of  the  concrete 
application  of  those  principles.  The  representatives  of  the 
Central  Powers,  on  their  part,  presented  an  outline  of  settle- 
ment which,  if  much  less  definite,  seemed  susceptible  of  liberal 
interpretation  until  their  specific  program  of  practical  terms 
was  added.  That  program  proposed  no  concessions  at  all, 
either  to  the  sovereignty  of  Russia  or  to  the  preferences  of  the 
population  with  whose  fortunes  it  dealt,  but  meant,  in  a 

1  From  International  Conciliation,  February,  1918.    Reprinted  by  permission. 

287 


288     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

word,  that  the  Central  Empires  were  to  keep  every  foot  of 
territory  their  armed  forces  had  occupied  —  every  province, 
every  city,  every  point  of  vantage  —  as  a  permanent  addi- 
tion to  their  territories  and  their  power.  It  is  a  reasonable 
conjecture  that  the  general  principles  of  settlement  which 
they  at  first  suggested  originated  with  the  more  liberal  states- 
men of  Germany  and  Austria,  the  men  who  have  begun  to 
feel  the  force  of  their  own  peoples'  thought  and  purpose, 
while  the  concrete  terms  of  actual  settlement  came  from  the 
military  leaders  who  have  no  thought  but  to  keep  what  they 
have  got.  The  -  negotiations  have  been  broken  off.  The 
Russian  representatives  were  sincere  and  in  earnest.  They 
cannot  entertain  such  proposals  of  conquest  and  domination. 
The  whole  incident  is  full  of  significance.  It  is  also  full  of 
perplexity.  With  whom  are  the  Russian  representatives  deal- 
ing ?  For  whom  are  the  representatives  of  the  Central  Empires 
speaking?  Are  they  speaking  for  the  majorities  of  their  re- 
spective Parliaments  or  for  the  minority  parties,  that  military 
and  imperialistic  minority  which  has  so  far  dominated  their 
whole  policy  and  controlled  the  affairs  of  Turkey  and  of  the 
Balkan  States,  which  have  felt  obliged  to  become  their  asso- 
ciates in  this  war?  The  Russian  representatives  have  in- 
sisted, very  justly,  very  wisely,  and  in  the  true  spirit  of 
modern  democracy  that  the  conferences  they  have  been 
holding  with  the  Teutonic  and  Turkish  statesmen  should  be 
held  within  open,  not  closed,  doors,  and  all  the  world  has 
been  audience,  as  was  desired.  To  whom  have  we  been 
listening,  then?  To  those  who  speak  the  spirit  and  inten- 
tion of  the  resolutions  of  the  German  Reichstag  of  the  Qth 
of  July  last,  the  spirit  and  intention  of  the  liberal  leaders  and 
parties  of  Germany,  or  to  those  who  resist  and  defy  that  spirit 
and  intention  and  insist  upon  conquest  and  subjugation?  Or 
are  we  listening,  in  fact,  to  both,  unreconciled  and  in  open 
and  hopeless  contradiction  ?  These  are  very  serious  and  preg- 
nant questions.  Upon  the  answer  to  them  depends  the  peace 
of  the  world. 


AMERICA'S  TERMS  OF  PEACE  289 

But  whatever  the  results  of  the  parleys  at  Brest-Litovsk, 
whatever  the  confusions  of  counsel  and  of  purpose  in  the 
utterances  of  the  spokesmen  of  the  Central  Empires,  they 
have  again  attempted  to  acquaint  the  world  with  their  objects 
in  the  war  and  have  again  challenged  their  adversaries  to  say 
what  their  objects  are  and  what  sort  of  settlement  they  would 
deem  just  and  satisfactory.  There  is  no  good  reason  why  that 
challenge  should  not  be  responded  to,  and  responded  to  with 
the  utmost  candor.  We  did  not  wait  for  it.  Not  once,  but 
again  and  again  we  have  laid  our  whole  thought  and  purpose 
before  the  world,  not  in  general  terms  only,  but  each  time 
with  sufficient  definition  to  make  it  clear  what  sort  of  definite 
terms  of  settlement  must  necessarily  spring  out  of  them. 
Within  the  last  week  Mr.  Lloyd  George  has  spoken  with 
admirable  candor  and  in  admirable  spirit  for  the  people  and 
government  of  Great  Britain.  There  is  no  confusion  of  counsel 
among  the  adversaries  of  the  Central  Powers,  no  uncertainty 
of  principle,  no  vagueness  of  detail.  The  only  secrecy  of 
counsel,  the  only  lack  of  fearless  frankness,  the  only  failure 
to  make  definite  statement  of  the  objects  of  the  war,  lies  with 
Germany  and  her  allies.  The  issues  of  life  and  death  hang 
upon  these  definitions.  No  statesman  who  has  the  least  con- 
ception of  his  responsibility  ought  for  a  moment  to  permit 
himself  to  continue  this  tragical  and  appalling  outpouring 
of  blood  and  treasure  unless  he  is  sure  beyond  a  peradventure 
that  the  objects  of  the  vital  sacrifice  are  part  and  parcel  of 
the  very  life  of  society  and  that  the  people  for  whom  he  speaks 
think  them  right  and  imperative  as  he  does. 

There  is,  moreover,  a  voice  calling  for  these  definitions  of 
principle  and  of  purpose  which  is,  it  seems  to  me,  more  thrill- 
ing and  more  compelling  than  any  of  the  many  moving  voices 
with  which  the  troubled  air  of  the  world  is  filled.  It  is  the 
voice  of  the  Russian  people.  They  are  prostrate  and  all  but 
helpless,  it  would  seem,  before  the  grim  power  of  Germany, 
which  has  hitherto  known  no  relenting  and  no  pity.  Their 
power  apparently  is  shattered.  And  yet  their  soul  is  not 


290     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

subservient.  They  will  not  yield  either  in  principle  or  in  action. 
Their  conception  of  what  is  right,  of  what  is  humane  and 
honorable  for  them  to  accept,  has  been  stated  with  a  frank- 
ness, a  largeness  of  view,  a  generosity  of  spirit,  and  a  universal 
human  sympathy  which  must  challenge  the  admiration  of 
every  friend  of  mankind ;  and  they  have  refused  to  compound 
their  ideals  or  desert  others  that  they  themselves  may  be  safe. 
They  call  to  us  to  say  what  it  is  that  we  desire,  in  what,  if  in 
anything,  our  purpose  and  our  spirit  differ  from  theirs ;  and  I 
believe  that  the  people  of  the  United  States  would  wish  me  to 
respond  with  utter  simplicity  and  frankness.  Whether  their 
present  leaders  believe  it  or  not,  it  is  our  heartfelt  desire  and 
hope  that  some  way  may  be  opened  whereby  we  may  be 
privileged  to  assist  the  people  of  Russia  to  attain  their  utmost 
hope  of  liberty  and  ordered  peace. 

It  will  be  our  wish  and  purpose  that  the  processes  of  peace, 
when  they  are  begun,  shall  be  absolutely  open,  and  that  they 
shall  involve  and  permit  henceforth  no  secret  understandings 
of  any  kind.  The  day  of  conquest  and  aggrandizement  is 
gone  by ;  so  is  also  the  day  of  secret  covenants  entered  into 
in  the  interest  of  particular  governments  and  likely  at  some 
unlooked-for  moment  to  upset  the  peace  of  the  world.  It  is 
this  happy  fact,  now  clear  to  the  view  of  every  public  man 
whose  thoughts  do  not  still  linger  in  an  age  that  is  dead  and 
gone,  which  makes  it  possible  for  every  nation  whose  purposes 
are  consistent  with  justice  and  the  peace  of  the  world  to  avow 
now  or  at  any  other  time  the  objects  it  has  in  view. 

We  entered  this  war  because  violations  of  right  had  occurred 
which  touched  us  to  the  quick  and  made  the  life  of  our  own 
people  impossible  unless  they  were  corrected  and  the  world 
secured  once  for  all  against  their  recurrence.  What  we  de- 
mand in  this  war,  therefore,  is  nothing  peculiar  to  ourselves. 
It  is  that  the  world  be  made  fit  and  safe  to  live  in ;  and  par- 
ticularly that  it  be  made  safe  for  every  peace-loving  nation 
which,  like  our  own,  wishes  to  live  its  own  life,  determine  its 
own  institutions,  be  assured  of  justice  and  fair  dealings  by 


AMERICA'S  TERMS  OF  PEACE  291 

the  other  peoples  of  the  world,  as  against  force  and  selfish 
aggression.  All  of  the  peoples  of  the  world  are  in  effect  part- 
ners in  this  interest  and  for  our  own  part  we  see  very  clearly 
that  unless  justice  be  done  to  others  it  will  not  be  done  to  us. 

The  program  of  the  world's  peace,  therefore,  is  our  program, 
and  that  program,  the  only  possible  program,  as  we  see  it, 
is  this : 

I.  Open  covenants  of  peace  must  be  arrived  at,  after  which 
there  will  surely  be  no  private  international  action  or  rulings  of 
any  kind,  but  diplomacy  shall  proceed  always  frankly  and  in  the 
public  view. 

II.  Absolute  freedom  of  navigation  upon  the  seas,  outside 
territorial  waters,  alike  in  peace  and  in  war,  except  as  the  seas 
may  be  closed  in  whole  or  in  part  by  international  action  for  the 
enforcement  of  international  covenants. 

III.  The  removal,  so  far  as  possible,  of  all  economic  barriers 
and  the  establishment  of  an  equality  of.  trade  conditions  among  all 
the  nations  consenting  to  the  peace  and  associating  themselves  for 
its  maintenance. 

IV.  Adequate  guarantees  given  and  taken  that  national  arma- 
ments will  reduce  to  the  lowest  point  consistent  with   domestic 
safety. 

V.  Free,  open-minded,  and  absolutely  impartial  adjustment  of 
all  colonial  claims,  based  upon  a  strict  observance  of  the  principle 
that  in  determining  all  such  questions  of  sovereignty  the  interests 
of  the  population  concerned  must  have  equal  weight  with  the  equi- 
table claims  of  the  government  whose  title  is  to  be  determined. 

VI.  The  evacuation  of  all  Russian  territory  and  such  a  settle- 
ment of  all  questions  affecting  Russia  as  will  secure  the  best  and 
freest  cooperation  of  the  other  nations  of  the  world  in  obtaining 
for  her  an  unhampered  and  unembarrassed  opportunity  for  the 
independent  determination  of  her  own  political  development  and 
national  policy,  and  assure  her  of  a  sincere  welcome  into  the  society 
of  free  nations  under  institutions  of  her  own  choosing ;  and,  more 
than  a  welcome,  assistance  also  of  every  kind  that  she  may  need 
and  may  herself  desire.   The  treatment  accorded  Russia  by  her 
sister  nations  in  the  months  to  come  will  be  the  acid  test  of  their 
good  will,  of  their  comprehension  of  her  needs  as  distinguished 


292     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

from  their  own  interests,  and  of  their  intelligent  and  unselfish 
sympathy. 

VII.  Belgium,  the  whole  world  will  agree,  must  be  evacuated 
and  restored,  without  any  attempt  to  limit  the  sovereignty  which 
she  enjoys  in  common  with  all  other  free  nations.   No  other  single 
act  will  serve  as  this  will  serve  to  restore  confidence  among  the 
nations  in  the  laws  which  they  have  themselves  set  and  determined 
for  the  government  of  their  relations  with  one  another.    Without 
this  healing  act  the  whole  structure  and  validity  of  international 
law  is  forever  impaired. 

VIII.  All  French  territory  should  be  freed  and  the  invaded 
portions  restored,  and  the  wrong  done  to  France   by  Prussia  in 
1871  in  the  matter  of  Alsace-Lorraine,  which  has  unsettled  the 
peace  of  the  world  for  nearly  fifty  years,  should  be  righted,  in  order 
that  peace  may  once  more  be  made  secure  in  the  interest  of  all. 

LX.  A  readjustment  of  the  frontiers  of  Italy  should  be  effected 
along  clearly  recognizable  lines  of  nationality. 

X.  The  peoples  of  Austria-Hungary,  whose  place  among  the 
nations  we  wish  to  see  safeguarded  and  assured,  should  be  accorded 
the  freest  opportunity  of  autonomous  development. 

XT.  Rumania,  Serbia,  and  Montenegro  should  be  evacuated; 
occupied  territories  restored ;  Serbia  accorded  free  and  secure  access 
to  the  sea;  and  the  relations  of  the  several  Balkan  States  to  one 
another  determined  by  friendly  counsel  along  historically  estab- 
lished lines  of  allegiance  and  nationality ;  and  international  guar- 
antees of  the  political  and  economic  independence  and  territorial 
integrity  of  the  several  Balkan  States  should  be  entered  into. 

XII.  The  Turkish  portions  of  the  present  Ottoman  Empire 
should  be  assured  a  secure  sovereignty,  but  the  other  nationalities 
which  are  now  under  Turkish  rule  should  be  assured  an  undoubted 
security  of  life  and  an  absolutely  unmolested  opportunity  of  auton- 
omous development,  and  the  Dardanelles  should  be  permanently 
opened  as  a  free  passage  to  the  ships  and  commerce  of  all  nations 
under  international  guarantees. 

XIII.  An  independent  Polish  State  should  be  erected  which 
should  include  the  territories  inhabited  by  indisputably  Polish 
populations,  which  should  be  assured  a  free  and  secure  access  to 
the  sea,  and  whose  political  and  economic  independence  and  terri- 
torial integrity  should  be  guaranteed  by  international  covenant. 


AMERICA'S  TERMS  OF  PEACE  293 

XIV.  A  general  association  of  nations  must  be  formed  under 
specific  covenants  for  the  purpose  of  affording  mutual  guarantees 
of  political  independence  and  territorial  integrity  to  great  and 
small  States  alike. 

In  regard  to  these  essential  rectifications  of  wrong  and 
assertions  of  right,  we  feel  ourselves  to  be  intimate  partners 
of  all  the  governments  and  peoples  associated  together  against 
the  imperialists.  We  cannot  be  separated  in  interest  or  divided 
in  purpose.  We  stand  together  until  the  end. 

For  such  arrangements  and  covenants  we  are  willing  to 
fight  and  to  continue  to  fight  until  they  are  achieved;  but 
only  because  we  wish  the  right  to  prevail  and  desire  a  just 
and  stable  peace,  such  as  can  be  secured  only  by  removing 
the  chief  provocations  to  war,  which  this  program  does  re- 
move. We  have  no  jealousy  of  German  greatness,  and  there 
is  nothing  in  this  program  that  impairs  it.  We  grudge  her 
no  achievement  or  distinction  of  learning  or  of  pacific  enter- 
prise such  as  have  made  her  record  very  bright  and  very 
enviable.  We  do  not  wish  to  injure  her  or  to  block  in  any 
way  her  legitimate  influence  or  power.  We  do  not  wish  to 
fight  her  either  with  arms  or  with  hostile  arrangements  of 
trade,  if  she  is  willing  to  associate  herself  with  us  and  the 
other  peace-loving  naticns  of  the  world  in  covenants  of  jus- 
tice and  law  and  fair  dealing.  We  wish  her  only  to  accept  a 
place  of  equality  among  the  peoples  of  the  world  —  the  new 
world  in  which  we  now  live  —  instead  of  a  place  of  mastery. 

Neither  do  we  presume  to  suggest  to  her  any  alteration  or 
modification  of  her  institutions.  But  it  is  necessary,  we  must 
frankly  say,  and  necessary  as  a  preliminary  to  any  intelligent 
dealings  with  her  on  our  part,  that  we  should  know  whom  her 
spokesmen  speak  for  when  they  speak  to  us,  whether  for-  the 
Reichstag  majority  or  for  the  military  party  and  the  men 
whose  creed  is  imperial  domination. 

We  have  spoken  now,  surely  in  terms  too  concrete  to  ad- 
mit of  any  further  doubt  or  question.  An  evident  principle 
runs  through  the  whole  program  I  have  outlined.  It  is  the 


294     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

principle  of  justice  to  all  peoples  and  nationalities,  and  their 
right  to  live  on  equal  terms  of  liberty  and  safety  with  one 
another,  whether  they  be  strong  or  weak.  Unless  this  prin- 
ciple be  made  its  foundation,  no  part  of  the  structure  of  inter- 
national justice  can  stand.  The  people  of  the  United  States 
could  act  upon  no  other  principle,  and  to  the  vindication  of 
this  principle  they  are  ready  to  devote  their  lives,  their  honor, 
and  everything  that  they  possess.  The  moral  climax  of  this, 
the  culminating  and  final  war  for  human  liberty,  has  come, 
and  they  are  ready  to  put  their  own  strength,  their  own  high- 
est purpose,  their  own  integrity  and  devotion  to  the  test. 


THE  CONDITIONS  OF  PERMANENT  PEACE 

(Address  in  New  York  City  on  September  27,  1918) 

WOODROW  WILSON 

[For  sketch  of  Woodrow  Wilson  see  page  3.  The  address  here  pre- 
sented was  delivered  at  the  Metropolitan  Opera  House,  New  York 
City,  on  September  27,  1918  at  the  opening  of  the  Fourth  Liberty  Loan 
Campaign.  It  is  especially  valuable  for  its  discussion  of  the  deeper  issues 
of  the  war  and  of  the  establishment  of  a  League  of  Nations.] 

MY  FELLOW  CITIZENS  : 

I  am  not  here  to  promote  the  loan.  That  will  be  done  — • 
ably  and  enthusiastically  done  — •  by  the  hundreds  of  thou- 
sands of  loyal  and  tireless  men  and  women  who  have  under- 
taken to  present  it  to  you  and  to  our  fellow  citizens  throughout 
the  country ;  and  I  have  not  the  least  doubt  of  their  complete 
success ;  for  I  know  their  spirit  and  the  spirit  of  the  country. 
My  confidence  is  confirmed,  too,  by  the  thoughtful  and  ex- 
perienced cooperation  of  the  bankers  here  and  everywhere, 
who  are  lending  their  invaluable  aid  and  guidance.  I  have 
come,  rather,  to  seek  an  opportunity  to  present  to  you  some 
thoughts  which  I  trust  will  serve  to  give  you,  in  perhaps  fuller 
measure  than  before,  a  vivid  sense  of  the  great  issues  involved, 
in  order  that  you  may  appreciate  and  accept  with  added 
enthusiasm  the  grave  significance  of  the  duty  of  supporting 
the  Government  by  your  men  and  your  means  to  the  utmost 
point  of  sacrifice  and  self-denial.  No  man  or  woman  who 
has  really  taken  in  what  this  war  means  can  hesitate  to  give 
to  the  very  limit  of  what  they  have;  and  it  is  my  mission 
here  to-night  to  try  to  make  it  clear  once  more  what  the  war 

295 


296     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

really  means.  You  will  need  no  other  stimulation  or  reminder 
of  your  duty. 

At  every  turn  of  the  war  we  gain  a  fresh  consciousness  of 
what  we  mean  to  accomplish  by  it.  When  our  hope  and 
expectation  are  most  excited  we  think  more  definitely  than 
before  of  the  issues  that  hang  upon  it  and  of  the  purposes 
which  must  be  realized  by  means  of  it.  For  it  has  positive 
and  well-defined  purposes  which  we  did  not  determine  and 
which  we  cannot  alter.  No  statesman  or  assembly  created 
them :  no  statesman  or  assembly  can  alter  them.  They  have 
arisen  out  of  the  very  nature  and  circumstances  of  the  war. 
The  most  that  statesmen  or  assemblies  can  do  is  to  carry  them 
out  or  be  false  to  them.  They  were  perhaps  not  clear  at  the 
outset;  but  they  are  clear  now.  The  war  has  lasted  more 
than  four  years  and  the  whole  world  has  been  drawn  into  it. 
The  common  will  of  mankind  has  been  substituted  for  the 
particular  purposes  of  individual  states.  Individual  states- 
men may  have  started  the  conflict,  but  neither  they  nor  their 
opponents  can  stop  it  as  they  please.  It  has  become  a  peoples' 
war,  and  peoples  of  all  sorts  and  races,  of  every  degree  of 
power  and  variety  of  fortune,  are  involved  in  its  sweeping 
processes  of  change  and  settlement.  We  came  into  it  when  its 
character  had  become  fully  denned  and  it  was  plain  that  no 
nation  could  stand  apart  or  be  indifferent  to  its  outcome. 
Its  challenge  drove  to  the  heart  of  everything  we  cared  for 
and  lived  for.  The  voice  of  the  war  had  become  clear  and 
gripped  our  hearts.  Our  brothers  from  many  lands,  as  well 
as  our  own  murdered  dead  under  the  sea,  were  calling  to  us, 
and  we  responded,  fiercely  and  of  course. 

The  air  was  clear  about  us.  We  saw  things  in  their  full, 
convincing  proportions  as  they  were ;  and  we  have  seen  them 
with  steady  eyes  and  unchanging  comprehension  ever  since. 
We  accepted  the  issues  of  the  war  as  facts,  not  as  any  group 
of  men  either  here  or  elsewhere  had  defined  them,  and  we  can 
accept  no  outcome  which  does  not  squarely  meet  and  settle 
them.  Those  issues  are  these : 


THE  CONDITIONS  OF  PERMANENT  PEACE      297 

Shall  the  military  power  of  any  nation  or  group  of  nations  be 
suffered  to  determine  the  fortunes  of  peoples  over  whom  they  have 
no  right  to  rule  except  the  right  of  force? 

Shall  strong  nations  be  free  to  wrong  weak  nations  and  make 
them  subject  to  their  purpose  and  interest? 

Shall  peoples  be  ruled  and  dominated,  even  in  their  own  internal 
affairs,  by  arbitrary  and  irresponsible  force  or  by  their  own  will 
and  choice  ? 

Shall  there  be  a  common  standard  of  right  and  privilege  for  all 
peoples  and  nations  or  shall  the  strong  do  as  they  will  and  the  weak 
suffer  without  redress  ? 

Shall  the  assertion  of  right  be  haphazard  and  by  casual  alliance 
or  shall  there  be  a  common  concert  to  oblige  the  observance  of 
common  rights  ? 

No  man,  no  group  of  men,  chose  these  to  be  the  issues  of 
the  struggle.  They  are  the  issues  of  it ;  and  they  must  be 
settled  — •  by  no  arrangement  or  compromise  or  adjustment 
of  interests,  but  definitely  and  once  for  all  and  with  a  full  and 
unequivocal  acceptance  of  the  principle  that  the  interest  of 
the  weakest  is  as  sacred  as  the  interest  of  the  strongest. 

This  is  what  we  mean  when  we  speak  of  a  permanent  peace, 
if  we  speak  sincerely,  intelligently,  and  with  a  real  knowledge 
and  comprehension  of  the  matter  we  deal  with. 

We  are  all  agreed  that  there  can  be  no  peace  obtained  by 
any  kind  of  bargain  or  compromise  with  the  Governments 
of  the  Central  Empires,  because  we  have  dealt  with  them 
already  and  have  seen  them  deal  with  other  Governments 
that  were  parties  to  this  struggle,  at  Brest-Litovsk  and 
Bucharest.  They  have  convinced  us  that  they  are  without 
honor  and  do  not  intend  justice.  They  observe  no  covenants, 
.  accept  no  principle  but  force  and  their  own  interest.  We 
cannot  "come  to  terms"  with  them.  They  have  made  it 
impossible.  The  German  people  must  by  this  time  be  fully 
aware  that  we  cannot  accept  the  word  of  those  who  forced 
this  war  upon  us.  We  do  not  think  the  same  thoughts  or 
speak  the  same  language  of  agreement. 


298     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

It  is  of  capital  importance  that  we  should  also  be  explicitly 
agreed  that  no  peace  shall  be  obtained  by  any  kind  of  com- 
promise or  abatement  of  the  principles  we  have  avowed  as 
the  principles  for  which  we  are  fighting.  There  should  exist 
no  doubt  about  that.  I  am,  therefore,  going  to  take  the  lib- 
erty of  speaking  with  the  utmost  frankness  about  the  prac- 
tical implications  that  are  involved  in  it. 

If  it  be  indeed  and  in  truth  the  common  object  of  the 
Governments  associated  against  Germany  and  of  the  nations 
whom  they  govern,  as  I  believe  it  to  be,  to  achieve  by  the 
coming  settlements  a  secure  and  lasting  peace,  it  will  be 
necessary  that  all  who  sit  down  at  the  peace  table  shall  come 
ready  and  willing  to  pay  the  price,  the  only  price,  that  will 
procure  it;  and  ready  and  willing,  also,  to  create  in  some 
virile  fashion  the  only  instrumentality  by  which  it  can  be 
made  certain  that  the  agreements  of  the  peace  will  be  honored 
and  fulfilled. 

That  price  is  impartial  justice  in  every  item  of  the  settle- 
ment, no  matter  whose  interest  is  crossed ;  and  not  only 
impartial  justice,  but  also  the  satisfaction  of  the  several 
peoples  whose  fortunes  are  dealt  with.  That  indispensable 
instrumentality  is  a  League  of  Nations  formed  under  covenants 
that  will  be  efficacious.  Without  such  an  instrumentality, 
by  which  the  peace  of  the  world  can  be  guaranteed,  peace 
will  rest  in  part  upon  the  word  of  outlaws,  and  only  upon 
that  word.  For  Germany  will  have  to  redeem  her  character, 
not  by  what  happens  at  the  peace  table  but  by  what  follows. 
And,  as  I  see  it,  the  constitution  of  that  League  of  Nations 
and  the  clear  definition  of  its  objects  must  be  a  part,  is  in  a 
sense  the  most  essential  part,  of  the  peace  settlement  itself. 
It  cannot  be  formed  now.  If  formed  now,  it  would  be  merely 
a  new  alliance  confined  to  the  nations  associated  against  a 
common  enemy.  It  is  not  likely  that  it  could  be  formed  after 
the  settlement.  It  is  necessary  to  guarantee  the  peace;  and 
the  peace  cannot  be  guaranteed  ,as  an  afterthought.  The 
reason,  to  speak  in  plain  terms  again,  why  it  must  be 


THE  CONDITIONS  OF  PERMANENT  PEACE      299 

guaranteed  is  that  there  will  be  parties  to  the  peace  whose 
promises  have  proved  untrustworthy,  and  means  must  be  found 
in  connection  with  the  peace  settlement  itself  to  remove  that 
source  of  insecurity.  It  would  be  folly  to  leave  the  guarantee 
to  the  subsequent  voluntary  action  of  the  Governments  we 
have  seen  destroy  Russia  and  deceive  Rumania. 

But  these  general  terms  do  not  disclose  the  whole  matter. 
Some  details  are  needed  to  make  them  sound  less  like  a  thesis 
and  more  like  a  practical  program.  These,  then,  are  some  of 
the  particulars,  and  I  state  them  with  the  greater  confidence 
because  I  can  state  them  authoritatively  as  representing 
this  Government's  interpretation  of  its  own  duty  with  regard 
to  peace : 

First.  The  impartial  justice  meted  out  must  involve  no  discrim- 
ination between  those  to  whom  we  wish  to  be  just  and  those  to 
whom  we  do  not  wish  to  be  just.  It  must  be  a  justice  that  plays 
no  favorites  and  knows  no  standard  but  the  equal  rights  of  the 
several  peoples  concerned. 

Second.  No  special  or  separate  interest  of  any  single  nation 
or  any  group  of  nations  can  be  made  the  basis  of  any  part  of  the 
settlement  which  is  not  consistent  with  the  common  interest  of  all. 

Third.  There  can  be  no  leagues  or  alliances  or  special  covenants 
and  understandings  within  the  general  and  common  family  of  the 
League  of  Nations. 

Fourth.  And  more  specifically,  there  can  be  no  special,  selfish 
economic  combinations  within  the  league  and  no  employment  of 
any  form  of  economic  boycott  or  exclusion  except  as  the  power 
of  economic  penalty  by  exclusion  from  the  markets  of  the  world 
may  be  vested  in  the  League  of  Nations  itself  as  a  means  of  disci- 
pline and  control. 

Fifth.  All  international  agreements  and  treaties  of  every  kind 
must  be  made  known  in  their  entirety  to  the  rest  of  the  world. 

Special  alliances  and  economic  rivalries  and  hostilities 
have  been  the  prolific  source  in  the  modern  world  of  the  plans 
and  passions  that  produce  war.  It  would  be  an  insincere 
as  well  as  an  insecure  peace  that  did  not  exclude  them  in 
definite  and  binding  terms. 


300     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

The  confidence  with  which  I  venture  to  speak  for  our  people 
in  these  matters  does  not  spring  from  our  traditions  merely 
and  the  well-known  principles  of  international  action  which 
we  have  always  professed  and  followed.  In  the  same  sentence 
hi  which  I  say  that  the  United  States  will  enter  into  no  special 
arrangements  or  understandings  with  particular  nations  let 
me  say  also  that  the  United  States  is  prepared  to  assume  its 
full  share  of  responsibility  for  the  maintenance  of  the  common 
covenants  and  understandings  upon  which  peace  must  hence- 
forth rest.  We  still  read  Washington's  immortal  warning 
against  "entangling  alliances"  with  full  comprehension  and 
an  answering  purpose.  But  only  special  and  limited  alliances 
entangle ;  and  we  recognize  and  accept  the  duty  of  a  new  day 
in  which  we  are  permitted  to  hope  for  a  general  alliance  which 
will  avoid  entanglements  and  clear  the  air  of  the  world  for 
common  understandings  and  the  maintenance  of  common 
rights. 

I  have  made  this  analysis  of  the  international  situation 
which  the  war  has  created,  not,  of  course,  because  I  doubted 
whether  the  leaders  of  the  great  nations  and  peoples  with 
whom  we  are  associated  were  of  the  same  mind  and  enter- 
tained a  like  purpose,  but  because  the  air  every  now  and  again 
gets  darkened  by  mists  and  groundless  doubtings  and  mis- 
chievous perversions  of  counsel  and  it  is  necessary  once  and 
again  to  sweep  all  the  irresponsible  talk  about  peace  intrigues 
and  weakening  morale  and  doubtful  purpose  on  the  part  of 
those  in  authority  utterly,  and  if  need  be  unceremoniously, 
aside  and  say  things  in  the  plainest  words  that  can  be  found, 
even  when  it  is  only  to  say  over  again  what  has  been  said 
before,  quite  as  plainly  if  in  less  unvarnished  terms. 

As  I  have  said,  neither  I  nor  any  other  man  in  govern- 
mental authority  created  or  gave  form  to  the  issues  of  this 
war.  I  have  simply  responded  to  them  with  such  vision  as  I 
could  command.  But  I  have  responded  gladly  and  with  a 
resolution  that  has  grown  warmer  and  more  confident  as  the 
issues  have  grown  clearer  and  clearer.  It  is  now  plain  that 


THE  CONDITIONS  OF  PERMANENT  PEACE      301 

they  are  issues  which  no  man  can  pervert  unless  it  be  willfully. 
I  am  bound  to  fight  for  them,  and  happy  to  fight  for  them  as 
time  and  circumstance  have  revealed  them  to  me  as  to  all 
the  world.  Our  enthusiasm  for  them  grows  more  and  more 
irresistible  as  they  stand  out  in  more  and  more  vivid  and  un- 
mistakable outline. 

And  the  forces  that  fight  for  them  draw  into  closer  and 
closer  array,  organize  their  millions  into  more  and  more  un- 
conquerable might,  as  they  become  more  and  more  distinct 
to  the  thought  and  purpose  of  the  peoples  engaged.  It  is 
the  peculiarity  of  this  great  war  that  while  statesmen  have 
seemed  to  cast  about  for  definitions  of  their  purpose  and  have 
sometimes  seemed  to  shift  their  ground  and  their  point  of 
view,  the  thought  of  the  mass  of  men,  whom  statesmen  are 
supposed  to  instruct  and  lead,  has  grown  more  and  more  un- 
clouded, more  and  more  certain  of  what  it  is  that  they  are 
fighting  for.  National  purposes  have  fallen  more  and  more 
into  the  background  and  the  common  purpose  of  enlightened 
mankind  has  taken  their  place.  The  counsels  of  plain  men 
have  become  on  all  hands  more  simple  and  straightforward 
and  more  unified  than  the  counsels  of  sophisticated  men  of 
affairs,  who  still  retain  the  impression  that  they  are  playing 
a  game  of  power  and  playing  for  high  stakes.  That  is  why  I 
have  said  that  this  is  a  peoples'  war,  not  a  statesmen's.  States- 
men must  follow  the  clarified  common  thought  or  be  broken. 

I  take  that  to  be  the  significance  of  the  fact  that  assemblies 
and  associations  of  many  kinds  made  up  of  plain  workaday 
people  have  demanded,  almost  every  time  they  came  together, 
and  are  still  demanding,  that  the  leaders  of  their  Govern- 
ments declare  to  them  plainly  what  it  is,  exactly  what  it  is, 
that  they  are  seeking  in  this  war,  and  what  they  think  the 
items  of  the  final  settlement  should  be.  They  are  not  yet 
satisfied  with  what  they  have  been  told.  They  still  seem  to 
fear  that  they  are  getting  what  they  ask  for  only  in  states- 
men's terms,  —  only  in  the  terms  of  territorial  arrangements 
and  divisions  of  power,  and  not  in  terms  of  broad-visioned 


302     THE  NEW  EUROPE  AND  A  LASTING  PEACE 

justice  and  mercy  and  peace  and  the  satisfaction  of  those 
deep-seated  longings  of  oppressed  and  distracted  men  and 
women  and  enslaved  peoples  that  seem  to  them  the  only 
things  worth  fighting  a  war  for  that  engulfs  the  world.  Per- 
haps statesmen  have  not  always  recognized  this  changed 
aspect  of  the  whole  world  of  policy  and  action.  Perhaps  they 
have  not  always  spoken  in  direct  reply  to  the  questions  asked 
because  they  did  not  know  how  searching  those  questions 
were  and  what  sort  of  answers  they  demanded. 

But  I,  for  one,  am  glad  to  attempt  the  answer  again  and 
again,  in  the  hope  that  I  may  make  it  clearer  and  clearer 
that  my  one  thought  is  to  satisfy  those  who  struggle  in  the 
ranks  and  are,  perhaps  above  all  others,  entitled  to  a  reply 
whose  meaning  no  one  can  have  any  excuse  for  misunder- 
standing, if  he  understands  the  language  in  which  it  is  spoken 
or  can  get  some  one  to  translate  it  correctly  into  his  own.  And 
I  believe  that  the  leaders  of  the  Governments  with  which  we 
are  associated  will  speak,  as  they  have  occasion,  as  plainly 
as  I  have  tried  to  speak.  I  hope  that  they  will  feel  free  to  say 
whether  they  think  that  I  am  in  any  degree  mistaken  hi  my 
interpretation  of  the  issues  involved  or  in  my  purpose  with 
regard  to  the  means  by  which  a  satisfactory  settlement  of  those 
issues  may  be  obtained.  Unity  of  purpose  and  of  counsel  are 
as  imperatively  necessary  in  this  war  as  was  unity  of  command 
in  the  battle  field ;  and  with  perfect  unity  of  purpose  and 
counsel  will  come  assurance  of  complete  victory.  It  can  be 
had  in  no  other  way.  " Peace  drives"  can  be  effectively  neu- 
tralized and  silenced  only  by  showing  that  every  victory  of 
the  nations  associated  against  Germany  brings  the  nations 
nearer  the  sort  of  peace  which  will  bring  security  and  re- 
assurance to  all  peoples  and  make  the  recurrence  of  another 
such  struggle  of  pitiless  force  and  bloodshed  forever  impossible, 
and  that  nothing  else  can.  Germany  is  constantly  intimating 
the  "terms"  she  will  accept;  and  always  finds  that  the  world 
does  not  want  terms.  It  wishes  the  final  triumph  of  justice 
and  fair  dealing. 


VI 

FEATURES   OF   AMERICAN   LIFE   AND 
CHARACTER 


NATIONAL  CHARACTERISTICS  AS  MOLDING 
PUBLIC  OPINION 1 

JAMES  BRYCE 

[For  another  selection  by  the  same  author  and  a  biographical  sketch 
see  page  160.] 

As  the  public  opinion  of  a  people  is  even  more  directly 
than  its  political  institutions  the  reflection  and  expression 
of  its  character,  we  may  begin  the  analysis  of  opinion  in 
America  by  noting  some  of  those  general  features  of  national 
character  which  give  tone  and  color  to  the  people's  thoughts 
and  feelings  on  politics.  There  are,  of  course,  varieties  proper 
to  different  classes,  and  to  different  parts  of  the  vast  territory 
of  the  Union ;  but  it  is  well  to  consider  first  such  character- 
istics as  belong  to  the  nation  as  a  whole,  and  afterwards  to 
examine  the  various  classes  and  districts  of  the  country. 
And  when  I  speak  of  the  nation,  I  mean  the  native  Americans. 
What  follows  is  not  applicable  to  the  recent  immigrants  from 
Europe,  and,  of  course,  even  less  applicable  to  the  Southern 
negroes. 

The  Americans  are  a  good-natured  people,  kindly,  helpful 
to  one  another,  disposed  to  take  a  charitable  view  even  of 
wrongdoers.  Their  anger  sometimes  flames  up,  but  the  fire 
is  soon  extinct.  Nowhere  is  cruelty  more  abhorred.  Even 
a  mob  lynching  a  horse  thief  in  the  West  has  consideration 
for  the  criminal,  and  will  give  him  a  good  drink  of  whisky 
before  he  is  strung  up.  Cruelty  to  slaves  was  unusual  while 
slavery  lasted,  the  best  proof  of  which  is  the  quietness  of  the 
slaves  during  the  war  when  all  the  men  and  many  of  the  boys 
of  .the  South  were  serving  in  the  Confederate  armies.  As 

1  From  "The  American  Commonwealth,"  Chapter  LXXX.  Copyright, 
1910,  The  Macmillan  Company.  Reprinted  by  permission. 

305 


306  AMERICAN  LIFE  AND  CHARACTER 

everybody  knows,  juries  are  more  lenient  to  offenses  of  all 
kinds  but  one,  offenses  against  women,  than  they  are  any- 
where in  Europe.  The  Southern  "rebels"  were  soon  for- 
given; and  though  civil  wars  are  proverbially  bitter,  there 
have  been  few  struggles  in  which  the  combatants  did  so  many 
little  friendly  acts  for  one  another,  few  in  which  even  the 
vanquished  have  so  quickly  buried  their  resentments.  It  is 
true  that  newspapers  and  public  speakers  say  hard  things  of 
their  opponents ;  but  this  is  a  part  of  the  game,  and  is  besides 
a  way  of  relieving  their  feelings:  the  bark  is  sometimes  the 
louder  in  order  that  a  bite  may  not  follow.  Vindictiveness 
shown  by  a  public  man  excites  general  disapproval,  and  the 
maxim  of  letting  bygones  be  bygones  is  pushed  so  far  that 
an  offender's  misdeeds  are  often  forgotten  when  they  ought 
to  be  remembered  against  him. 

All  the  world  knows  that  they  are  a  humorous  people. 
They  are  as  conspicuously  the  purveyors  of  humor  to  the 
nineteenth  century  as  the  French  were  the  purveyors  of  wit 
to  the  eighteenth.  Nor  is  this  sense  of  the  ludicrous  side  of 
things  confined  to  a  few  brilliant  writers.  It  is  diffused 
among  the  whole  people;  it  colors  their  ordinary  life,  and 
gives  to  their  talk  that  distinctively  new  flavor  which  a 
European  palate  enjoys.  Their  capacity  for  enjoying  a  joke 
against  themselves  was  oddly  illustrated  at  the  outset  of  the 
Civil  War,  a  time  of  stern  excitement,  by  the  merriment 
which  arose  over  the  hasty  retreat  of  the  Federal  troops  at 
the  battle  of  Bull  Run.  When  William  M.  Tweed  was  ruling 
and  robbing  New  York,  and  had  set  on  the  bench  men  who 
were  openly  prostituting  justice,  the  citizens  found  the  situa- 
tion so  amusing  that  they  almost  forgot  to  be  angry.  Much 
of  President  Lincoln's  popularity,  and  much  also  of  the  gift 
he  showed  for  restoring  confidence  to  the  North  at  the  darkest 
moments  of  the  war,  was  due  to  the  humorous  way  he  used 
to  turn  things,  conveying  the  impression  of  not  being  himself 
uneasy,  even  when  he  was  most  so. 


307 

The  native  Americans  are  an  educated  people,  compared 
with  the  whole  mass  of  the  population  in  any  European 
country  except  Switzerland,  parts  of  Germany,  Norway, 
Iceland,  and  Scotland ;  that  is  to  say,  the  average  of  knowl- 
edge is  higher,  the  habit  of  reading  and  thinking  more  gen- 
erally diffused,  than  in  any  other  country.  They  know  the 
Constitution  of  their  own  country,  they  follow  public  affairs, 
they  join  in  local  government  and  learn  from  it  how  govern- 
ment must  be  carried  on,  and  in  particular  how  discussion 
must  be  conducted  in  meetings,  and  its  results  tested  at  elec- 
tions. The  Town  Meeting  was  for  New  England  the  most 
perfect  school  of  self-government  in  any  modern  country. 
In  villages,  men  used  to  exercise  their  minds  on  theological 
questions,  debating  points  of  Christian  doctrine  with  no 
small  acuteness.  Women,  in  particular,  pick  up  at  the 
public  schools  and  from  the  popular  magazines  far  more 
miscellaneous  information  than  the  women  of  any  European 
country  possess,  and  this  naturally  tells  on  the  intelligence 
of  the  men.  Almost  everywhere  one  finds  women's  clubs 
in  which  literary,  artistic,  and  social  questions  are  discussed, 
and  to  which  men  of  mark  are  brought  to  deliver  lectures. 

That  the  education  of  the  masses  is  nevertheless  a  super- 
ficial education  goes  without  saying.  It  is  sufficient  to  enable 
them  to  think  they  know  something  about  the  great  problems 
of  politics;  insufficient  to  show  them  how  little  they  know. 
The  public  elementary  school  gives  everybody  the  key  to 
knowledge  in  making  reading  and  writing  familiar,  but  it  has 
not  time  to  teach  him  how  to  use  the  key,  whose  use  is  in 
fact,  by  the  pressure  of  daily  work,  almost  confined  to  the 
newspaper  and  the  magazine.  So  we  may  say  that  if  the 
political  education  of  the  average  American  voter  be  com- 
pared with  that  of  the  average  voter  in  Europe,  it  stands 
high;  but  if  it  be  compared  with  the  functions  which  the 
theory  of  the  American  government  lays  on  him,  which  its 
spirit  implies,  which  the  methods  of  its  party  organization 
assume,  its  inadequacy  is  manifest.  This  observation,  however, 


3o8  AMERICAN  LIFE  AND  CHARACTER 

is  not  so  much  a  reproach  to  the  schools,  which  generally 
do  what  English  schools  omit  —  instruct  the  child  in  the  prin- 
ciples of  the  Constitution  —  as  a  tribute  to  the  height  of  the 
ideal  which  the  American  conception  of  popular  rule  sets  up. 
For  the  functions  of  the  citizen  are  not,  as  has  hitherto  been 
the  case  in  Europe,  confined  to  the  choosing  of  legislators, 
who  are  then  left  to  settle  issues  of  policy  and  select  executive 
rulers.  The  American  citizen  is  one  of  the  governors  of  the 
Republic.  Issues  are  decided  and  rulers  selected  by  the  direct 
popular  vote.  Elections  are  so  frequent  that  to  do  his  duty 
at  them  a  citizen  ought  to  be  constantly  watching  public 
affairs  with  a  full  comprehension  of  the  principles  involved 
in  them,  and  a  judgment  of  the  candidates  derived  from  a 
criticism  of  their  arguments  as  well  as  a  recollection  of  their 
past  careers.  The  instruction  received  in  the  common  schools 
and  from  the  newspapers,  and  supposed  to  be  developed  by 
the  practice  of  primaries  and  conventions,  while  it  makes  the 
voter  deem  himself  capable  of  governing,  does  not  fit  him  to 
weigh  the  real  merits  of  statesmen,  to  discern  the  true  grounds 
on  which  questions  ought  to  be  decided,  to  note  the  drift  of 
events  and  discover  the  direction  in  which  parties  are  being 
carried.  He  is  like  the  sailor  who  knows  the  spars  and  ropes 
of  the  ship  and  is  expert  in  working  her,  but  is  ignorant  of 
geography  and  navigation;  who  can  perceive  that  some  of 
the  officers  are  smart  and  others  dull,  but  cannot  judge  which 
of  them  is  qualified  to  use  the  sextant  or  will  best  keep  his 
head  during  a  hurricane. 


Religion  apart,  they  are  an  unreverential  people.  I  do  not 
mean  irreverent,  —  far  from  it ;  nor  do  I  mean  that  they 
have  not  a  great  capacity  for  hero-worship,  as  they  have 
many  a  time  shown.  I  mean  that  they  are  little  disposed, 
especially  in  public  questions  —  political,  economical,  or 
social  —  to  defer  to  the  opinions  of  those  who  are  wiser  or 
better  instructed  than  themselves.  Everything  tends  to 


NATIONAL  CHARACTERISTICS  309 

make  the  individual  independent  and  self-reliant.  He  goes 
early  into  the  world;  he  is  left  to  make  his  way  alone;  he 
tries  one  occupation  after  another,  if  the  first  or  second 
venture  does  not  prosper ;  he  gets  to  think  that  each  man  is 
his  own  best  helper  and  adviser.  Thus  he  is  led,  I  will  not 
say  to  form  his  own  opinions,  for  few  are  those  who  do  that, 
but  to  fancy  that  he  has  formed  them,  and  to  feel  little  need 
of  aid  from  others  towards  correcting  them.  There  is,  there- 
fore, less  disposition  than  in  Europe  to  expect  light  and  lead- 
ing on  public  affairs  from  speakers  and  writers.  Oratory  is 
not  directed  towards  instruction,  but  towards  stimulation. 
Special  knowledge,  which  commands  deference  in  applied 
science  or  in  finance,  does  not  command  it  in  politics,  be- 
cause that  is  not  deemed  a  special  subject,  but  one  within 
the  comprehension  of  every  practical  man.  Politics  is,  to  be 
sure,  a  profession,  and  so  far  might  seem  to  need  pro- 
fessional aptitudes.  But  the  professional  politician  is  not 
the  man  who  has  studied  statesmanship,  but  the  man  who 
has  practiced  the  art  of  running  conventions  and  winning 
elections. 

Even  that  strong  point  of  America,  the  completeness  and 
highly  popular  character  of  local  government,  contributes 
to  lower  the  standard  of  attainment  expected  in  a  public 
man,  because  the  citizens  judge  of  all  politics  by  the  politics 
they  see  first  and  know  best,  —  those  of  their  township  or  city, 
—  and  fancy  that  he  who  is  fit  to  be  selectman,  or  county 
commissioner,  or  alderman,  is  fit  to  sit  in  the  great  council  of 
the  nation.  Like  the  shepherd  in  Virgil,  they  think  the  only 
difference  between  their  town  and  Rome  is  in  its  size,  and 
believe  that  what  does  for  Lafayetteville  will  do  well  enough 
for  Washington.  Hence  when  a  man  of  statesmanlike  gifts 
appears,  he  has  little  encouragement  to  take  a  high  and 
statesmanlike  tone,  for  his  words  do  not  necessarily  receive 
weight  from  his  position.  He  fears  to  be  instructive  or  horta- 
tory, lest  such  an  attitude  should  expose  him  to  ridicule; 
and  in  America  ridicule  is  a  terrible  power.  Nothing  escapes 


310  AMERICAN  LIFE  AND  CHARACTER 

it.   Few  have  the  courage  to  face  it.   In  the  indulgence  of 
it  even  this  humane  race  can  be  unfeeling. 


They  are  a  commercial  people,  whose  point  of  view  is 
primarily  that  of  persons  accustomed  to  reckon  profit  and 
loss.  Their  impulse  is  to  apply  a  direct  practical  test  to  men 
and  measures,  to  assume  that  the  men  who  have  got  on  fastest 
are  the  smartest  men,  and  that  a  scheme  that  seems  to  pay 
well  deserves  to  be  supported.  Abstract  reasonings  they  dis- 
like, subtle  reasonings  they  suspect;  they  accept  nothing 
as  practical  which  is  not  plain,  downright,  apprehensible  by 
an  ordinary  understanding.  Although  open-minded,  so  far 
as  willingness  to  listen  goes,  they  are  hard  to  convince,  be- 
cause they  have  really  made  up  their  minds  on  most  subjects, 
having  adopted  the  prevailing  notions  of  their  locality  or 
party  as  truths  due  to  their  own  reflection. 

They  are  an  unsettled  people.  In  no  State  of  the  Union 
is  the  bulk  of  the  population  so  fixed  in  its  residence  as  every- 
where in  Europe;  in  some  it  is  almost  nomadic.  Except  in 
the  more  stagnant  parts  of  the  South,  nobody  feels  rooted  to 
the  soil.  Here  to-day  and  gone  to-morrow,  he  cannot  readily 
contract  habits  of  trustful  dependence  on  his  neighbors. 
Community  of  interest,  or  of  belief  in  such  a  cause  as  temper- 
ance, or  protection  for  native  industry,  unites  him  for  a  time 
with  others  similarly  minded ;  but  congenial  spirits  seldom  live 
long  enough  together  to  form  a  school  or  type  of  local  opinion 
which  develops  strength  and  becomes  a  proselytizing  force. 
Perhaps  this  tends  to  prevent  the  growth  of  variety  of  opinion. 
When  a  man  arises  with  some  power  of  original  thought  in 
politics,  he  is  feeble  if  isolated,  and  is  depressed  by  his  in- 
significance, whereas  if  he  grows  up  in  favorable  soil  with 
sympathetic  minds  around  him,  whom  he  can  in  prolonged 
intercourse  permeate  with  his  ideas,  he  learns  with  con- 
fidence and  soars  on  the  wings  of  his  disciples.  One  who 
considers  the  variety  of  conditions  under  which  men  live 


NATIONAL  CHARACTERISTICS  311 

in  America  may  certainly  find  ground  for  surprise  that  there 
should  be  so  few  independent  schools  of  opinion. 

But  even  while  an  unsettled,  they  are  nevertheless  an 
associative,  because  a  sympathetic  people.  Although  the 
atoms  are  in  constant  motion,  they  have  a  strong  attraction 
for  one  another.  Each  man  catches  his  neighbor's  sentiment 
more  quickly  and  easily  than  happens  with  the  English. 
That  sort  of  reserve  and  isolation,  that  tendency  to  repel 
rather  than  to  invite  confidence,  which  foreigners  attribute 
to  the  Englishman,  though  it  belongs  rather  to  the  upper  and 
middle  class  than  to  the  nation  generally,  is,  though  not 
absent,  yet  less  marked  in  America.  It  seems  to  be  one  of 
the  notes  of  difference  between  the  two  branches  of  the  race. 
In  the  United  States,  since  each  man  likes  to  feel  that  his 
ideas  raise  in  other  minds  the  same  emotions  as  in  his  own, 
a  sentiment  or  impulse  is  rapidly  propagated  and  quickly 
conscious  of  its  strength.  Add  to  this  the  aptitude  for  or- 
ganization which  their  history  and  institutions  have  educed, 
and  one  sees  how  the  tendency  to  form  and  the  talent  to  work 
combinations  for  a  political  or  any  other  object  has  become 
one  of  the  great  features  of  the  country.  Hence,  too,  the 
immense  strength  of  party.  It  rests  not  only  on  interest  and 
habit  and  the  sense  of  its  value  as  a  means  of  working  the 
government,  but  also  on  the  sympathetic  element  and  in- 
stinct of  combination  ingrained  in  the  national  character. 

They  are  a  changeful  people.  Not  fickle,  for  they  are  if 
anything  too  tenacious  of  ideas  once  adopted,  too  fast  bound 
by  party  ties,  too  willing,  to  pardon  the  errors  of  a  cherished 
leader.  But  they  have  what  chemists  call  low  specific  heat; 
they  grow  warm  suddenly  and  cool  as  suddenly;  they  are 
liable  to  swift  and  vehement  outbursts  of  feeling  which  rush 
like  wildfire  across  the  country,  gaining  glow,  like  the  wheel 
of  a  railway  car,  by  the  accelerated  motion.  The  very  simi- 
larity of  ideas  and  equality  of  conditions  which  makes  them 
hard  to  convince  at  first  makes  a  conviction  once  implanted 
run  its  course  the  more  triumphantly.  They  seem  all  to  take 


312  AMERICAN  LIFE  AND  CHARACTER 

flame  at  once,  because  what  has  told  upon  one,  has  told  in 
the  same  way  upon  all  the  rest,  and  the  obstructing  and  sepa- 
rating barriers  which  exist  in  Europe  scarcely  exist  here. 
Nowhere  is  the  saying  so  applicable  that  nothing  succeeds 
like  success.  The  native  American  or  so-called  Know-Nothing 
party  had  in  two  years  from  its  foundation  become  a  tre- 
mendous force,  running,  and  seeming  for  a  time  likely  to 
carry,  its  own  presidential  candidate.  In  three  years  more 
it  was  dead  without  hope  of  revival.  Now  and  then,  as  for 
instance  in  the  elections  of  1874-1875,  and  again  in  those  of 
1890,  there  comes  a  rush  of  feeling  so  sudden  and  tre- 
mendous, that  the  name  of  Tidal  Wave  has  been  invented 
to  describe  it. 

After  this  it  may  seem  a  paradox  to  add  that  the  Americans 
are  a  conservative  people.  Yet  any  one  who  observes  the 
power  of  habit  among  them,  the  tenacity  with  which  old 
institutions  and  usages,  legal  and  theological  formulas,  have 
been  clung  to,  will  admit  the  fact.  Moreover,  prosperity 
helps  to  make  them  conservative.  They  are  satisfied  with 
the  world  they  live  in,  for  they  have  found  it  a  good  world, 
in  which  they  have  grown  rich  and  can  sit  under  their  own 
vine  and  fig  tree,  none  making  them  afraid.  They  are  proud 
of  their  history  and  of  their  Constitution,  which  has  come  out 
of  the  furnace  of  civil  war  with  scarcely  the  smell  of  fire  upon 
it.  It  is  little  to  say  that  they  do  not  seek  change  for  the  sake 
of  change,  because  the  nations  that  do  this  exist  only  in  the 
fancy  of  alarmist  philosophers.  There  are  nations,  however, 
whose  impatience  of  existing  evils,  or  whose  proneness  to  be 
allured  by  visions  of  a  brighter  future,  makes  them  under- 
estimate the  risk  of  change,  nations  that  will  pull  up  the 
plant  to  see  whether  it  has  begun  to  strike  root.  This  is  not 
the  way  of  the  Americans.  They  are  no  doubt  ready  to  listen 
to  suggestions  from  any  quarter.  They  do  not  consider  that 
an  institution  is  justified  by  its  existence,  but  admit  every- 
thing to  be  matter  for  criticism.  Their  keenly  competitive 
spirit  and  pride  in  their  own  ingenuity  have  made  them 


NATIONAL  CHARACTERISTICS  313 

quicker  than  any  other  people  to  adopt  and  adapt  inven- 
tions :  telephones  were  in  use  in  every  little  town  over  the 
West,  while  in  the  city  of  London  men  were  just  beginning 
to  wonder  whether  they  could  be  made  to  pay.  The  Ameri- 
cans have  doubtless  of  late  years  become,  especially  in  the 
West,  an  experimental  people,  so  far  as  politics  and  social 
legislation  are  concerned.  Yet  there  is  also  a  sense  in  which 
they  are  at  bottom  a  conservative  people,  in  virtue  both  of 
the  deep  instincts  of  their  race  and  of  that  practical  shrewd- 
ness which  recognizes  the  value  of  permanence  and  solidity 
in  institutions.  They  are  conservative  in  their  fundamental 
beliefs,  in  the  structure  of  their  governments,  in  their  social 
and  domestic  usages.  They  are  like  a  tree  whose  pendulous 
shoots  quiver  and  rustle  with  the  lightest  breeze,  while  its 
roots  enfold  the  rock  with  a  grip  which  storms  cannot  loosen. 


CONTRIBUTIONS    OF   THE   WEST   TO    AMERICAN 
DEMOCRACY1 

FREDERICK  J.  TURNER 

[Frederick  J.  Turner  (1861-  )  was  educated  at  the  University  of 
Wisconsin  and  at  Johns  Hopkins,  and  from  1889  to  1910  was  connected 
with  the  former  as  instructor  and  professor  of  history.  Since  then  he  has 
been  Professor  of  History  in  Harvard  University.  He  is  best  known  for 
his  studies  of  Western  history,  among  these  being  the  present  essay 
and  "The  Rise  of  the  New  West"  (1906)  in  the  American  Nation  series. 
Nowhere  can  a  better  presentation  of  the  characteristic  features  of  West- 
ern democracy  and  its  various  problems  be  found  than  in  the  essay  from 
which  the  historical  review  below  has  been  taken.] 

...  It  is  to  changes  in  the  economic  and  social  life  of  a 
people  that  we  must  look  for  the  forces  that  ultimately  create 
and  modify  organs  of  political  action.  ...  In  dealing  with 
Western  contributions  to  democracy,  it  is  essential  that  the 
considerations  which  have  just  been  mentioned  should  be  kept 
in  mind.  Whatever  these  contributions  may  have  been,  we 
find  ourselves  at  the  present  time  in  an  era  of  such  profound 
economic  and  social  transformation  as  to  raise  the  question  of 
the  effect  of  these  changes  upon  the  democratic  institutions 
of  the  United  States.  Within  a  decade  four  marked  changes 
have  occurred  in  our  National  development :  taken  together 
they  constitute  a  revolution. 

First,  there  is  the  exhaustion  of  the  supply  of  free  land  and 
the  closing  of  the  movement  of  Western  advance  as  an  effec- 
tive factor  in  American  development.  ...  In  the  second 
place,  contemporaneously  with  this  there  has  been  such  a 
concentration  of  capital  in  the  control  of  fundamental  indus- 
tries as  to  make  a  new  epoch  in  the  economic  development 
1  From  A  tlantic  Monthly,  January,  1903.  Reprinted  by  permission. 


CONTRIBUTIONS  TO  AMERICAN  DEMOCRACY     315 

of  the  United  States.  ...  A  third  phenomenon  ...  is  the 
expansion  of  the  United  States  politically  and  commercially 
into  lands  beyond  the  seas.  .  .  .  And  fourth,  the  political 
parties  of  the  United  States  now  tend  to  divide  on  issues  that 
involve  the  question  of  Socialism. 


Jefferson  was  the  first  prophet  of  American  democracy,  and 
when  we  analyze  the  essential  features  of  his  gospel,  it  is  clear 
that  the  Western  influence  was  the  dominant  element.  Jef- 
ferson himself  was  born  in  the  frontier  region  of  Virginia,  on 
the  edge  of  the  Blue  Ridge,  in  the  middle  of  the  eighteenth 
century.  His  father  was  a  pioneer.  Jefferson's  Notes  on 
Virginia  reveal  clearly  his  conception  that  democracy  should 
have  an  agricultural  basis,  and  that  manufacturing  develop- 
ment and  city  life  were  dangerous  to  the  purity  of  the  body 
politic.  Simplicity  and  economy  in  government,  the  right  of 
revolution,  the  freedom  of  the  individual,  the  belief  that  those 
who  win  the  vacant  lands  are  entitled  to  shape  their  own 
government  in  their  own  way,  these  are  all  parts  of  the  plat- 
form of  political  principles  to  which  he  gave  his  adhesion, 
and  they  are  all  elements  eminently  characteristic  of  the 
Western  democracy  into  which  he  was  born.  In  the  period  of 
the  Revolution  he  had  brought  in  a  series  of  measures  which 
tended  to  throw  the  power  of  Virginia  into  the  hands  of  the 
settlers  in  the  interior  rather  than  of  the  coastwise  aristocracy. 
The  repeal  of  the  laws  of  entail  and  primogeniture  would  have 
destroyed  the  great  estates  on  which  the  planting  aristocracy 
based  its  power.  The  abolition  of  the  established  church 
would  still  further  have  diminished  the  influence  of  the  coast- 
wise party  in  favor  of  the  dissenting  sects  of  the  interior. 
His  scheme  of  general  public  education  reflected  the  same 
tendency,  and  his  demand  for  the  abolition  of  slavery  was 
characteristic  of  a  representative  of  the  West  rather  than  of  the 
old-time  aristocracy  of  the  coast.  His  sympathy  with  Western 
expansion  culminated  in  the  Louisiana  Purchase.  In  a  word, 


316  AMERICAN  LIFE  AND  CHARACTER 

the  tendencies  of  Jefferson's  legislation  were  to  replace  the 
dominance  of  the  planting  aristocracy  by  the  dominance  of 
the  interior  class,  which  had  sought  in  vain  to  achieve  its 
liberties  in  the  period  of  Bacon's  rebellion. 

Nevertheless,  Thomas  Jefferson  was  the  John  the  Baptist 
of  democracy,  not  its  Moses.  Only  with  the  slow  setting  of 
the  tide  of  settlement  farther  and  farther  toward  the  interior 
did  the  democratic  influence  grow  strong  enough  to  take 
actual  possession  of  the  government.  The  period  from  1800 
to  1820  saw  a  steady  increase  in  these  tendencies.  The  estab- 
lished classes  of  New  England  and  the  South  began  to  take 
alarm.  Perhaps  no  better  illustration  of  the  apprehensions  of 
the  old-time  Federal  conservative  can  be  given  than  these 
utterances  of  President  D wight,  of  Yale  College,  in  the  book  of 
travels  which  he  published  in  that  period : 

The  class  of  pioneers  cannot  live  in  regular  society.  They  are 
too  idle,  too  talkative,  too  passionate,  too  prodigal,  and  too  shift- 
less to  acquire  either  property  or  character.  They  are  impatient 
of  the  restraints  of  law,  religion,  and  morality,  and  grumble  about 
the  taxes  by  which  the  Rulers,  Ministers,  and  Schoolmasters  are 
supported. 

After  exposing  the  injustice  of  the  community  in  neglecting  to 
invest  persons  of  such  superior  merit  in  public  offices,  in  many  an 
eloquent  harangue  uttered  by  many  a  kitchen  fire,  in  every  black- 
smith shop,  in  every  corner  of  the  streets,  and  finding  all  their  ef- 
forts vain,  they  become  at  length  discouraged,  and  under  the  pres- 
sure of  poverty,  the  fear  of  the  gaol,  and  consciousness  of  public 
contempt,  leave  their  native  places  and  betake  themselves  to  the 
wilderness. 

Such  was  a  conservative's  impression  of  that  pioneer 
movement  of  New  England  colonists  who  had  spread  up  the 
valley  of  the  Connecticut  into  New  Hampshire,  Vermont, 
and  western  New  York  in  the  period  of  which  he  wrote, 
and  who  afterwards  went  on  to  possess  the  Northwest.  New 
England  Federalism  looked  with  a  shudder  at  the  democratic 
ideas  of  those  who  refused  to  recognize  the  established  order. 


CONTRIBUTIONS  TO  AMERICAN  DEMOCRACY     317 

But  in  that  period  there  came  into  the  Union  a  sisterhood  of 
frontier  states  —  Ohio,  Indiana,  Illinois,  Missouri  —  with 
provisions  for  the  franchise  that  brought  in  complete  de- 
mocracy. Even  the  newly  created  states  of  the  Southwest 
showed  the  same  tendency.  The  wind  of  democracy  blew  so 
strongly  from  the  West,  that  even  in  the  older  states  of  New 
York,  Massachusetts,  Connecticut,  and  Virginia  conventions 
were  called,  which  liberalized  their  constitutions  by  strength- 
ening the  democratic  basis  of  the  state.  In  the  same  time  the 
labor  population  of  the  cities  began  to  assert  its  power  and 
its  determination  to  share  in  government.  Of  this  frontier 
democracy  which  now  took  possession  of  the  nation,  Andrew 
Jackson  was  the  very  personification.  He  was  born  in  the  back- 
woods of  the  Carolinas  in  the  midst  of  the  turbulent  democ- 
racy that  preceded  the  Revolution,  and  he  grew  up  in  the 
frontier  state  of  Tennessee.  In  the  midst  of  this  region  of 
personal  feuds  and  frontier  ideals  of  law,  he  quickly  rose  to 
leadership.  The  appearance  of  this  frontiersman  on  the  floor 
of  Congress  was  an  omen  full  of  significance.  He  reached 
Philadelphia  at  the  close  of  Washington's  administration, 
having  ridden  on  horseback  nearly  eight  hundred  miles  to 
his  destination.  Gallatin,  himself  a  Western  man,  describes 
Jackson  as  he  entered  the  halls  of  Congress:  "A  tall,  lank, 
uncouth-looking  personage,  with  long  locks  of  hair  hanging 
over  his  face  and  a  cue  down  his  back  tied  in  an  eel  skin ;  his 
dress  singular ;  his  manners  those  of  a  rough  backwoodsman." 
And  Jefferson  testified :  "  When  I  was  president  of  the  Senate 
he  was  a  senator,  and  he  could  never  speak  on  account  of  the 
rashness  of  his  feelings.  I  have  seen  him  attempt  it  repeatedly 
and  as  often  choke  with  rage."  At  last  the  frontier  in  the 
person  of  its  typical  man  had  found  a  place  in  the  government. 
This  six-foot  backwoodsman,  with  blue  eyes  that  could  blaze 
on  occasion,  this  choleric,  impetuous,  self-willed  Scotch-Irish 
leader  of  men,  this  expert  duelist,  and  ready  fighter,  this 
embodiment  of  the  tenacious,  vehement,  personal  West,  was 
in  politics  to  stay.  The  frontier  democracy  of  that  time  had 


the  instincts  of  the  clansman  in  the  days  of  Scotch  border 
warfare.  Vehement  and  tenacious  as  the  democracy  was, 
strenuously  as  each  man  contended  with  his  neighbor  for  the 
spoils  of  the  new  country  that  opened  before  them,  they  all 
had  respect  for  the  man  who  best  expressed  their  aspirations 
and  their  ideas.  Every  community  had  its  hero.  In  the  war 
of  1812  and  the  subsequent  Indian  fighting  Jackson  made 
good  his  claim,  not  only  to  the  loyalty  of  the  people  of  Ten- 
nessee, but  of  the  whole  West,  and  even  of  the  nation.  He  had 
the  essential  traits  of  the  Kentucky  and  Tennessee  frontier. 
It  was  a  frontier  free  from  the  influence  of  European  ideas  and 
institutions.  The  men  of  the  "Western  World"  turned  their 
backs  upon  the  Atlantic  Ocean,  and  with  grim  energy  and 
self-reliance  began  to  build  up  a  society  free  from  the  domi- 
nance of  ancient  forms. 

The  Westerner  defended  himself  and  resented  governmental 
restrictions.  The  duel  and  the  blood-feud  found  congenial 
soil  in  Kentucky  and  Tennessee.  The  idea  of  the  personality 
of  law  was  often  dominant  over  the  organized  machinery  of 
justice.  That  method  was  best  which  was  most  direct  and 
effective.  The  backwoodsman  was  intolerant  of  men  who 
split  hairs,  or  scrupled  over  the  method  of  reaching  the  right. 
In  a  word,  the  unchecked  development  of  the  individual  was 
the  significant  product  of  this  frontier  democracy.  It  sought 
rather  to  express  itself  by  choosing  a  man  of  the  people  than 
by  the  formation  of  elaborate  governmental  institutions.  It 
was  because  Andrew  Jackson  personified  these  essential  West- 
ern traits  that  in  his  presidency  he  became  the  idol  and  the 
mouthpiece  of  the  popular  will.  In  his  assaults  upon  the 
bank  as  an  engine  of  aristocracy,  and  in  his  denunciation  of 
nullification,  he  went  directly  to  his  object  with  the  ruthless 
energy  of  a  frontiersman.  For  formal  law  and  the  subtleties 
of  state  sovereignty  he  had  the  contempt  of  a  backwoodsman. 
Nor  is  it  without  significance  that  this  typical  man  of  the  new 
democracy  will  always  be  associated  with  the  triumph  of  the 


CONTRIBUTIONS  TO  AMERICAN  DEMOCRACY     319 

spoils  system  in  national  politics.  To  the  new  democracy  of 
the  West,  office  was  an  opportunity  to  exercise  natural  rights 
as  an  equal  citizen  of  the  community.  Rotation  hi  office 
served  not  simply  to  allow  the  successful  man  to  punish  his 
enemies  and  reward  his  friends,  but  it  also  furnished  the  train- 
ing in  the  actual  conduct  of  political  affairs  which  every 
American  claimed  as  his  birthright.  Only  in  a  primitive 
democracy  of  the  type  of  the  United  States  in  1830  could  such 
a  system  have  existed  without  the  ruin  of  the  state.  National 
government  in  that  period  was  no  complex  and  nicely  adjusted 
machine,  and  the  evils  of  the  system  were  long  in  making 
themselves  fully  apparent. 

The  triumph  of  Andrew  Jackson  marked  the  end  of  the  old 
era  of  trained  statesmen  for  the  presidency.  With  him  began 
the  era  of  the  popular  hero.  Even  Martin  Van  Buren,  whom 
we  think  of  in  connection  with  the  East,  was  born  in  a  log 
house  under  conditions  that  were  not  unlike  parts  of  the  older 
West.  Harrison  was  the  hero  of  the  Northwest,  as  Jackson 
had  been  of  the  Southwest.  Polk  was  a  typical  Tennesseean, 
eager  to  expand  the  nation,  and  Zachary  Taylor  was  what 
Webster  called  a  "frontier  colonel."  During  the  period  that 
followed  Jackson  power  passed  from  the  region  of  Kentucky 
and  Tennessee  to  the  border  of  the  Mississippi.  The  natural 
democratic  tendencies  that  had  earlier  shown  themselves  in  the 
Gulf  States  were  destroyed,  however,  by  the  spread  of  cotton 
culture  and  the  development  of  great  plantations  in  that  re- 
gion. What  had  been  typical  of  the  democracy  of  the  Revo- 
lutionary frontier  and  of  the  frontier  of  Andrew  Jackson 
was  now  to  be  seen  in  the  states  between  the  Ohio  and  the 
Mississippi.  As  Andrew  Jackson  is  the  typical  democrat  of 
the  former  region,  so  Abraham  Lincoln  is  the  very  embodiment 
of  the  pioneer  period  of  the  old  Northwest.  Indeed,  he  is  the 
embodiment  of  the  democracy  of  the  West.  How  can  one 
speak  of  him  except  in  the  words  of  Lowell's  great  Com- 
memoration Ode : 


320  AMERICAN  LIFE  AND  CHARACTER 

For  him  her  Old- World  molds  aside  she  threw, 
And,  choosing  sweet  clay  from  the  breast 

Of  the  unexhausted  West, 
With  stuff  untainted  shaped  a  hero  new, 
Wise,  steadfast  in  the  strength  of  God,  and  true. 

His  was  no  lonely  mountain-peak  of  mind, 
Thrusting  to  thin  air  o'er  our  cloudy  bars, 
A  sea-mark  now,  now  lost  in  vapors  blind ; 
Broad  prairie  rather,  genial,  level-lined, 
Fruitful  and  friendly  for  all  human  kind, 
Yet  also  nigh  to  heaven  and  loved  of  loftiest  stars. 
Nothing  of  Europe  here, 

New  birth  of  our  new  soil,  the  first  American. 

The  pioneer  life  from  which  Lincoln  came  differed  in  impor- 
tant respects  from  the  frontier  democracy  typified  by  Andrew 
Jackson.  Jackson's  democracy  was  contentious,  individualis- 
tic, and  it  sought  the  ideal  of  local  self-government  and  expan- 
sion. Lincoln  represents  rather  the  pioneer  folk  who  entered 
the  forest  of  the  great  Northwest  to  chop  out  a  home,  to  build 
up  their  fortunes  in  the  midst  of  a  continually  ascending 
industrial  movement.  In  the  democracy  of  the  Southwest, 
industrial  development  and  city  life  were  only  minor  factors, 
but  to  the  democracy  of  the  Northwest  they  were  its  very  life. 
To  widen  the  area  of  the  clearing,  to  contend  with  one  another 
for  the  mastery  of  the  industrial  resources  of  the  rich  provinces, 
to  struggle  for  a  place  in  the  ascending  movement  of  society, 
to  transmit  to  one's  offspring  the  chance  for  education,  for 
industrial  betterment,  for  the  rise  in  life  which  the  hardships 
of  the  pioneer  existence  denied  to  the  pioneer  himself ,  these 
were  some  of  the  ideals  of  the  region  to  which  Lincoln  came. 
The  men  were  commonwealth  builders,  industry  builders. 
Whereas  the  type  of  hero  in  the  Southwest  was  militant,  in 
the  Northwest  he  was  industrial.  It  was  in  the  midst  of  these 
"plain  people,"  as  he  loved  to  call  them,  that  Lincoln  grew 


CONTRIBUTIONS  TO  AMERICAN  DEMOCRACY     321 

to  manhood.  As  Emerson  says  :  "He  is  the  true  history  of  the 
American  people  in  his  tune."  The  years  of  his  early  life  were 
the  years  when  the  democracy  of  the  Northwest  came  into 
struggle  with  the  institution  of  slavery  that  threatened  to 
forbid  the  expansion  of  the  democratic  pioneer  life  in  the  West. 
In  President  Eliot's  essay  on  Five  American  Contributions 
to  Civilization  he  instances  as  one  of  the  supreme  tests  of 
American  democracy  its  attitude  upon  the  question  of  slavery. 
But  if  democracy  chose  wisely  and  worked  effectively  toward 
the  solution  of  this  problem,  it  must  be  remembered  that 
Western  democracy  took  the  lead.  The  rail-splitter  himself 
became  the  nation's  President  in  that  fierce  time  of  struggle, 
and  the  armies  of  the  woodsmen  and  pioneer  farmers  recruited 
in  the  old  Northwest,  under  the  leadership  of  Sherman  and  of 
Grant,  made  free  the  Father  of  Waters,  marched  through 
Georgia,  and  helped  to  force  the  struggle  to  a  conclusion  at 
Appomattox.  The  free  pioneer  democracy  struck  down  slave- 
holding  aristocracy  on  its  march  to  the  West. 

The  last  chapter  in  the  development  of  Western  democracy 
is  the  one  that  deals  with  its  conquest  over  the  vast  spaces 
of  the  new  West.  At  each  new  stage  of  Western  development, 
the  people  have  had  to  grapple  with  larger  areas,  with  vaster 
combinations.  The  little  colony  of  Massachusetts  veterans 
that  settled  at  Marietta  received  a  land  grant  as  large  as  the 
state  of  Rhode  Island.  The  band  of  Connecticut  pioneers  that 
followed  Moses  Cleaveland  to  the  Connecticut  Reserve 
occupied  a  region  as  large  as  the  parent  state.  The  area  which 
settlers  of  New  England  stock  occupied  on  the  prairies  of 
northern  Illinois  surpassed  the  combined  area  of  Massa- 
chusetts, Connecticut,  and  Rhode  Island.  Men  who  had  been 
accustomed  to  the  narrow  valleys  and  the  little  towns  of  the 
East  found  themselves  out  on  the  boundless  spaces  of  the 
West  dealing  with  units  of  such  magnitude  as  dwarfed  their 
former  experience.  The  Great  Lakes,  the  prairies,  the  Great 
Plains,  the  Rocky  Mountains,  the  Mississippi  and  the  Missouri, 
furnished  new  standards  of  measurement  for  the  achievement 


322  AMERICAN  LIFE  AND  CHARACTER 

of  this  industrial  democracy.  Individualism  began  to  give 
way  to  cooperation  and  to  governmental  activity.  Even 
in  the  earlier  days  of  the  democratic  conquest  of  the  wilderness, 
demands  had  been  made  upon  the  government  for  support 
in  internal  improvements,  but  this  new  West  showed  a  grow- 
ing tendency  to  call  to  its  assistance  the  powerful  arm  of 
national  authority.  In  the  period  since  the  Civil  War,  the  vast 
public  domain  has  been  donated  to  the  individual  farmer,  to 
states  for  education,  to  railroads  for  the  construction  of  trans- 
portation lines.  Moreover,  with  the  advent  of  democracy  in 
the  last  fifteen  years  upon  the  Great  Plains,  new  physical 
conditions  have  presented  themselves  which  have  accelerated 
the  social  tendency  of  Western  democracy.  The  pioneer 
farmer  of  the  days  of  Lincoln  could  place  his  family  on  the 
flatboat,  strike  into  the  wilderness,  cut  out  his  clearing,  and 
with  little  or  no  capital  go  on  to  the  achievement  of  industrial 
independence.  Even  the  homesteader  on  the  Western  prairies 
found  it  possible  to  work  out  a  similar  independent  destiny, 
although  the  factor  of  transportation  made  a  serious  and 
increasing  impediment  to  the  free  working  out  of  his  individual 
career.  But  when  the  arid  lands  and  the  mineral  resources  of 
the  far  West  were  reached,  no  conquest  was  possible  by  the 
old  individual  pioneer  methods.  Here  expensive  irrigation 
works  must  be  constructed,  cooperative  activity  was  demanded 
in  utilization  of  the  water  supply,  capital  beyond  the  reach 
of  the  small  farmer  was  required.  In  a  word,  the  physiographic 
province  itself  decreed  that  the  destiny  of  this  new  frontier 
should  be  social  rather  than  individual. 

Magnitude  of  social  achievement  is  the  watchword  of  the 
democracy  since  the  Civil  War.  From  petty  towns  built  in 
the  marshes,  cities  arose  whose  greatness  and  industrial  power 
are  the  wonder  of  our  time.  The  conditions  were  ideal  for  the 
production  of  captains  of  industry.  The  old  democratic  admi- 
ration for  the  self-made  man,  its  old  deference  to  the  rights  of 
competitive  individual  development,  together  with  the  stu- 
pendous natural  resources  that  opened  to  the  conquest  of  the 


CONTRIBUTIONS  TO  AMERICAN  DEMOCRACY     323 

keenest  and  the  strongest,  gave  such  conditions  of  mobility 
as  enabled  the  development  of  the  vast  industries  which  in 
our  own  decade  have  marked  the  West. 

Thus,  in  brief,  have  been  outlined  the  larger  phases  of  the 
development  of  Western  democracy  in  the  different  areas 
which  it  has  conquered.  There  has  been  a  steady  development 
of  the  industrial  ideal,  and  a  steady  increase  of  the  social 
tendency,  in  this  later  movement  of  Western  democracy. 
While  the  individualism  of  the  frontier,  so  prominent  in  the 
earliest  days  of  Western  advance,  has  been  preserved  as  an 
ideal,  more  and  more  these  individuals  struggling  each  with 
the  other,  dealing  with  vaster  and  vaster  areas,  with  larger 
and  larger  problems,  have  found  it  necessary  to  combine  under 
the  leadership  of  the  strongest.  This  is  the  explanation  of 
the  rise  of  those  preeminent  captains  of  industry  whose  genius 
has  concentrated  capital  to  control  the  fundamental  resources 
of  the  nation.  If  now,  in  the  way  of  recapitulation,  we  try 
to  pick  out  from  the  influences  that  have  gone  to  the  making 
of  Western  democracy  the  factors  which  constitute  the  net 
result  of  this  movement,  we  shall  have  to  mention  at  least 
the  following : 

Most  important  of  all  has  been  the  fact  that  an  area  of  free 
land  has  continually  lain  on  the  western  border  of  the  settled 
area  of  the  United  States.  Whenever  social  conditions  tended 
to  crystallize  in  the  East,  whenever  capital  tended  to  press 
upon  labor  or  political  restraints  to  impede  the  freedom  of 
the  mass,  there  was  this  gate  of  escape  to  the  free  conditions 
of  the  frontier.  These  free  lands  promoted  individualism, 
economic  equality,  freedom  to  rise,  democracy.  Men  would 
not  accept  inferior  wages  and  a  permanent  position  of  social 
subordination  when  this  promised  land  of  freedom  and  equality 
was  theirs  for  the  taking.  Who  would  rest  content  under 
oppressive  legislative  conditions  when  with  a  slight  effort  he 
might  reach  a  land  wherein  to  become  a  co-worker  in  the 
building  of  free  cities  and  free  states  on  the  lines  of  his  own 
ideal?  In  a  word,  then,  free  lands  meant  free  opportunities. 


324  AMERICAN  LIFE  AND  CHARACTER 

Their  existence  has  differentiated  the  American  democracy 
from  the  democracies  which  have  preceded  it,  because  ever 
as  democracy  in  the  East  took  the  form  of  a  highly  specialized 
and  complicated  industrial  society,  in  the  West  it  kept  in 
touch  with  primitive  conditions,  and  by  action  and  reaction 
these  two  forces  have  shaped  our  history. 

In  the  next  place,  these  free  lands  and  this  treasury  of 
industrial  resources  have  existed  over  such  vast  spaces  that 
they  have  demanded  of  democracy  increasing  spaciousness 
of  design  and  power  of  execution.  Western  democracy  is  con- 
trasted with  the  democracy  of  all  other  times  in  the  largeness 
of  the  tasks  to  which  it  has  set  its  hand,  and  in  the  vast  achieve- 
ments which  it  has  wrought  out  in  the  control  of  nature  and  of 
politics.  Upon  the  region  of  the  Middle  West  alone  could  be 
set  down  all  of  the  great  countries  of  Central  Europe,  —  France, 
Germany,  Italy,  and  Austro-Hungary,  —  and  there  would 
still  be  a  liberal  margin.  It  would  be  difficult  to  over-empha- 
size the  importance  of  this  training  upon  democracy.  Never 
before  in  the  history  of  the  world  has  a  democracy  existed  on 
so  vast  an  area  and  handled  things  in  the  gross  with  such 
success,  with  such  largeness  of  design,  and  such  grasp  upon  the 
means  of  execution.  In  short,  democracy  has  learned  in  the 
West  of  the  United  States  how  to  deal  with  the  problem  of 
magnitude.  The  old  historic  democracies  were  but  little  states 
with  primitive  economic  conditions. 

But  the  very  task  of  dealing  with  vast  resources,  over  vast 
areas,  under  the  conditions  of  free  competition  furnished  by 
the  West,  has  produced  the  rise  of  those  captains  of  industry 
whose  success  in  consolidating  economic  power  now  raises 
the  question  as  to  whether  democracy  under  such  conditions 
can  survive.  For  the  old  military  type  of  Western  leaders  like 
George  Rogers  Clark,  Andrew  Jackson,  and  William  Henry 
Harrison  have  been  substituted  such  industrial  leaders  as 
James  Hill,  John  D.  Rockefeller,  and  Andrew  Carnegie. 

The  question  is  imperative,  then,  What  ideals  persist  from 


CONTRIBUTIONS  TO  AMERICAN  DEMOCRACY     325 

this  democratic  experience  of  the  West;  and  have  they 
acquired  sufficient  momentum  to  sustain  themselves  under 
conditions  so  radically  unlike  those  in  the  days  of  their  origin  ? 
In  other  words,  the  question  put  at  the  beginning  of  this  dis- 
cussion becomes  pertinent.  Under  the  forms  of  the  American 
democracy  is  there  in  reality  evolving  such  a  concentration  of 
economic  and  social  power  in  the  hands  of  a  comparatively 
few  men  as  may  make  political  democracy  an  appearance 
rather  than  a  reality?  The  free  lands  are  gone.  The  material 
forces  that  gave  vitality  to  Western  democracy  are  passing 
away.  It  is  to  the  realm  of  the  spirit,  to  the  domain  of  ideals 
and  legislation,  that  we  must  look  for  Western  influence  upon 
democracy  in  our  own  days. 

Western  democracy  has  been  from  the  time  of  its  birth 
idealistic.  The  very  fact  of  the  wilderness  appealed  to  men 
as  a  fair,  blank  page  on  which  to  write  a  new  chapter  in  the 
story  of  man's  struggle  for  a  higher  type  of  society.  The 
Western  wilds,  from  the  Alleghanies  to  the  Pacific,  constituted 
the  richest  free  gift  that  was  ever  spread  out  before  civilized 
man.  To  the  peasant  and  artisan  of  the  Old  World,  bound 
by  the  chains  of  social  class,  as  old  as  custom  and  as  inevitable 
as  fate,  the  West  offered  an  exit  into  a  free  life  and  greater 
well-being  among  the  bounties  of  nature,  into  the  midst  of 
resources  that  demanded  manly  exertion,  and  that  gave  in 
return  the  chance  for  indefinite  ascent  in  the  scale  of  social 
advance.  "To  each  she  offered  gifts  after  his  will."  Never 
again  can  such  an  opportunity  come  to  the  sons  of  men.  It 
was  unique,  and  the  thing  is  so  near  us,  so  much  a  part  of  our 
lives,  that  we  do  not  even  yet  comprehend  its  vast  significance. 
The  existence  of  this  land  of  opportunity  has  made  America 
the  goal  of  idealists  from  the  days  of  the  Pilgrim  Fathers. 
With  all  the  materialism  of  the  pioneer  movements,  this 
idealistic  conception  of  the  vacant  lands  as  an  opportunity 
for  a  new  order  of  things  is  unmistakably  present.  Kipling's 
"  Song  of  the  English  "  has  given  it  expression : 


326  AMERICAN  LIFE  AND  CHARACTER 

We  were  dreamers,  dreaming  greatly,  in  the  man-stifled  town ; 
We  yearned  beyond  the  sky-line  where  the  strange  roads  go  down. 
Came  the  Whisper,  came  the  Vision,  came  the  Power  with  the 

Need, 
Till  the  Soul  that  is  not  man's  soul  was  lent  us  to  lead. 

As  the  deer  breaks  —  as  the  steer  breaks  —  from  the  herd  where 

they  graze, 

In  the  faith  of  little  children  we  went  on  our  ways. 
Then  the  wood  failed  —  then  the  food  failed  —  then  the  last  water 

dried  — 
In  the  faith  of  little  children  we  lay  down  and  died. 

On  the  sand-drift  —  on  the  veldt-side  —  in  the  fern-scrub  we  lay, 
That  our  sons  might  follow  after  by  the  bones  on  the  way. 
Follow  after  —  follow  after !  We  have  watered  the  root, 
And  the  bud  has  come  to  blossom  that  ripens  for  fruit ! 
Follow  after  —  we  are  waiting  by  the  trails  that  we  lost 
For  the  sound  of  many  footsteps,  for  the  tread  of  a  host. 

Follow  after  —  follow  after  —  for  the  harvest  is  sown : 
By  the  bones  about  the  wayside  ye  shall  come  to  your  own ! 

This  was  the  vision  that  called  to  Roger  Williams,  —  that 
"prophetic  soul  ravished  of  truth  disembodied,"  "unable  to 
enter  into  treaty  with  its  environment,"  and  forced  to  seek  the 
wilderness.  "Oh,  how  sweet,"  wrote  William  Penn,  from  his 
forest  refuge,  "is  the  quiet  of  these  parts,  freed  from  the 
troubles  and  perplexities  of  woeful  Europe."  And  here  he  pro- 
jected what  he  called  his  "Holy  Experiment  in  Government." 

If  the  later  West  offers  few  such  striking  illustrations  of  the 
relation  of  the  wilderness  to  idealistic  schemes,  and  if  some  of 
the  designs  were  fantastic  and  abortive,  none  the  less  the 
influence  is  a  fact.  Hardly  a  Western  state  but  has  been  the 
Mecca  of  some  sect  or  band  of  social  reformers,  anxious  to 
put  into  practice  their  ideals,  in  vacant  land,  far  removed 
from  the  checks  of  a  settled  form  of  social  organization.  Con- 
sider the  Dunkards,  the  Icarians,  the  Fourierists,  the  Mormons, 
and  similar  idealists  who  sought  our  Western  wilds.  But  the 


CONTRIBUTIONS  TO  AMERICAN  DEMOCRACY     327 

idealistic  influence  is  not  limited  to  the  dreamers'  conception 
of  a  new  state.  It  gave  to  the  pioneer  farmer  and  city  builder 
a  restless  energy,  a  quick  capacity  for  judgment  and  action, 
a  belief  in  liberty,  freedom  of  opportunity,  and  a  resistance  to 
the  domination  of  class  which  infused  a  vitality  and  power 
into  the  individual  atoms  of  this  democratic  mass.  Even  as 
he  dwelt  among  the  stumps  of  his  newly  cut  clearing,  the 
pioneer  had  the  creative  vision  of  a  new  order  of  society. 
In  imagination  he  pushed  back  the  forest  boundary  to  the 
confines  of  a  mighty  commonwealth ;  he  willed  that  log  cabins 
should  become  the  lofty  buildings  of  great  cities.  He  decreed 
that  his  children  should  enter  into  a  heritage  of  education,  com- 
fort, and  social  welfare,  and  for  this  ideal  he  bore  the  scars 
of  the  wilderness.  Possessed  with  this  idea  he  ennobled  his 
task  and  laid  deep  foundations  for  a  democratic  state.  Nor 
was  this  idealism  by  any  means  limited  to  the  American  pioneer. 
To  the  old  native  democratic  stock  has  been  added  a  vast 
army  of  recruits  from  the  Old  World.  There  are  in  the  Middle 
West  alone  four  million  persons  of  German  parentage  out  of  a 
total  of  seven  millions  in  the  country.  Over  a  million  persons 
of  Scandinavian  parentage  live  in  the  same  region.  This  im- 
migration culminated  in  the  early  eighties,  and  although 
there  have  been  fluctuations  since,  it  long  continued  a  most 
extraordinary  phenomenon.  The  democracy  of  the  newer 
West  is  deeply  affected  by  the  ideals  brought  by  these  immi- 
grants from  the  Old  World.  To  them  America  was  not  simply 
a  new  home;  it  was  a  land  of  opportunity,  of  freedom,  of 
democracy.  It  meant  to  them,  as  to  the  American  pioneer  that 
preceded  them,  the  opportunity  to  destroy  the  bonds  of  social 
caste  that  bound  them  in  their  older  home,  to  hew  out  for 
themselves  in  a  new  country  a  destiny  proportioned  to  the 
powers  that  God  had  given  them,  a  chance  to  place  their 
families  under  better  conditions  and  to  win  a  larger  life  than 
the  life  that  they  had  left  behind.  He  who  believes  that  even 
the  hordes  of  recent  immigrants  from  southern  Italy  are 
drawn  to  these  shores  by  nothing  more  than  a  dull  and  blind 


328  AMERICAN  LIFE  AND  CHARACTER 

materialism  has  not  penetrated  into  the  heart  of  the  problem. 
The  idealism  and  expectation  of  these  children  of  the  Old 
World,  the  hopes  which  they  have  formed  for  a  newer  and  a 
freer  life  across  the  seas,  are  almost  pathetic  when  one  con- 
siders how  far  they  are  from  the  possibility  of  fruition.  He 
who  would  take  stock  of  American  democracy  must  not  forget 
the  accumulation  of  human  purposes  and  ideals  which  immi- 
gration has  added  to  the  American  populace. 

In  this  connection  it  must  also  be  remembered  that  these 
democratic  ideals  have  existed  at  each  stage  of  the  advance 
of  the  frontier,  and  have  left  behind  them  deep  and  enduring 
effects  on  the  thinking  of  the  whole  country.  Long  after  the 
frontier  period  of  a  particular  region  of  the  United  States  has 
passed  away,  the  conception  of  society,  the  ideals  and  aspira- 
tions which  it  produced,  persists  in  the  minds  of  the  people. 
So  recent  has  been  the  transition  of  the  greater  portion  of  the 
United  States  from  frontier  conditions  to  conditions  of  settled 
life,  that  we  are,  over  the  larger  portion  of  the  United  States, 
hardly  a  generation  removed  from  the  primitive  conditions  of 
the  West.  If,  indeed,  we  ourselves  were  not  pioneers,  our 
fathers  were,  and  the  inherited  ways  of  looking  at  things,  the 
fundamental  assumptions  of  the  American  people,  have  all 
been  shaped  by  this  experience  of  democracy  on  its  westward 
march.  This  experience  has  been  wrought  into  the  very  warp 
and  woof  of  American  thought.  Even  those  masters  of  indus- 
try and  capital  who  have  risen  to  power  by  the  conquest  of 
Western  resources  came  from  the  midst  of  this  society  and 
still  profess  its  principles.  John  D.  Rockefeller  was  born  on  a 
New  York  farm,  and  began  his  career  as  a  young  business  man 
in  St.  Louis.  Marcus  Hanna  was  a  Cleveland  grocer's  clerk 
at  the  age  of  twenty.  Claus  Spreckles,  the  sugar  king,  came 
from  Germany  as  a  steerage  passenger  to  the  United  States  in 
1848.  Marshall  Field  was  a  farmer  boy  in  Conway,  Massachu- 
setts, until  he  left  to  grow  up  with  the  young  Chicago.  Andrew 
Carnegie  came  as  a  ten  year  old  boy  from  Scotland  to  Pitts- 
burg,  then  a  distinctively  Western  town.  He  built  up  his 


CONTRIBUTIONS  TO  AMERICAN  DEMOCRACY     329 

fortunes  through  successive  grades  until  he  became  the 
dominating  factor  in  the  great  iron  industries,  and  paved  the 
way  for  that  colossal  achievement,  the  steel  trust.  Whatever 
may  be  the  tendencies  of  this  corporation,  there  can  be  little 
doubt  of  the  democratic  ideals  of  Mr.  Carnegie  himself. 
With  lavish  hand  he  has  strewn  millions  through  the  United 
States  for  the  promotion  of  libraries.  The  effect  of  this  library 
movement  in  perpetuating  the  democracy  that  comes  from 
an  intelligent  and  self-respecting  people  can  hardly  be  meas- 
ured. In  his  "  Triumphant  Democracy,"  published  in  1886, 
Mr.  Carnegie,  the  iron  master,  said,  in  reference  to  the  mineral 
wealth  of  the  United  States:  "Thank  God,  these  treasures 
are  in  the  hands  of  an  intelligent  people,  the  Democracy, 
to  be  used  for  the  general  good  of  the  masses,  and  not  made 
the  spoils  of  monarchs,  courts,  and  aristocracy,  to  be  turned  to 
the  base  and  selfish  ends  of  a  privileged  hereditary  class."  It 
would  b5  hard  to  find  a  more  rigorous  assertion  of  democratic 
doctrine  than  the  celebrated  utterance  attributed  to  the 
same  man,  that  he  should  feel  it  a  disgrace  to  die  rich. 

In  enumerating  the  services  of  American  democracy,  Presi- 
dent Eliot  includes  the  corporation  as  one  of  its  achievements, 
declaring  that  "freedom  of  incorporation,  though  no  longer 
exclusively  a  democratic  agency,  has  given  a  strong  support 
to  democratic  institutions."  In  one  sense  this  is  doubtless 
true,  since  the  corporation  has  been  one  of  the  means  by 
which  small  properties  can  be  aggregated  into  an  effective 
working  body.  Socialistic  writers  have  long  been  fond  of  point- 
ing out  also  that  these  various  concentrations  pave  the  way 
for  and  make  possible  social  control.  From  this  point  of  view 
it  is  possible  that  the  masters  of  industry  may  prove  to  be  not 
so  much  an  incipient  aristocracy  as  the  pathfinders  for  democ- 
racy in  reducing  the  industrial  world  to  systematic  consoli- 
dation suited  to  democratic  control.  The  great  geniuses  that 
have  built  up  the  modern  industrial  concentration  were  trained 
in  the  midst  of  democratic  society.  They  were  the  product  of 
these  democratic  conditions.  Freedom  to  rise  was  the  very 


330  AMERICAN  LIFE  AND  CHARACTER 

condition  of  their  existence.  Whether  they  will  be  followed  by 
successors  who  will  adopt  the  policy  of  exploitation  of  the 
masses,  and  who  will  be  capable  of  retaining  under  efficient 
control  these  vast  resources,  is  one  of  the  questions  which  we 
shall  have  to  face. 

This,  at  least,  is  clear :  American  democracy  is  funda- 
mentally the  outcome  of  the  experiences  of  the  American 
people  in  dealing  with  the  West.  Western  democracy  through 
the  whole  of  its  earlier  period  tended  to  the  production  of  a 
society  of  which  the  most  distinctive  fact  was  the  freedom 
of  the  individual  to  rise  under  conditions  of  social  mobility, 
and  whose  ambition  was  the  liberty  and  well-being  of  the 
masses.  This  conception  has  vitalized  all  American  democ- 
racy, and  has  brought  it  into  sharp  contrast  with  the  democ- 
racies of  history,  and  with  those  modern  efforts  of  Europe  to 
create  an  artificial  democratic  order  by  legislation.  The  prob- 
lem of  the  United  States  is  not  to  create  democracy,  but  to 
conserve  democratic  institutions  and  ideals.  In  the  later  period 
of  its  development,  Western  democracy  has  been  gaining 
experience  in  the  problem  of  social  control.  It  has  steadily 
enlarged  the  sphere  of  its  action  and  the  instruments  for  its 
perpetuation.  By  its  system  of  public  schools,  from  the  grades 
to  the  graduate  work  of  the  great  universities,  the  West  has 
created  a  larger  single  body  of  intelligent  plain  people  than 
can  be  found  elsewhere  in  the  world.  Its  educational  forces 
are  more  democratic  than  those  of  the  East,  and  counting  the 
common  schools  and  colleges  together,  the  Middle  West  alone 
has  twice  as  many  students  as  New  England  and  the  Middle 
States  combined.  Its  political  tendencies,  whether  we  con- 
sider Democracy,  Populism,  or  Republicanism,  are  distinctly 
in  the  direction  of  greater  social  control  and  the  conservation 
of  the  old  democratic  ideals.  To  these  ideals  the  West  as  a 
whole  adheres  with  even  a  passionate  determination.  If,  in 
working  out  its  mastery  of  the  resources  of  the  interior,  it  has 
produced  a  type  of  industrial  leader  so  powerful  as  to  be  the 
wonder  of  the  world,  nevertheless  it  is  still  to  be  determined 


CONTRIBUTIONS  TO  AMERICAN  DEMOCRACY     331 

whether  these  men  constitute  a  menace  to  democratic  insti- 
tutions, or  the  most  efficient  factor  for  adjusting  democratic 
control  to  the  new  conditions. 

Whatever  shall  be  the  outcome  of  the  rush  of  this  huge 
industrial  modern  United  States  to  its  place  among  the  nations 
of  the  earth,  the  formation  of  its  Western  democracy  will 
always  remain  one  of  the  wonderful  chapters  in  the  history  of 
the  human  race.  Into  this  vast  shaggy  continent  of  ours 
poured  the  first  feeble  tide  of  European  settlement.  European 
men,  institutions,  and  ideas  were  lodged  in  the  American 
wilderness,  and  this  great  American  West  took  them  to  her 
bosom,  taught  them  a  new  way  of  looking  upon  the  destiny 
of  the  common  man,  trained  them  in  adaptation  to  the  condi- 
tions of  the  New  World,  to  the  creation  of  new  institutions  to 
meet  new  needs,  and  ever  as  society  on  her  eastern  border  grew 
to  resemble  the  Old  World  in  its  social  forms  and  its  industry, 
ever,  as  it  began  to  lose  its  faith  in  the  ideals  of  democracy, 
she  opened  new  provinces,  and  dowered  new  democracies  in 
her  most  distant  domains  with  her  material  treasures  and  with 
the  ennobling  influence  that  the  fierce  love  of  freedom,  the 
strength  that  came  from  hewing  out  a  home,  making  a  school 
and  a  church,  and  creating  a  higher  future  for  his  family, 
furnished  to  the  pioneer.  She  gave  to  the  world  such  types  as 
the  farmer  Thomas  Jefferson,  with  his  Declaration  of  Inde- 
pendence, his  statute  for  religious  toleration,  and  his  purchase 
of  Louisiana.  She  gave  us  Andrew  Jackson,  that  fierce  Ten- 
nessee spirit  who  broke  down  the  traditions  of  conservative 
rule,  swept  away  the  privacies  and  privileges  of  officialdom, 
and,  like  a  Gothic  leader,  opened  the  temple  of  the  nation  to 
the  populace.  She  gave  us  Abraham  Lincoln,  whose  gaunt 
frontier  form  and  gnarled,  massive  hand  told  of  the  conflict 
with  the  forest,  whose  grasp  on  the  ax  handle  of  the  pioneer 
was  no  firmer  than  his  grasp  of  the  helm  of  the  ship  of  state 
as  it  Freasted  the  seas  of  civil  war.  She  gave  us  the  tragedy 
of  the  pioneer  farmer  as  he  marched  daringly  on  to  the  conquest 
of  the  arid  lands,  and  met  his  first  defeat  by  forces  too  strong  to 


332  AMERICAN  LIFE  AND  CHARACTER 

be  dealt  with  under  the  old  conditions.  She  has  furnished  to 
this  new  democracy  her  stores  of  mineral  wealth,  that  dwarf 
those  of  the  Old  World,  and  her  provinces  that  in  themselves  are 
vaster  and  more  productive  than  most  of  the  nations  of  Europe. 
Out  of  her  bounty  has  come  a  nation  whose  industrial  competi- 
tion alarms  the  Old  World,  and  the  masters  of  whose  resources 
wield  wealth  and  power  vaster  than  the  wealth  and  power  of 
kings.  Best  of  all,  the  West  gave,  not  only  to  the  American, 
but  to  the  unhappy  and  oppressed  of  all  lands,  a  vision  of  hope, 
an  assurance  that  the  world  held  a  place  where  were  to  be 
found  high  faith  in  man  and  the  will  and  power  to  furnish 
him  the  opportunity  to  grow  to  the  full  measure  of  his  own 
capacity.  Great  and  powerful  as  are  the  new  sons  of  her  loins, 
the  Republic  is  greater  than  they.  The  paths  of  the  pioneer 
have  widened  into  broad  highways.  The  forest  clearing  has 
expanded  into  affluent  commonwealths.  Let  us  see  to  it  that 
the  ideals  of  the  pioneer  in  his  log  cabin  shall  enlarge  into  the 
spiritual  life  of  a  democracy  where  civic  power  shall  dominate 
and  utilize  individual  achievement  for  the  common  good. 


THE  SPIRIT  OF  THE   PACIFIC   COAST1 

JOSIAH   ROYCE 

[Josiah  Royce  (1855-1916),  one  of  the  greatest  American  philosophers, 
was  born  in  California  and  educated  at  the  University  of  California  and 
at  Johns  Hopkins.  From  1882  to  his  death  he  taught  philosophy  at  Har- 
vard. He  wrote,  besides  a  large  number  of  other  works,  a  history  of  Cali- 
fornia, "The  Philosophy  of  Loyalty"  (1908),  and  "William  James  and 
Other  Essays  on  the  Philosophy  of  Life"  (1911).  His  brilliant  defense 
of  idealism  entitled  "Loyalty  and  Insight"  in  the  last-mentioned  vol- 
ume is  perhaps  the  best  popular  example  of  his  philosophical  teaching. 
The  analysis  below  is  part  of  an  address  entitled  "The  Pacific  Coast: 
A  Psychological  Study  of  the  Relations  of  Climate  and  Civilization," 
prepared  for  a  meeting  of  the  National  Geographic  Society  in  1898  and 
first  printed  in  the  International  Monthly  for  November,  1900.  Its 
luminous  discussion  of  the  distinctive  temperament  of  the  inhabitant 
of  the  Pacific  Coast  is  a  valuable  contribution  to  any  survey  of  Amer- 
ican character.] 

I  have  been  asked  to  describe  some  of  the  principal  physical 
aspects  of  California,  and  to  indicate  the  way  in  which  they 
have  been  related  to  the  life  and  civilization  of  the  region. 
The  task  is  at  once,  in  its  main  outlines,  comparatively  simple, 
and  in  its  most  interesting  details  hopelessly  complex.  The 
topography  of  the  Pacific  slope,  now  well  known  to  most 
travelers,  is  in  certain  of  its  principal  features  extremely  easy 
to  characterize.  The  broad  landscapes,  revealing  very  fre- 
quently at  a  glance  the  structure  of  wide  regions,  give  one  an 
impression  that  the  meaning  of  the  whole  can  easily  be  com- 
prehended. Closer  study  shows  how  difficult  it  is  to  under- 
stand-the  relation  of  precisely  such  features  to  the  life  that 
has  grown  up  in  this  region.-  The  principal  interest  of  the 
task  lies  in  the  fact  that  it  is  our  American  character  and 

1  From  "Race  Questions,  Provincialism,  and  Other  American  Problems." 
Copyright,  1908,  by  The  Macmillan  Company.  Reprinted  by  permission. 

333 


334  AMERICAN  LIFE  AND  CHARACTER 

civilization  which  have  been  already  molded  in  new  ways 
by  these  novel  aspects  of  the  far  western  regions.  But  we 
stand  at  the  beginning  of  a  process  which  must  continue  for 
long  ages.  Any  one  interested  in  the  unity  of  our  national  life, 
and  in  the  guiding  of  our  destinies  by  broad  ideals,  desires 
to  conceive  in  some  fashion  how  the  physical  features  of  the 
Pacific  Coast  may  be  expected  to  mold  our  national  type. 
Yet  thus  far  we  have,  as  it  were,  only  the  most  general  indi- 
cations of  what  the  result  must  be. 

In  endeavoring  to  distinguish  between  what  has  already  re- 
sulted from  physical  conditions  and  what  has  been  due  to  per- 
sonal character,  to  deliberate  choice,  or  to  the  general  na- 
tional temperament,  or  to  what  we  may  have  to  call  pure 
accident,  one  is  dealing  with  a  task  for  which  the  data  are  not 
yet  sufficient.  We  can  but  make  a  beginning. 

One  may  say  that  the  main  feature  of  the  whole  climate, 
apart  from  its  mildness,  is  the  relatively  predictable  charac- 
ter of  the  year's  weather.  In  the  drier  regions  of  the  south, 
wherever  irrigation  is  possible  and  has  been  developed,  the 
agriculturist  often  feels  a  superiority  to  weather  conditions 
which  makes  him  rejoice  in  the  very  drought  that  might  other- 
wise be  regarded  as  so  formidable.  In  central  California  one 
is  sure,  in  advance,  of  the  weather  that  will  steadily  prevail 
during  all  the  summer  months.  Agricultural  operations  are 
thus  rendered  definite  by  the  knowledge  of  when  the,  drought 
is  coming,  and  by  the  freedom  from  all  fear  of  sudden  storms 
during  the  harvest  season. 

That  this  climate  is  delightful  to  those  who  are  used  to  its 
routine  will  be  well  known  to  most  readers.  That  it  is  not  with- 
out its  disagreeable  features  is  equally  manifest  to  every  tour- 
ist. Nor  can  one  say  that  this  far  western  country  is  free  from 
decided  variations  in  the  fortunes  of  different  years.  Where 
irrigation  is  not  developed,  great  anxiety  is  frequently  felt  with 
regard  to  the  sufficiency  of  the  annual  rain  supply  of  the  rainy 
season.  Years  of  relative  flood  and  of  relative  drought  are  as 
well  known  here  as  elsewhere.  Nor  is  one  wholly  free  within 


THE  PACIFIC  COAST  335 

any  one  season,  from  unexpected  and  sometimes  disagreeably 
long-continued  periods  of  unseasonable  temperature.  A  high 
barometer  over  the  region  north  and  east  of  California  occa- 
sionally brings  to  pass  the  well-known  California  "northers." 
These  have,  in  the  rainy  season,  a  character  that  in  some 
respects  reminds  one  of  the  familiar  cold-wave  phenomena  of 
the  east,  although  the  effect  is  very  much  more  moderate. 
Frosts  may  then  extend  throughout  northern  California, 
may  beset  the  central  Coast  Range,  and  may  on  occasion 
extend  far  into  the  southern  part  of  California  itself.  But 
when  the  "northers"  come  during  the  dry  season,  they  are 
frequently  intensely  hot  winds,  whose  drought,  associated  with 
hill  or  forest  fires,  may  give  rise  to  very  memorable  experiences. 
But  these  are  the  inevitable  and  minor  vicissitudes  of  a 
climate  which  is,  on  the  whole,  remarkably  steady,  and  which 
is  never  as  trying  as  are  the  well-known  variations  of  our  own 
northeastern  climate.  The  generally  good  effect  upon  the 
health  of  such  a  climate  is  modified  in  certain  cases  by  the 
possibly  over-stimulating  character  of  the  coast  summer, 
which,  as  for  instance  at  San  Francisco,  permits  one  to  work 
without  thought  of  holidays  all  the  year  round.  In  my  own 
boyhood  it  used  often  to  be  said  that  there  were  busy  men  in 
San  Francisco  who  had  reached  that  place  in  1849,  and  who 
had  become  prominent  in  mercantile  or  other  city  life,  and 
who  had  never  taken  vacations,  and  never  left  San  Francisco, 
even  to  cross  the  bay,  from  the  hour  of  their  coming  until  that 
moment.  Of  course,  such  men  can  be  found  hi  almost  any 
busy  community,  but  these  men  seemed  rather  characteristic 
of  the  early  California  days  and  suggested  the  way  hi  which 
a  favorable  climate  may  on  occasion  be  misused  by  an  ambi- 
tious ifian  to  add  to  the  strains  otherwise  incident  to  the  life 
of  a  new  country. 


If  one  attempts  to  describe  in  what  way  the  civilization 
either  of  the  golden  days  or  of  the  later  agricultural  period 


336  AMERICAN  LIFE  AND  CHARACTER 

has  been  affected  by  the  geographical  conditions,  a  student 
of  my  own  habits  and  prejudices  feels  at  once  disposed  to  pass 
directly  to  the  inner  life  of  the  Calif ornian  and  to  ask  himself 
what  influence  the  nature  and  climate  of  such  a  region  seem  to 
have  upon  the  life  of  the  individual  mind  and  body,  and, 
indirectly,  upon  the  social  order. 

The  most  familiar  account  of  the  California  climate  in 
literature  is  Bret  Harte's  characterization  of  the  seasonal 
changes  in  his  poem,  "Concepcion  Arguello."  The  scene  is 
here  at  the  Presidio  at  San  Francisco,  close  by  the  Golden 
Gate,  where  the  heroine  waited  for  her  Ipver  during  the  long 
years  that  the  poem  describes. 

Day  by  day  on  wall  and  bastion  beat  the  hollow  empty  breeze  — 
Day  by  day  the  sunlight  glittered  on  the  vacant,  smiling  seas ; 
Week  by  week  the  near  hills  whitened  in  their  dusty  leather 

cloaks  — 

Week  by  week  the  far  hills  darkened  from  the  fringing  plain  of  oaks ; 
Till  the  rains  came,  and  far-breaking,  on  the  fierce  southwester 

tost, 
Dashed  the  whole  long  coast  with  color,  and  then  vanished  and  were 

lost. 

So  each  year  the  seasons  shifted,  wet  and  warm  and  drear  and  dry ; 
Half  a  year  of  clouds  and  flowers  —  half  a  year  of  dust  and  sky. 

Now  what  all  this  poetry  in  general  psychologically  means, 
quite  apart  from  special  moods,  is  that  the  Californian,  of 
necessity,  gains  a  kind  of  sensitiveness  to  nature  which  is 
different  in  type  from  the  sensitiveness  that  a  severer  climate 
would  inevitably  involve,  and  different  too  in  type  from  that 
belonging  to  climates  mild  but  moist  and  more  variable.  In 
the  first  place,  as  you  see,  such  a  climate  permits  one  to  be  a 
great  deal  out  of  doors  in  the  midst  of  nature.  It  permits 
wide  views,  where  the  outlines  are  vast  and  in  general  clear. 
As,  when  you  are  on  a  steamer  it  is  a  matter  of  some  skill  to 
understand  what  are  the  actual  conditions  of  wind  and  sea, 
while,  when  you  are  on  a  sailing  vessel,  you  constantly  feel 
both  the  wind  and  the  sea  with  a  close  intimacy  that  needs  no 


THE  PACIFIC  COAST  337 

technical  knowledge  to  make  it  at  least  appreciated,  so,  in  the 
case  of  such  a  climate  as  the  one  of  California,  your  relations 
with  nature  are  essentially  intimate,  whether  you  are  a  stu- 
dent of  nature  or  not.     Your  dependence  upon  nature  you 
feel  in  one  sense  more,  and  in  another  sense  less,  —  more,  be- 
cause you  are  more  constantly  in  touch  with  the  natural 
changes  of  the  moment ;   less,  because  you  know  that  nature 
is  less  to  be  feared  than  under  severer  conditions.  And  this 
intimacy  with  nature  means  a  certain  change  in  your  relations 
to  your  fellow  men.   You  get  a  sense  of  power  from  these  wide 
views,  a  habit  of  personal  independence  from  the  contempla- 
tion of  a  world  that   the  eye  seems   to  own.   Especially  hi 
country  life  the  individual  Californian  consequently  tends 
toward  a  certain  kind  of  independence  which  I  find  in  a  strong 
and  subtle  contrast  to  the  sort  of  independence  that,  for  in- 
stance,   the    New    England    farmer    cultivates.     The    New 
England  farmer  must  fortify  himself  in  his  stronghold  against 
the  seasons.   He  must  be  ready  to  adapt  himself  to  a  year 
that  permits  him  to  prosper  only  upon  decidedly  hard  terms. 
But  the  California  country  proprietor  can  have,  during  the 
drought,  more  leisure,  unless,  indeed,  his  ambition  for  wealth 
too  much  engrosses  him.   His  horses   are  plenty  and  cheap. 
His  fruit  crops  thrive  easily.    He  is  able  to  supply  his  table 
with  fewer  purchases,  with  less  commercial  dependence.  His 
position  is,  therefore,  less  that  of  the  knight  in  his  castle  and 
more  that  of  the  free  dweller  in  the  summer  cottage,  who  is 
indeed  not  at  leisure,  but  can  easily  determine  how  he  shall  be 
busy.   It  is  of  little  importance  to  him  who  his  next  neighbor 
is.   At  pleasure  he  can  ride  or  drive  a  good  way  to  find  his 
friends ;   can  chc  ose,  like  the  southern  planter  of  former  days, 
his  own  range  of  hospitality ;   can  devote  himself,  if  a  man  of 
cultivation,  to  reading  during  a  good  many  hours  at  his  own 
choice,  or,  if  a  man  of  sport,  can  find  during  a  great  part  of  the 
year  easy  opportunities  for  hunting  or  for  camping  both  for 
himself  and  for  the  young  people  of  his  family.     In  the  dry 
season  he  knows  beforehand  what  engagements  can  be  made, 


338  AMERICAN  LIFE  AND  CHARACTER 

without  regard  to  the  state  of  the  weather,  since  the  state  of 
the  weather  is  predetermined. 

The  free  life  and  interchange  of  hospitality,  so  often  de- 
scribed in  the  accounts  of  early  California,  has  left  its  traces  in 
the  country  life  of  California  at  the  present  day.  Very  readily, 
if  you  have  moderate  means,  you  can  create  your  own  quiet 
estate  at  a  convenient  distance  from  the  nearest  town.  You 
may  cover  your  house  with  a  bower  of  roses,  surround  yourself 
with  an  orchard,  quickly  grow  eucalyptus  as  a  shade  tree,  and 
with  nearly  equal  facility  multiply  other  shade  trees.  You 
become,  on  easy  terms,  a  proprietor,  with  estate  and  home  of 
your  own.  Now  all  this  holds,  in  a  sense,  of  any  mild  climate. 
But  in  California  the  more  regular  routine  of  wet  and  dry 
seasons  modifies  and  renders  more  stable  the  general  psycho- 
logical consequences.  All  this  is  encouraging  to  a  kind  of 
harmonious  individuality  that  already  tends  in  the  best  in- 
stances toward  a  somewhat  Hellenic  type. 

A  colleague  of  my  own,  a  New  Englander  of  the  strictest 
persuasion,  who  visited  California  for  a  short  time  when  he 
was  himself  past  middle  life,  returned  enthusiastic  with  the 
report  that  the  California  countrymen  seemed  to  him  to  re- 
semble the  ancient,  yes,  even  the  Homeric,  Greeks  of  the 
Odyssey.  The  Californians  had  their  independence  of  judg- 
ment ;  their  carelessness  of  what  a  barbarian  might  think,  so 
long  as  he  came  from  beyond  the  border ;  their  apparent  free- 
dom in  choosing  what  manner  of  men  they  should  be ;  their 
ready  and  confident  speech.  All  these  things  my  friend  at 
once  noticed  as  characteristic.  Thus  different  in  type  are 
these  country  proprietors  from  the  equally  individual,  the 
secretively  independent,  the  silently  conscientious  New 
England  villagers.  They  are  also  quite  different  from  the 
typical  southern  proprietors.  From  the  latter  they  differ  in 
having  less  tendency  to  respect  traditions,  and  in  laying  much 
less  stress  upon  formal  courtesies.  The  Californian,  like  the 
westerner  in  general,  is  likely  to  be  somewhat  abrupt  in 
speech,  and  his  recent  coming  to  the  land  has  made  him  on 


THE  PACIFIC  COAST  339 

the  whole  quite  indifferent  to  family  tradition.  I  myself,  for 
instance,  reached  twenty  years  of  age  without  ever  becoming 
clearly  conscious  of  what  was  meant  by  judging  a  man  by  his 
antecedents,  a  judgment  that  in  an  older  and  less  isolated  com- 
munity is  natural  and  inevitable,  and  that,  I  think,  in  most  of 
our  western  communities,  grows  up  more  rapidly  than  it  has 
grown  up  in  California,  where  the  geographical  isolation  is 
added  to  the  absence  of  tradition.  To  my  own  mind,  in  child- 
hood, every  human  being  was,  with  a  few  exceptions,  whatever 
he  happened  to  be.  Hereditary  distinctions  I  appreciated  only 
in  case  of  four  types  of  humanity.  There  were  the  Chinamen, 
there  were  the  Irishmen,  there  were  the  Mexicans,  and  there 
were  the  rest  of  us.  Within  each  of  these  types,  every  man, 
to  my  youthful  mind,  was  precisely  what  God  and  himself  had 
made  him,  and  it  was  distinctly  a  new  point  of  view  to  attach 
a  man  to  the  antecedents  that  either  his  family  or  his  other 
social  relationships  had  determined  for  him.  Now,  I  say, 
this  type  of  individuality,  known  more  or  less  in  our  western 
communities,  but  developed  in  peculiarly  high  degree  in 
California,  seems  to  me  due  not  merely  to  the  newness  of  the 
community,  and  not  merely  to  that  other  factor  of  geographi- 
cal isolation  that  I  just  mentioned,  but  to  the  relation  with 
nature  of  which  we  have  already  spoken.  It  is  a  free  and  on 
the  whole,  an  emotionally  exciting,  and  also,  as  we  have  said, 
an  engrossing  and  intimate  relation. 

In  New  England,  if  you  are  moody,  you  may  wish  to  take  a 
long  walk  out-of-doors,  but  that  is  not  possible  at  all  or  even 
at  most  seasons.  Nature  may  not  be  permitted  to  comfort 
you.  In  California,  unless  you  are  afraid  of  the  rain,  nature 
welcomes  you  at  almost  any  time.  The  union  of  the  man  and 
the  visible  universe  is  free,  is  entirely  unchecked  by  any  hos- 
tility on  the  part  of  nature,  and  is  such  as  easily  fills  one's 
mind  with  wealth  of  warm  experience.  Our  poet  just 
quoted  has  laid  stress  upon  the  directly  or  symbolically  pain- 
ful aspects  of  the  scene.  But  these  are  sorrows  of  a  sort  that 
mean  precisely  that  relation  with  nature  which  I  am  trying 


340  AMERICAN  LIFE  AND  CHARACTER 

to  characterize,  not  the  relation  of  hostility  but  of  closeness. 
And  this  is  the  sort  of  closeness  determined  not  merely  by  mild 
weather,  but  by  long  drought  and  b}  the  relative  steadiness  of 
all  the  climatic  conditions. 

Now,  I  must  feel  that  such  tendencies  are  of  vast  impor- 
tance, not  merely  to-day  but  for  all  time.  They  are  tendencies 
whose  moral  significance  in  the  life  of  California  is  of  course 
both  good  and  evil,  since  man's  relations  with  nature  are,  in 
general,  a  neutral  material  upon  which  ethical  relations  may 
be  based.  If  you  are  industrious,  this  intimacy  with  nature 
means  constant  cooperation,  a  cooperation  never  interrupted 
by  frozen  ground  and  deep  snow.  If  you  tend  to  idleness, 
nature's  kindliness  may  make  you  all  the  more  indolent,  and 
indolence  is  a  possible  enough  vice  with  the  dwellers  in  all 
mild  climates.  If  you  are  morally  careless,  nature  encour- 
ages your  freedom,  and  tends  in  so  far  to  develop  a  kind  of 
morale  frequently  characteristic  of  the  dwellers  in  gentle 
climates.  Yet  the  nature  of  California  is  not  enervating.  The 
nights  are  cool,  even  in  hot  weather ;  owing  to  the  drought  the 
mildness  of  the  air  is  not  necessarily  harmful.  Moreover,  the 
nature  that  is  so  uniform  also  suggests  in  a  very  dignified  way 
a  regularity  of  existence,  a  definite  reward  for  a  definitely 
planned  deed.  Climate  and  weather  are  at  their  best  always 
capricious,  and,  as  we  have  seen,  the  variations  qf  the  Cali- 
fornia seasons  have  involved  the  farmers  in  much  anxiety, 
and  in  many  cases  have  given  the  farming  business,  as  carried 
on  in  certain  California  communities,  the  same  sort  of  gam- 
bling tendency  that  originally  vitiated  the  social  value  of  the 
mining  industry.  But  on  the  other  hand,  as  the  conditions 
grew  more  stable,  as  agriculture  developed,  vast  irrigation 
enterprises  introduced  once  more  a  conservative  tendency. 
Here  again  for  the  definite  deed  nature  secures  a  definite  re- 
turn. In  regions  subject  to  irrigation,  man  controls  the 
weather  as  he  cannot  elsewhere.  He  is  independent  of  the 
current  season.  And  this  tendency  to  organization  —  a  tend- 
ency similar  to  the  one  that  was  obviously  so  potent  in  the 


THE  PACIFIC  COAST  341 

vast  ancient  civilization  of   Egypt  —  is  present  under  Cali- 
fornian  conditions,  and  will  make  itself  felt. 


It  remains  necessary  to  characterize  more  fully  the  way  in 
which  the  consequences  of  the  early  days,  joined  to  the 
geographical  factors  upon  which  we  have  already  laid  stress, 
have  influenced  the  problems  of  California  life  and  society. 
From  the  very  outset,  climate  and  geographical  position,  and 
the  sort  of  life  in  which  men  were  engaged,  have  encouraged 
types  of  individuality  whose  subtle  distinction  from  those 
elsewhere  to  be  found  we  have  already  attempted  in  a  very 
inadequate  fashion  to  suggest.  Accordingly,  from  the  first 
period  down  to  the  present  time,  the  California  community 
has  been  a  notable  theater  for  the  display  of  political  and 
financial,  and,  on  occasion,  of  intellectual  individuality  of 
decidedly  extraordinary  types. 

It  would  be  wholly  wrong  to  conceive  California  individual- 
ity as  at  all  fairly  represented  by  a  border  type  such  as  Terry's. 
Yet  when  one  looks  about  in  California  society  and  politics, 
one  finds  even  at  the  present  day  picturesque  personalities 
preserving  their  picturesqueness  amidst  various  grades  of 
nobility  and  baseness,  in  a  fashion  more  characteristic,  I 
think,  than  is  customary  in  most  of  our  newer  communities. 
The  nobler  sort  of  picturesque  personality  may  be  the  public 
benefactor,  like  Lick  or  Sutro.  He  may  be  the  social  reformer 
of  vast  ideals,  like  Henry  George.  Or  again  the  baser  individ- 
ual may  be  the  ignorant  demagogue  of  the  grade  of  Dennis 
Kearney.  Your  California  hero  may  be  the  chief  of  the  Vigi- 
lance Committee  of  1856,  or  some  other  typical  and  admired 
pi6neer,  growing  old  in  the  glory  of  remembered  early  deeds. 
He  may  be  the  railway  magnate,  building  a  transcontinental 
line  under  all  sorts  of  discouragements,  winning  a  great  for- 
tune, and  dying  just  as  he  founds  a  university.  But  in  all 
these  phases  he  remains  the  strong  individual  type  of  man 
that  in  a  great  democracy  is  always  necessary.  It  is  just  this 


342  AMERICAN  LIFE  AND  CHARACTER 

type  that,  as  some  of  us  fear,  the  conditions  of  our  larger 
democracy  in  more  eastern  regions  tend  far  too  much  to  elim- 
inate. In  California,  such  individuality  is  by  no  means 
yet  eliminated. 

The  individuality  that  we  have  described  quickly  revolts 
against  its  false  prophets.  In  party  politics,  California.proves 
to  be  an  extremely  doubtful  state.  Party  ties  are  not  close. 
The  vote  changes  from  election  to  election.  The  independent 
voter  is  well  in  place.  Finally,  through  all  these  tendencies, 
there  runs  a  certain  idealism,  often  more  or  less  unconscious. 
This  idealism  is  partly  due  to  the  memory  of  the  romance  due 
to  the  unique  marvels  of  the  early  days.  It  is  also  sustained 
by  precisely  that  intimacy  with  nature  which  renders  the 
younger  Californians  so  sensitive.  I  think  that  perhaps 
Edward  Rowland  Sill,  whose  poems  are  nowadays  so  widely 
appreciated,  has  given  the  most  representative  expression  to 
the  resulting  spirit  of  California,  to  that  tension  between  indi- 
vidualism and  loyalty,  between  shrewd  conservatism  and  bold 
radicalism,  which  marks  this  community. 


TRANS-NATIONAL  AMERICA1 
RANDOLPH  S.  BOURNE 

[Randolph  S.  Bourne  (1886-  )  was  educated  at  Columbia  Uni- 
versity and  has  traveled  and  studied  in  Europe.  He  is  one  of  the  most 
important  of  the  younger  contributors  to  American  magazines  on  social 
and  political  movements  and  on  education.  His  most  important  books 
are  "Youth  and  Life"  (1913)  and  "Education  and  Living"  (1917).  The 
pages  below  are  part  of  a  stimulating  discussion  on  the  assimilation  of  the 
immigrant  into  American  life  which  has  come  to  be  referred  to  as  "the 
melting  pot."] 

No  reverberatory  effect  of  the  great  war  has  caused  Ameri- 
can public  opinion  more  solicitude  than  the  failure  of  the 
"melting  pot."  The  discovery  of  diverse  nationalistic  feelings 
among  our  great  alien  population  has  come  to  most  people 
as  an  intense  shock.  It  has  brought  out  the  unpleasant  in- 
consistencies of  our  traditional  beliefs.  We  have  had  to  watch 
hard-hearted  old  Brahmins  virtuously  indignant  at  the  spec- 
tacle of  the  immigrant  refusing  to  be  melted,  while  they  jeer 
at  patriots  like  Mary  Antin  who  write  about  "our  forefathers." 
We  have  had  to  listen  to  publicists  who  express  themselves 
as  stunned  by  the  evidence  of  vigorous  nationalistic  and  cul- 
tural movements  in  this  country  among  Germans,  Scan- 
dinavians, Bohemians,  and  Poles,  while  in  the  same  breath 
they  insist  that  the  alien  shall  be  forcibly  assimilated  to 
that  Anglo-Saxon  tradition  which  they  unquestioningly  label 
"American." 

As  the  unpleasant  truth  has  come  upon  us  that  assimilation 
in  this  country  was  proceeding  on  lines  very  different  from 
those  we  had  marked  out  for  it,  we  found  ourselves  inclined 
to  blame  those  who  were  thwarting  our  prophecies.  The 

1  From  Atlantic  Monthly,  July,  1916.   Reprinted  by  permission. 
343 


344  AMERICAN  LIFE  AND  CHARACTER 

truth  became  culpable.  We  blamed  the  war,  we  blamed  the 
Germans.  And  then  we  discovered  with  a  moral  shock  that 
these  movements  had  been  making  great  headway  before  the 
war  even  began.  We  found  that  the  tendency,  reprehensible 
and  paradoxical  as  it  might  be,  has  been  for  the  national 
clusters  of  immigrants,  as  they  became  more  and  more  firmly 
established  and  more  and  more  prosperous,  to  cultivate  more 
and  more  assiduously  the  literatures  and  cultural  traditions 
of  their  homelands.  Assimilation,  in  other  words,  instead 
of  washing  out  the  memories  of  Europe,  made  them  more 
and  more  intensely  real.  Just  as  these  clusters  became  more 
and  more  objectively  American  did  they  become  more  and 
more  German  or  Scandinavian  or  Bohemian  or  Polish. 

To  face  the  fact  that  our  aliens  are  already  strong  enough 
to  take  a  share  in  the  direction  of  their  own  destiny,  and  that 
the  strong  cultural  movements  represented  by  the  foreign 
press,  schools,  and  colonies  are  a  challenge  to  our  facile  at- 
tempts, is  not,  however,  to  admit  the  failure  of  Americaniza- 
tion. It  is  not  to  fear  the  failure  of  democracy.  It  is  rather  to 
urge  us  to  an  investigation  of  what  Americanism  may  rightly 
mean.  It  is  to  ask  ourselves  whether  our  ideal  has  been  broad 
or  narrow  —  whether  perhaps  the  time  has  not  come  to  assert 
a  higher  ideal  than  the  "melting  pot."  Surely  we  cannot  be 
certain  of  our.  spiritual  democracy  when,  claiming  to  melt 
the  nations  within  us  to  a  comprehension  of  our  free  and  demo- 
cratic institutions,  we  fly  into  panic  at  the  first  sign  of  their 
own  will  and  tendency.  We  act  as  if  we  wanted  Americaniza- 
tion to  take  place  only  on  our  own  terms,  and  not  by  the 
consent  of  the  governed.  All  our  elaborate  machinery  of 
settlement  and  school  and  union,  of  social  and  political  natu- 
ralization, however,  will  move  with  friction  just  in  so  far  as 
it  neglects  to  take  into  account  this  strong  and  virile  insistence 
that  America  shall  be  what  the  immigrant  will  have  a  hand 
in  making  it,  and  not  what  a  ruling  class,  descendant  of  those 
British  stocks  which  were  the  first  permanent  immigrants, 
decide  that  America  shall  be  made.  This  is  the  condition 


TRANS-NATIONAL  AMERICA  345 

which  confronts  us,  and  which  demands  a  clear  and  general 
readjustment  of  our  attitude  and  our  ideal. 

Mary  Antin  is  right  when  she.  looks  upon  our  foreign-born 
as  the  people  who  missed  the  Mayflower  and  came  over  on 
the  first  boat  they  could  find.  We  are  all  foreign-born  or  the 
descendants  of  foreign-born,  and  if  distinctions  are  to  be  made 
between  us,  they  should  rightly  be  on  some  other  ground  than 
indigenousness.  The  early  colonists  came  over  with  motives 
no  less  colonial  than  the  later.  They  did  not  come  to  be  assimi- 
lated in  an  American  melting  pot.  They  did  not  come  to 
adopt  the  culture  of  the  American  Indian.  They  had  not  the 
smallest  intention  of  "giving  themselves  without  reservation" 
to  the  new  country.  They  came  to  get  freedom  to  live  as 
they  wanted  to.  They  came  to  escape  from  the  stifling  air 
and  chaos  of  the  Old  World ;  they  came  to  make  their  fortune 
in  a  new  land.  They  invented  no  new  social  framework. 
Rather  they  brought  over  bodily  the  old  ways  to  which  they 
had  been  accustomed.  Tightly  concentrated  on  a  hostile 
frontier,  they  were  conservative  beyond  belief.  Their  pioneer 
daring  was  reserved  for  the  objective  conquest  of  material 
resources.  In  their  folkways,  in  their  social  and  political 
institutions,  they  were,  like  every  colonial  people,  slavishly 
imitative  of  the  mother-country.  So  that,  in  spite  of  the 
"Revolution,"  our  whole  legal  and  political  system  remained 
more  English  than  the  English,  petrified  and  unchanging, 
while  in  England  law  developed  to  meet  the  needs  of  the 
changing  times. 

It  is  just  this  English-American  conservatism  that  has 
been  our  chief  obstacle  to  social  advance.  We  have  needed 
the  new  peoples  —  the  order  of  the  German  and  Scandinavian, 
the  turbulence  of  the  Slav  and  Hun  —  to  save  us  from  our  own 
stagnation.  I  do  not  mean  that  the  illiterate  Slav  is  now 
the  equal  of  the  New  Englander  of  pure  descent.  He  is  raw 
material  to  be  educated,  not  into  a  New  Englander,  but 
into  a  socialized  American  along  such  lines  as  those  thirty 


346  AMERICAN  LIFE  AND  CHARACTER 

nationalities  are  being  educated  in  the  amazing  schools  of 
Gary.  I  do  not  believe  that  this  process  is  to  be  one  of  decades 
of  evolution.  The  spectacle  of  Japan's  sudden  jump  from 
medievalism  to  post-modernism  should  have  destroyed  that 
superstition.  We  are  not  dealing  with  individuals  who  are  to 
"evolve."  We  are  dealing  with  their  children,  who,  with  that 
education  we  are  about  to  have,  will  start  level  with  all  of 
us.  Let  us  cease  to  think  of  ideals  like  democracy  as  magical 
qualities  inherent  in  certain  peoples.  Let  us  speak,  not  of 
inferior  races,  but  of  inferior  civilizations.  We  are  all  to  edu- 
cate and  to  be  educated.  These  peoples  in  America  are  in 
a  common  enterprise.  It  is  not  what  we  are  now  that  con- 
cerns us,  but  what  this  plastic  next  generation  may  become 
in  the  light  of  a  new  cosmopolitan  ideal. 

If  we  come  to  find  this  point  of  view  plausible,  we  shall 
have  to  give  up  the  search  for  our  native  "American"  cul- 
ture. With  the  exception  of  the  South  and  that  New  England 
which,  like  the  Red  Indian,  seems  to  be  passing  into  solemn 
oblivion,  there  is  no  distinctively  American  culture.  It  is 
apparently  our  lot  rather  to  be  a  federation  of  cultures.  This 
we  have  been  for  half  a  century  and  the  war  has  made  it 
ever  more  evident  that  this  is  what  we  are  destined  to  remain. 
This  will  not  mean,  however,  that  there  are  not  expressions 
of  indigenous  genius  that  could  not  have  sprung  from  any 
other  soil.  Music,  poetry,  philosophy,  have  been  singularly 
fertile  and  new.  Strangely  enough,  American  genius  has 
flared  forth  just  in  those  directions  which  are  least  under- 
standed  of  the  people.  If  the  American  note  is  bigness,  ac- 
tion, the  objective  as  contrasted  with  the  reflective  life,  where 
is  the  epic  expression  of  this  spirit?  Our  drama  and  our 
fiction,  the  peculiar  fields  for  the  expression  of  action  and 
objectivity,  are  somehow  exactly  the  fields  of  the  spirit  which 
remain  poor  and  mediocre.  American  materialism  is  in  some 
way  inhibited  from  getting  into  impressive  artistic  form  its 
own  energy  with  which  it  bursts.  Nor  is  it  any  better  in 


TRANS-NATIONAL  AMERICA  347 

architecture,  the  least  romantic  and  subjective  of  all  the  arts. 
We  are  inarticulate  of  the  very  values  which  we  profess  to 
idealize.  But  in  the  finer  forms  —  music,  verse,  the  essay, 
philosophy  —  the  American  genius  puts  forth  work  equal  to 
any  of  its  contemporaries.  Just  in  so  far  as  our  American 
genius  has  expressed  the  pioneer  spirit,  the  adventurous,  for- 
ward-looking drive  of  a  colonial  empire,  is  it  representative 
of  that  whole  America  of  the  many  races  and  peoples,  and  not 
of  any  partial  or  traditional  enthusiasm.  And  only  as  that 
pioneer  note  is  sounded  can  we  really  speak  of  the  American 
culture.  As  long  as  we  thought  of  Americanism  in  terms  of 
the  "melting  pot,"  our  American  cultural  tradition  lay  in  the 
past.  It  was  something  to  which  the  new  Americans  were 
to  be  molded.  In  the  light  of  our  changing  ideal  of  Ameri- 
canism, we  must  perpetrate  the  paradox  that  our  American 
cultural  tradition  lies  in  the  future.  It  will  be  what  we  all 
together  make  out  of  this  incomparable  opportunity  of  attack- 
ing the  future  with  a  new  key. 


The  failure  of  the  melting  pot,  far  from  closing  the  great 
American  democratic  experiment,  means  that  it  has  only 
just  begun.  Whatever  American  nationalism  turns  out  to  be, 
we  see  already  that  it  will  have  a  color  richer  and  more  excit- 
ing than  our  ideal  has  hitherto  encompassed.  In  a  world 
which  has  dreamed  of  internationalism,  we  find  that  we  have 
all  unawares  been  building  up  the  first  international  nation. 
The  voices  which  have  cried  for  a  tight  and  jealous  nationalism 
of  the  European  pattern  are  failing.  From  that  ideal,  how- 
ever valiantly  and  disinterestedly  it  has  been  set  for  us,  time 
and  tendency  have  moved  us  further  and  further  away.  What 
we  have  achieved  has  been  rather  a  cosmopolitan  federation 
of  national  colonies,  of  foreign  cultures,  from  whom  the  sting 
of  devastating  competition  has  been  removed.  America 
is  already  the  world-federation  in  miniature,  the  continent 
where  for  the  first  time  in  history  has  been  achieved  that 


348  AMERICAN  LIFE  AND  CHARACTER 

miracle  of  hope,  the  peaceful  living  side  by  side,  with  char- 
acter substantially  preserved,  of  the  most  heterogeneous 
peoples  under  the  sun.  Nowhere  else  has  such  contiguity 
been  anything  but  the  breeder  of  misery.  Here,  notwith- 
standing our  tragic  failures  of  adjustment,  the  outlines  are 
already  too  clear  not  to  give  us  a  new  vision  and  a  new  orienta- 
tion of  the  American  mind  in  the  world. 

It  is  for  the  American  of  the  younger  generation  to  accept 
this  cosmopolitanism,  and  carry  it  along  with  self-conscious 
and  fruitful  purpose.  In  his  colleges,  he  is  already  getting, 
with  the  study  of  modern  history  and  politics,  the  modern 
literatures,  economic  geography,  the  privilege  of  a  cosmopoli- 
tan outlook  such  as  the  people  of  no  other  nation  of  to-day 
in  Europe  can  possibly  secure.  If  he  is  still  a  colonial,  he 
is  no  longer  the  colonial  of  one  partial  culture,  but  of  many. 
He  is  a  colonial  of  the  world.  Colonialism  has  grown  into 
cosmopolitanism,  and  his  motherland  is  no  one  nation,  but 
all  who  have  anything  life-enhancing  to  offer  to  the  spirit. 
That  vague  sympathy  which  the  France  of  ten  years  ago  was 
feeling  for  the  world  —  a  sympathy  which  was  drowned  in 
the  terrible  reality  of  war  —  may  be  the  modern  American's, 
and  that  in  a  positive  and  aggressive  sense.  If  the  American 
is  parochial,  it  is  in  sheer  wantonness  or  cowardice.  His 
provincialism  is  the  measure  of  his  fear  of  bogies  or  the  defect 
of  his  imagination. 


Only  America,  by  reason  of  the  unique  liberty  of  oppor- 
tunity and  traditional  isolation  for  which  she  seems  to  stand, 
can  lead  in  this  cosmopolitan  enterprise.  Only  the  American 
—  and  in  this  category  I  include  the  migratory  alien  who  has 
lived  with  us  and  caught  the  pioneer  spirit  and  a  sense  of 
new  social  vistas  —  has  the  chance  to  become  that  citizen 
of  the  world.  America  is  coming  to  be,  not  a  nationality  but  a 
trans-nationality,  a  weaving  back  and  forth,  with  the  other 
lands,  of  many  threads  of  all  sizes  and  colors.  Any  movement 


TRANS-NATIONAL  AMERICA  349 

which  attempts  to  thwart  this  weaving,  or  to  dye  the  fabric 
any  one  color,  or  disentangle  the  threads  of  the  strands,  is 
false  to  this  cosmopolitan  vision.  I  do  not  mean  that  we  shall 
necessarily  glut  ourselves  with  the  raw  product  of  humanity. 
It  would  be  folly  to  absorb  the  nations  faster  than  we  could 
weave  them.  We  have  no  duty  either  to  admit  or  reject.  It 
is  purely  a  question  of  expediency.  What  concerns  us  is  the 
fact  that  the  strands  are  here.  We  must  have  a  policy  and 
an  ideal  for  an  actual  situation.  Our  question  is,  What  shall 
we  do  with  our  America?  How  are  we  likely  to  get  the 
more  creative  America  —  by  confining  our  imaginations 
to  the  ideal  of  the  melting  pot,  or  broadening  them  to 
some  such  cosmopolitan  conception  as  I  have  been  vaguely 
sketching  ? 

The  war  has  shown  America  to  be  unable,  though  isolated 
geographically  and  politically  from  a  European  world-situa- 
tion, to  remain  aloof  and  irresponsible.  She  is  a  wandering 
star  in  a  sky  dominated  by  two  colossal  constellations  of 
states.  Can  she  not  work  out  some  position  of  her  own,  some 
life  of  being  in,  yet  not  quite  of,  this  seething  and  embroiled 
European  world?  This  is  her  only  hope  and  promise.  A 
trans-nationality  of  all  the  nations,  it  is  spiritually  impossible 
for  her  to  pass  into  the  orbit  of  any  one.  It  will  be  folly  to 
hurry  herself  into  a  premature  and  sentimental  nationalism, 
or  to  emulate  Europe  and  play  fast  and  loose  with  the  forces 
that  drag  into  war.  No  Americanization  will  fulfill  this  vision 
which  does  not  recognize  the  uniqueness  of  this  trans-national- 
ism of  ours.  The  Anglo-Saxon  attempt  to  fuse  will  only 
create  enmity  and  distrust.  The  crusade  against "  hyphenates  " 
will  only  inflame  the  partial  patriotism  of  trans-nationals, 
and  cause  them  to  assert  their  European  traditions  in  strident 
and  unwholesome  ways.  But  the  attempt  to  weave  a  wholly 
novel  international  nation  out  of  our  chaotic  America  will 
liberate  and  harmonize  the  creative  power  of  all  these  peoples 
and  give  them  the  new  spiritual  citizenship,  as  so  many  indi- 
viduals have  already  been  given,  of  a  world. 


350  AMERICAN  LIFE  AND  CHARACTER 

Is  it  a  wild  hope  that  the  undertow  of  opposition  to  meta- 
physics in  international  relations,  opposition  to  militarism, 
is  less  a  cowardly  provincialism  than  a  groping  for  this  higher 
cosmopolitan  ideal?  One  can  understand  the  irritated  rest- 
lessness with  which  our  proud  pro-British  colonists  contem- 
plate a  heroic  conflict  across  the  seas  in  which  they  have  no 
part.  It  was  inevitable  that  our  necessary  inaction  should 
evolve  in  their  minds  into  the  bogey  of  national  shame  and 
dishonor.  But  let  us  be  careful  about  accepting  their  sensi- 
tiveness as  final  arbiter.  Let  us  look  at  our  reluctance  rather 
as  the  first  crude  beginnings  of  assertion  on  the  part  of  cer- 
tain strands  in  our  nationality  that  they  have  a  right  to  a 
voice  in  the  construction  of  the  American  ideal.  Let  us  face 
realistically  the  America  we  have  around  us.  Let  us  work 
with  the  forces  that  are  at  work.  Let  us  make  something 
of  this  trans-national  spirit  instead  of  outlawing  it.  Already 
we  are  living  this  cosmopolitan  America.  What  we  need 
is  everywhere  a  vivid  consciousness  of  the  new  ideal.  De- 
liberate headway  must  be  made  against  the  survivals  of  the 
melting-pot  ideal  for  the  promise  of  American  life. 

We  cannot  Americanize  America  worthily  by  sentimentaliz- 
ing and  moralizing  history.  When  the  best  schools  are  ex- 
pressly renouncing  the  questionable  duty  of  teaching  patriot- 
ism by  means  of  history,  it  is  not  the  time  to  force  shibboleth 
upon  the  immigrant.  This  form  of  Americanization  has  been 
heard  because  it  appealed  to  the  vestiges  of  our  old  sentimen- 
talized and  moralized  patriotism.  This  has  so  far  held  the 
field  as  the  expression  of  the  new  American's  new  devotion. 
The  inflections  of  other  voices  have  been  drowned.  They 
must  be  heard.  We  must  see  if  the  lesson  of  the  war  has  not 
been  for  hundreds  of  these  later  Americans  a  vivid  realization 
of  their  trans-nationality,  a  new  consciousness  of  what  America 
meant  to  them  as  a  citizenship  in  the  world.  It  is  the  vague 
historic  idealisms  which  have  provided  the  fuel  for  the  Euro- 
pean flame.  Our  American  ideal  can  make  no  progress  until 
we  do  away  with  this  romantic  gilding  of  the  past. 


TRANS-NATIONAL  AMERICA  351 

All  our  idealisms  must  be  those  of  future  social  goals  in 
which  all  can  participate,  the  good  life  of  personality  lived 
in  the  environment  of  the  Beloved  Community.  No  mere 
doubtful  triumphs  of  the  past,  which  redound  to  the  glory  of 
only  one  of  our  trans-nationalities,  can  satisfy  us.  It  must 
be  a  future  America,  on  which  all  can  unite,  which  pulls  us 
irresistibly  toward  it,  as  we  understand  each  other  more  warmly . 

To  make  real  this  striving  amid  dangers  and  apathies  is 
work  for  a  younger  intelligentsia  of  America.  Here  is  an  enter- 
prise of  integration  into  which  we  can  all  pour  ourselves,  of  a 
spiritual  welding  which  should  make  us,  if  the  final  menace 
ever  came,  not  weaker,  but  infinitely  strong. 


DEMOCRACY  IN  INDUSTRY1 
LYMAN  ABBOTT 

[Lyman  Abbott  (1835-  )  was  educated  at  New  York  University 
and  has  been  editor  of  The  Outlook  since  1893.  He  is  a  frequent  writer  and 
speaker  on  social  and  religious  topics.  This  popular  and  friendly  discus- 
sion is  one  of  a  series  entitled  "Democracy  around  the  World,"  and 
covers  clearly  but  succinctly  the  chief  developments  of  industrial 
democracy.] 

The  other  day  I  noticed  a  motto  on  a  teamster's  cart  in  our 
village:  "There's  no  fun  like  work."  The  cart  belongs  to 
an  original  neighbor  of  mine  who  thinks  himself  and  sets 
other  people  a-thinking;  and  his  motto  set  me  a-thinking. 
Is  it  true? 

True  to  my  experience,  yes.  My  work  has  always  been  my 
best  fun.  There  is  no  game  that  begins  to  interest  me  as  does 
my  work.  I  began  to  wonder  whether  that  was  temperamental. 
Or  is  it  universal?  If  not,  can  it  be  made  universal?  I  re- 
flected that  almost  every  kind  of  workaday  activity  is  also 
employed  in  a  more  or  less  modified  form  as  a  recreation.  I 
recalled  the  saying  attributed  to  Phillips  Brooks,  "It  is  great 
fun  preaching."  I  remembered  what  a  very  successful  and 
very  hard-working  business  man  once  said  to  me,  "It  is  more 
fun  to  make  money  than  to  have  it  or  to  spend  it."  I  recalled 
the  pride  and  pleasure  I  had  seen  all  sorts  of  workmen  take 
in  their  work :  the  seamstress  in  her  stitch,  the  cook  in  her 
dishes,  the  teacher  in  his  pupil,  the  lawyer  in  his  brief.  Surgery 
would  be  impossible  for  me.  But  I  remembered  how  often  I 
had  heard  that  surgeons  speak  of  "a  beautiful  operation." 

I  hope  that  my  readers  will  not  lay  down  this  article  at  this 
point  under  the  impression  that  I  am  trying  to  prove  that 

1  From  The  Outlook,  August  17,  1912.   Reprinted  by  permission. 
352 


DEMOCRACY  IN  INDUSTRY  353 

there  is  no  difference  between  work  and  play.  Not  at  all. 
NOT  AT  ALL.  What  I  am  trying  to  show  is  that  nearly  every 
activity  of  mind  and  body  employed  in  useful  work  may  be 
made  to  minister  to  the  pleasure  of  the  worker.  The  toil  of 
the  farmer,  of  the  carpenter,  of  the  railway  engineer,  of  the 
teamster,  of  the  lawyer,  of  the  teacher,  of  the  surgeon,  of  the 
preacher,  and  whatever  other  toil  there  is,  may  be,  and  often 
is,  a  joy.  My  epigrammatic  friend  is  right:  "There's  no  fun 
like  work." 

In  this  article  I  am  trying  to  give  my  readers  a  vision  of 
what  industry  might  be  and  ought  to  be,  but  is  not  —  the 
vision  as  one  sees  it  who  believes  in  democracy  in  industry. 
Raphael  says  that  "we  paint  nature  not  as  she  is,  but  as  she 
ought  to  be."  I  am  trying  to  depict  industry  not  as  it  is,  but 
as  it  ought  to  be. 

All  natural,  normal,  healthful  activity,  whether  of  mind  or 
body,  is  pleasurable.  This  is  not  equivalent  to  saying  that  it 
is  all  pleasant.  It  is  not  saying  that  it  is  not  accompanied  by 
discomfort,  and  sometimes  very  great  discomfort.  But  if  it 
is  natural,  normal,  healthful,  it  is  pleasurable  —  that  is,  able 
to  give  pleasure.  If  it  fails  to  do  so,  the  failure  is  probably  due 
to  artificial  conditions  which  we  have  created.  It  is  at  least 
well  for  us  to  consider  whether  we  cannot  change  those  con- 
ditions which  we  have  created,  and  give  back  to  the  activity 
the  pleasure-giving  qualities  of  which  we  have  robbed  it. 

There  are  five  conditions  which  the  industrial  democrat 
desires  to  see  established  in  industry  in  order  to  restore  to  it 
the  pleasurable  qualities  of  which  our  artificially  established 
conditions  have  deprived  it.  There  may  be  more ;  there  are 
at  least  these  five : 

I.   We  needlessly  work  overtime. 

Every  activity  of  mind  or  body  uses  up  some  physical  tissue 
which  must  be  removed  from  the  body  and  replaced  by  a  new 
tissue  in  order  that  the  activity  may  be  healthfully  continued. 
The  dead  tissue  must  be  removed.  Living  tissue  must  take 
its  place.  When  the  worker  works  overtime,  he  becomes,  as 


354  AMERICAN  LIFE  AND  CHARACTER 

we  say,  exhausted ;  that  is,  he  is  drained  or  emptied.  And  this 
is  literally  true.  He  is  exhausted  when  the  vital  tissue  em- 
ployed has  been  drained  and  he  is  left  with  too  small  a  supply 
to  furnish  adequate  energy  for  pleasurable  activity.  Of  course 
the  more  monotonous  the  industry,  the  more  the  same  class  of 
tissues  are  employed,  and  the  greater  is  the  drain  or  exhaus- 
tion. The  mere  fact  that  the  worker  can  enter  upon  some  other 
form  of  activity  is  no  indication  that  he  is  not  exhausted. 
That  the  men  of  a  factory  in  a  noon  hour  engage  in  a  game  of 
ball  does  not  indicate  that  they  are  not  exhausted.  The  ball 
game  calls  a  new  set  of  muscles  into  play  and  leaves  the  others 
to  rest.  So  when  one's  eyes  are  tired  with  reading,  he  may 
converse.  He  rests  his  exhausted  eyes  and  uses  his  unex- 
hausted throat.  But  rest  is  indispensable  to  pleasurable  work ; 
re-creation  is  indispensable  to  pleasurable  creation. 

In  America  most  of  us  work  overtime.  We  glorify  the 
strenuous  life.  To  be  always  doing  something  is  our  ambition. 
Robert  Louis  Stevenson's  essay  in  praise  of  idleness  gets  scant 
attention.  We  begrudge  the  time  necessary  to  wind  up  the 
mainspring;  and  it  takes  more  time  to  wind  up  the  main- 
spring of  a  man  than  the  mainspring  of  a  watch.  We  cut  our 
nights  short ;  stay  up  as  late  as  our  fellow-mortals  in  Europe, 
but  are  not  willing  to  sleep  as  late  in  the  morning.  We  have 
adopted  European  habits  of  retiring,  and  try  to  keep  up 
Puritan  habits  of  rising.  We  pare  off  our  Sundays  at  both 
ends ;  work  late  Saturday  night  because  we  can  lie  abed  Sun- 
day morning,  and  go  to  bed  earlier  Sunday  night  in  order  to 
arise  earlier  Monday  morning,  and  use  Sunday  as  a  day  of 
travel  to  get  from  one  business  appointment  to  another. 

The  industrial  democrat  believes  in  an  eight-hour  day  for 
all  organized  employments.  It  is  true  that  eight  hours  is  a 
purely  artificial  standard.  In  some  vocations  the  hours  of 
labor  should  be  fewer ;  it  is  doubtful  whether  in  any  organized 
industry  they  should  be  more.  In  employments  in  which  the 
labor  is  monotonous,  as  in  most  factories,  the  hours  of  labor 
should  be  fewer  than  in  employments  which  allow  for  great 


DEMOCRACY  IN  INDUSTRY  355 

variety  of  activity  and  therefore  less  exhaustion  of  particular 
tissues,  as  in  most  household  work.  But  we  all  work  overtime. 
And  it  is  inconceivable  that  a  man  should  work,  as  some  steel 
workers  do,  twelve  hours  in  the  day  and  seven  days  in  the 
week  and  retain  that  physical  and  mental  energy  which  is 
essential  to  pleasure  in  work.  If  my  friend  were  to  run  his 
motor  car  for  seven  days  in  succession,  eight  hours  a  day,  he 
would  probably  be  as  tired  of  motoring  as  the  railway  engineer 
is  of  driving  his  engine ;  and  if  the  preacher  were  to  preach  a 
sermon  eight  hours  long,  he  would  be  almost  as  exhausted  as 
his  congregation.  Different  persons  doubtless  have  different 
powers  of  endurance.  For  myself  three  hours  spent  at  my  desk 
in  creative  work  is  as  much  as  I  can  usually  give  with  profit 
in  any  one  day.  The  remainder  of  the  day  is  not  given  to  rest, 
but  it  is  given  to  a  changed  occupation. 

This  working  overtime  is  wholly  unnecessary.  One  in- 
dividual cannot  step  out  of  the  mill ;  but  the  owner  of  the 
mill  —  that  is,  society  —  can  order  the  work  stopped.  This 
incessant  grinding  is  not  required  in  order  to  give  us  food. 
The  statisticians  tell  us  that  with  our  improved  machinery 
seven  men  can  feed  a  thousand.  Why,  then,  go  on  driving  the 
mill  as  though  hunger  demanded  it  ?  The  invention  of  machin- 
ery has  made  possible  the  lessening  of  toil  and  largely  the 
elimination  of  drudgery.  Says  Emerson 

The  farmer  had  much  ill  temper,  laziness,  and  shirking  to 
endure  from  his  hand  sawyers,  until  one  day  he  bethought  him  to 
put  his  sawmill  on  the  edge  of  a  waterfall ;  and  the  river  never 
tires  of  turning  his  wheel ;  the  river  is  good-natured  and  never 
hints  an  objection.  .  .  .  The  forces  of  steam,  gravity,  galvanism, 
light,  magnets,  wind,  fire,  serve  us  day  by  day  and  cost  us  nothing. 

And  yet,  fired  by  this  passion  for  work,  we  go  on  working 
as  though  our  lives  depended  on  it.  In  fact,  our  lives  depend 
as  much  on  our  resting  as  on  our  working.  Social  students  in 
England  have  demonstrated,  by  actual  experiment,  that  in 
many  industries  men  will  produce,  not  only  better  products, 


356  AMERICAN  LIFE  AND  CHARACTER 

but  actually  more  products,  in  nine  hours  than  in  ten,  and 
better  men  if  not  both  better  products  and  more  products  in 
eight  hours  than  in  nine. 

It  is  said  that  the  average  life  of  a  stoker  on  an  ocean  steamer 
is  nine  years.  James  Ford  Rhodes  tells  us  in  his  "History  of 
the  United  States"  that  the  average  industrial  life  of  a  plan- 
tation slave  on  the  sugar  plantations  of  Louisiana  was  seven 
years.  The  industrial  democrat  desires  to  see  industry  so 
organized  that  it  shall  prolong  human  life,  not  shorten  it,  and 
enhance  the  joy  of  life,  not  rob  it  of  its  joy.  He  wishes  to  see 
industry  so  organized  that  it  shall  be  a  pleasurable  activity. 
A  first  condition  is  a  reasonable  limitation  for  every  worker 
in  the  hours  of  his  work  —  a  limitation  that  shall  give  him 
daily  adequate  time  in  the  repair  shop  —  that  is,  adequate  time 
for  rest  and  for  that  change  of  activity  which  is  re-creation. 

II.  Only  second  in  importance  to  limited  hours  of  labor 
are  the  conditions  in  which  the  labor  is  performed.  All  that 
science  and  art  can  do  should  be  done  to  make  them  both 
sanitary  and  comfortable.  There  is  something  preposterous 
in  the  prevailing  fashion  of  making  luxurious  the  rooms  wherein 
we  spend  the  fewest  hours  of  life  and  taking  any  kind  of  room 
for  our  working-room.  The  kitchen,  the  nursery,  and  the 
living-room  ought  to  be  the  best  rooms  in  the  house  —  the 
sunniest  in  winter,  the  airiest  in  summer,  the  most  commodious 
and  comfortable  in  all  seasons.  The  kitchen  is  the  working- 
room  of  the  housekeeper  and  her  assistants;  the  nursery  is 
the  training-room  of  the  children;  and  the  living-room  is 
the  gathering-place  of  the  family.  In  the  old  New  England 
days  the  parlor  was  intended  to  be,  what  it  was  courteously 
called,  the  "best  room,"  and  was  open  only  on  state  occasions 
or  perhaps  on  Sundays.  We  have  inherited  this  folly  from  the 
past,  and  are  not  yet  entirely  emancipated  from  it. 

The  same  curious  disregard  of  comfort  and  convenience  in 
the  rooms  in  which  our  work  is  done  and  the  major  part  of 
our  life  is  spent  has  in  the  past  characterized  our  industrial 
life.  We  are  slowly,  but  far  too  slowly,  realizing  that  bad 


DEMOCRACY  IN  INDUSTRY  357 

conditions  produce  bad  workingmen  and  bad  work.  We  are 
providing  machinery  to  expel  from  our  mines  the  air  that  once 
poisoned  the  miners.  We  are  providing  our  factories  with 
windows  that  furnish  adequate  sunlight,  and  in  summer  ap- 
proximately adequate  ventilation.  We  are  requiring  clean- 
liness, not  only  in  floor  and  wall  and  ceiling,  but  in  the  at- 
mosphere. We  are  abolishing  the  conditions  which  made  the 
head  heavy  and  the  heart  sick,  which  begot  discomfort  and 
bred  discontent.  Law  has  done  something,  public  sentiment 
has  done  even  more.  There  are  an  increasing  number  of  em- 
ployers who  really  care  more  for  the  health  and  comfort  of 
the  men  and  women  in  their  factories  than  for  the  health  and 
comfort  of  the  horses  in  their  barns.  Only  a  real  though  grad- 
ual revolution  has  brought  this  about  —  a  revolution  bitterly 
resisted  by  some  of  our  "best  citizens"  both  in  England  and 
America:  and  much  still  remains  to  be  done.  Read  Charles 
Dickens's  description  of  Coketon: 

It  was  a  town  of  red  brick,  or  of  brick  that  would  have  been  red 
if  the  smoke  and  ashes  had  allowed  it ;  but  as  matters  stood  it  was 
a  town  of  unnatural  red  and  black,  like  the  painted  face  of  a  savage. 
It  was  a  town  of  machinery  and  tall  chimneys,  out  of  which  inter- 
minable serpents  of  smoke  trailed  themselves  for  ever  and  ever,  and 
never  got  uncoiled.  It  had  a  black  canal  in  it,  and  a  river  that  ran 
purple  with  ill-smelling  dye,  and  vast  piles  of  buildings  full  of 
windows  where  there  was  a  rattling  and  a  trembling  all  day  long, 
and  where  the  piston  of  the  steam-engine  worked  monotonously  up 
and  down,  like  the  head  of  an  elephant  in  a  state  of  melancholy  mad- 
ness. It  contained  several  large  streets,  all  very  like  one  another, 
and  many  small  streets  still  more  like  one  another,  inhabited  by 
people  equally  like  one  another,  who  all  went  in  and  out  at  the  same 
hours,  with  the  same  sound  upon  the  same  pavements,  to  do  the 
same  work,  and  to  whom  every  day  was  the  same  as  yesterday  and 
to-morrow,  and  every  year  the  counterpart  of  the  last  and  the  next.1 

How  can  work  in  such  conditions  be  fun? 

1  "Hard  Times,"  Chapter  V. 


358  AMERICAN  LIFE  AND  CHARACTER 

III.  Not  less  important  than  making  useful  work  enjoyable 
to  the  worker  by  a  limitation  in  the  hours  of  his  labor  and  an 
improvement  in  the  conditions  under  which  it  is  performed  is 
it  that  his  right  to  some  share  in  the  finished  product  should 
be  recognized. 

The  demand  for  profit-sharing  is  not  the  same  as  a  demand 
for  increased  wages.  It  is  not  merely  a  demand  for  better 
compensation.  It  is  a  demand  for  a  better  and  more  human 
relationship  between  the  employer  and  the  employed,  the 
recognition  of  the  fact  that  the  two  are  working  together, 
and  that  the  product  of  their  common  industry  belongs  to 
them  both,  and  should  be  shared  between  them  upon  some 
just  and  equitable  basis. 

It  is  a  common  charge  made  against  the  modern  working- 
man  that  he  takes  no  interest  in  his  job.  Why  should  he?  It 
is  not  his  job.  It  is  his  master's  job.  If  he  slights  his  work, 
the  loss  falls  on  the  master.  If  he  does  peculiarly  excellent 
work,  the  profit  goes  to  his  master,  and  to  his  master  the  honor 
is  given.  The  workingman  is  not  interested  in  the  product 
because  it  is  not  his  product  when  it  is  finished,  and  he  has  no 
share  in  it.  He  is  not  working  to  produce  anything;  he  is 
working  for  a  wage.  And  I  do  not  find  that  any  one  complains 
that  he  is  not  interested  in  his  wage. 

Let  me  by  a  single  illustration  make  clear  what  I  mean  by 
profit-sharing. 

A  few  years  ago  I  went  into  a  little  local  shoemaker's  shop, 
where  my  shoes  had  been  repaired,  and  ordered  a  pair  made 
for  me.  They  cost  about  the  same  that  equally  well  made 
shoes  would  have  cost  in  one  of  the  great  shoe  stores,  and  they 
fitted  me  a  little  better.  But  I  was  interested  to  see  the  shoe- 
maker's interest  in  his  work  and  his  pride  in  the  fit  when  the 
shoes  were  done.  His  interest  was  not  merely  in  the  price  that 
was  paid  for  them,  it  was  in  the  product  itself,  because  it  was 
his  product,  and  the  profit  and  the  honor  were  his.  For  that 
reason  he  unmistakably  had  fun  in  his  work. 


DEMOCRACY  IN  INDUSTRY  359 

About  the  same  time  I  heard  Mr.  George  W.  Perkins,  at  a 
public  dinner  in  New  York,  give  an  account  of  the  profit- 
sharing  scheme  which  has  been  introduced  into  the  Steel  Cor- 
poration. I  pass  here  no  judgment  upon  the  method  pursued. 
What  interested  me  then,  and  what  illustrates  the  point  I  am 
making  here,  was  Mr.  Perkins's  statement  that  the  result  of 
the  profit-sharing  introduction  has  been  to  make  the  men  en- 
gaged in  the  industry  interested  in  the  industry.  The  corpora- 
tion had  not,  he  said,  introduced  profit-sharing  as  a  philan- 
thropy. But,  as  it  paid  thousands  of  dollars  every  year  to  keep 
the  material  machinery  in  the  best  condition,  so  it  thought  it 
worth  while  to  pay  thousands  of  dollars  to  make  the  men  who 
operate  that  machinery  contented  with  their  position  and 
interested  in  their  work.  Mr.  Filene,  who  has  built  up  from 
small  beginnings  one  of  the  most  successful  department  stores 
in  Boston,  and  gives  to  his  employees  both  a  share  in  the 
profits  of  the  business  and  a  participation  in  its  administra- 
tion, has  found  the  same  results  to  follow :  an  almost  entire 
elimination  of  perfunctory  service,  and  a  contented  and  in- 
terested body  of  co-workers  in  every  department. 

IV.  If  the  worker  is  to  find  any  fun  in  his  work,  he  must 
have  not  only  some  share  in  the  product,  but  also  some  share 
in  determining  under  what  conditions  it  shall  be  carried  on. 
This  principle  seems  to  me  eminently  just ;  though  there  are 
some  employers,  apparently,  who  think  that  it  is  entirely 
impracticable  to  apply  it  in  our  modern  industrial  system. 

The  Golden  Rule  has  always  seemed  to  me  to  afford,  not 
only  an  excellent  ideal,  but  an  eminently  practicable  rule  of 
conduct.  To  determine  what  is  just  toward  any  man  I  ask 
myself,  If  I  were  in  his  place,  what  should  I  think  I  had  a 
right  to  demand?  If  I  were  a  railway  engineer  and  not  only 
my  comfort  but  my  life  depended  on  the  fireman  who  traveled 
with  me,  I  should  want  to  have  something  to  say  as  to  the 
conditions  upon  which  men  should  be  appointed  as  firemen. 
If  I  were  a  miner,  I  should,  for  the  same  reason,  want  to  have 


360  AMERICAN  LIFE  AND  CHARACTER 

something  to  say  as  to  the  conditions  on  which  other  miners 
working  with  me  should  be  appointed.  If  I  were  to  work  in 
a  factory,  I  should  want  to  have  something  to  say  as  to  hours 
of  labor  and  the  sanitary  conditions  of  the  room  in  which  I 
was  to  spend  my  working  hours. 

We  read  much  in  the  daily  papers  of  the  "recognition  of 
the  union"  ;  and  sometimes  of  strikes  maintained  with  great 
obstinacy,  not  for  higher  wages  or  shorter  hours,  but  for  this 
"recognition  of  the  union."  Such  strikes  are  generally  con- 
demned unsparingly  by  the  daily  papers.  I  suppose  that  the 
phrase  "recognition  of  the  union"  has  different  meanings  at 
different  times  and  in  different  localities.  But  when  it  means 
that  the  laborers  are  insisting,  not  merely  that  they  shall  have 
better  wages  or  shorter  hours,  but  also  that  they  shall  have 
some  share  in  determining  what  the  hours  and  conditions  of 
their  labor  shall  be,  I  sympathize  with  their  demand,  though 
I  may  not  with  their  methods.  The  adjustment  of  this  new 
and  growing  demand  of  the  workingman  to  have  some  share 
in  the  control  of  the  organized  industries  of  the  world  presents 
many  difficult  problems.  Certainly  the  direction  cannot  be 
transferred  by  any  instantaneous  process  from  the  autocracy 
which  has  controlled  the  industry  in  the  past  to  the  democ- 
racy which  will  perhaps  control  it,  at  least  in  part,  in  the 
future.  But  the  history  of  industry  in  the  past  in  all  civilized 
countries  makes  it  equally  clear  that  it  cannot,  with  safety 
to  the  workingmen  or  to  the  community,  be  left  in  the  unlim- 
ited control  of  an  irresponsible  autocracy.  The  administra- 
tion of  our  great  businesses  has  not  been  so  uniformly  just, 
humane,  and  public-spirited,  or  even  so  economically  efficient 
and  so  beneficent  to  the  community,  that  its  advocates  are 
justified  in  insisting  that  no  change  can  be  made  for  the  better. 

V.  There  is  one  other  condition  necessary  in  order  to  make 
modern  work  carried  on  by  organizations  of  workers  fun  to  the  in- 
dividual worker.  This  it  is  difficult  to  state,  because  it  is  a  con- 
dition of  the  spirit  in  which  the  work  must  be  carried  on,  and  it 
is  always  difficult  to  define  anything  so  subtle  as  spirit  of  life. 


DEMOCRACY  IN  INDUSTRY  361 

It  is  evident  that  the  man  in  the  shoe  factory  who  simply 
puts  the  eyelets  in  the  shoe  cannot  have  the  kind  of  pride  in 
the  finished  shoe  that  the  individual  shoemaker  can  have  who 
by  his  individual  labor  makes  the  entire  shoe  from  start  to 
finish.  The  pride  of  the  latter  in  his  work  is  an  individual 
pride ;  the  modern  laborer's  pride  in  his  work  must  be  a  social 
pride;  a  pride  in  the  organization  to  which  he  belongs  and 
in  the  work  of  his  fellows  no  less  than  in  his  own. 

A  simple  illustration  of  this  pride  in  one's  cooperative  work 
is  furnished  by  the  soldier  in  the  army.  His  personal  contribu- 
tion may  seem  insignificant.  He  believes  in  his  commander, 
whether  he  be  General  Lee  or  General  Grant,  and  in  his  cause, 
whether  it  be  States'  rights  or  Nationalism,  and  to  that  cause 
and  to  that  commander  he  has  given  himself  with  absolute 
devotion.  Whether  he  is  in  front  as  a  sharpshooter,  or  in  the 
-rear  guarding  a  baggage  train,  or  in  camp  cleaning  his  gun, 
he  is  a  member  of  a  great  army,  devoted  to  a  great  cause,  and 
sharer  in  a  great  service ;  and  when  the  war  is  over,  his  country 
will  rear  a  soldiers'  monument  to  his  memory  and  to  the  mem- 
ory of  all  his  brave  comrades.  The  service  is  a  common  serv- 
ice, the  achievement  will  be  a  common  achievement,  the 
honor  will  be  a  common  honor. 

To  reach  the  highest  joy  in  work  this  consciousness  of  co- 
operation in  industry  is  necessary.  It  is  necessary  for  us  to 
realize  that  we  are  all  engaged  in  cooperative  industry ;  that 
life  is  an  exchange  of  services ;  that  the  least  and  humblest 
of  us  is  contributing  to  a  great  achievement  which  is  possible 
only  as  a  combined  achievement;  that  no  man  is  more  es- 
sential than  another ;  that  the  least  work  is  a  great  work  be- 
cause it  is  a  necessary  part  of  a  great  work,  as  the  day  laborer 
with  his  spade  at  Panama  is  necessary  to  the  completion  of 
the  great  world  waterway  between  two  oceans.  Inspired  by 
this  sense  of  a  great  fellowship,  any  work  may  become  joyful. 
"If,"  says  a  friend  of  mine,  "I  cannot  do  what  I  like,  I  like 
what  I  do."  "If,"  says  Professor  Josiah  Royce,  "  I  am  to  be 
loyal,  my  cause  must  from  moment  to  moment  fascinate  me, 


362  AMERICAN  LIFE  AND  CHARACTER 

awaken  my  muscular  vigor,  stir  me  with  some  eagerness  for 
work,  even  if  this  be  painful  work." 

I  am  an  industrial  democrat.  I  am  also  an  optimist.  And  I 
look  forward  with  hope  to  the  time  when,  even  more  than 
now,  machinery  will  do  the  world's  drudgery  and  man  will 
cease  to  be  a  drudge ;  when  his  hours  of  labor  will  be  so  limited 
that  his  life  will  not  be  exhausted,  but  will  be  enriched  and  de- 
veloped by  his  labors ;  when  the  conditions  of  his  labor  will 
be  always  sanitary  and  generally  comfortable;  when  he  will 
share  in  the  profits  of  his  labor,  and  so  realize  the  value  to 
himself  of  good  work;  when  he  will  have  a  voice,  and  an 
influential  voice,  in  determining  how  the  organized  labor  in 
which  he  takes  a  part  shall  be  carried  on;  when  commerce 
will  be  seen  to  be  what  the  word  imports,  an  interchange  of 
services ;  when  there  will  be  none  so  rich  that  they  will  have 
no  incentive  to  work,  and  none  so  poor  that  they  can  get  no 
work  to  do;  and  when  the  now  perilous  class  consciousness 
will  grow  into  a  social  consciousness,  and  we  shall  all,  employer 
and  employed,  recognize  the  truth  that  an  injury  to  one  is  an 
injury  to  all,  and  a  benefit  to  one  is  a  benefit  to  all. 

Impossible  ideal?  No!  No  true  ideal  is  ever  impossible. 
Toward  its  realization  society  is  slowly,  very  slowly,  tending. 
And  the  great  democratic  movement  throughout  the  world 
is  one  of  the  signs  of  its  coming. 


THE  AMERICAN  NOVEL1 
ROBERT  HERRICK 

[Robert  Herrick  (1868-  ),  one  of  the  best-known  of  present-day 
American  novelists,  was  educated  at  Harvard  and  is  now  Professor  of 
English  in  the  University  of  Chicago.  Among  his  most  noteworthy  novels 
may  be  mentioned  "The  Common  Lot"  (1904)  and  "The  Healer"  (1911). 
This  trenchant  criticism  of  contemporary  American  literature,  with 
special  reference  to  the  novel  of  to-day,  followed  an  article  in  the  January 
number  of  the  Yale  Review  entitled  "The  Background  of  the  American 
Novel."] 

One  hears  much  of  the  romantic  quality  of  American  life, 
which  when  analyzed  is  found  to  consist  for  the  most  part  of 
our  dazzling  performances  in  conquering  wealth  and  the 
frequently  bizarre  conduct  of  the  successful  rich.  The  feel- 
ing, still  widespread,  that  opportunities  for  similar  individual 
achievements  exist  more  abundantly  here  than  elsewhere 
continues  this  romantic  note  even  in  the  face  of  sobering 
economic  facts.  In  harmony  with  the  rest  of  the  world, 
American  literature  is  less  flamboyantly  romantic  than  it  was 
a  scant  decade  ago,  but  it  vaunts  at  all  times  a  robust  optimism 
that  verges  upon  the  romantic.  We  are  also  told  that  ours  is 
a  fertile  soil  artistically,  ripe  for  a  creative  period  of  self- 
expression.  How  does  it  happen  then,  one  is  likely  to  ask, 
that  the  most  significant  imaginative  work  of  the  day  still 
comes  to  us  from  the  other  side  of  the  ocean  —  the  best  plays 
from  Austria  and  Germany,  the  best  novels  from  the  much- 
worked  English  field?  Why  is  it  that  Wells,  Bennett,  and 
Galsworthy  —  not  to  mention  half  a  dozen  others  almost  as 
distinguished  as  these  three  —  are  writing  in  England  at  the 
present  time,  while  in  America  one  would  have  to  strain 
1  From  Yale  Review,  April,  1914*.  Reprinted  by  permission. 
363 


364  AMERICAN  LIFE  AND  CHARACTER 

patriotism  to  the  point  of  absurdity  to  name  any  novelist  of 
similar  performance?  In  answering  this  pertinent  question 
we  shall  have  to  consider  incidentally  the  quality  of  our 
imaginative  life  to-day  and  thus  continue  the  theme  of  my 
paper  in  the  January  number  of  this  magazine. 

We  have  had  a  literature  in  America  —  not  an  American 
literature,  to  be  sure,  —  but  a  good  sort  of  literature  in 
America.  The  best  of  it  came  from  the  New  England  group 
of  writers  —  the  purest,  the  most  authentic  expression  we 
have  yet  had.  When  Emerson,  Hawthorne,  Longfellow, 
and  Lowell  were  writing,  New  England  may  have  been  but 
one  province  of  a  greater  country,  but  it  was  intellectually 
a  dominant  and  fairly  homogeneous  province.  Mr.  Howells 
has  garnered  admirably  the  last  sheaves  from  that  soil.  Puri- 
tan America  found  its  ultimate  expression  in  "Silas  Lap- 
ham,"  "A  Modern  Instance,"  and  "The  Hazard  of  New 
Fortunes."  Mrs.  Freeman  and  others  have  gleaned  faith- 
fully the  last  stalks.  Some  of  their  disciples  are  still  trying 
to  revive  the  cold  ashes  on  the  hearth. 

Meanwhile,  following  the  more  robust  inspiration  of  Bret 
Harte  and  Mark  Twain,  a  large  number  of  writers  have 
risen  to  take  possession  of  local  fields  —  Cable  in  the  South, 
Miss  Murfree  in  the  mountain  districts  of  Tennessee,  Owen 
Wister  and  many  others  in  the  varied  localities  of  the  great 
West,  to  name  but  a  few  of  these  fruitful  writers.  Already 
that  period  of  local  literature  is  passing,  and  the  reason  for 
its  swift  passing  is  obvious.  It  was  in  no  sense  national,  and 
was  largely  sentimental  in  its  appeal  —  pretty  and  pictur- 
esque. The  people,  the  country  as  a  whole,  was  never  re- 
flected therein.  It  offered  nothing,  so  to  speak,  to  go  on : 
it  opened  no  new  vistas  for  the  younger  generation.  There 
is,  of  course,  nothing  incompatible  with  greatness  in  the  use 
of  purely  local  material.  Hauptmann  in  his  "Weavers" 
has  shown  that  a  great  modern  labor  play  can  be  written  with 
a  Silesian  background  of  the  Forties.  More  recently,  Gustav 
Frenssen  has  written  an  important  German  novel  with  a 


THE  AMERICAN  NOVEL  365 

Hamburg  lad  as  the  hero  and  a  narrow  North  German  back- 
ground. It  is  the  spirit  always  that  counts.  The  spirit  of 
our  American  local  literature  has  been  generally,  to  be  quite 
frank,  merely  provincial  —  always  seeking  the  picturesque, 
the  sensational,  the  so-called  romantic.  And  those  are  the 
elements  of  any  civilization  that  are  most  surely  discarded, 
swept  aside  in  the  flow  of  national  life.  Wister's  cowboys 
were  already  romantic  memories  when  he  drew  them.  Social 
settlements,  railroads,  and  hook-worm  commissions  are  eradi- 
cating the  picturesque  conditions  that  provided  Miss  Murfree 
and  Mr.  John  Fox  with  their  material.  The  Panama  Canal 
will  abolish  the  last  vestiges  of  Cable's  New  Orleans,  as 
general  prosperity  has  already  effaced  the  sentimental  South 
of  Mr.  Thomas  Nelson  Page  and  Mr.  Hopkinson  Smith. 
The  swift  current  of  our  national  life  has  swept  into  all  these 
backwater  places  and  stripped  them  of  the  peculiar  aspects 
that  charmed  the  story-tellers. 

While  these  local  fields  were  still  being  enthusiastically 
worked,  we  had  our  romantic  historical  revival  of  the  Nine- 
ties. Janice  Merediths  and  Richard  Carvels  were  circulated 
by  the  ton,  not  to  mention  the  purely  imitative  output  of 
machine-made  American  historical  novels.  They  were  our 
recognition  of  the  pseudo-romantic  wave  started  by  Steven- 
son. The  preceding  generation  of  school  children  got  their 
history  from  the  storybooks.  Then  suddenly  as  we  turned 
into  the  new  century,  the  demand  for  this  sort  of  imaginative 
solace  stopped.  Authors  who  had  sold  hundreds  of  thousands 
of  these  candied  products  could  not  sell  fifty  thousand.  Why 
was  this?  The  distressed  publishers  have  never  been  able  to 
account  satisfactorily  for  the  sudden  cessation  in  the  demand 
for  such  books  and  have  been  seeking  hither  and  yon  for  "a 
new  line  of  goods"  that  shall  have  the  same  popular  appeal. 
What  happened  to  the  American  reading  public?  Had  they 
become  sufficiently  educated  to  go  direct  to  the  history  books 
for  their  history,  and  to  "foreign-made  literature"  for  im- 
aginative realization?  It  would  surely  seem  so,  if  we  consider 


366  AMERICAN  LIFE  AND  CHARACTER 

the  steady  increase  in  the  number  and  the  sales  of  so- 
called  serious  books,  and  the  broadening  demand  for  the 
novels  and  plays  and  poems  of  contemporary  European 
writers. 

To  understand  the  situation  intelligently,  we  must  first 
realize  a  great  social  phenomenon  that  has  appeared,  one 
might  almost  say,  since  the  time  of  the  New  England  writers, 
—  and  that  is  journalism.  I  mean  not  merely  daily  and  weekly 
and  monthly  journalism,  but  journalistic  drama  and  jour- 
nalistic books.  In  short,  the  thing  done  for  the  immediate 
moment,  whatever  form  it  may  take,  —  that  is  what  I  mean 
by  journalism.  It  is  not  my  affair  to  account  for  the  tidal 
wave  of  journalism  that  has  swept  around  the  earth  in  our 
day  and  reached  its  height  in  this  country,  nor  to  judge  it 
socially  or  aesthetically.  For  the  moment  it  seems  to  have 
crowded  serious  literature  quite  out  of  public  attention  —  I 
mean  the  ordered,  leisurely,  imaginative  product.  And  this 
other  sort  of  thing,  which  I  call  perforce  literature,  if  it  is  to 
emerge  once  more,  must  absorb  journalism  and  transcend  it. 
I  am  not  interested  in  the  moral  or  aesthetic  or  educational 
value  of  journalism.  I  see  merely  the  facts  as  they  apply 
to  that  other  sort  of  product  in  which  I  am  fervently  inter- 
ested :  I  see  that  journalism  because  it  pays  tremendously 
well  has  drawn  into  its  ranks  the  more  vital  writers  of  our 
day ;  that  it  has  insensibly  affected  the  form  as  well  as  the 
content  of  literature ;  lastly  that  it  has  fed  a  huge  reading 
public  with  the  raw  meat  of  imagination,  on  which  it  gorges 
until  it  has  no  appetite  for  more  refined  dishes.  To  be  quite 
specific,  why  should  we  read  picaresque  novels  when  we  can 
follow  the  McNamara  case  day  by  day?  What  detective 
story  can  compete  with  Burns  and  the  San  Francisco 
"grafters,"  or  with  the  snaky  involutions  and  pollutions  of 
the  Lorimer  scandal?  Is  "Robert  Elsmere"  any  more  pro- 
foundly human  and  ethical  than  Judge  Lindsey's  story  of 
his  struggle  to  save  the  souls  of  Denver  children?  The 
point  can  be  indefinitely  illustrated  by  a  thousand  instances 


THE  AMERICAN  NOVEL  367 

drawn  from  our  newspapers  and  magazines.  And  these 
journalistic  "stories"  are  true  —  or  supposed  to  be  —  and  the 
persons  described  are  real  people  —  or  pretend  to  be.  How, 
then,  can  literature  contend  in  interest  with  these  revelations 
of  the  actual  social  life  going  on  around  us  ? 

For  one  thing,  it  can  feebly  reproduce  them,  as  has  been 
the  case  with  our  commercial  fiction,  for  example,  in  the -"big 
business"  stories,  conveniently  shaped  to  the  requirements 
of  the  magazines.  Especially  in  the  short  story  —  a  product 
that  our  magazines  have  made  almost  their  own  —  incidents 
and  types  familiar  to  us  through  the  newspaper  are  repro- 
duced again  and  again.  The  short  story  of  commerce  and 
the  magazined  novel  have  done  more,  I  believe,  to  debauch 
our  literary  situation  than  any  other  one  thing.  They  ener- 
vate both  writers  and  readers. 

But  all  who  think  on  such  matters  know  that  neither  jour- 
nalism nor  commercialized  fiction  is  an  adequate  medium 
for  interpreting  life  deeply  —  for  realizing  ourselves  and  our 
country.  We  know  that  these  are  not  literature  and  never 
can  become  such  by  any  perversion  of  terms.  Life  is  a 
flowing  stream,  and  to  mirror  that  stream  with  its  multiform 
drama  we  must  have  some  large,  organic  form  —  something 
epic  in  size  and  in  purpose.  Every  race  has  had  its  epics,  in 
prose  or  verse,  —  its  famous  deeds,  its  heroes  and  its  villains, 
its  own  peculiar  themes.  Ours  cannot  be  the  exception.  In 
the  modern  socialized  world  these  epics  must  take  the  form 
of  prose  fiction.  The  large,  loose  form  of  the  novel,  so 
thoroughly  developed  yet  not  exhausted  in  the  last  two  hun- 
dred years,  resembles  the  stream  of  life  in  its  volume,  and 
is  the  only  literary  form  known  to  us  that  is  adequate  to 
the  task  of  interpreting  and  realizing  the  complex  life  of 
our  day.  To  say  that  it  is  dead,  that  the  play,  or  the  news- 
paper, or  the  magazine,  has  come  to  take  its  place,  is  as 
absurd  as  to  hold  that  men  will  no  longer  rear  families  and 
build  homes  for  them  because  they  have  taken  to  flats.  And 
as  a  matter  of  easily  verifiable  fact,  the  novel  has  never  shown 


368  AMERICAN  LIFE  AND  CHARACTER 

more  vitality,  developed  in  more  promising  spontaneity,  than 
during  the  last  decade,  when  all  the  noise  has  been  about 
the  play. 

We  as  a  people  have  not  had  our  due  share  in  this  renais- 
sance of  the  prose  epic.  Since  that  boom  in  the  fiction  mar- 
ket, to  which  I  have  referred,  when  quarter-million  sales  of 
favorite  novels  were  not  uncommon,  there  have  been  com- 
paratively few  successful  novels  from  the  publisher's  exact 
viewpoint.  Nor  has  there  been  much  consideration  given  to 
the  American  novel  by  that  minority  of  the  reading  public 
that  is  supposed  to  be  superior  to  the  publishers'  viewpoint. 
For  the  moment,  we  seem  to  have  a  distaste  for  our  own  fic- 
tion product  and  are  going  abroad  for  imaginative  wares. 
Witness  the  success  with  us,  among  the  intelligent,  and  one 
suspects  among  the  less  intelligent  also,  of  De  Morgan, 
Locke,  Galsworthy,  Wells,  and  more  recently  of  Arnold 
Bennett  and  Leonard  Merrick,  —  not  to  mention  such  jour- 
nalistic stuff  as  "The  Rosary"  and  "The  Broad  Highway," 
both  being  "English-made."  Is  it  possible  that  we  have 
outgrown  the  American  novel  such  as  we  have  had,  that  we 
realize  it  does  not  truly  represent  us,  does  not  satisfy  our 
aspirations  for  self-realization?  Do  we  feel  the  artificiality 
and  the  thinness  of  the  pictures  it  gives  us  of  American  lif e  ? 
It  seems  so.  It  would  be  hardly  gracious  for  me  to  enter  into 
personalities  and  to  examine  in  detail  the  work  of  contempo- 
rary craftsmen.  I  prefer  to  give  four  general  reasons  for 
the  inferiority  that  I  find  in  the  American  novel,  four  ways 
in  which  it  is  inadequate  and  not  to  be  considered  in  the  same 
class  with  the  best  foreign  work  of  the  day.  And  I  am 
thinking  only  of  the  more  representative  and  serious  novels, 
not  of  that  machine-made  product  which  the  weekly  and 
monthly  magazines  provide  by  the  million  words.  For  that 
is  a  commercial,  not  an  artistic  product,  and  has  nothing  to 
do  with  the  question,  although  in  passing  I  may  point  out 
that  America  without  the  aid  of  protection  leads  the  world 
hi  this  sort  of  manufacture  —  machine-made  fiction.  I  am 


THE  AMERICAN  NOVEL  369 

concerned  with  the  sincere  efforts  for  vital  self-expression  in 
the  novel  form,  not  with  commerce. 

In  the  first  place,  our  novels  are  weakly  sentimental.  As 
a  people  we  have  always  been  excessively  sentimental  beneath 
our  practical  surface.  Among  the  great  mass,  sentimen- 
tality is  one  of  our  blind  spots,  and  "the  mass"  here  does  not 
imply  poverty  or  ignorance.  "The  Rosary,"  which  might 
justly  be  described  as  the  most  sirupy  concoction  of  current 
years,  found  its  immense  market  among  American  women. 
But  we  are  no  longer  as  sentimental  as  the  novelists  think  us 
to  be:  at  least,  our  more  intelligent  readers  are  fast  losing 
the  vice.  The  tone  of  public  discussion,  the  note  of  the  news- 
paper world,  no  longer  has  the  sickly  sentimentality  that  has 
characterized  it  largely  since  the  Civil  War.  Our  charities 
no  longer  dare  to  put  forward  the  sentimental  plea.  The 
vice  conditions  of  our  cities  are  not  only  being  exposed  with 
sensational  candor,  but  are  being  met  with  unsentimental 
efforts  at  reform.  When  we  consider  the  verdict  of  the  press 
and  of  the  people  upon  the  McNamara  case,  we  cannot  be 
accused  of  the  maudlin,  sentimental  squint  that  has  often 
made  our  criminal  procedure  a  farce.  But  with  all  the  evi- 
dence of  a  growing  appetite  for  healthy  fact,  sentimentalism 
persists  in  our  novels.  We  sentimentalize  in  them  success 
and  business  warfare ;  above  all  we  sentimentalize  our  women 
—  both  the  amorous  relation  of  the  sexes  and  the  home. 
One  of  the  benefits  we  may  expect  from  the  present  woman 
movement  is  that  American  women  will  rise  in  resentment  and 
kick  over  the  false  pedestal  of  chivalrous  sentimentality  on 
which  (in  our  novels)  American  men  have  posed  them  inanely 
for  so  long. 

But  sentimentalism  dies  hard.  It  is  an  insidious  disease 
inherited  through  romance  from  the  miasmatic  mysticism 
of  the  Mid!dle  Ages.  It  has  proved  peculiarly  corrupting 
to  art  in  all  forms,  because  it  is  the  easy  means  of  gaining 
an  immediate  popular  appeal.  Therefore  sentimentalism 
should  be  fought  hard  wherever  it  makes  an  appearance. 


370  AMERICAN  LIFE  AND  CHARACTER 

Until  we  as  a  people  are  able  and  willing  to  look  all  the  facts 
of  our  civilization  in  the  face  and  recognize  the  unpleasant 
as  well  as  the  " pleasant,"  until  we  demand  in  our  literature 
the  same  strong  tonic  of  clear-sighted  truth  that  we  get  from 
science,  we  shall  remain  morally  flabby  —  soft.  What  can 
we  expect  of  a  young  man  or  woman  who  accepts  the  pre- 
vailing type  of  serialized  novel  in  our  magazines  as  a  true 
or  desirable  picture  of  life?  As  a  people,  we  are  far  more 
mature  than  our  novelists  assume :  we  have  a  clearer  vision 
and  a  sterner  temper.  Publishers  say  that  our  novels  are 
no  longer  read  by  adult  persons.  The  commercial  product, 
at  any  rate,  is  manifestly  designed  for  the  consumption  of 
the  young  person.  That  is  a  great  pity,  for  a  virile  litera- 
ture must  represent  both  a  man's  world  and  a  woman's 
world  —  with  the  interests  and  the  values  of  maturity. 

Again,  our  novels  are  weak  religiously.  For  the  most 
part,  they  avoid  altogether  the  religious  side  of  life,  perhaps 
as  unfit  for  the  tired  reader  in  his  hour  of  relaxation ;  and  at 
the  best  they  represent  a  conventionally  or  negatively  reli- 
gious social  world.  In  a  few  cases,  survivals  of  the  New 
England  tradition,  they  iterate  the  old  Puritan  themes  of 
sin,  self-sacrifice,  and  regeneration.  The  Puritan  tradition 
is  dead,  however :  for  good  or  for  bad  it  no  longer  expresses 
the  spiritual  life  of  the  people.  Yet  there  is  abundant  reli- 
gious feeling  in  America.  We  have  always  had  a  strain  of 
transcendental  mysticism,  cropping  out  in  the  least  expected 
spots,  developing  latterly  into  Christian  Science  and  other 
healing  cults.  The  ancient  creed  of  Catholicism  still  has  a 
vital  hold,  especially  in  the  cities,  and  the  older  Protestant 
creeds  have  some  influence  in  the  smaller  towns.  It  is  per- 
haps not  surprising  that  these  formal  religions  have  not  shown 
their  influence  in  our  literature.  For  as  a  people,  our  atti- 
tude towards  the  whole  subject  of  religion  has  fundamentally 
changed.  We  demand  increasingly  an  effective  religion  —  a 
religion  that  shall  have  its  point  d'appui  on  this  terrestrial 
abode.  Moreover,  American  life  is  becoming  peculiarly 


THE  AMERICAN  NOVEL  371 

paganized,  yet  without  renouncing  a  vital  religious  interest. 
It  is  not  a  sensual  or  self-indulgent  paganism,  but  a  vital, 
active,  effective  paganism,  with  a  popular  creed  that  might 
read  like  this:  "Life  is  good!  I  desire  to  make  it  better. 
For  me  life  is  here  and  now,  and  what  I  can  do  to  make  it 
better  must  be  done  here  and  now,  and  done  not  by  prayer 
and  fasting  but  by  strong  deeds."  All  our  interest  in  social 
betterment,  which  is  literally  immense,  is  permeated  with  this 
spirit  at  once  scientific,  pagan,  and  mystic.  But  very  little 
of  this  spirit  gets  into  our  novels.  A  lot  of  it  gets  into  the 
novels  of  Mr.  Wells  and  Mr.  Galsworthy.  In  these  writers 
are  felt  always  the  stirrings  of  a  new  social  and  religious  world. 
Even  when  —  as  in  "Ann  Veronica"  — •  the  medium  is  one  of 
gentle  ridicule  or  irony,  the  new  spirit  is  found  just  the  same. 
As  for  Mr.  Galsworthy,  his  work  is  saturated  with  social  and 
religious  speculation  of  the  kind  I  am  describing :  his  char- 
acters move  always  in  an  atmosphere  of  awakened  social 
consciousness  that  is  the  special  contribution  of  the  creator. 
Our  novelists  still  cling  to  the  old  individualistic  string,  —  the 
story  of  the  triumphant  industrial  pirate  and  his  adventures 
with  the  stock  market  and  incidentally  womankind.  Social- 
ism, for  instance,  which  in  many  of  its  protean  manifestations 
is  surely  religious,  is  scarcely  tolerated  in  the  American  novel. 
Our  imaginative  writers  in  ignoring  it  display  the  same  igno- 
rance of  its  meaning  as  have  our  two  ex-presidents  in  their 
published  utterances. 

In  the  third  place,  there  is  our  prudery  in  the  sex  realm. 
Nobody  denies  that  sex  is  of  profound  importance  in  life. 
Probably  more  than  half  of  the  larger  issues  of  living  are 
affected  in  one  way  or  another  by  the  sex  impulse  —  at  least 
are  colored  by  it.  One  can't  persistently  ignore  half  life, 
or  give  a  sentimentally  false  interpretation  to  its  phenomena 
with  any  hope  of  creating  a  human  literature  of  enduring 
significance.  It  is  easy  to  be  misunderstood  in  this  delicate 
ground,  for  we  have  somehow  tied  up  four  fifths  of  our  moral- 
ity in  sex  prohibitions,  and  any  statement  in  opposition  to 


372 

the  conventional  beliefs  about  sex  at  once  arouses  suspicion 
of  gross  immorality.  No  serious  writer  believes  in  encour- 
aging "boudoir  literature,"  which  is  unhealthy,  nor  in  the 
deliberate  exploitation  of  sex  "problems"  for  the  sensation 
that  may  be  found  in  them.  But  he  should  not  be  forced  by 
a  prudish  and  fearful  public  opinion,  which  is  not  the  opinion 
of  the  public,  into  dodging  the  sex  side  of  life  when  it  comes 
inevitably  into  the  picture  as  I  believe  it  must.  There  is,  of 
course,  the  "young  person."  But  the  young  man,  if  he  reads 
at  all,  should  read  what  his  elders  do,  and  as  for  the  young 
woman,  she  will  get  less  harm  from  "Madame  Bo  vary"  than 
from  perusing  one  of  our  sentimental  boy-and-girl  serial 
stories.  Unless  she  were  neurotic  and  degenerate,  she  would 
get  from  Flaubert's  masterpiece  a  truthful  picture  of  sex 
relations  that  should  give  her  a  profound  horror  of  emotional 
indulgence.  From  the  American  book  she  might  get  an 
entirely  false  conception  of  the  healthy  relations  of  the  sexes, 
from  which  some  day  she  must  awake,  possibly  with  a  rude 
shock  of  experience.  And  in  either  case,  man  or  woman,  the 
young  person  must  face  the  facts  of  life,  no  matter  how  much 
we  sterilize  the  reading.  All  we  need  is  more  honesty  in 
this  matter,  and  that  it  seems  to  me  we  are  fast  learning,  to 
the  advantage  of  our  novels  and  also  of  our  essential  morality. 
Lastly,  for  a  democratic  people,  as  we  call  ourselves,  we 
have  a  singularly  unreal  and  aristocratic  literature.  The 
preoccupation  of  our  popular  novelists  with  the  lives  and  the 
possessions  of  the  rich,  who  perforce  are  our  aristocrats,  is 
something  amazing.  Even  that  much-read  novel  "The 
House  of  Mirth,"  which  came  near  being  the  woman's  epic 
of  our  day,  betrays  this  unbalanced  absorption  in  the  lives 
of  the  privileged,  with  little  or  no  shading  of  the  commoner 
experience.  American  women  must  be  held  responsible  for 
this  aristocratic  taste.  They  are  still  by  far  the  chief  reading 
public,  and  they  prefer  books  about  rich  and  luxurious  people. 
Their  favorite  epic  still  remains  the  old  barbaric  one  of  the 
triumphant  male  who  conquers  the  riches  and  the  powers  of 


THE  AMERICAN  NOVEL  373 

this  earth,  only  to  lay  them  at  the  feet  of  his  loved  one,  chival- 
rously surrounding  her  with  all  the  glories  of  his  conquest, 
and  rewarded  by  her  with  faithfulness  and  love.  Another  less 
childish  epic  is  already  emerging  into  sight  — •  that  of  woman 
making  her  struggle  for  life  and  accomplishment,  conquering 
in  an  honorably  equal  strife  with  her  male  comrades.  Why 
does  not  some  woman  write  that  epic  for  us  ?  The  fact  that 
our  novels  are  written  largely  by  women  and  for  the  enter- 
tainment of  women,  is  in  itself  a  weakening  element  in  our 
literature.  It  would  be  idle  to  champion  a  male  literature 
as  opposed  to  a  feminine  one,  but  our  literature  should  repre- 
sent both  sexes  and  interest  both  sexes.  The  man's  concep- 
tion of  life  ought  to  interest  women,  and  what  the  woman 
feels  about  it  ought  to  interest  men  —  if  true  and  not  merely 
sentimental. 

To  return  for  a  moment  to  the  aristocratic  aspect  of  our 
novels,  wealth  has  been  the  great  American  fact  for  the  past 
generation  —  the  making,  the  conquest,  the  control,  the 
disposal  of  money.  The  figures  that  have  fascinated  the 
imagination  of  our  people  have  been  the  forceful  men  who 
have  taken,  often  ruthlessly,  what  they  wanted  out  of  life, 
who  have  directed  the  economic  energies  of  the  race.  The 
capitalist  has  been  both  our  buccaneer  and  our  epic  hero. 
So  we  had  for  a  time  a  great  many  business  novels  that 
described  commercial  struggles  and  money  conquests.  But 
this  rich  material  of  the  pioneer  days  of  capitalism  was 
largely  wasted :  it  never  gave  us  one  great  epic  figure,  en- 
during, illustrative  for  all  tune  of  our  predatory  period. 
The  future  American  will  have  to  go  to  the  magazine  biog- 
raphies of  Gould,  Rockefeller,  Harriman,  or  Morgan  to  get  the 
epic,  not  to  our  novels.  The  pity  of  it !  For  it  was  the  one 
big  theme  of  the  past  twenty  years — the  story  of  the  money- 
maker, his  inner  meaning  and  his  self -explanation.  We  are 
already  passing  out  of  that  period  of  towering  industrial  cre- 
ators :  we  have  come  to  the  era  of  luxury  and  trusteeship  — 
the  family  life  of  wealth  in  the  second  and  third  generations. 


374  AMERICAN  LIFE  AND  CHARACTER 

And  what  we  get  of  them  in  our  novels  is  a  profusion  of 
motors,  country  houses,  —  Palm  Eeach  and  Fifth  Avenue. 
We  do  not  get  the  stories  of  the  little  people,  and  they  make 
up  the  living  of  most  of  our  ninety  millions.  As  I  have  said 
in  my  previous  article,  our  writers  belong  to  the  old  stock; 
perhaps  they  too  have  been  easily  prosperous.  The  little 
people  —  not  necessarily  the  submerged  elements  of  society 
—  have  got  themselves  abundantly  into  modern  English 
novels.  It  is  often  said  that  the  experiences  of  the  ordinary 
citizen  are  tame  and  his  soul  commonplace.  The  test  of  real 
imagination  is  the  power  to  find  the  significant  beneath  the 
commonplace.  At  any  rate,  a  literature  to  be  truly  national 
must  concern  itself  with  more  than  the  prosperous  classes  — 
especially  in  a  democratic  society ! 

On  these  four  grounds,  then,  among  others,  I  find  the  Amer- 
ican novel  to-day  lacking  in  importance,  not  really  represent- 
ative of  our  richest  and  most  significant  life.  I  find  it  thin  and 
impermanent  —  and  not  a  little  shoddy.  Naturally,  in  deal- 
ing with  such  a  subject  in  this  broad  and  generalized  fashion, 
I  am  aware  that  I  have  ignored  certain  instances  of  genuine 
worth  —  signs,  let  us  hope,  of  a  fuller,  richer  development  for 
our  imaginative  literature.  It  is  a  matter  of  private  judg- 
ment with  all  of  us  as  to  how  far  I  may  be  correct  in  estimat- 
ing the  trend  of  the  current,  as  to  how  significant  the  scat- 
tered instances  of  serious  effort  to  create  less  superficially 
may  be.  Unfortunately  in  America  it  must  always  be  an 
affair  of  private  judgment.  For  we  have  no  criticism  of  lit- 
erature worth  the  name.  Criticism  along  with  much  else  has 
been  handed  over  to  the  daily  newspaper.  Our  few  journals 
professedly  devoted  to  literary  criticism  have  slight  vogue 
and  practically  no  weight  in  the  utterance  of  their  opinions. 
We  have  had  no  critic  of  recognized  reputation  since  Lowell 
and  seem  in  no  haste  to  produce  one.  Our  literary  criticism 
remains  a  haphazard  affair  of  personal  taste,  enormously 
laudatory,  cocksure,  and  ignorant  of  all  but  the  season's 
grist  of  books.  Just  how  far  this  state  of  things  may  be 


THE  AMERICAN  NOVEL  375 

another  ground  for  our  inadequate  creative  performance  it 
would  be  hard  to  say.  Under  the  circumstances,  the  wisest 
course  for  the  imaginative  writer  to  pursue  is  to  ignore  all 
so-called  criticism  and  do  his  best  in  his  own  way,  untroubled 
by  journalistic  chatter. 

Thus  far  I  have  been  obliged  to  dwell  rather  insistently 
upon  the  negative  side  of  the  situation ;  and  before  conclud- 
ing, it  would  be  well  to  glance  at  the  other  side  and  try  to 
see  what  there  is  of  hope  for  us  in  getting  a  more  vital,  a 
more  representative  presentation  of  ourselves  as  a  people  in 
the  imaginative  record.  There  is,  of  course,  much  to  be  said 
on  this  side.  Our  reading  public  has  expanded  enormously 
of  recent  years,  in  spite  of  the  motor  car,  and  has  become 
more  discriminating  and  more  intelligent  as  well  as  better 
educated.  If  it  were  not  true  that  we  are  gaining  in  intelli- 
gence and  discrimination,  it  would  be  depressing  for  us  to  go 
on  pouring  out  of  our  colleges  each  year  tens  of  thousands  of 
young  men  and  women,  who  presumably  have  made  some 
acquaintance  with  ideas  and  formed  some  standards  of 
judgment.  The  fact  that  the  reading  public  tends  to  split 
up  into  many  different  circles,  each  one  demanding  its  own 
kind  of  imaginative  food,  is  another  healthy  sign  of  progress, 
although  it  has  undoubtedly  cut  down  the  huge  sales  of  a  few 
popular  books.  The  demand  for  the  works  of  the  more  ad- 
vanced foreign  authors,  which  is  now  quite  considerable  in 
this  country,  is  also  an  encouraging  sign,  because  an  appetite 
for  mature  and  virile  literature  once  formed  cannot  be  satis- 
fied with  froth  and  frivol.  To-day  in  all  our  bookstores  are 
found  the  plays  and  novels  of  writers  that  a  few  years  ago  had 
to  be  imported  specially  from  Europe.  More  broadly  sug- 
gestive than  these  signs  is  the  evidence  of  general  improvement 
in  the  intellectual  grasp  of  our  people :  they  are  thinking  "on 
tough  political  and  economic  problems,  trying  to  realize 
themselves  in  this  twentieth-century  life,  and  the  longer  they 
do  that  the  more  insistently  will  they  demand  that  life  as 
they  perceive  it  be  portrayed  in  the  fiction  offered  them.  If 


376  AMERICAN  LIFE  AND  CHARACTER 

it  cannot  be  said  that  in  general  the  tone  of  our  amusements 
has  become  more  elevated,  it  is  certainly  possible  to  satisfy 
occasionally  a  more  exacting  taste  at  our  theaters  than 
ever  before.  Nothing  moves  by  itself  in  modern  society. 
Every  interest  helps  in  some  way  every  other  interest.  To 
make  a  literature  intelligent  and  virile,  there  must  first  be 
an  intelligent  and  open-minded  public,  and  somehow  one  feels 
that  we  are  getting  that  faster  than  we  are  getting  the  litera- 
ture. For  we  await  the  writer  or  writers  keen  enough  to 
perceive  the  opportunity,  powerful  enough  to  interest  the 
public  in  what  it  has  been  unwilling  to  heed,  and  of  course 
endowed  with  sufficient  insight  to  comprehend  our  big  new 
world. 

The  material  in  that  world  is  crying  for  expression  —  as 
rich  human  material  as  the  creative  artist  has  ever  had.  In 
place  of  the  narrow  individualistic  epic  of  the  "captain  of 
industry,"  we  have  the  social  struggle.  That  struggle  is 
already  expressing  itself  confusedly  in  our  political  life,  and 
from  it  must  emerge  picturesque  and  powerful  types  sug- 
gestive to  the  novelist.  Hitherto  our  novels  have  scarcely 
dabbled  in  politics  because  for  the  most  part  we  as  a  people 
have  merely  dabbled  in  politics.  We  are  beginning  now 
to  understand  that  modern  social  life  must  be  largely  politi- 
cal, that  each  and  all,  including  women,  must  take  a  hand 
in  politics  if  we  are  to  make  our  destiny  something  nearer 
the  ideal  than  our  fathers  have  made  theirs.  Already  our 
political  life  is  putting  upon  the  screen  certain  enticing 
figures  for  artistic  interpretation  —  not  great  heroes,  perhaps, 
but  Americans  spotted  with  the  weaknesses  of  our  civilization 
and  terribly  human.  Their  types  should  not  be  lost  in  the 
ephemeral  columns  of  the  newspapers.  As  our  less  favored 
classes  become  more  expressive,  we  may  hope  to  hear  from 
them  and  have  imaginative  pictures  of  those  who  have  lived 
all  their  lives  in  the  treadmill  of  American  industrialism. 
Certain  magazine  studies  of  men  and  women  in  factory  life 
are  the  harbingers  of  a  more  epic  treatment  of  the  labor 


THE  AMERICAN  NOVEL  377 

subject.  Our  literature  will  not  continue  to  ignore  for  another 
twenty  years  the  daily  lives  and  spiritual  experiences  of  four 
fifths  of  the  people,  nor  of  all  those  of  stranger  blood  whom 
fate  has  placed  in  our  social  system.  In  this  way,  I  foresee 
our  novels  coming  to  include  the  larger  interests  which 
occupy  the  thoughts  of  many  of  us.  It  will  not  be  necessarily 
a  "problem"  or  "thesis"  literature:  the  imaginative  writer 
ought  never  to  make  a  propaganda  of  his  social  beliefs.  But 
he  should  represent  men  and  women  as  they  are  in  the  struggle 
of  modern  life,  actuated  by  the  serious  ideas  and  ideals  of  their 
time,  not  solely  as  sentimental  puppets  preoccupied  with 
getting  married. 


As  has  been  said  before,  we  have  the  richest  background 
in  a  purely  human  way  that  the  story-teller  ever  had  offered 
him.  It  abounds  with  new  notes  of  character,  of  situation, 
of  theme,  of  human  drama.  It  is  religious  and  pagan,  selfish 
and  generous,  adventurous  and  mean,  sordid  and  splendid,  — 
at  one  and  the  same  time.  Our  novels  should  reveal  all  that. 
They  should  reflect  not  merely  the  lives  of  the  successful, 
the  predatory,  the  indulgent,  but  also  the  lives  of  the  small, 
the  struggling,  the  obscure.  They  should  give  us  not  simply 
the  sensual  atmosphere  of  prodigal  spenders,  but  the  strong 
religious  impulses  moving  in  new  ways  to  sanctify  our  lives. 
I  say  our  novels  —  not  the  American  novel,  which  is  a  figment 
of  the  newspaper  critic's  imagination.  The  newspaper  critic 
seems  distressed  because  he  cannot  find  one  book  that  displays 
all  these  powers  and  riches..  He  complacently  discovers  the 
American  novel  each  season  —  the  one  that  most  nearly 
pleased  him  of  the  last  consignment.  Every  year  a  number 
of  these  discoveries  are  proclaimed  to  be  the  American  novel 
-  the  epic  masterpiece  of  our  civilization.  But  they  quickly 
fall  back  into  the  ranks. 

The  truth  is  that  we  are  not  yet  ready  for  the  masterpiece, 
if  we  ever  shall  be,  —  if,  indeed,  one  epic,  no  matter  how 


splendid,  will  ever  serve  for  the  complete  record.  Before 
that  appears  we  must  have  developed  a  truly  national  spirit : 
our  society  must  have  a  greater  solidarity.  We  must  be 
clearer  about  what  we  want  to  do,  what  we  think  about 
momentous  matters,  where  we  stand  as  a  people.  We  must 
lose  that  excessive  consciousness  of  our  individualism  that 
characterizes  us  now,  and  become  more  conscious  of  our 
nationalism.  When  in  spirit  and  in  purpose  we  are  truly 
national,  we  shall  doubtless  create  a  national  literature.  The 
local  and  the  individual  will  be  merged  in  the  broader  type  of 
the  nation.  Then  we  may  speak  of  the  American  novel. 


THE  PURPOSE  AND  SPIRIT  OF  THE  UNIVERSITY  l 
GEORGE  E.  VINCENT 

[George  Edgar  Vincent  (1864-  )  was  educated  at  Yale  and  has  had 
much  to  do  with  the  administration  of  the  Chautauqua  Institution 
founded  by  his  father,  Bishop  John  H.  Vincent.  While  serving  as  pro- 
fessor of  sociology  in  the  University  of  Chicago,  he  was  in  1911  elected 
president  of  the  University  of  Minnesota.  Since  1917  he  has  been  presi- 
dent of  the  Rockefeller  Foundation.  Though  the  Commencement  address 
which  follows  is  substantially  that  which  was  delivered  at  the  University 
of  Wisconsin  in  1911,  its  characterization  of  the  social  aims  of  modern 
higher  education,  and  its  ringing  challenge  to  youth  for  service  to  the 
commonwealth,  make  it  peculiarly  appropriate  for  study  to-day.] 

Modern  students  of  human  nature  have  changed  the  old 
saying,  "Many  men,  many  minds,"  into  the  new  dictum, 
"One  man,  many  selves."  There  is  much  talk  of  multiple 
personality.  Our  complex  modern  life  reflects  itself  in  a  com- 
posite person.  A  man  is  said  to  have  as  many  selves  as  there 
are  social  groups  of  which  he  feels  himself  a  member.  To 
maintain  a  business  self  which  can  look  a  moral  self  straight 
in  the  eye,  to  have  a  theological  self  on  good  terms  with  a 
scientific  self,  to  keep  the  peace  between  a  party  self  and  a 
patriotic  self,  to  preserve  in  right  relations  a  church  self  and 
a  club  self  —  such  are  the  present  problems  of  many  a  man  or 
woman.  One  way  to  escape  embarrassment  is  to  invite  at  a 
given  time  only  congenial  and  harmonious  selves,  and  to  ban- 
ish from  the  company  the  selves  that  are  discordant  and  dis- 
concerting. The  strong  soul  is  he  who  can  summon  all  his 
selves  into  loyal  team  play.  Personality  is  the  name  men  give 
to  this  unity  of  the  self,  and  purpose  is  the  organizing  prin- 
ciple. Only  as  many  groups  of  thought  and  feeling  are  schooled 

1From  Science,  June  30,  1911.     Reprinted  by  permission. 
379 


380  AMERICAN  LIFE  AND  CHARACTER 

into  cooperation  by  a  well-considered,  steadfast  aim  can  a 
man  be  master  of  a  single  self.  To  be  sure,  unity  of  a  sort  can 
be  achieved  by  one  who  has  a  meager  company  of  selves. 
Narrowness,  provincialism,  bigotry,  describe  a  personality 
in  which  unity  of  purpose  is  won  at  a  sacrifice  of  breadth, 
outlook,  and  sympathy.  The  highest  type  of  personality  grows 
out  of  many  far-reaching  selves  which  have  been  selected  and 
organized  into  unity  by  a  dominant  purpose.  It  is  no  easy 
task  to  unify  often  divergent  and  conflicting  impulses,  habits, 
memories,  and  ideals  into  a  harmonious  hierarchy  of  aims. 
But  such  singleness  of  ideal  and  effort  creates  power.  The 
man  of  purpose  is  not  to  be  resisted.  Every  instinct  and  habit, 
every  picture  of  the  mind,  every  effort  of  the  will,  every  emo- 
tion, fits  into  his  scheme  of  things.  He  never  wanders  from  the 
path  which  leads  toward  the  end  he  has  set  up.  He  turns  every 
opportunity  to  account.  He  foresees  problems  and  is  prepared 
to  meet  them.  He  confronts  difficulties  undaunted.  He  is 
master  of  a  company  ever  devoted  and  responsive  to  command. 
The  world  submits  to  great  men  of  single  aim. 

In  many  ways  a  human  group,  a  family,  a  community,  an 
institution,  a  nation,  is  like  a  personality.  Hobbes  saw  the 
state  as  a  vast  Leviathan.  Comte  conceived  humanity  as  an 
on-going  continuous  life  which  sweeps  through  the  centuries. 
Bluntschli  endows  political  society  with  the  characteristics  of 
a  person.  Contemporary  philosophers  attribute  to  society  the 
mental  and  moral  traits  of  a  vast  super-man.  The  analogy 
is  not  wholly  fanciful.  Just  as  purpose  unifies  the  individual, 
so  a  common  aim  gives  the  human  group  a  sense  of  solidarity. 
Social  consciousness  is  the  well-worn  term  for  this  thrill  of 
comradeship.  The  sense  of  team  play  that  makes  the  eleven 
or  the  nine  an  efficient  unit  gives  us  the  type.  Each  individual 
sees  the  group  as  a  whole,  is  aware  of  his  own  relation  to  it, 
knows  that  his  fellows  share  his  feeling,  and  counts  upon  them 
to  act  promptly  for  a  common  end.  A  group  which  cannot 
control  its  members  and  rally  them  in  loyalty  to  a  single  aim 
lacks  solidarity  and  effectiveness. 


PURPOSE  AND  SPIRIT  OF  THE  UNIVERSITY     381 

If  the  university,  as  an  organ  of  society,  is  to  gain  strength 
of  purpose,  it  must  have  a  consciousness  of  its  function  and 
duty.  Only  by  such  sense  of  team  play  can  individuals,  de- 
partments, schools,  colleges,  faculties,  classes,  student  groups, 
be  fused  into  genuine  unity  and  rallied  to  a  common  loyalty. 
In  general,  the  university  ideal  is  changing  from  the  thought 
of  personal  privilege  to  the  conception  of  social  service,  from 
a  preaching  of  personal  culture  to  a  democracy  of  studies,  or 
in  another  phrase,  from  culture -to  efficiency.  This  does  not 
mean  that  colleges  and  universities  have  not  always  had  some 
sense  of  social  obligation.  But  too  generally  the  privileges 
of  higher  education  were  for  the  favored  few  who  by  virtue 
of  their  special  opportunities  were  set  off  from  the  masses  of 
men.  The  growth  of  democracy  has  made  new  demands,  has 
widened  opportunity,  has  broken  down  the  barriers  of  class. 
Even  in  the  old  world,  and  notably  in  the  new,  democracy 
has  created  schools,  colleges,  and  universities,  and  has  char- 
tered them  to  serve  the  common  welfare.  The  university  has 
become,  therefore,  especially  in  this  mid-western  region,  "the 
people's  organized  instrument  of  research,"  or  as  President 
Van  Hise  puts  it,  "the  scientific  adviser  of  the  state."  On 
every  hand  we  hear  variations  of  this  central  theme  of  social 
service.  College  presidents  and  men  in  political  life,  each 
group  from  its  own  point  of  view,  insist  upon  this  conception 
of  higher  education.  In  this  view  the  university  appeals  to 
the  imagination,  it  becomes  an  organ  of  the  higher  life  of  the 
community  and  the  state,  it  connects  itself  at  every  point 
with  the  industry,  commerce,  social  conditions,  educational 
interests,  ideal  purposes  of  the  commonwealth. 

The  university  as  a  social  agent  is  intrusted  with  certain 
standards  of  the  community,  standards  of  scientific  method 
and  of  truth,  standards  of  technical  efficiency,  standards  of 
cultural  attainment,  standards  of  personal  character  and  of 
civic  duty.  It  is  only  through  the  creation,  the  guarding,  the 
elevation  of  these  standards  that  material  and  spiritual  prog- 
ress is  possible.  The  university  becomes  a  trustee  of  ideas  and 


382  AMERICAN  LIFE  AND  CHARACTER 

ideals,  a  custodian  of  standards.  In  the  administration  of 
these  standards  the  university  cannot  sacrifice  the  common 
welfare  to  individual  need  or  desire.  It  must  exclude  those 
who  fail  to  meet  the  standards  of  attainment  and  character 
which  the  university  administers.  Favoritism,  faltering,  com- 
promise, cowardice  mean  betrayal  of  a  social  trust.  Nor  may 
the  standards  of  the  university  be  provincial  and  temporary. 
In  the  words  of  President  Hadley,  "the  university  must  be 
judged  by  the  standards  which  have  held  for  all  time  rather 
than  those  of  a  single  generation,  or  of  a  single  profession." 
The  imagination  kindles  at  this  thought  of  a  university  ex- 
alting the  tests  of  truth  and  character  by  which  society  slowly 
gropes  toward  higher  levels. 

When  the  mind  is  possessed  by  this  vision  of  the  university, 
all  the  careers  for  which  it  provides  training  take  on  the  dignity 
of  social  worth.  Vocations  which  have  been  thought  of  as 
individual  widen  into  literal  calls  to  be  servants  of  the  common 
life.  The  office  of  the  teacher,  the  function  of  the  physician, 
the  work  of  the  engineer,  get  their  higher  meaning  from  their 
value  to  the  community.  The  profession  of  the  law,  so  often 
thought  of  as  a  field  for  personal  exploitation,  is  in  its  true 
significance  a  social  service.  "We  lawyers,"  declares  Woodrow 
Wilson,  "  are  servants  of  society,  officers  of  the  courts  of  justice 
.  .  .  guardians  of  the  public  peace,  .  .  .  bond  servants  of  the 
people."  The  scientific  farmer  is  in  one  view  seeking  personal 
gain,  but  in  a  much  deeper  sense  he  is  diffusing  knowledge  and 
skill  and  is  raising  into  higher  esteem  fundamental  industry 
which  makes  modern  society  possible.  The  college  graduate 
who  has  received  the  training  men  are  fond  of  calling  liberal 
may  no  longer  regard  himself  merely  as  a  member  of  a  privi- 
leged class.  In  the  new  spirit  of  noblesse  oblige  he  must  recog- 
nize his  obligation  to  his  fellows  and  to  the  community ;  must 
remember  that  "life  is  not  a  cup  to  be  drained,  but  a  measure 
to  be  filled."  Such  is  the  ideal  purpose  which  summons  the 
modern  university  to  unity  and  comradeship  in  the  service 
of  the  common  life.  When  this  vision  fills  the  minds  of  all, 


PURPOSE  AND  SPIRIT  OF  THE  UNIVERSITY     383 

when  it  controls  their  conduct,  when  it  stirs  their  emotions 
and  carries  them  steadily  forward  to  loyal  achievement,  then 
the  university  gains  an  irresistible  power  and  becomes  a  true 
expression  of  the  higher  purposes  of  the  state,  the  nation,  and 
mankind. 

The  university  fails  of  its  purpose  if  its  students  do  not 
catch  the  inspiration  of  the  common  ideal.  To  generous- 
minded  young  men  and  women  this  thought  of  the  university 
must  make  appeal.  It  is  the  duty  of  the  institution  to  fix  this 
image  of  the  university  in  the  imaginations  of  its  students. 
From  the  day  they  enter  to  the  day  they  leave,  this  dominant 
purpose,  this  persuasive  spirit  should  grow  ever  more  potent 
and  fascinating.  It  would  be  well  if  students  could  begin  their 
college  life  with  formal  ceremony,  so  that  at  the  very  outset 
they  might  feel  more  keenly  the  social  obligations  they  are 
assuming.  Admission  to  the  university  should  seem  to  them 
initiation  into  a  high  calling.  It  is  a  pity  that  they  should 
begin  for  the  most  part  thoughtlessly  or  with  minds  fixed 
solely  upon  personal  aims  and  plans.  The  state  is  calling  them 
to  her  service.  She  has  a  right  to  insist  that  only  those  who  are 
in  earnest,  who  have  at  least  a  dawning  sense  of  social  duty, 
should  seek  admission  to  the  public  training  which  can  be 
justified  only  by  its  service  to  the  state.  It  should  be  made 
clear  that  no  one  has  the  right  to  demand  admission  as  a  per- 
sonal privilege.  Conformity  with  technicalities  of  entrance 
must  not  blind  us  to  the  moral  obligations  involved.  Out  of 
the  common  fund  to  which  all  citizens  contribute,  the  state 
erects  and  maintains  not  for  personal  advantage  but  for  public 
good  this  West  Point  of  science,  the  arts,  and  the  professions. 
Every  matriculant,  therefore,  by  virtue  of  admission  is  honor 
bound  to  meet  the  state  halfway  in  her  desire  to  prepare 
soldiers  of  science  for  the  battles  of  peace.  The  university 
must  unhesitatingly  rid  itself  of  individuals  who  are  indifferent 
to  intellectual  work  or  hostile  to  it.  After  fair  test,  those  who 
fail  to  show  their  sense  of  the  university's  purpose  must  be 
dismissed.  This  is  necessary  not  only  in  justice  to  the  state, 


384  AMERICAN  LIFE  AND  CHARACTER 

but  in  fairness  to  those  who  show  due  appreciation  of  their 
opportunities  and  duties. 

The  dominant  university  purpose  gives  a  proper  setting  to 
the  activities  of  student  life  and  to  the  standards  and  conduct 
of  the  groups  into  which  the  student  community  naturally 
falls.  The  contacts  of  daily  association  and  searching  tests  of 
comradeship,  the  discovery  and  development  of  leadership, 
the  give  and  take  of  social  intercourse,  the  healthy  recreation 
of  undergraduate  life  —  all  constitute  an  environment  which 
may  afford  admirable  discipline.  There  is  large  truth  in  the 
assertion  that  the  university  is  the  world  in  miniature  and 
that  it  offers  a  social  training  which  will  be  turned  to  account 
in  the  wider  life  of  the  community.  But  all  these  activities 
must  be  tested  by  the  dominant  purpose  of  the  university. 
The  question  must  always  be,  Is  this  or  that  out  of  harmony 
with  the  ideal  of  the  university  as  an  organ  of  the  common  life  ? 
Does  this  student  demonstration  or  that  rollicking  festivity 
create  in  the  public  mind  the  feeling  that  the  university  is 
living  for  itself  and  not  for  the  community ;  does  it  foster  the 
belief  that  the  university  is  not  dominated  by  the  motive  of 
service;  does  it  create  the  suspicion  that  students  ignore  or 
forget  their  duty  to  the  state  which  is  making  their  self -prep- 
aration possible  ?  This  is  a  vital  question.  So  with  the  student 
groups  that  play  so  large  a  part  in  academic  communities. 
Are  these  groups  working  loyally  for  the  common  welfare, 
have  they  due  regard  for  the  fundamental  things  of  university 
life,  are  they  actuated  by  a  sense  of  responsibility  for  their 
members,  do  they  cultivate  tolerance,  justice,  and  good  will? 
These  are  questions  which  individuals  and  groups  must  con- 
stantly put  to  themselves  and  answer  frankly  and  honestly. 
The  good  name  of  the  university  is  safe  only  when  its  members 
feel  an  obligation  to  further  the  common  purpose  to  make  the 
university  a  true  organ  of  the  whole  people. 

So  long  as  this  spirit  prevails,  no  sense  of  arrogance,  of  ex- 
clusiveness,  of  privilege  or  caste  will  enter  the  minds  of  its 
members.  The  old  distinction  of  "town"  and  "gown,"  the 


PURPOSE  AND  SPIRIT  OF  THE  UNIVERSITY     385 

traditional  attitude  of  superiority  toward  those  outside  the 
walls  of  the  academic  cloister,  these  things  have  no  place  in 
an  institution  dominated  by  the  spirit  of  social  service.  Every 
man  and  woman  of  the  commonwealth  becomes  in  this  view 
a  supporter  and  patron  of  the  university,  and  may  expect 
from  it  good  will  and  loyal  service.  If  to  say  that  the  uni- 
versity belongs  to  the  state  is  anything  more  than  phrase- 
making,  every  member  who  has  imagination,  the  power  to 
see  the  institution  in  its  real  relationships,  must  feel  the  gen- 
uine humility  of  one  who  would  faithfully  serve  his  fellows. 

If  the  university  is  to  fulfill  its  function,  it  must  carry  con- 
viction to  the  people  of  the  commonwealth.  It  must  impress 
them  with  its  purpose,  make  them  see  it  as  a  faithful  agency 
of  the  people.  The  men  and  women  of  the  state  must  not 
think  of  the  university  as  an  institution  which,  because  it 
has  public  support,  should  lower  its  standards  to  admit  the 
weak,  indifferent,  or  incompetent,  or  to  graduate  those  who 
have  failed  to  reach  the  minimum  of  attainment.  People 
must  not  think  of  the  university  as  a  place  in  which  personal 
influences  can  secure  special  privilege.  Rather  they  must 
regard  it  as  fearlessly  loyal  to  the  common  welfare,  true  to 
high  standards  of  scholarship,  truth,  efficiency,  character,  and 
judgment.  They  must  not  ask  or  expect  special  favors  from 
this  servant  of  the  whole  democracy. 

If  the  university  purpose  is  to  be  achieved,  the  institution 
must  seek  special  ability  wherever  this  is  to  be  found.  It 
would  be  a  calamity  if  only  sons  and  daughters  of  the  rich  and 
well-to-do  could  gain  access  to  higher  training.  Talent  and 
genius  ignore  the  distinctions  of  wealth  and  class.  A  way  must 
be  found  by  which  young  men  and  young  women  of  great 
promise,  however  they  may  be  hampered  by  poverty,  may 
gain  access  to  the  social  training  of  the  university,  and  be 
freed  in  large  part  or  wholly  from  the  self-supporting  work 
which  makes  the  best  scholarship  impossible.  We  must  be- 
lieve that  men  and  communities  will  catch  this  vision  of  the 
university  and  by  providing  scholarships  see  to  it  that  no 


386  AMERICAN  LIFE  AND  CHARACTER 

exceptional  ability  shall  be  deprived  of  development  for  the 
service  of  the  commonwealth.  The  university  would  lose  its 
power  and  its  ideals  if  it  ever  became  a  place  of  privilege  for 
the  well-to-do  and  not  a  training  school  for  all  who  have 
talents  and  capacities  for  which  the  state  has  need.  The  con- 
trolling ideal,  the  mastering  purpose  of  the  university,  there- 
fore, is  not  a  mere  phrase  or  conceit ;  it  is  a  guiding  principle 
which  finds  application  to  every  individual,  to  every  group, 
to  every  activity  of  academic  life,  and  organizes  these  into 
the  strength  and  unity  which  only  a  common  aim  can  confer. 
Purpose  steadily  pursued  creates  a  persuasive  spirit,  regis- 
ters itself  in  institutional  character.  Open-mindedness  must 
be  a  conspicuous  trait  of  a  true  academic  community.  The 
very  search  for  new  knowledge,  the  effort  to  see  the  relations 
of  things,  presupposes  an  attitude  of  inquiry,  a  willingness 
to  look  at  an  idea  or  a  fact  from  many  different  standpoints. 
Open-mindedness  toward  truth  merges  into  tolerance  and 
mutual  respect  as  between  the  individuals  and  groups  who 
make  up  the  university.  Narrowness  or  prejudice,  a  patron- 
izing attitude  of  one  group  toward  another,  the  discrediting 
of  this  calling  as  compared  with  that,  the  limiting  of  the  con- 
ception of  research  to  traditional  fields  of  inquiry  —  these 
things  have  no  place  in  an  institution  mastered  by  a  sense  of 
loyal  duty  to  commonwealth  and  nation.  Genuine  culture 
consists  largely  in  sympathy  with  many  kinds  of  men  and  in 
insight  into  the  widest  ranges  of  human  life.  To  live  in  a  highly 
specialized  community  and  to  enter  with  appreciation  into 
the  activities  of  one's  colleagues  in  many  fields  is  in  itself  a 
liberalizing  experience.  There  is  place  for  generous  rivalry 
in  a  great  university,  but  this  rivalry  must  be  kept  on  a  high 
level  and  not  allowed  to  sink  into  unworthy  conflict  and  dis- 
cord. Open-mindedness,  tolerance,  high-minded  rivalry  can- 
not fail,  under  the  guidance  of  a  controlling  ideal,  to  fuse  the 
university  into  a  genuine  unity  of  comradeship  and  good  will. 
When  each  man  and  each  group  can  see,  not  only  through 
its  own  eyes  but  through  the  eyes  of  other  persons  and  groups, 


PURPOSE  AND  SPIRIT  OF  THE  UNIVERSITY     387 

the  common  problems  of  the  institution,  there  must  develop 
a  keener  sense  of  team  play,  a  quickened  loyalty,  a  more  vivid 
corporate  consciousness. 

The  university,  a  servant  of  the  common  life,  exalting 
standards  of  efficiency  and  worth,  summoning  its  members  to 
a  common  task,  must  stand  for  the  loftiest  ideals.  It  must 
inspire  enduring  faith.  It  must  exalt  character  above  tech- 
nical skill,  mental  alertness,  refinement  of  feeling.  It  must 
lay  hold  of  the  fundamental  motives.  The  university  rightly 
aims  at  leadership,  but  in  the  words  of  .Dr.  Pritchett,  it  can 
win  this 

only  by  inspiring  the  youth  of  the  democracy  with  a  true,  vibrant 
living  faith.  .  .  .  The  American  university  is  to-day  the  home  of 
that  faith.  It  is  the  faith  of  humanity  in  humanity  .  .  .  and  the 
American  university,  which  embodies  the  intellectual  aspirations 
of  a  free  people,  is  becoming  day  by  day  the  representative  of  their 
spiritual  aspirations  as  well. 

The  state  university  cannot  fulfill  its  true  function  unless  it 
rises  to  the  higher  level  of  spiritual  idealism.  It  may  not  ally 
itself  with  any  church  or  support  any  one  theology,  but  it 
must  draw  its  inspiration  from  an  essentially  religious  view 
of  life.  As  the  Sir  Thomas  More's  Utopians  tolerated  many 
theologies  of  widely  varying  kinds,  but  united  in  common 
worship  of  the  divine  energy  back  of  all  nature  and  human 
life,  so  the  university  welcomes  men  and  women  of  many  faiths 
and  rallies  them  to  a  devoted  loyalty  to  common  ideals  of  duty, 
service,  and  reverent  aspiration. 

In  the  "Republic"  Socrates,  in  talking  of  testing  the  young 
for  leadership,  declares, 

We  must  inquire  who  are  the  best  guardians  of  their  own  con- 
viction that  the  interest  of  the  state  is  to  be  the  rule  of  all  their 
actions.  We  must  watch  them  from  their  youth  upwards  and  pro- 
pose deeds  for  them  to  perform  in  which  they  are  most  likely  to 
forget  or  be  deceived,  and  he  who  remembers  and  is  not  de- 
ceived is  to  be  selected  and  he  who  fails  in  the  trial  is  to  be 
rejected. 


388  AMERICAN  LIFE  AND  CHARACTER 

The  gentle  sage, goes  on  to  describe  the  tests  of  toil  and  pain, 
the  tests  of  fear,  the  tests  of  seductive  pleasures,  and  he  tells 
us  that 

He  who  at  every  age  as  boy  and  youth,  and  in  mature  life,  has 
come  out  of  the  trial  victorious  and  pure,  shall  be  appointed  a  ruler 
and  guardian  of  the  state.  He  shall  be  honored  in  life  and  death, 
and  shall  receive  sepulcher  and  other  memorials  of  honor,  the 
greatest  that  we  have  to  give. 

The  essentials  of  life  and  character  have  not  changed  since 
the  days  when  Socrates  talked  of  truth  and  justice  in  the 
groves  of  Academus.  You  graduates  to-day  go  forth  to  be 
tested.  You  have  in  varying  measure  the  vision  of  the  uni- 
versity, the  sense  of  obligation  which  your  training  lays  upon 
you.  You  must  hear,  be  it  ever  so  faintly,  the  call  to  be  serv- 
ants of  the  commonwealth.  Put  to  yourselves  the  question 
which  comes  down  through  the  centuries,  can  you  hold  to  this 
conviction  that  the  interests  of  the  community  should  be  the 
rule  of  all  your  actions  ?  You  will  face  intellectual  sophistry 
and  beguiling  fallacies.  Have  you  the  keenness  of  mind  and 
the  force  of  character  to  analyze  these  specious  assertions 
and  to  hold  steadfastly  to  things  that  are  true  and  enduring? 
You  will  be  tested  by  fear,  fear  of  financial  loss,  fear  of  ridi- 
cule, fear  it  may  be  of  social  ostracism.  Have  you  the  courage 
and  character  to  preserve  your  convictions  of  loyalty  to  the 
general  good?  You  will  be  lured  by  pleasure,  dazzled  it  may 
be  by  luxury  and  ostentation,  tempted  to  self-indulgence 
and  evanescent  pleasures.  Have  you  the  fiber  to  resist  these 
appeals  and  to  remember  that  the  social  servant  must  be 
ever  strong,  clear  eyed,  and  faithful  to  his  work? 

May  you  hold  to  the  vision  you  have  caught :  may  it  with 
the  passing  years  grow  ever  clearer,  brighter,  more  command- 
ing in  your  lives.  The  university  sends  you  forth  to-day  with 
God  speed,  intrusts  to  you  the  good  name  of  our  widening 
community,  summons  you  to  loyalty,  urges  you  to  organize 
all  your  resources  of  mind  and  spirit  into  the  unity  of  a  high 


PURPOSE  AND  SPIRIT  OF  THE  UNIVERSITY     389 

aim,  the  firm  resolve  to  realize  in  your  own  lives  the  master- 
ful purpose  of  the  university  which  is  to  be  in  ever  fuller  meas- 
ure at  once  the  standard  bearer  and  the  servant  of  the  state. 

Go  to  your  work  and  be  strong,  halting  not  in  a  world  of  men, 
Balking  the  end  half  won  for  an  instant  dole  of  praise. 
Stand  to  your  work  and  be  wise  —  certain  of  sword  and  pen, 
Who  are  neither  children  nor  Gods,  but  men  in  a  world  of  men. 


MILITARY  CHARACTER1 

YATES  STIRLING 

[Captain  Yates  Stirling,  United  States  Navy  (1872-  ),  was  edu- 
cated at  the  United  States  Naval  Academy  at  Annapolis  and  has  served 
in  the  navy  since  his  graduation  in  1892.  He  participated  in  the  Spanish- 
American  War,  served  in  the  Philippines  during  the  insurrection,  and  in 
1913  commanded  the  submarine  flotilla  of  the  Atlantic  Fleet.  He  has 
written  many  technical  articles  on  the  navy  and  several  books  for  boys 
("A  United  States  Midshipman  in  the  Philippines, "  etc.).  The  present 
selection  discusses  those  moral  qualities  which  from  a  military  and  naval 
standpoint  may  be  considered  the  chief  aims  of  education  not  only  at 
West  Point  and  Annapolis  but  in  any  educational  program  of  the  present 
day.] 

"A  high  moral  courage  capable  of  great  resolutions.  A 
physical  courage  which  takes  no  account  of  danger.  A  man 
who  is  gallant,  just,  firm,  upright,  capable  of  esteeming  merit 
in  others  without  jealousy,"  —  this  is  Jomini's  definition  of 
a  leader  of  men. 

The  great  leaders  each  possessed  moral  power  and  intel- 
lectual power  to  a  high  degree.  Of  the  two,  moral  power  is 
by  far  the  more  important.  Moral  power,  or  strength  of 
character,  is  usually  a  product  of  heredity  and  early  training. 

For  a  military  leader  qualities  of  character  that  have  the 
greatest  weight  are  decision  and  good  sense.  He  must  have 
clearness  in  conception  and  energy  in  execution.  History 
offers  many  examples  to  show  that  after  decision  one  of  the 
qualities  of  leadership  which  contributes  the  most  to  success 
is  stubbornness. 

Napoleon  was  fond  of  declaring  to  his  less  decisive  com- 
manders: "Before  conceding  the  victory  let  us  wait  until 

1  From  "  Fundamentals  of  Naval  Service."  Copyright,  1917,  by  J.  B.  Lip- 
pincott  Company.  Reprinted  by  permission. 

39° 


MILITARY  CHARACTER  391 

it  is  snatched  from  us.  Before  retiring  let  us  wait  until  we  are 
forced  to  do  so." 

John  Paul  Jones  on  board  the  sinking  Bon  Homme  Rich- 
ard, engaged  in  a  death  struggle  with  the  Serapis,  when 
asked  if  he  had  struck,  stubbornly  answered  :  "I  have  not  yet 
begun  to  fight."  Moral  power  won  for  him  the  victory. 

General  Grant  betrayed  this  important  characteristic  of 
military  character  when  he  announced,  "We  will  fight  it  out 
on  this  line  if  it  takes  us  all  summer." 

A  leader,  to  be  able  correctly  to  use  his  natural  moral  power, 
must  be  thoroughly  versed  in  his  profession,  and  thus  obtain 
the  necessary  confidence  in  his  ability  to  succeed  in  any  under- 
taking. Knowledge  alone  is  not  enough;  he  must  have  fre- 
quently applied  his  knowledge  to  cases ;  in  other  words,  solved 
and  executed  problems  dealing  with  the  elements  and  prin- 
ciples of  his  profession. 

Napoleon,  before  his  campaign  in  Italy,  had  thoroughly 
trained  his  mind  for  war,  yet  he  had  not  acquired  that  supreme 
self-confidence  which  afterwards  made  him  the  boldest  leader 
of  history.  This  boldness  came  to  him  gradually  through  the 
practical  experience  of  handling  armies  in  the  field.  It  was  not 
until  the  great  victory  at  the  bridge  of  Lodi  that  he  fully  real- 
ized his  great  ability  as  a  general,  and  gained  a  self-con- 
fidence that  seemed  impossible  of  resistance. 

"The  Articles  for  the  Government  of  the  Navy,"  popularly 
known  as  the  "Articles  of  War,"  define  the  standard  of  char- 
acter of  a  "Gentleman  and  a  Naval  Officer"  in  the  following 
words : 

"The  Commanders  of  all  fleets,  squadrons,  naval  stations, 
and  vessels  belonging  to  the  Navy  are  required  to  show  in 
themselves*  a  good  example  of  virtue,  honor,  patriotism  and  sub- 
ordination." 

Possessing  these  four  cardinal  qualities  of  character  will  not 
assuredly  produce  a  leader,  yet  they  are  necessary  ingredients 
in  leadership.  No  man  can  be  a  truly  great  leader  without  all 
of  them. 


392  AMERICAN  LIFE  AND  CHARACTER 

VIRTUE  signifies  the  quality  of  manliness,  manly  strength 
or  valor,  courage,  bravery.  Can  any  one  doubt  that  Caesar, 
Hannibal,  Alexander,  Nelson,  Napoleon,  St.  Vincent,  Farra- 
gut,  John  Paul  Jones,  Sampson,  or  Dewey  lacked  these  ? 

"Add  to  your  faith  virtue  and  to  your  virtue  knowledge" 
is  an  excellent  receipt  for  military  character.  Also  bear  in 
mind  that  "The  brave  man  is  not  he  who  feels  no  fear,  but  he 
whose  noble  mind  its  fears  subdues." 

A  famous  military  leader  when  going  into  battle  could  not 
control  his  legs,  which  shivered  so  as  to  make  him  fear  others 
would  observe  them  and  believe  he  was  afraid.  He  is  said  to 
have  been  overheard  saying  :  "Tremble,  legs,  but  if  you  only 
knew  where  I  am  about  to  take  you,  you  would  give  way 
under  me." 

Virtue  demands  strong  spirit  and  precludes  the  weak  and 
vicious;  it  produces  the  kind  of  men  that  command  respect 
and  attention  everywhere  and  at  all  times.  With  virtue  as  a 
foundation  honor  erects  a  high  sense  of  duty.  It  gives  the 
possessor  a  subconscious  understanding  of  what  is  right  and 
just.  From  honor,  loyalty,  fair  dealing,  and  faithfulness  to 
trust  naturally  flow.  Honor  causes  a  person  in  the  performance 
of  a  duty  not  to  look  for  reward  or  punishment,  but  to  scrupu- 
lously execute  the  task  for  the  task's  sake. 

PATRIOTISM  is  the  motive  binding  us  all  together  in  one 
great  cause.  It  gives  unity  to  action.  The  virtue  in  the  civil 
administrators,  the  heroism  and  self-sacrifice  of  the  soldiers 
and  sailors,  flow  from  a  custom  acquired  by  men  of  considering 
their  nation  as  an  entity.  They  delight  to  identify  themselves 
with  its  fortunes,  share  in  its  triumphs,  and  mourn  in  its  dis- 
asters ;  ever  looking  to  a  future  when  the  nation's  destiny  will 
be  fulfilled.  This  noble  idea  of  "  Country  "  represents  a  heritage 
of  sentiments,  of  traditions,  of  thoughts,  of  common  interests. 
Patriotism  is  fundamental.  We  must  learn  in  our  childhood 
to  cherish  and  defend  this  most  sacred  of  all  national  ideals. 

A  nation  in  whose  citizens  the  virtue  of  patriotism  is  securely 
implanted  is  of  consequence  strong,  vigorous,  progressive. 


MILITARY  CHARACTER  393 

Without  this  ideal,  a  nation  will  be  weak  and  spineless  —  two 
traits  of  national  character  which  inevitably  lead  to  national 
death.  Patriotism  becomes  a  passion  which  burns  undimin- 
ished.  It  exerts  the  strongest  influence  for  unity;  it  is  the 
moving  force  in  war;  it  is  the  ideal  for  which  sailors  and 
soldiers  cheerfully  die,  their  beloved  national  anthem  upon 
their  lips. 

All  great  leaders  understood  the  power  of  patriotism  and 
seldom  missed  an  opportunity  to  arouse  it  in  their  followers. 
If  an  army  or  a  fleet  is  blessed  with  a  true  leader,  patriotism 
often  centers  around  the  personal  magnetism  of  that  leader. 
He  becomes  the  embodiment  of  the  ideal  of  patriotism.  It 
is  said  that  Napoleon's  presence  upon  the  battle  field,  in  the 
effect  it  had  upon  the  morale  of  his  soldiers,  was  worth  30,000 
men.  Nelson  was  given  the  value  of  three  ships  of  the  line. 

SUBORDINATION,  the  quality  or  habit  of  obedience,  is  indis- 
pensable in  a  military  service.  Subordination  is  an  essential 
quality  to  regulate  the  relations  of  subordinates  to  their 
leaders.  Without  subordination  in  a  community  chaos  will 
reign  supreme. 

Burke  glorifies  this  attribute  of  good  citizenship  in  words 
so  stirring  as  to  appeal  to  every  patriot:  "That  generous 
loyalty  to  rank  and  sex;  that  proud  submission;  that  dig- 
nified obedience ;  that  subordination  of  the  heart  which  kept 
alive,  even  in  servitude  itself,  the  spirit  of  an  exalted  freedom." 

Virtue,  honor,  patriotism,  subordination,  will,  self-confidence, 
all  go  to  make  up  military  character.  Yet  there  is  another 
and  most  important  attribute  for  leadership;  it  is  the  "will- 
ingness to  take  responsibility." 

The  courage  of  responsibility  is  a  glorious  and  divine  gift,  which 
alone  enables  a  high-placed  general  to  achieve  great  results ;  for, 
if  his  experience  and  intelligence  are  not  sufficient,  he  finds  shrewd 
helpers  to  supply  his  deficiency.  Courage  of  responsibility  is 
born  of  a  certain  magnanimity  which  must  be  inherent  in  the  gen- 
eral, and  which  ennobles  his  whole  nature.  It  is  a  feeling  of  supe- 
riority which  elevates  without  making  presumptuous.  It  is  moral 


394  AMERICAN  LIFE  AND  CHARACTER 

courage  and  strength  of  mind  in  high  development,  schooled  to 
endure  the  severest  trials  without  unsettlement  of  the  power  to 
reason  clearly,  and  without  swerving  from  the  great  end  in  view. 
Thorough  knowledge  enhances  security,  steels  self-confidence,  and 
so  gives  calmness  under  responsibility.  Ignorance  and  uncertainty 
undermine  it,  destroying  the  power  to  act  with  decision  under 
stress.  —  VON  DER  GOLTZ. 

Every  leader  worthy  of  the  name  must  be  prepared  to  ac- 
cept responsibility  for  the  acts  of  his  subordinates. 

AMBITION,  the  soldier's  virtue,  is  a  valuable  military  at- 
tribute. It  is  the  desire  to  excel,  to  be  first,  and  with  it  there 
will  be  continuous  and  unflinching  effort  to  succeed.  "Great 
deeds  are  impossible  without  ambition." 

Other  contributing  attributes  to  leadership  are  patience 
and  resolution  in  order  to  "meet  with  triumph  and  disaster 
and  treat  those  two  impostors  just  the  same." 

IMAGINATION  puts  the  crowning  glory  upon  the  head  of  a 
leader.  It  is  the  creative  force.  Napoleon  attributed  his  in- 
spirations to  memories  called  up  by  his  imagination. 

Will,  ambition,  and  a  love  of  fame,  blended  with  creative  pow- 
ers (a  trained  and  imaginative  mind),  result  in  an  irresistible 
activity. 

Military  history  teaches  that  in  nearly  every  battle,  character, 
morale  has  been  the  determining  factor.  We  accept  the  statement 
readily.  But  the  remarkable  fact  is  that  in  spite  of  the  known  de- 
termining value  of  superior  morale,  of  superior  military  character, 
and  especially  of  the  value  of  superior  military  character  in  those 
who  command,  no  systematic  and  continued  effort  has  been  made 
in  our  service  to  examine  the  ways  of  creating  superior  morale,  of 
creating  a  high  average  of  military  character  in  the  service. 

We  understand  academically  the  several  attributes  which 
go  to  make  a  leader  of  men,  but  we  seem  to  take  for  granted 
that  these  factors  are  innate  and  cannot  be  developed.  That 
this  is  not  true  has  been  shown  by  many  writers  on  military 
history. 


MILITARY  CHARACTER  395 

Military  character  is  a  product  developed  by  gradual  and 
prolonged  application.  It  does  not  shine  forth  except  after 
profound  studies  and  in  its  beginnings,  like  every  creature 
that  tries  to  walk,  it  is  obliged  to  follow  a  guide  on  whom  it 
leans.  The  true  genius  differs  from  other  men  in  this,  that  he 
may  soon  dispense  with  his  guide  to  become  in  his  own  turn 
a  creator.  Yet  a  genius  never  ceases  work  on  his  own  mind. 
He  constantly  builds  by  the  untiring  effort  of  a  will  that  has 
an  end  in  view. 

A  study  of  the  life  of  Napoleon  shows  that  his  genius  was 
so  developed.  Education,  the  will  to  learn,  the  concentrated 
life-long  effort,  the  clear  perception  of  the  mission,  the  appli- 
cation of  the  knowledge  and  experience  gained,  all  joined  in 
an  individual  of  exceptional  attainments,  served  to  produce 
the  greatest  military  genius  of  modern  times. 

If  such  a  genius  found  such  measures  necessary,  if  he  had 
to  endure  the  labor  of  preparation  to  insure  achievement,  no 
man  can  be  justified  in  believing  he  can  succeed  with  lesser 
effort. 

Education  first  of  all  must  ever  be  considered  the  founda- 
tion for  genius,  the  principles  underlying  cause  and  effect; 
a  clear  comprehension  of  past  events.  With  these  there  must 
be  a  precise  formulation  of  one's  own  ideas,  and  lastly  exercise 
in  application. 

Military  and  naval  operations  require  more  than  mere 
loyalty.  In  a  large  mixed  force  of  battleships,  cruisers,  scouts, 
destroyers,  submarines,  and  auxiliaries,  going  into  action 
against  an  enemy's  fleet,  there  is  no  time  for  the  supreme 
leader  to  attend  to  every  detail  of  the  impending  battle. 
Subordinates  must  appreciate  the  situation  and  act  appro- 
priately for  themselves.  It  is  therefore  evident  that  in  war 
the  forces  of  mentality  and  character  enter  most  frequently 
and  are  the  dominating  forces.  Subordinate  leaders  must  act 
to  oppose  the  enemy  at  every  point.  To  do  this  effectively 
they  must  act  upon  their  own  initiative.  Not  independently, 
but  in  coordinate  effort.  The  quality  required  is  called  "  trained 


396  AMERICAN  LIFE  AND  CHARACTER 

initiative."  It  must  be  based  upon  knowledge  —  knowledge 
of  their  profession  and  the  plan  of  the  supreme  leader.  Trained 
initiative  implies  loyalty,  not  a  mere  personal  loyalty,  but  a 
loyalty  to  the  plan,  to  the  end  to  be  accomplished. 

"Whoever  is  loyal,  whatever  be  his  cause,  is  devoted,  is 
active,  controls  himself,  is  in  love  with  his  cause,  and  believes 
in  it." 

Loyalty  aims  at  unity.  Full  knowledge  is  a  necessary  es- 
sential for  true  loyalty.  A  subordinate  leader  with  full  knowl- 
edge of  the  plan  of  the  supreme  leader  uses  his  trained  initia- 
tive and  loyally  furthers  the  aims  of  his  chief.  The  aim,  the 
end  to  be  reached,  must  ever  be  held  before  his  mind's  eye; 
an  act  which  does  not  further  that  end  is  disloyal. 

Loyalty  to  the  supreme  leader  must  be  coupled  with  loyalty 
from  that  leader  to  all  his  subordinates. 

Napoleon's  "system"  meant  merely  that  his  subordinate 
leaders  thoroughly  understood  the  plans,  intentions,  strategy, 
and  tactics  of  their  chief.  They  had  been  indoctrinated  and 
taught  by  Napoleon  himself ;  the  workings  of  Napoleon's  mind 
were  plain  to  such  soldiers  as  Davout,  Bernadotte,  Lannes, 
and  Murat.  They  possessed  the  trained  initiative  coupled 
with  loyalty  to  act  for  the  furtherance  of  Napoleon's  aims. 
"A  word  to  the  wise  is  sufficient."  Each  understood  the  "sys- 
tem," and  they  by  united  and  continued  effort,  without  re- 
stricting directions  from  their  chief,  won  for  him  Austerlitz, 
Jena,  Wagram.  Napoleon  was  loyal  to  such  captains.  When 
he  ceased  to  be  loyal,  when  through  mistrust  in  their  loyalty 
and  ability  he  failed  to  make  known  his  plans,  then  his  "sys- 
tem" broke  down  and  battles  were  lost.  Even  the  genius  of 
Napoleon  could  not  give  directions  at  every  point  of  a  battle 
field,  and  subordinate  leaders  cannot  act  to  further  a  plan 
whose  end  in  view  is  not  known  nor  understood.  "They  do 
not  understand  my  system,"  Napoleon  i§  quoted  to  have 
said.  Why?  Because  he  had  not  freely  confided  in  his  sub- 
ordinates. No  man  can  be  fully  loyal  either  to  a  cause  or  a 
plan  without  a  full  understanding  of  it.  The  desire  to  be  loyal 


MILITARY  CHARACTER  397 

is  insufficient ;  it  must  be  augmented  with  knowledge  to  guide 
loyal  effort. 

Loyalty  naturally  involves  a  surrender  of  a  measure  of 
individualism.  Proper  loyalty  in  the  military  sense  should 
not  lessen  individual  worth,  but,  on  the  contrary,  should 
enhance  it. 

Self-assertive  independence  is  suppressed,  but  individual 
judgment  and  initiative  find  themselves  encouraged. 

To  be  great  within  his  own  authority  and  prepare  for  being 
great  in  a  higher  area  should  be  the  true  aim  of  loyalty. 

To  inspire  his  subordinates  with  loyalty,  a  leader  must 
have  their  full  confidence.  He  must  instruct  them  thoroughly 
and  carefully  in  his  plans  of  action,  feel  sure  that  each  one 
understands  them  clearly  and  that  all  know  what  results  are 
desired,  what  end  is  in  view.  And  in  addition  to  this  and 
equally  as  important,  he  must  let  his  subordinates  feel  his 
confidence  in  them  and  fully  realize  the  limits  of  their  own 
authority  in  order  that  they  can  be  prepared  to  act  with 
promptness  and  decision. 

The  following  is  quoted  from  a  paper  written  by  a  young 
lieutenant  of  the  Fleet  upon  loyalty.  It  is  particularly  inter- 
esting in  view  of  the  intimate  knowledge  of  conditions  por- 
trayed : 

We  have  all  seen  unexpected  failures  of  ships  officered  by  ca- 
pable men  that  could  only  be  explained  by  a  lack  of  team  work. 
Conversely,  in  seeking  the  secret  of  some  very  successful  ships 
manned  by  officers  of  only  average  abilities,  we  could  only  conclude 
that  they  had  merged  their  efforts.  Who  has  not  seen  the  divi- 
sional officer  who  could  not  look  beyond  his  own  division  ?  Who 
has  not  seen  the  chief  engineer  who,  immersed  in  his  own  depart- 
ment, failed  to  consider  the  ship  as  a  whole  ?  A  most  vital  tactical 
error  is  to  send  one's  forces  into  action  piecemeal ;  similarly,  dis- 
jointed action  in  the  everyday  affairs  of  the  ship  will  certainly 
ruin  her. 

A  condition  such  as  might  exist  on  board  ship  through  dis- 
jointed action  of  subordinates  must  be  laid  at  the  captain's 


398  AMERICAN  LIFE  AND  CHARACTER 

door.  He  has  failed  in  his  loyalty,  either  through  sheer  lazi- 
ness or  else  through  lack  of  confidence  in  his  subordinates,  in 
not  making  plain  his  plans  and  his  aims  and  encouraging  his 
subordinates  to  join  him  as  subordinate  partners  in  a  common 
cause. 

DECISION  OF  CHARACTER.  —  We  have  frequently  heard  it 
said  of  men  in  high  places,  "He  lacks  decision  of  character." 
What  do  we  mean  to  convey  by  this  expression?  "Sway 
over  others  is  before  all  else  founded  upon  WILL.  He  who 
knows  best  how  to  give  the  most  definite  expression  to  his  will 
leads."  This  is  axiomatic  and  the  description  fits  our  expres- 
sion "decision  of  character."  Knowledge  reenforced  by 
practice,  thoughtful  consideration,  a  decision,  and  then  will 
or  stubbornness  in  execution,  —  that  is  decision  of  character, 
and  he  who  possesses  it  will  rise  high  in  a  military  profession. 
In  the  navy  there  is  no  place  for  an  indecisive  man.  He  is  a 
destroyer  of  unity,  of  confidence,  and  he  fritters  away  valuable 
time.  He  dissipates  his  own  energy  and  the  energy  of  his  sub- 
ordinates through  "resolutions  adopted,  rejected,  resumed, 
suspended." 

Who  is  there  who  cannot  recall  such  indecisive  characters 
—  a  man  occupying  a  position  of  responsibility  and  trust  who 
could  not  give  a  decided  answer  to  the  least  important  ques- 
tion where  action  was  concerned?  Instead  he  would  hide 
behind  such  answers  as  "I'll  think  it  over"  or  "I'll  take  it 
under  consideration." 

Decision  of  character  is  the  habit  of  dealing  with  each  sit- 
uation as  it  arises  with  a  prompt,  clear,  and  firm  reply  as  to 
what  shall  be  done  and  the  manner  of  doing  it.  It  is  a  habit 
and  requires  cultivation  by  practice. 

In  the  cultivation  of  this  valuable  habit,  a  habit  most  im- 
portant for  any  man  who  is  in  a  position  of  responsibility,  no 
matter  how  unimportant  the  position  may  be,  the  first  thing 
to  consider  is,  "What  is  the  task?";  then,  "What  are  the 
obstacles  in  the  way  of  its  accomplishment?";  further,  a 
knowledge  of  and  a  careful  weighing  of  the  means  at  hand  for 


MILITARY  CHARACTER  399 

overcoming  the  obstacles.  The  reasoning  mind  by  a  method 
of  pure  logic  is  then  ready  to  give  the  reply.  This  process  of 
reasoning  is  long  and  laborious  to  the  novice,  who  has  not  the 
knowledge  of  either  the  obstacles  or  the  means  at  hand  of 
overcoming  them.  Knowledge  and  practice  overcome  these 
difficulties.  A  trained  mind  can  "estimate  a  situation"  with 
the  speed  of  thought ;  his  " decision"  or  reply  comes  so  quickly 
after  the  question  is  put  to  him  it  would  appear  almost  that 
he  had  rendered  his  reply  without  reasoning.  But  such  is 
not  the  case;  his  mind  "short  circuits"  from  the  recognition 
of  the  task  to  the  decision  as  to  the  manner  of  its  accomplish- 
ment merely  because  the  mind  is  trained.  The  reasoning  be- 
comes subconscious  and  such  reasoning  has  the  speed  of  light 
itself. 

"The  man  who  seeks  decision  of  character  should  decide 
knowingly  if  he  can,  ignorantly  if  he  must,  but  in  any  case  he 
should  decide." 

INITIATIVE  is  of  two  kinds :  (i)  The  power  to  make  starts. 
(2)  To  act  upon  one's  own  responsibility  in  order  to  help  the 
cause  of  the  Chief. 

These  two  should  not  be  confounded ;  it  is  the  second  which 
is  of  most  importance  in  a  military  service.  It  is  called  trained 
initiative  and  has  been  casually  discussed  above.  We  are  now 
going  to  elaborate  more  fully  upon  the  fundamental  attribute. 

Thorough  and  systematic  study,  education,  in  other  words, 
in  order  to  be  able  to  grasp  the  principles  of  the  art  of  war, 
naval  or  military,  must  be  the  base  rock  foundation  upon  which 
this  initiative  can  be  built.  Without  a  clear  understanding 
of  these  principles,  initiative  must  inevitably  lead  to  a  dis- 
organizing independence. 

We  all  know  that  a  boy  of  eight  or  ten  years  cannot  be  given 
complete  initiative;  why?  Because  the  moral  and  material 
principles  of  life  have  not  yet  been  learned.  If  we  could  con- 
fine his  experiments  in  initiative  in  reasonably  shallow  water, 
and  near  enough  home,  it  would  be  the  most  salutary  expe- 
rience for  him  to  let  him  take  his  own  risks  and  get, 


400  AMERICAN  LIFE  AND  CHARACTER 

figuratively  speaking,  capsized.  Thus  he  will  learn  the  wind's 
treachery,  the  water's  danger  and  discomfort,  and  his  own  poor 
judgment  and  insufficiency  without  losing  his  young  life,  or, 
what  is  worse,  his  developing  character.  He  needs  to  buy  as 
cheaply  as  possible  the  necessary  experience  of  failure  which 
will  tone  down  his  willfulness,  develop  his  caution,  cultivate 
his  dexterity  in  handling  his  own  craft  (himself),  practice 
his  judgment  and  his  quickness  of  decision,  and  give  him 
thus  a  working  knowledge  of  the  world. 

For  the  navy,  and  those  who  will  join  in  time  of  war,  this 
initiative  must  be  acquired  in  time  of  peace  through  frequent 
practice. 

It  is  a  very  old  saying  that  "We  learn  from  our  failures, 
not  our  successes."  No  one  should  be  ashamed  of  a  failure 
that  occurred  through  a  lack  of  knowledge,  which  was  through 
no  fault  of  his.  Yet  do  not  depend  upon  learning  the  many 
lessons  through  the  failures  of  yourself  alone;  profit  by  the 
failures  of  others.  This  was  the  method  of  all  great  leaders. 

We  have  seen  that  as  a  base  foundation  for  the  development 
of  military  character  we  must  obtain  our  knowledge  of  war 
from  both  historical  study  and  experience  during  peace.  In 
war,  character  comes  to  the  front  quickly,  but  in  peace  many 
officers  having  the  qualities  of  great  leaders  lie  fallow,  await- 
ing only  the  call  of  opportunity. 


THE  INTERNATIONAL  MIND :   HOW  TO 
DEVELOP  IT1 

NICHOLAS  MURRAY  BUTLER 

[Nicholas  Murray  Butler  (1862-  )  is  one  of  the  most  prominent 
figures  in  American  education.  He  was  educated  at  Columbia  University, 
served  there  as  professor  of  philosophy  and  education,  and  has  been  its 
president  since  1902.  His  writings  embrace  "The  Meaning  of  Educa- 
tion" (1915)  and  "True  and  False  Democracy"  (1907).  He  is  the  editor 
of  The  Educational  Review.  The  address  below  was  delivered  at  the 
first  session  of  the  National  Conference  on  the  Foreign  Relations  of 
the  United  States  at  Long  Beach,  New  York,  on  May  28,  1917.  It 
was  first  published  in  the  Proceedings  of  the  Academy  of  Political  Science 
for  July,  1917.] 

For  two  generations  it  has  been  a  common  complaint  that 
the  people  of  the  United  States  took  no  adequate  interest 
in  foreign  policy  and  were  without  any  but  cursory  knowl- 
edge of  international  politics.  This  judgment  has  been 
expressed,  often  publicly,  by  successive  secretaries  of  state, 
by  those  who  have  held  important  diplomatic  posts,  and  by 
those  who,  in  the  Senate  of  the  United  States,  have  seen  long 
service  upon  the  Committee  on  Foreign  Relations.  A  sort  of 
national  self-centeredness  together  with  a  feeling  of  geographic 
and  political  isolation  have  combined  to  bring  about  this 
unfortunate  state  of  affairs.  It  has  been  unfortunate  for  two 
reasons:  first,  because  it  marked  a  serious  break  with  our 
earlier  national  tradition;  and  second,  because  it  has  held 
back  the  people  and  the  government  of  the  United  States 
from  making  the  full  measure  of  contribution  of  which  they 
were  capable  to  the  better  and  closer  international  organiza- 
tion of  the  world. 

1  From  "  A  World  in  Ferment."  Copyright,  1918,  by  Charles  Scribner's 
Sons.  Reprinted  by  permission. 

403 


404  AMERICAN  FOREIGN  POLICY 

One  need  have  but  slight  acquaintance  with  the  writings 
and  speeches  of  the  Fathers  and  with  the  records  of  the  early 
Congresses  to  know  that,  when  the  government  of  the  United 
States  was  young,  it  was  the  eager  ambition  of  those  who  most 
fully  represented  it  to  play  a  large  part  in  the  international  life 
of  the  world,  primarily  with  the  view  of  advancing  those  ideas 
and  those  principles  in  which  the  people  of  the  new  American 
republic  believed  and  to  which  they  were  committed.  Ben- 
jamin Franklin  was  our  first  great  internationalist.  Alexander 
Hamilton,  of  whom  Talleyrand  said  that  he  had  divined 
Europe;  Thomas  Jefferson,  whose  public  service  in  Europe 
was  quite  exceptional ;  as  well  as  Chancellor  Livingston,  John 
Jay,  Charles  Cotesworth  Pinckney,  John  Quincy  Adams,  and 
Henry  Clay  not  only  knew  western  Europe,  but  were  known 
by  it.  In  making  endeavor,  therefore,  to  increase  the  interest 
of  the  American  people  in  foreign  relationships  and  in  inter- 
national policy  we  are  but  asking  them  to  return  to  one  of 
the  finest  and  soundest  of  national  traditions. 

Our  national  self-absorption  has  held  us  back,  too,  from 
playing  an  adequate  part  in  the  development  of  that  inter- 
national organization  which  has  long  been  under  way  and 
which  the  results  of  the  present  war  will  hasten  and  greatly 
advance.  Despite  these  facts,  and  chiefly  because  of  the  high 
character  and  ability  of  those  who  represented  the'  United 
States  at  the  two  Hague  Conferences  of  1899  and  1907,  the 
American  contributions  to  the  deliberations  and  recommenda- 
tions of  those  notable  assemblies  were  most  important.  In- 
deed, when  the  record  of  history  comes  to  be  made  up,  it 
may  be  that  those  contributions  will  be  judged  to  mark  the 
beginning  of  a  new  epoch  in  the  world's  history. 

The  Conference  which  now  assembles  to  consider  and  dis- 
cuss the  international  relations  and  the  international  policies 
of  the  United  States  is  a  beginning  and  only  a  beginning  of 
a  campaign  of  education  and  enlightenment  which  is  to  con- 
tinue until  there  has  been  developed  among  all  parts  and  sec- 
tions of  our  land  what  I  ventured  some  years  ago  to  describe 


THE  INTERNATIONAL  MIND  405 

as  the  "international  mind."  The  international  mind  is  noth- 
ing else  than  that  habit  of  thinking  of  foreign  relations  and 
business,  and  that  habit  of  dealing  with  them,  which  regards 
the  several  nations  of  the  civilized  world  as  free  and  cooperat- 
ing equals  in  aiding  the  progress  of  civilization,  in  developing 
commerce  and  industry,  and  in  spreading  enlightenment  and 
culture  throughout  the  world.  It  would  be  as  inconsistent  with 
the  international  mind  to  attempt  to  steal  some  other  nation's 
territory  or  to  do  that  nation  an  unprovoked  injury  or  damage, 
as  it  would  be  inconsistent  with  the  principles  of  ordinary 
morality  to  attempt  to  steal  some  other  individual's  purse  or  to 
commit  an  unprovoked  assault  upon  him.  The  international 
mind  requires  that  a  nation  and  its  government  shall  freely 
and  gladly  grant  to  every  other  nation  and  to  every  other  gov- 
ernment the  rights  and  the  privileges  which  it  claims  for  itself. 
From  this  it  follows  that  the  international  mind  is  not  con- 
sonant with  any  theory  of  the  state  which  regards  the  state  as 
superior  to  the  rules  and  restrictions  of  moral  conduct  or  which 
admits  the  view  that  to  some  one  state  is  committed  the  he- 
gemony of  the  world's  affairs  for  the  world's  good.  When  that 
doctrine  prevails  and  takes  hold  of  the  conviction  and  the 
imagination  of  a  great  people,  an  issue  is  presented  that  cannot 
be  settled  by  vote  in  conference,  that  cannot  be  arbitrated  by 
the  wisest  statesmen,  and  that  cannot  be  determined  by  the 
findings  of  any  court.  The  authority  and  the  value  of  each 
of  these  modes  of  procedure  is  challenged  by  the  very  issue 
itself.  Therefore  resort  must  be  had  to  armed  force  in  order 
to  determine  whether  the  international  mind,  shared  by  a  score 
or  more  of  independent  and  self-respecting  nations,  shall  pre- 
vail or  whether  the  arms  of  a  non-moral,  all-powerful,  military 
imperialism  shall  be  stretched  out  over  the  whole  round  world 
for  its  government  and  its  protection.  It  is  to  determine  this 
issue  that  the  world  is  now  at  war. 

Should  the  cause  of  imperialism,  by  any  chance,  win  this 
war,  the  people  of  the  United  States  would  find  it  quite  un- 
necessary for  some  time  to  come  to  concern  themselves  with 


4o6  AMERICAN  FOREIGN  POLICY 

foreign  relations  and  with  foreign  policy.  Those  matters 
would  be  taken  care  of  for  them,  by  a  power  that  had  shown 
itself  strong  enough  to  overcome  and  to  suppress  internation- 
ally minded  men  and  nations.  On  the  other  hand,  if,  as  we 
confidently  hope  and  believe,  the  issue  of  this  war  is  to  be 
favorable  to  the  free  self-governing  democracies  of  the  world, 
then  the  people  of  the  United  States  must  address  themselves 
with  redoubled  energy  and  with  closest  attention  to  those 
matters  of  legislation,  of  administration,  and  of  general  public 
policy  which  constitute  and  determine  national  conduct. 
The  first  task  of  this  conference  and  of  every  similar  confer- 
ence that  may  be  held  hereafter  is  to  drive  this  lesson  home. 

When  this  task  is  undertaken,  it  will  speedily  appear  that  our 
government  is  not  well  organized  at  the  moment  for  the  formu- 
lation and  prosecution  of  effective  international  policies.  The 
division  of  authority  between  the  national  government  and 
governments  of  the  several  states  raises  one  set  of  problems. 
Action  under  the  treaty-making  power  of  the  national  govern- 
ment raises  another  set  of  problems,  particularly  since  there 
is  not  yet  a  substantial  unanimity  of  opinion  as  to  the  scope 
and  authority  of  the  treaty-making  power  itself,  or  as  to  the 
proper  and  effective  means  which  should  be  at  the  command 
of  the  government  of  the  United  States  for  enforcing  among 
its  own  people  adherence  to  a  treaty  obligation  into  which, 
through  their  government,  they  have  solemnly  entered.  The 
difficulties  with  which  we  shall  have  to  contend  are,  therefore, 
not  alone  difficulties  arising  from  present  lack  of  popular  in- 
formation and  present  lack  of  popular  interest  in  international 
policies,  but  they  are  also  those  which  arise  from  the  structure 
and  the  operation  of  our  own  form  of  constitutional  govern- 
ment. 

That  the  old  secrecy  of  diplomatic  action  has  gone  forever 
is  a  happy  circumstance.  This  secrecy  was  well  suited  to  the 
making  of  conventions  between  ruling  monarchs  or  reigning 
dynasties,  or  between  governments  which  represented  only 
very  select  and  highly  privileged  classes.  It  has  no  place, 


THE  INTERNATIONAL  MIND  407 

however,  in  diplomatic  intercourse  between  democratic 
peoples.  The  people  themselves  must  understand  and  assent 
to  international  policies  and  contracts  that  are  entered  upon 
and  executed  in  their  name.  Otherwise  there  can  be  no  assur- 
ance that  these  policies  will  be  executed  and  these  contracts 
observed ;  for  without  foreknowledge  on  the  part  of  the  people 
of  that  to  which  they  are  committed  there  can  be  no  successful 
moral  appeal  made  to  them  to  keep  their  word  and  their  bond 
at  a  later  time  when  an  opposition  may  arise  between  prin- 
ciple and  immediate  self-interest. 

We  are  assembled,  then,  to  help  begin  a  movement  which 
must  not  cease  until  the  entire  American  people  are  interested 
in  their  international  relationships,  their  international  position, 
and  their  international  influence.  When  that  shall  have  been 
even  measurably  accomplished,  the  people  themselves  will  be 
quick  to  bring  about  such  changes  in  the  form  of  their  gov- 
ernmental structure  and  in  their  administrative  procedure  as 
will  enable  them  honorably  and  finely  to  maintain  their  place, 
not  as  a  nation  that  lives  to  itself  alone,  but  as  a  nation  that 
shares  with  every  other  like-minded  nation  the  desire  and  the 
purpose  to  improve  the  lot  of  mankind  everywhere,  and  to 
carry  into  the  uttermost  parts  of  the  earth  those  hopes,  those 
principles,  and  those  forms  of  governmental  action  that  are 
best  adapted  to  giving  man  the  fullest  opportunity  to  make 
himself  free,  and  to  be  worthy  of  freedom. 


THE  MONROE  DOCTRINE  AND  THE  EVOLUTION 
OF  DEMOCRACY1 

ALBERT  SHAW 

[Albert  Shaw  (1857-  )  was  educated  at  Grinnell  College  (Iowa)  and 
at  Johns  Hopkins.  In  1891  he  established  the  American  Review  of  Re- 
views and  has  been  its  editor  ever  since.  He  has  written  books  and  ar- 
ticles on  political  science,  economics,  and  municipal  government.  The 
article  which  follows  was  an  address  delivered  at  Long  Beach,  New  York, 
on  May  30,  1917,  before  the  National  Conference  on  the  Foreign  Rela- 
tions of  the  United  States  and  is  valuable  for  calling  attention  to  the 
"larger  vision"  of  the  Monroe  Doctrine  which  has  become  merged  in 
Pan- Americanism .] 

The  power  and  persistence  of  ideas  lie  at  the  base  of  all 
historical  movements.  Policies  have  a  tendency  to  form 
themselves  around  doctrines  and  theories,  and  in  due  time 
precedents  begin  to  support  policies  and  to  reflect  credit  upon 
doctrines.  The  Monroe  Doctrine  has  run  some  such  course, 
until  now  the  tendency  has  been  to  glorify  it  as  well  as  to 
accept  it.  In  order  that  hope  may  not  die  within  us  and  that 
pessimism  may  not  paralyze  our  power  to  press  forward,  we 
are  compelled  to  believe  that  the  millennium  is  about  to  dawn, 
that  the  great  war  of  nations  will  end  in  the  near  future,  and 
that  in  the  happiness  of  a  world  peace  we  shall  somehow  find 
solutions  for  all  the  problems  hitherto  unsettled.  I  like  to 
indulge  in  these  rosy,  optimistic  dreams,  although  I  have 
observed  too  much  and  studied  too  widely  to  suppose  that 
in  plain  reality  a  great  war  will  have  enlightened  all  under- 
standings, chastened  all  spirits,  and  made  everybody  at  once 
right-minded  and  true-visioned. 

1From  Proceedings  of  the  Academy  of  Political  Science,  July  1917-    Re- 
printed by  permission. 

408 


THE  MONROE  DOCTRINE  409 

We  shall  continue  to  live  in  a  world  that  is  highly  unequal  in 
its  stages  of  development.  Some  parts  of  the  world  will  be 
much  more  unfinished  than  other  parts.  The  future  will  have 
very  difficult  questions  to  deal  with  that  are  not  involved  in 
the  present  war.  Nevertheless,  if  many  great  things  that  we 
deem  righteous  and  just  can  be  established  at  the  end  of  this 
war,  the  future  course  of  progress  and  civilization  will  be  ren- 
dered accordingly  less  difficult.  We  shall  have  our  western- 
hemisphere  problems,  but  we  shall  also,  I  hope,  have  found 
improved  ways  of  dealing  with  them. 

I  should  like  to  say  a  few  words  upon  the  relation  of  the 
Monroe  Doctrine  to  a  far  larger  doctrine  that  had  been  earlier 
proclaimed  and  that  persisted  in  the  convictions  of  some  of  Ijhe 
men  concerned  with  the  Monroe  Doctrine's  formulation.  The 
political  teachers  of  the  eighteenth  century,  who  were  the 
mentors  and  prophets  of  the  revolutionary  period,  not  only 
proclaimed  their  doctrines  of  the  rights  of  man  and  of  political 
and  social  democracy,  but  they  also  held  firmly  to  the  doctrine 
of  world  organization.  Europe  lost  the  great  vision  and  en- 
tered upon  a  period  of  unrestrained  nationalism  after  the  col- 
lapse of  the  Holy  Alliance.  But  the  American  leaders,  notably 
Jefferson,  kept  alive  both  parts  of  the  great  conception  of  the 
revolutionary  reformers.  That  is  to  say,  the  authors  and  de- 
fenders of  the  Declaration  of  Independence  not  only  stood 
for  democracy,  but  also  believed  in  the  confederation  of  dem- 
ocratic sovereignties  and  in  the  abolition  of  international 
conflict. 

Thus  our  American  union  of  states  was  consciously  built 
upon  both  parts  of  the  great  conception  of  a  reformed  political 
life  for  the  world.  The  first  part  was  the  democratic  rule  of 
communities,  and  the  second  part  was  the  confederation  of 
sovereign  states.  In  both  parts  we  have  made  a  marvelous  suc- 
cess of  the  practical  demonstration.  This  success  was  based 
not  merely  upon  the  doctrines  themselves,  but  also  very  greatly 
upon  wisdom  and  generosity  at  moments  of  crisis.  Two  great 
steps  stand  out  among  others.  Hamilton's  leadership  in 


4io  AMERICAN  FOREIGN  POLICY 

securing  the  assumption  of  the  revolutionary  debts  of  the  states 
by  the  confederation  as  a  whole  was  most  admirable  in  its 
effects.  Still  more  important  was  Jefferson's  leadership  in 
persuading  Virginia  to  cede  her  western  lands,  with  the  result 
that  the  Northwestern  Ordinance  gave  us  a  series  of  magnifi- 
cent states  while  pointing  the  way  toward  creating  the  group 
of  states  south  of  the  Ohio  and  east  of  the  Mississippi.  The 
conceptions  embodied  in  the  Northwestern  Ordinance  have 
been  projected  across  the  continent.  They  have  given  us 
forty-eight  sovereign  states,  not  by  any  means  of  equal  size 
and  importance,  but  sufficiently  alike  in  their  averages  of 
population  and  resources  to  constitute  a  true  and  permanent 
sisterhood  of  commonwealths. 

It  was  because  of  the  persistence  of  this  great  conception  of 
democratic  self-government  in  the  particular  states  with  the 
common  interests  of  them  all  merged  in  the  higher  structure  of 
the  confederation,  and  with  a  higher  machinery  of  justice  to 
deal  with  possible  misunderstandings  between  them,  that 
Jefferson  could  see  no  necessary  limit  to  the  extension  of  a 
system  thus  firmly  based  upon  human  equality  and  universal 
education.  He  expressed  the  opinion  repeatedly  that  a  con- 
federation thus  formed  might  expect  in  due  time  to  comprise 
the  whole  of  North  America  and  ultimately  to  include  Cen- 
tral and  South  America. 

Canada  has,  indeed,  had  a  different  history  thus  far  from 
that  which  both  British  and  American  statesmen  had  antici- 
pated until  a  very  recent  period.  Yet  the  course  of  things  in 
the  Dominion  of  Canada  has  not,  upon  the  whole,  been  widely 
divergent  from  that  which  Jefferson  and  others  had  predicted. 
The  great  northwestern  areas  have  been  divided  into  states, 
in  each  of  which  —  as  in  Manitoba  and  the  rest  —  there  is  now 
to  be  found  a  thoroughly  modern  and  strictly  democratic 
government,  with  all  the  attributes  of  autonomy.  The  Cana- 
dian states,  from  the  maritime  communities  of  the  east  to 
British  Columbia  on  the  west,  are  united  in  a  confederacy  that 
is  quite  in  harmony  with  the  Jeffersonian  conception.  So 


THE  MONROE  DOCTRINE  411 

closely  akin  are  the  essential  principles  that  control  the  individ- 
ual states  and  the  Canadian  confederation  with  the  prin- 
ciples that  control  our  individual  states  and  our  union,  that 
there  is  visible  an  increasing  harmony  between  the  two  halves 
of  the  North  American  continent.  There  is  practically  little 
more  danger  that  Michigan  will  quarrel  with  Ontario,  or  that 
Minnesota  will  quarrel  with  Manitoba,  than  that  either  Michi- 
gan or  Minnesota  will  quarrel  with  Wisconsin.  I  hope  and 
believe,  however,  that  in  case  of  a  quarrel,  as  over  a  boundary 
line,  there  may  in  due  time  be  an  authoritative  tribunal  as 
between  Alberta  and  Montana,  so  that  the  diplomatic  methods 
of  the  past  that  dealt  with  the  Maine  boundary  and  the  Alaska 
boundary  may  be  superseded  by  an  institution  more  analogous 
to  our  Supreme  Court.  Suffice  it  to  say  that  North  America 
has  upon  the  whole  worked  out  fairly  well  the  eighteenth-cen- 
tury conception  of  the  democratic  autonomy  of  states  and  the 
confederation  of  neighboring  commonwealths  extending  over 
continental  areas. 

Jefferson  and  the  men  of  his  time  undoubtedly  realized  that 
democratic  institutions  could  not  be  so  easily  developed  where 
people  were  lacking  in  homogeneity  or  were  made  up  of  races 
lacking  in  education  and  unequal  in  economic  development  and 
position.  Yet  those  statesmen  of  the  revolutionary  period  had 
supreme  faith  in  democracy,  and  they  were  not  so  contemptu- 
ous of  the  so-called  inferior  or  backward  races. 

The  Monroe  Doctrine  was  inspired  by  two  things :  first,  a 
large  vision;  and  second,  an  exigency  of  statesmanship.  I 
shall  not,  I  am  sure,  be  thought  to  touch  upon  matters  of  his- 
torical controversy  when  I  ascribe  the  Monroe  Doctrine  to 
Jefferson  in  so  far  as  the  larger  vision  is  concerned.  His 
correspondence  with  Monroe  affords  all  the  evidence  that  one 
needs.  For  the  statesmanship  of  John  Quincy  Adams  I  have 
the  most  unqualified  regard,  as  also  I  have  for  the  Pan- Ameri- 
canism of  Henry  Clay  and  those  of  his  school.  The  independ- 
ence of  Latin  America  was  favored  by  our  political  leaders 
and  thinkers  in  the  United  States  as  the  great  preliminary  step. 


412 

There  were  also  those  in  Latin  America  who  cherished  the 
earlier  ideals  of  the  French  Revolution,  and  who  believed 
both  in  democracy  and  in  the  federation  of  states  for  the 
preservation  of  peace.  It  was  plain  enough  that  even  with 
admirable  paper  constitutions  prescribing  democracy,  it  would 
be  a  painful  task  to  build  up  the  intelligent  and  capable  body 
of  democratic  citizens  without  which  mere  paper  institutions 
cannot  give  freedom  or  security.  But  Jefferson,  Adams,  Mon- 
roe, and  their  contemporaries  believed  that  Latin  America 
would  have  a  better  future  if  it  were  free  to  go  on  in  its  own 
way  creating  through  arduous  experience  the  reality  of  a  series 
of  democratic  republics,  than  if  it  were  brought  back  under  the 
yoke  of  European  colonialism  by  the  united  military  and 
naval  efforts  of  the  emperors  of  the  Holy  Alliance  and  the 
Spanish  crown. 

It  is  true  that  the  nature  and  the  motives  of  the  Monroe 
Doctrine  have  been  construed  in  different  ways  at  dif- 
ferent times  by  statesmen  in  Europe,  in  South  America, 
and  in  North  America.  These  different  constructions  have 
been  due  chiefly  to  practical  problems  involving  the  possible 
application  of  the  doctrine.  It  can  never  be  rightly  or  fully 
understood,  however,  unless  one  keeps  in  mind  not  only  the 
historical  circumstances  but  the  political  doctrines  and  the 
large  visions  under  which  it  had  its  origin. 

I  repeat,  then,  that  the  conception  of  the  American  union 
of  self-governing  states  was  in  no  small  measure  the  outgrowth 
of  that  still  larger  conception  of  world  federation  and  per- 
petual peace  that  German  and  British  thinkers,  as  well  as 
French  and  American,  were  entertaining  in  the  latter  part  of 
the  eighteenth  century.  The  Monroe  Doctrine  was  intended 
to  save  the  whole  of  the  western  hemisphere  for  the  processes  of 
democracy  and  interstate  organization,  for  the  abolition  of  war 
and  the  promotion  of  the  concerns  of  the  common  civilization. 

I  have  never  had  much  respect  for  that  view  of  the  Monroe 
Doctrine  which  has  made  foreigners  think  of  it  as  a  sort  of 


THE  MONROE  DOCTRINE  413 

Yankee  jingoism.  Doubtless  at  certain  times  and  in  certain 
aspects  our  own  national  interests  have  been  involved  in  the 
assertion  that  Europe  must  not  meddle  in  western-hemisphere 
affairs.  We  have  desired  to  keep  the  western  world  from  be- 
coming militaristic,  and  in  this  sense  we  have  helped  to  make 
the  Monroe  Doctrine  a  success.  From  the  Straits  of  Magellan 
to  Baffin's  Bay  and  the  Northwest  Passage,  there  has  been  no 
state  or  community  that  has  founded  itself  upon  the  doctrine 
of  military  power  as  against  its  neighbors.  For  a  region  so 
relatively  undeveloped  in  natural  resources,  and  so  far  from 
maturity  in  the  creation  of  its  bodies  politic,  South  America 
in  recent  decades  has  been  singularly  free  from  the  din  of 
arms.  Brazil,  Argentina,  and  Chile  have  learned  to  be  good 
neighbors;  and  there  is  little  evidence  anywhere  in  Latin 
America  of  the  existence  in  any  country  of  a  party  or  a  leader- 
ship that  has  in  mind  the  securing  of  a  dominant  position  as 
among  neighbors  by  the  militarizing  of  national  resources  on 
the  European  model. 

It  was  precisely  to  prevent  the  growth  of  such  military 
policies,  and  to  encourage  friendly  and  helpful  inter-relation- 
ships among  the  American  democracies,  that  the  men  of 
Monroe's  time  took  their  stand  against  the  extension  to  the 
western  hemisphere  of  the  European  system  of  exploited 
colonies.  The  survival  of  that  system  in  Cuba  remained  as 
an  awful  example  and  a  standing  justification  of  the  prin- 
ciples that  Monroe  and  Adams  enunciated  and  that  Mr. 
Canning  seems  to  have  supported. 

It  is  necessary,  I  think,  to  have  this  larger  vision  in  mind 
in  order  to  judge  at  times  of  the  value  of  practical  applica- 
tions. It  happens  that  the  confederation  of  our  forty-eight 
sovereign  states  becomes  relatively  less  a  confederacy  of  sov- 
ereigns, and  relatively  more  a  national  union  of  subordinate 
parts,  simply  because  of  the  great  homogeneity  of  the  older 
American  stock  and  the  wide  distribution  of  our  newer  immi- 
grant elements.  But  for  these  facts  the  states  would  be 
relatively  more  individual  and  the  union  would  not  absorb 


4i4  '  AMERICAN  FOREIGN  POLICY 

power  quite  so  easily.  I  am  making  this  remark  because  of 
its  relation  to  the  future  of  entities  that  have  distinct  popu- 
lations. Thus,  Porto  Rico  can  derive  security  and  much 
economic  and  social  progress  from  her  place  in  our  confedera- 
tion while  exercising  democratic  self-government  according 
to  the  genius  of  her  own  people  and  with  the  enjoyment  of 
her  own  language  and  customs.  Cuba,  in  turn,  can,  for  pur- 
poses of  international  policy,  derive  benefit  from  a  limited 
connection  with  our  confederacy  while  working  out  her  own 
destiny  as  a  self-governing  people.  I  am  of  opinion  that  the 
two  principles  of  democracy  and  confederation  may  also  secure 
for  all  of  the  Central  American  states,  and  even  for  Mexico, 
some  advantages  from  special  or  limited  partnerships  in  our 
confederation,  with  full  freedom  of  domestic  evolution. 

As  respects  the  larger  nations  of  South  America,  the  Monroe 
Doctrine  has  become  for  them  and  us  merely  a  family  concern. 
As  against  European  imperialistic  assertions,  we  may  indeed 
at  times  have  been  justified  in  declaring  that  ours  was  the 
place  of  leadership  in  the  western  hemisphere,  and  that  we 
would  make  it  our  business  to  see  that  no  small  American 
state  should  be  treated  by  any  European  empire  as  Serbia 
was  treated  in  1914  by  the  government  at  ^Vienna.  But,  as 
among  ourselves  in  the  western  hemisphere,  it  was  not  the 
purpose  of  the  Monroe  Doctrine  to  create  or  set  up  a  position 
of  overlordship.  Much  less  was  it  any  part  of  our  doctrine 
that  Europe  must  find  her  spheres  of  interest  and  exploitation 
in  Asia  and  Africa  in  order  that  we  might  have  the  western 
hemisphere  as  our  sphere  of  commercial  or  political  exploita- 
tion. So  far  as  Brazil  and  the  other  larger  and  more  stable 
republics  are  concerned,  the  Monroe  Doctrine  is  to  be  in- 
terpreted as  one  of  mutual  help  and  good  understanding. 
We  seek  increasing  friendship  with  our  South  American 
neighbors  and  rejoice  in  their  progress  and  welfare. 

It  is  entirely  in  accord  with  the  spirit  of  the  Monroe  Doctrine 
that  the  Pan-American  Union  has  been  established,  and  that 


THE  MONROE  DOCTRINE  415 

the  various  Pan-American  conferences  have  been  held  from 
time  to  time.  Our  interests  in  the  European  struggle  were 
identical  with  those  which  we  asserted  in  the  period  of  the 
Monroe  Doctrine.  We  stand  now,  as  then,  for  Democracy, 
Liberty,  non-militarism,  and  friendly  adjustments  for  all 
international  differences.  We  have  joined  in  the  war  against 
Germany,  not  to  help  one  set  of  European  powers  obtain  the 
advantage  over  another  group  of  powers  for  selfish  reasons 
of  their  own,  but  because  the  interests  of  all  the  American 
republics,  as  of  democracies  everywhere,  were  imperiled 
everywhere  by  the  methods  which  Germany  had  adopted, 
and  by  the  doctrines  and  policies  that  Germany  and  her 
allies  were  supporting  with  an  organized  application,  such 
as  the  world  had  never  seen,  of  science  and  skill  to  military 
ends. 

The  Monroe  Doctrine  was  a  part  of  that  larger  message  of 
peace,  democracy,  and  universal  friendship  that  the  best 
thinkers  of  modern  times  had  delivered  to  Europe  and  America 
in  the  latter  part  of  the  eighteenth  century.  With  many 
blemishes,  but  faithful  in  the  main,  North  America  and 
South  America  have  gone  forward  trying  to  realize  in  prac- 
tice those  great  dreams  of  Democracy  and  International 
Peace.  Over  against  these  high  doctrines,  announced  in  the 
eighteenth  century  by  utilitarian  philosophers  and  Christian 
moralists  alike,  we  are  now  combating  the  destructive  and 
hideous  doctrine  of  the  right  to  dominate  in  the  affairs  of 
the  world  by  unrestrained  force. 

The  object  of  the  Monroe  Doctrine  was  the  peaceful  evolu- 
tion of  Democracy  in  the  western  hemisphere.  Our  particular 
interest  in  the  war  against  Germany  is  in  strict  fulfillment 
of  the  aims  of  the  Monroe  Doctrine.  We  are  fighting  for  the 
rights  of  Democracy  and  the  claims  of  International  Peace. 
Fundamentally,  the  whole  of  the  western  hemisphere,  South 
America  no  less  than  North  America,  had  become  imperiled 
by  the  doctrines  and  methods  of  Germany  and  her  allies. 
The  cause  of  the  United  States  in  this  war,  therefore,  is  also 


4i6  AMERICAN  FOREIGN  POLICY 

the  cause  of  Brazil  and  other  South  American  republics. 
We  are  entitled  to  the  moral  support,  if  not  to  the  physical 
aid,  of  all  the  members  of  the  Pan-American  Union.  If  in 
this  crisis  the  western  hemisphere  shall  see  alike,  it  will  be 
fortunate  indeed  for  the  future  relations  of  the  United  States 
with  the  sister  republics  of  South  America,  and  the  com- 
munities of  the  mainland  and  of  the  islands  around  the 
Caribbean. 


OUR  LATIN-AMERICAN  POLICY1 
RICHARD  OLNEY 

[Richard  Olney  (1835-1917)  was  educated  at  Brown  and  Harvard 
universities  and  was  a  member  of  President  Cleveland's  Cabinet  from 
1893  to  1897,  first  as  Attorney- General  and  then  as  Secretary  of  State. 
The  chief  incident  of  his  term  of  office  was  the  Venezuela  Affair,  in  which 
the  United  States  by  a  rather  tart  note  induced  Great  Britain  to  refer 
her  boundary  dispute  with  Venezuela  to  arbitration.  The  present 
discussion  is  valuable  for  showing  clearly  the  chief  recent  development  of 
the  Monroe  Doctrine  since  President  Wilson  took  office.] 

Twenty  years  ago  a  practical  application  of  the  Monroe 
Doctrine  seemed  to  be  called  for  and  was  made.  Subsequent 
events  have  not  weakened  it,  but  rather  enlarged  its  scope 
and  increased  the  esteem  in  which  our  people  hold  it. 

The  relations  between  the  United  States  and  the  countries 
of  South  and  Central  America  —  commonly  spoken  of  col- 
lectively as  Latin  America  —  have  as  a  rule  been  friendly, 
though  not  intimate.  Those  countries  on  the  one  hand  have 
relied  for  their  commercial  and  financial  connections  almost 
wholly  upon  Europe  and  treated  their  relations  with  the 
United  States  as  mostly  official  and  perfunctory.  The  United 
States,  on  the  other  hand,  has  viewed  those  relations  in  pretty 
much  the  same  way,  while  until  within  a  very  short  time  our 
capitalists,  producers,  and  manufacturers  have  failed  to  realize 
the  advantages  of  trade  and  intercourse  with  the  peoples  of 
the  South  American  continent.  The  one  marked  exception 
to  this  condition  of  things  has  been  the  Monroe  Doctrine  — 
a  policy  whereby  the  United  States  declares  itself  prepared 
to  resist  any  aggression  by  a  European  state  upon  the  inde- 
pendence or  territorial  integrity  of  any  other  American  state. 

1  From  North  American  Review,  February,  1916.    Reprinted  by  permission. 


4i 8  AMERICAN  FOREIGN  POLICY 

The  policy  simply  means  protection  and  security  for  any 
other  American  state,  and,  maintained  and  exercised  in  good 
faith,  cannot  easily  be  objected  to  by  any  other  American  state. 
In  that  view  it  is  a  policy  directed  against  Europe  only,  and 
until  recently  it  represented  our  entire  Latin- American  policy. 

Within  a  short  period,  however,  the  United  States  has 
developed  a  distinctive  rule  of  action  in  respect  of  Latin 
America,  which  in  one  sense  certainly  is  in  the  interest  of 
Europe  and  not  against  it,  and  whose  only  connection  with 
the  Monroe  Doctrine  is  the  desire  and  purpose  of  the  United 
States  to  avoid  any  clash  with  Europe  over  the  practical 
application  of  the  Doctrine.  Perhaps  what  has  been  done  in 
the  course  of  developing  the  new  policy  may  be  considered 
as  a  tacit  acknowledgment  and  acceptance  of  the  claims  of 
European  jurists  and  statesmen  that  if  the  United  States 
assumes  to  protect  the  political  independence  and  territorial 
integrity  of  other  American  states  it  must  see  to  it  that  such 
states  abide  by  and  perform  their  international  duties  and 
obligations.  At  all  events,  that  is  what  the  United  States 
has  been  doing  and  is  doing  with  the  acquiescence  of  Euro- 
pean states  in  various  well-known  instances.  Instead  of 
standing  by  and  looking  on  while  a  European  state  enforces 
its  international  rights  as  against  a  lawless  or  defaulting 
American  state,  the  United  States  has  intervened,  has  in 
effect  warned  the  European  state  concerned  off  the  premises, 
and  has  itself  caused  international  justice  to  be  done.  It  has 
undertaken  the  protection  of  the  lives  and  property  of  Euro- 
peans when  threatened  by  riots  and  revolutionary  move- 
ments. It  has  exacted  indemnities  and  penalties  for  injuries 
suffered  by  them,  and  has  collected  debts  for  European  states 
and  their  citizens  by  occupying  ports  and  collecting  and  ap- 
plying customs  revenues.  In  cases  of  this  sort  it  has,  in 
effect,  charged  itself  with  duties  and  trusts  analogous  to 
those  devolving  upon  the  receiver  of  a  bankrupt  corporation. 

Consequently,  whether  the  supplemental  policy  above 
sketched  is  or  is  not  the  logical  and  inevitable  sequence  of 


OUR  LATIN-AMERICAN  POLICY  419 

the  Monroe  Doctrine,  it  is  now  no  longer  aimed  at  Europe 
only,  but  also  trenches  upon  American  states  themselves.  It 
is  a  policy,  indeed,  which  as  respects  such  states  impairs 
their  independence.  It  does  not  alter  the  case  that  the  inter- 
vention of  the  United  States  in  the  manner  described  may  be 
for  the  best  good  of  such  states.  Such  intervention  is  in 
clear  conflict  with  the  basic  principle  of  international  law, 
which  asserts  the  absolute  equality  inter  sese  of  all  states, 
great  and  small. 

But  our  Latin-American  policy,  hitherto  practically  lim- 
ited to  the  Monroe  Doctrine  and  its  corollaries,  has  neces- 
sarily taken  on  a  wholly  new  development  by  reason  of  our 
acquisition  of  the  Panama  Canal  and  the  Panama  Zone.  The 
United  States  is  now  a  South  American  power,  with  exten- 
sive territorial  interests  acquired  at  immense  cost.  It  holds 
the  Canal  in  double  trust  —  on  the  one  hand  for  the  people 
of  the  United  States,  on  whose  behalf  it  is  bound  to  make 
the  operation  of  the  Canal  efficient  and,  if  possible,  fairly 
remunerative;  on  the  other  hand  for  the  world  at  large,  on 
whose  behalf  it  is  pledged  to  give  to  all  nations  the  like  facil- 
ities in  the  use  of  the  Canal  upon  equal  terms.  In  both  rela- 
tions it  has  assumed  to  protect  the  Canal  against  all  assaults 
from  every  quarter,  whether  they  come  in  the  shape  of  mili- 
tary invasion  or  of  economic  competition.  Hence,  on  the  one 
hand  the  United  States  has  fortified  the  Canal  and  will  un- 
doubtedly take  all  other  measures  necessary  to  protect  it 
against  military  attack.  Hence,  on  the  other  hand  the 
United  States  has  initiated  measures  looking  to  the  preemp- 
tion of  all  other  routes  practicable  for  a  rival  canal. 

It  sufficiently  appears  from  these  premises  that  the  Latin- 
American  policy  of  the  United  States  now  has  the  following 
objects : 

First.  To  secure  every  American  state  against  loss  of 
independence  or  territory  at  the  hands  of  a  European  Power, 
as  means  to  which  end  the  United  States  will  resist  aggres- 
sion by  such  Power  by  force  of  arms,  if  necessary,  while,  in 


420  AMERICAN  FOREIGN  POLICY 

the  case  of  the  weak  and  backward  states,  removing  any  ex- 
cuse for  such  aggression  by  itself  seeing  to  the  performance 
of  their  international  duties ; 

Second.  To  secure  its  interest  in  the  Panama  Canal  by 
whatever  military  measures  may  be  appropriate  or  neces- 
sary; and 

Third.  To  protect  its  interest  in  the  Panama  Canal  and 
Zone  by  whatever  measures  may  be  appropriate  and  neces- 
sary to  prevent  unjust  and  ruinous  competition. 

These  being  the  general  objects  aimed  at  by  our  present 
Latin-American  policy,  what  is  the  best  and  most  obvious 
course  for  the  United  States  to  pursue  in  order  to  insure 
their  accomplishment?  The  efforts  of  the  present  Adminis- 
tration for  the  pacification  of  Mexico  distinctly  point  the 
way  to  the  course  to  be  pursued.  The  striking  feature  of 
those  efforts  is  the  cooperation  between  the  United  States 
and  South  American  states.  That  the  cooperation  has  been 
highly  beneficial  to  all  interests  concerned  is  unquestionable, 
and,  should  normal  conditions  in  Mexico  follow,  as  now  seems 
probable,  it  must  be  largely  credited  with  the  result.  Never- 
theless, and  however  more  or  less  valuable  such  cooperation 
in  this  particular  instance,  its  chief  value  lies  in  its  tendency 
to  introduce  into  our  Latin-American  policy  a  new  and  im- 
portant factor,  which  in  all  respects  —  ethical,  political,  and 
practical  —  should  operate  decidedly  to  the  advantage  of 
the  United  States  and  all  American  states. 

Our  Latin-American  policy  as  represented  by  the  Monroe 
Doctrine  has  always  been  woefully  weak  at  one  vital  spot. 
The  United  States,  the  originator  of  it  so  far  as  America  is 
concerned,  failed  to  receive  any  substantial  support  for  it 
from  Great  Britain  except  for  a  comparatively  short  period. 
Ever  since,  the  United  States  has  been  the  sole  asserter  and 
sponsor  of  the  Doctrine.  The  other  American  states  have 
been  content  to  enjoy  its  advantages  while  in  no  way  assum- 
ing any  share  of  its  burdens.  Realizing  that  the  United 
States  assumes  those  burdens  not  from  benevolence  but  from 


OUR  LATIN-AMERICAN  POLICY  421 

considerations  of  self-interest,  they  have  no  special  reason 
for  gratitude,  and  as  a  rule  exhibit  none.  On  the  contrary, 
the  more  they  have  gained  in  wealth  and  general  importance, 
the  more  their  pride  seems  to  take  offense  at  a  doctrine 
which,  in  a  degree  at  least,  makes  them  stand  to  the  United 
States  in  the  relation  of  wards  to  a  guardian.  Further,  the 
proceedings  by  which  the  United  States  has  felt  constrained 
to  compel  some  of  the  smaller  and  less  advanced  American 
states  to  perform  their  international  duties  have  unquestion- 
ably excited  uneasiness  in  all.  They  feel  those  proceedings, 
however  temporary  or  however  beneficent  in  purpose  and 
result,  to  be  distinctly  menacing  and  to  indicate  purposes 
and  ambitions  on  our  part  quite  inconsistent  with  their  dig- 
nity and  safety  as  independent  states.  This  feeling  has  been 
greatly  intensified  by  the  lawless  violence  which  robbed 
Colombia  of  its  territory  for  the  purpose  of  the  Panama 
Canal  enterprise.  It  thus  comes  about  that,  in  its  relations 
to  Latin  America  and  Europe  respectively,  the  United  States 
now  figures  as  a  self-appointed  guardian  of  the  independence 
of  the  one  and  the  self-appointed  guarantor  of  the  rights  of 
the  other  —  both  the  guardianship  and  the  guaranty  being 
submitted  to  rather  than  desired,  and  neither  gaining  for  the 
United  States  any  special  consideration  or  reward  —  while 
our  glaring  invasion  of  Colombia's  sovereignty  makes  us 
"suspect"  in  the  eyes  of  all  Latin  America.  A  futile  at- 
tempt to  remove  or  lessen  the  suspicion  led  to  the  ex-Presi- 
dent's suggested  qualification  of  the  Monroe  Doctrine  already 
noted.  This  situation  is  obviously  anomalous  and  unnatural 
and  cannot  be  expected  to  last.  The  best  practical  solu- 
tion of  its  difficulties  as  already  intimated  would  seem  to 
be  indicated  by  the  course  of  the  present  Administration 
in  its  handling  of  the  Mexican  situation.  For  the  r61e  of  sole 
dictator  of  affairs  on  the  American  continent  as  now  under- 
taken by  the  United  States,  there  should  be  substituted  co- 
operation between  the  United  States  and  the  other  principal 
American  states  for  the  promotion  and  protection  of  their 


422  AMERICAN  FOREIGN  POLICY 

common  American  interests,  In  short,  what  is  to  be  desired 
in  place  of  the  present  unsatisfactory  status  is  a  Concert  of 
American  states,  with  powers,  objects,  and  means  of  accom- 
plishing them  denned  with  all  practicable  precision.  The 
detailed  provisions  of  any  plan  for  such  Concert  it  is  un- 
necessary now  to  consider.  But  certain  of  the  great  objects  to 
be  attained  have  already  been  indicated.  The  Concert  would 
put  all  American  states  behind  the  Monroe  Doctrine,  so  en- 
larged as  to  mean  the  protection  of  every  American  state  not 
only  against  European  aggression  but  against  foreign  ag- 
gression from  whatever  quarter.  The  discretion  of  the  Concert 
would  decide  when  in  the  common  interest  it  was  necessary 
and  proper  to  so  far  invade  the  independence  of  any  par- 
ticular state  as  to  compel  it  to  recognize  and  perform  its 
international  duties,  and  would  also  determine  by  what  state 
or  states  the  decision  of  the  Concert  should  be  enforced. 
And,  the  United  States  having  become  an  important  South 
American  as  well  as  North  American  Power  by  virtue  of  its 
construction  and  ownership  of  the  Panama  Canal  —  a  purely 
American  enterprise  world-wide  in  its  significance  and  con- 
sequences, and  which  the  United  States  proposes  to  carry  on 
not  merely  for  its  own  account,  but  as  trustee  for  all  nations 
and  peoples  —  the  Concert  would  unquestionably  make 
appropriate  and  adequate  provision  for  its  security  and 
defense  against  all  dangers,  whether  military  or  economic. 

The  advantages  of  the  Concert  for  the  accomplishment 
of  these  several  ends  are  apparent.  In  place  of  being  a  self- 
constituted  agency,  the  Concert  would  hold  credentials  from 
a  practically  "United  America"  as  represented  by  the  states 
the  most  populous,  the  most  powerful  in  material  resources 
and  military  strength,  and  the  most  advanced  in  all  the 
constituents  of  modern  civilization.  It  would  wield  an  au- 
thority well-nigh  irresistible,  not  merely  because  of  its  su- 
periority in  physical  forces,  but  because  the  diverse  interests, 
policies,  and  rivalries  of  the  many  states  concurring  in  a 
result  would  be  a  practical  guaranty  that  the  end  in  view 


OUR  LATIN-AMERICAN  POLICY  423 

was  the  general  interest  of  the  whole  Concert,  and  not  the 
special  interest  of  any  particular  state.  It  would  follow  that 
as  a  rule,  and  except  in  extraordinary  cases,  a  mandate  of  the 
Concert  might  be  expected  to  be  self-executing  and  not  de- 
pendent upon  the  use  of  physical  force  for  its  effectiveness. 

Still  another  important  advantage  of  such  an  American 
Congress  remains  to  be  stated.  The  Monroe  Doctrine  is  with- 
out recognition  in  international  law.  It  exists  as  a  policy  of 
the  United  States,  firmly  settled  at  this  moment,  but  subject 
to  change  at  pleasure.  But  an  established  Concert  of  Ameri- 
can states  on  the  lines  and  for  the  purposes  already  outlined 
might  well  challenge  recognition  as  coming  within  the  pur- 
view and  entitled  to  the  sanction  of  international  law.  A 
Federation  of  the  World  —  a  Parliament  of  Man  —  may  be  a 
dream.  But  if  it  ever  becomes  a  reality,  it  will  be  by  a  pro- 
cess of  gradual  approach  and  as  the  result  of  a  merger  in  a 
world- wide  unification  of  many  groups  of  nations  which, 
through  geographical  proximity,  racial  affinities,  common  in- 
stitutions and  modes  of  thought,  have  been  led  to  form  them- 
selves into  local  federations  for  the  attainment  of  certain 
common  ends.  In  the  last  analysis,  the  true  basis  of  inter- 
national law  is  the  usages  and  practices  of  the  great  civilized 
states  of  the  world.  As  those  usages  and  practices  neces- 
sarily change  with  the  advent  of  new  conditions,  inter- 
national law,  which  is  a  progressive  science,  also  changes  in 
order  to  meet  the  new  conditions.  It  cannot  be  doubted,  for 
example,  that  the  conception  of  the  absolute  equality  of  states 
and  the  unconditional  independence  of  each  is  now  displaced 
by  the  conception  that  every  state  is  perforce  a  member  of 
an  International  Society  of  States  and  by  virtue  of  that  rela- 
tion both  acquires  rights  and  assumes  obligations.  The 
whole  International  Society  is  in  theory  at  least  the  common 
superior  by  which  the  rights  and  obligations  of  each  member 
should  be  determined  and  enforced.  In  point  of  fact,  of 
course,  and  while  the  logical  status  is  perfect,  there  has  been 
no  world-wide  organization  of  civilized  states  and  no  action 


424  AMERICAN  FOREIGN  POLICY 

by  them  as  a  whole.  On  the  other  hand,  international  con- 
troversies often  arise  which  are  local  and  limited  in  their 
nature  and  in  which  only  a  group  of  states  has  a  substantial 
interest. 

In  such  cases,  long-established  international  practice 
seems  to  justify  the  conclusion  that  the  particular  group 
concerned  may  legitimately  settle  such  controversies  even 
if  the  settlement  involves  overriding  the  resistance  of  a 
particular  state.  The  principle  applied  in  every  such  case 
is  of  course  the  general  welfare  —  the  greater  good  of  the 
greater  number  —  the  common  interests  of  all  the  members  of 
the  group  rather  than  the  special  interests  of  one  or  a  few 
members.  The  many  instances  in  which  groups  of  European 
states  have  thus  settled  controversies  between  their  mem- 
bers, always  on  the  plea  of  acting  for  the  good  of  the  whole 
group,  are  too  well  known  to  need  citation.  That  their  de- 
cisions have  often  been  criticized  and  sometimes  with  only 
too  much  justice  may  be  admitted.  Yet  on  the  whole  the 
operation  of  the  various  European  concerts  has  been  con- 
sidered to  be  beneficent  especially  in  their  tendency  to  pre- 
vent wars  between  the  members  of  a  group.  For  that  reason 
and  on  the  grounds  already  stated,  and  because  there  can  be 
no  useful  and  effective  cooperation  between  states  for  com- 
mon objects  unless  each  can  be  made  to  subordinate  its 
special  interest  to  the  general  interest,  international  law 
must  be  regarded  as  acquiescing  in  the  authority  of  a  group 
of  states  to  control  the  actions  of  its  members  whenever 
there  is  a  real  exigency  calling  for  such  control  and  pro- 
vided always  that  the  authority  is  exercised  in  good  faith, 
by  the  use  of  reasonable  and  appropriate  means  and  with 
all  practicable  regard  to  the  rights,  interests,  sentiments,  and 
traditions  of  the  several  peoples  concerned.  Tried  by  such  a 
test,  an  American  Concert  established  for  the  objects  and 
with  the  purposes  already  stated,  and  providing  for  their  ac- 
complishment through  strictly  necessary  and  appropriate 
agencies,  might  confidently  contend  that  principle  as  well  as 


OUR  LATIN-AMERICAN  POLICY  425 

the  usages  and  practices  of  civilized  nations  amply  justify 
its  existence  and  purposes.  Obviously  no  rule  of  interna- 
tional law  can  be  violated  by  an  American  Concert  under- 
taking to  protect  every  American  state  against  European  or 
other  foreign  aggression.  So  it  is  difficult  to  contend  that 
such  a  Concert's  intervention  in  the  affairs  of  an  American 
state  with  no  other  aim  and  no  other  result  than  to  bring 
about  the  performance  of  international  duties  is  not  calcu- 
lated to  strengthen  the  ascendancy  of  international  law 
rather  than  to  weaken  it.  And  it  is  yet  more  difficult  to  be- 
lieve that  an  American  Concert  for  the  maintenance  and 
security  of  the  Panama  Canal  should  not  be  recognized  as  a 
fit  subject  for  the  protection  of  international  law  —  on  the 
contrary,  as  a  neutralized  canal  muring  to  the  benefit  of 
humanity  at  large,  the  Panama  Canal  might  well  be  held  as 
matter  of  international  law  to  be  under  the  guardianship  of 
each  and  all  of  the  civilized  states  of  the  world.  Modern 
writers  on  international  law  concur  in  the  principle  which 
is  thus  stated  by  one  of  them  —  "Canals  which  connect  great 
bodies  of  water  and  are  international  hi  character,  modify 
the  course  of  the  commerce  of  the  world,  and  their  status  is 
therefore  a  matter  of  international  concern." 

If  opinions  may  differ  as  to  the  merit  of  any  or  all  of  the 
foregoing  suggestions,  there  surely  can  be  no  difference 
as  to  the  necessity  of  determining  with  the  least  delay  prac- 
ticable what  our  future  Latin-American  policy  is  to  be. 
"Preparedness"  for  defensive  war  is  demanded  by  the  coun- 
try notwithstanding  the  immense  burdens  it  entails.  It 
involves  many  besides  strictly  military  problems,  and  among 
them  one  of  the  most  serious  is  for  what  contingencies  we 
are  to  prepare  and  for  what  causes  we  are  to  be  ready  to 
fight.  Shall  we  preserve  unchanged  our  traditional  atti- 
tude as  the  champion  of  every  American  state  against  for- 
eign aggression  without  regard  to  its  consent  or  request  or 
its  preference  to  take  care  of  itself  or  to  seek  some  other 
ally  than  the  United  States,  and  without  regard  to  the  surely 


426  AMERICAN  FOREIGN  POLICY 

incurred  hostility  of  the  aggressive  foreign  Power?  It  has 
often  been  claimed  and  sometimes  effectively  asserted  that 
the  United  States  in  its  own  interest  and  for  its  own  welfare 
must  firmly  resist  any  surrender  of  independence  or  cession 
of  territory  by  an  American  state  to  a  foreign  Power  even 
if  the  same  be  entirely  voluntary.  Suppose,  for  example, 
that  an  American  state  undertakes  to  permit  an  oversea 
Power  to  plant  a  colony  on  its  soil,  or  to  convey  to  it  a  port 
or  a  coaling  station,  is  the  United  States  to  resort  to  war,  if 
necessary,  in  order  to  defeat  the  scheme?  These  are  only 
some  of  the  inquiries  which  go  to  show  the  necessity  of  a 
speedy  and  comprehensive  revision  of  our  Latin-American 
policy.  The  replies  to  them  involve  possibilities  which  must 
be  taken  into  account  in  any  intelligent  estimate  of  the  kind 
and  measure  of  military  "preparedness"  the  United  States 
ought  to  initiate.  Obviously  our  "preparedness"  means 
one  thing  with  the  cooperation  of  Lathi  America  secured 
through  the  American  Concert  suggested,  and  a  wholly  dif- 
ferent and  much  more  difficult  and  burdensome  thing  with- 
out such  cooperation.  The  difficulties  of  arranging  such  a 
cooperation  are  not  to  be  underrated.  Yet  the  exigencies  of 
the  situation  are  apparent  and  threaten  not  merely  the 
United  States  but  all  American  states.  It  is  matter  of  self- 
preservation  for  each  —  and  each  should  realize  the  vital 
interest  it  has  hi  supporting  a  Concert  which  is  formed  on 
lines  broad  enough  to  cover  all  measures  essential  to  the 
security  of  all,  which  is  wholly  defensive  in  nature,  and 
which  carefully  abstains  from  any  unnecessary  impairment 
of  the  sovereignty  of  each. 


BAINBRIDGE  COLBY 

[Bainbridge  Colby  (1869-  )  was  educated  at  Williams  College  and 
practices  law  in  New  York  City.  He  was  one  of  the  founders  of  the  Pro- 
gressive Party  in  1912,  and  is  now  a  member  of  the  United  States  Ship- 
ping Board.  The  following  is  an  address  delivered  in  May,  1917,  before 
the  National  Conference  on  the  Foreign  Relations  of  the  United  States. 
It  is  valuable  for  its  emphasis  on  the  importance  of  economic  factors  in 
international  affairs,  especially  as  illustrated  by  the  policy  of  the  "  open 
door."] 

The  supreme  concern  of  mankind  is  justice.  This  is  the 
aspiration  of  democracy,  not  only  in  its  internal  but  in  its 
international  relations.  Justice  not  only  demanded  for  our- 
selves but  freely  accorded  to  others. 

This  is  the  keynote  of  President  Wilson's  epoch-making  ap- 
peal to  the  nations  of  the  world.  This  immortal  address  con- 
stitutes not  only  a  satisfactory  declaration  of  the  principles  for 
which  we  entered  the  Great  War,  but  it  is  the  latest  and  most 
authentic  expression  of  the  spirit  of  democracy.  The  in- 
violability of  treaties,  respect  for  nationality,  the  right  of  de- 
velopment along  self-evolved  and  national  lines,  obedience  to 
the  promptings  of  humanity,  in  other  words,  international 
justice  —  these  are  the  salients  of  his  definition  of  democracy's 
aims  and  of  the  democratic  ideal  in  international  relations. 

But  nations  are  animated  not  only  by  theories  but  by  con- 
ditions. And  it  is  well  for  us  to  remember  that  a  nobly  defined 
ideal  does  not  necessarily  meet  or  vanquish  a  robust  and  per- 
sistent condition.  The  issue  of  the  Great  War  is  familiarly 

1  From  Proceedings  of  the  Academy  of  Political  Science,  July,  1917.  Re- 
printed by  permission. 

427 


428  AMERICAN  FOREIGN  POLICY 

defined  as  between  autocracy  or  militarism  on  the  one  hand, 
and  democracy  on  the  other.  But  militarism  or  even  autoc- 
racy, odious  as  they  are,  are  only  different  lines  of  approach 
to,  or  treatment  of,  underlying  conditions  in  the  world. 

I  think  it  may  fairly  be  said  that  the  ailment  which  afflicts 
the  world  is  economic  and  not  exclusively  political.  The 
trouble  with  the  highly  industrialized  nations  of  the  temper- 
ate zone  is  that  they  cannot  produce  what  they  need  to  con- 
sume, and  they  cannot  consume  what  they  need  to  produce. 
The  populations  of  the  industrial  nations  are  steadily  growing. 
The  nations  of  western  Europe  in  a  century  have  doubled 
their  population.  Germany  is  adding  a  million  per  annum  to 
her  population,  and  the  United  States  even  more.  The  nations 
of  western  Europe  cannot  produce  the  means  required  for  their 
subsistence.  They  have  not  the  agricultural  basis  which  yields 
them  their  requirements  in  food  and  raw  materials.  These  in- 
dispensables  of  national  life  must  be  obtained  beyond  their 
borders.  They  must,  in  other  words,  be  purchased,  and  the 
means  necessary  to  the  purchase  are  manufactured  products, 
which  must  greatly  exceed  in  amount  what  the  domestic  mar- 
ket of  the  producing  nation  can  absorb.  From  this  universal 
need  of  nations,  i.e.  food  and  raw  materials  on  the  one  hand, 
and  a  market  for  products  on  the  other,  arises  the  value  of 
colonial  possessions,  particularly  in  the  unexploited  and  highly 
productive  regions  in  the  tropics  and  the  Orient. 

These  regions  are  in  large  part  peopled  by  nations  whose 
titles  to  the  lands  they  hold  are  unassailable,  yet  the  people 
are  lacking  either  in  industry  or  ambition,  and  the  productive 
possibilities  of  their  lands  are  incapable  of  realization  unless 
the  popular  energies  are  marshaled  and  directed  and  even 
supplemented  by  the  more  progressive  and  colonizing  nations. 
The  world  needs  their  produce,  the  life  of  Europe  demands 
their  raw  materials,  and  mere  rights  of  nations  can  with  diffi- 
culty make  a  stand  against  necessities  that  are  so  imperious. 
There  has  thus  arisen  an  economic  imperialism,  of  which, 
strange  to  say,  the  most  democratic  of  nations  are  the  most 


IDEAL  IN  INTERNATIONAL  RELATIONSHIPS     429 

conspicuous  examples.  England  throughout  the  world,  France 
in  Africa  and  the  East,  are  deeply  conscious  of  the  relation 
to  their  industrial  vigor  of  colonial  expansion. 

Economic  advantage  seems  to  follow  in  the  wake  of  politi- 
cal control.  It  is  the  mother  country  which  builds  the  rail- 
roads in  the  colonies,  controls  port  privileges,  fixes  tariffs, 
and  secures  to  her  nationals  the  out-distancing  advantages 
which  make  alien  competition  impossible.  Theoretically  this 
may  not  be  true,  but  in  practice  it  is  uniformly  true.  Of 
Algeria's  exportations  seventy-nine  per  cent  are  to  France, 
and  eighty-five  per  cent  of  her  imports  come  from  France. 

As  the  industrial  nation  grows  in  population,  the  pressure 
upon  her  means  of  sustenance  increases,  her  need  of  raw  ma- 
terials grows  greater,  and  she  turns  a  ranging  eye  throughout 
the  world  for  the  means  of  satisfying  this  internal  pressure. 

Here  is  the  motive  of  wars,  here  is  the  menace  to  world 
peace.  And  it  is  with  reference  to  this  condition,  prevalent 
throughout  the  world,  that  we  must  determine  the  attitude 
of  democracy  in  its  international  relations. 

This  economic  pressure  is  but  beginning  to  be  felt  in  the 
United  States,  but  its  premonitory  symptoms  are  already  seen. 
It  is  only  a  question  of  time  when  our  complacent  sense  of 
security  will  give  way  to  a  realization  that  our  vast  agricultural 
basis  is  not  vast  enough  to  sustain  our  even  vaster  industrial 
development.  We  shall  then  feel,  if  not  so  acutely  as  sister 
nations  in  the  east,  at  least  as  truly,  the  need  of  expanding 
markets  and  enlarged  sources  of  raw  materials,  if  not  of  food. 

The  spiritual  aims  of  democracy,  so  perfectly  defined  by 
the  President,  will  have  to  encounter  the  imperious  economic 
necessities  which  drive  all  nations,  which  cannot  be  stayed,  and 
which  refuse  to  be  silenced.  The  freedom  of  the  seas,  respect 
for  international  boundaries,  observance  of  treaties,  obedience 
to  international  law,  recognition  of  the  dictates  of  humanity 
—  in  short,  all  the  aims  which  animate  America  and  her  allies 
in  this  great  war,  do  not  in  and  of  themselves  contain  the 
promise  of  a  complete  tranquilization  of  the  world.  To  end 


430  AMERICAN  FOREIGN  POLICY 

wars  requires  that  the  sources  of  international  friction  should 
be  reached.  The  repression  of  barbarism,  the  punishment  of 
ruthlessness,  constitute  a  sufficient  but  only  an  immediate  ob- 
jective of  the  world's  struggle.  It  is,  of  course,  the  primary 
undertaking  of  civilization,  and  once  achieved,  our  thought 
and  our  effort  must  go  forward  in  aims  that  are  more  far 
reaching.  Our  goal  must  be  the  destruction  of  the  economic 
root  of  war  —  in  other  words,  to  establish  an  economic,  not 
only  a  political,  internationalism,  a  community  of  interests, 
even  if  qualified  and  incomplete,  among  great  nations.  The 
American  policy  of  the  open  door  in  colonial  administration 
must  find  acceptance  in  the  world  if  mankind  is  to  emerge 
from  the  perennial  menace  of  war. 


CHARLES  H.  BRENT 

[Charles  H.  Brent  (1862-  )  was  born  in  Canada  and  educated  at 
Trinity  College,  Toronto.  From  1901  to  1917  he  was  the  bishop  of  the 
Episcopal  Church  for  the  Philippine  Islands  and  was  closely  identified 
with  the  progress  made  by  the  Filipinos  after  the  American  occupation. 
In  1911  he  was  president  of  the  International  Opium  Conference  at  the 
Hague.  Since  the  entrance  of  the  United  States  into  the  World  War  he 
has  been  appointed  a  major  in  the  United  States  Army  and  put  in  charge 
of  all  Protestant  Chaplains  of  the  American  Army  in  France.  This  candid 
article  is  especially  valuable  for  its  clear  exposition  of  the  application  of 
American  democratic  ideas  to  our  dependencies.] 

In  the  course  of  a  recent  discussion  of  the  Philippine  prob- 
lem, I  was  asked  by  one  of  our  most  eminent  educators  of 
the  senior  generation,  whether  any  instance  in  history  could 
be  cited  where  one  nation  had  successfully  tutored  another 
in  self-government.  My  answer  took  the  form  of  a  counter- 
question  —  Can  an  instance  be  adduced  where  the  full  experi- 
ment has  been  tried,  except  so  far  as  our  own  nation  has  done 
so  during  the  last  two  decades?  No  reply  was  made. 

By  tutoring  in  self-government  was  understood  the  effort 
of  a  country  to  develop  to  the  uttermost  the  latent  capacity 
of  a  backward  dependency,  with  a  view  to  bringing  it  to 
nationhood  and  launching  it  with  all  the  responsibilities  and 
prerogatives  of  a  new  unit  of  government  in  the  world  of 
men.  I  believe  that  this  can  be  successfully  done  and  that  the 
result  of  our  labors  in  the  Philippines  testifies  to  the  fact. 

Great  Britain,  whatever  her  deficiencies,  has  been  the  most 
just  friend  of  weak  and  backward  people  that  history  has 
known.  The  part  she  has  played  in  their  development  and 
1  From  Yale  Review,  July,  1917.  Reprinted  by  permission. 


432  AMERICAN  FOREIGN  POLICY 

protection  has  been  replete  with  noble  elements,  especially 
during  the  last  half-century.  She  has  consistently  put  her 
dependencies  and  colonies  to  school,  carrying  them  from  the 
kindergarten  to  the  higher  grades,  but  she  has  always  stopped 
short  of  graduating  them  into  independent  statehood.  In 
every  instance,  her  frankly  declared  objective  has  been  not 
their  independence  but  their  continued  and,  in  a  sense,  in- 
creased dependence.  Her  whole  viewpoint  has  been  imperial : 
her  first  concern  has  been  the  well-being  of  the  empire,  and 
her  second,  the  individual  aspirations  and  desires  of  the 
dependency.  Of  course,  her  statesmen  would  claim  that 
what  was  good  for  the  empire  was  good  for  the  dependencies, 
and  that  it  was  more  profitable  all  the  way  round  to  develop 
a  strong  dependency  within  the  empire  than  a  weak  nation  out- 
side of  it.  That,  however,  is  not  to  the  point.  Even  if  it  be 
true  that  the  British  Empire  came  into  existence  through  a 
fit  of  absent-mindedness,  it  represents,  with  its  famous  pax 
Britannica  and  its  network  of  colonies  all  over  the  world, 
one  of  the  noble  monuments  of  history,  quite  capable  of 
justifying  its  principles  and  its  main  methods.  But  the 
question  at  stake  is  not  whether  Great  Britain  is  a  structure 
of  magnificent  proportions  and  beneficent  influence.  It  is 
whether  she  or  any  other  European  power  has  ever  set  as  the 
goal  of  a  dependency  ultimate  self-government  and  used  all 
her  wisdom  and  resources  to  compass  that  end.  I  am  aware 
of  no  such  instance. 

The  outstanding  example  of  the  British  government's 
educational  and  philanthropic  ventures  among  alien  peoples 
is  its  administration,  for  more  than  a  quarter  of  a  century, 
of  Egyptian  affairs.  It  was  doubtless  for  Egypt's  sake  that 
the  country  was  occupied,  but  it  was  still  more  for  the  benefit 
of  the  empire.  An  effete  and  bankrupt  nation,  under  Great 
Britain's  firm  discipline  and  beneficent  schooling,  renewed 
its  youth  and  credit  in  a  remarkably  short  period.  But  the 
moment  Egyptian  nationalism  reared  its  head,  it  was,  to  use 
mild  language,  discouraged.  That  is  to  say,  the  educational 


TUTORING  THE  PHILIPPINES  433 

terminus  ad  quern  came  short  of  the  ideal  of  independence,  and 
the  child  was  kept  in  the  schoolroom.  The  late  Lord  Cromer, 
Egypt's  greatest  friend  and  servant,  a  man  whom  history 
cannot  fail  to  place  high  on  the  roll  of  statesmen  and  ad- 
ministrators, was  of  the  opinion  that  there  was  lack  of  capacity 
among  the  Egyptians  to  come  up  to  the  requirements  of  a 
modern  independent  state.  In  1905  in  reply  to  my  categorical 
question  —  Will  Egypt  ever  be  able  to  govern  herself?  —  he 
gave  an  unqualified  negative.  Recently  Great  Britain  has 
found  it  necessary  to  denude  Egypt  of  even  the  semblance  of 
independence. 


In  the  case  of  Cuba,  America's  occupation  was  too  brief 
to  be  immediately  effective.  Nevertheless,  however  short  it 
was,  it  represented  a  period  of  administrative  education 
without  which  Cuba  could  not  have  so  soon  become  a  tolerable 
neighbor.  Between  the  moment  when  the  American  flag 
went  up  on  Morro  Castle,  and  the  Cuban  flag  took  its  place, 
a  period  of  four  years,  America  was  tutoring  Cuba  in  self- 
government.  Popular  education  was  begun,  departments 
of  government  planned,  and  standards  of  political  integrity 
set.  Cuba,  because  of  her  history,  her  proximity  to  the 
American  continent,  her  comparative  freedom  from  hetero- 
geneous elements  of  population,  her  territorial  compactness, 
was  at  once  put  into  an  advanced  class  and  given  her  degree 
of  independent  statehood  early.  A  short  post-graduate  course 
was  administered  later.  Now  the  new  republic  seems  to  have 
settled  down  to  sober  business  and  bears  perpetual  witness  to 
America's  purpose  to  promote  the  interests  of  small  or  weak 
nations  and  her  aptitude  as  a  teacher  in  self-government. 
Her  case  stands  alone  in  history. 

The  Philippines  presented  a  vastly  different  proposition. 
Situated  ten  thousand  miles  away ;  composed  of  the  broken 
territory  of  an  archipelago;  with  a  diversified  population 
widely  scattered  excepting  in  an  occasional  congested  district 


434  AMERICAN  FOREIGN  POLICY 

such  as  Cebu;  with  no  common  language,  save  among  a 
small  percentage  where  there  is  a  babel  of  dialects ;  devoid 
of  a  native  literature;  disturbed  by  internal  troubles;  with 
a  stubborn  fragment  of  the  people  wild  and  unorganized,  and 
a  Mohammedan  tertium  quid  traditionally  hostile  to  the 
Christian  population,  —  with  all  this  to  face,  the  problem 
presented  by  the  pupil  to  the  teacher  was  baffling. 

Even  before  the  process  of  restoring  public  order  was  well 
under  way,  the  symbol  of  democracy,  the  schoolhouse,  made 
its  appearance.  In  1901,  the  year  in  which  civil  govern- 
ment was  established,  a  veritable  army  of  American  school- 
teachers was  drafted  into  the  Philippine  service.  The  training 
of  Filipino  teachers  was  begun  at  the  earliest  possible  moment. 
In  1913,  there  were  in  the  Department  of  Public  Instruction 
some  9500  teachers,  of  whom  658  were  American,  the  balance, 
of  course,  being  Filipino.  This  is  noteworthy,  for  it  indicates 
that  the  purpose  of  the  United  States  was  sincere.  There  can 
be  no  successful  experiment  in  democracy  where  free  educa- 
tion for  all  does  not  prevail.  And  the  converse  is  true  - 
where  there  is  a  strong  public  school  system,  democracy  will 
surely  take  root.  The  progress  of  education  marks  the  progress 
of  democratic  ideals  and  principles,  that  is  to  say,  of  self- 
government.  There  never  yet  was  a  republic  in  more  than 
name  that  had  not  an  instructed  commonalty,  either  in 
Central  or  in  South  America.  And  where  the  franchise  out- 
runs the  intelligence  of  the  voters,  you  have  bureaucracy  • 
among  officeholders,  manipulation  of  voters  by  corrupt  and 
self-seeking  politicians,  and  a  debased  governmental  system 
from  top  to  bottom.  You  cannot  teach  men  how  to  vote 
merely  by  extending  the  franchise,  as  we  know  to  our  sorrow  in 
our  own  country  without  looking  further.  It  is  not  merely  that 
efficient  public  schools  promote  literacy,  valuable  as  the  func- 
tion is.  The  Philippine  public  school  is  the  direct  application 
of  democracy  to  the  life  of  the  child.  "Definite  training  for 
citizenship,"  says  the  Report  of  the  Philippine  Commission 
for  1914,  "is  given  in  the  primary,  intermediate,  and  secondary 


435 

courses.  Various  literary  societies  afford  pupils  practice  in 
conducting  meetings  at  which  questions  of  interest  to  all 
citizens  are  discussed." 

Admitting  shortcomings  in  the  Philippine  Department  of 
Public  Instruction,  which  was  organized  in  1901,  it  repre- 
sents the  high-water  mark  of  popular  education  in  an  Oriental 
dependency.  To  quote  again  from  the  Commission's  Report: 

The  intellectual  awakening  of  the  Philippines  which  followed 
the  American  occupation  and  the  establishment  of  a  modern  school 
system  is  one  of  the  most  gratifying  results  of  American  control 
in  the  Islands.  Everywhere  there  is  the  keenest  desire  for  educa- 
tion. ...  It  is  because  of  this  intellectual  awakening  and  desire 
for  growth  and  development  that  the  American  teachers  have  an 
opportunity  of  doing  so  important  a  work  in  introducing  Western 
methods  and  ideals,  and  in  keeping  the  schools  in  close  touch  with 
Western  culture.  Through  the  introduction  of  English,  the  people 
of  the  Philippine  Islands  have  had  access  to  a  literature  un- 
dreamed of  by  them,  and,  not  only  in  the  schools,  but  in  the 
public  libraries,  works  of  history,  travel,  biography,  and  science 
are  greatly  sought,  not  only  by  the  coming  generation,  but  by 
many  of  the  older  generation  who  learned  English  because  they 
found  that  their  horizon  was  immeasurably  widened  through  the 
reading  of  English  prose  and  verse. 

I  attach  supreme  importance  to  the  place  of  public  educa- 
tion and  the  preservation  of  its  standards  in  our  school  of 
Philippine  self-government.  Education  outranks  all  else 
although  its  fruits  ripen  slowly.  It  is  the  mightiest  engine 
of  democracy ;  and  where  it  is  weak,  citizenship  is  weak.  In 
the  case  of  Mexico,  no  group  of  men  have  more  nearly  analyzed 
her  need,  or  intimated  the  solution  of  her  problem,  than  the 
group  of  college  professors  who  have  been  giving  careful  con- 
sideration to  her  educational  poverty  and  how  to  remedy  it. 

In  the  Philippines,  the  great  mass  of  the  adult  population 
is  illiterate,  and  their  horizon  is  more  circumscribed  than  can 
be  easily  realized  by  those  personally  unfamiliar  with  the 
country  at  large.  Though  the  terms  for  qualifying  as  a  voter 


436  AMERICAN  FOREIGN  POLICY 

were  from  the  first  set  at  the  bottom  notch,  only  some  200,000 
out  of  a  population  of  approximately  9,000,000  have  up  to 
this  time  claimed  the  franchise.  Voters  are  now  those  com- 
prised within  one  of  the  following  classes:  men  who  under 
existing  law  are  legal  voters  and  have  exercised  the  right  of 
suffrage;  men  who  own  real  property  to  the  value  of  five 
hundred  pesos,  or  who  annually  pay  thirty  pesos  or  more  of 
the  established  taxes;  men  who  are  able  to  read  and  write 
Spanish,  English,  or  a  native  language.  It  was  the  Jones  Bill 
which  added  the  ability  to  read  and  write  a  native  language 
as  an  alternative.  The  provision  is  theoretically  just.  Un- 
fortunately, however,  it  is  premature,  as  it  will  not  only 
increase  the  present  number  of  poorly  informed  voters  but 
also  tend  to  check  the  bilingual  movement  which  is  going 
to  be  so  valuable  an  asset  in  the  unifying  of  the  Archipelago 
and  in  the  international  relations  of  the  Philippines  of  the 
future.  It  would  be  the  part  of  wisdom,  even  at  the  cost  of 
hurting  the  feelings  of  the  adult  generation  of  the  day,  to 
restrict  the  electorate  until  the  present  school  children  shall 
have  reached  their  majority.  In  advocating  this,  I  am  only 
applying  to  the  Philippines  a  principle  which  I  should  like  to 
see  operative  in  the  United  States,  where  the  emphasis  is  rather 
on  the  extension  of  democratic  privilege  than  on  the  exactions 
of  democratic  responsibility  and  the  preservation  of  its  purity. 
Next  in  importance  to  the  Philippine  Department  of  Public 
Instruction,  I  would  place  the  cooperative  method  of  actual 
government  which  has  characterized  our  procedure  in  the 
Philippines.  With  a  consistency  that  has  been  more  rapid 
than  opportune,  we  have  "moved  from  a  government  of 
Americans  aided  by  Filipinos  to  a  government  of  Filipinos 
aided  by  Americans."  From  the  beginning,  an  honest  effort 
was  made  to  fill  every  possible  office  with  Filipinos  as  they 
manifested  ability.  A  minority  of  the  first  Commission  were 
Filipinos ;  likewise  the  chief  justice,  an  increasing  number  of 
the  associate  justices,  and  so  on  through  every  department 
and  bureau  of  government  to  the  personnel  of  the  most  obscure 


TUTORING  THE  PHILIPPINES  437 

municipality.  There  can  be  no  possible  objection  to  this  course 
provided  the  appointees  are  chosen  with  strict  regard  for 
fitness  and  training,  which  has  not  always  been  the  case. 
Men  have  been  taught  to  govern  by  being  given  a  share  in 
government.  The  response  through  a  decade  has  been  emi- 
nently satisfactory,  and  a  carefully  organized  civil  service, 
controlling  both  Americans  and  Filipinos,  has  promoted  a 
purity  of  motive  and  an  efficiency  of  service  that  is  admirable. 
Every  step  in  the  direction  of  Filipinization  —  this  awkward 
but  expressive  word  is  current  coin  —  has  been  logical. 
Government  by  commission  gave  place  in  the  course  of  time 
to  government  by  commission  and  popular  assembly.  A 
majority  of  American  commissioners  gave  place  to  a  majority 
of  Filipino  commissioners,  and  in  provincial  administration 
similar  changes  were  made.  Now  within  a  few  months,  gov- 
ernment by  commission  and  popular  assembly  has  been 
superseded  by  government  by  a  legislature  of  two  chambers  — 
a  Senate  and  a  House  of  Representatives. 

The  Jones  Bill,  after  three  years  of  consideration,  emerged 
as  a  tolerably  creditable  product.  Its  defects,  in  my  judgment, 
are  three.  The  preamble  is  marred  by  the  insincerity  of 
intentional  ambiguity  —  it  is  "the  deliberate  purpose  of  the 
people  of  the  United  States  to  withdraw  their  sovereignty 
over  the  Philippine  Islands  and  to  recognize  their  independ- 
ence as  soon  as  stable  government  can  be  established  therein." 
The  room  for  controversy  over  the  italicized  section  of  this 
clause  is  so  patent  as  to  call  for  no  comment.  In  the  second 
place,  it  is  dangerous  and  provocative  of  conflict  for  the 
young  Senate  to  be  immediately  clothed  with  authority  to 
checkmate  at  will  the  chief  executive  in  his  appointments. 
Lastly,  an  increase  of  the  electorate  at  this  stage  is  unwise 
in  the  light  of  our  experience  in  America. 

It  was  to  the  credit  of  the  House  of  Representatives  in 
Washington  that  they  negatived  in  emphatic  manner  the 
Clarke  Amendment  to  the  Jones  Bill,  which  provided  for 
complete  Philippine  independence  in  not  more  than  four 


438  AMERICAN  FOREIGN  POLICY 

years.  It  was  unintelligent  in  conception,  cowardly  in  motive, 
and  unjust  to  the  Philippines  in  substance.  Loyalty,  not 
opposition,  to  the  true  principles  of  Philippine  freedom  prompts 
this  criticism.  I  write  as  one  who,  without  prospect  or  thought 
of  reward,  has  given  the  best  years  of  his  life  to  the  Philippine 
cause  in  its  more  difficult  and  obscure  phases.  Democracy  I 
hold  to  be  a  sacred  trust.  It  is  governed,  as  history  clearly 
shows,  by  inflexible  laws.  Opportunism  which  scouts  these 
laws  may  bring  momentary  satisfaction,  but  later  on  retribu- 
tion will  inflict  its  scorpion  sting.  Other  governmental  systems 
may  flourish  without  regard  to  the  condition  of  each  individual 
citizen.  Democracy,  never.  Democracy  is  as  dependent  for  its 
purity  and  effectiveness,  its  wisdom  and  integrity,  upon  the 
purity  and  effectiveness,  the  wisdom  and  integrity  of  each 
citizen  small  or  great,  as  the  babe  is  upon  its  mother's  milk. 
In  the  Philippines,  America  is  for  the  moment  the  steward  of 
democracy  in  a  university  of  government  of  her  own  creation. 
She  must  exercise  her  stewardship  with  due  regard  for  the 
nature  of  the  treasure  she  is  dispensing,  as  well  as  with  con- 
sideration for  the  desires  and  aspirations  of  the  people  she  is 
educating. 

Mention  should  be  made  of  the  thorough  training  that  is 
being  given  our  wards  in  scientific  research  through  the 
agency  of  the  Bureau  of  Science,  which  is  by  long  odds  the 
most  efficient  institution  of  the  sort  in  the  Orient.  They  are 
also  being  trained  in  the  treatment  of  criminals  under  the 
Bureau  of  Prisons,  which,  in  the  Gwahig  Penal  Colony  where 
there  is  neither  weapon,  bolt,  nor  bar,  and  in  San  Rameon 
Farm  among  the  Moros,  has  in  operation  among  one  thousand 
five  hundred  prisoners  the  most  advanced  and  humane  prin- 
ciples of  penology.  The  Filipinos  are  being  educated  hi  road 
building,  in  the  development  of  irrigation  and  artesian  water, 
in  architecture  and  construction,  by  the  Bureau  of  Public 
Works ;  in  matters  pertaining  to  exports  and  imports,  to  the 
preservation  of  public  order,  to  hygiene  and  sanitation,  by 
their  respective  Bureaus ;  and,  last  but  not  least,  in  religious 


TUTORING  THE  PHILIPPINES  439 

magnanimity,  which  I  believe  to  be  greater  than  in  any  other 
Latin-trained  country,  by  the  separation  of  church  and  state. 
I  mention  the  foregoing  not  as  exhaustive  but  as  illustrative. 
Moreover,  the  instruction  has  all  been  given  in  our  university 
of  self-government  without  drawing  upon  the  Treasury  of  the 
United  States.  Apart  from  the  twenty  million  dollars  agreed 
upon  as  a  douceur  to  Spain  by  the  Treaty  of  Paris,  and  the 
added  expense  connected  with  maintaining  the  army  and 
navy  in  the  Philippines,  the  affairs  of  our  insular  dependency 
have  been  so  honestly  and  economically  handled  that  the 
receipts  of  government  meet  all  liabilities.  The  men  who  laid 
the  foundations  of  this  undertaking  and  bore  the  burden  and 
heat  of  the  day  builded  a  fabric  too  strong  and  too  deep  to 
be  easily  shaken.  All  who  come  after  will  be  able  to  do  them- 
selves and  their  task  credit  only  hi  so  far  as  they  give  honor 
to  whom  honor  is  due. 

The  future  of  the  Philippines  is  difficult  to  forecast.  It 
will  depend  in  large  part  upon  the  way  America  executes 
the  balance  of  her  trust.  But  I  would  say  in  conclusion  that 
this  seems  tolerably  clear  :  the  young  or  small  or  weak  nation 
of  to-morrow  is  going  to  have  a  harder  time  and  a  grander 
opportunity  than  ever  before.  It  is  true  that  nations  like 
India  and  Egypt  did  govern  themselves  or,  to  speak  more 
accurately,  had  independent  statehood  —  the  two  expressions 
are  not  synonymous  —  in  ancient  days.  But  that  was  at  a 
period  when  the  ends  of  the  earth  did  not  rub  shoulders. 
Such  government  as  they  had  would  not  be  tolerated  in  our 
modern  world  any  more  than  an  absolute  monarchy  would 
be  tolerated  in  America.  If  internationalism  and  the  fed- 
eration of  the  world  are  anything  more  than  empty  verbiage, 
they  imply  that  every  nation  is  responsible  for  the  purity 
and  effectiveness  of  its  government  not  only  to  itself  but  also 
to  the  whole  family  of  nations,  just  as  truly  as  the  States 
of  the  Union  are  responsible  to  the  federal  center  which 
symbolizes  and  cements  the  whole.  Even'  we  have  not  hesi- 
tated to  call  to  account  Spain  and  Santo  Domingo  and  Haiti 


440  AMERICAN  FOREIGN  POLICY 

and,  forbearingly  and  ineffectively,  Mexico,  for  financial 
incompetence  or  inability  to  preserve  order.  The  small  state 
of  the  future,  if  it  has  any  self-respect,  will  not  even  desire 
to  crawl  behind  the  pseudo-protection  of  the  discredited 
principle  of  neutralization.  Every  nation,  great  and  small, 
will  desire  and  be  compelled  to  stand  on  its  own  merits  and 
character,  manfully  shouldering  its  responsibility.  It  is  not 
merely  that  neutralization  fails  to  protect  from  attack  from 
the  outside.  If  a  nation  were  really  to  trust  in  its  guaranteed 
inviolability  as,  happily,  Belgium  did  not,  as  Holland  and 
Switzerland  do  not,  neutrality  would  prevent  growth  from 
within,  for  it  would  emasculate  and  sterilize  its  victim.  A 
nation  cannot  be  a  nation  in  more  than  name  if  it  declines 
to  accept  full  international  responsibility. 

Democracy  to  grow  healthily  must  grow  slowly;  and,  as 
I  view  it,  it  will  be  to  the  mutual  advantage  of  both  America 
and  the  Philippines  to  walk  yet  awhile  in  close  organic  rela- 
tion. America  has  had  no  more  sobering  or  enlightening  ex- 
perience than  her  direct  responsibility  for  the  well-being  of  a 
people  like  the  Filipinos.  It  goes  without  saying  that  when 
once  America's  governmental  authority  in  the  Philippines 
has  reached  the  vanishing  point,  the  flag  that  has  guaranteed 
and  presided  over  an  unprecedented  period  of  peace,  pros- 
perity, and  progress,  will  go  down  forever,  leaving  the  Islands 
to  their  own  self-protection  as  well  as  their  own  self-govern- 
ment. But  I  still  cling  to  the  hope  that  our  school,  so  ably 
and  hopefully  established  by  American  men  and  patriots,  will 
not  close  its  doors  until  the  Philippines  shall  have  honorably 
graduated  into  a  liberty  that  will  be  as  secure  as  it  will  be 
to  the  liking  of  its  citizens  and  to  the  credit  of  democracy. 


THE  FAR-EASTERN  PROBLEM1 
J.  O.  P.  BLAND 

[J.  O.  P.  Bland  (1863-  )  is  an  English  journalist  and  author  who 
has  spent  most  of  his  life  in  the  Far  East.  He  has  been  connected  with 
the  Chinese  Customs  Service,  been  the  London  Times  correspondent  at 
Shanghai,  and  was  in  Peking  from  1907-1910.  He  has  also  traveled  ex- 
tensively in  Japan  since  1887,  and  during  the  Russo-Japanese  War  of 
1904-1905  he  assisted  the  Japanese  secret  service  in  China.  His  wife  is 
an  American.  The  present  article,  from  which  some  paragraphs  of  tem- 
porary interest  have  been  omitted,  furnishes  an  interpretation  of  Jap- 
anese aims  in  the  Far  East,  which,  while  not  entirely  unchallenged,  is 
helpful  in  forming  American  opinion  on  this  vexing  question.] 

At  the  conclusion  of  the  present  struggle,  the  exhaustion  of 
European  nations  must  leave  the  United  States  and  Japan 
relatively  much  stronger  and  richer  than  they  were.  Both 
powers  will  be  deeply  and  directly  interested  in  the  arrange- 
ment of  the  conditions  under  which  peace  is  eventually  re- 
stored. Japan,  as  an  ally  of  the  Quadruple  Entente,  and 
America,  possibly  as  a  mediator,  must  have  a  voice  in  the 
international  conference  which  will  define  the  future  frontiers 
of  Europe  and  many  subsidiary  questions.  Among  these,  the 
rights  and  interests  of  the  powers  in  China,  and  the  future  of 
that  country  as  an  independent  state,  present  problems  which, 
unless  carefully  studied  in  advance,  may  well  create  great 
difficulties  and  even  new  casus  belli  for  the  powers  whose 
territories  border  on  the  Pacific  Ocean.  The  shadow  of  the 
Far-Eastern  question  has  frequently  been  darkly  cast  between 
the  United  States  and  Japan  in  recent  years,  and  never  more 
ominously  than  when  the  renewal  of  the  Anglo- Japanese 
Alliance  (1911)  relieved  England  of  the  duty  of  assisting 

1  From  Century  Magazine,  January,  1916.    Reprinted  by  permission. 

441 


442  AMERICAN  FOREIGN  POLICY 

Japan  against  any  nation  with  which  Great  Britain  might 
have  concluded  a  treaty  of  arbitration.  But  much  of  the 
trouble  has  been  due  to  ignorance :  a  closer  study  of  the  ques- 
tion should  serve  to  reassure  public  opinion  in  the  United 
States  and  to  put  an  end  to  the  suspicious  uneasiness  which 
finds  expression  in  the  unbalanced  writings  of  a  Homer  Lea 
or  the  diplomatic  vagaries  of  a  Philander  Knox. 

Japanese  statecraft,  whether  displayed  in  Manchuria,  in 
Magdalena  Bay,  or  in  the  Marshall  Islands,  points  to  a  per- 
fectly consistent  and  legitimate  policy,  which  has  only  to  be 
rightly  appreciated  in  order  to  remove  all  immediate  prospect 
of  serious  friction  between  Nippon  and  Anglo-Saxon  peoples. 
The  Japanese,  who  would  not  hesitate  for  a  moment  to  ex- 
clude from  their  country  Chinese  or  other  cheap  labor,  are 
fully  alive  to  the  economic  necessity  which  has  compelled 
America,  Canada,  and  Australia  to  frame  their  Asiatic  ex- 
clusion acts.  Beyond  all  question  they  recognize  the  legiti- 
mate protective  purpose  of  these  acts ;  what  they  object  to, 
and  very  properly,  is  the  implied  assumption  of  the  racial 
and  moral  superiority  of  the  white  races.  They  are  well 
aware  that  the  objection  to  Chinese  laborers  in  the  Pacific 
States  and  to  Japanese  children  in  the  Californian  schools  is 
just  as  directly  due  to  economic  causes  as  the  anti-Semitic 
movement  in  Russia.  They  know  that  the  Asiatic  is  excluded 
not  because  he  would  contaminate,  but  simply  because  he 
would  devour,  the  white  man  in  open-labor  competition. 
England,  which  professes  to  believe  in  free  trade  and  unre- 
stricted immigration,  can  hardly  meet  the  Japanese  on  this 
question  in  the  spirit  of  "frank  and  full  consultation"  for 
which  the  text  of  the  alliance  provides.  Frankness  must 
stultify  either  the  British  Government  or  the  acts  of  the 
dominions  overseas.  Similarly,  with  its  Monroe  Doctrine 
for  America  and  its  open  door  for  Asia,  with  its  professed 
belief  in  the  right  of  every  human  being  freely  to  change  his 
nationality  and  domicile,  the  United  States  is  not  in  a  posi- 
tion to  discuss  the  exclusion  acts  with  Japanese  statesmen 


THE  FAR-EASTERN  PROBLEM  443 

on  its  accustomed  lofty  ground  of  political  morality.  The 
Anglo-Saxon's  ultimate  argument,  conceal  it  as  we  may,  lies 
in  the  stern  law  of  self-preservation,  backed  by  force. 

Now,  if  there  is  one  fact  which  stands  out  more  prominently 
than  any  other  in  the  history  of  the  last  ten  years,  —  that  is, 
since  the  conclusion  of  the  Treaty  of  Portsmouth,  —  it  is 
that  Japanese  statesmen  are  prepared  to  recognize  and  accept 
these  self-protective  activities  of  the  Anglo-Saxon  races,  pro- 
vided only  that  Japan  also  is  allowed  to  follow  her  own  na- 
tional instincts  of  self-preservation  on  the  lines  of  geographical 
gravitation  dictated  by  her  economic  necessities;  that  is  to 
say,  by  expansion  into  China's  thinly  peopled  dependencies 
of  Manchuria  and  Mongolia.  Even  a  cursory  study  of  the 
recent  history  of  the  Far  East  points  clearly  to  this  conclusion. 
Japan  is  not  prepared  to  accept  the  Monroe  Doctrine  and 
the  Asiatic  exclusion  acts  and  at  the  same  time  to  acquiesce 
in  the  traditional  policy  of  the  commercial  powers,  which 
insists  on  maintenance  of  the  status  quo  in  China. 

It  is  true  that  by  the  terms  of  the  Portsmouth  Treaty  and 
other  conventions  Japan  pledged  herself  to  abstain  from  any 
encroachments  on  the  territorial  integrity  and  sovereignty 
of  China ;  but  her  diplomacy,  trained  in  the  best  European 
traditions,  is  unsurpassed  in  the  gentle  art  of  treaty-making 
and  treaty-breaking.  It  has  learned  to  a  nicety  the  time  and 
place  for  "extra-textual  interpretations"  and  the  conclusive 
value  of  the  fait  accompli.  As  far  as  China  is  concerned,  the 
protective  clauses  of  the  Portsmouth  Treaty,  greeted  with 
intense  satisfaction  in  America,  were  never  likely  to  be  effec- 
tive in  Manchuria  even  had  Russia  and  Japan  remained  on 
guard  against  each  other  in  their  respective  spheres.  Those 
who  hoped  and  believed  that  China,  in  accordance  with  that 
treaty,  would  be  allowed  to  develop  the  resources  of  this 
fertile  region  without  interference  and  for  her  own  benefit 
knew  little  of  the  imperative  necessity  which  had  compelled 
Japan  to  fight  Russia  for  Port  Arthur.  The  same  necessity 
led  her,  immediately  after  the  conclusion  of  the  Portsmouth 


444  AMERICAN  FOREIGN  POLICY 

Treaty,  to  come  to  terms  with  Russia  for  a  division  of  the 
spoil  under  conditions  which  virtually  insured  the  benevolent 
acquiescence  of  England  and  France.  Upon  the  conclusion  of 
this  pact  of  spoliation,  diplomatically  known  as  an  entente, 
the  Portsmouth  Treaty  became  a  dead  letter;  it  had  never 
been  more  than  a  time-and-face-saving  device. 

The  results  were  many  and  important.  Not  only  was  China 
not  permitted  to  develop  her  commerce  in  Manchuria  by  the 
extension  of  her  northern  railways,  not  only  did  Russia  and 
Japan  separately  and  jointly  veto  the  construction  by  English 
and  American  capitalists  of  the  Chinchou-Aigun  trunk-line; 
but  they  went  much  further,  asserting  and  extending  their 
special  rights  and  interests  over  China's  loosely  held  de- 
pendency of  Mongolia,  forbidding  its  colonization  by  Chinese 
subjects,  and  establishing  their  usual  trading  and  mining 
monopolies.  By  the  end  of  1910,  China's  sovereignty  through- 
out all  the  region  north  of  the  Great  Wall  was  evidently 
doomed.  Mr.  Secretary  Knox,  under  the  direction  of  Amer- 
ican financiers,  made  spasmodic,  but  futile,  attempts  to  pre- 
vent the  inevitable,  by  his  scheme  for  the  neutralization  of 
Manchurian  railways,  by  forlorn  excursions  into  dollar  di- 
plomacy, and  by  earnest  appeals  to  the  open-door  pledges 
of  all  concerned;  their  only  result  was  to  draw  Russia  and 
Japan  more  closely  together  in  the  bonds  of  a  most  profitable 
pact.  In  1910,  Korea,  whose  independence  had  been  solemnly 
guaranteed  by  Japan  and  by  all  the  powers,  was  "persuaded" 
to  sign  away  the  remnants  of  her  sovereignty  and  become  an 
integral  part  of  the  Japanese  Empire.  The  scraps  of  paper, 
which  were  consigned  to  oblivion  by  the  European  and  Amer- 
ican chancelleries  at  this  passing  of  the  Hermit  Kingdom,  had 
ceased  to  represent  either  actualities  or  vital  interests.  This 
being  so,  the  forces  of  geographical  gravitation  met  with  no 
resistance,  and  the  disappearance  of  an  economically  un- 
profitable nation  evoked  only  perfunctory  valedictory  articles 
in  the  press. 


THE  FAR-EASTERN  PROBLEM  445 

In  view  of  the  probability  that  the  Far-Eastern  question, 
with  many  others,  will  eventually  have  to  be  settled  at  a 
post-bellum  international  conference,  it  is  evidently  desirable 
that  public  opinion  in  England  and  America  should  be  formed 
upon  accurate  knowledge  of  the  main  facts  of  the  actual 
situation.  So  long  as  the  censorship  continues  to  function  as 
at  present,  this  knowledge  will  not  be  generally  available  in 
England ;  this  makes  it  the  more  necessary  that  all  possible 
publicity  should  be  brought  to  bear  on  the  subject  in  America. 
In  view  of  the  misunderstandings  and  mutual  suspicions  which 
have  been  created  between  Tokio  and  Washington  on  more 
than  one  occasion  by  the  reckless  sensationalism  of  yellow- 
press  writers  on  the  one  hand  and,  on  the  other,  by  the  Amer- 
ican public's  indifference  to  foreign  affairs,  it  is  a  matter  of 
no  little  importance  to  the  future  of  the  world's  peace  that 
the  Far-Eastern  question  should  be  carefully  studied  and 
widely  discussed  by  leading  publicists  in  the  United  States. 
The  creation  of  an  enlightened  public  opinion,  based  on 
accurate  knowledge,  is  essential  to  the  conclusion  of  a  general 
agreement  between  the  powers  interested  in  the  future  of 
China  and  the  trade  routes  of  the  Pacific. 

In  the  formation  and  education  of  such  a  body  of  opinion 
certain  venerable  shibboleths  of  diplomacy  and  catchwords 
long  current  will  need  to  be  gently,  but  firmly,  relegated  to 
the  limbo  of  creeds  outworn.  All  the  political  ideas  under- 
lying the  open-door  conventions  and  the  international  guaran- 
tees for  the  maintenance  of  China's  territorial  integrity  must 
be  frankly  recognized  as  obsolete,  for  the  simple  reason  that 
they  have  been  abrogated  by  Russia  and  Japan  with  the 
tacit  consent  of  all  concerned.  The  resultant  grouping  of 
rival  forces  and  interests  at  Peking,  both  before  and  after 
the  Russo-Japanese  War,  conferred  on  China  the  protective 
benefits  of  a  period  of  equilibrium;  but  this  period  came  to 
an  end  with  the  definite  conclusion  of  the  Russo-Japanese 
entente.  Optimistic  belief  in  the  possibility  of  China's  effec- 
tively setting  her  own  house  in  order  must  also  be  abandoned. 


446  AMERICAN  FOREIGN  POLICY 

It  is  a  belief  that  gained  many  sentimental  adherents  in 
America  as  the  result  of  Young  China's  so-called  Republican- 
ism in  1911,  but  the  prospect  of  organizing  honesty  and  effi- 
ciency out  of  any  class  of  officialdom  in  China  is  just  as  remote 
to-day  as  it  was  under  the  Manchus.  Eloquent  platform 
enthusiasm  for  representative  government,  and  the  profession 
of  high  moral  ideas  by  political  adventurers  and  place-seekers, 
can  no  more  make  for  good  government  in  China  than  in 
Mexico.  The  men  and  machinery  are  completely  lacking  for 
the  production  of  honest  administration  and  military  efficiency 
from  the  official  corruption  and  ignorance  of  China's  rulers. 
All  our  instincts  of  justice  and  respect  for  the  rights  of  nations, 
all  our  sympathy  for  the  misfortunes  of  the  Chinese  people, 
patient  victims  of  misgovernment  from  time  immemorial,  are 
powerless  to  avert  from  them  the  destiny  which  sooner  or 
later  overtakes  a  passive,  non-resisting  race  menaced  by  the 
necessities  of  earth-hungry  neighbors  in  arms. 

Deeply  as  we  may  sympathize  with  the  Chinese,  we  should 
not  hastily  criticize  or  condemn  the  expansionist  policy  of 
Japan.  In  considering  the  causes  and  possible  results  of  that 
expansion,  certain  fundamental  truths  are  often  overlooked 
by  writers  who  approach  the  Far-Eastern  question  from  a 
sentimental  point  of  view.  In  the  first  place,  it  must  be  borne 
in  mind  that  the  Japanese  nation  differs  radically  from  the 
typically  passive  Oriental  races  of  India  and  China.  It  is, 
in  the  words  of  John  Stuart  Mill,  an  "active,  self -helping " 
people,  a  people  inspired  not  only  by  ideals  of  imperialism, 
but  possessed  of  strong  martial  instincts.  When  in  India  or 
China  the  pressure  of  population  upon  food  supplies  becomes 
acute,  the  patient  toiling  millions  accept  death  with  fatalistic 
resignation.  By  thousands  and  tens  of  thousands,  almost  un- 
complaining, they  go  to  their  graves  as  to  beds,  accepting 
plague,  pestilence,  and  famine  as  part  of  the  inevitable  burden 
of  humanity.  Only  in  the  southern  maritime  provinces  the 
more  virile  inhabitants  in  China  have  endeavored  to  lessen 
this  burden  by  emigration,  by  seeking  work  and  wealth 


THE  FAR-EASTERN  PROBLEM  447 

overseas ;  but  individually  and  collectively  the  race  is  lacking 
in  the  "  self -helping "  instinct  which  solves  such  problems  of 
expansion  by  warfare  and  the  survival  of  the  fittest. 

In  the  second  place,  it  must  be  remembered  that  Japan's 
vital  need  of  wider  frontiers,  new  sources  of  food  supply,  and 
new  markets  for  her  industries  has  been  in  very  great  measure 
forced  upon  her  by  the  policies  and  example  of  the  Anglo- 
Saxon  peoples.  In  self-defense  they  have  learned  from  us  the 
organization  of  machine  labor  in  cities ;  following  our  example, 
they  have  passed  swiftly  from  the  condition  of  an  agricultural 
to  that  of  an  industrial  nation.  With  these  economic  changes 
came  the  modern  science  of  sanitation,  the  immediate  result 
being  an  increase  of  population  far  greater  than  that  which 
had  taken  place  when  the  country  lived  by  and  for  agriculture. 
In  1875,  before  industrialism  had  set  in,  the  population  of 
Japan's  150,00x3  square  miles  was  thirty-four  millions;  last 
year  it  was  fifty-four  millions,  and  the  average  annual  excess 
of  births  over  deaths  is  roughly  seven  hundred  thousand. 
The  Elder  Statesmen  of  Japan  anticipated  long  ago,  as  all 
their  unswerving  policy  has  proved,  the  consequences  to 
their  country  of  the  ever-increasing  fierceness  of  industrial 
competition.  They  realized  that,  as  the  number  of  countries 
that  depend  for  their  very  existence  upon  the  exchange  of 
manufactured  goods  for  foodstuffs  and  raw  materials  in- 
creases, and  as  the  countries  with  surplus  food  supplies  be- 
come fewer  and  fewer,  Japan  must  face  the  alternative  either 
of  emigration  on  a  large  scale  or  of  finding  in  territorial  ex- 
pansion new  sources  of  supply  and  an  outlet  for  her  surplus 
population.  The  Anglo-Saxon  peoples,  by  their  Asiatic  ex- 
clusion acts,  have  shut  the  door  on  emigration  to  those  parts 
of  the  world  where  Japanese  labor  might  have  reaped  a  rich 
harvest.  Small  wonder,  then,  that  the  eyes  of  Japan's  wise 
rulers  became  fixed  upon  Korea  and  the  fertile,  unpeopled 
regions  of  Manchuria  and  Mongolia,  that  the  possession  of 
these  lands  became  the  be-all  and  end-all  of  Japanese  policy, 
the  goal  toward  which  all  the  hopes  and  energies  of  the  nation 


448  AMERICAN  FOREIGN  POLICY 

have  been  unswervingly  directed.  "Eastern  Asia,"  said  Count 
Komura  in  the  Diet  three  years  ago,  *'  is  the  only  safe  field  for 
Japanese  emigration."  Like  Prince  Ito  and  other  makers  of 
modern  Japan,  Count  Okuma  has  never  had  any  illusions 
on  this  subject.  If  at  times  the  Japanese  have  seemed  to  be 
desirous  of  testing  the  resistant  strength  of  the  Monroe  Doc- 
trine hi  California  and  in  Mexico;  if  they  have  displayed 
activity  in  Vancouver  and  Honolulu,  and  cast  their  eyes 
toward  island  outposts  in  the  southern  seas,  these  have  been 
political  side  issues,  deliberately  planned  and  pursued  in 
order  to  create  opportunities  for  application  of  the  principle 
of  do  ut  des. 

Long  before  the  Russian  invasion  had  been  swept  back 
from  the  shores  of  the  Yellow  Sea,  while  still  the  Japanese 
people  were  working  patiently  and  with  undivided  patriotism 
to  master  the  mechanical  and  military  sciences  of  the  Western 
world,  the  whole  nation  knew  that  its  destinies  depended 
upon  the  struggle  for  Korea  and  the  Manchurian  hinterland. 
Eastern  Asia  could  not  become  a  safe  field  for  Japanese  immi- 
gration so  long  as  Russia  remained  undefeated  and  in  posses- 
sion of  Port  Arthur,  but  it  was  always  the  only  possible 
field  in  sight.  Every  page  of  Japanese  history  since  the  Treaty 
of  Shimonoseki  reveals  the  conscious  purpose  of  the  nation's 
rulers  to  make  that  field  both  safe  and  fruitful  at  the  earliest 
possible  moment.  Their  policy  of  expansion,  unlike  that  of 
Russia,  has  been  from  first  to  last  dictated  by  recognition  of 
the  supreme  law  of  self-preservation.  We  may  deplore  the 
fact  that  Japanese  emigration  to  eastern  Asia  can  be  carried 
out  only  by  inflicting  grave  injustice  and  suffering  upon 
millions  of  defenseless  Chinese.  We  may  assume  that  de- 
barred from  colonizing  Mongolia,  gradually  reduced  in  Man- 
churia to  the  position  of  a  subject  race,  prevented  from  de- 
veloping the  resources  of  their  country  for  their  own  profit 
by  the  vested  rights  and  monopolies  of  the  predominant 
power,  the  Chinese  must  find  the  struggle  for  life  greatly 
intensified.  Nevertheless,  the  Anglo-Saxon,  whose  whole 


THE  FAR-EASTERN  PROBLEM  449 

history  has  been  one  of  expansion  in  anticipation  of  the 
actual  and  future  needs  of  the  race,  can  assume  no  moral 
grounds  for  criticizing  or  condemning  the  policy  of  the  Jap- 
anese. The  law  of  self-preservation,  as  applied  between 
nations,  recognizes  no  scope  for  altruism;  red  men,  and 
yellow  and  brown,  being  unfit  to  survive  in  the  struggle  for 
places  in  the  sun,  have  been  eliminated  by  the  European. 
To  oppose  Japan's  actions  and  intentions  on  grounds  of  self- 
interest,  as  by  treaties  and  conventions  has  been  done  in 
the  past,  may  be  justifiable;  but  to  oppose  them  on  high 
moral  grounds  is  hypocritical  and  futile.  British  interests  in 
this  Far-Eastern  question  are  partly  commercial,  partly 
political ;  Japan's  are  national  and  vital. 

In  taking  advantage  of  the  present  situation  in  Europe  to 
-exact  from  China  concessions  and  privileges  far  greater  than 
she  could  ever  have  hoped  to  obtain  at  Peking  under  normal 
conditions  of  diplomatic  procedure,  the  Japanese  Govern- 
ment has  ignored  certain  of  its  obligations  recorded  in  the 
treaty  of  alliance  with  Great  Britain,  but  the  attitude  and 
official  statements  of  the  British  Foreign  Office  for  the  last 
four  years  have  been  of  a  nature  to  suggest  that,  so  long  as 
existing  trading  rights  and  railway  concessions  are  not  seriously 
menaced,  Japan  has  a  free  hand.  As  far  as  the  special  rights 
and  interests  claimed  in  Manchuria  and  Mongolia  are  con- 
cerned, this  vast  region  was  definitely  recognized  as  coming 
under  Japanese  influence  four  years  ago ;  in  other  words,  the 
open  door  is  there  closed,  and  the  principle  of  equal  oppor- 
tunities abandoned.  As  for  the  "contingent"  demands  of 
the  Japanese  protocol,  it  would  be  unwise  to  speculate  too 
closely  as  to  their  real  intentions.  Allowance  must  be  made 
for  Count  Okuma's  vote-catching  program  at  election-time, 
and  the  prudence  of  the  Elder  Statesmen  may  be  relied  upon 
to  look  carefully  before  they  leap  into  an  untenable  position 
in  central  or  southern  China.  Even  though  neither  England, 
France,  Germany,  nor  the  United  States  is  at  present  likely 
to  oppose  Japanese  infringement  of  treaty  rights  in  China 


450  AMERICAN  FOREIGN  POLICY 

by  anything  more  than  diplomatic  protests,  there  are  ob- 
viously many  powerful  obstacles,  financial  and  political,  to 
limit  the  ambitions  and  check  the  activities  of  the  military 
party  and  the  jingoes  in  Tokio.  It  is  to  be  expected  that  for 
some  time  to  come  these  activities  will  be  concentrated  on 
the  colonizing  of  Manchuria  and  on  the  development  of 
points  (Tappui  in  Shantung  and  Fu-kien. 

Assuming  the  Japanese  to  be  capable  of  organizing  and  en- 
forcing good  government  in  China,  the  cause  of  civilization 
and  the  welfare  of  the  Chinese  people  would  alike  have  much 
to  gain  from  the  establishment  of  a  Japanese  protectorate 
over  the  eighteen  provinces.  History  proves  clearly  that  the 
Chinese  are  prepared  to  accept  alien  rulers  so  long  as  they 
rule  with  wisdom  and  justice.  It  is  certain  that  China's 
intelligentsia  is  utterly  incapable  of  ruling  wisely,  and  that  the 
people  are  unfit  for  self-government;  it  is  equally  certain 
that  no  European  power  or  group  of  powers  could  now  under- 
take the  stupendous  work  of  reorganization  and  education 
which  the  country  requires.  Realizing  this  fact,  millions  of 
Japanese  undoubtedly  believe  in  the  possibility  of  a  great 
Asiatic  empire  under  the  flag  of  the  rising  sun,  but  there  is 
no  evidence  that  the  sober  sense  of  their  responsible  statesmen 
entertains  any  such  ambitions.  If  they  did,  it  would  remain 
to  be  demonstrated  that  the  ruling  class  in  Japan  possesses 
the  moral  qualities  and  administrative  genius  requisite  to 
secure  the  loyalty  and  good  will  of  the  Chinese  people. 

To  sum  up,  recent  events  at  Peking  mark  clearly  the  be- 
ginning of  a  period  hi  the  history  of  the  Far  East  in  which 
Japanese  predominance  will  be  the  central  factor,  and  I  have 
endeavored  to  show  that  the  expansion  of  Japan  into  Man- 
churia and  Mongolia,  obviously  preliminary  to  formal  an- 
nexation, is  the  result  of  urgent  economic  necessity,  the 
inevitable  response  to  instincts  of  self-preservation.  I  have 
assumed  that  neither  on  political  nor  high  moral  grounds  can 
exception  rightly  be  taken  to  this  expansion  into  the  un- 
populous  regions  north  of  the  Great  Wall ;  on  the  contrary, 


THE  FAR-EASTERN  PROBLEM  451 

that  it  should  advance  the  cause  of  civilization  by  developing 
great  sources  of  wealth  which  Chinese  and  Mongolian  ineffi- 
ciency have  allowed  to  lie  fallow. 

But  a  clear  line  should  be  drawn  between  this  justifiable 
expansion  into  thinly  peopled  fertile  lands  and  the  contingent 
claims  to  assert  special  rights  of  a  semi-administrative  char- 
acter hi  China  proper.  Except  with  the  clear  consent  of  the 
Chinese,  and  for  their  ultimate  benefit,  any  such  political 
ascendancy  might  prove  to  be  destructive  of  the  world's 
peace  and  a  cause  of  fresh  calamities  to  the  Chinese  people. 
On  the  other  hand,  unless  the  present  chaos  and  corruption 
in  China  can  be  checked  internally  and  anarchy  prevented, 
something  will  have  to  be  done  by  agreement  of  the  powers 
to  impose  upon  the  elements  of  disorder  some  form  of  forceful 
authority. 

The  problem  is  a  vast  one  and  intricate :  upon  its  solution 
depend  the  peace  and  prosperity  of  countless  millions.  Upon 
it  also  must  depend  the  future  balance  of  power  in  the  region 
of  the  Pacific,  a  matter  of  no  small  concern  to  the  United 
States.  Clearly  the  first  thing  needful  is  that  the  leaders  and 
exponents  of  public  opinion  in  England  and  America  should 
carefully  study  and  discuss  the  problem  in  all  its  bearings, 
so  that  when,  with  the  restoration  of  peace,  the  time  comes 
for  consideration  of  the  facts  accomplished  at  Peking,  that 
opinion  may  be  clear  visioned  and  firmly  rooted  in  accurate 
knowledge. 


NOTES   AND   REFERENCES   FOR    COLLATERAL 

READING 

A  WAR  FOR  DEMOCRACY  (WILSON) 

For  full  notes  on  the  address  see  Pamphlet  No.  101,  "  The  War  Message  and 
the  Facts,  behind  It,"  distributed  free  by  the  Committee  on  Public  Information, 
10  Jackson  Place,  Washington,  D.  C.  ;  also  for  special  parts  of  the  address  the 
following  pamphlets  from  the  same  source  :  No.  4,  "  The  President's  Flag  Day 
Address,  with  Evidence  of  Germany's  Plans  "  ;  Nos.  6  and  8,  "  German  War 
Practices  "  ;  No.  10,  "  German  Plots  and  Intrigues  in  the  United  States." 

THE  INVASION  OF  BELGIUM   (BETHMANN-HOLLWEG) 

PAGE  30.  France  stood  ready  :  The  statement  that  France  was  ready  to 
invade  Belgium  is  disproved  by  the  fact  that  the  French  armies  at  the  beginning 
of  the  war  were  concentrated  on  the  boundary  of  Alsace-Lorraine  and  were 
transferred  with  great  difficulty  to  the  Belgian  border  when  the  French  found  the 
Germans  in  Belgium.  For  the  complete  address  of  the  German  Chancellor  and 
for  Prime  Minister  Asquith's  address  to  the  House  of  Commons  on  August  6, 
1914,  see  International  Conciliation  for  November,  1914. 

PRINCIPLES  AT  WAR  (DWIGHT) 

PAGE  38.  obscure  London  schoolman  :  Hakluyt  began  to  publish  his  "Voy- 
ages "  in  1598. 

For  other  articles  on  the  issues  of  the  War  and  its  causes,  see  "  The  War  : 
by  a  Historian  "  (F.  J.  Mather)  in  the  Unpopular  Review  for  November,  1914  ; 
"  The  War  :  by  an  Economist  "  (A.  S.  Johnson)  in  the  Unpopular  Review  for 
November,  1914;  "  Headquarters  Nights  "  by  Vernon  Kellogg  in  the  Atlantic 
Monthly  for  August,  1917  ;  and  the  address  of  President  of  the  Council  Viviani 
to  the  French  Senate,  August  4,  1914,  in  International  Conciliation  for  Decem- 
ber, 1914. 

ROLE  OF  THE  INFANTRY  IN  MODERN  WARFARE  (MALLETERRE) 

PAGE  58.  very  recent  offensive  :  capture  of  Messines  Ridge  on  June  7, 1917. 
For  another  technical  exposition  vividly  phrased,  see  "  The  75*3  "  by  "  Odysseus  " 
in  Blackwood's  Magazine  for  January,  1916. 

453 


454  NOTES  AND  REFERENCES 

THE   FRENCH  ON  THE   SOMME    ("ODYSSEUS") 

PAGE  59.  Lesboeufs  :  between  Peronne  and  Bapaume. 

PAGE  61.  gros  obus  :  French  for  "  a  heavy  shell." 

PAGE  62.  emerged  into  the  daylight:  a  short  section  in  the  original  which 
describes  the  underground  headquarters  of  an  officer  is  here  omitted. 

PAGE  65.  Mr.  Bass  :  John  Foster  Bass  ;  see  "  Who's  Who  in  America  " 
for  all  living  Americans  and  the  similar  volume  for  Englishmen. 

For  a  similar  picture  of  the  British  soldier  see  "  The  Non-Combatant  "  by 
Ian  Hay  in  Black-wood's  Magazine  for  April,  1917. 

DINANT  LA  MORTE   (DAVID) 

For  confirmatory  accounts  of  happenings  in  Dinant  see  the  Bryce  Report 
on  Belgian  Atrocities,  The  German  White  Book  (accounts  of  Lieutenant  von 
Rochow  and  Staff-Surgeon  Dr.  Petrentz). 

A  FIGHT  WITH  GERMAN  AIRPLANES   (Boxr) 

PAGE  78.  Push  :  slang  term  for  an  offensive  movement,  in  this  case  the 
battle  of  the  Somme,  July  i,  1916,  the  first  appearance  of  the  armored  tractors 
known  as  "  tanks." 

PAGE  80.  Archie  :  anti-aircraft  guns  and  batteries.  —  Vesti  da  Guibba: 
an  aria  in  the  opera  "  Pagliacci."  —  Mossy-Face  :  the  places  mentioned  are  all 
between  Albert  and  Bapaume. 

PAGE  81.  bus  :  slang  term  for  an  airplane. 

PAGE  83.  immediate  action  :  firing  by  pressing  the  trigger  directly  with  the 
finger  instead  of  firing  automatically. 

PAGE  86.  joystick  :  slang  term  for  the  apparatus  which  causes  the  airplane 
to  dive. 

PAGE  88.  H.  E.  :  heavy  explosive. 

SIMS'S  CIRCUS  (WHITAKER) 

PAGE  92.  unfortunate  vessel  :  the  American  destroyer  Jacob  Jones,  sunk 
on  December  6,  1917,  off  the  Scilly  Isles. 

PAGE  93.  The  report  of  the  commanding  officer  of  the  U.  S.  S.  Fanning, 
which  is  the  ship  which  made  the  capture,  assisted  by  the  destroyer  Nicholson, 
can  be  found  in  "  Composition  for  Naval  Officers  "  by  Stevens  and  Alden. 
This  shows  that  the  date  was  November  17,  1917  ;  the  location  of  the  engage- 
ment is,  however,  still  kept  secret. 

PAGE  94.  Belgian  Prince:  crew  taken  on  deck  of  submarine  and  then  thrown 
into  the  water  and  drowned  by  the  submarine's  submerging. 

For  other  descriptions  of  fighting  see  "  From  Bapaume  to  Passchendaale  " 
(1918)  by  Philip  Gibbs.  For  naval  actions  see  "  Sea  Warfare  "  by  Rudyard 
Kipling  ;  "  The  Pirate  "  by  Mayne  Lindsay  in  Living  Age  for  December  30, 
1916  ;  "  The  Gunlayer,"  Black-wood's  Magazine  for  November,  1917  ;  and 
"  Sunk  "  by  R.  N.  V.  in  Blackwood's  Magazine  for  October,  1916. 


NOTES  AND  REFERENCES  455 

THE  SPIRIT  OF  FRENCH  YOUTH  (BARRES) 

PAGE  109.  Charleroi:  battle  of  August  22,  1914. — piou-piou:  a  nick- 
name for  the  French  infantry. 

For  other  articles  by  Barres  see  "  Young  Soldiers  of  France  "  in  the  Atlantic 
Monthly  for  July,  1917.  See  also  "  The  Frenchman  as  a  Soldier  "  by  James 
Milne  in  the  Living  Age  for  September  2,  1917. 

DIAGNOSIS  OF  THE  ENGLISHMAN   (GALSWORTHY) 

See  also  Mr.  Britling's  letter  to  the  parents  of  the  young  German  tutor  in  his 
family,  in  "  Mr.  Britling  Sees  It  Through,"  by  H.  G.  Wells. 

SOUL  AND   STONES  OF  VENICE   (D'ANNUNZIO) 

PAGE  127.  Ca'  d'Oro  :  the  House  of  Gold,  one  of  the  most  elegant  of  the 
fifteenth  century  Gothic  palaces  on  the  Grand  Canal.  —  Guidecca  :  an  island 
opposite  St.  Mark's,  also  the  broad  canal  between  the  two. 

PAGE  129.  Santa  Chiara  :  a  church  in  Assisi,  the  home  of  St.  Francis,  which 
contains  the  tomb  of  St.  Clara,  an  enthusiastic  admirer  of  St.  Francis  and 
founder  of  the  Clarissime  Order. 

PAGE  130.  Aquilego  or  Grado  :  places  near  Trieste  on  the  Austro-Italian 
boundary. 

See  also  "  Italy's  Duty  "  by  G.  Ferrero  in  the  Atlantic  Monthly  for  April,  1915, 
and  "  Venice  in  War  Time  "  in  Blackwood's  Magazine  for  December,  1916. 

THE  AMERICAN  FLAG    (VIVIANI) 

PAGE  133.  Mr.  Long  :  Third  Assistant  Secretary  of  State,  a  native  of  St. 
Louis  and  American  representative  with  the  Mission. 

AMERICA  OFFERS  HER  TROOPS   (PERSHING) 

For  a  vivid  picture  of  the  actual  arrival  of  American  troops  in  the  trenches 
see  "  The  American  Relief  Has  Come  "  by  Wythe  Williams  in  Collier's  Weekly 
for  March  23,  1918. 

THE  DECISION  TO  MAKE  WAR   (BERNHARDI) 

For  other  articles  on  the  spirit  of  Germany  and  its  attitude  toward  war  see 
"  The  German  Spirit "  by  Havelock  Ellis  in  the  Atlantic  Monthly  for  April, 
1915  ;  "  A  Prussian  Guardsman  "  by  "  Leander  "  in  the  Contemporary  Review 
for  September,  1917;  and  the  chapter  "  Pretexts  for  War  "  in  "  Conquest  and 
Kultur  "  issued  by  the  Committee  on  Public  Information.  For  the  best  evidence 
that  Germany  planned  the  World  War  see  Henry  Morgenthau  on  the  Potsdam 
Conference  in  World's  Work  for  May  and  June,  1918,  and  "  Memorandum  and 
Letters  of  Dr.  Muehlon  "  in  International  Conciliation  for  September,  1918.  For 
a  discussion  of  Bismarck's  ideas  of  the  relations  of  diplomacy  and  force  see  "  If 
Germany  "  byMunroe  Smith  in  the  North  American  Review  for  November,  1915. 


456  NOTES  AND  REFERENCES 

ESSENTIALS   OF  THE  AMERICAN   CONSTITUTION   (ROOT) 
PAGE  148.  Prof essor  Sohm  :  (1841-        )  German  writer  on  political  science. 

THE  STRENGTH  OF  AMERICAN  DEMOCRACY   (BRYCE) 

PAGE  167.  12th  of  July  :  anniversary  of  the  battle  of  the  Boyne,  1690,  when 
William  of  Orange  defeated  James  II.  Celebrated  as  a  Protestant  victory. 
—  Orangemen  :  an  anti-Catholic  society  which  originated  in  the  North 
of  Ireland. 

See  also  "  The  Working  of  American  Democracy  "  by  C.  W.  Eliot  in  his 
"  American  Contributions  to  Civilization  "  (1888)  and  Balfour's  Speech  at 
Ottawa  on  May  28, 1917,  relating  to  democratic  efficiency  in  war  —  to  be  found 
in  "  Balfour,  Viviani,  and  Joffre,"  for  which  see  page  132  of  this  volume. 

ATTITUDE    OF   THE    INDIVIDUAL    IN    A  DEMOCRACY  (HUGHES) 

See  also  "  Duties  of  a  Citizen  as  a  Member  of  a  Political  Party  "  by  Elihu 
Root  in  "  Addresses  on  Citizenship  and  Government." 

THE  PALE  SHADE   (MURRAY) 

PAGE  184.  King's  "  Civil  List "  :  a  grant  by  Parliament  for  the  support 
of  the  King  and  the  Royal  Family  in  lieu  of  the  income  of  lands  formerly  owned 
by  the  King  in  his  own  right.  From  it  the  King  grants  various  pensions  and 
annuities  to  men  of  literary  and  artistic  importance. 

PAGE  195.  Sir  William  Robertson  :  Chief  of  the  General  Staff  of  the  British 
Army  in  France  in  1915-1916.  He  rose  from  very  humble  circumstances,  his 
father  having  been  a  stable-keeper. 

See  also  "  The  Social  Revolution  in  England  "  by  Arthur  Gleason  in  the 
Century  Magazine  for  February,  1917  ;  "  Democratic  England  "  (1918)  by  Percy 
Alden  ;  and  compare  "  On  a  Certain  Condescension  in  Foreigners  "  by  James 
Russell  Lowell. 

THE  BRITISH  COMMONWEALTH  OF  NATIONS   (SMUTS) 

PAGE  204.  Lord  Curzon  :   (1859-       )  Viceroy  of  India  1899-1905. 

See  also  "  The  Problem  of  the  Commonwealth  "  by  J.  A.  R.  Marriott  in 
Nineteenth  Century  for  January,  1917,  and  "British  Imperial  Federation  after 
the  War  "  by  G.  B.  Adams  in  the  Yale  Review  for  July,  1916. 

IDEA  OF  LIBERTY  IN  FRANCE   (BOUTROUX) 

PAGE  209.  blind  man  of  Mceonie  :  Homer. 

See  also  "  Strength  and  Weakness  of  French  Republic  "  by  A.  V.  Dicey  in 
Nineteenth  Century  for  August,  1910,  and  "  The  Republic  and  Democracy  " 
by  Barrett  Wendell  in  "  France  of  To-Day." 


NOTES  AND  REFERENCES  457 

A   CLUE  TO   RUSSIA    (BRAILSFORD) 

PAGE  215.  Maximalists  :  the  Majority  party,  a  translation  of  Bolsheviki. 

PAGE  216.  Rasputin  :  a  Russian  monk  who  wielded  great  influence  over  the 
Czar  and  his  family  :  assassinated  in  1916. 

See  also  "  The  Psychology  of  the  Russian  "  by  Havelock  Ellis  in  The  New 
Statesman  for  May  22,  1915. 

GERMAN  IDEAL  OF  THE  STATE   (TREITSCHKE) 

PAGE  224.  real  Christian  civilization  :  so  called  apparently  by  the  author 
because  Christianity  implies  self-sacrifice.  So,  the  Prussian  theory  of  the 
subordination  of  the  individual  to  the  State  is  Christian  ! 

For  Treitschke  see  A.  T.  Hadley  in  the  Yale  Review  for  1915,  page  235  ; 
"  The  Political  Philosophy  of  Treitschke  "  in  the  London  Quarterly  Review  for 
July,  1916;  "  German  Autocracy  "  by  Kuno  Francke  in  the  Yale  Review,  Vol. 
V,  p.  775  ;  "  The  Political  Future  of  Germany  "  by  Kuno  Francke  and  James 
M.  Beck  in  Fortnightly  Review  for  September,  1917.  Read  also  "  National 
Efficiency  Best  Developed  under  Free  Governments  "  by  C.  W.  Eliot  in  the 
Atlantic  Monthly  for  April,  1915. 

THE  ARMY  AND  NATIONAL  UNITY   (TREITSCHKE) 

PAGE  228.  freer  and  more  rational  than  the  French  ;  means  that  Prussia 
was  less  bound  by  traditions,  and  more  rational  because  looking  at  matters  in  a 
more  practical  way,  being  less  susceptible  to  idealism  and  sentiment.  — 
sacrifice  of  nationalities  for  one  another:  nationalities  means  citizens,  and  their 
sacrifice  of  themselves  for  the  good  of  the  State. 

PAGE  229.  third  epoch  :  written  1872-1896;  the  years  since  the  Franco- 
Prussian  War  of  1870  are  the  third  epoch. 

See  also  "  The  German  Theory  of  Warfare  "  by  Munroe  Smith  in  the  North 
American  Review  for  September,  1917. 


An  excellent  discussion  of  the  German  philosopher  Nietzsche  will  be  found  in 
the  Yale  Review  for  October,  1915,  by  Prof.  C.  M.  Bakewell,  and  entitled  :  "  A 
Modern  Stoic."  

GAINS  FROM  THE  WAR   (ELIOT) 

PAGE  237.  Turcos  :  troops  from  the  North  African  colonies  of  France.  — 
Gurkhas  :  from  Nepal  —  regarded  as  the  best  troops  in  India. 

PAGE  245.  Victor  Chapman  :  young  American  aviator  killed  at  Verdun  in 
1916. 

NATIONALITY  AND  THE  NEW  EUROPE   (COOLIDGE) 

PAGE  251.  Livorno  :  Italian  for  Leghorn. 

PAGE  252.  Plattdeutsch:  Low  German  such  as  is  spoken  in  northern  Ger- 
many. 


458  NOTES  AND  REFERENCES 

PAGE  254.  Wends  in  Lausitz  :  the  Wends  are  Slavic  remnants  in  Lusatia  in 
central  Germany  ;  they  still  speak  a  Slavic  dialect. 

See  also  "  Nationality  and  the  War  "  by  A.  J.  Toynbee  ;  "  Italy  and  the 
Adriatic  "  by  G.  Ferrero  in  the  Atlantic  Monthly  for  July,  1917;  "  The  Destiny 
of  the  Turkish  Straits  "  by  Noe'l  Buxton  in  the  Contemporary  Review  for  June, 
1917. 

FORCE  AND  PEACE  (LODGE) 

See  also  "  Nobel  Peace  Prize  Address  "  by  Elihu  Root  in  "  Addresses  on 
International  Subjects  "  ;  "  Carnals  and  Celestials  "  by  E.  S.  Martin  in  Life 
for  March  23,  1916,  also  in  his  "  Diary  of  a  Nation." 

A  LEAGUE  TO  ENFORCE  PEACE  (LOWELL) 

See  also  "  A  League  to  Enforce  Peace  "  by  William  H.  Taft  and  William  J. 
Bryan  in  International  Conciliation  for  September,  1916  ;  "  The  United  States 
and  the  League  of  Peace  "  by  H.  N.  Brailsford  in  the  Atlantic  Monthly  for 
April,  1917  ;  "  An  International  Court  of  Justice  "  by  J.  B.  Scott  in  Proceedings 
of  the  Lake  Mohonk  Conference  for  International  Arbitration,  1916. 

AMERICA'S  TERMS  OF  PEACE   (WILSON) 

PAGE  287.  Brest-Livotsk  :  the  Bolshevik  Government  finally  accepted  all 
the  conditions  imposed  by  Germany. 

PAGE  288.  resolution  of  German  Reichstag  :  the  Reichstag  adopted  a  peace 
resolution  proposed  by  the  Socialists,  Radicals,  and  the  Catholic  Party,  ex- 
pressing a  desire  for  peace  without  forced  acquisition  of  territory. 

Compare  with  President  Wilson's  Senate  Speech  of  January  22,  1917,  Mount 
Vernon  Address  of  July  4,  1918,  and  New  York  Address  of  September  27,  1918. 
Compare  also  with  "  British  Labor's  War  Aims  "  of  December  28,  1917,  and 
"  Great  Britain's  War  Aims  "  by  David  Lloyd  George  of  January  5,  1918,  both 
in  International  Conciliation  for  February,  1918. 

For  the  special  terms  see  :  (Open  Diplomacy)  "  The  Causation  of  the 
European  War  "  by  Perns  in  Contemporary  Review  for  April,  1916,  and  "  Demo- 
cratic Control  of  Foreign  Policy  "  by  G.  Lowes  Dickinson  in  Atlantic  Monthly 
for  August,  1916  ;  (Freedom  of  the  Seas)  "  The  Freedom  of  the  Seas  "  by  H. 
Sidebotham  in  Atlantic  Monthly  for  August,  1916  ;  (Equality  of  Trade)  "  The 
Open  Door  "  by  J.  A.  Hobson  in  "  Towards  a  Lasting  Settlement  "  and  the 
article  by  Bainbridge  Colby  in  this  volume  ;  (Disarmament)  "  Imperial  De- 
fense after  the  War  "  by  A.  G.  Gardner  in  Contemporary  Review  for  January, 
1917  ;  (Territorial  Adjustment)  "  Nationality  and  the  War  "  by  A.  J.  Toynbee  ; 
''  Italy  and  the  Adriatic"  by  G.  Ferrero  in  Atlantic  Monthly  for  July,  1917  ; 
"  Future  of  Turkey  and  the  Balkan  States  "  by  Sir  Edwin  Pears  in  Atlantic 
Monthly  for  July,  1915  ;  "  The  Return  of  Alsace-Lorraine  "  by  Dimnet  in 
Nineteenth  Century  for  September,  1917. 

CONDITIONS  OF  PERMANENT  PEACE   (WILSON) 

See  references  under  other  addresses  of  President  Wilson  and  articles  by 
Lloyd  George,  Root,  Dwight,  Treitschke,  Eliot,  Coolidge,  and  Lodge. 


NOTES  AND  REFERENCES  459 

NATIONAL  CHARACTERISTICS  AS  MOULDING  PUBLIC  OPINION 

(BRYCE) 

PAGE  309.  Lafayetteville  :  any  small  town. 

See  also  "  The  Divine  Average  "  by  G.  Lowes  Dickinson  in  his  "  Appear- 
ances," Part  IV,  Chap.  I  ;  and  "  Culture  :  European  and  American  "  by  G. 
Ferrero  in  his  "  Europe's  Fateful  Hour  "  (1918).  For  the  Press  see  "  The 
Growth  and  Expression  of  Public  Opinion  "  by  E.  L.  Godkin  in  his  "  Unforeseen 
Tendencies  of  Democracy."  • 

CONTRIBUTIONS   OF   THE   WEST   TO   AMERICAN   DEMOCRACY 

(TURNER) 

PAGE  326.  Icarians,  Fourierists  :  communistic  experiments,  Brook  Farm 
being  of  the  latter  kind. 

See  also  "  Ideals  of  America  "  by  Woodrow  Wilson  in  Atlantic  Monthly  for 
December,  1902  ;  "  Conflict  between  Individualism  and  Collectivism  in  a  De- 
mocracy "  by  C.  W.  Eliot  ;  "  The  Democrat  Reflects  "  by  Grant  Showerman  in 
the  Unpopular  Review,  1914,  p.  34. 


THE  SPIRIT  OF  THE  PACIFIC  COAST   (ROYCE) 

PAGE  341.  Terry  :  a  chief  justice  and  politician  in  California  who  opposed 
attempts  to  introduce  law  and  order  in  the  iSso's  by  means  of  the  extra  legal 
vigilance  committees. — Kearney  :  a  labor  agitator  who  became  a  political 
leader  and  stirred  up  great  excitement.  See  "  Kearneyism  in  California  "  in 
Bryce's  "  American  Commonwealth." 

For  other  pictures  and  discussions  of  California  character,  see  Frank  Norris's 
novel  "  The  Octopus  "  and  B.  I.  Wheeler  in  the  Outlook  for  September  23,  1911. 


TRANS-NATIONAL  AMERICA   (BOURNE) 

PAGE  343.  Mary  Antin  :  author  of  "  The  Promised  Land  "  (1912),  a  record 
of  her  experiences  in  Russia  and  later  immigration  to  the  United  States  and 
education  here. 

DEMOCRACY  IN  INDUSTRY  (ABBOTT) 

PAGE  354.  Stevenson's  essay  :   "  An  Apology  for  Idlers." 
PAGE  359.  Perkins,  Filene,  etc.  :  see  "  Who's  Who  in  America." 
See  also  "  Democracy  as  a  Factor  in  Industrial  Efficiency  "  by  H.  B.  Drury 
in  the  Annals  of  the  Academy  of  Political  and  Social  Science,  May,  1916  ;  "The 
Economic  Necessity  of  Trade  Unionism  "  by  John  Mitchell  in  the  Atlantic 
Monthly  for  February,  1914  :  "  Labor  and  Capital  Partners  "  by  John  D.  Rocke- 
feller, Jr.,  in  Atlantic  Monthly  for  January,  1916 ;   "  Organized  Labor  and 
Democracy  "  by  W.  G.  Merritt  in  Unpopular  Review  for  April,  1916. 


460  NOTES  AND  REFERENCES 

THE  AMERICAN  NOVEL    (HERRICK) 

PAGE  365.   Janice  Meredith  :  historical  novel  by  Paul  L.  Ford  in  1899. 

PAGE  366.  McNamara  case  :  blowing  up  of  the  printing  plant  of  the  Los 
Angeles  Times  in  1910  during  labor  troubles.  See  International  Year  Book, 
1911,  p.  138. 

See  also  for  other  views,  the  articles  in  Atlantic  Monthly  for  December,  1914, 
June,  1915,  and  December,  1915,  by  E.  Garnett,  Owen  Wister,  and  H.  S.  Harri- 
son, respectively. 

PURPOSE  AND  SPIRIT  OF  THE  UNIVERSITY  (VINCENT) 

PAGE  380.  Bluntschli  :  German  political  scientist  and  statesman  (1808— 
1881). 

For  other  discussions  of  education  see  "  Five  Evidences  of  an  Education  " 
(1901)  by  Nicholas  Murray  Butler  in  "  The  Meaning  of  Education  "  ;  "  What 
Can  a  University  Do  to  Provide  Intellectual  Pleasures  in  Later  Life  "  (1907) 
by  James  Bryce  in  his  "  University  and  Historical  Addresses  "  ;  "  The  New 
Definition  of  the  Cultivated  Man  "  by  C.  W.  Eliot ;  "  What  Is  a  College  For" 
by  Woodrow  Wilson  in  Scribner's  Magazine  for  November,  1909 ;  "  Democracy 
hi  Education  "  by  Nicholas  Murray  Butler  in  his  "  True  and  False  Democracy  " 
(1907). 

MILITARY   CHARACTER   (STIRLING) 

See  also  "  Military  Character  "  by  Admiral  W.  S.  Sims  in  Proceedings  of  the 
United  States  Naval  Institute  for  March,  1917  ;  "  Leadership  and  Freedom" 
by  W.  B.  Norris  in  Proceedings  of  the  United  States  Naval  Institute  for  January, 
1916;  "  Liberty  and  Discipline  "  by  A.  L.  Lowell  in  the  Yale  Review,  Vol.  V, 
pp.  741-53 ;  and,  for  an  admirable  comparison  of  Nelson  and  Farragut  as  com- 
manders, the  last  chapter  of  "  Admiral  Farragut  "  by  Admiral  A.  T.  Mahan. 

THE  INTERNATIONAL  MIND   (BUTLER) 

See  also  "  World  Liberalism  "  by  Lincoln  Colcord  in  Proceedings  of  the 
Academy  of  Political  Science  for  July,  1917  ;  "  'Thinking  Internationally  "  by 
Lord  Cromer  in  Nineteenth  Century  for  July,  1916  ;  "  Socialism  and  Interna- 
tionalism "  by  John  Spargo  in  Atlantic  Monthly  for  September,  1917. 

THE   MONROE  DOCTRINE   AND   THE   EVOLUTION   OF 
DEMOCRACY   (SHAW) 

See  also  Address  of  Secretary  Lansing  at  Madison  Barracks  on  July  29,  1917, 
'ssued  by  Bureau  of  Pan-American  Republics. 

OUR  LATIN-AMERICAN  POLICY    (OLNEY) 

See  also  President  Wilson's  Speech  at  Mobile,  November,  1913  ;  "  Differ- 
ences between  Anglo-Saxon  and  Latin  America  "  by  F.  A.  Pezet  in  Report  of 
Lake  Mohonk  Conference  on  International  Arbitration,  1914  ;  "  President 


NOTES  AND  REFERENCES  461 

Wilson's  Mexican  Policy  "  by  L.  Ames  Brown  in  Atlantic  Monthly  for  June, 
1916  ;  "  The  Real  Monroe  Doctrine  "  by  Elihu  Root  in  his  "  Addresses  on  In- 
ternational Subjects." 

421.  ex-President's  suggested  qualification:  that  the  Monroe  Doctrine  be 
held  not  to  apply  to  the  more  stable  and  powerful  South  American  governments. 
The  previous  mention  of  this  has  been  omitted. 

DEMOCRATIC  IDEAL  IN  INTERNATIONAL  RELATIONSHIPS 

(COLBY) 

See  also  "  The  Open  Door  "  by  J.  A.  Hobson  in  "  Towards  a  Lasting  Settle- 
ment." 

TUTORING  THE  PHILIPPINES   (BRENT) 

PAGE  436.  Jones  Bill  :  a  bill  introduced  into  Congress  in  1913  which  pro- 
vided for  greater  self-government  for  the  Philippines  and  promised  ultimate 
independence  as  soon  as  a  stable  government  was  established. 

See  also  "  Colonial  Policy  of  the  United  States  "  by  Theodore  Roosevelt  in 
the  Outlook,  Vol.  95,  p.  345  ;  "  Ideals  of  America  "  by  Woodrow  Wilson  in 
Atlantic  Monthly  for  December,  1902. 

THE   FAR-EASTERN  PROBLEM    (BLAND) 

PAGE  442.  Homer  Lea  :  author  of  "  The  Valor  of  Ignorance,"  an  early  book 
on  "  preparedness." 

PAGE  443.  Treaty  of  Portsmouth  :  (1905)  closed  Russo-Japanese  War  and 
made  Japan  predominant  in  Manchuria. 

PAGE  444.  Chinchu-Aigun  trunk  line  :  a  railroad  that  was  to  run  from  Chin- 
chu  (Changchau)  in  South  China  to  Aigun  in  northern  Manchuria.  It  was 
projected  in  1909  by  British,  American,  and  Chinese  interests,  but  was  objected 
to  by  Japan  and  Russia  and  never  built.  See  "  Contemporary  Politics  in  the 
Far-East  "  by  Stanley  Hornbeck,  page  162  and  passim. 

PAGE  447.  Elder  Statesmen  :  a  group  of  aristocrats  in  Japan  who  advise  the 
Mikado  and  have  exercised  a  predominant  influence  in  the  government. 

PAGE  448.   Diet  :  the  two  Houses  of  the  Japanese  Parliament. 

See  also  "  Action  and  Reaction  in  the  Far  East  "  by  E.  B.  Mitford  in  Fort- 
nightly Review  for  January,  1916  ;  Hornbeck,  as  above  ;  and  "  Japan  and 
Righteousness  "  by  Barrett  Wendell  in  Scribner's  Magazine  for  July,  1918. 


ANNOUNCEMENTS 


OUTLINES  OF  EUROPEAN  HISTORY 

BY  JAMES  HARVEY  ROBINSON,  Columbia  University,  CHARLES  A. 

BEARD,  Columbia  University,  and  JAMES  HENRY 

BREASTED,  The  University  of  Chicago 

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