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The Wound and the Bow 



Books by 
EDMUND WILSON 

I THOUGHT or DAISY 

POF.TS, FARjiWiiLiJ 

Axi.i/s CASPLF. 

Tiih AMLRICAN JIITLRS 

TRAVELS IN Two DEMOCRACIES 

Tins ROOM AMD THIS GIN AND Tursi, 
SANDWICHTS 

TIIR TRIPLL THINK LRS 
To 'i Hh. FINLAND STATION 
Tin-: Bo^s iv TMK BACK ROOM 
THE WOUND AND 'IIIL Bow 



lite Wound 

and the Bow 



SEVEN STUDIES IN LITERATURE 
BY 

Edmund Wilson 




HOUGHTON MIFFJLIN C:OMPANY 

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I'KlMhD IN Till. U.S.A. 



/ bleed by the black \m*t 
I- or my torn bou^h' 

JAMI.S JOYt h 



Foreword 



A, 



. LARGE part of the material in this book has appeared 
in a different form in The Atlantic Monthly and The New 
Republic 



CONTENTS 



PAGE ONE 



Dickens: The Two Scrooges 

PAGE ONL HUNDRED AND HVK 

The Kipling that Nobody Read 

PAGE ONE HUNDRED AND EIGHTY -TWO 

Uncomfortable Casanova 

PAGE ONE HUNDRED AND N1NI-TY HVE 

justice to Edith Wharton 

PAGE TWO HUNDRED AND I'OURTEEN 

Hemingway: Gauge of Morale 

PAGE TWO HUNDRED AND I-ORTY THREE 

The Dream of H. C. Earwiclcer 

PAGE TWO HUNDRED AND SEVENTY TWO 

Philoctetes: The Wound and the Bow 



DicJcera: The Two Scrooges 



To the Students of English m, 

University of Chicago, Summer, 



a 



"p ALL THE great English writers, Charles 
Dickens has received in his own country the scantiest 
serious attention from either biographers, scholars, 
or critics. He has become for the English middle class 
so much one of the articles of their creed a familiar 
joke, a favorite dish, a Christmas ritual that it is 
difficult for British pundits to see in him the great 
artist and social critic that he was. Dickens had no 
university education, and the literary men from 
Oxford and Cambridge, who have lately been sifting 
fastidiously so much of the English heritage, have 
rather snubbingly let him alone. The Bloomsbury 
that talked about Dostoevsky ignored Dostoevsky's 
master, Dickens. What happens when the London 
of Lytton Strachey does take Dickens up is shown in 
Hugh Kingsmill's book, The Sentimental Journey, in 
which the man who was called by Taine ' the master 
of all hearts' is made into one of those Victorian 



2. THE WOUND AND THE BOW 

scarecrows with ludicrous Freudian flaws so in- 
fantile, pretentious, and hypocritical as to deserve 
only a perfunctory sneer. 

Since Forster's elaborate memoir, which even in 
the supplemented edition of Ley has never been a real 
biography, no authoritative book about Dickens has 
been published. Some of the main facts about his 
life have till recently been kept from the public, and 
now that they have finally come out they have usually 
been presented cither by doddering Dickens-fanciers 
or through the medium of garrulous memoirs. Mr. 
Ralph Straus and Mr. T. A. Jackson have recently 
published studies of Dickens the one from the 
psychological, the other from the Marxist, point of 
view which attempt a more searching treatment; 
but though they contain some valuable insights, 
neither is really first-rate, for neither handles surely 
enough or carries to fundamental findings the line 
which it undertakes. The typical Dickens expert is 
an old duffer who, as Mr. Straus has said, is primarily 
interested in proving that Mr. Pickwick stopped at a 
certain inn and slept in a certain bed. 

As for criticism, there has been in English one ad- 
mirable critic of Dickens, George Gissing, whose 
prefaces and whose book on Dickens not only arc the 
best thing on Dickens in English but stand out as 
one of the few really first-rate pieces of literary criti- 
cism produced by an Englishman of the end of the 
century. For the rest, you have mainly G. K. Chester- 
ton, who turned out in his books on Dickens some of 
the best work of which he was capable and who said 



DICKENS: THE TWO SCROOGES 3 

some excellent things, but whose writing here as 
elsewhere is always melting away into that peculiar 
pseudo-poetic booziness which verbalizes with large 
conceptions and ignores the most obtrusive actualities. 
Chesterton celebrated the jolly Dickens; and Bernard 
Shaw offset this picture by praising the later and 
gloomier Dickens and insisting on his own debt to 
the author of Little Dorrit at a time when it was 
taken for granted that he must derive from such for- 
eigners as Ibsen and Nietzsche. 

Chesterton asserted that time would show that 
Dickens was not merely one of the Victorians, but 
incomparably the greatest English writer of his time; 
and Shaw coupled his name with that of Shakespeare. 
It is the conviction of the present writer that both 
these judgments were justified. Dickens though 
he cannot of course pretend to the rank where Shake- 
speare has few companions was nevertheless the 
greatest dramatic writer that the English had had 
since Shakespeare, and he created the largest and most 
varied world. It is the purpose of this essay to show 
that we may find in Dickens 1 work today a com- 
plexity and a depth to which even Gissing and Shaw 
have hardly, it seems to me, done justice an in- 
tellectual and artistic interest which makes Dickens 
loom very large in the whole perspective of the 
literature of the West. 



The father of Charles Dickens' father was head 
butler in the house of John Crewe (later Lord Crewe) 



4 THE WOUND AND THE BOW 

of Crewe Hall, Member of Parliament for Chester; 
and the mother of his father was a servant in the 
house of Marquess Blandford of Grosvenor Square, 
who was Lord Chamberlain to the Household of 
George III. This grandmother, after her marriage, 
became housekeeper at Crewc Hall, and it is assumed 
that it was through the patronage of her employer 
that her son John Dickens was given a clerkship in 
the Navy Pay Office. 

John Dickens began at 70 a year and was in time 
increased to 350. But he had always had the tastes 
of a gentleman. He was an amiable fellow, with an 
elegant manner and a flowery vein of talk, who liked 
to entertain his friends and who could not help creat- 
ing the impression of a way of life beyond his means. 
He was always in trouble over bills. 

When Charles, who had been born (February 7, 
1812.) at Portsmouth and had spent most of his child- 
hood out of London at Portsmouth, Portsca and 
Chatham, who had had a chance to go to the theater 
and to read the Arabian Nights and the eighteenth- 
century novelists, and had been taught by a tutor 
from Oxford, came up to London at the age of nine to 
join his parents, who had been obliged to return there, 
he was terribly shocked to find them, as a consequence 
of his father's debts, now living in a little back garret 
in one of the poorest streets of Camden Town. On 
February 10, 182.4, when Charles was twelve, John 
Dickens was arrested for debt and taken to the Mar- 
shalsea Prison, announcing, as he left the house: 
'The sun has set upon me forever!' At home the food 



DICKENS: THE TWO SCROOGES 5 

began to run low; and they had to pawn the household 
belongings till all but two rooms were bare. Charles 
even had to carry his books, one by one, to the pawn- 
shop. It was presently decided that the boy should 
go to work at six shillings a week for a cousin who 
manufactured blacking; and through six months, in 
a rickety old house by the river, full of dirt and in- 
fested with rats, he pasted labels on blacking bottles, 
in the company of riverside boys who called him 
'the little gentleman/ He wanted terribly to go on 
with his schooling, and couldn't grasp what had 
happened to him. The whole of the rest of the family 
moved into the Marshalsea with his father; and 
Charles, who had a lodging near them, went to the 
jail after work every evening and ate breakfast with 
them every morning. He was so ashamed of the 
situation that he would never allow his companion 
at the blacking warehouse, whose name was Bob 
Fagin, to go with him to the door of the prison, but 
would take leave of him and walk up the steps of a 
strange house and pretend to be going in He had had 
a kind of nervous tits in his earlier childhood, and 
now these began to recur. One day at work he was 
seized with such an acute spasm that he had to lie 
down on some straw on the floor, and the boys who 
worked with him spent half the day applying blacking 
bottles of hot water to his side. 

John Dickens inherited a legacy in May and got 
out of jail the twenty-eighth; but he let Charles keep 
on working in the warehouse. The little boys did 
their pasting next to the window in order to get the 



6 THE WOUND AND THE BOW 

light, and people used to stop to look in at them 
because they had become so quick and skilful at it. 
This was an added humiliation for Charles; and one 
day when John Dickens came there, he wondered how 
his father could bear it. At last perhaps, Dickens 
thought, as a result of what he had seen on this visit 
John quarreled with Charles's employer, and took 
the boy out of the warehouse and sent him to school. 
These experiences produced in Charles Dickens a 
trauma from which he suffered all his life. It has 
been charged by some of Dickens' critics that he in- 
dulged himself excessively in self-pity in connection 
with these hardships of his childhood; it has been 
pointed out that, after all, he had only worked in the 
blacking warehouse six months. But one must realize 
that during those months he was in a state of complete 
despair. For the adult in desperate straits, it is almost 
always possible to imagine, if not to contrive, some 
way out; for the child, from whom love and freedom 
have inexplicably been taken away, no relief or release 
can be projected. Dickens' seizures in his blacking- 
bottle days were obviously neurotic symptoms; and 
the psychologists have lately been telling us that 
lasting depressions and terrors may be caused by such 
cuttings-short of the natural development of child- 
hood. For an imaginative and active boy of twelve, 
six months of despair arc quite enough. 'No words 
can express,' Dickens wrote of his first introduction 
to the warehouse, in a document he gave to Forster, 
1 the secret agony of my soul as I sunk into this com- 
panionship; compared these every day associates with 



DICKENS: THE TWO SCROOGES 7 

those of my happier childhood; and felt my early 
hopes of growing up to be a learned and distinguished 
man crushed in my breast. The deep remembrance of 
the sense I had of being utterly neglected and hopeless; 
of the shame I felt in my position; of the misery it 
was to my young heart to believe that, day by day, 
what I had learned, and thought, and delighted in, 
and raised my fancy and my emulation up by, was 
passing away from me, never to be brought back any 
more; cannot be written. My whole nature was so 
penetrated with the grief and humiliation of such 
considerations, that even now, famous and caressed 
and happy, I often forget in my dreams that I have 
a dear wife and children; even that I am a man; and 
wander desolately back to that time of my life. 1 

He never understood how his father could have 
abandoned him to such a situation. 'I know my 
father,' he once told Forster, to be as kind-hearted 
and generous a man as ever lived in the world. Every- 
thing that I can remember of his conduct to his wife, 
or children, or friends, in sickness or affliction is be- 
yond all praise. By me, as a sick child, he has watched 
night and day, unweariedly and patiently, many 
nights and days. He never undertook any business, 
charge or trust that he did not zealously, conscien- 
tiously, punctually, honorably discharge. His in- 
dustry has always been untiring. He was proud of 
me, in his way, and had a great admiration of [my] 
comic singing. But, in the case of his temper, and the 
straitness of his means, he appeared to have lost 
utterly at this time the idea of educating me at all, 



8 THE WOUND AND THE BOW 

and to have utterly put from him the notion that I 
had any claim upon him, in that regard, whatever/ 
And Charles never forgave his mother for having 
wanted to keep him working in the warehouse even 
after his father had decided to take him out. * I never 
afterwards forgot/ he wrote of her attitude at this 
time. 'I never shall forget, I never can forget/ 

Of those months he had never been able to bring 
himself to speak till, just before conceiving David 
Cofperfield y he wrote the fragment of autobiography 
he sent to Forster; and, even after he had incorporated 
this material in an altered form in the novel, even his 
wife and children were never to learn about the reali- 
ties of his childhood till they read about it after his 
death in Forster 's Life. But the work of Dickens' 
whole career was an attempt to digest these early 
shocks and hardships, to explain them to himself, to 
justify himself in relation to them, to give an intel- 
ligible and tolerable picture of a world in which such 
things could occur. 

Behind the misfortune which had humiliated 
Charles was the misfortune which had humiliated 
his father. John Dickens was a good and affectionate 
man, who had done the best he was able within the 
limits of his personality and who had not deserved 
to be broken. But behind these undeserved misfor- 
tunes were sources of humiliation perhaps more dis- 
turbing still. The father of Charles Dickens' mother, 
also a 35o-a-year clerk in the Navy Pay Office, with 
the title of Conductor of Money, had systematically, 
by returning false balances, embezzled funds to the 



DICKENS: THE TWO SCROOGES 9 

amount of 5689 3^. 3^. over a period of seven yeafs; 
and when the fraud was discovered, had fled. And 
the background of domestic service was for an English- 
man of the nineteenth century probably felt as more 
disgraceful than embezzlement. Certainly the facts 
about Dickens' ancestry were kept hidden by Dickens 
himself and have, so far as I know, only been fully 
revealed in the memoir by Miss Gladys Storey, based 
on interviews with Mrs. Perugini, Dickens' last sur- 
viving daughter, which was published in England 
in the summer of 1939. 

But all these circumstances are worth knowing and 
bearing in mind, because they help us to understand 
what Dickens was trying to say. He was less given to 
false moral attitudes or to fear of respectable opinion 
than most of the great Victorians; but just as through 
the offices of his friends and admirers his personal life 
has been screened from the public even up to our own 
day, in a way that would have been thought unjusti- 
fied in the case of a Keats or a Byron of the earlier 
nineteenth century, so the meaning of Dickens' work 
has been obscured by that element of the conventional 
which Dickens himself never quite outgrew. It is 
necessary to see him as a man in order to appreciate 
him as an artist to exorcise the spell which has 
bewitched him into a stuffy piece of household furni- 
ture and to give him his proper rank as the poet of 
that portiered and upholstered world who saw clearest 
through the coverings and the curtains. 



10 THE WOUND AND THE BOW 

II 

If one approaches his first novel, Pickwick Papers, 
with these facts of Dickens' biography in mind, one 
is struck by certain features of the book which one 
may not have noticed before. 

Here the subject has been set for Dickens. He was 
supposed to provide some sort of text for a series of 
comic sporting plates by Seymour something in 
the vein of Surtees' Jorrocks. As soon, however, as 
Dickens' scheme gives him a chance to get away from 
the sporting plates and to indulge his own preoccupa- 
tions, the work takes a different turn. 

There arc in Pickwick Papers, especially in the early 
part, a whole set of interpolated short stories which 
make a contrast with the narrative proper. These 
stories are mostly pretty bad and deserve from the 
literary point of view no more attention than they 
usually get; but,, even allowing here also for an ele- 
ment of the conventional and popular, of the still- 
thriving school of Gothic horror, we arc surprised to 
find rising to the surface already the themes which 
were to dominate his later work. 

The first of these interludes in Pickwick deals with 
the death of a pantomime clown, reduced through 
drink to the direst misery, who, in the delirium of 
his fever, imagines that he is about to be murdered 
by the wife whom he has been beating. In the second 
story, a worthless husband also beats his wife and 
sets an example of bad conduct to his son; the boy 
commits a robbery, gets caught and convicted in 



DICKENS: THE TWO SCROOGES n 

prison remains obdurate to his mother's attempts to 
soften his sullen heart; she dies, he repents, it is too 
late; he is transported, returns after seventeen years 
and finds no one to love or greet him; he stumbles at 
last upon his father, now a sodden old man in the 
workhouse; a scene of hatred and violence ensues: 
the father, filled with terror, strikes the son across 
the face with a stick, the son seizes the father by the 
throat, and the old man bursts a blood-vessel and falls 
dead. The third story is a document by a madman, 
which, like the delirium of the dying clown, gives 
Dickens an opportunity to exploit that vein of hysteri- 
cal fancy which was to find fuller scope in Barnaby 
Rudge and which was there to figure for him the life 
of the imagination itself. The narrator has lived in 
the knowledge that he is to be the victim of heredi- 
tary insanity. At last he feels that he is going mad, 
but at the same moment he inherits money: men fawn 
upon him and praise him now, but he secretly rejoices 
in the sense that he is not one of them, that he is 
fooling them. He marries a girl, who loves another 
but who has been sold to him by her father and 
brothers; seeing his wife languish away and coming 
to understand the situation, fearing also lest she may 
hand on the family curse, he tries to kill her in her 
sleep with a razor; she wakes up but dies of the shock. 
When one of her brothers comes to reproach him, the 
madman throws him down and chokes him; runs 
a&uck and is finally caught. 

But it is in The Old Mans Tale About the Queer Client 
(Chapter XXI) that Dickens' obsessions appear most 



IX THE WOUND AND THE BOW 

plainly. Here at the threshold of Dickens' work we 
are confronted with the Marshalsea Prison. A pris- 
oner for debt, a 'healthy, strong-made man, who 
could have borne almost any fatigue of active exer- 
tion/ wastes away in his confinement and sees his wife 
and child die of grief and want. He swears to revenge 
their deaths on the man who has put him there. We 
have another long passage of delirium, at the end of 
which the prisoner comes to, to learn that he has in- 
herited his father's money. At a seaside resort where 
he has been living, he sees a man drowning one eve- 
ning: the father of the drowning man stands by and 
begs the ex-prisoner to save his son. But when the 
wronged man recognizes his father-in-law, the scoun- 
drel who sent him to prison and who allowed his 
own daughter and grandson to die, he retaliates by 
letting the boy drown; then, not content with this, 
he buys up, at 'treble and quadruple their nominal 
value,' a number of loans which have been made to 
the old man. These loans have been arranged on the 
understanding that they arc renewable up to a certain 
date; but the wronged man, taking advantage of the 
fact that the agreement has never been put on paper, 
proceeds to call them in at a time when his father-in- 
law has 'sustained many losses.' The old man is dis- 
possessed of all his property and finally runs away in 
order to escape prison; but his persecutor tracks him 
down to a 'wretched lodging' note well: 'in 
Camden Town' and there finally reveals himself 
and announces his implacable intention of sending his 
persecutor to jail. The old man falls dead from shock, 
and the revenger disappears. 



DICKENS: THE TWO SCROOGES 13 

In the meantime, the same theme has been getting 
under way in the main current of the comic novel. 
Mr. Pickwick has been framed by Dodson and Fogg, 
and very soon another wronged man he will 
land in the debtors' prison, where a good many of 
the other characters will join him and where the whole 
book will deepen with a new dimension of seriousness. 
The hilarity of the scene in court, in which Mr. Pick- 
wick is convicted of trifling with Mrs. Bardell's 
affections a scene openly borrowed from Jorrocks 
but wonderfully transformed by Dickens, and as bril- 
liant as the story of the fiendish revenge on the fiendish 
father-in-law is bathetic may disguise from the 
reader the significance which this episode had for 
Dickens. Here Dickens is one of the greatest of 
humorists: it is a laughter which is never vulgar but 
which discloses the vulgarity of the revered a 
laughter of human ecstasy that rises like the phoenix 
from the cinders to which the dismal denizens of the 
tribunals have attempted to reduce decent human 
beings. It represents, like the laughter of Aristoph- 
anes, a real escape from institutions. 

I shall make no attempt to discuss at length the 
humor of the early Dickens. This is the aspect of his 
work that is best known, the only aspect that some 
people know. In praise of Dickens' humor, there is 
hardly anything new to say. The only point I want 
to make is that the humor of Dickens does differ 
frdm such humor as that of Aristophanes in being 
unable forever to inhabit an empyrean of blithe in- 
tellectual play, of charming fancies and biting good 



14 THE WOUND AND THE BOW 

sense. Dickens' laughter is an exhilaration which 
already shows a trace of the hysterical. It leaps free 
of the prison of life; but gloom and soreness must 
always drag it back. Before he has finished Pickwick 
and even while he is getting him out of jail and pre- 
paring to unite the lovers, the prison will close in 
again on Dickens. While he is still on the last instal- 
ments of Pickwick, he will begin writing Oliver Twist 
the story of a disinherited boy, consigned to a work- 
house which is virtually a jail and getting away only 
to fall into the hands of a gang of burglars, pick- 
pockets and prostitutes. 

And now we must identify the attitudes with which 
Dickens' origins and his early experiences had caused 
him to meet mankind. The ideal of Pickwick Papers 
is a kindly retired business man, piloted through a 
tough and treacherous world by a shrewd servant of 
watchful fidelity, who perfectly knows his place: 
Mr. Pickwick and Sam Weller. But this picture, 
though real enough to its creator, soon gives way to 
the figure of a parentless and helpless child a figure 
of which the pathos will itself be eclipsed by the 
horror of the last night in the condemned cell of a 
betrayer of others to the gallows, and by the head- 
long descent into hell of a brute who clubs his girl 
to death and who, treed like a cat by the pursuing 
mob, hangs himself in trying to escape. 



in 

Edmund Yates described Dickens' expression as 
'blunt' and 'pleasant,' but 'rather defiant/ 



DICKENS: THE TWO SCROOGES 15 

For the man of spirit whose childhood has been 
crushed by the cruelty of organized society, one of 
two attitudes is natural: that of the criminal or that 
of the rebel. Charles Dickens, in imagination, was to 
play the r61es of both, and to continue up to his death 
to put into them all that was most passionate in his 
feeling. 

His interest in prisons and prisoners is evident from 
the very beginning. In his first book, Sketches by Bo%, 
he tells how he used to gaze at Newgate with 4 mingled 
feelings of awe and respect' ; and he sketches an imagi- 
nary picture of a condemned man's last night alive, 
which he is soon to elaborate in Oliver Twist. Almost 
the only passage in American Notes which shows any 
real readiness on Dickens' part to enter into the minds 
and feelings of the people among whom he is traveling 
is the fantasy in which he imagines the effects of a 
sentence of solitary confinement in a Philadelphia jail. 
He visited prisons wherever he went, and he later 
found this cruel system imitated in the jail at Lau- 
sanne. Dickens was very much gratified when the 
system was finally abandoned as the result of the 
prisoners' going mad just as he had predicted they 
would. He also wrote a great deal about executions. 
One of the vividest things in Pictures from Italy is a 
description of a guillotining; and one of the most 
impressive episodes in Barnaby Rudge is the narration 
developed on a formidable scale of the hanging 
of the leaders of the riots. In 1846, Dickens wrote 
letters to the press in protest against capital punish- 
ment for murderers, on the ground among other 



l6 THE WOUND AND THE BOW 

grounds that this created sympathy for the culprits; 
in 1849, a ^ ter attending some executions in London 
with Forster, he started by writing to The Times an 
agitation which had the effect of getting public 
hangings abolished. Even in 1867, in the course of 
his second visit to America, 'I have been tempted 
out,' Dickens wrote Forster, 'at three in the morning 
to visit one of the large police station-houses, and 
was so fascinated by the study of a horrible photo- 
graph-book of thieves' portraits that I couldn't put 
it down. 1 

His interest in the fate of prisoners thus went a 
good deal farther than simple memories of the debtors' 
prison or notes of a court reporter. He identified 
himself readily with the thief, and even more readily 
with the murderer. The man of powerful will who 
finds himself opposed to society must, if he cannot 
upset it or if his impulse to do so is blocked, feel a 
compulsion to commit what society regards as one of 
the capital crimes against itself. With the antisocial 
heroes of Dostoevsky, this crime is usually murder 
or rape; with Dickens, it is usually murder. His obses- 
sion with murderers is attested by his topical pieces 
for Household Words; by his remarkable letter to Forster 
on the performance of the French actor Lemaltrc in 
a play in which he impersonated a murderer; by his 
expedition, on his second visit to America, to the 
Cambridge Medical School for the purpose of going 
over the ground where Professor Webster had com- 
mitted a murder in his laboratory and had continued 
to meet his courses with parts of the body under the 



DICKENS: THE TWO SCROOGES 17 

lid of his lecture-table. In Dickens' novels, this theme 
recurs with a probing of the psychology of the mur- 
derer which becomes ever more convincing and inti- 
mate. Leaving the murderers of the later Dickens till 
we come to his later books, we may, however, point 
out here that the crime and flight of Jonas Chuzzlewit 
already show a striking development beyond the 
cruder crime and flight of Sikes. The fantasies and 
fears of Jonas are really, as Taine remarked, the picture 
of a mind on the edge of insanity. What is valid and 
impressive in this episode is the insight into the con- 
sciousness of a man who has put himself outside 
human fellowship the moment, for example, after 
the murder when Jonas is ' not only fearful for himself 
but of himself and half-expects, when he returns to 
his bedroom, to find himself asleep in the bed. 

At times the two themes the criminal and the 
rebel are combined in a peculiar way. Barnaby 
Trudge which from the point of view of Dickens' 
comedy and character-drawing is the least satisfactory 
of his early books is, up to Martin Chu^lewit, the 
most interesting from the point of view of his deeper 
artistic intentions. It is the only one of these earlier 
novels which is not more or less picaresque and, corre- 
spondingly, more or less of an improvisation (though 
there is a certain amount of organization discernible 
in that other somber book, Oliver Twisi); it was the 
only novel up to that time which Dickens had been 
planning and reflecting on for a long time before he 
wrote it: it is first mentioned in 1837, but was not 
written till 1841. Its immediate predecessor, The Old 



l8 THE WOUND AND THE BOW 

Curiosity Stop, had been simply an impromptu yarn, 
spun out when Dickens discovered that the original 
scheme of Master Humphrey's Clock was not going 
over with his readers from what was to have been 
merely a short story; but Barnaby l&dge was a deliber- 
ate attempt to find expression for the emotions and 
ideas that possessed him. 

The ostensible subject of the novel is the anti- 
Catholic insurrection known as the 'Gordon riots' 
which took place in London in 1780. But what is 
obviously in Dickens' mind is the Chartist agitation 
for universal suffrage and working-class representation 
in Parliament which, as a result of the industrial 
depression of those years, came to a crisis in 1840. 
In Manchester the cotton mills were idle, and the 
streets were full of threatening jobless men. In the 
summer of 1840 there was a strike of the whole North 
of England, which the authorities found it possible 
to put down only by firing into the working-class 
crowds; this was followed the next year by a brick- 
makers' strike, which ended in bloody riots. Now 
the immediate occasion for the Gordon riots had been 
a protest against a bill which was to remove from the 
English Catholics such penalties and disabilities as 
the sentence of life imprisonment for priests who 
should educate children as Catholics and the disquali- 
fications of Catholics from inheriting property; but 
the real causes behind the demonstration have always 
remained rather obscure. It seems to indicate an in- 
dignation more violent than it is possible to account 
for by mere anti-Catholic feeling that churches and 



DICKENS: THE TWO SCROOGES 19 

houses should have been burnt wholesale, all the 
prisons of London broken open, and even the Bank of 
England attacked, and that the authorities should for 
several days have done so little to restrain the rioters; 
and it has been supposed that public impatience at 
the prolongation of the American War, with a general 
desire to get rid of George III, if not of the monarchy 
itself, must have contributed to the fury behind the 
uprising. 

This obscurity, at any rate, allowed Dickens to 
handle the whole episode in an equivocal way. On 
the surface he reprobates Lord George Gordon and the 
rioters for their fanatical or brutal intolerance; but 
implicitly he is exploiting to the limit certain legiti- 
mate grievances of the people: the neglect of the 
lower classes by a cynical eighteenth-century aristo- 
cracy, and especially the penal laws which made in- 
numerable minor offenses punishable by death. The 
really important theme of the book as Dickens 
shows in his preface, when he is discussing one of the 
actual occurrences on which the story is based is 
the hanging under the Shop-lifting Act of a woman 
who has been dropped by her aristocratic lover and 
who has forged notes to provide for her child. This 
theme lies concealed, but it makes itself felt from be- 
ginning to end of the book. And as Pickwick, from 
the moment it gets really under way, heads by instinct 
and, as it were, unconsciously straight for the Fleet 
prison, so Barnaby R#dge is deliberately directed to- 
ward Newgate, where, as in Pickwick again, a group 
of characters will be brought together; and the princi- 



ZO THE WOUND AND THB BOW 

pal climax of the story will be the orgiastic burning 
of the prison. This incident not only has nothing to 
do with the climax of the plot, it goes in spirit quite 
against the attitude which Dickens has begun by 
announcing. The satisfaction he obviously feels in 
demolishing the sinister old prison, which, rebuilt, 
had oppressed him in childhood, completely obliter- 
ates the effect of his right-minded references in his 
preface to 'those shameful tumults,' which 'reflect 
indelible disgrace upon the time in which they oc- 
curred, and all who had act or part in them/ In the 
end, the rioters are shot down and their supposed in- 
stigators hanged; but here Dickens' parti pris emerges 
plainly : ' Those who suffered as rioters were, for the 
most part, the weakest, meanest and most miserable 
among them/ The son of the woman hanged for 
stealing, who has been one of the most violent of the 
mob and whose fashionable father will do nothing to 
save him, goes to the scaffold with courage and dig- 
nity, cursing his father and ' that black tree, of which 
I am the ripened fruit/ 

Dickens has here, under the stimulus of the Chartist 
agitation, tried to give his own emotions an outlet 
through an historical novel of insurrection; but the 
historical episode, the contemporary moral, and the 
author's emotional pattern do not always coincide 
very well. Indeed, perhaps the best thing in the book 
is the creation that most runs away with the general 
scheme that Dickens has attempted. Dennis the 
hangman, although too macabre to be one of Dickens' 
most popular characters, is really one of his best 



DICKENS: THE TWO SCROOGES zi 

comic inventions, and has more interesting symbolic 
implications than Barnaby Rudge himself. Dennis is 
a professional executioner, who has taken an active 
part in the revolt, apparently from simple motives of 
sadism. Knowing the unpopularity of the hangman, 
he makes an effort to keep his identity a secret; but 
he has found this rather difficult to do, because he 
sincerely loves his profession and cannot restrain 
himself from talking about it. When the mob invades 
Newgate, which Dennis knows so well, he directs the 
liberation of the prisoners; but in the end he slips away 
to the condemned cells, locks them against the mob 
and stands guard over the clamoring inmates, crack- 
ing them harshly over the knuckles when they reach 
their hands out over the doors. The condemned are 
his vested interest, which he cannot allow the rebels 
to touch. But the momentum of the mob forces the 
issue, breaks through and turns the criminals loose. 
When we next encounter Dennis, he is a stool pigeon, 
turning his former companions in to the police. But 
he is unable to buy immunity in this way; and he is 
finally hanged himself. Thus this hangman has a 
complex value: he is primarily a sadist who likes to 
kill. Yet he figures as a violator as well as a protector 
of prisons. In his r61e of insurgent, he attacks au- 
thority; in his r61e of hangman, makes it odious. 
Either way he represents on Dickens' part a blow at 
those institutions which the writer is pretending to 
ftidorse. There is not, except in a minor way, any 
other symbol of authority in the book. 
The formula of Barnaby Rudgc is more or less rcpro- 



11 THE WOUND AND THE BOW 

duccd in the other two novels of Dickens that deal 
with revolutionary subjects which, though they 
belong to later periods of Dickens' work, it is appro- 
priate to consider here. In Hard Times (1854), he 
manages in much the same way to deal sympathetically 
with the working-class protest against intolerable 
industrial conditions at the same time that he lets 
himself out from supporting the trade-union move- 
ment. In order to be able to do this, he is obliged to 
resort to a special and rather implausible device. 
Stephen Blackpool, the honest old textile worker, 
who is made to argue the cause of the workers before 
the vulgar manufacturer Bounderby, refuses to join 
the union because he has promised the woman h 
loves that he will do nothing to get himself into 
trouble. He thus finds himself in the singular position 
of being both a victim of the blacklist and a scab. 
The trade-union leadership is represented only 
although with a comic fidelity, recognizable even 
today, to a certain type of labor organizer by an 
unscrupulous spell-binder whose single aim is to get 
hold of the workers' pennies. Old Stephen, wandering 
away to look for a job somewhere else, falls into a 
disused coal-pit which has already cost the lives of 
many miners, and thus becomes a martyr simultane- 
ously to the employers and to the trade-union move- 
ment. In A Tale of Two Cities (1859), the moral of 
history is not juggled as it is in Barnaby RuJgt, but 
the conflict is made to seem of less immediate reality 
by locating it out of England. The French people, in 
Dickens' picture, have been given ample provocation 



DICKENS: THE TWO SCROOGES 13 

for breaking loose in the French Revolution; but once 
in revolt, they are fiends and vandals. The vengeful 
Madame Defarge is a creature whom as Dickens 
implies one would not find in England, and she is 
worsted by an Englishwoman. The immediate motive 
behind A Tale of Two Cities is no doubt, as has been 
suggested and as is intimated at the beginning of the 
last chapter, the English fear of the Second Empire 
after Napoleon Ill's Italian campaign of 1859: Dick- 
ens' impulse to write the book closely followed the 
attempt by Orsini to assassinate Napoleon III in the 
January of '58. But there is in this book as in the 
other two though less angrily expressed a threat. 
If the British upper classes, Dickens seems to say, 
will not deal with the problem of providing for the 
health and education of the people, they will fall 
victims to the brutal mob. This mob Dickens both 
sympathizes with and fears. 

Through the whole of his early period, Dickens 
appears to have regarded himself as a respectable 
middle-class man. If Sam Wcller, for all his out- 
spokenness, never oversteps his r61e of valet, Kit in 
The Old Curiosity Shop is a model of deference toward 
his betters who becomes even a little disgusting. 

When Dickens first visited America, in 1841, he 
seems to have had hopes of finding here something in 
the nature of that classless society which the foreign 
'fellow travelers' of yesterday went to seek in the 
Soviet Union; but, for reasons both bad and good, 
Dickens was driven back by what he did find into the 



14 THE WOUND AND THE BOW 

attitude of an English gentleman, who resented the 
American lack of ceremony, was annoyed by the 
American publicity, and was pretty well put to rout 
by the discomfort, the poverty and the tobacco-juice 
which he had braved on his trip to the West. Mal- 
adjusted to the hierarchy at home, he did not fit in 
in the United States even so well as he did in England: 
some of the Americans patronized him, and others 
were much too familiar. The mixed attitude here 
seen at its most favorable to us which was pro- 
duced when his British ideas intervened to rein in the 
sympathy which he tended to feel for American in- 
novations, is well indicated by the passage in American 
Notes in which he discusses the factory-girls of Lowell. 
These girls have pianos in their boarding-houses and 
subscribe to circulating libraries, and they publish a 
periodical. 'How very preposterous!' the writer 
imagines an English reader exclaiming. ' These things 
are above their station/ But what is their station? 
asks Dickens. 'It is their station to work/ he an- 
swers. 'And they do work. . . . For myself, I know 
no station in which, the occupation of today cheer- 
fully done and the occupation of tomorrow cheerfully 
looked to, any one of these pursuits is not most hu- 
manizing and laudable. I know no station which is 
rendered more endurable to the person in it, or more 
safe to the person out of it, by having ignorance for 
its associate. I know no station which has a right to 
monopolize the means of mutual instruction, improve- 
ment and rational entertainment; or which has even 
continued to be a station very long after seeking to do 



DICKENS : THE TWO SCROOGES 15 

so.' But he remarks that 'it is pleasant to find that 
many of [the] Tales [in the library] are of the Mills, 
and of those who work in them; that they inculcate 
habits of self-denial and contentment, and teach good 
doctrines of enlarged benevolence/ The main theme 
of Nicholas Nickleby is the efforts of Nicholas and his 
sister to vindicate their position as gentlefolk. 

But there is also another reason why these political 
novels of Dickens are unclear and unsatisfactory. 
Fundamentally, he was not interested in politics. 
As a reporter, he had seen a good deal of Parliament, 
and he had formed a contemptuous opinion of it which 
was never to change to the end of his life. The Eatans- 
will elections in Pickwick remain the type of political 
activity for Dickens; the seating of Mr. Veneering in 
Parliament in the last of his finished novels is hardly 
different. The point of view is stated satirically in 
Chapter XII of Bleak House, in which a governing- 
class group at a country house are made to discuss the 
fate of the country in terms of the political activities 
of Lord Goodie, Sir Thomas Doodle, the Duke of 
Foodie, the Right Honorable William Buffy, M.P., 
with his associates and opponents Cuffy, Duffy, Fuffy, 
etc., while their constituents are taken for granted as 
' a certain large number of supernumeraries, who are 
to be occasionally addressed, and relied upon for 
shouts and choruses, as on the theatrical stage/ A 
little later (September 30, 1855), he expresses himself 
explicitly in the course of a letter to Forstcr: 'I really 
am serious in thinking and I have given as painful 
consideration to the subject as a man with children to 



l6 THE WOUND AND THE BOW 

live and suffer after him can honestly give to it 
that representative government is become altogether 
a failure with us, that the English gentilities and 
subserviences render the people unfit for it, and that 
the whole thing has broken down since that great 
seventeenth-century time, and has no hope in it.' 

In his novels from beginning to end, Dickens is 
making the same point always: that to the English 
governing classes the people they govern are not real. 
It is one of the great purposes of Dickens to show you 
these human actualities who figure for Parliament as 
strategical counters and for Political Economy as 
statistics; who can as a rule appear only even in his- 
tories in a generalized or idealized form. What does 
a workhouse under the Poor Laws look like? What 
does it feel like, taste like, smell like? How does the 
holder of a post in the government look? How does 
he talk? what does he talk about? how will he treat 
you? What is the aspect of the British middle class at 
each of the various stages of its progress? What are 
the good ones like and what are the bad ones like? 
How do they affect you, not merely to meet at dinner, 
but to travel with, to work under, to live with? All 
these things Dickens can tell us. It has been one of the 
principal functions of the modern novel and drama to 
establish this kind of record; but few writers have 
been able to do it with any range at all extensive. 
None has surpassed Dickens. 

No doubt this concrete way of looking at society 
may have serious limitations. Dickens was some- 
times actually stupid about politics. His lack of in- 



DICKENS: THE TWO SCROOGES 17 

tcrcst in political tactics led him, it has sometimes 
been claimed, to mistake the actual significance of the 
legislation he was so prompt to criticize. Mr. T. A. 
Jackson has pointed out a characteristic example of 
Dickens' inattention to politics in his report of his 
first trip to America. Visiting Washington in 1841, 
he registers an impression of Congress very similar to 
his impressions of Parliament ('I may be of a cold 
and insensible temperament, amounting in iciness, in 
such matters'); and he indulges in one of his gushings 
of sentiment over 'an aged, gray-haired man, a last- 
ing honor to the land that gave him birth, who has 
done good service to his country, as his forefathers 
did, and who will be remembered scores upon scores 
of years after the worms bred in its corruption are so 
many grains of dust it was but a week since this 
old man had stood for days upon his trial before this 
very body, charged with having dared to assert the 
infamy of that traffic which has for its accursed mer- 
chandise men and women, and their unborn children/ 
Now this aged gray-haired man, Mr. Jackson reminds 
us, was none other than John Quincy Adams, who, far 
from being on his trial, was actually on the verge of 
winning in his long fight against a House resolution 
which had excluded petitions against slavery, and who 
was deliberately provoking his adversaries for pur- 
poses of propaganda. Dickens did not know that the 
antislavery cause, far from being hopeless, was 
achieving its first step toward victory. (So on his 
second visit to America when, however, he was ill 
and exhausted his interest in the impeachment of 



X8 THE WOUND AND THE BOW 

Andrew Johnson seems to have been limited to 'a 
misgiving lest the great excitement . . . will damage 
our receipts' from his readings.) Yet his picture of the 
United States in 1841, at a period of brave boastings 
and often squalid or meager realities, has a unique 
and permanent value. Macaulay complained that 
Dickens did not understand the Manchester school of 
utilitarian economics which he criticized in Hard 
Times. But Dickens' criticism does not pretend to be 
theoretical: all he is undertaking to do is to tell us 
how practising believers in Manchester utilitarianism 
behave and how their families are likely to fare with 
them. His picture is strikingly collaborated by the 
autobiography of John Stuart Mill, who was brought 
up at the fountainhead of the school, in the shadow of 
Bentham himself. In Mill, choked with learning 
from his childhood, overtrained on the logical side 
of the mind, and collapsing into illogical despair when 
the lack began to make itself felt of the elements 
his education had neglected, the tragic moral of the 
system of Gradgrind is pointed with a sensational 
obviousness which would be regarded as exaggeration 
in Dickens. 

This very distrust of politics, however, is a part of 
the rebellious aspect of Dickens. Dickens is almost 
invariably against institutions: in spite of his alle- 
giance to Church and State, in spite of the lip-service 
he occasionally pays them, whenever he comes to deal 
with Parliament and its laws, the courts and the pub- 
lic officials, the creeds of Protestant dissenters and of 
Church of England alike, he makes them either ridicu- 
lous or cruel, or both at the same time, 



DICKENS: THE TWO SCROOGES 19 

IV 

In the work of Dickens' middle period after the 
murder in Martin Cbus&lewt the rebel bulks larger 
than the criminal. 

Of all the great Victorian writers, he was probably 
the most antagonistic to the Victorian Age itself. He 
had grown up under the Regency and George IV; had 
been twenty-five at the accession of Victoria. His 
early -novels are freshened by breezes from an England 
of coaching and village taverns, where the country- 
side lay just outside London; of an England where 
jokes and songs and hot brandy were always in order, 
where every city clerk aimed to dress finely and 
drink freely, to give an impression of open-handedness 
and gallantry. The young Dickens of the earliest 
preserved letters, who invites his friends to partake 
of 'the rosy,' sounds not unlike Dick Swiveller. 
When Little Nell and her grandfather on their wan- 
derings spend a night in an iron foundry, it only has 
the effect of a sort of Nibelungen interlude, rather 
like one of those surprise grottoes that you float 
through when you take the little boat that threads 
the tunnel of the 'Old Mill' in an amusement park 
a luridly lighted glimpse on the same level, in Dickens' 
novel, with the waxworks, the performing dogs, the 
dwarfs and giants, the village church. From this 
point it is impossible, as it was impossible for Dickens, 
to foresee the full-length industrial town depicted in 
Hard Times. In that age the industrial-commercial 
civilization had not yet got to be the norm; it seemed 



30 THE WOUND AND THE BOW 

a disease which had broken out in spots but which a 
sincere and cheerful treatment would cure. The typi- 
cal reformers of the period had been Shelley and Robert 
Owen, the latter so logical a crank, a philanthropist 
so much all of a piece, that he seems to have been in- 
vented by Dickens who insisted that his Cheeryblc 
brothers, the philanthropic merchants of Nicholas 
Nickleby, had been taken from living originals. 

But when Dickens begins to write novels again 
after his return from his American trip, a new kind of 
character appears in them, who, starting as an amusing 
buffoon, grows steadily more unpleasant and more 
formidable. On the threshold of Martin Chu^lewit 
(1843-45: the dates of its appearance in monthly 
numbers), you find Pecksniff, the provincial architect; 
on the threshold of Dombey and Son (1846-48), you 
find Dombey, the big London merchant; and before 
you have got very far with the idyllic David Coffer- 
field (1849-50), you find Murdstone, of Murdstone 
and Grimby, wine merchants. All these figures stand 
for the same thing. Dickens had at first imagined 
that he was pillorying abstract faults in the manner 
of the comedy of humors: Selfishness in Chu^lewit, 
Pride in Dombey. But the truth was that he had al- 
ready begun an indictment against a specific society: 
the self-important and moralizing middle class who 
had been making such rapid progress in England and 
coming down like a damper on the bright fires of Eng- 
lish life that is, on the spontaneity ati4 gaiety, the 
frankness and independence, the instinctive human 
virtues, which Dickens admired and trusted. The 



DICKENS: THE TWO SCROOGES 31 

new age had brought a new kind of virtues to cover 
up the flourishing vices of cold avarice and harsh ex- 
ploitation; and Dickens detested these virtues. 

The curmudgeons of the early Dickens Ralph 
Nickleby and Arthur Gride, Anthony and Jonas Chufc- 
fclcwit (for Martin Chu^lewit just marks the transition 
from the early to the middle Dickens) arc old^ 
fashioned moneylenders and misers of a type that must 
have been serving for decades in the melodramas of 
the English stage. In Dickens their whole-hearted 
and outspoken meanness gives them a certain cynical 
charm. They are the bad uncles in the Christmas 
pantomime who set off the jolly clowns and the good 
fairy, and who, as everybody knows from the begin- 
ning, are doomed to be exposed and extinguished. 
But Mr. Pecksniff, in the same novel with the Chus- 
zlewits, already represents something different. It 
is to be characteristic of Pecksniff, as it is of Dombcy 
and Murdstone, that he does evil while pretending to 
do good. As intent on the main chance as Jonas him- 
self, he pretends to be a kindly father, an affectionate 
relative, a pious churchgoer; he is the pillar of a 
cathedral town. Yet Pecksniff is still something of a 
pantomime comic whom it will be easy enough to un- 
mask. Mr. Dombey is a more difficult problem. His 
virtues, as far as they go, are real: though he is stupid 
enough to let his business get into the hands of Carker, 
he docs lead an exemplary life of a kind in the interests 
of the tradition of his house. He makes his wife and 
his children miserable in his devotion to his mercan- 
tile ideal, but that ideal is at least for him serious. 



32. THE WOUND AND THE BOW 

With Murdstone the ideal has turned sour: the re- 
spectable London merchant now represents some- 
thing sinister. Murdstone is not funny like Pecksniff; 
he is not merely a buffoon who masquerades: he is a 
hypocrite who believes in himself. And where Dom- 
bey is made to recognize his error and turn kindly and 
humble in the end, Mr. Murdstone and his grim sister 
arc allowed to persist in their course of working mis- 
chief as a matter of duty. 

In such a world of mercenary ruthlessness, always 
justified by rigorous morality, it is natural that the 
exploiter of others should wish to dissociate himself 
from the exploited, and to delegate the face-to-face 
encounters to someone else who is paid to take the 
odium. Karl Marx, at that time living in London, 
was demonstrating through these middle years of the 
century that this system, with its falsifying of human 
relations and its wholesale encouragement of cant, 
was an inherent and irremediable feature of the eco- 
nomic structure itself. In Dickens, the Mr. Spenlow of 
David Copperfield, who is always blaming his mean 
exactions on his supposedly implacable partner, Mr. 
Jorkins, develops into the Casby of Little Dorrit, the 
benignant and white-haired patriarch who turns over 
the rackrenting of Bleeding Heart Yard to his bull- 
terrier of an agent, Pancks, while he basks in the ad- 
miration of his tenants; and in Our Mutual Friend, into 
Fledgeby, the moneylender who makes his way into 
society while the harmless old Jew Rfch is compelled 
to play the cruel creditor. 

With Dickens' mounting dislike and distrust of the 



DICKENS: THE TWO SCROOGES 33 

top layers of that middle-class society with which he 
had begun by identifying himself, his ideal of middle- 
class virtue was driven down to the lower layers. 
In his earlier novels, this ideal had been embodied in 
such patrons and benefactors as Mr. Pickwick, the 
retired business man; the substantial and warm- 
hearted Mr. Brownlow, who rescued Oliver Twist; 
and the charming old gentleman, Mr. Garland, who 
took Kit Nubbles into his service. In David Copper- 
field the lawyer Wickfield, who plays a r61e in relation 
to the hero somewhat similar to those of Brownlow 
and Garland, becomes demoralized by too much port 
and falls a victim to Uriah Heep, the upstart Peck- 
sniff of a lower social level. The ideal the do- 
mestic unit which preserves the sound values of 
England is located by Dickens through this period 
in the small middle-class household: Ruth Pinch and 
her brother in Martin Chu^lewit\ the bright hearths 
and holiday dinners of the Christmas Books; the modest 
home to which Florence Dombey descends from the 
great house near Portland Place, in happy wedlock 
with the nephew of Sol Gills, the ships'-instrument- 
maker. 

It is at the end of Dombey and Son, when the house 
of Dombey goes bankrupt, that Dickens for the first 
time expresses himself explicitly on the age that has 
come to remain: 

'The world was very busy now, in sooth, and had a 
deal to say. It was an innocently credulous and a 
much ill-used world. It was a world in which there 
was no other sort of bankruptcy whatever. There 



34 THE WOUND AND THE BOW 

were no conspicuous people in it, trading far and wide 
on rotten banks of religion, patriotism, virtue, honor. 
There was no amount worth mentioning of mere 
paper in circulation, on which anybody lived pretty 
handsomely, promising to pay great sums of goodness 
with no effects. There were no shortcomings any- 
where, in anything but money. The world was very 
angry indeed; and the people especially who, in a 
worse world, might have been supposed to be bank- 
rupt traders themselves in shows and pretences, were 
observed to be mightily indignant.' 

And now working always through the observed 
interrelations between highly individualized human 
beings rather than through political or economic 
analysis Dickens sets out to trace an anatomy of 
that society. Dombey has been the first attempt; 
Bleak House (1851-53) is to realize this intention to 
perfection; Hard Times, on a smaller scale, is to con- 
duct the same kind of inquiry. 

For this purpose Dickens invents a new literary 
genre (unless the whole mass of Balzac is to be taken 
as something of the' sort): the novel of the social 
group. The young Dickens had summed up, de- 
veloped and finally outgrown the two traditions in 
English fiction he had found : the picaresque tradition 
of Defoe, Fielding and Smollett, and the sentimental 
tradition of Goldsmith and Sterne. People like George 
Henry Lewes have complained of Dickens' little 
reading; but no artist has ever absorbed his predeces- 
sors he had read most of them in his early boyhood 



DICKENS: THE TWO SCROOGES 35 

more completely than Dickens did. There is some- 
thing of all these writers in Dickens and, using them, 
he has gone beyond them all. In the historical novel 
Barnaby Rudge a detour in Dickens' fiction he 
had got out of Scott all that Scott had to give him. 
He was to profit in Hard Times by Mrs. Gaskell's in- 
dustrial studies. But in the meantime it was Dickens' 
business to create a new tradition himself. 

His novels even through Martin Chu^lewit had had 
a good deal of the looseness of the picaresque school 
of Gil Bias, where the episodes get their only unity 
from being hung on the same hero, as well as the mul- 
tiple parallel plots, purely mechanical combinations, 
that he had acquired from the old plays though 
he seems to have been trying more intensively for a 
unity of atmosphere and feeling. But now he is to 
organize his stories as wholes, to plan all the charac- 
ters as symbols, and to invest all the details with 
significance. Dombey and Son derives a new kind of 
coherence from the fact that the whole novel is made 
to center around the big London business house: you 
have the family of the man who owns it, the manager 
and his family, the clerks, the men dependent on the 
ships that export its goods, down to Sol Gills and 
Captain Cuttle (so Hard Times is to get its coherence 
from the organism of an industrial town). 

In Bleak House, the masterpiece of this middle 
period, Dickens discovers a new use of plot, which 
makes possible a tighter organization. (And we 
must remember that he is always working against 
the difficulties, of which he often complains, of writ- 



THE WOUND AND THE BOW 

ing for monthly instalments, where everything has 
to be planned beforehand and it is impossible, as he 
says, to ' try back* and change anything, once it has 
been printed.) He creates the detective story which 
is also a social fable. It is a genre which has lapsed 
since Dickens. The detective story though Dickens' 
friend Wilkie Collins preserved a certain amount of 
social satire has dropped out the Dickensian social 
content; and the continuators of the social novel have 
dropped the detective story. These continuators 
Shaw, Galsworthy, Wells have of course gone 
further than Dickens in the realistic presentation of 
emotion; but from the point of view of dramatizing 
social issues, they have hardly improved upon Bleak 
House. In Shaw's case, the Marxist analysis, with 
which Dickens was not equipped, has helped him to 
the tighter organization which Dickens got from his 
complex plot. But in the meantime it is one of Dick- 
ens' victories in his rapid development as an artist 
that he should succeed in transforming his melo- 
dramatic intrigues of stolen inheritances, lost heirs 
and ruined maidens with their denunciatory con- 
frontations that always evoke the sound oJ; 'fiddling 
in the orchestra into devices of artistic dignity. 
Henceforth the solution of the mystery is to be also 
the moral of the story and the last word of Dickens' 
social 'message.' 

Bleak House begins in the London fog, and the whole 
book is permeated with fog and rain. In Dombey the 
railway locomotive first when Mr. Dombey takes 
his trip to Leamington, and later when it pulls into 



DICKENS: THE TWO SCROOGES 37 

the station just at the moment of Dombcy's arrival 
and runs over the fugitive Carker as he steps back to 
avoid his master figures as a symbol of that progress 
of commerce which Dombey himself represents; in 
Hard Times the uncovered coal-pit into which Stephen 
Blackpool falls is a symbol for the abyss of the indus- 
trial system, which swallows up lives in its darkness. 
In Bleak House the fog stands for Chancery, and Chan- 
cery stands for the whole web of clotted antiquated 
institutions in which England stifles and decays. 
All the principal elements in the story the young 
people, the proud Lady Dedlock, the philanthropic 
gentleman John Jarndyce, and Tom-all- Alone' s, the 
rotting London slum are involved in the exasper- 
ating Chancery suit, which, with the fog-bank of 
precedent looming behind it like the Great Boyg in 
Peer Gynt, obscures and impedes at every point the 
attempts of men and women to live natural lives. 
Old Krook, with his legal junkshop, is Dickens' 
symbol for the Lord Chancellor himself; the cat that 
sits on his shoulder watches like the Chancery law- 
yers the caged birds in Miss Elite's lodging; Krook 's 
death by spontaneous combustion is Dickens' prophecy 
of the fate of Chancery and all that it represents. 

I go over the old ground of the symbolism, up to 
this point perfectly obvious, of a book which must be 
still, by the general public, one of the most read of 
Dickens' novels, because the people who like to talk 
about the symbols of Kafka and Mann and Joyce have 
been discouraged from looking for anything of the 
kind in Dickens, and usually have not read him, at 



3 8 THB WOUND AND THE BOW 

least with mature minds. But even when we think we 
do know Dickens, we may be surprised to return to 
him and find in him a symbolism of a more compli- 
cated reference and a deeper implication than these 
metaphors that hang as emblems over the door. The 
Russians themselves, in this respect, appear to have 
learned from Dickens. 

Thus it is not at first that we recognize all the mean- 
ing of the people that thrive or survive in the dense 
atmosphere of Bleak House an atmosphere so opaque 
that the somnolent ease at the top cannot see down to 
the filth at the bottom. And it is an atmosphere 
where nobody sees clearly what kind of race of beings 
is flourishing between the bottom and the top. Among 
the middle ranks of this society we find persons who 
appear with the pretension of representing Law or 
Art, Social Elegance, Philanthropy, or Religion 
Mr. Kenge and Mr. Vholes, Harold Skimpole, Mr. 
Turveydrop, Mrs. Pardiggle and Mrs. Jelly by, and 
Mr. and Mrs. Chadband side by side with such a 
sordid nest of goblins as the family of the money- 
lender Smallweed. But presently we see that all these 
people are as single-mindedly intent on selfish interests 
as Grandfather Smallweed himself. This gallery is 
one of the best things in Dickens. The Smallweeds 
themselves arc artistically an improvement on the 
similar characters in the early Dickens: they represent, 
not a theatrical convention, but a real study of the 
stunted and degraded products of the underworld of 
commercial London. And the two opposite types of 
philanthropist: the moony Mrs. Jelly by, who mis- 



DICKENS: THE TWO SCROOGES 39 

crably neglects her children in order to dream of do- 
ing good in Africa, and Mrs. Pardiggle, who bullies 
both her children and the poor in order to give her- 
self a feeling of power; Harold Skimpole, with the 
graceful fancy and the talk about music and art that 
ripples a shimmering veil over his systematic spong- 
ing; and Turveydrop, the Master of Deportment, that 
parody of the magnificence of the Regency, behind his 
rouge and his padded coat and his gallantry as cold 
and as inconsiderate as the Chadbands behind their 
gaseous preachments. Friedrich Engels, visiting Lon- 
don in the early forties, had written of the people in 
the streets that they seemed to * crowd by one another 
as if they had nothing in common, nothing to do with 
one another, and as if their only agreement were the 
tacit one that each shall keep to his own side of the 
pavement, in order not to delay the opposing streams 
of the crowd, while it never occurs to anyone to 
honor his fellow with so much as a glance. The 
brutal indifference, the unfeeling isolation of each in 
his private interest, becomes the more repellent the 
more these individuals are herded together within a 
limited space/ This is the world that Dickens is 
describing. 

Here he makes but one important exception: Mr. 
Rouncewell, the ironmaster. Mr. Rouncewell is an 
ambitious son of the housekeeper at Chesney Wold, 
Sir Leicester Dedlock's country house, who has made 
himself a place in the world which Sir Leicester re- 
gards as beyond his station. One of the remarkable 
scenes of the novel is that in which Rouncewell comes 



40 THE WOUND AND THE BOW 

back, quietly compels Sir Leicester to receive him like 
a gentleman and asks him to release one of the maids 
from his service so that she may marry RounccwcH f s 
son, a young man whom he has christened Watt. 
When Lady Dedlock refuses to release the maid, 
Rouncewell respectfully abandons the project, but 
goes away and has the insolence to run against Sir 
Leicester's candidate in the next parliamentary elec- 
tion. (This theme of the intervention of the industrial 
revolution in the relations between master and serv- 
ant has already appeared in Dombey and Son in the ad- 
mirable interview between Dombey and Polly Toodles, 
whom he is employing as a wetnurse for his mother- 
less child. Polly's husband, who is present, is a loco- 
motive stoker and already represents something 
anomalous in the hierarchy of British society. When 
the Dombeys, who cannot accept her real name, sug- 
gest calling Polly 'Richards,' she replies that if she 
is to be called out of her name, she ought to be paid 
extra. Later, when Dombey makes his railway jour- 
ney, he runs into Polly's husband, who is working on 
the engine. Toodles speaks to him and engages him 
in conversation, and Dombey resents this, feeling that 
Toodles is somehow intruding outside his own 
class.) 

But in general the magnanimous, the simple of 
heart, the amiable, the loving and the honest are 
frustrated, subdued, or destroyed. At the bottom of 
the whole gloomy edifice is the body of Lady Ded- 
lock *s lover and Esther Summerson's father, Captain 
Hawdon, the reckless soldier, adored by his men, 



DICKENS: THE TWO SCROOGES 41 

beloved by women, the image of the old life-loving 
England, whose epitaph Dickens is now writing. 
Captain Hawdon has failed in that world, has perished 
as a friendless and penniless man, and has been buried 
in the pauper's graveyard in one of the foulest quarters 
of London, but the loyalties felt for him by the living 
will endure and prove so strong after his death that 
they will pull that world apart. Esther Summcrson 
has been frightened and made submissive by being 
treated as the respectable middle class thought it 
proper to treat an illegitimate child, by one of those 
Puritanical females whom Dickens so roundly detests. 
Richard Carstone has been demoralized and ruined; 
Miss Flite has been driven insane. George Rounce- 
well, the brother of the ironmaster, who has escaped 
from Sir Leicester's service to become a soldier instead 
of a manufacturer and who is treated by Dickens with 
the sympathy which he usually feels for his military 
and nautical characters, the men who are doing the 
hard work of the Empire, is helpless in the hands of 
moneylenders and lawyers. Caddy Jelly by and her 
husband, young Turveydrop, who have struggled for 
a decent life in a poverty partly imposed by the neces- 
sity of keeping up old Turvey drop's pretenses, can 
only produce, in that society where nature is so muti- 
lated and thwarted, a sickly defective child. Mr. 
Jarndyce himself, the wise and generous, who plays in 
Bleak House a r61e very similar to that of Captain Shot- 
over in Bernard Shaw's Heartbreak House (which evi- 
dently owes a good deal to Bleak House), is an ec- 
centric at odds with his environment, who, in his cf- 



4X THB WOUND AND THE BOW 

forts to help the unfortunate, falls a prey to the har- 
pies of philanthropy. 

With this indifference and egoism of the middle 
class, the social structure must buckle in the end. 
The infection from the poverty of Tom-all-Alonc's 
will ravage the mansions of country gentlemen. 
Lady Dedlock will inevitably be dragged down from 
her niche of aristocratic idleness to the graveyard in 
the slum where her lover lies. The idea that the high- 
est and the lowest in that English society of shocking 
contrasts are inextricably tied together has already 
appeared in the early Dickens in Ralph Nickleby 
and Smike, for example, and in Sir John Chester and 
Hugh as a sort of submerged motif which is never 
given its full expression. Here it has been chosen 
deliberately and is handled with immense skill so as 
to provide the main moral of the fable. And bound up 
with it is another motif which has already emerged 
sharply in Dicikens . Dickens had evidently in the course 
of his astonishing rise, found himself up against the 
blank and chilling loftiness what the French call la 
morgue anglaise of the English upper classes : as we 
shall see, he developed a pride of his own, with which 
he fought it to his dying day. Pride was to have been 
the theme of Dombey: the pride of Edith Dombey out- 
does the pride of Dombey and levels him to the ground. 
But in Bleak House, the pride of Lady Dedlock, who 
has married Sir Leicester Dedlock for position, ul- 
timately rebounds on herself. Her behavior toward 
the French maid Hortense is the cause of her own 
debasement. For where it is a question of pride, a 



DICKENS: THB TWO SCROOGES 43 

high-tempered maid from the South of France can 
outplay Lady Dedlock: Hortensc will not stop at the 
murder which is the logical upshot of the course of 
action dictated by her wounded feelings. Dickens is 
criticizing here one of the most unassailable moral 
props of the English hierarchical system. 

Between Dombey and Son and Bleak House, Dickens 
published David Copperfield. It is a departure from the 
series of his social novels. Setting out to write the 
autobiography of which the fragments appear in 
Forster's Life, Dickens soon changed his mind and 
transposed this material into fiction. In the first half 
of David Copper field, at any rate, Dickens strikes an 
enchanting vein which he had never quite found be- 
fore and which he was never to find again. It is the 
poem of an idealized version of the loves and fears and 
wonders of childhood; and the confrontation of 
Betsey Trotwood with the Murdstones is one of 
Dickens' most successful stagings of the struggle be- 
tween the human and the anti-human, because it 
takes place on the plane of comedy rather than on that 
of melodrama. But Copper field is not one of Dickens' 
deepest books : it is something in the nature of a holi- 
day. David is too candid and simple to represent 
Dickens himself; and though the blacking warehouse 
episode is utilized, all the other bitter circumstances 
of Dickens' youth were dropped out when he aban- 
doned the autobiography. 



44 THE WOUND AND THE BOW 



With Little Dorrit (1855-57), Dickens' next novel 
after Bleak House and Hard Times, we enter a new phase 
of his work. To understand it, we must go back to 
his life. 

Dickens at forty had won everything that a writer 
could expect to obtain through his writings: his genius 
was universally recognized; he was fSted wherever 
he went; his books were immensely popular; and they 
had made him sufficiently rich to have anything that 
money can procure. He had partly made up for the 
education he had missed by traveling and living on 
the Continent and by learning to speak Italian and 
French. (Dickens' commentary on the continental 
countries is usually not remarkably penetrating; but 
he did profit very much from his travels abroad in his 
criticism of things in England. Perhaps no other of 
the great Victorian writers had so much the con- 
sciousness that the phenomena he was describing 
were of a character distinctively English.) Yet from 
the time of his first summer at Boulogne in 1853, he 
had shown signs of profound discontent and unap- 
peasable restlessness; he suffered severely from in- 
somnia and, for the first time in his life, apparently, 
worried seriously about his work. He began to fear 
that his vein was drying up. 

I believe that Forster's diagnosis though it may 
not go to the root of the trouble must here be ac- 
cepted as correct. There were, he intimates, two 
things wrong with Dickens: a marriage which ex- 



DICKENS: THE TWO SCROOGES 45 

asperated and cramped him and from which he had 
not been able to find relief, and a social maladjustment 
which his success had never straightened out. 

The opportunities of the young Dickens to meet 
eligible young women had evidently been rather 
limited. That he was impatient to get married, 
nevertheless, is proved by his announcing his serious 
intentions to three girls in close succession. The 
second of these was Maria Beadnell, the original of 
Dora in David Copjtrficld and, one supposes, of Dolly 
Varden, too, with whom he fell furiously in love, 
when he was eighteen and she nineteen. Her father 
worked in a bank and regarded Charles Dickens, the 
stenographer, as a young man of shabby background 
and doubtful prospects; Maria, who seems to have 
been rather frivolous and silly, was persuaded to drop 
her suitor with the result for him which may be 
read in the letters, painful in their wounded pride 
and their backfiring of a thwarted will, which ke 
wrote her after the break. This was one of the great 
humiliations of Dickens' early life (he was at that 
time twenty-one) and, even after he had liquidated 
it in a sense by depicting the futilities of David's 
marriage with Dora, the disappointment still seems 
to have troubled him and Maria to have remained 
at the back of his mind as the Ideal of which he had 
been cheated. 

He lost very little time, however, in getting himself 
a wife. Two years after his rejection by Maria Bead- 
nell, he was engaged to the daughter of George 
Hogarth, a Scotchman, who, as the law agent of 



46 THE WOUND AND THE BOW 

Walter Scott and from having been mentioned in the 
Nodes Ambrosianae, was invested with the prestige of 
having figured on the fringes of the Edinburgh literary 
world. He asked Dickens to write for the newspaper 
which he was editing at that time in London, and 
invited the young man to his house. There Dickefllt 
found two attractive daughters, and he 'married the 
elder, Catherine, who was twenty. But the other 
daughter, Mary, though too young for him to marry 
she was only fifteen when he met her had a 
strange hold on Dickens' emotions. When, after 
living with the Dickenses for a year after their mar- 
riage, she suddenly died in Dickens' arms, he was so 
overcome by grief that he stopped writing Pickwick 
for two months and insisted in an obsessed and morbid 
way on his desire to be buried beside her: 'I can't 

think there ever was love like I bear her I have 

never had her ring off my finger day or night, except 
for an instant at a time, to wash my hands, since she 
died. I have never had her sweetness and excellence 
absent from my mind so long.' In The Old Curiosity 
Shop, he apotheosized her as Little Nell. What basis 
this emotion may have had in the fashionable ro- 
manticism of the period or in some peculiar psycho- 
logical pattern of Dickens', it is impossible on the 
evidence to say. But this passion for an innocent 
young girl is to recur in Dickens' life; and in the 
meantime his feeling for Mary Hogarth seems to 
indicate pretty clearly that even during the early 
years of his marriage he did not identify the Ideal 
with Catherine. 



DICKENS: THE TWO SCROOGES 47 

Catherine had big blue cyes a rather receding chin 
and a sleepy and languorous look. Beyond this, it is 
rather difficult to get a definite impression of her. 
Dickens' terrible gallery of shrews who browbeat 
their amiable husbands suggests that she may have 
been a scold; but surely Dickens himself was no Joe 
Gargery or Gabriel Varden. We do not know much 
about Dickens' marriage. We know that, with the 
exception of his sister-in-law Georgina, Dickens grew 
to loathe the Hogarths who evidently lived on him 
to a considerable extent; and we must assume that 
poor Catherine, in both intellect and energy, was a 
good deal inferior to her husband. He lived with 
her, however, twenty years, and, although it becomes 
clear toward the end that they were no longer particu- 
larly welcome, he gave her during that time ten 
children. 

And if Dickens was lonely in his household, he was 
lonely in society, also. He had, as Forstcr indicates, 
attained a pinnacle of affluence and fame which made 
him one of the most admired and most sought-after 
persons in Europe without his really ever having 
created for himself a social position in England, that 
society par excellence where everybody had to have a 
definite one and where there was no rank reserved for 
the artist. He had gone straight, at the very first 
throw, from the poor tenement, the prison, the press 
table, to a position of imperial supremacy over the 
imaginations of practically the whole literate world; 
but in his personal associations, he cultivated the 
companionship of inferiors rather than save, per- 



48 THE WOUND AND THE BOW 

haps, for Carlylc of intellectual equals. His be- 
havior toward Society, in the capitalized sense, was 
rebarbative to the verge of truculence; he refused to 
learn its patter and its manners; and his satire on the 
fashionable world comes to figure more and more 
prominently in his novels. Dickens is one of the very 
small group of British intellectuals to whom the 
opportunity has been offered to be taken up by the 
governing class and who have actually declined that 
honor. 

His attitude which in the period we have been 
discussing was still that of the middle-class 'Radical' 
opposing feudal precedent and privilege: Mr. Rounce- 
well, the ironmaster, backed against Sir Leicester 
Dedlock is illustrated by the curious story of his 
relations with Queen Victoria. In 1857, Dickens got 
up a benefit for the family of Douglas Jerrold, in 
which he and his daughters acted. The Queen was 
asked to be one of the sponsors; and, since she was 
obliged to refuse any such request for fear of being 
obliged to grant them all, she invited Dickens to put 
on the play at the palace. He replied that he 'did 
not feel easy as to the social position of my daughters, 
etc., at a Court under those circumstances,' and sug- 
gested that the Queen might attend a performance 
which should be given for her alone. She accepted, 
and sent backstage between the acts asking Dickens 
to come and speak to her. ' I replied that I was in my 
Farce dress, and must beg to be excused. Whereupon 
she sent again, saying that the dress "could not be 
so ridiculous as that,'* and repeating the request. 



DICKENS: THE TWO SCROOGES 49 

I sent my duty in reply, but again hoped Her Majesty 
would have the kindness to excuse my presenting my- 
self in a costume and appearance that were not my 
own. I was mighty glad to think, when I woke this 
morning, that I had carried the point/ The next year 
he was approached on behalf of the Queen, who 
wanted to hear him read the Christmas Carol ; but he 
expressed his 'hope that she would indulge me by 
making one of some audience or other for I thought 
an audience necessary to the effect/ It was only in the 
last year of his life and then only on what seems 
to have been the pretext on the Queen's part that she 
wanted to look at some photographs of the battle- 
fields of the Civil War which Dickens had brought 
back from America that an interview was finally 
arranged . Here the record of Dickens ' lecture manager, 
George Dolby, supplements the account given by 
Forster. Dickens told Dolby that ' Her Majesty had 
received him most graciously, and that, as Court 
etiquette requires that no one, in an ordinary inter- 
view with the sovereign, should be seated, Her 
Majesty had remained the whole time leaning over 
the head of a sofa. There was a little shyness on both 
sides at the commencement, but this wore away as the 
conversation proceeded/ When Victoria regretted 
that it had not been possible for her ever to hear 
Dickens read, he replied that he had made his fare- 
well to the platform; when she said that she under- 
stood this, but intimated that it would be gracious on 
Dickens' part so far to forget his resolve as to give 
her the pleasure of hearing him, he insisted that this 



50 THE WOUND AND THE BOW 

would be impossible. Not impossible, perhaps, sai4 
the Queen, but inconsistent, no doubt and she 
knew that he was the most consistent of men. Yet 
they parted on very good terms: she invited him to 
her next levee and his daughter to the drawing-room 
that followed. If there is some stickling for his 
dignity on Dickens' part here, there is evidently also 
some scruple on the Queen's. 

To be caught between two social classes in a society 
of strict stratifications like being caught between 
two civilizations, as James was, or between two racial 
groups, like Proust is an excellent thing for a 
novelist from the point of view of his art, because it 
enables him to dramatize contrasts and to study inter- 
relations which the dweller in one world cannot 
know. Perhaps something of the sort was true even of 
Shakespeare, between the provincial bourgeoisie and 
the Court. Dostoevsky, who had a good deal in com- 
mon with Dickens and whose career somewhat paral- 
lels his, is a conspicuous example of a writer who owes 
his dramatic scope at least partly to a social mal- 
adjustment. The elder Dostoevsky was a doctor and 
his family origins were obscure, so that his social 
position was poor in a Russia still predominantly 
feudal; yet he bought a country estate and sent his 
sons to a school for the children of the nobility. But 
the family went to pieces after the mother's death: 
the father took to drink and was murdered by his 
serfs for his cruelty. Dostoevsky was left with almost 
nothing, and he slipped down into that foul and stag- 
nant underworld of the Rask61nikovs and Stavr6gins 



DICKENS: THE TWO SCROOGES 51 

of his novels. Dickens' case had been equally anoma- 
lous: he had grown up in an uncomfortable position 
between the upper and the lower middle classes, with 
a dip into the proletariat and a glimpse of the aristoc- 
racy through their trusted upper servants. But this 
position, which had been useful to him as a writer, 
was to leave him rather isolated in English society. 
In a sense, there was no place for him to go and belong; 
he had to have people come to him. 

And in the long run all that he had achieved could 
not make up for what he lacked. Little Dorrit and 
Great Expectations (i 860-61), which follows it after 
A Tale of Two Cities, arc full of the disillusion and dis- 
comfort of this period of Dickens' life. The treatment 
of social situations and the treatment of individual 
psychology have both taken turns distinctly new. 

Dickens now tackles the Marshalsca again, but on a 
larger scale and in a more serious way. It is as if he 
were determined once for all to get the prison out of 
his system. The figure of his father hitherto has al- 
ways haunted Dickens' novels, but he has never 
known quite how to handle it. In Micawber, he 
made him comic and lovable; in Skimpole, he made 
him comic and unpleasant for, after all, the 
vagaries of Micawber always left somebody out of 
pocket, and there is another aspect of Micawber 
the Skimpole aspect he presented to his creditors. 
But what kind of person, really, had John Dickens 
been in himself? How had the father of Charles 
Dickens come to be what he was? Even after it had 
become possible for Charles to provide for his father, 



51 THE WOUND AND THE BOW 

the old man continued to be a problem up to his death 
in 1851. He got himself arrested again, as the result 
of running up a wine bill; and he would try to get 
money out of his son's publishers without the know- 
ledge of Charles. Yet Dickens said to Forstcr, after his 
father's death: 'The longer I live, the better man I 
think him' ; and Little Dorrit is something in the nature 
of a justification of John. 

Mr. Dorrit is 'a very amiable and very helpless 
middle-aged gentleman ... a shy, retiring man, well- 
looking, though in an effeminate style, with a mild 
voice, curling hair, and irresolute hands rings upon 
the fingers in those days which nervously wandered 
to his trembling lip a hundred times in the first half- 
hour of his acquaintance with the jail.' The arrival 
of the Dorrit family in prison and their gradual habit- 
uation to it are done with a restraint and sobriety 
never displayed by Dickens up to now. The incident 
in which Mr. Dorrit, after getting used to accepting 
tips in his r61e of the Father of the Marshalsea, sud- 
denly becomes insulted when he is offered copper half- 
pence by a workman, has a delicacy which makes up 
in these later books for the ebb of Dickens' bursting 
exuberance. If it is complained that the comic char- 
acters in these novels, the specifically 'Dickens char- 
acters,' are sometimes mechanical and boring, this is 
partly, perhaps, for the reason that they stick out in an 
unnatural relief from a surface that is more quietly 
realistic. And there are moments when one feels that 
Dickens might be willing to abandon the 'Dickens 
character' altogether if it were not what the public 



DICKENS: THE TWO SCROOGES 53 

expected of him. In any case, the story of Dorrit is a 
closer and more thoughtful study than any that has 
gone before of what bad institutions make of men. 

But there is also in Little Dorrit something different 
from social criticism. Dickens is no longer satisfied 
to anatomize the organism of society. The main 
symbol here is the prison (in this connection, Mr. 
Jackson's chapter is the best thing that has been 
written on Little Dorrit) \ but this symbol is developed 
in a way that takes it beyond the satirical application 
of the symbol of the fog in Bleak House and gives it a 
significance more subjective. In the opening chapter, 
we are introduced, not to the debtors' prison, but to 
an ordinary jail for criminals, which, in the case of 
Rigaud and Cavalletto, will not make the bad man 
any better or the good man any worse. A little later, 
we are shown an English business man who has come 
back from many years in China and who finds himself 
in a London the shut-up London of Sunday evening 
more frightening, because more oppressive, than 
the thieves' London of Oliver Twist. '"Heaven for- 
give me," said he, "and those who trained me. How 
I have hated this day!" There was the dreary Sunday 
of his childhood, when he sat with his hands before 
him, scared out of his senses by a horrible tract which 
commenced business with the poor child by asking 
him, in its title, why he was going to Perdition?' At 
last he gets himself to the point of going to see his 
mother, whom he finds as lacking in affection and as 
gloomy as he could have expected. She lives in a dark 
and funereal house with the old offices on the bottom 



54 THE WOUND AND THB BOW 

floor, one of the strongholds of that harsh Calvinism 
plus hard business which made one of the mainstays of 
the Victorian Age; she lies paralyzed on 'a black bier- 
like sofa/ punishing herself and everyone else for 
some guilt of which he cannot discover the nature. 
The Clennam house is a jail, and they arc in prison, 
too. So arc the people in Bleeding Heart Yard, small 
tenement-dwelling shopkeepers and artisans, rack- 
rented by the patriarchal Casby; so is Merdle, the 
great swindler-financier, imprisoned, like Kreuger or 
Insull, in the vast scaffolding of fraud he has con- 
trived, who wanders about in his expensive house 
itself, for all its crimson and gold, as suffocating and 
dark as the Clcnnams' afraid of his servants, un- 
loved by his wife, almost unknown by his guests, till 
on the eve of the collapse of the edifice he quietly 
opens his veins in his bath. 

At last, after twenty-five years of jail, Mr. Dorrit 
inherits a fortune and is able to get out of the Marshal- 
sea. He is rich enough to go into Society; but all the 
Dorrits, with the exception of the youngest, known as 
'Little Dorrit, 1 who has been born in the Marshalsea 
itself and has never made any pretensions, have been 
demoralized or distorted by the effort to remain gen- 
teel while tied to the ignominy of the prison. They 
cannot behave like the people outside. And yet that 
outside world is itself insecure. It is dominated by Mr. 
Merdle, who comes, as the story goes on, to be uni- 
versally believed and admired is taken Up by the 
governing class, sent to Parliament, courted by lords. 
The Dorrits, accepted by Society, still find themselves 



DICKENS: THE TWO SCROOGES 55 

in prison. The moral is driven home when old Dorrit, 
at a fashionable dinner, loses control of his wits and 
slips back into his character at the Marshalsca: 
'"Born here, he repeated, shedding tears. "Bred 
here. Ladies and gentlemen, my daughter. Child of 
an unfortunate father, but ha always a gentle- 
man. Poor, no doubt, but hum proud/" He 
asks the company for 'Testimonials/ which had been 
what he had used to call his tips. (Dr. Manettc, in 
A Tale of Two Cities, repeats this pattern with his 
amnesic relapses into the shoemaking he has learned 
in prison.) Arthur Clennam, ruined by the failure of 
Merdle, finally goes to the Marshalsea himself; and 
there at last he and Little Dorrit arrive at an under- 
standing. The implication is that, prison for prison, 
a simple incarceration is an excellent school of char- 
acter compared to the dungeons of Puritan theology, 
of modern business, of money-ruled Society, or of the 
poor people of Bleeding Heart Yard who are swindled 
and bled by all of these. 

The whole book is much gloomier than Bleak House > 
where the fog is external to the characters and repre- 
sents something removable, the obfuscatory elements 
of the past. The murk of Little Dorrit permeates the 
souls of the people, and we see more of their souls than 
in Bleak House. Arthur Clennam, with his breedings on 
his unloving mother, who turns out not to be his real 
mother (a poor doomed child of natural impulse, like 
Lady Dedlock's lover), is both more real and more 
depressing than Lady Dedlock. Old Dorrit has been 
spoiled beyond repair: he can never be rehabilitated 



56 THE WOUND AND THE BOW 

like Micawber. There is not even a villain like Tulk- 
inghorn to throw the odium on a predatory class: the 
official villain Blandois has no organic connection 
with the story save as a caricature of social pretense. 
(Though the illustrations suggest that he may have 
been intended as a sort of cartoon of Napoleon III, 
whose regime Dickens loathed in which case the 
tie-up between Blandois and the Clennams may figure 
a close relationship between the shady financial in- 
terests disguised by the flashy fagade of the Second 
Empire and the respectable business interests of 
British merchants, so inhuman behind their mask of 
morality. Blandois is crushed in the end by the col- 
lapse of the Clennams 1 house, as people were already 
predicting that Napoleon would be by that of his 
own.) The r61e of the Court of Chancery is more or 
less played by the Circumlocution Office and the 
governing-class family of Barnacles perhaps the 
most brilliant thing of its kind in Dickens : that great 
satire on all aristocratic bureaucracies, and indeed on 
all bureaucracies, with its repertoire of the variations 
possible within the bureaucratic type and its desolat- 
ing picture of the emotions of a man being passed on 
from one door to another. But the Circumlocution 
Office, after all, only influences the action in a nega- 
tive way. 

The important thing to note in Little Dorrit 
which was originally to have been called Nobody's 
Fault is that the fable is here presented from the 
point of view of imprisoning states of mind as much 
as from that of oppressive institutions. This is il- 



DICKENS: THE TWO SCROOGES 57 

lustratcd in a startling way by The History of a Self- 
Tormentor, which we find toward the end of the book. 
Here Dickens, with a remarkable pre-Frcudian in- 
sight, gives a sort of case history of a woman im- 
prisoned in a neurosis which has condemned her to 
the delusion that she can never be loved. There is 
still, to be sure, the social implication that her 
orphaned childhood and her sense of being slighted 
have been imposed on her by the Victorian attitude 
toward her illegitimate birth. But her handicap is 
now simply a thought-pattern, and from that thought- 
pattern she is never to be liberated. 

Dickens' personal difficulties make themselves felt 
like an ache at the back of Little Dorrit in which he 
represents his hero as reflecting : ' Who has not thought 
for a moment, sometimes? that it might be better 
to flow away monotonously, like the river, and to 
compound for its insensibility to happiness with its 
insensibility to pain.' The strain of his situation with 
his wife had become particularly acute the year that 
the book was begun. Dickens had been very much 
excited that February to get a letter from Maria 
Beadnell, now married. The readiness and warmth 
of his response shows how the old Ideal had lighted 
up again. He was on the point of leaving for Paris, 
and during his absence he looked forward eagerly to 
seeing her: he arranged to meet her alone. The drop 
in the tone of his letters after this meeting has taken 
place is blighting to poor Mrs. Winter. He had found 
her banal and silly, with the good looks of her girl- 



58 THE WOUND AND THE BOW 

hood gone. He put her into his new novel as Flora 
Pinching, a sort of Dora Spenlow vulgarized and 
transmogrified into a kind of Mrs. Nickleby that 
is, into another version of Dickens' unforgivcn 
mother. It seems clear that the type of woman that 
Dickens is chiefly glorifying during the years from 
Martin Cbw&lewit through Little Dorrit \ the devoted 
and self-effacing little mouse, who hardly aspires to 
be loved, derives from Georgina Hogarth, his sister- 
in-law. Georgina, who had been eight when Dickens 
was married, had come to womanhood in the Dickens 
household. Dickens grew fond of her, explaining that 
his affection was due partly to her resemblance to her 
dead sister. She gradually took over the care of the 
children, whom Dickens complained of their mother's 
neglecting; and became the real head of the household 
creating a situation which is reflected in these 
heroines of the novels. The virtues of Ruth Pinch 
are brought out mainly through her relation to her 
brother Tom; Esther Summer son, who keeps house for 
Mr. Jarndyce but does not suspect that he wants to 
marry her, is suspended through most of Bleak House 
in a relation to him that is semi-filial ; Little Dorrit is 
shown throughout in a sisterly and filial relation, and 
Arthur Clennam, before he figures as a lover, plays 
simply, like Mr. Jarndyce, the r61e of a protective and 
elderly friend. In the love of Little Dorrit and Clen- 
nam, there seems to be little passion, but a sobriety of 
resignation, almost a note of sadness: they 'went 
down,' Dickens says at the end, 'into a modest life of 
usefulness and happiness,' one of the objects of which 



DICKENS: THE TWO SCROOGES 59 

was to be * to give a mother's care ... to Fanny's [her 
sister's] neglected children no less than to their own/ 
These children of Dickens' he now had nine 
were evidently giving him anxiety. He used to 
grumble about their lack of enterprise; and it would 
appear from Mrs. Perugini's story, which trails off in 
a depressing record of their failures and follies and 
untimely deaths, that in general they did not turn out 
well. The ill-bred daughter and worthless son of 
Dorrit probably caricature Dickens' fears. Surely the 
Dorrits* travels on the Continent caricature the pro- 
gress of the Dickenses. Old Dorrit 's rise in the world 
is no rescue at the end of a fairy tale, as it would have 
been in one of the early novels. The point of the story 
is that this rise can be only a mockery: the Dorrits will 
always be what the Marshalsea has made them. 

The theme of Little Dorrit is repeated in Great Ex- 
pectations (1860-61). This second of Dickens' novels 
in which the hero tells his own story is like an at- 
tempt to fill in some of the things that have been left 
out of David Copperfield. The story is the reverse of the 
earlier one. David was a gentleman by birth, who by 
accident became a wage slave. Pip is a boy out of the 
blacksmith's shop, who by accident gets a chance to 
become a gentleman. He straightway turns into a 
mean little snob. 

The formula of Bleak House is repeated, too. The 
solution of the puzzle is again Dickens' moral, here 
more bitterly, even hatefully, delivered. Pip owes his 
mysterious income to the convict whom, in his child- 



fo THE WOUND AND THE BOW 

hood, he befriended on the marshes. Abel Magwitch 
himself had been a wretched tinker's boy, who had 
'first become aware of [himself] a-thieving turnips 
for a living/ Later he had been exploited by a gentle- 
manly rotter turned crook, who had left Magwitch 
to take the rap when they had both fallen into the 
hands of the law. The poor rascal had been impressed 
by the advantage that his companion's social status 
he had been to the public school had given him 
in the eyes of the court; and when Magwitch later 
prospered in New South Wales, he decided to make a 
gentleman of Pip. Thus Pip finds himself in a position 
very similar to Lady Dedlock's: the money that 
chains him to Magwitch will not merely associate 
him with a 'poverty and ignorance more abject than 
that from which he has escaped, but will put him 
under obligations to an individual who represents to 
him the dregs of the underworld, a man with a price 
on his head. Not only this; but the proud lady 
here who has known Pip in his first phase and 
scorns him because she thinks him a common village 
boy turns out to be the daughter of Magwitch and 
of a woman who has been tried for murder and who is 
now employed in the humble capacity of housekeeper 
by the lawyer who got her off. 

The symbol here is the 'great expectations' which 
both Pip and Estella entertain: they figure (Mr. T. A. 
Jackson has here again put his finger on the point) the 
Victorian mid-century optimism. Estella and Pip have 
both believed that they could count upon a wealthy 
patroness, the heiress of a now disused brewery, to 



DICKENS: THE TWO SCROOGES 61 

make them secure against vulgarity and hardship. 
But the patroness vanishes like a phantom, and they 
are left with their leisure-class habits and no incomes 
to keep them up. They were originally to lose one 
another, too: the tragedies in Dickens' novels arc 
coming more and more to seem irremediable. Estella 
was to marry for his money a brutal country squire, 
and Pip was never to see her again except for one brief 
meeting in London. Here is the last sentence of the 
ending that Dickens first wrote: 'I was very glad 
afterwards to have had the interview; for, in her face, 
and in her voice, and in her touch, she gave me the 
assurance that suffering had been stronger than Miss 
Havisham's teaching, and had given her a heart to 
understand what my heart used to be.' 

This was to have been all, and it was perfect in tone 
and touch. But Bulwer Lytton made Dickens change 
it to the ending we now have, in which Estella 's 
husband gets killed and Pip and she are united. 
Dickens was still a public entertainer who felt that 
he couldn't too far disappoint his audience. 

In Little Dorr it and Great Expectations^ there is, there- 
fore, a great deal more psychological interest than in 
Dickens' previous books. We are told what the char- 
acters think and feel, and even something about how 
they change. And here we must enter into the central 
question of the psychology of Dickens' characters. 
The world of the early Dickens is organized accord- 
ing to a dualism which is based in its artistic 
derivation on the values of melodrama: there are 



6l THE WOUND AND THE BOW 

bad people and there are good people, there are comics 
and there are characters played straight. The only 
complexity of which Dickens is capable is to make one 
of his noxious characters become wholesome, one of 
his clowns turn into a serious person. The most con- 
spicuous example of this process is the reform of Mr 
Dombey, who, as Taine says, * turns into the best 
of fathers and spoils a fine novel.' But the reform of 
Scrooge in A Christmas Carol shows the phenomenon 
in its purest form. 

We have come to take Scrooge so much for granted 
that he seems practically a piece of Christmas folk- 
lore; we no more inquire seriously into the mechanics 
of his transformation than we do into the transforma- 
tion of the Beast in the fairy tale into the young prince 
that marries Beauty. Yet Scrooge represents a prin- 
ciple fundamental to the dynamics of Dickens' world 
and derived from his own emotional constitution. 
It was not merely that his passion for the theater had 
given him a taste for melodramatic contrasts; it was 
rather that the lack of balance between the opposite 
impulses of his nature had stimulated an appetite for 
melodrama. For emotionally Dickens was unstable. 
Allowing for the English restraint, which masks what 
the Russian expressiveness indulges and perhaps over- 
expresses, and for the pretenses of English biographers, 
he seems almost as unstable as Dostoevsky. He was 
capable of great hardness and cruelty, and not merely 
toward those whom he had cause to resent: people 
who patronized or intruded on him. On one occasion, 
in the presence of other guests, he ordered Forster out 



DICKENS: THE TWO SCROOGES 63 

of his house over some discussion that had arisen at 
dinner; he was certainly not gentle with Maria 
Winter; and his treatment of Catherine suggests, as 
we shall see, the behavior of a Renaissance monarch 
summarily consigning to a convent the wife who has 
served her turn. There is more of emotional reality 
behind Quilp in The Old Curiosity Shop than there is 
behind Little Nell. If Little Nell sounds bathetic 
today, Quilp has lost none of his fascination. He is 
ugly, malevolent, perverse; he delights in making 
mischief for its own sake; yet he exercises over the 
members of his household a power which is almost 
an attraction and which resembles what was known in 
Dickens' day as 'malicious animal magnetism/ 
Though Quilp is ceaselessly tormenting his wife and 
browbeating the boy who works for him, they never 
attempt to escape: they admire him; in a sense they 
love him. 

So Dickens' daughter, Kate Perugini, who had de- 
stroyed a memoir of her father that she had written, 
because it gave ' only half the truth/ told Miss Gladys 
Storey, the author of Dickens and Daughter, that the 
spell which "Dickens had been able to cast on his 
daughters was so strong that, after he and their 
mother had separated, they had refrained from going 
to see her, though he never spoke to them about it, 
because they knew that he did not like it, and would 
even take music lessons in a house just opposite the 
one where she was living without daring to pay her 
a call. 'I loved my father/ said Mrs. Perugini, 
* better than any man in the world in a different 



64 THE WOUND AND THE BOW 

way of course I loved him for his faults/ And she 

added, as she rose and walked to the door: 'my father 
was a wicked man a very wicked man/ But from 
the memoirs of his other daughter Mamie, who also 
adored her father and seems to have viewed him un- 
critically, we hear of his colossal Christmas parties, 
of the vitality, the imaginative exhilaration, which 
swept all the guests along. It is Scrooge bursting in 
on the Cratchits. Shall we ask what Scrooge would 
actually be like if we were to follow him beyond the 
frame of the story? Unquestionably he would relapse 
when the merriment was over if not while it was 
still going on into moroseness, vindictiveness, sus- 
picion. He would, that is to say, reveal himself as 
the victim of a manic-depressive cycle, and a very 
uncomfortable person. 

This dualism runs all through Dickens. There has 
always to be a good and a bad of everything: each of 
the books has its counterbalancing values, and pairs 
of characters sometimes counterbalance each other 
from the casts of different books. There has to be a 
good manufacturer, Mr. Rouncewell, and a bad manu- 
facturer, Mr. Bounderby; a bad old Jew, Fagin, and a 
good old Jew, Riah; an affable lawyer who is really 
unscrupulous, Vholes, and a kindly lawyer wlio pre- 
tends to be unfeeling, Jaggers; a malicious dwarf, 
Quilp, and a beneficent dwarf, Miss Mowcher (though 
Dickens had originally intended her to be bad); an 
embittered and perverse illegitimate daughter, Miss 
Wade, the Self-Tormentor, and a sweet and submissive 
illegitimate daughter, Esther Summerson. Another 



DICKENS: THE TWO SCROOGES 65 

example of this tendency is Dickens' habit, noted by 
Mr. Kingsmill, of making the comic side of his novels 
a kind of parody on the sentimental side. Pecksniff is 
a satire on that domestic sentiment which wells up 
so profusely in Dickens himself when it is a question 
of a story for the Christmas trade; the performances 
of the Vincent Crummleses provide a burlesque of the 
stagy plot upon which Nicholas Nickleby is based. 

Dickens' difficulty in his middle period, and indeed 
more or less to the end, is to get good and bad together 
in one character. He had intended in Dombey and Son 
to make Walter Gay turn out badly, but hadn't been 
able to bring himself to put it through. In Bleak 
House, however, he had had Richard Carstone undergo 
a progressive demoralization. But the real beginnings 
of a psychological interest may be said to appear in 
Hard Times, which, though parts of it have the cru- 
dity of a cartoon, is the first novel in which Dickens 
tries to trace with any degree of plausibility the 
processes by which people become what they are. 
We are given a certain sympathetic insight into what 
has happened to the Gradgrind children; and the con- 
version of Mr. Gradgrind is very much better prepared 
for than that of Mr. Dombey. In Great Expectations we 
see Pip pass through a whole psychological cycle. 
At first, he is sympathetic, then by a more or less 
natural process he turns into something unsympathetic, 
then he becomes sympathetic again. Here the effects 
<Si both poverty and riches arc seen from the inside in 
one person. This is for Dickens a great advance; and it 
is a development which, if carried far enough, would 



66 THE WOUND AND THE BOW 

end by eliminating the familiar Dickens of the lively 
but limited stage characters, with their tag lines and 
their unvarying make-ups. 

The crisis of Dickens' later life had already come 
before Great Expectations. That 'old unhappy loss or 
want of something' which he makes David Copperfield 
feel after his marriage to Dora had driven him into a 
dream of retreating to the monastery of the Great 
St. Bernard, where it had been his original idea to 
have the whole of Little Dorrit take place. But he had 
ended by resorting to another order which, in mimick- 
ing the life of men, may remain almost as impenetrably 
cut off from it as the monks of the St. Bernard them- 
selves. Dickens embarked upon a series of theatricals, 
which, though undertaken originally as benefits, took 
on a semi-professional character and came to look 
more and more like pretexts for Dickens to indulge his 
appetite for acting. 

He had written Forster of * the so happy and yet so 
unhappy existence which seeks its realities in unreali- 
ties, and finds its dangerous comfort in a perpetual 
escape from the disappointment of heart around it. 1 
But now the pressure of this disappointment was to 
drive him into a deeper addiction to that dangerous 
comfort of unrealities. It was as if he had actually 
to embody, to act out in his own person, the life of his 
imagination. He had always loved acting: as a child, 
he had projected himself with intensity into the char- 
acters of the plays he had seen. He had always loved 
amateur theatricals and charades. He used to say 
that it relieved him, if only in a game, to throw him- 



DICKENS: THE TWO SCROOGES 67 

self into the personality of someone else. His whole 
art had been a kind of impersonation, in which he had 
exploited this or that of his impulses by incorporating 
it in an imaginary person rather than up to this 
point, at any rate exploring his own personality. 
The endings of his early novels, in which the villain 
was smashingly confounded and the young juvenile 
got the leading woman, had been the conventional 
d6nouements of Drury Lane. Whole scenes of Barnaby 
Rudgt had been high-flown declamations in a blank 
verse which connects Dickens almost as closely with 
the dramatic tradition of Shakespeare as with the 
fictional tradition of Fielding. Dickens admitted that 
he found it difficult, whenever he became particularly 
serious, to refrain from falling into blank verse; and 
though his prose, like everything else in his art, 
underwent a remarkable development, tightening up 
and becoming cleaner, he never quite got rid of this 
tendency. The scene in which Edith Dombey turns 
upon and unmasks Mr. Carker, with its doors ar- 
ranged for exits and entrances, its suspense engineered 
through the presence of the servants, its set speeches, 
its highfalutin language, its hair-raising reversal of 
r61es, its interruption at the climactic moment by the 
sudden sound of the bell that announces the outraged 
husband this scene, which is one of the worst in 
Dickens, must be one of the passages in fiction most 
completely conceived in terms of the stage. In Bleak 
House , he is still theatrical, but he has found out how 
to make this instinct contribute to the effectiveness of 
a novel: the theatrical present tense of the episodes 



68 THE WOUND AND THE BOW 

which alternate with Esther Summerson's diary does 
heighten the excitement of the narrative, and the 
theatrical Lady Dedlock is an improvement on Edith 
Dombey. Yet in the novels that follow Bleak House, 
this theatricalism recurs as something never cither 
quite eliminated from or quite assimilated by Dickens' 
more serious art, an element which remains unreal if it 
is not precisely insincere and on which his stories 
sometimes run aground. Later, when he was giving 
his public readings, he wrote a whole series of stories 
Somebody's Luggage, Mrs. Lirriper, Doctor lAarigold 
which were primarily designed for public performance 
and in which excellent character monologues lead up 
to silly little episodes in the bad sentimental taste of 
the period which Dickens had done so much to popu- 
larize. Dickens had a strain of the ham in him, and, 
in the desperation of his later life, he gave in to the 
old ham and let him rip. 

That this satisfied the deeper needs of Dickens as 
little as it does those of his readers seems to be proved 
by what followed. He met behind the scenes of the 
theater sometime in '57 or '58 a young girl named 
Ellen Ternan, the daughter of a well-known actress. 
When Dickens first saw her, she was hiding behind 
t>ne of the properties and crying because she had to 
go on in a costume that offended her sense of modesty. 
Dickens reassured her. She was eighteen, and she 
evidently appealed to that compassionate interest in 
young women which had made him apotheosize 
Mary Hogarth. He saw her again and became infatu- 
ated. He had been complaining to Forster that 4 a 



DICKENS: THE TWO SCROOGES 69 

sense comes always crashing on me now, when I fall 
into low spirits, as of one happiness I have missed 
in life, and one friend and companion I have never 
made'; and it must have seemed to him that now he 
had found her. 

He had made an agreement with Catherine in the 
early days of their marriage that if either should fall 
in love with anyone else, he should frankly explain to 
the other. He now told her that he was in love with 
Miss Ternan and compelled her to call on the girl. 
Dickens conducted the whole affair with what ap- 
pears to us the worst possible taste, though I shall 
show in a moment that there were special reasons 
why his behavior seemed natural to him. He ar- 
ranged to have Ellen Ternan take part in his benefit 
performances, and, whether by design or not, gave her 
r61es which ran close enough to the real situation to 
offend Mrs. Dickens. Mr. Wright, who first made this 
whole episode public in 1934, believes, probably 
rightly, that Sydney Carton is Dickens' dramatization 
of the first hopeless phase of his love. In the spring of 
'58, however, Dickens arranged a separation from 
Catherine and left her with one of their sons in London 
while he removed with the rest of the children and 
Georgina to the new place he had bought at Gadshill. 
He published a statement in Household Words and cir- 
culated a singular letter which was not long in getting 
into print, in which he explained that he and Cather- 
ine had nothing whatever in common and should 
never have got married; defended, without naming 
her, Ellen Ternan; and denounced, without naming 



70 THE WOUND AND THE BOW 

them, as ' two wicked persons' his mother-in-law and 
his sister-in-law Helen for having intimated that there 
could be 'on this earth a more virtuous and spotless 
creature* than Ellen. It was true that he and Ellen 
had not been lovers; but he now induced Ellen to be 
his mistress and set her up in an establishment of her 
own. He wrote her name into his last three novels as 
Estella Provis, Bella Wilfer, and finally Helena Land- 
less her full name was Ellen Lawless Ternan. 

In order to understand what is likely to seem to us 
on Dickens' part a strange and disagreeable exhibition- 
ism, we must remember his relation to his public. 
Perhaps no other kind of writer depends so much on 
his audience as the novelist. If the novelist is ex- 
tremely popular, he may even substitute his relation 
to his public for the ordinary human relations. And 
for this reason he responds to his sales in a way which 
may seem ridiculous to a writer in a different field; yet 
to the novelist the rise or the drop in the number of the 
people who buy his books may be felt in very much 
the same way as the coolness or the passion of a loved 
one. In Dickens' case, a falling-off in the popularity 
of his monthly instalments would plunge him into 
anxiety and depression. He had played up Sam Wcller 
in Pickwick because he saw that the character was 
going well, and he sent Martin Chuzzlewit to America 
because he found that interest in the story was flag- 
ging. And now it had come to be true in a sense that 
his only companion in his fictional world was the 
public who saw him act and read his novels. When he 
began, as he did that same spring, to give regular pub- 



DICKENS: THE TWO SCROOGES 71 

lie readings which enabled him to live these novels, 
as it were, in his own person, and to feel the direct 
impact on his audience the relation became more 
intimate still. For Dickens, the public he addressed in 
this statement about his marriage was probably closer 
than the wife by whom he had had ten children; and 
now that he had fallen in love with Ellen, instead of 
finding in her a real escape from the eternal masquerade 
of his fiction, his first impulse was to transport her to 
dwell with him in that imaginary world itself, to 
make her a character in a novel or play, and to pay 
court to her in the presence of his public. 

But the old sense of 'loss or want* does not seem to 
have been cured by all this. 4 My father was like a 
madman/ says Mrs. Perugini, 'when my mother left 
home. This affair brought out all that was worst 
all that was weakest in him. He did not care a damn 
what happened to any of us. Nothing could surpass 
the misery and unhappiness of our home/ And this 
misery still hung over the household, in spite of 
Dickens' festive hospitality, even after the separation 
had been arranged. Poor Mrs. Dickens in her exile was 
wretched 'Do you think he is sorry for me?' she 
asked Kate on one of the only two occasions when she 
ever heard her mother mention her father and there 
was always at the back of their consciousness this 
sense of something deeply wrong. Kate Dickens, with 
more independence than Mamie, does not seem much 
to have liked having Miss Ternan come to Gadshill; 
and she finally married a brother of Wilkie Collins, 
without really caring about him, in order to get away 



71 THE WOUND AND THE BOW 

from home. After the wedding, which Mrs. Dickens 
had not attended, Mamie found her father weeping in 
Kate's bedroom, with his face in her wedding dress: 
'But for me/ he said to her, 'Katy would not have 
left home.' 

This episode of Ellen Ternan has been hushed up so 
systematically, and the information about it is still so 
meager, that it is difficult to get an impression of Ellen. 
We do, however, know something about what Dick- 
ens thought of her from the heroines in his last books 
who are derived from her. Estella is frigid and in- 
different: it amuses her to torture Pip, who loves her 
'against reason, against promise, against peace, 
against hope, against happiness, against all discour- 
agement that could be* ; she marries a man she does not 
love for his money. Bella Wilfer up to her conversion 
by Mr. Boffin is equally intent upon money which 
was certainly one of the things that Ellen got out of 
her liaison with Dickens. Both Estella and Bella are 
petulant, spoiled and proud. They represent, as it 
were, the qualities of the Edith Dombey-Lady Dedlock 
great lady combined with the capriciousness of Dora 
Spenlow the old elements of Dickens' women 
simply mixed in a new way. And these novels of 
Dickens in which Ellen figures show perhaps more real 
desperation than Little Dorrit itself, with its closing 
note of modest resignation. It seems to be the general 
opinion that Ellen was neither so fascinating nor so 
gifted as Dickens thought her. After his death, she 
married a clergyman, and she confided to Canon 
Benham that she had loathed her relationship with 



DICKENS: THB TWO SCROOGES 73 

Dickens and deeply regretted the whole affair. She 
had borne Dickens a child, which did not live. It 
may be though we have no date that Dickens' 
short story, Doctor Marigold (1865), which became one 
of his favorite readings, the monologue of a traveling 
'cheap jack/ who keeps an audience entertained with 
his patter while his child is dying in his arms, is a 
reflection of this event. 

In spite of the energy of a diable au corps which en- 
abled him to put on his plays and to perform prodigies 
of walking and mountain-climbing at the same time 
that he was composing his complicated novels, the 
creative strain of a lifetime was beginning to tell 
heavily on Dickens. He had always felt under an ob- 
ligation to maintain a standard of living conspicuously 
lavish for a literary man: in his statement about his 
separation from his wife, he boasts that he has pro- 
vided for her as generously ' as if Mrs. Dickens were a 
lady of distinction and I a man of fortune/ And now 
he was compelled both by the demon that drove him 
and by the necessity of earning money in order to keep 
up the three establishments for which he had made 
himself responsible and to launch his sons and 
daughters on the world, to work frantically at his 
public readings. His nervous disorders persisted: he 
was troubled while he was writing Great Expectations 
with acute pains in the face; and he developed a lame- 
ness in his left foot, which, though he blamed it on 
taking walks in heavy snowstorms, was also evi- 
dently due to the burning-out of his nerves. He was 
maimed by it all the rest of his life. * Twice last week, ' 



74 THB WOUND AND THE BOW 

he writes in '66, 'I was seized in a most distressing 
manner apparently in the heart; but, I am per- 
suaded, only in the nervous system. 1 

Three years had passed since Great Expectations before 
Dickens began another novel; he worked at it with 
what was for him extreme slowness, hesitation and 
difficulty; and the book shows the weariness, the fears 
and the definitive disappointments of this period. 

This story, Our Mutual Friend (1864-65), like all 
these later books of Dickens, is more interesting to us 
today than it was to Dickens' public. It is a next 
number in the Dickens sequence quite worthy of its 
predecessors, a development out of what has gone 
before that is in certain ways quite different from the 
others. It may be said Dickens never really repeats 
himself: his thought makes a consistent progress, and 
his art, through the whole thirty-five years of his 
career, keeps going on to new materials and effects; so 
that his work has an interest and a meaning as a whole. 
The difficulty that Dickens found in writing Our 
Mutual Friend does not make itself felt as anything in 
the nature of an intellectual disintegration. On the 
contrary, the book compensates for its shortcomings 
by the display of an intellectual force which, though 
present in Dickens* work from the first, here appears 
in a phase of high tension and a condition of fine 
muscular training. The Dickens of the old eccentric 
'Dickens characters' has here, as has often been noted, 
become pretty mechanical and sterile. It is a pity that 
the creator of Quilp and of Mrs. Jarley's waxworks 



DICKENS: THE TWO SCROOGES 75 

should have felt himself under the necessity of fabri- 
cating Silas Wegg and the stuffed animals of Mr. 
Venus. Also, the complex Dickens plot has come to 
seem rather tiresome and childish. But Dickens has 
here distilled the mood of his later years, dramatized 
the tragic discrepancies of his character, delivered his 
final judgment on the whole Victorian exploit, in a 
fashion so impressive that we realize how little the 
distractions of this period had the power to direct 
him from the prime purpose of his life: the serious 
exercise of his art. 

As the fog is the symbol for Bleak House and the 
prison for Little Dorrit, so the dust-pile is the symbol 
for Our Mutual Friend. It dominates even the land- 
scape of London, which has already been presented 
by Dickens under such a variety of aspects, but which 
now appears though with Newgate looming over 
it as it did in Barnaby Rudge under an aspect that is 
new: 'A gray dusty withered evening in London city 
has not a hopeful aspect,' he writes of the day when 
Bradley Headstone goes to pay his hopeless court to 
Lizzie Hexam. 'The closed warehouses and offices 
have an air of death about them, and the national 
dread of color has an air of mourning. The towers 
and steeples of the many house-encompassed churches, 
dark and dingy as the sky that seems descending on 
them, are no relief to the general gloom; a sun-dial 
on a church-wall has the look, in its useless black 
shade, of having failed in its business enterprise and 
stopped payment for ever; melancholy waifs and 
strays of housekeepers and porters sweep melancholy 



76 THE WOUND AND THB BOW 

waifs and strays of papers and pins into the kennels, 
and other more melancholy waifs and strays explore 
them, searching and stooping and poking for every- 
thing to sell. The set of humanity outward from the 
City is as a set of prisoners departing from gaol, and 
dismal Newgate seems quite as fit a stronghold for 
the mighty Lord Mayor as his own state-dwelling/ 

The actual dust-pile in question has been amassed 
by a dust-removal contractor, who has made out of 
it a considerable fortune. The collection of refuse at 
that time was still in private hands, and was profitable 
because the bones, rags and cinders, and even the dust 
itself, were valuable for various kinds of manufacture. 
The plot of Our Mutual Friend has to do with the 
struggle of a number of persons to get possession of 
or some share in this money. (The other principal 
industry which figures in Our Mutual Friend is the 
robbing of the dead bodies in the Thames.)' But the 
real meaning of the dust-pile is not in doubt: 'My 
lords and gentlemen and honorable lords,' writes 
Dickens, when the heap is being carted away, 'when 
you in the course of your dust-shoveling and cinder- 
raking have piled up a mountain of pretentious failure, 
you must off with your honorable coats for the re- 
moval of it, and fall to the work with the power of 
all the queen's horses and all the queen's men, or it 
will come rushing down and bury us alive/ 

Dickens' line in his criticism of society is very clear 
in Our Mutual Friend, and it marks a new position on 
Dickens' part, as it results from a later phase of the 
century. Dickens has come at last to despair utterly 



DICKENS: THE TWO SCROOGES 77 

of the prospering middle class. We have seen how he 
judged the morality of the merchants. In Bleak 
House, the ironmaster is a progressive and self-sus- 
taining figure who is played off against parasites of 
various sorts; but in Hard Times, written immediately 
afterward, the later development of Rouncewell is 
dramatized in the exploiter Bounderby, a new kind 
of Victorian hypocrite, who pretends to be a self- 
made man. In Little Dorrit, the one set of characters 
who are comparatively healthy and cheerful still 
represent that middle-class home which has remained 
Dickens' touchstone of virtue; but even here there is 
a distinct change in Dickens' attitude. Mr. Meagles, 
the retired banker, with his wife and his beloved 
only daughter, become the prey of Henry Gowan, a 
well-connected young man of no fortune who manages 
to lead a futile life (the type has been well observed) 
between the social and artistic worlds without ever 
making anything of either. But the smugness and 
insularity, even the vulgarity, of the Meagleses is 
felt by Dickens as he has never felt it in connection 
with such people before. After all, in taking in 
Tattycoram, the foundling, the Meagleses could not 
help making her feel her position of inferiority. A 
little more emphasis in this direction by Dickens and 
the Meagleses might seem to the reader as odious as 
they recurrently do to her. Tattycoram herself, with 
her painful alternations between the extremes of 
affection and resentment, probably reflects the oscilla- 
tions of Dickens himself at this period. 
But the resentment is to get the upper hand. The 



78 THE WOUND AND THE BOW 

Meaglcses turn up now as the Podsnaps, that horren- 
dous middle-class family, exponents of all the sound- 
est British virtues, who, however, are quite at home 
In a social circle of sordid adventurers and phony 
nouvcaux riches > and on whom Dickens visits a satire as 
brutal as themselves. Gone are the high spirits that 
made of Pecksniff an exhilarating figure of fun gone 
with the Yoho ! of the stagecoach on which Tom Pinch 
traveled to London. The Podsnaps, the Lammles, the 
Vcnecrings, the Fledgebys, are unpleasant as are no 
other characters in Dickens . It comes to us as a disturb- 
ing realization that Dickens is now afraid of Podsnap 
(who, with his talk about the paramount importance 
of not bringing the blush to the young person's cheek, 
would of course have been the loudest among those 
who disapproved of Dickens' affair with Miss Ternan). 
And Fledgeby, the young moneylender of the second 
generation, with his peachy cheeks and slender ^figure, 
who lives in the Albany and dines out Grandfather 
Smallweed is a man beside him ! It is startling to find 
that Dickens has here even hit upon a principle which 
another group of commercial-patriotic rotters were 
later to exploit on a large scale. One of the ugliest 
scenes in Dickens is that in which Fledgeby ascribes 
his own characteristics to the gentle old Jew Riah and 
makes him the agent of his meanness and sharp-dealing. 
And not content with making Fledgeby a cur, Dickens 
himself shows a certain cruelty in having him ulti- 
mately thrashed by Lammle under circumstances of 
peculiar ignominy and then having the little dolls' 
dressmaker apply plasters with pepper on them to his 



DICKENS: THE TWO SCROOGES 79 

wounds. This incident betrays a kind of sadism which 
we never felt in Dickens' early work when Nicholas 
Nickleby beat Squeers, for example but which breaks 
out now and then in these later books in a disagreeable 
fashion. 

If the middle class has here become a monster, the 
gentry have taken on an aspect more attractive than 
we have ever known them to wear as a class in any 
previous novel of Dickens. If an increase of satiric 
emphasis turns the Meagleses into the Podsnaps, so a 
shift from the satirical to the straight turns the frivo- 
lous and idle young man of good family, who has 
hitherto always been exhibited as more or less of a 
scoundrel James Harthouse or Henry Gowan 
into the sympathetic Eugene Wrayburn. Eugene and 
his friend Mortimer Lightwood, the little old diner- 
out named Twemlow, the only gentleman in the Ven- 
eerings' circle, and the Reverend Frank Milvey, 'ex- 
pensively educated and wretchedly paid/ the Chris- 
tian turned social worker, are the only representatives 
of the upper strata who are shown as having decent 
values; and they are all the remnants of an impover- 
ished gentry. Outside these, you find the decent values 
or what Dickens intends to be such in an impov- 
erished proletariat and lower middle class : the modest 
clerk, the old Jew, the dolls 1 dressmaker, the dust- 
contractor's foreman, the old woman who minds 
children for a living. And the chief heroine is not 
Bella Wilfer, who has to be cured of her middle-class 
ideals, but Lizzie Hcxam, the illiterate daughter of a 
Thames-side water-rat. Dickens has here, for the 



8o THE WOUND AND THE BOW 

first time in his novels, taken his leading woman from 
the lowest class; and it will be the principal moral of 
Our Mutual Friend that Wrayburn will have the cour- 
age to marry Lizzie. The inevitable conjunction of 
the high with the low is not here to result in a tragedy 
but to figure as a fortunate affair. Nor does it involve 
the whole structure of society in the same way as in 
the earlier novels : the mechanics are somewhat differ- 
ent. The point is made that the Podsnap- Veneering 
upper scum of the successful middle class remain un- 
affected by what has happened and do not seriously 
affect anyone else. Such people, in Dickens' view, 
have by this time become completely dissociated from 
anything that is admirable in English life. Simply, 
Eugene Wrayburn no longer appears at the Veneerings' 
parties. When they sneer at the unseemliness of his 
marriage, Mr. Twemlow suddenly flares up and de- 
clares with an authority which makes everyone un- 
comfortable that Eugene has behaved like a gentle- 
man; and that is the end of the book. 

Dickens has aligned himself in Our Mutual Friend 
with a new combination of forces. Shrinking from 
Podsnap and Veneering, he falls back on that aristoc- 
racy he had so savagely attacked in his youth, but 
to which, through his origins, he had always been 
closer than he had to the commercial classes. After 
all, Sir John Chester had had qualities of coolness, 
grace and ease which, when they appear in an excel- 
lent fellow like Eugene, are infinitely preferable to 
Podsnap. The Chartist movement in England had 
run into the sands in the fifties; but during the sixties 



DICKENS: THE TWO SCROOGES 81 

the trade-union movement had been making remark- 
able progress; and in the fall of 1864, while Dickens 
was writing Our Mutual Friend, the Workers' Inter- 
national, under the guidance of Marx, was being or- 
ganized in London. This may have had its influence 
on Dickens (though he is careful to let us know that 
the exemplary old Betty Higden had 'never begged 
nor had a penny of the Union money in all her life')* 
because the final implication of the story is to state 
it in the Marxist language that the declassed repre- 
sentatives of the old professional upper classes may 
unite with the proletariat against the commercial 
middle class. 

There is, however, another element that plays an 
important r61e in the story: the proletarian who has 
educated himself to be a member of this middle class. 
Lizzie Hexam has a brother, whom she has induced to 
get an education and who, as soon as he has qualified 
himself to teach, drops his family even more callously 
than Pip did his; and the schoolmaster of Charley 
Hexam's school, another poor man who has advanced 
himself, is the villain of Our Mutual Friend. We are a 
long way here from the days when the villains and 
bad characters in Dickens, the Quilps and the Mrs. 
Gamps, could be so fascinating through their resource- 
fulness and vitality that, as G. K. Chesterton says, 
the reader is sorry at the end when they are finally 
banished from the scene and hopes that the discredited 
scoundrel will still open the door and stick his head 
in and make one more atrocious remark. Such figures 
are so much all of a piece of evil that they have almost 



8z THE WOUND AND THE BOW 

a kind of innocence. But here Bradley Headstone has 
no innocence: he is perverted, tormented, confused. 
He represents a type which begins to appear in these 
latest novels of Dickens and which originally derives 
perhaps from those early theatrical villains, of the 
type of the elder Rudge or Monks in Oliver Twist, 
skulking figures with black looks and ravaged faces : 
a literary convention of which one would suppose it 
would be impossible to make anything plausible. Yet 
Dickens does finally succeed in giving these dark fig- 
ures reality. 

In Bradley Headstone's case, it is his very aspirations 
which have gone bad and turned the stiff and anxious 
schoolmaster into a murderer. He wants to marry 
Lizzie Hexam and he is wounded by her preference 
for Eugene, whose nonchalance and grace infuriate 
him because he knows he can never achieve them. In 
order to make himself a place in society, he has had 
rigorously to repress his passions; and now that they 
finally break out, it is more horrible than Bill Sikes or 
Jonas Chuzzlewit, because we understand Bradley as a 
human being. Bradley is the first murderer in Dickens 
who exhibits any complexity of character. And he is 
the first to present himself as a member of respectable 
Victorian society. There is a dreadful and convincing 
picture of the double life led by Headstone as he goes 
about his duties as a schoolmaster after he has decided 
to murder Eugene. In Great Expectations, the Ellen Ter- 
nan character, Estella, rejects the love of the hero. 
In Our Mutual Friend, Bella Wilfer rejects Rokesmith 
in much the same way though less cruelly, and 



DICKENS: THE TWO SCROOGES 83 

though she later marries him. But Rokesmith is a 
colorless character, and the real agonies of frustrated 
passion appear in Our Mutual Friend in the scene be- 
tween Bradley and Lizzie. This is the kind of thing 
the Carker and Edith Dombey kind of thing 
that is likely to be bad in Dickens; but here it has a 
certain reality and a certain unpleasant power. Who 
can forget the tophatted schoolmaster striking his 
fist against the stone wall of the church? 

The inference is, of course, that Bradley, if he had 
not been shipwrecked in this way, would have ap- 
proximated as closely as possible to some sort of 
Murdstone or Gradgrind. But his death has a tragic 
symbolism which suggests a different kind of moral. 
In order to escape detection, he has disguised himself 
at the time of the murder as a disreputable waterside 
character who is known to have a grievance against 
Eugene. When the man finds out what has happened, 
he makes capital of it by blackmailing Bradley. 
Headstone finally tackles him on the edge of the deep 
lock of a canal, drags him into the water, and holds 
him under until he is drowned; but in doing so, he 
drowns himself. It is as if the illiterate ruffian whom 
he would now never be able to shake off has come to 
represent the brutish part of Bradley 's own nature. 
Having failed to destroy Eugene, he destroys himself 
with the brute. 

VI 

In The Mystery of Edwin Drood, the motif of Bradley 
Headstone is, with certain variations, repeated. 



84 THE WOUND AND THE BOW 

This novel, written five years later, Dickens never 
lived to finish, and it is supposed to have been left an 
enigma. We must first try to solve this enigma; and 
to do so we must proceed with a consciousness of the 
real meaning of Dickens' work. For though it is true 
that Edwin Drood has been enormously written about, 
it has been always from the point of view of trying 
to find out what Dickens intended to do with the plot. 
None of the more serious critics of Dickens has ever 
been able to take the novel very seriously. They 
persist in dismissing it as a detective story with good 
touches and promising characters, but of no interest 
in the development of Dickens' genius. Bernard Shaw, 
who is interested in the social side of Dickens, declares 
that it is ' only a gesture by a man three quarters dead* ; 
and it is true, as Forster remarked, that The Mystery 
of Edwin Drood seems quite free from the social criticism 
which had grown more biting as Dickens grew older; 
but what Forster and Shaw do not see is that the 
psychological interest which had been a feature of 
Dickens' later period is carried farther in Edwin 
Drood. Like all the books that Dickens wrote under 
the strain of his later years, it has behind it bitter 
judgments and desperate emotions. Here as elsewhere 
the solution of the mystery was to have said some 
thing that Dickens wanted to say. 

It did not, it is true, become possible to gauge the 
full significance of the novel until certain key dis- 
coveries had been made in regard to the plot itself; 
but the creation of such a character as John Jasper at 
this point in Dickens' development should have had 



DICKENS: THE TWO SCROOGES 85 

its significance for any student of Dickens and should 
have led to a more careful consideration, in the light 
of certain hints supplied by Forster, of the psycho- 
logical possibilities of the character. It has remained 
for two American scholars to hit upon the cardinal 
secrets that explain the personality of Jasper. As both 
these discoveries have been made since the publication 
in 1912. of W. Robertson Nicoll's otherwise compre- 
hensive book, The Problem of Edwin Drood, they have 
not received attention there; they are not included by 
Thomas Wright in the bibliography of Edwin Drood 
in his Life of Charles Dickens, published in 1936; and 
so far as I know, up to the present time, nobody who 
has written about Dickens has been in a position to 
combine these ideas. Yet what happens when one 
puts them together is startling: the old novel acquires 
a sudden new value. As one can revive invisible ink 
by holding it over a lamp or bring out three dimen- 
sions in a photograph by looking at it through certain 
lenses, so it is possible to recall to life the character of 
John Jasper as he must have been conceived by Dickens. 
The most important revelation about Edwin Drood 
has been made by Mr. Howard Duffield, who pub- 
lished an article called John Jasper Strangler in The 
American Bookman of February, 1930. Mr. Duffield has 
here shown conclusively that Jasper is supposed to be 
a member of the Indian sect of Thugs, who made a 
profession of ingratiating themselves with travelers 
and* then strangling them with a handkerchief and 
robbing them. This brotherhood, which had been 
operating for centuries pretty much all over India 



86 THB WOUND AND THE BOW 

and which had given the British government a great 
deal of trouble before it succeeded in putting them 
down during the thirties, had already attracted a 
good deal of attention. Two of the British officers 
who had been engaged in the suppression of the 
Thugs had written books about them one of them 
in the form of a story, Meadows Taylor's Confessions 
of a Thug, supposed to be narrated by the Thug him- 
self. Eugene Sue had introduced into The Wandering 
Jew a Thug strangler practicing in Europe; and an 
American novelist, James de Mille, was publishing a 
novel called Cord and Creese, which dealt with an 
Englishman affiliated with the Thugs, the same year, 
1869, that Dickens began Edwin Drood. Dickens' 
friend, Edward Bulwer Lytton, had already considered 
using this theme. Dickens himself had mentioned 
the Thugs in 1857 in connection with a garrotting 
epidemic in London. The publication in 1868 of 
Wilkie Collins* detective story, The Moonstone, in 
which a band of Hindu devotees commit a secret 
murder in England, seems to have inspired Dickens 
with the idea of outdoing his friend the next year 
with a story of a similar kind. 

Now we know from the statement of Sir Luke 
Fildes, Dickens' illustrator in Edwin Drood, that 
Dickens intended to have Jasper strangle Drood with 
the long scarf which he (Jasper) wears around his 
neck; and we know from many circumstances and 
certain hints that the story is to have its roots in the 
East. Neville and Helena Landless are supposed to 
come from Ceylon; and Mr. Jasper, who smokes 



DICKENS: THE TWO SCROOGES 87 

opium and sees elephants in his trances, is described 
as having 'thick, lustrous, well-arranged black hair 
and whiskers' and a voice that sometimes sounds 
'womanish 1 in short, as something very much like 
a Hindu. Furthermore, as Mr. Duffield has established, 
John Jasper and this explains a good deal that has 
never been understood has been trying to fulfill 
the ritualistic requirements for a sanctified and success- 
ful Thug murder. The Thugs were worshipers of 
Kali, the Hindu goddess of destruction, and their 
methods had been prescribed by the goddess. They 
had to commit their crimes with the fold of cloth 
which was a fragment of the gown of Kali. Kali's 
gown was supposed to be black, and Jasper's scarf is 
black. This cloth had to be worn, as Jasper's scarf 
is. A secret burial place had to be selected, as 
Jasper selects Mrs. Sapsea's tomb, before the murder 
took place. The omens had to be observed, as is done 
by Mr. Jasper when he makes his nocturnal trip to 
the top of the cathedral tower; the call of a rook in 
sight of a river was regarded as a favorable sign, the 
approving word of the goddess, and that, one finds, is 
precisely what Jasper hears. The significance of the 
birds is planted plainly at the beginning of Chapter II, 
when the Cloisterham rooks are first mentioned: 
4 Whosoever has observed that sedate and clerical bird, 
the rook, may perhaps have noticed that when he 
wings his way homeward toward nightfall, in a 
sedate and clerical company, two rooks will suddenly 
detach themselves from the rest, will retrace their 
flight for some distance, and will there poise and 



88 THE WOUND AND THE BOW 

linger; conveying to mere men the fancy that it is of 
some occult importance to the body politic, that this 
artful couple should pretend to have renounced con- 
nection with it/ The Thug preys exclusively on 
travelers: Edwin Drood is going on a journey; and 
when Jaspefi* in his second opium dream, is heard 
talking to himself about the murder, it is all in terms 
of a journey and a fellow traveler. The Thug is to use 
exaggerated words of endearment, as Jasper does with 
Drood. He is to persuade his victim to leave his 
lodging a little after midnight, as Jasper has done 
with Drood, and to stupefy him with a drug in his 
food or drink, as Jasper has obviously done, first with 
Edwin and Neville, and afterwards with Durdles. 

Since Jasper is eventually to be caught, he is evi- 
dently to have slipped up in the ritual. Mr. Duffield 
suggests that his mistake has been to commit the 
murder without an assistant; but he has overlooked 
the Thug superstition (recorded by Edward Thornton 
in Illustrations of the History and Practices of the Thugs, 
published in 1837) that nothing but evil could come 
of murdering a man with any gold in his possession. 
Now Drood, unknown to Jasper, is carrying the gold 
ring which Grewgious has given him for Rosa; and 
we have it on Dickens' own testimony to Forster that 
the body is to be identified by this ring, which has 
survived the effects of the quicklime. True, Edwin 
had also been wearing the stickpin and the gold 
watch; but as Jasper knew about these and took care 
to leave them in the weir, he may have removed them 
before the murder when Edwin was drugged. 



DICKENS: THE TWO SCROOGES 89 

Supplementing this interesting discovery we find a 
paper by Mr. Aubrey Boyd in the scries of Humanistic 
Studies (Volume IX) published by Washington Uni- 
versity, in which he shows that Jasper is also a 
hypnotist. Dickens had always been interested in 
hypnotism. Forster speaks of his first seriously study- 
ing it in 1841. He even found that he himself, with 
that extraordinarily magnetic personality which 
made k possible for him so to fascinate his audiences 
and which exerted, as Mrs. Perugini testifies, so ir- 
resistible a power over his family, was able to hypno- 
tize people. His first experiment was performed on 
his wife in the course of his earlier trip to America. 
He had, he wrote Forster, been ' holding forth upon 
the subject rather luminously, and asserting that I 
thought I could exercise the influence, but had never 
tried/ 'Kate sat down, laughing, for me to try my 
hand upon her. ... In six minutes, I magnetized her 
into hysterics, and then into the magnetic sleep. I 
tried again next night, and she fell into the slumber 
in little more than two minutes. ... I can wake her 
with perfect ease; but I confess (not being prepared 
for anything so sudden and complete) I was on the 
first occasion rather alarmed.' Later, we hear of his 
hypnotizing John Leech in order to relieve his pain 
during an illness. 

In the meantime, he had a strange experience, re- 
ported by Mrs. Perugini, with an Englishwoman he 
had met in Genoa in 1844. This lady, who was mar- 
ried to a Swiss printer, was afflicted with delusions 
that ' took the form of a phantom which spoke to her, 



90 THE WOUND AND THE BOW 

and other illusionary figures of the most hideous 
shapes and gory appearance, which came in a crowd, 
chattering one to the other as they pursued her, and 
after a time faded, veiling their loathsome faces as 
they disappeared into space/ Dickens, who at the 
time was suffering from a recurrence of the spasms of 
pain in his side which had afflicted him as a child in 
the blacking warehouse, hypnotized her once or twice 
every day and found that he could control the delu- 
sions. He seems to have become obsessed with the 
case: the treatment went on for months. On one oc- 
casion, ' he was in such a fever of anxiety to receive a 
letter from his friend concerning the state of his wife 
that he watched through a telescope the arrival of the 
mailbags into port/ He mesmerized her 'in the open 
country and at wayside inns where . . . they would 
halt for refreshment or stay the night. He mesmerized 
her in railway carriages anywhere, if the moment 
was opportune. By degrees she became better and 
more serene in her mind and body/ The delusions 
were apparently dispelled. 

It was obviously on the cards that Dickens would 
do something with this subject in his novels; and it 
should have given the Drood experts a lead when 
they encountered a reference to it in the third chapter 
of Edwin Drood. Robertson Nicoll, disregarding this 
key passage, mentions the matter in another connec- 
tion: he sees that Jasper has 'willed' Crisparkle to go 
to the weir, where he will find the watch and stickpin 
of Edwin; but he does not inquire farther. It remained 
for Mr. Boyd, who has some special knowledge of 



DICKENS: THE TWO SCROOGES 91 

Mesmer and his writings, to recognize that Dickens 
has introduced the whole repertory of the supposed 
feats of mesmerism called also * animal magnetism' 
at the time just as he has reproduced the practices 
of the Thugs. Mr. Jasper is clearly exercising ' animal 
magnetism,' in this case the kind known as 'mali- 
cious,' on Rosa Budd in the scene where he accom- 
panies her at the piano; he is exercising it on Edwin and 
Neville when he causes them to quarrel in his rooms. 
It was supposed in Dickens' time that this influence 
could be projected through the agency of mere sound: 
hence the insistent keynote in the piano scene and the 
swelling note of the organ that frightens Rosa in the 
garden. And it was also supposed to penetrate mat- 
ter: hence Rosa's remark to Helena that she feels as if 
Jasper could reach her through a wall. It could be 
made to impregnate objects in such a way as to remain 
effective after the master of the magnetic fluid was no 
longer himself on the scene : Jasper has put a spell on 
the water where Edwin's watch and stickpin are to be 
found. And it is possible, though Mr. Boyd does not 
suggest it, that the transmission of Jasper's influence 
from a distance may also explain the behavior, of 
which the implausible character has been noted, of 
the men who pursue and waylay Landless. 

The revealing hint here, however, is the passage in 
the third chapter, of which Boyd has understood the 
significance and which has led him to a brilliant con- 
jecture: 'As, in some cases of drunkenness,' writes 
Dickens, 'and in others of animal magnetism, there 
are two states of consciousness that never clash, but 



Jl THE WOUND AND THE BOW 

each of which pursues its separate course as though 
it were continuous instead of broken (thus, if I hide 
my watch when I am drunk, I must be drunk again 
before I can remember where), so Miss Twinkleton has 
two distinct and separate phases of being/ Dickens 
had told Forster that the originality of his idea for 
Drood, 'a very strong one, though difficult to work' 
(Dickens' words in a letter), was to consist (Forstcr's 
words in recounting a conversation with Dickens) 
'in the review of the murderer's career by himself at 
the close, when its temptations were to be dwelt 
upon as if, not he the culprit, but some other man, 
were the tempted. The last chapters were to be written 
in the condemned cell, to which his wickedness, all 
elaborately elicited from him as if told of another, had 
brought him/ 

John Jasper has then 'two states of consciousness'; 
he is, in short, what we have come to call a dual per- 
sonality. On the principle that 'if I hide my watch 
when I am drunk, I must be drunk again before I can 
remember where,' it will be necessary, in order to 
extort his confession, to find access to that state of 
consciousness, evidently not the one with which he 
meets the cathedral world, in which he has committed 
the murder. The possibility of opium, suggested by 
Robertson Nicoll, is excluded. Wilkie Collins had 
just made use of precisely this device in The Moonstone: 
the man who has taken the Moonstone under the in- 
fluence of laudanum, which has been given him with- 
out his being aware of it, is made to repeat his action 
under the influence of a second dose, The drunkenness 



DICKENS: THE TWO SCROOGES 93 

in which Jasper will betray himself will not, then, be 
produced by a drug. Dickens must go Collins one 
better. Mr. Boyd has evidently solved the puzzle in 
guessing that Helena Landless is eventually to hypno- 
tize Jasper. In the scene at the piano, where he is 
working on Rosa with the effect of making her hys- 
terical, Helena maintains an attitude of defiance and 
announces that she is not afraid of him. It had already 
been established by Cuming Walters it was the 
first of the important discoveries about Drood that 
Datchery, the mysterious character who comes to 
Cloisterham to spy on Jasper, is Helena in disguise. 
We have been told that Helena used to masquerade 
and pass herself off as a boy; and Dickens' alterations 
in his text, both the amplifications of the written 
copy and the later excisions from the proofs, indicate 
very clearly that he was aiming in dealing with 
such details as Helena's wig and her attempts to con- 
ceal her feminine hands to insinuate evidences of 
her real identity without allowing the reader to find 
it out too soon. Helena is to get the goods on Jasper, 
and in the end, having no doubt acquired in India the 
same secret which he has been exploiting (there may 
be also, as so often in Dickens, some question of a 
family relationship), she will put him in a trance and 
make him speak. 

What Mr. Boyd, however, was not in a position to 
do was combine this idea with the Thug theme. The 
Thugs were all in a sense divided personalities. Colonel 
James L. Sleeman, in his book on the subject, empha- 
sizes what he calls this 'Jekyll-and-Hyde* aspect of 



94 THE WOUND AND THE BOW 

their activities. The Thugs were devoted husbands 
and loving fathers; they made a point again like 
Mr. Jasper of holding positions of honor in the 
community. And in their own eyes they were virtuous 
persons : they were serving the cult of the goddess. In 
their case, the Jekyll-and-Hyde aspect of their careers 
existed only for profane outsiders. They would 
proudly confess, when they were caught, to the num- 
ber of lives they had taken. But in the case of Mr. 
Jasper, there is a respectable and cultivated Christian 
gentleman living in the same soul and body with a 
worshiper of the goddess Kali. The murder has been 
rehearsed in his opium dreams : he has evidently gone 
to the opium den for that purpose. He has kept him- 
self under the influence of opium all the time he has 
been plotting the murder. But those who are to put 
him in prison will not be able to make him take 
opium. Helena, with her will stronger than his, will 
have to come to the rescue and hypnotize him. 

And now what has all this to do with the Dickens 
we already know? Why should he have occupied the 
last years of his life in concocting this sinister detec- 
tive story? 

Let us return to his situation at this period. He is 
still living between Gadshill and the house of Ellen 
Lawless Ternan, who appears now in Edwin Drood 
with the even closer identification of the name of 
Helena Landless. The motif of the disagreeable scene 
between Bradley Headstone and Lizzie Hexam is re- 
peated in the even more unpleasant, though theatrical 



DICKENS: THE TWO SCROOGES 95 

and unconvincing, interview between Jasper and Rosa 
Budd Jasper presenting, like Headstone, a grue- 
some travesty of the respectable Victorian. The Ellen 
Ternan heroine is here frankly made an actress: 
Helena Landless is an impersonator so accomplished 
that she can successfully play a male character in real 
life; and she is even more formidable than Estella 
because she is to stand up to and unmask Jasper. 
Her strength is to be contrasted not only with the 
fatal duplicity of Jasper, but with the weakness of 
Drood and Neville. All of these three men are to 
perish, and Helena is to marry Mr. Tartar, the four- 
square young ex-Navy man, bursting with good 
spirits, agility and a perhaps rather overdone good 
health. 

Dickens had just finished his public appearances and 
had said his farewell to the platform. The great 
feature of his last series of readings had been the 
murder of Nancy by Sikcs, a performance which he 
had previously tried on his friends and from which 
Forster and others had tried to dissuade him. He was 
warned by a woman's doctor of his acquaintance that 
'if only one woman cries out when you murder the 
girl, there will be a contagion of hysteria all over the 
place.' But Dickens obviously derived from thus 
horrifying his hearers some sort of satisfaction. The 
scene was perhaps a symbolical representation of his 
behavior in banishing his wife. Certainly the murder 
df Nancy had taken on something of the nature of an 
obsessive hallucination. Dickens' imagination had 
always been subject to a tendency of this kind. It 



96 THE WOUND AND THB BOW 

had been pointed out by Taine that the fantasies and 
monomanias of his lunatics only exaggerate charac- 
teristics which are apparent in Dickens' whole work 
the concentration on and reiteration of some 
isolated aspect or detail of a person or a place, as 
Mr. Dick in David Copperfield was haunted by King 
Charles' head. In one of the sketches of The Uncom- 
mercial Traveller, written during these later years, 
Dickens tells of being obsessed by the image of a 
drowned and bloated corpse that he had seen in the 
Paris morgue, which for days kept popping up among 
the people and things he encountered and sometimes 
compelled him to leave public places, though it even- 
tually drove him back to the morgue. In the case of 
the woman in Italy whose delusions he attempted 
to dispel, one gets the impression that these bloody 
visions were almost as real to him as they were to her. 
And now, at the time of these readings, he jokes about 
his 'murderous instincts' and says that he goes about 
the street feeling as if he were 'wanted* by the police. 
He threw himself at any rate into the murder scene 
with a passion that became quite hysterical, as if 
reading it had become at this point in his life a real 
means of self-expression. At Clifton, he wrote Forster, 
'we had a contagion of fainting; and yet the place 
was not hot. I should think we had from a dozen to 
twenty ladies taken out stiff and rigid, at various 
times!' At Leeds, whether to intensify the effect or 
to avert the possible objections of the audience, he 
hired a man to rise from the stalls and protest in the 
middle of the murder scene against daring to read 



DICKENS: THE TWO SCROOGES 97 

such a thing before ladies with the result that the 
people hissed him and put him out. It was the opin- 
ion of Dickens' doctor that the excitement and strain 
of acting this episode were the immediate cause of 
Dickens' death. It took a long time for him to calm 
himself after he had performed it, and the doctor, 
who noted his pulse at the end of each selection, saw 
that it invariably ran higher after Nancy and Sikcs 
than after any of the other scenes. When Dolby, the 
manager of Dickens' tours, tried to persuade him to 
cut down on the murder, reserving it for the larger 
towns, Dickens had a paroxysm of rage: 'Bounding 
up from his chair, and throwing his knife and fork 
on his plate (which he smashed to atoms), he ex- 
claimed: "Dolby! your infernal caution will be your 
ruin one of these days!"' Immediately afterwards, 
he began to weep and told Dolby that he knew he 
was right. The doctors eventually compelled him to 
interrupt his tour and take a rest. 

His son, Sir Henry Dickens, who speaks in his 
memoir of his father of the latter's ' heavy moods of 
deep depression, of intense nervous irritability, when 
he was silent and oppressed,' tells of an incident that 
occurred at a Christmas party the winter before 
Dickens died: 'He had been ailing very much and 
greatly troubled with his leg, which had been giving 
him much pain; so he was lying on a sofa one evening 
aftfcr dinner, while the rest of the family were playing 
games.' Dickens participated in one of these games, 
in which you had to remember long strings of words, 



98 THE WOUND AND THE BOW 

contributed by the players in rotation. When it came 
around to Dickens, he gave a name which meant 
nothing to anybody: 'Warren's Blacking, 30, Strand/ 
He did this, says his son, who knew nothing at that 
time of this episode in his father's childhood, 'with 
an odd twinkle and strange inflection in his voice 
which at once forcibly arrested my attention and left 
a vivid impression on my mind for some time after- 
wards. Why, I could not, for the life of me, under- 
stand At that time, when the stroke that killed 

him was gradually overpowering him, his mind re- 
verted to the struggles and degradation of his child- 
hood, which had caused him such intense agony of 
mind, and which he had never been able entirely to 
cast from him.' 

Two weeks before his death, he went to a dinner 
arranged by Lord and Lady Houghton in order that 
the Prince of Wales and the King of Belgium might 
meet him. Lady Houghton was a granddaughter of 
that Lord Crewe in whose house Dickens' grandfather 
had been butler. She well remembered going as a child 
to the housekeeper's room to hear his grandmother 
tell wonderful stories. Dickens' neuritic foot was 
giving him such trouble at this time that up till al- 
most an hour before dinner he could not be sure of 
going. He did finally decide to go; but when he got 
to the Houghton house, he found that he could not 
mount the stairs, and the Prince and the Belgian king 
had to come down to meet him. 

But now the Dickens who has been cut off from 



DICKENS: THE TWO SCROOGES 99 

society has discarded the theme of the rebel and is 
carrying the theme of the criminal, which has haunted 
him all his life, to its logical development in his 
fiction. He is to explore the deep entanglement and 
conflict of the bad and the good in one man. The 
subject of Edwin Drood is the subject of Poe's William 
Wilson, the subject of Dr. Jekyll and Mr. Hyde, the 
subject of Dorian Gray. It is also the subject of that 
greater work than any of these, Dostoevsky's Crime 
and Punishment. Dostoevsky, who owed so much to 
Dickens and who was probably influenced by the 
murder in Chuytfewit, had produced in 1866 a master- 
piece on the theme at which Dickens is only just 
arriving in 1869. Rask61nikov rask6lnik means 
dissenter combines in his single person the two 
antisocial types of the deliberate criminal and the 
rebel, which since Hugh in Barnaby Hudge have always 
been kept distinct by Dickens. Dostoevsky, with the 
courage of his insight, has studied the states of mind 
which are the results of a secession from society: the 
contemptuous will to spurn and to crush confused 
with the impulse toward human brotherhood, the 
desire to be loved twisted tragically with the desire 
to destroy and to kill. But the English Dickens with 
his middle-class audience would not be able to tell 
such a story even if he dared to imagine it. In order 
to stage the 4 war in the members/ he must contrive 
a whole machinery of mystification: of drugs, of 
telepathic powers, of remote oriental cults. 

How far he has come and to how strange a goal we 
recognize when we note that he has returned to that 



100 THE WOUND AND THE BOW 

Rochester he had so loved in his boyhood the 
Rochester where he had made Mr. Pickwick put up 
at the Bull Inn and picnic on good wine and cold fowl 
out of the hampers of the Wardles' barouche. Gadshill 
was next door to Rochester, and the Cloisterham of 
the novel is Rochester; but what Dickens finds in 
Rochester today is the nightmare of John Jasper. 
There is plenty of brightness in Edwin Drood and some- 
thing of the good things of life: Mrs. Crisparkle's 
spices, jams and jellies, Mr. Tartar's shipshape rooms; 
but this brightness has a quality new and queer. The 
vivid colors of Edwin Drood make an impression more 
disturbing than the dustiness, the weariness, the 
dreariness, which set the tone for Our Mutual Friend. 
In this new novel, which is to be his last, Dickens has 
found a new intensity. The descriptions of Cloister- 
ham are among the best written in all his fiction: they 
have a nervous (in the old sense) concentration and 
economy rather different from anything one remembers 
in the work of his previous phases. We are far from 
the lavish improvisation of the poetical early Dickens : 
here every descriptive phrase is loaded with implica- 
tion. It is as if his art, which in Our Mutual Friend 
had seemed to him so sorely fatigued, had rested and 
found a revival. Dickens has dropped away here all 
the burden of analyzing society British imperial- 
ism in the East is evidently to play some part in the 
story, but it is impossible to tell whether or not this 
is to have any moral implications (though a writer 
in The Nassau Literary Magazine of May, 1881, who 
complains of the little interest that has been shown 



DICKENS: THB TWO SCROOGES 101 

in Edwin Drood, suggests that the opium traffic may 
be the social issue here). Dickens, so far as we can 
see, is exclusively concerned with a psychological 
problem. The dualism of high and low, rich and poor, 
has here completely given place to the dualism of good 
and evil. The remarkable opening pages in which the 
Victorian choirmaster, with his side whiskers and 
tall hat, mixes in his opium-vision the picture of the 
English cathedral with memories of the East and 
comes to in the squalid den to stagger out, short of 
breath, to his services, is perhaps the most complex 
piece of writing from the psychological point of view 
to be found in the whole of Dickens. But the char- 
acters that are healthy, bright and good Rosa 
Budd, with her silly name, for example seem almost 
as two-dimensional as colored paper dolls. We have 
got back to the fairy tale again. But this fairy tale 
contains no Pickwick: its realest figure is Mr. Jasper; 
and its most powerful artistic effect is procured by an 
instillation into the greenery, the cathedral, the win- 
ter sun, the sober and tranquil old town, of the sug- 
gestion of moral uncertainty, of evil. Even the Eng- 
lish rooks, which in The Old Curiosity Shop had figured 
simply as a familiar feature of the pleasant old English 
countryside in which Nell and her grandfather wan- 
dered, are here the omens of an invisible terror that 
comes from outside that English world. The Christ- 
mas season itself, of which Dickens has been the 
laureate, which he has celebrated so often with warm 
charity, candid hopes and hearty cheer, is now the 
appointed moment for the murder by an uncle of his 
nephew. 



101 THE WOUND AND THE BOW 

Mr. Jasper is, like Dickens, an artist: he is a musi- 
cian, he has a beautiful voice* He smokes opium, and 
so, like Dickens, leads a life of the imagination apart 
from the life of men. Like Dickens, he is a skilful 
magician, whose power over his fellows may be 
dangerous. Like Dickens, he is an alien from another 
world; yet, like Dickens, he has made himself re- 
spected in the conventional English community. Is 
he a villain? From the point of view of the cathedral 
congregation of Cloisterham, who have admired his 
ability as an artist, he will have been playing a 
diabolic role. All that sentiment, all those edifying 
high spirits, which Dickens has been dispensing so 
long, which he is still making the effort to dispense 
has all this now grown as false as those hymns to the 
glory of the Christian God which are performed by 
the worshiper of Kali? And yet in another land there 
is another point of view from which Jasper is a good 
and faithful servant. It is at the command of his 
imaginative alter ego and acting in the name of his 
goddess that Jasper has committed his crime. 

None the less, he is a damned soul here and now. 
All this bright and pious foreground of England is to 
open or fade away, and to show a man condemned to 
death. But it will not be the innocent Pickwick, the 
innocent Micawber, the innocent Dorrit, whom we 
are now to meet in jail: nor yet the wicked Fagin, the 
wicked Dennis, the wicked elder Rudge. It will be a 
man who is both innocent and wicked. The protest 
against the age has turned into a protest against self. 
In this last moment, the old hierarchy of England 



DICKENS: THE TWO SCROOGES 103 

does enjoy a sort of triumph over the weary and de- 
bilitated Dickens, because it has made him accept its 
ruling that he is a creature irretrievably tainted; and 
the mercantile middle-class England has had its 
triumph, too. For the Victorian hypocrite has 
developed from Pecksniff, through Murdstonc, 
through Headstone to his final transformation in 
Jasper into an insoluble moral problem which is 
identified with Dickens* own. As Headstone makes 
his own knuckles bleed in striking them against the 
church and drowns himself in order to drown Rider- 
hood, so Jasper is eventually to destroy himself. 
When he announces in the language of the Thugs 
that he ' devotes' himself to the 'destruction' of the 
murderer, he is preparing his own execution. (He is 
evidently quite sincere in making this entry in his 
diary, because he has now sobered up from the opium 
and resumed his ecclesiastical personality. It is ex- 
clusively of this personality that the diary is a record.) 
So Dickens, in putting his nerves to the torture by 
enacting the murder of Nancy, has been invoking his 
own death. 

In this last condemned cell of Dickens, one of the 
halves of the divided John Jasper was to have con- 
fronted the other half. But this confrontation 
4 difficult to work,' as Dickens told Forster was 
never, as it turned out, to take place. Dickens in his 
moral confusion was never to dramatize himself com- 
pletely, was never in this last phase of his art to suc- 
ceed in coming quite clear. He was to leave Edwin 
Drood half-finished, with Jasper's confession just 



104 THB WOUND AND THE BOW 

around the corner just about to come to life in 
those final instalments which he was never to live to 
write. 

He had put in a long day on Drood when (June 9, 
1870) he had a stroke while he was eating dinner. He 
got up from the table in his stunned condition and said 
he must go to London; then he fell to the floor and never 
recovered consciousness. He died the next afternoon. 



The Kipling that Nobody Read 



AHE eclipse of the reputation of Kipling, which 
began about 1910, twenty-five years before Kipling's 
death and when he was still only forty-five, has been 
of a peculiar kind. Through this period he has re- 
mained, from the point of view of sales, an im- 
mensely popular writer. The children still read his 
children's books; the college students still read his 
poetry; the men and women of his own generation 
still reread his early work. But he has in a sense 
been dropped out of modern literature. The more 
serious-minded young people do not read him; the crit- 
ics do not take him into account. During the later 
years of his life and even at the time of his death, the 
logic of his artistic development attracted no intelli- 
gent attention. At a time when W. B. Yeats had 
outgrown his romantic youth and was receiving the 
reward of an augmented glory for his severer and more 
concentrated work, Rudyard Kipling, Yeats' coeval, 



106 THE WOUND AND THE BOW 

who had also achieved a new concentration through 
the efforts of a more exacting discipline, saw the glory 
of his young-manhood fade away. And during the 
period when the late work of Henry James, who had 
passed into a similar eclipse, was being retrieved and 
appreciated, when the integrity and interest of his 
total achievement was finally being understood, no 
attempt was made, so far as I know, to take stock of 
Kipling's work as a whole. 1 The ordinary person said 
simply that Kipling was 'written out'; the reviewer 
rarely made any effort to trace the journey from the 
breeziness of the early short stories to the bitterness 
of the later ones. The thick, dark and surly little man 
who had dug himself into Bateman's, Burwash, Sus- 
sex, was left to his bristling privacy, and only oc- 
casionally evoked a rebuke for the intolerant and 
vindictive views which, emerging with the sudden- 
ness of a snapping turtle, he sometimes gaye vent to 
in public. 

But who was Kipling? What did he express? What 
was the history of that remarkable talent which gave 
him a place, as a craftsman of English prose, among 
the few genuine masters of his day? How was it that 
the art of his short stories became continually more 
skilful and intense, and yet that his career appears 
broken? 

1 Since this was written, Mr. Edward Shanks has published a book on Kipling. 
Mr. Shanks addresses himself to the task, but does not make very much progress 
with it. 



THE KIPLING THAT NOBODY READ 107 



The publication of Kipling's posthumous memoirs 
Something of Myself for My Friends Knoum and Un- 
known has enabled us to see more clearly the causes 
for the anomalies of Kipling's career. 

First of all, he was born in India, the son of an 
English artist and scholar, who had gone out to teach 
architectural sculpture at the Fine Arts School in 
Bombay and who afterwards became curator of the 
museum at Lahore. This fact is, of course, well 
known; but its importance must be specially empha- 
sized. It appears that up to the age of six Kipling 
talked, thought and dreamed, as he says, in Hindu- 
stani, and could hardly speak English correctly. A 
drawing of him made by a schoolmate shows a 
swarthy boy with lank straight hair, who might al- 
most pass for a Hindu. 

The second important influence in Kipling's early 
life has not hitherto been generally known, though it 
figures in the first chapter of The Light That Failed and 
furnished the subject of Baa, Baa, Black Sheep, one of 
the most powerful things he ever wrote. This story 
had always seemed rather unaccountably to stand 
apart from the rest of Kipling's work by reason of its 
sympathy with the victims rather than with the in- 
flictors of a severely repressive discipline; and its 
animus is now explained by a chapter in Kipling's 
autobiography and by a memoir recently published 
by his sister. When Rudyard Kipling was six and his 
sister three and a half, they were farmed out for six 



108 THE WOUND AND THE BOW 

years in England with a relative of Kipling's father. 
John Lockwood Kipling was the son of a Methodist 
minister, and this woman was a religious domestic 
tyrant in the worst English tradition of Dickens and 
Samuel Butler. The boy, who had been petted and 
deferred to by the native servants in India, was now 
beaten, bullied with the Bible, pursued with constant 
suspicions and broken down by cross-examinations. 
If one of the children spilled a drop of gravy or wept 
over a letter from their parents in Bombay, they were 
forbidden to speak to one another for twenty-four 
hours. Their guardian had a violent temper and en- 
joyed making terrible scenes, and they had to learn 
to propitiate her by fawning on her when they saw 
that an outburst was imminent. 

' Looking back/ says Mrs. Fleming, Kipling's sister, 
' I think the real tragedy of our early days, apart from 
Aunty's bad temper and unkindness to my- brother, 
sprang from our inability to understand why our 
parents had deserted us. We had had no preparation 
or explanation; it was like a double death, or rather, 
like an avalanche that had swept away everything 
happy and familiar We felt that we had been de- 
serted, "almost as much as on a doorstep," and what 
was the reason? Of course, Aunty used to say it was 
because we were so tiresome, and she had taken us out 
of pity, but in a desperate moment Ruddy appealed to 
Uncle Harrison, and he said it was only Aunty's fun, 
and Papa had left us to be taken care of, because India 
was too hot for little people. But we knew better 
than that, because we had been to Nassick, so what 



THE KIPLING THAT NOBODY READ 109 

was the real reason? Mamma was not ill, like the 
seepy-weepy Ellen Montgomery's mamma in The 
Wide, Wide World. Papa had not had to go to a war. 
They had not even lost their money; if they had, we 
could have swept crossings or sold flowers, and it 
would have been rather fun. But there was no excuse; 
they had gone happily back to our own lovely home, 
and had not taken us with them. There was no getting 
out of that, as we often said. 

'Harry (Aunty's son), who had all a crow's quick- 
ness in finding a wound to pick at, discovered our 
trouble and teased us unmercifully. He assured us we 
had been taken in out of charity, and must do exactly 
as he told us. ... We were just like workhouse brats, 
and none of our toys really belonged to us.' 

Rudyard had bad eyes, which began to give out 
altogether, so that he was unable to do his work at 
school. One month he destroyed his report so that 
his guardians at home shouldn't see it; and for punish- 
ment was made to walk to school with a placard be- 
tween his shoulders reading 'Liar.' He had finally a 
severe nervous breakdown, accompanied by partial 
blindness, and was punished by isolation from his 
sister. This breakdown, it is important to note, was 
made horrible by hallucinations. As a mist, which 
seemed to grow steadily thicker, shut him in from the 
rest of the world, he would imagine that blowing 
curtains were specters or that a coat on a nail was an 
etformous black bird ready to swoop down upon him. 

His mother came back at last, saw how bad things 
were when she went up to kiss him good-night, he 



110 THE WOUND AND THE BOW 

instinctively put up his hand to ward off the expected 
blow and took the children away. But the effects 
of those years were lasting. Mrs. Fleming tells us 
that her revulsion against Aunty's son Harry con- 
ditioned her reactions toward people who resembled 
him through all the rest of her life, and says that 
when, thirty years later, she set out in Southsea one 
day to see if the 'House of Desolation* were still 
standing, her heart failed her, and she hurried back: 
'I dared not face it/ Rudyard himself told her that 
he had had a similar experience: 'I think we both 
dreaded a kind of spiritual imprisonment that would 
affect our dreams. Less than four years ago [she is 
writing in 1939], I asked him whether he knew if the 
house still stood. "I don't know, but if so, I should 
like to burn it down and plough the place with salt/ ' ' 
Kipling asserts that this ordeal had ' drained me of 
any capacity for real, personal hate for the rest of my 
days' ; and his sister denies that it produced in him any 
permanent injurious effects: 'According to their 
gloomy theories [the theories of the psychoanalysts], 
my brother should have grown up morbid and mis- 
anthropic, narrow-minded, self-centered, shunning the 
world, and bearing it, and all men, a burning grudge; 
for certainly between the ages of six and eleven he was 
thwarted at every turn by Aunty and the odious 
Harry, and inhibitions were his daily bread/ Yet 
here is the conclusion of the story which Kipling 
made out of this experience : ' There ! ' ' Told you so, ' * ' 
says the boy to his sister. 'It's all different now, and 
we see just as much of mother as if she had never 



THE KIPLING THAT NOBODY READ III 

gone/ But, Kipling adds: 'Not altogether, O Punch, 
for when young lips have drunk deep of the bitter 
waters of Hate, Suspicion, and Despair, all the Love 
in the world will not wholly take away that know- 
ledge; though it may turn darkened eyes for a while 
to the light, and teach Faith where no Faith was/ 

And actually the whole work of Kipling's life is 
to be shot through with hatred. 

He was next sent to a public school in England. 
This school, the United Services College, at a place 
called Westward Ho !, had been founded by Army and 
Navy officers who could not afford to send their sons 
to the more expensive schools. The four and a half 
years that Kipling spent there gave him Stalky & Co. ; 
and the relation of the experience to the book pro- 
vides an interesting psychological study. The book 
itself, of course, presents a hair-raising picture of the 
sadism of the English public-school system. The older 
boys have fags to wait on them, and they sometimes 
torment these younger boys till they have reduced 
them almost to imbecility; the masters are constantly 
caning the boys in scenes that seem almost as bloody 
as the floggings in old English sea stories; and the 
boys revenge themselves on the masters with practical 
jokes as catastrophic as the Whams and Zows of the 
comic strip. 

The originals of two of Kipling's characters 
Major-General L. C. Dunsterville and Mr. G. C. 
Beresford have published in their later years 
(Stalky 's Reminiscences and Schooldays with Kipling) 



Ill THE WOUND AND THE BOW 

accounts rather discrepant with one another of life at 
the United Services College. Mr. Beresford, who is a 
highbrow in Stalky & Co. and reads Ruskin in the 
midst of the m616e, turns out to be a Nationalist 
Irishman, who is disgusted with his old friend's later 
imperialism. He insists that the fagging system did 
not exist at Westward Ho!; that the boys were never 
caned on their bare shoulders; and that Kipling, so 
far as he remembers, was never caned at all except by 
a single exceptional master. Dunstcrville, on the 
other hand, reports that the younger boys were bar- 
barously bullied by the older: held out of high win- 
dows by their ankles and dropped down a stair-well 
in 'hangings' which in one case broke the victim's 
leg; and that 'in addition to the blows and the kicks 
that inevitably accompanied the bullying/ he 'suf- 
fered a good deal from the canes of the masters, or the 
ground-ash sticks of the prefects. I must have been 
perpetually black and blue. That always sounds so 

dreadful But the truth of the matter is, any slight 

blow produces a bruise And with one or two 

savage exceptions, I am sure that the blows I received 
as a result of bullying or legitimate punishment were 

harmless enough ' ' Kicks and blows, 1 he goes on, 

'I minded little, but the moral effect was depressing. 
Like a hunted animal I had to keep all my senses per- 
petually on the alert to escape from the toils of the 
hunter good training in a way, but likely to injure 
permanently a not very robust temperament. I was 
robust enough, I am glad to say, and possibly bene- 
fited by the treatment/ 



THE KIPLING THAT NOBODY READ 113 

Kipling was, of course, not tobust; and the school 
evidently aggravated the injury which had been done 
him during his captivity at Southsea. He admits, in 
Something of Myself, that the fagging system was not 
compulsory; but he asserts that the discipline was 
brutal, that the students were wretchedly fed, and 
that he himself, addicted to books and too blind to 
participate in games, endured a good deal of baiting. 
The important thing is that he suffered. If we com- 
pare the three accounts of Westward Ho ! Stalky & 
Co. with the reminiscences of the two others the 
emphasis of Kipling's becomes plain. It is significant 
that the single master whom Beresford mentions as 
persecuting the boys should have been inquisitorial 
and morbidly suspicious that is, that he should 
have treated Kipling in the same way that he had al- 
ready been treated by the Baa, Baa, Black Sheep people. 
And it is also significant that this master docs not 
figure in Stalky <&Co., but only appears later in one of 
the more scrupulous stories which Kipling afterward 
wrote about the school. The stimulus of unjust sus- 
picion, which did not leave any lasting bitterness 
with Beresford, had evidently the effect upon Kipling 
of throwing him back into the state of mind which 
had been created by the earlier relationship just 
as the kickings and canings that Dunsterville non- 
chalantly shook off sunk deep into the spirit of Kip- 
ling. For a boy who has been habitually beaten during 
thfe second six years of his life, any subsequent physi- 
cal punishment, however occasional or light, may 
result in the reawakening of the terror and hatred of 



114 THE WOUND AND THE BOW 

childhood. It thrust him back into the nightmare 
again, and eventually made a delirium of the memory 
of Westward Ho !. Stalky & Co. from the artistic 
point of view, certainly the worst of Kipling's books: 
crude in writing, trashy in feeling, implausible in a 
scries of contrivances which resemble moving-picture 
*g a g s ' is in the nature of an hysterical outpouring 
of emotions kept over from sch6ol-days, and it prob- 
ably owes a part of its popularity to the fact that it 
provides the young with hilarious and violent fan- 
tasies on the theme of what they would do to the 
school bully and their masters if the laws of probabil- 
ity were suspended. 

We shall deal presently with the social significance 
which Kipling, at a later period, was to read back into 
Westward Ho!. In the meantime, we must follow his 
adventures when he leaves it in July, 1881, not yet 
quite seventeen, but remarkably mature for. his age 
and with a set of grown-up whiskers. He went back 
to his family in India, and there he remained for seven 
years. The Hindu child, who had lain dormant in 
England, came to life when he reached Bombay, and 
he found himself reacting to the old stimuli by begin- 
ning to talk Hindustani without understanding what 
he was saying. Seven Years Hard is his heading for his 
chapter on this phase of his life. His family as we 
gather from his address on Independence were by 
no means well-to-do; and he started right in on a 
newspaper in Lahore as sole assistant to the editor, 
and worked his head off for a chief he detested. It 
was one of the duties of the English journalist in 



THB KIPLING THAT NOBODY READ 115 

India to play down the periodical epidemics. Kipling 
himself survived dysentery and fever, and kept on 
working through his severest illnesses. One hot night 
in 1886, when he felt, as he says, that he 'had come 
to the edge of all endurance* and had gone home to 
his empty house with the sensation that there was 
nothing left in him but ' the horror of a great darkness, 
that I must have been fighting for some days,' he 
read a novel by Walter Besant about a young man 
who had wanted to be a writer and who had even- 
tually succeeded in his aim. Kipling decided he would 
save some money and get away to London. He wrote 
short stories called Plain Tales from the Hills, which 
were run to fill up space in the paper, and he brought 
out a book of verse. His superiors disapproved of his 
flippancy, and when he finally succeeded in leaving 
India, the managing director of the paper, who had 
considered him overpaid, told the young man that 
he could take it from him that he would never be 
worth anything more than four hundred rupees a 
month. 

The Kipling of these early years is a lively and sym- 
pathetic figure. A newspaper man who has access to 
everything, the son of a scholar who has studied the 
natives, he sees the community, like Asmodeus, with 
all the roofs removed. He is interested in the British 
of all classes and ranks the bored English ladies, 
the vagabond adventurers, the officers and the soldiers 
bdth. 'Having no position to consider/ he writes, 
'and my trade enforcing it, I could move at will in 
the fourth dimension. I came to realize the bare hor- 



Il6 THE WOUND AND THE BOW 

rors of the private's life, and the unnecessary torments 
he endured Lord Roberts, at that time Com- 
mander-in-chief of India, who knew my people, was 
interested in the men, and I had by then written 
one or two stories about soldiers the proudest 
moment of my young life was when I rode up Simla 
Mall beside him on his usual explosive red Arab, 
while he asked me what the men thought about their 
accommodations, entertainment-rooms, and the like. 
I told him, and he thanked me as gravely as though 
I had been a full Colonel/ He is already tending to 
think about people in terms of social and racial cate- 
gories; but his interest in them at this time is also 
personal: 'All the queer outside world would drop 
into our workshop sooner or later say a Captain 
just cashiered for horrible drunkenness, who reported 
his fall with a wry, appealing face, and then dis- 
appeared. Or a man old enough to be my father, on 
the edge of tears because he had been overpassed for 

Honors in the Gazette One met men going up and 

down the ladder in every shape of misery and success/ 
And he gives us in his soldier stories, along with the 
triumphs of discipline and the exploits of the native 
wars, the hunger of Private Ortheris for London when 
the horror of exile seizes him; the vanities and vices 
of Mulvaney which prevent him from rising in the 
service (The Courting of Dinah Shadd, admired by Henry 
James, is one of the stories of Kipling which sticks 
closest to unregenerate humanity); even the lunatic 
obsessions and the crack-up of the rotter gentleman 
ranker in Low-o* -Women. 



THE KIPLING THAT NOBODY READ 117 

The natives Kipling probably understood as few 
Englishmen did in his time; certainly he presented 
them in literature as nobody had ever done. That 
Hindu other self of his childhood takes us through 
into its other world. The voices of alien traditions 
in the monologues of In Black and White talk an 
English which translates their own idiom; and we 
hear of great lovers and revengers who live by an 
alien code; young men who have been educated in 
England and, half-dissociated from native life, find 
themselves impotent between two civilizations; fierce 
Afghan tribesmen of the mountains, humble people 
who have been broken to the mines; loyal Sikhs and 
untamed mutineers. It is true that there is always the 
implication that the British are bringing to India 
modern improvements and sounder standards of be- 
havior. But Kipling is obviously enjoying for its own 
sake the presentation of the native point of view, and 
the whole Anglo-Indian situation is studied with a 
certain objectivity. 

He is even able to handle without horror the mix- 
ture of the black and the white. 'The "railway 
folk," ' says Mr. E. Kay Robinson, who worked with 
him on the paper in Lahore, 'that queer colony of 
white, half white and three-quarters black, which 
remains an uncared-for and discreditable excrescence 
upon British rule in India, seemed to have unburdened 
their souls to Kipling of all their grievances, their 
poftr pride, and their hopes. Some of the best of Kip- 
ling's work is drawn from the lives of these people; 
although to the ordinary Anglo-Indian, whose social 



Il8 THE WOUND AND THE BOW 

caste restrictions are almost more inexorable than 
those of the Hindu whom he affects to despise on that 
account, they are as a sealed book/ And one of the 
most sympathetic of these early stories the once 
famous Without Benefit of Clergy is a picture of an 
Anglo-Indian union: an English official who lives 
with a Mahomedan girl. Though Kipling deals 
rarely in fortunate lovers, these lovers enjoy their 
happiness for a time. To their joy, the mother gives 
birth to a son, who turns into 'a small gold-colored 
little god/ and they like to sit on the roof and eat 
almonds and watch the kites. But then the baby dies 
of the fever, and the young wife dies of the cholera; 
and the husband is called away to fight the famine and 
the epidemic. Even the house where they have lived 
is destroyed, and the husband is glad that no one else 
will ever be able to live there. This idyl, unhallowed 
and fleeting, is something that the artist ia Kipling 
has felt, and put down for its sweetness and pathos. 

Through all these years of school and of newspaper 
work, with their warping and thwarting influences, 
Kipling worked staunchly at mastering his craft. For 
he had been subjected to yet another influence which 
has not been mentioned yet. His father was a painter 
and sculptor, and two of his mother's sisters were 
married to artists one to Edward Poynter, the 
Academician, and the other to the pre-Raphaelite, 
Burnc-Jones. Besides India and the United Services 
College, there had been the pre-Raphaelite movement. 
In England, Kipling's vacation had always been spent 
in London with the Burne-Jonescs. Mr. Beresford 



THE KIPLING THAT NOBODY READ 

says that Kipling's attitude at school had been that 
of the aesthete who disdains athletics and has no 
aptitude for mechanical matters, that he was already 
preoccupied with writing, and that his literary pro- 
ficiency afcd cultivation were amazingly developed for 
his age. He had had from his childhood the example 
of men who loved the arts for their own sake and who 
were particularly concerned about craftsmanship (it 
is also of interest that his father's family had dis- 
tinguished themselves in the eighteenth century as 
founders of bronze bells). Kipling evidently owes his 
superiority as a craftsman to most of even the ablest 
English writers of fiction of the end of the century 
and the early nineteen hundreds, to this inspiration 
and training. Just as the ballad of Danny Deever de- 
rives directly from the ballad of Sister Helen, so the 
ideal of an artistic workmanship which shall revert 
to earlier standards of soundness has the stamp of 
William Morris and his circle. In 1878, when Rudyard 
was twelve years old, his father had taken him to the 
Paris Exhibition and insisted that he learn to read 
French. The boy had then conceived an admiration 
for the civilization of the French which evidently 
contributed later to his interest in perfecting the short 
story in English. 

With all this, his earlier experience in the ' House of 
Desolation' had equipped him, he says, with a train- 
ing not unsuitable for a writer of fiction, in that it 
had 'demanded constant wariness, the habit of ob- 
servation, and attendance on moods and tempers; the 
noting of discrepancies between speech and action; 



I1O THE WOUND AND THE BOW 

a certain reserve of demeanor; and automatic suspicion 
of sudden favors/ 

With such a combination of elements, what might 
one not expect? It is not surprising to learn that the 
young Kipling contemplated, after his return to 
England, writing a colonial Comidic Humaine. ' Bit by 
bit, my original notion/ he writes, 'grew into a vast, 
vague conspectus Army and Navy List, if you like 
of the whole sweep and meaning of things and 
efforts and origins throughout the Empire/ Henry 
James, who wrote an appreciative preface for a col- 
lection of Kipling's early stories, said afterwards that 
he had thought at that time that it might perhaps be 
true that Kipling ' contained the seeds of an English 
Balzac/ 



ii 

What became of this English Balzac? Why did the 
author of the brilliant short stories never develop into 
an important novelist? 

Let us return to Baa, Baa, Black Sheep and the situa- 
tion with which it deals. Kipling says that his 
Burne-Jones aunt was never able to understand why 
he had never told anyone in the family about how 
badly he and his sister were being treated, and he tries 
to explain this on the principle that 'children tell 
little more than animals, for what comes to them they 
accept as eternally established/ and says that 'badly- 
treated children have a clear notion of what they are 
likely to get if they betray the secrets of a prison-house 



THE KIPLING THAT NOBODY READ III 

before they are clear of it.' But is this inevitably 
true? Even young children do sometimes run away. 
And, in any case, Kipling's reaction to this experience 
seems an abnormally docile one. After all, Dickens 
made David Copperfield bite Mr. Murds tone's hand 
and escape; and he makes war on Mr. Murdstone 
through the whole of his literary career. But though 
the anguish of these years had given Kipling a certain 
sympathy with the neglected and persecuted, and 
caused him to write this one moving short story, it 
left him whether as the result of the experience 
itself or because he was already so conditioned with 
a fundamental submissiveness to authority. 

Let us examine the two books in which Kipling 
deals, respectively, with his schooldays and with his 
youth in India: Stalky & Co. and Kim. These works 
are the products of the author's thirties, and Kim, at 
any rate, represents Kipling's most serious attempt to 
allow himself to grow to the stature of a first-rate 
creative artist. Each of these books begins with an 
antagonism which in the work of a greater writer 
would have developed into a fundamental conflict; 
but in neither Stalky nor Kim is the conflict ever per- 
mitted to mount to a real crisis. Nor can it even be 
said to be resolved: it simply ceases to figure as a 
conflict. In Stalky, we are at first made to sympathize 
with the baiting of the masters by the schoolboys as 
their rebellion against a system which is an offense 
against human dignity; but then we are immediately 
shown that all the ragging and flogging are justified 
by their usefulness as a training for the military caste 



IH THE WOUND AND THE BOW 

which is to govern the British Empire. The boys are 
finally made to recognize that their headmaster not 
only knows how to dish it out but is also able to 
take it, and the book culminates in the ridiculous 
scene which may perhaps have its foundation in 
fact but is certainly flushed by a hectic imagination 
in which the Head, in his inflexible justice, under- 
takes personally to cane the whole school while the 
boys stand by cheering him wildly. 

There is a real subject in Stalky & Co., but Kipling 
has not had the intelligence to deal with it. He can- 
not see around his characters and criticize them, he is 
not even able properly to dramatize; he simply allows 
the emotions of the weaker side, the side that is 
getting the worst of it, to go over to the side of the 
stronger. You can watch the process all too clearly 
in the episode in which Stalky and his companions 
turn the tables on the cads from the crammers' school. 
These cads have been maltreating a fag, and a clergy- 
man who is represented by Kipling as one of the more 
sensible and decent of the masters suggests to Stalky 
& Co. that they teach the bullies a lesson. The former 
proceed to clean up on the latter in a scene which goes 
on for pages, to the reckless violation of proportion 
and taste. The oppressors, true enough, are taught 
a lesson, but the cruelty with which we have already 
been made disgusted has now passed over to the casti- 
gators* side, and there is a disagreeable implication 
that, though it is caddish for the cads to be cruel, it 
is all right for the sons of English gentlemen to be 
cruel to the cads. 



THE KIPLING THAT NOBODY READ 113 

Kim is more ambitious and much better. It is Kip- 
ling's only successful long story: an enchanting, air 
most a first-rate book, the work in which more 
perhaps than in any other he gave the sympathies of 
the imagination free rein to remember and to explore, 
and which has in consequence more complexity and 
density than any of his other works. Yet the conflict 
from which the interest arises, though it is very much 
better presented, here also comes to nothing: the two 
forces never really engage. Kim is the son of an Irish 
soldier and an Irish nursemaid, who has grown up 
as an orphan in India, immersed in and assimilated to 
the native life, so that he thinks, like the young Kip- 
ling, in Hindustani. The story deals with the gradual 
dawning of his consciousness that he is really a Sahib. 
As a child he has been in the habit of making a little 
money by carrying messages for a native agent of the 
British secret service, and the boy turns out to be so 
bright and so adept at acting the r61e of a native that 
the authorities decide to train him. He is sent to an 
English school but does not willingly submit to the 
English system. Every vacation he dresses as a native 
and disappears into the sea of native life. The Ideal' 
of this side of his existence is represented by a Thibetan 
lama, a wandering Buddhist pilgrim, whom he accom- 
panies in the character of a disciple. 

Now what the reader tends to expect is that Kim 
will come eventually to realize that he is delivering 
into bondage to the British invaders those whom he 
has always considered his own people, and that a 
struggle between allegiances will result. Kipling has 



114 THE WOUND AND THE BOW 

established for the reader and established with con- 
siderable dramatic effect the contrast between the 
East, with its mysticism and its sensuality, its ex- 
tremes of saintliness and roguery, and the English, 
with their superior organization, their confidence in 
modern method, their instinct to brush away like 
cobwebs the native myths and beliefs. We have been 
shown two entirely different worlds existing side by 
side, with neither really understanding the other, and 
we have watched the oscillations of Kim, as he passes 
to and fro between them. But the parallel lines never 
meet; the alternating attractions felt by Kim never 
give rise to a genuine struggle. And the climax itself 
is double: the adventures of the Lama and of Kim 
simply arrive at different consummations, without 
any final victory or synthesis ever being allowed to 
take place. Instead, there are a pair of victories, 
which occur on separate planes and do not influence 
one another: the Lama attains to a condition of trance 
which releases him from what the Buddhists call the 
Wheel of Things at the same moment that the young 
Anglo-Indian achieves promotion in the British secret 
service. 

The salvation of the Lama has been earned by peni- 
tence for a moment of passion: he had been tempted to 
kill a man who had torn his sacred chart and struck 
him, a Russian agent working against the British. But 
the pretenses of Kim to a spiritual vocation, whatever 
spell has been exerted over him by the Lama, are dis- 
pelled when the moment for action comes, when the 
Irishman is challenged to a fight: Kim knocks the 



THE KIPLING THAT NOBODY READ 115 

Russian down and bangs his head against a boulder. 
'I am Kim. I am Kim. And what is Kim?' his soul 
repeats again and again, in his exhaustion and collapse 
after this episode. He feels that his soul is ' out of gear 
with its surroundings a cog-wheel unconnected 
with any machinery, just like the idle cog-wheel of a 
cheap Beheea sugar-crusher laid by in a corner/ But 
he now gets this unattached soul to find a function in 
the working of the crusher note the mechanical 
metaphor: dissociating himself from the hierarchy 
represented by the Abbot-Lama, he commits himself 
to a r61e in the hierarchy of a practical organization. 
(So the wolf-reared Mowgli of the Jungle Books, the 
prototype of Kim, ends up rather flatly as a ranger in 
the British Forestry Service.) Nor does Kipling allow 
himself to doubt that his hero has chosen the better 
part. Kim must now exploit his knowledge of native 
life for the purpose of preventing and putting down 
any native resistance to the British; but it never seems 
to occur to his creator that this constitutes a betrayal 
of the Lama. A sympathy with the weaker party in a 
relationship based on force has again given way with- 
out a qualm to a glorification of the stronger. As the 
bullying masters of Stalky & Co. turn into beneficent 
Chirons, so even the overbearing officer who figures 
on his first appearance in Kim as a symbol of British 
stupidity turns out to be none other than Strickland, 
the wily police superintendent, who has here been 
arting a part. (It should also be noted that the 
question of whether or not Kim shall allow himself to 
sleep with a native woman has here become very im- 



Il6 THE WOUND AND THE BOW 

portant, and that his final emergence as a Sahib is 
partly determined by his decision in the negative. 
This is no longer the Kipling of Without Benefit of 
Clergy.*) 

The Lama's victory is not of this world: the sacred 
river for which he has been seeking, and which he 
identifies in his final revelation with a brook near 
which his trance has occurred, has no objective ex- 
istence, it is not on the British maps. Yet the anguish 
of the Lama's repentance a scene, so far as I remem- 
ber, elsewhere unmatched in Kipling is one of the 
most effective things in the book; and we are to meet 
this Lama again in strange and unexpected forms still 
haunting that practical world which Kipling, like 
Kim, has chosen. The great eulogist of the builder 
and the man of action was no more able to leave the 
Lama behind than Kim had been able to reconcile 
himself to playing the game of English life without 
him. 



in 

The fiction of Kipling, then, does not dramatize any 
fundamental conflict because Kipling would never 
face one. This is probably one of the causes of his lack 
of success with long novels . You can make an effective 
short story, as Kipling so often does, about some- 
body's scoring off somebody else; but this is not 
enough for a great novelist, who must show us large 
social forces, or uncontrollable lines of destiny, or 
antagonistic impulses of the human spirit, struggling 



THE KIPLING THAT NOBODY READ 117 

with one another. With Kipling, the right and the 
wrong of any opposition of forces is usually quite plain 
at the start; and there is not even the suspense which 
makes possible the excitement of melodrama. There is 
never any doubt as to the outcome. The Wrong is 
made a guy from the beginning, and the high point of 
the story comes when the Right gives it a kick in the 
pants. Where both sides arc sympathetically pre- 
sented, the battle is not allowed to occur. 

But this only drives us back on another question: 
how was it that the early Kipling, with his sensitive 
understanding of the mixed population of India, 
became transformed into the later Kipling, who con- 
solidated and codified his snobberies instead of pro- 
gressively eliminating them as most good artists do, 
and who, like Kim, elected as his lifework the defense 
of the British Empire? The two books we have been 
discussing indicate the end of a period in the course 
of which Kipling had arrived at a decision. Stalky 
came out in 1899, and Kim in 1901. The decade of the 
nineties had been critical for Kipling; and in order to 
understand the new phase of his work which had 
begun by the beginning of the century, we must fol- 
low his adventures in the United States, which he 
visited in 1889, where he lived from 1891 to 1896, 
and to which he tried to return in 1899. Kipling's 
relations with America are certainly the most 'im- 
portant factor in his experience during these years of 
hif later twenties and early thirties; yet they are the 
link which has been dropped out of his story in most 
of the accounts of his life and which even his post- 



IZ8 THE WOUND AND THE BOW 

humous memoirs, revelatory in respect to his earlier 
years, markedly fail to supply. 

The young man who arrived in London in the fall of 
1889 was very far from being the truculent British 
patriot whom we knew in the nineteen hundreds. He 
had not even gone straight back to England, but had 
first taken a trip around the world, visiting Canada 
and the United States. Nor did he remain long in the 
mother-country when he got there. His whole atti- 
tude was that of the colonial who has sweated and 
suffered at the outposts of Empire, making the ac- 
quaintance of more creeds and customs than the phi- 
losophy of London dreamt of, and who feels a slight 
touch of scorn toward the smugness of the people at 
home, unaware of how big, varied and active the 
world around them is. His 'original notion/ he says, 
had been to try ' to tell the Empire something of the 
world outside England not directly but by impli- 
cation': 'What can they know of England who only 
England know?' He rounded out his knowledge of the 
colonies by traveling in New Zealand, Australia, 
South Africa and Southern India. In the January of 
1891, he married an American wife. 

Kipling's experience of the United States was in 
certain ways like that of Dickens. Neither of them 
fitted very well into the English system at home, and 
both seem to have been seeking in the new English- 
speaking nation a place where they could be more at 
ease. Both winced at the crudeness of the West; both 
were contemptuously shocked by the boasting the 



THE KIPLING THAT NOBODY READ 

Pacific Coast in Kipling's day was what the Missis- 
sippi had been in Dickens'. Both, escaping from the 
chilliness of England, resented the familiarity of the 
States. Yet Kipling, on the occasion of his first visit, 
which he records in From Sea to Sea, is obviously re- 
joiced by the naturalness of social relations in America. 
He tells of ' a very trim maiden' from New Hampshire, 
with ' a delightful mother and an equally delightful 
father, a heavy-eyed, slow- voiced man of finance,' 
whom he met in the Yellowstone. 'Now an English 
maiden who had stumbled on a dust-grimed, lime- 
washed, sun-peeled collarless wanderer- come from and 
going to goodness knows where, would, her mother 
inciting her and her father brandishing his umbrella, 
have regarded him as a dissolute adventurer. Not so 
those delightful people from New Hampshire. They 
were good enough to treat me it sounds almost in- 
credible as a human being, possibly respectable, 
probably not in immediate need of financial assistance. 
Papa talked pleasantly and to the point. The little 
maiden strove valiantly with the accent of her birth 
and that of her reading, and mamma smiled benignly 
in the background. Balance this with a story of a 
young English idiot I met knocking about inside his 
high collars, attended by a valet. He condescended to 
tell me that "you can't be too careful who you talk to 
in these parts," and stalked on, fearing, I suppose, 
every minute for his social chastity. Now that man 
was a barbarian (I took occasion to tell him so), for 
he comported himself after the manner of the head- 
hunters of Assam, who arc at perpetual feud one with 
another.' 



130 THE WOUND AND THE BOW 

He declares his faith in the Americans in a con- 
versation with an Englishman 4 who laughed at them/ 
'"I admit everything," said I. "Their Govern- 
ment's provisional; their law's the notion of the mo- 
ment; their railways are made of hairpins and match- 
sticks, and most of their good luck lives in their 
woods and mines and rivers and not in their brains; 
but, for all that, they be the biggest, finest, and best 
people on the surface of the globe! Just you wait a 
hundred years and see how they'll behave when 
they've had the screw put on them and have forgotten 
a few of the patriarchal teachings of the late Mr. 
George Washington. Wait till the Anglo- American- 
German-Jew the Man of the Future is properly 
equipped. He'll have just the least little kink in his 
hair now and again; he'll carry the English lungs 
above the Teuton feet that can walk forever; and he 
will wave long, thin, bony Yankee hands with the 
big blue veins on the wrist, from one end of the earth 
to the other. He'll be the finest writer, poet, and 
dramatist, 'specially dramatist, that the world as it 
recollects itself has ever seen. By virtue of his Jew 
blood just a little, little drop he'll be a musi- 
cian and a painter, too. At present there is too much 
balcony and too little Romeo in the life-plays of his 
fellow-citizens. Later on, when the proportion is 
adjusted and he sees the possibilities of his land, he 
will produce things that will make the effete East 
stare. He will also be a complex and highly com- 
posite administrator. There is nothing known to man 
that he will not be, and his country will sway the 
world with one foot as a man tilts a see-saw plank!" 



THE KIPLING THAT NOBODY READ 131 

* " But this is worse than the Eagle at its worst. Do 
you seriously believe all that? said the Englishman. 

4 "If I believe anything seriously, all this I most 
firmly believe. You wait and see. Sixty million 
people, chiefly of English instincts, who are trained 
from youth to believe that nothing is impossible, 
don't slink through the centuries like Russian peas- 
antry. They are bound to leave their mark somewhere, 
and don't you forget it." ' 

'I love this People../ he wrote. 'My heart has 
gone out to them beyond all other peoples/ And he 
reiterated his faith, in the poem called An American, 
in which 'The American spirit speaks': 

Enslaved, illogical, elate, 

He greets th' embarrassed Gods, nor fears 
To shake the iron hand of Fate 

Or match with Destiny for beers. 

So, imperturbable he rules, 

Unkempt, disreputable, vast 
And, in the teeth of all the schools, 

I I shall save him at the last! 

Kipling took his wife to America, and they lived 
for a time on the estate of her family in Brattleboro, 
Vermont; then Kipling built a large house: his books 
were already making him rich. They lived in the 
United States four years; two daughters were born to 
them there. Kipling was ready to embrace America, 
of those aspects of America which excited him; he 
began using American subjects for his stories: the 
railroads in .007, the Gloucester fishermen in Captains 



I3X THE WOUND AND THE BOW 

Courageous. He enormously admired Mark Twain, 
whose acquaintance he had made on his first visit. 
Yet the effect of contact with the United States was 
eventually to drive Kipling, as it had Dickens, back 
behind his British defenses. A disagreeable episode 
occurred which, undignified and even comic though it 
seems, is worth studying because it provided the real 
test of Kipling's fitness to flourish in America, and not 
merely the test of this, but, at a critical time in his 
life, of the basic courage and humanity of his char- 
acter. 

The story has been told since Kipling's death in a 
book called Rudyard Kipling s Vermont Feud by Mr. 
Frederick F. Van de Water. A brother of Mrs. Kip- 
ling's, Kipling's friend Wolcott Balestier, had been 
in the publishing business with Heinemann in Lon- 
don, and Mrs. Kipling had lived much in England and 
was by way of being an Anglophile. Thus, the im- 
pulse on Kipling's part to assimilate himself to the 
Americans was neutralized in some degree by Mrs. 
Kipling's desire to be English. Kipling, who was 
accustomed to India, had his own instinctive rudeness. 
In Vermont, he and Mrs. Kipling tended to stick to the 
attitudes of the traditional governing-class English 
maintaining their caste in the colonies: they drove a 
tandem with a tophatted English coachman, dressed 
every night for dinner, kept their New England neigh- 
bors at a distance. 

But Mrs. Kipling had a farmer brother who the 
family were partly French was as Americanized as 
possible. He was a drinker, a spendthrift and a great 



THE KIPLING THAT NOBODY READ 133 

local card, famous alike for 1m ribaldry, his sleigh- 
racing and his gestures of generosity of a magnificence 
almost feudal. Mr. Van de Water tells us that, at 
the time he knew Beatty Balestier, he had the swagger 
of Cyrano de Bergerac and a leathery face like 4 an ail- 
ing eagle/ His farm and family suffered. The Kip- 
lings lent him money, and he is said to have paid it 
back; but they disapproved of his disorderly existence. 
They seem to have persisted in treating him with some 
lack of consideration or tact. Beatty was, in any case, 
the kind of man unbalanced in character but inde- 
pendent in spirit who is embittered by obligations 
and furiously resents interference. Kipling went to 
Beatty one day and offered to support his wife and 
child for a year if Beatty would leave town and get a 
job. He was surprised at the explosion he provoked. 
This was followed by a dispute about some land across 
the road from the Kiplings' house. The land belonged 
to Beatty and he sold it for a dollar to the Kiplings, 
who were afraid that someone would some day build 
on it on the friendly understanding, as he claimed, 
that he could continue to use it for mowing. When the 
transfer had been effected, Mrs. Kipling set out to 
landscape-garden it. The result was that Beatty 
stopped speaking to them and refused to receive 
Kipling when he came to call. 

This went on for about a year, at the end of which 
the climax came. Kipling was indiscreet enough to 
rcrfark to one of the neighbors that he had had * to 
carry Beatty for the last year to hold him up by 
the seat of his breeches/ This soon reached his 



THE WOUND AND THE BOW 

brother-in-law's ears. One day Beatty, driving his 
team and drunk, met Kipling riding his bicycle. He 
blocked the road, making Kipling fall off, and shouted 
angrily: 'Sec here! I want to talk to you 1 / Kipling 
answered, ' If you have anything to say, say it to my 
lawyers/ 'By Jesus, this is no case for lawyers! 1 re- 
torted Beatty, loosing a tirade of profanity and abuse. 
He threatened Kipling, according to Kipling, to kill 
him; according to Beatty, merely to beat him up if he 
did not make a public retraction. 

Kipling had always deplored the lawlessness of 
America; in his account of his first trip through the 
West, his disgust and trepidation over the shootings 
of the frontier are expressed in almost every chapter. 
And he now became seriously alarmed. He proceeded 
to have Beatty arrested on charges of ' assault with in- 
decent and opprobrious names and epithets and threat- 
ening to kill.' He did not realize that that . kind of 
thing was not done in the United States, where such 
quarrels were settled man to man, and he could not 
foresee the consequences. Beatty, who loved scandal, 
was delighted. He allowed the case to come into 
court and watched Kipling, who hated publicity, 
make himself ridiculous in public. The Kiplings at 
last fled abroad it was August, 1896 before the 
case could come before the Grand Jury. 

'So far as I was concerned,' says Kipling of his re- 
lations with Americans in general, 'I felt the atmo- 
sphere was to some extent hostile. ' It was a moment of 
antagonism toward England. In the summer of 1895, 
Venezuela had appealed to the United States for pro- 



THE KIPLING THAT tfOfiObY RfiAt) 13$ 

tcction against the English in a dispute over the 
boundaries of British Guiana, and President Cleveland 
had invoked the Monroe Doctrine and demanded in 
strong language that England submit the question to 
arbitration. The Jameson raid on the Transvaal Re- 
public early in 1896, an unauthorized and defeated at- 
tempt by an agent of the British South Africa Company 
to provoke a rising against the Boers, had intensified 
the feeling against England. Kipling was brought face 
to face with the issue by an encounter with another 
American who seemed almost as unrestrained as Beatty 
Balestier. When Kipling met Theodore Roosevelt, then 
Assistant Secretary of the Navy, the latter * thanked 
God in a loud voice that he had not one drop of 
British blood in him/ that his ancestry was pure 
Dutch, and declared that American fear of the British 
would provide him with funds for a new navy. John 
Hay had told Kipling that it was hatred of the Eng- 
lish that held the United States together. 

But during the years that immediately followed the 
Kiplings' return to England, American relations with 
England improved. The United States took over the 
Philippines in 1898 as a result of the Spanish War, and 
annexed the Hawaiian Islands; and the imperialistic 
England of Joseph Chamberlain, in fear of Germany, 
which had favored the Spanish, became extremely 
sympathetic with the policy of the United States. At 
the beginning of 1899, then, Rudyard Kipling set 
forth on an attempt to retrieve his position in America, 
where he had abandoned the big Brattleboro house. 
He first composed the celebrated set of verses in which 



136 THE WOUND AND THE BOW 

he exhorted the United States to collaborate with the 
British Empire in ' taking up the White Man's burden* 
of 'your new-caught, sullen peoples, half-devil and 
half-child, 1 who were to be benefited and disciplined 
in spite of themselves, though at a bitter expense to 
their captors; and had the poem published on both 
sides of the Atlantic early in February, at the moment 
of his sailing for America. But what confronted him 
on his landing was an announcement in the New York 
papers that Beatty Balcstier was bringing a $50,000 
countersuit against him for 'malicious persecution, 
false arrest and defamation of character* ; and the re- 
port that Beatty himself either had arrived in New 
York or was just about to arrive. It was simply an- 
other of Beatty 's gestures: no suit was ever brought; 
but it prevented the Kiplings from returning to Ver- 
mont. Rudyard had caught cold on the boat, and he 
now came down with double pneumonia and seemed 
in danger of not pulling through. His two little girls 
had pneumonia, too, and one of them died while he 
was ill. When he recovered, he had to hear of her 
death. He went back to England in June, as soon as 
he was able to travel, and never tried to live in the 
United States again. 

'It will be long and long,' he wrote in a letter sup- 
posed to date from 1900, ' before I could bring myself 
to look at the land of which she [his daughter] was 
so much a part.' And his cousin Angela Thirkell 
writes that, 'Much of the beloved Cousin Ruddy of 
our childhood died with Josephine and I feel that I 
have never seen him as a real person since that year. ' 



THE KIPLING THAT NOBODY READ 137 

The fear and hatred awakened in Kipling by those 
fatal six years of his childhood had been revived by 
the discipline of Westward Ho! The menaces of 
Beatty Balestier, behind which must have loomed for 
Kipling all that was wild, uncontrollable, brutal in 
the life of the United States, seem to have prodded 
again the old inflammation. The schoolboy, rendered 
helpless in a fight by his bad eyes and his small stature, 
was up against the bully again, and fear drove him to 
appeal to the authorities. How else can we account for 
the fact that the relations of Kipling with Beatty 
were ever allowed to get to this point? The truth was, 
as Beatty himself later confessed to Mr. Van de Water, 
that Rudyard had become involved in a family quarrel 
between himself and his sister; and one's impulse is to 
say that Kipling ought to have been able to find some 
way of extricating himself and making contact with 
the rather childlike friendliness that seems to have 
lurked behind the rodomontade of Beatty. But the 
terrible seriousness of the issue which the incident had 
raised for Kipling is shown by his statement at the 
hearing that he 'would not retract a word under 
threat of death from any living man/ 



IV 



It was the fight he had fought at school, and he 
would not capitulate to Beatty Balestier. But he sur- 
renjlered at last to the 'Proosian Bates/ He invoked 
the protection of the British system and at the same 
time prostrated himself before the power of British 



138 THE WOUND AND THE BOW 

conquest, which was feared in the United States and 
which even at that moment in South Africa the 
Transvaal Republic declared war on Great Britain in 
the October of the year of his return was chastising 
truculent farmers. 

It is at the time of his first flight from America and 
during the years before his attempt to return 1897- 
99 that Kipling goes back to his school-days and 
depicts them in the peculiar colors that we find in 
Stalky & Co. How little inevitable these colors were 
we learn from Mr. Beresford's memoir. The head 
master of Westward Ho!, it appears, though really 
known as the 'Proosian Bates/ was by no means the 
intent Spartan trainer for the bloody and risky work of 
the Empire into which Kipling thought it proper to 
transform him. The fact was that Mr. Cormell Price 
had been literary rather than military, a friend of 
Edward Burne-Jones and an earnest anti-Imperialist. 
He and Burne-Jones had actually organized/ at the 
time of the Russo-Turkish War, a Workers' Neutrality 
Demonstration against British intervention. But 
Kipling must now have a head master who will sym- 
bolize all the authority of the British educational 
system, and a school that will represent all that he 
has heard or imagined see his highlighting of the 
fagging system about the older and more official 
public schools. The colonial who has criticized the 
motherland now sets out systematically to glorify 
her; and it is the proof of his timidity and weakness 
that he should loudly overdo this glorification. 

And now, having declared his allegiance, he is free 



THE KIPLING THAT NOBODY READ 139 

to hate the enemies of England. His whole point of 
view has shifted. The bitter animus so deeply im- 
planted by those six years of oppression of his child- 
hood has now become almost entirely dissociated 
from the objects by which it was originally aroused. 
It has turned into a generalized hatred of those na- 
tions, groups and tendencies, precisely, which stand 
toward the dominating authority in the relationship 
of challengers or victims. 

The ideal of the * Anglo-American-German Jew,' 
which at the time of Kipling's first trip to America 
represented for him the future of civilization, now im- 
mediately goes by the board. His whole tone toward 
the Americans changes. In An Error in the Fourth 
Dimension in The Day's Work, published in 1898 
he makes a rich Anglicized American, the son of a 
railroad king, deciding for no very good reason that 
he must immediately go to London, flag and stop an 
English express train. The railroad first brings 
charges against him, then decides that he must be in- 
sane. They cannot understand his temerity, and he 
cannot understand their consternation at having the 
British routine interrupted. Kipling no longer admires 
the boldness of Americans : this story is a hateful cari- 
cature, so one-sided that the real comedy is sacrificed. 
The Captive followed in 1901. Here a man from Ohio 
named Laughton O. Zigler sells to the Boers, during 
their war with the British, a new explosive and a new 
maohine-gun he has invented. He is captured by the 
English, who grin at him and ask him why he ' wasn't 
in the Filipeens suppressing our war!' Later he runs 



140 THE WOUND AND THE BOW 

into a man from Kentucky, who refuses to shake his 
hand and tells him that 'he's gone back on the White 
Man in six places at once two hemispheres and four 
continents America, England, Canada, Australia, 
New Zealand, and South Africa Go on and pros- 
per . . . and you'll fetch up by fighting for niggers, as 
the North did. ' As a result of these taunts, and of the 
respect which has been inspired in him by the spectacle 
of the splendid behavior of the British, Mr. Zigler 
gives them the formula for his explosive, insists upon 
remaining their prisoner, and resolves to settle per- 
manently in South Africa. A still later story, An 
Habitation Enforced, in a collection published in 1909, 
tells of the victory of the English countryside over an 
American business man and his wife, who have been 
aimlessly traveling about Europe. The American wife 
discovers that her own ancestors came originally from 
the very locality where they have settled, ^nd they 
are finally it is the climax of the story accepted 
by the English : ' That wretched Sangres man has twice 
our money. Can you see Marm Conant slapping him 
between the shoulders? Not by a jugful! The poor 
beast doesn't exist!' The Americans succumb, deeply 
gratified. The husband had had a breakdown from 
overwork, but his equanimity is quite re-established. 
In short, Kipling's attitude toward Americans has 
now been almost reversed since the day of his first 
visit to the States when he had written, 'I love this 
People.' He now approves of them only when they 
arc prepared to pay their tribute to Mother England 
and to identify her interests with theirs. 



THE KIPLING THAT NOBODY READ 141 

Later still, during the first years of the World War 
when Americans were figuring as neutrals, his bitter- 
ness became absolutely murderous as in Sea Con- 
stables: A Tale of 'if. And so had his feeling against 
the Germans even before the war had begun. In The 
Edge of the Evening (1913), Laughton O. Zigler of Ohio 
turns up again, this time in England, as occupant of a 
Georgian mansion inherited by one of the British 
officers who captured him in South Africa. ' Bein' rich 
suits me. So does your country, sir. My own country? 
You heard what that Detroit man said at dinner. 
"A government of the alien, by the alien, for the 
alien." Mother's right, too. Lincoln killed us. 
From the highest motives but he killed us/ 
What his mother had said was that Lincoln had 
4 wasted the heritage of his land by blood and fire, and 
had surrendered the remnant to aliens': "'My 
brother, suh," she said, "fell at Gettysburg in order 
that Armenians should colonize New England to- 
day." ' {Something of Myself confirms the assumption 
that these were Kipling's own views.) One night a 
foreign plane makes a forced landing on the estate. 
Two men get out of the plane, and one of them shoots 
at his lordship. Zigler lays him out with a golf-club 
while another of the Englishmen present collars the 
other man and breaks his neck (it is all right for an 
American to be lawless, or even for the right sort of 
Englishman, if he is merely laying low the alien who 
is *he natural enemy of both). They put the dead 
German spies in the plane and send it up and out over 
the Channel. 



THE WOUND AND THE BOW 

Kipling is now, in fact, implacably opposed to 
every race and nation which has rebelled against or 
competed with the Empire, and to every movement 
and individual such as the liberals and Fabians 
in England who has criticized the imperial policies. 
His attitude toward the Irish, for example, illustrates 
the same simple-minded principle as his attitude 
toward the Americans. So long as the Irish are loyal 
to England, Kipling shows the liveliest appreciation 
of Irish recklessness and the Irish sense of mischief: 
Mulvaney is Irish, McTurk is Irish, Kim is Irish. 
But the moment they display these same qualities in 
agitation against the English, they become infamous 
assassins and traitors. Those peoples who have never 
given trouble the Canadians, the New Zealanders, 
the Australians though Kipling has never found 
them interesting enough to write about on any con- 
siderable scale, he credits with the most admirable 
virtues. 

And as a basis for all these exclusions, he has laid 
down a more fundamental principle for the hatred and 
fear of his fellows: the anti-democratic principle. We 
are familiar with the case of the gifted man who has 
found himself at a disadvantage in relation to his 
social superiors and who makes himself the champion 
of all who have suffered in a similar way. What is not 
so familiar is the inverse of this : the case of the indi- 
vidual who at the period when he has most needed 
freedom to develop superior abilities has found him- 
self cramped and tormented by the stupidity of social 
inferiors, and who has in consequence acquired a dis- 



THE KIPLING THAT NOBODY READ 143 

trust of the whole idea of popular government. 
Rudyard Kipling was probably an example of this. 
The ferocious antagonism to democracy which finally 
overtakes him must have been fed by the fear of that 
household at Southsea which tried to choke his 
genius at its birth. His sister says that through all 
this period he was in the habit of keeping up their 
spirit by reminding himself and her that their guardian 
was * of such low caste as not to matter . . . She was a 
Kuch-nay, a Nothing-at-all, and that secret name was 
a great comfort to us, and useful, too, when Harry 
practised his talent for eavesdropping/ Some very 
unyielding resistance was evidently built up at this 
time against the standards and opinions of people 
whom he regarded as lower-class. 

The volume called Traffics and Discoveries^ published 
in 1904, marks the complete metamorphosis of Kip- 
ling. The collection that preceded, The Day's Work, 
though these tendencies had already begun to appear 
in it, still preserves certain human values : the English 
officials in the Indian stories The Tomb of His An- 
cestors and William the Conqueror still display some 
sympathetic interest in the natives. But the Kipling 
of the South African stories is venomous, morbid, dis- 
torted. 

When the Boer War finally breaks, Kipling is at 
once on the spot, with almost all the correct reactions. 
He is now at the zenith of his reputation, and he re- 
ceives every official courtesy. And though he may 
criticize the handling of a campaign, he never ques- 
tions the rightness of its object. He has the jmpulse 



144 THE WOUND AND THE BOW 

to get close to the troops, edits a paper for the soldiers; 
but his attitude toward the Tommy has changed. 
He had already been entertained and enlightened by 
Lord Dufferin, the British Viceroy in India. Hitherto, 
he tells us in his memoirs, he ' had seen the administra- 
tive machinery from beneath, all stripped and over- 
heated. This was the first time I had listened to one 
who had handled it from above/ Another passage 
from Something of Myself shows how his emphasis has 
altered: 'I happened to fall unreservedly, in darkness, 
over a man near the train, and filled my palms with 
gravel. He explained in an even voice that he was 
"fractured 'ip, sir. 'Ope you ain't 'urt yourself, sir?" 
I never got at this unknown Philip Sidney's name. They 
were wonderful even in the hour of death these 
men and boys lodgekcepers and ex-butlers of the 
Reserve and raw town-lads of twenty.' Here he is 
trying to pay a tribute; yet it is obvious that the Kip- 
ling who was proud to be questioned in India by Lord 
Roberts as if he were a colonel has triumphed over 
the Kipling who answered him as a spokesman for the 
unfortunate soldiers, Today he is becoming primarily 
a man whom a soldier addresses as * sir/ as a soldier is 
becoming for Kipling a man whose capacity for hero- 
ism is indicated by remaining respectful with a frac- 
tured hip. The cockney Ortheris of Soldiers Three and 
the officer who had insulted him at drill had waived 
the Courts Martial manual and fought it out man to 
man; but by the time of the Boer War the virtue of 
Kipling's officers and soldiers consists primarily in 
knowing their stations. 



THE KIPLING THAT NOBODY READ 145 

Kipling had written at the beginning of the war, a 
poem called The Absent-Minded Beggar, which was an 
appeal for contributions to a fund for the families of 
the troops in South Africa; but this poem is essentially 
a money-raising poem: it had nothing like the spon- 
taneous feeling of, 

I went into a public-'ousc to get a pint o' beer; 

The publican 'e up an f scz, 'We serve no red-coats here.' 

The Barrack-Room Ballads were good in their kind: 
they gave the Tommy a voice, to which people stopped 
and listened. Kipling was interested in the soldier for 
his own sake, and made some effort to present his life 
as it seemed to the soldier himself. The poem called 
Loot, for example, which worries Mr. Edward Shanks 
because it appears to celebrate a reprehensible practice, 
is in reality perfectly legitimate because it simply de- 
scribes one of the features of the soldier's experience 
in India. There is no moral one way or the other. 
The ballads of The Five Nations, on the other hand, the 
fruits of Kipling's experience in South Africa, are 
about ninety per cent mere rhymed journalism, deco- 
rating the readymadc morality of a patriotic parti- 
san. Compare one of the most successful of the earlier 
series with one of the most ambitious of the later. 

The Injian Ocean sets an* smiles 

So sof, so bright, so bloomin* blue; 
There aren't a wave for miles an* miles 

Excep* the jiggle from the screw: 
The ship is swcp', the day is done, 

The bugle's gone for smoke and play; 
An' black agin* the settin' sun 

The Lascar sings, ' Hum deckty bat! 9 



146 THE WOUNB AND THE BOW 

For to admin an* for to set, 

Far to Mold this world so wide 
It never done no good to me. 

But I can't drop it if I fried! 

Contrast this with The Return (from South Africa). 

Peace is declared, an* I return 

To 'Ackncystadt, but not the same; 
Things 'avc transpired which made me learn 

The size and meanin' of the game. 
I did no more than others did, 

I don't know where the change began; 
I started as an average kid, 

I finished as a thinkin' man. 

// England was what England seems 

An not the England of our dreams , 
But only putty % brass an paint, 

'Qw quick we'd drop *cr! But she ain't! 

Before my gappin* mouth could speak 

I 'card it in my comrade's tone; 
I saw it on my neighbor's check 

Before I felt it flush my own. 
An f last it come to me not pride, 

Nor yet conceit, but on the *olc 
(If such a term may be applied), 

The makin's of a bloomin* soul. 

This is hollow, synthetic, sickening. 'Having no 
position to consider and my trade enforcing it, I could move at 
will in the fourth dimension. 9 He has a position to con- 
sider today, he eats at the captain's table, travels in 
special trains; and he is losing the freedom of that 
fourth dimension. There is a significant glimpse of 
the Kipling of the South African imperialist period in 



THE KIPLING THAT NOBODY READ 147 

the diary of Arnold Bennett: 'I was responding to 
Pauline Smith's curiosity about the personalities of 
authors when Mrs. Smith began to talk about Kipling. 
She said he was greatly disliked in South Africa. Re- 
garded as conceited and unapproachable. The officers 
of the Union Castle ships dreaded him, and prayed not 
to find themselves on the same ship as him. It seems 
that on one ship he had got all the information pos- 
sible out of the officers, and had then, at the end of 
the voyage, reported them at headquarters for flirting 
with passengers all except the chief engineer, an 
old Scotchman with whom he had been friendly. 
With this exception they were all called up to head- 
quarters and reprimanded, and now they would have 
nothing to do with passengers.' 

As for the Indians, they are now to be judged rig- 
orously on the basis of their loyalty to the English in 
Africa. There are included in Traffics and Discoveries 
two jingoistic Sunday School stories which are cer- 
tainly among the falsest and most foolish of Kipling's 
mature productions. In The Comprehension of Private 
Copper, he vents his contempt on an Anglicized Indian, 
the son of a settler in the Transvaal, who has sided 
with the Boers against the English; A Sahibs' War, on 
the other hand, presents an exemplary Sikh, who ac- 
companies a British officer to South Africa, serves him 
with the devotion of a dog, and continues to practice 
after his leader's death the public-school principles of 
sportsmanship he has learned from him, in the face of 
the temptation to a cruel revenge against the treachery 
of the Boers. As for the Boers themselves, Kipling 



148 THE WOUND AND THE BOW 

adopts toward them a systematic sneer. The assump- 
tion appears to be that to ambush the British is not 
cricket. Though the Dutch are unquestionably white 
men, Kipling manages somehow to imply that they 
have proved renegades to white solidarity by allying 
themselves with the black natives. 

One is surprised to learn from Something of Myself 
that over a period of seven years after the war (1900- 
07), Kipling spent almost half his time in South 
Africa, going there for five or six months of every year. 
He seems to have so little to show for it : a few short 
stories, and most of these far from his best. He had 
made the acquaintance of Cecil Rhodes, and must 
simply have sat at his feet. The Kiplings lived in a 
house just off the Rhodes estate; and Kipling devotes 
long pages to the animals in Rhodes 's private zoo and 
to architectural details of Rhodes f s houses. Even 
writing in 1935, he sounds like nothing so much 
as a high-paid publicity agent. It turns out that 
the Polonius-precepts in the celebrated verses called 

// were inspired by Kipling's conception of the 

character of Dr. Jameson, the leader of the Jameson 
raid. 

It may be worth mentioning here in connection 
with Kipling's submission to official authority that he 
has been described by a close friend, Viscount Castle- 
rosse, as having abdicated his authority also in other 
important relations. 'They [the Kiplings],' he says, 
were among the few happy pairs I have ever met; 
but as far as Kipling was concerned, his married life 
was one of complete surrender. To him Carrie, as he 



THE KIPLING THAT NOBODY READ 149 

called her, was more than a wife. She was a mistress 
in the literal sense, a governess and a matron. In a 
lesser woman I should have used the term "nurse." 
Kipling handed himself over bodily, financially and 
spiritually to his spouse. He had no banking account. 
All the money which he earned was handed over to 
her, and she, in turn, would dole him out so much 
pocket money. He could not call his time or even his 
stomach his own 

' Sometimes in the evening, enlivened by wine and 
company, he would take a glass more than he was 
accustomed to, and then those great big eyes of his 
would shine brightly behind his strong spectacles, and 
Rud would take to talking faster and his views would 
become even more emphatic. If Mrs. Kipling was with 
him, she would quickly note the change and, sure 
enough, in a decisive voice she would issue the word 
of command: "Rud, it is time you went to bed/' and 
Rud always discovered that it was about time he went 
to bed. 

' 1 myself during the long years never once saw any 
signs of murmuring or of even incipient mutiny/ 

In any case, Kipling has committed one of the most 
serious sins against his calling which are possible for 
an imaginative writer. He has resisted his own sense 
of life and discarded his own moral intelligence in 
favor of the point of view of a dominant political 
pafty. To Lord Roberts and Joseph Chamberlain he 
has sacrificed the living world of his own earlier artis- 
tic creations and of the heterogeneous human beings 



150 THE WOUND AND THE BOW 

for whom they were offered as symbols. Here the con- 
straint of making the correct pro-imperialist point is 
squeezing out all the kind of interest which is proper 
to a work of fiction. Compare a story of the middle 
Kipling with a story by Stephen Crane or Joseph Con- 
rad, who were dealing with somewhat similar sub- 
jects. Both Conrad and Crane are pursuing their in- 
dependent researches into the moral life of man. 
Where the spy who is the hero of Under Western Eyes is 
a tormented and touching figure, confused in his al- 
legiances by the circumstances of his birth, a secret 
agent in Kipling must invariably be either a stout fel- 
low, because his ruses are to the advantage of the 
British, or a sinister lying dog, because he is serving 
the enemy. Where the killing of The Blue Hotel is 
made to implicate everybody connected with it in a 
common human guilt, a killing in a story by Kipling 
must absolutely be shown to be either a dastardly or 
a virtuous act. 

To contrast Kipling with Conrad or Crane is to en- 
able us to get down at last to what is probably the 
basic explanation of the failure of Kipling's nerve. He 
lacked faith in the artist's vocation. We have heard a 
good deal in modern literature about the artist in con- 
flict with the bourgeois world. Flaubert made war 
on the bourgeois; Rimbaud abandoned poetry as 
piffling in order to realize the adventure of commerce; 
Thomas Mann took as his theme the emotions of 
weakness and defeat of the artist overshadowed by 
the business man. But Kipling neither faced the fight 
like Flaubert, nor faced the problem in his life like 



THE KIPLING THAT NOBODY READ 151 

Rimbaud, nor faced the problem in his art like Mann. 
Something in him, something vulgar in the middle- 
class British way, something perhaps connected with 
the Methodist ministers who were his grandfathers on 
both sides, a tradition which understood preaching 
and could understand craftsmanship, but had a good 
deal of respect for the powers that governed the 
material world and never thought of putting the 
artist on a par with them something of this sort at 
a given point prevented Kipling from playing through 
his part, and betrayed him into dedicating his talents 
to the praise of the practical man. Instead of becoming 
a man of action like Rimbaud, a course which shows a 
boldness of logic, he fell into the ignominious r61e of 
the artist who prostrates his art before the achieve- 
ments of soldiers and merchants, and who is always 
declaring the supremacy of the * doer* over the man of 
ideas. 

The results of this are very curious and well worth 
studying from the artistic point of view because 
Kipling, it must always be remembered, was a man 
of really remarkable abilities. Certain of the symp- 
toms of his case have been indicated by George Moore 
and Dixon Scott, whose discussions of him in Avowals 
and Men of Letters are among the few first-rate pieces of 
criticism that I remember to have seen on the subject. 
George Moore quotes a passage from Kim, a descrip- 
tion of evening in India, and praises it for ' the perfec- 
tiofl of the writing, of the strong masculine rhythm of 
every sentence, and of the accuracy of every observa- 
tion'; but then goes on to point out that 'Mr. Kipling 



151 THE WOUND AND THB BOW 

has seen much more than he has felt/ that 'when we 
come to analyze the lines we find a touch of local color 
not only in every sentence, but in each part between 
each semicolon/ So Scott diagnoses admirably the 
mechanical ingenuity of plot that distinguishes the 
middle Kipling. ' Switch,' he says, ' this imperatively 
map-making, pattern-making method upon . . . the 
element of human nature, and what is the inevitable 
result? Inevitably, there is the same sudden stiffening 
and formulation. The characters spring to attention 
like soldiers on parade; they respond briskly to a sud- 
den description; they wear a fixed set of idiosyncrasies 
like a uniform. A mind like this must use types and 
set counters; it feels dissatisfied, ineffective, unsafe, un- 
less it can reduce the fluid waverings of character, its 
flitting caprices and twilit desires, to some tangible 
system. The characters of such a man will not only 
be definite; they will be definitions.' And he goes on 
to show how Kipling's use of dialect makes 'a screen 
for his relinquishmcnt of his grip on the real organism 
of human personality: 'For dialect, in spite of all its 
air of ragged lawlessness, is wholly impersonal, typi- 
cal, fixed, the code of a caste, not the voice of an in- 
dividual. It is when the novelist sets his characters 
talking the King's English that he really puts his 
capacity for reproducing the unconventional and 
capricious on its trial. Mr. Kipling's plain conversa- 
tions are markedly unreal. But honest craftsmanship 
and an ear for strong rhythms have provided him with 
many suits of dialects. And with these he dresses the 
talk till it seems to surge with character.' 



THE KIPLING THAT NOBODY RBAD 153 

The packed detail, the automatic plot, the surfaces 
lacquered with dialect, the ever-tightening tension of 
form, are all a part of Kipling's effort to impose his 
scheme by main force. The strangest result of this 
effort is to be seen in a change in the subject matter it- 
self. Kipling actually tends at this time to abandon 
human beings altogether. In that letter of Henry 
James in which he speaks of his former hope that 
Kipling might grow into an English Balzac, he goes 
on: ' But I have given that up in proportion as he has 
come steadily from the less simple in subject to the 
more simple from the Anglo-Indians to the natives, 
from the natives to the Tommies, from the Tommies 
to the quadrupeds, from the quadrupeds to the fish, 
and from the fish to the engines and screws.' This in- 
creasing addiction of Kipling to animals, insects and 
machines is evidently to be explained by his need 
to find characters which will yield themselves unre- 
sistingly to being presented as parts of a system. In the 
Jungle Books, the animal characters are each one all of 
a piece, though in their ensemble they still provide a 
variety, and they are dominated by a 'Law of the 
Jungle/ which lays down their duties and rights. The 
animals have organized the Jungle, and the Jungle is 
presided over by Mowgli in his function of forest 
ranger, so that it falls into its subsidiary place in the 
larger organization of the Empire. 

Yet the Jungle Books (written in Vermont) are not 
artistically off the track; the element of obvious 
allegory is not out of place in such fairy tales. It is 
when Kipling takes to contriving these animal alle- 



154 THE WOUND AND THE BOW 

gorics for grown-ups that he brings up the reader's 
gorge. What is proved in regard to human beings by 
the fable called A Walking Delegate, in which a pasturc- 
ful of self-respecting horses turn and rend a yellow 
loafer from Kansas, who is attempting to incite them 
to rebellion against their master, Man? A labor leader 
and the men he is trying to organize are, after all, not 
horses but men. Does Kipling mean to imply that the 
ordinary workingman stands in the same relation to 
the employing and governing classes as that in which 
the horse stands to its owner? And what is proved by 
The Mother Hive, in which an invasion of wax-moths 
that ruin the stock of the swarm represents the infil- 
tration of socialism? (Compare these with that more 
humane fable of 1893, The Children of the Zodiac ', which 
deals with gods become men.) And, though the dis- 
cipline of a military unit or of the crew of a ship or a 
plane may provide a certain human interest, it makes 
us a little uncomfortable to find Kipling taking up 
locomotives and representing ' .007' instead of the 
engineer who drives it as the hero of the American 
railroad; and descending even to the mechanical parts, 
the rivets and planks of a ship, whose drama consists 
solely of being knocked into place by the elements so 
that it may function as a co-ordinated whole. 

We may lose interest, like Henry James, in the ani- 
mal or mechanical characters of Kipling's middle 
period; but we must admit that these novel produc- 
tions have their own peculiar merit. It is the paradox 
of Kipling's career that he should have extended the 



THE KIPLING THAT NOBODY READ 155 

conquests of his craftsmanship in proportion to the 
shrinking of the range of his dramatic imagination. 
As his responses to human beings became duller, his 
sensitivity to his medium increased. 

In both tendencies he was, of course, quite faithful 
to certain aspects of the life of his age. It was a period, 
those early nineteen hundreds, of brilliant techno- 
logical improvement and of generally stunted intelli- 
gence. And Kipling now appeared as the poet both of 
the new mechanical methods and of the ideals of the 
people who spread them. To re-read these stories 
today is to feel again a little of the thrill of the plushy 
transcontinental Pullmans and the spic-and-span trans- 
atlantic liners that carried us around in our youth, and 
to meet again the bright and bustling people, talking 
about the polo field and the stock market, smart Paris 
and lovely California, the latest musical comedy and 
Kipling, in the smoking-rooms or among the steamer- 
chairs. 

Kipling reflected this mechanical progress by evolv- 
ing a new prose technique. We have often since 
Kipling's day been harangued by the Futurists and 
others about the need for artistic innovations appro- 
priate to the life of the machine age; but it is doubtful 
whether any rhapsodist of motor-cars or photographer 
of dynamos and valves has been so successful at this as 
Kipling was at the time he wrote The Day's Work. 
These stories of his get their effects with the energy 
and accuracy of engines, by means of words that, 
hard, short and close-fitting, give the impression of 
ball-bearings and cogs. Beside them, the spoutings of 



156 THE WOUND AND THE BOW 

the machine fans look like the old-fashioned rhetoric 
they are. For these latter could merely whoop and 
roar in a manner essentially romantic over the bigness, 
the power, the speed of the machines, whereas Kip- 
ling exemplified in his form itself the mechanical 
efficiency and discipline, and he managed to convey 
with precision both the grimncss and the exhilaration 
which characterized the triumph of the machine. 

He also brought to perfection the literary use of the 
language of the specialized industrial world. He must 
have been the principal artisan in the creation of that 
peculiar modern genre in which we are made to see 
some comedy or tragedy through the cheapening or 
obscuring medium of technical vocabulary or profes- 
sional slang. He did not, of course, invent the dialect 
monologue; but it is improbable that we should have 
had, for example, either the baseball stories of Ring 
Lardner or the Cyclops episode in Ulysses if Kipling 
had never written. 

This is partly no doubt pure virtuosity. Mr. Beres- 
ford says that Kipling was by nature as unmechanical 
as possible, could do nothing with his hands except 
write; and I have heard an amusing story of his aston- 
ishment and admiration at the mechanical proficiency 
of an American friend who had simply put a castor 
back on a chair. He had never worked at any of the 
processes he described, had had to get them all up 
through the methods of the attentive reporter. But 
it is virtuosity on a much higher level than that of 
the imitation literature so often admired in that era. 
Where Stevenson turns out paler pastiches of veins which 



THE KIPLING THAT NOBODY READ 157 

have already been exploited, Kipling really finds new 
rhythms, new colors and textures of words, for things 
that have not yet been brought into literature. For 
the most part a second-rate writer of verse, because 
though he can imitate the language of poetry as he 
can imitate all the other languages, he cannot com- 
pensate for the falsity of his feeling by his sharp ob- 
servation and his expert technique, he is extraordinary 
as a worker in prose. It is impossible still for a 
writer to read, for example, the first part of The 
Bridge-Builders without marveling at the author's 
mastery. How he has caught the very look and feel 
of the materials that go to make bridges and of the 
various aspects of the waters they have to dominate ! 
And the maneuvers of modern armies against the 
dusty South African landscapes, and the tempo of 
American trains, and the relation of the Scotch engi- 
neer to the patched-up machines of his ship. The 
Kipling who put on record all these things was an 
original and accomplished artist. 

For the rest, he writes stories for children. One is 
surprised in going back over Kipling's work to find 
that, dating from the time of his settling with his 
family in Vermont, he published no less than nine 
children's books: the two Jungle Books, Captains Cou- 
rageous, Just So Stories, Stalky & Co., Puck of Pook's Hill, 
Rewards and Fairies, A History of England, Land and Sea 
Ttlesfor Scouts and Scouts Masters. It is as if the natural 
human feelings progressively forced out of his work by 
the rigors of organization for its own sake were seek- 



158 THE WOUND AND THE BOW 

ing relief in a reversion to childhood, when one has not 
yet become responsible for the way that the world is 
run, where it is enough to enjoy and to wonder at 
what we do not yet understand. And, on the other 
hand, the simplified morality to which Kipling has 
now committed himself is easier to make acceptable 
to one's readers and oneself if one approaches it from 
the point of view of the child. (The truth is that much 
of his work of this period which aims at the intelli- 
gence of grown people might almost equally well be 
subtitled For Scouts and Scouts Masters.} These stories, 
excellent at their best, are most successful when they 
are most irresponsible as in the Just So Stories, least 
so, as in Captains Courageous, when they lean most 
heavily on the schoolboy morality. 

The most ambitious of them the two series about 
Puck of Pook's Hill (1906 and 1910) have, I know, 
been much admired by certain critics, including the 
sensitive Dixon Scott; but my own taste rejects them 
on re-reading them as it did when I read them first at 
the age for which they were presumably intended. 
Kipling tells us that the stories in Rewards and Fairies 
were designed to carry a meaning for adults as well 
as to interest children. But their technical sophistica- 
tion puts them slightly above the heads of children 
at the same time that their sugared exploitation of 
Kipling's Anglo-Spartan code of conduct makes them 
slightly repugnant to grown-ups. 

They are, to be sure, the most embroidered produc- 
tions of Kipling's most elaborate period. The recovery 
of obsolete arts and crafts, the re-creation of obsolete 



THE KIPLING THAT NOBODY READ 159 

idioms, are new pretexts for virtuosity. Kipling's 
genius for words has been stimulated by the discovery 
of the English earth and sea; he spreads on the rich 
grassiness of the English country, the dense fogginess 
of the English coast, the layers upon layers of tradition 
that cause the English character to seem to him deep- 
rooted, deep-colored, deep-meaning. He has applied 
all his delicacy and strength to this effort to get the 
mother-country into prose; but his England is never so 
real as was his India; and the effect, for all the sinewy 
writing, is somehow fundamentally decadent. The 
Normans and the Saxons and the Elizabethans, the 
great cathedral-builders and sailors and divines, per- 
petrating impossible 'gags,' striking postures that 
verge on the 'ham/ seem almost to anticipate Holly- 
wood. The theme of the r61e and the ordeal of the 
artist which figures in Rewards and Fairies suffers from 
being treated in the vein of Stalky & Co. In the story 
called The Wrong Thing, he embarks on a promising 
subject: the discrepancy between the aim of the artist 
who is straining to top the standards of his craft, and 
the quite irrelevant kinds of interest that the powers 
that employ him may take in him; but he turns it into 
a farce and ruins it. 

Kipling's England is perhaps the most synthetic of 
all his creations of this period, when he depends so 
much on tools and materials as distinguished from 
sympathy and insight. Scott says that these stories 
aft opalescent; and this is true, but they show the 
defects of opals that have been artificially made and 
whose variegated glimmerings and shiftings do not 
seem to convey anything mysterious. 



ifo THE WOUND AND THE BOW 



Yet, in locating the Ideal in the Empire, Kipling 
was not without his moments of uneasiness. // the 
Empire is really founded on self-discipline, the fear 
of God, the code of noblesse oblige, if it really involves 
a moral system, then we are justified in identifying 
it with 'the Law'; but suppose that it is not really 
so dedicated. 

If England was what England seems, 
An' not the England of our dreams, 
But only putty, brass an* paint, 
*Ow quick we'd drop *cr! But she ain't! 

Yet Recessional, perhaps the best set of verses that 
Kipling ever wrote, is a warning that springs from a 
doubt; and the story called The Man Who Would Be 
King is surely a parable of what might happen to the 
English if they should forfeit their moral authority. 
Two low-class English adventurers put themselves 
over on the natives of a remote region beyond Afghan- 
istan, organize under a single rule a whole set of 
mountain tribes; but the man who has made himself 
king is destroyed by the natives that have adored him 
the instant they come to realize that he is not a god, as 
they had supposed, but a man. The Wesley an preacher 
in Kipling knows that the valiant dust of man can 
build only on dust if it builds not in the name of God; 
and he is prepared to pound the pulpit and call down 
the Almighty's anger when parliamentarians or 
ministers or generals debauch their office or hold it 
light. Kipling always refused official honors in order 



THE KIPLING THAT NOBODY READ l6l 

to keep himself free; and his truculence had its valu- 
able aspect in that it aided him to resist the briberies 
of his period of glory and fortune. In the volume of 
his collected addresses, which he calls A Book of 
Words, there are some sincere and inspiriting sermons. 
' Now I do not ask you not to be carried away by the 
first rush of the great game of life. That is expecting 
you to be more than human/ he told the students at 
McGill University in the fall of 1907, when the height 
of his popularity was past. 'But I do ask you, after 
the first heat of the game, that you draw breath and 
watch your fellows for a while. Sooner or later, you 
will see some man to whom the idea of wealth as 
mere wealth does not appeal, whom the methods of 
amassing that wealth do not interest, and who will 
not accept money if you offer it to him at a certain 
price. At first you will be inclined to laugh at this 
man and to think that he is not "smart" in his ideas. 
I suggest that you watch him closely, for he will 
presently demonstrate to you that money dominates 
everybody except the man who does not want money. 
You may meet that man on your farm, in your village, 
or in your legislature. But be sure that, whenever or 
wherever you meet him, as soon as it comes to a direct 
issue between you, his little finger will be thicker 
than your loins. You will go in fear of him: he will 
not go in fear of you. You will do what he wants: 
he will not do what you want. You will find that 
you have no weapon in your armoury with which 
you can attack him; no argument with which you can 
appeal to him. Whatever you gain, he will gain 
more/ 



l6l THE WOUND AND THE BOW 

If Kipling bad taken a bribe, it was not that of 
reputation or cash; it was rather the big moral bribe 
that a political system can offer: the promise of mental 
security. And even here a peculiar integrity as it 
were, an integrity of temperament that came to exist 
in dissociation from the intellect survived the 
collapse of the system and saved Kipling in the end 
from his pretenses. How this happened is the last 
chapter of his story. 

There was, as I say, a Wesleyan preacher in Kipling. 
The Old Testament served him as an armory of grim 
instances and menacing visions to drive home the 
imperial code; or, on occasions when the imperial 
masters failed to live up to this code, of scorching 
rhetorical language (though with more of malignancy 
than of grandeur) for the chastisement of a generation 
of vipers. But Kipling had no real religion.. He ex- 
ploited, in his poems and his fiction, the mythology 
of a number of religions. 

We may be inclined to feel, in reading Kipling 
and to some extent we shall be right that the 
various symbols and gods which figure in his stories 
and poems are mere properties which the writer finds 
useful for his purposes of rhetoric or romance. Yet 
we cannot but suspect in Kim and in the stories of 
metempsychosis that Kipling has been seriously in- 
fluenced by the Buddhism which he had imbibed with 
his first language in his boyhood. Mr. Beresford 
corroborates this: he says that the Kipling of West- 
ward Ho! talked Buddhism and reincarnation. And 



THE KIPLING THAT NOBODY READ 163 

it is certainly with Buddhism that we first find associ- 
ated a mystical side of Kipling's mind which, in this 
last phase, is to emerge into the foreground. 

We left the Lama of Kim attaining the Buddhist 
ecstasy and escaping from the Wheel of Things at the 
same moment that Kim gets promotion and finally 
becomes a spoke in the wheel of British administra- 
tion. But the world-beyond of the Lama is to seep 
back into Kipling's work in queer and incongruous 
forms. Among the strained political fables of the 
collection called Traffics and Discoveries, which is the 
beginning of the more somber later Kipling, there is 
a story of a wireless operator who is possessed by 
the soul of Keats. It may be that Kipling's Southsea 
experience, in driving him back into his imagination 
for defense against the horror of reality, had had the 
effect both of intensifying his fancies and of dissociat- 
ing them from ordinary life so that the ascent out 
of the Wheel of Things and the visitations of an alien 
soul became ways of representing this. The effort 
of the grown-up Kipling to embrace by the imagina- 
tion, to master by a disciplined art, what he regarded 
as the practical realities is to be subject to sudden 
recoils. In the Kipling of the middle period, there is 
a suppressed but vital element which thrusts periodi- 
cally a lunatic head out of a window of the well- 
bricked fagade. 

This element is connected with the Lama, but it is 
alstf connected with something else more familiar to 
the Western world: the visitations and alienations of 
what is now known as neurotic personality. Here 



164 THE WOUND AND THE BOW 

again Kipling was true to his age. While the locomo- 
tives and airplanes and steamers were beating records 
and binding continents, the human engine was going 
wrong. The age of mechanical technique was also 
the age of the nerve sanitarium. In the stories of the 
early Kipling, the intervention of the supernatural 
has, as a rule, within the frame of the story itself, 
very little psychological interest; but already in 
'They' and The Brushwood Boy the dream and the 
hallucination are taking on a more emphatic signifi- 
cance. With The House Surgeon and In the Same Boat, 
they are in process of emerging from the fairy tale: 
they become recognizable as psychiatric symptoms. 
The depression described in The House Surgeon has been 
transferred, by the artifice of the story, to persons 
unconcerned in the tragedy through the influence 
from a distance of someone else; but the woman with 
whom the terror originates is suffering morbidly from 
feelings of guilt, and the sensations are evidently 
based on the first-hand experience of the author. 

' And it was just then that I was aware of a little 
gray shadow, as it might have been a snowflake seen 
against the light, floating at an immense distance in 
the background of my brain. It annoyed me, and I 
shook my head to get rid of it. Then my brain tele- 
graphed that it was the forerunner of a swift-striding 
gloom which there was yet time to escape if I would 
force my thoughts away from it, as a man leaping 
for life forces his body forward and away from the 
fall of a wall. But the gloom overtook me before I 
could take in the meaning of the message. I moved 



THE KIPLING THAT NOBODY RBAD 165 

toward the bed, every nerve already aching with the 
foreknowledge of the pain that was to be dealt it, and 
sat down, while my amazed and angry soul dropped, 
gulf by gulf, into that horror of great darkness which 
is spoken of in the Bible, and which, as the auctioneers 
say, must be experienced to be appreciated. 

'Despair upon despair, misery upon misery, fear 
after fear, each causing their distinct and separate 
woe, packed in upon me for an unrecorded length of 
time, until at last they blurred together, and I heard 
a click in my brain like the click in the ear when one 
descends in a diving bell, and I knew that the pres- 
sures were equalized within and without, and that, 
for the moment, the worst was at an end. But I knew 
also that at any moment the darkness might come 
down anew; and while I dwelt on this speculation 
precisely as a man torments a raging tooth with his 
tongue, it ebbed away into the little gray shadow on 
the brain of its first coming, and once more I heard 
my brain, which knew what would recur, telegraph 
to every quarter for help, release or diversion/ 

And although the periodical irrational panics of 
the couple of In the Same Boat are explained as the 
result of pre-natal shocks, the description of the man 
and woman themselves, with their 'nerve doctors,' 
their desperate drug-taking, their shaky and futile 
journeys in flight from their neurotic fears, their 
peculiar neurotic relationship, constitutes an accurate 
account of a phenomenon of contemporary life which, 
at the time that Kipling was writing, had hardly 
been described in fiction. 



l66 THE WOUND AND THE BOW 

Observe that in both these stories, as in the stories 
of war neurosis that will follow, the people who 
suffer thus are quite innocent, their agony is entirely 
unearned. I believe that the only cases in which the 
obsessive horror is connected with any kind of guilt 
are those in which a man is hounded to death by the 
vision of a woman he has wronged. This theme re- 
curs regularly with Kipling from the time of The 
Phantom Rickshaw, one of the very first of his short 
stories, through the remarkable Mrs. Bathurst of his 
middle period, and up to the strange and poisoned 
Dayspring Mishandled, which was one of the last 
things he wrote. We cannot speculate with very much 
assurance on the relation of this theme of betrayal to 
the other recurring themes of Kipling's work. We do 
not know enough about his life to be able to assign it 
to an assumption on the part of the six-year-old 
Kipling that he must somehow have sinned against 
the mother who had abandoned him so inexplicably 
at Southsea; or to relate it to the strange situation of 
Dick Heldar in The Light That Failed, who vainly 
adores, and goes blind in adoring, the inexplicably 
obdurate Maisie. All we can say is that the theme of 
the anguish which is suffered without being deserved 
has the appearance of having been derived from a 
morbid permanent feeling of injury inflicted by his 
experience at Southsea. 

Certainly the fear of darkness passing into the fear 
of blindness which runs all through his work from 
The Light That Failed to ' They 9 is traceable directly 
to his breakdown and to the frightening failure of his 



THB KIPLING THAT NOBODY READ 167 

eyes. This was a pattern he seems to have repeated. 
Illnesses were critical for Kipling. It was after his 
illness in India that he set out to contend with a 
society which must have seemed to him indifferent 
and brutal by making himself a writer; and it was 
after his illness in New York that he decided to turn 
his back on America and to accept all the values that 
that retreat implied. It was after the breakdown in 
which Kim had brooded on his true identity that he 
emerged as a fullblown British agent. From the 
darkness and the physical weakness, the Kipling of 
the middle period has come forth with tightened 
nerves, resolved to meet a state of things in which 
horses are always being whipped or having their 
heads blown off, in which schoolboys are bullied and 
flogged, in which soldiers are imprisoned in barracks 
and fed to the bayonets and guns, by identifying him- 
self with horses as in the story called A Walking 
Delegate that gang together to kick and maul 
another horse, with schoolboys as in The Moral 
Reformers of Stalky that gloat in torturing other 
schoolboys, with soldiers that get the sharpest satis- 
faction from stabbing and pot-shotting other soldiers. 
He has set himself with all the stiff ribs of a metal- 
armatured art to stand up to this world outside that 
gets its authority from its power to crush and kill: 
the world of the Southsea house that has turned into 
the world of the Empire; to compete with it on its 
own terms. And yet the darkness and the illness 
return. It is a key to the whole work of Kipling that 
the great celebrant of physical courage should prove 



l68 THE WOUND AND THE BOW 

in the long run to convey his most moving and con- 
vincing effects in describing moral panic. Kipling's 
bullyings and killings are contemptible: they are the 
fantasies of the physically helpless. The only au- 
thentic heroism to be found in the fiction of Kipling 
is the heroism of moral fortitude on the edge of a 
nervous collapse. 

And in the later decades of Kipling's life the black- 
ness and the panic close down; the abyss becomes 
more menacing. It is the Crab, both devil and destiny, 
which in the story called The Children of the Zodiac 
lies always in wait for the poet and finally comes to 
devour him. The nurse-like watchfulness of Mrs. 
Kipling and Kipling's fear of stepping out of her 
r6gime, which appeared to his friend an impediment 
to the development of his genius, were no doubt, on 
the contrary, in his extreme instability, a condition 
of his being able to function at all just as the 
violence of his determination to find the answer to 
the problems of society and a defense against the forces 
that plagued him in the program of an imperialist 
government was evidently directly related to the 
violence of desperation of his need* 

But now both of these shelters he had built himself 
the roof of his family life, the confidence of his 
political idealism were suddenly to be broken 
down. 

In 1914-18, the British Empire collided with a 
competitor. All England went to war, including 
Kipling's only son. The boy, not yet out of his teens, 



THB KIPLING THAT NOBODY RBAD 169 

was killed in an attack before Loos in September, 
1915, and his body was never found. John Kipling 
had at first been reported missing, and his father 
waited for months in the hope of getting a letter 
from Germany announcing that he had been taken 
prisoner. 

These war years left Kipling defenseless. It had 
been easy to be grimly romantic on the subject of the 
warfare in India when Kipling had never seen fighting; 
it had even been possible, as a reporter at the front, 
to Meissonier the campaign in South Africa in the 
bright colors of the new nineteenth century. But 
the long systematic waste of the trench warfare of 
the struggle against Germany discouraged the artistic 
exploitation of the cruelties and gallantries of battle. 
The strain of the suspense and the horror taxed in- 
tolerably those attitudes of Kipling's which had 
been in the first instance provoked by a strain and 
which had only at the cost of a strain been kept up. 

From even before the war, the conduct of British 
policy had been far from pleasing to Kipling. He saw 
clearly the careerism and the Ycnality of the modern 
politician; and he was bitterly opposed on principle 
to the proposals of the radicals and liberals. In May, 
1914, when civil war with Ulster was threatening, 
he delivered at Tunbridge Wells and allowed to be 
circulated as a penny leaflet a speech against the 
Home Rule Bill of a virulence almost hysterical. The 
attempt to free Ireland he excoriates as on a level with 
the Marconi scandals. 'The Home Rule Bill,' he 
declares, 'broke the pledged faith of generations; it 



170 THE WOUND AND THE BOW 

officially recognized sedition, privy conspiracy and 
rebellion; it subsidized the secret forces of boycott, 
intimidation and murder; and it created an independ- 
ent stronghold in which all these forces could work 
together, as they have always and openly boasted 
that they would, for the destruction of Great Britain. f 
This was to remain Kipling's temper in public 
questions. The victory of the Bolsheviks in Russia 
of course made the picture blacker: one sixth of the 
area of the globe, he said, had * passed bodily out of 
civilization/ 

Our world has passed away, 
In wantonness o'crthrown. 
There is nothing left to-day 
But steel and fire and stone I 

he wrote when the war began. And when Kipling 
was sickened and broken with steel and fire and stone, 
there was little for his spirit to lean on. 

Little but the practice of his craft, which now re- 
flects only the twisted fragments of Kipling's ex- 
ploded cosmos. 

These latest stories of Kipling's have attracted 
meager attention for reasons that are easily compre- 
hensible. The disappearance in the middle Kipling 
of the interest in human beings for their own sake 
and the deliberate cultivation of the excommunicatory 
imperialist hatreds had already had the effect of dis- 
couraging the appetite of the general public; and 
when the human element reappeared in a new tor- 
mented form in Kipling's later stories, the elliptical 



THE KIPLING THAT NOBODY READ 17! 

and complex technique which the writer had by that 
time developed put the general reader off. On the 
other hand, the highbrows ignored him, because, in 
the era of Lawrence and Joyce, when the world was 
disgusted with soldiering and when the imperialisms 
were apparently deflated, they could take no interest 
in the point of view. In their conviction that Kipling 
could never hold water, they had not even enough 
curiosity to wonder what had happened to an author 
who must have enchanted them in their childhood. 
And in a sense they were, of course, correct. Kipling 
had terribly shrunk; he seemed a man who had had 
a stroke and was only half himself whereas Yeats 
was playing out superbly the last act of a personal 
drama which he had sustained unembarrassed by 
public events, and Henry James was now seen in 
retrospect to have accomplished, in his long career, 
a prodigy of disinterested devotion to an art and a 
criticism of life. Where there was so much wreckage 
around, political, social and moral, the figure of the 
disinterested artist commanded especial respect. 

Yet the Kipling who limped out of the wreckage, 
shrunken and wry though he looks, has in a sense 
had his development as an artist. Some of these stories 
are the most intense in feeling as they are among the 
most concentrated in form that Kipling ever wrote; 
to a writer, they are perhaps the most interesting. 
The subjects are sometimes hard to swallow, and the 
stfcries themselves through a tasteless device which 
unfortunately grew on Kipling as he got older are 
each preceded and followed by poems which elaborate 



THE WOUND AND THE BOW 

or elucidate their themes in the author's synthetic 
verse and which dull the effect of the excellent prose. 
But here Kipling's peculiar method, trained with 
deadly intention, scores some of its cleanest hits. 

Let us, however, first consider the subjects of these 
final collections of stories (A Diversity of Creatures, 
Debits and Credits, and Limits and Renewals). The 
fragments of the disintegrated Kipling fall roughly 
into five classes: tales of hatred, farces based on practi- 
cal jokes, studies of neurotic cases, tales of fellowship 
in religion, and tales of personal bereavement. 

The tales of hatred hatred of Americans and the 
Germans : Sea Constables and Mary Postdate become 
murderous at the time of the war (though they give 
place to other kinds of themes later). The hatred of 
democracy in the satire called As Easy as A.B.C. 
(which appeared in 191 x) is carried to lengths that 
would be Swiftian if Kipling had subjected the whole 
human race to the death ray of his abstract contempt, 
but which as Edward Shanks points out is 
rendered rather suspect by the exemption from the 
annihilating irony of a group of disciplined officials. 
The morals of these stories are odious and the plots 
mostly contrived and preposterous; yet they acquire 
a certain dignity from the desperation of bitterness 
that animates them. 

Then there are the practical jokes a category 
which includes the comic accidents: practical jokes 
engineered by the author. These have always been 
a feature of Kipling. His addiction to this form of 
humor seems to have derived originally from the 



THE KIPLING THAT NOBODY READ 173 

booby traps and baitings of Westward Ho!; later, 
changing sides, he identified them rather with the 
lickings-into-shape inflicted by regimental raggings. 
The victims of these pulverizing hoaxes fall into two 
classes: petty tyrants, who humiliate and bully, and 
who always have to be cads; and political idealists 
and godless intellectuals, who have to be nincompoops. 
Kipling likes nothing better than to hurl one of these 
latter into a hive of bees or, as in one of his early 
stories, to silence his opinions by a sunstroke. A 
first principle of Kipling's world is revenge: the 
humiliated must become the humiliator. One might 
expect this kind of thing to disappear in the work of 
the latest Kipling; but the formula becomes instead 
much more frequent, and it comes to play a special r61e. 
The practical joke with its extravagant laughter is 
a violent if hollow explosion for the relief of nervous 
strain; and the severity of this strain may be gauged 
by the prodigious dimensions of the hoaxes in which 
Kipling now labors to concentrate the complex calcu- 
lation of an Ibsen and the methodical ferocity of a 
Chinese executioner. 

In some of these stories, the comic disaster is ex- 
ploited as a therapeutic device. There are six stories 
of war neurosis in Kipling's last two collections. 
The situation of the shattered veteran provided him 
with an opportunity for studying further a subject 
which had haunted him all his life: the condition of 
people who seem to themselves on the borderline of 
madness. Here the sufferers are still perfectly guilt- 
less. In one case, an appearance of guilt, in another i a 



174 THB WOUND AND THE BOW 

conviction of guilt, turn out to be actually unjustified. 
But the picture is now more realistically filled out 
than it was by the pre-natal occurrences which were 
the best Kipling could do for motivation for the 
neurotics of In the Same Boat. The war supplies real 
causes for derangement; and Kipling sees that such 
short-circuits may be mended by going back to the 
occasion that gave rise to the obsession and disen- 
tangling the crossed wires. But his principal pre- 
scriptions for saving people from the effects of the 
horror and the strain of the war are such apropos 
comic accidents and well-aimed benevolent frauds as, 
in reality, are rarely possible and which would be of 
doubtful efficacity if they were. In one story, the 
fantasy of the sick man turns out to be based on a 
reading in hospital of a novel by Mrs. Ewing (as the 
soldiers in The Janeites find solace in the novels of 
Jane Austen) which also gives the veteran, when 
he recovers, a beneficent interest in life: that of plant- 
ing wayside gardens. Another ex-soldier is saved by 
a dog. 

Kipling's homeless religious sense resorts to strange 
fellowships and faiths to bolster up his broken men. 
He had been made a Freemason in India, and Free- 
masonry had figured in Kim and had seemed to crop 
up in the guise of Mithraism in the Roman stories of 
Puck of PooKs Hill. Now he invents, for a new series 
of stories, a circle of philanthropic Masons who meet 
in the back room of a tobacconist's and who try to 
help men that have been wrecked by the war. A new 
ideal but a new ideal conceived by a tired and 



THE KIPLING THAT NOBODY READ 175 

humbled man of a brotherhood which shall not 
be delimited by the exclusions of a fighting unit or 
caste begins to appear in these stories. Mithraism 
figures again in The Church That Was at Antioch: the 
young Roman officer turned Mithraist says of his 
mother, 'She follows the old school, of course the 

home- worships and the strict Latin Trinity But 

one wants more than that'; and he ends by getting 
murdered by the Jews in revenge for his protection 
of the Apostle Paul. In another story, The Manner of 
Men, Saint Paul appears again and rescues a neurotic 
sea-captain: * Serve Caesar/ says Paul. 'You are not 
canvas I can cut to advantage at present. But if you 
serve Caesar you will be obeying at least some sort of 
law. ... If you take refuge under Caesar at sea, you 
may have time to think. Then I may meet you again, 
and we can go on with our talks. But that is as the 
God wills. What concerns you now,' he concludes, 
in a tone that recalls at the same time the Buchmanite 
and the psychoanalyst, 'is that, by taking service, 
you will be free from the fear that has ridden you 
all your life/ 

The Paul of these final stories, so different from his 
early heroes, may evidently tell us something about 
Kipling's changed conception of himself. Paul had 
preached the Word to the Gentiles as Kipling had 
preached the Law to the colonials and the Americans; 
Paul, like Kipling, is ill-favored and undersized, 'a 
little shrimp of a man,' who has 'the woman's trick 
of taking the tone and color of whoever he talked to* 
and who is scarred from old floggings and from his 



176 THE WOUND AND THE BOW 

encounters with the beasts of the arena. Paul, like 
Kipling, is brash and tense; he is dedicated to a mis- 
sion which has saved him from fear. But observe 
that, though he advises the shaky captain to take 
service with Caesar for a time, he has himself gone 
on to something higher. 

This, then, is quite another Kipling. His prophets 
have an altered message: Kipling is losing his hatred. 
His captains have been afraid all their lives. His 
soldiers are no longer so cocky, so keen to kill inferior 
peoples, so intent on the purposes of the Empire. 
And officers and soldiers are now closer, as they were 
in the earliest stories: they are now simply civilians 
back in mufti, between whom the bond of having 
been in the war is stronger than the class differences 
of peace-time. And they are the remnants of a colossal 
disaster. I shall quote one of the pieces in verse with 
which Kipling supplements these stories, because, 
indifferent though it is as poetry, it strikingly illus- 
trates this change: 

I have a dream a dreadful dream 

A dream that is never done, 
I watch a man go out of his mind, 

And he is My Mother's Son. 

They pushed him into a Mental Home, 

And that is like the grave: 
For they do not let you sleep upstairs, 

And you're not allowed to shave. 

And it was not disease or crime 
Which got him landed there, 



THE KIPLING THAT NOBODY READ 177 

But because they laid on My Mother's Son 
More than a man could bear. 

What with noise, and fear of death, 

Waking, and wounds and cold, 
They filled the Cup for My Mother's Son 

Fuller than it could hold. 

They broke his body and his mind 

And yet they made him live, 
And they asked more of My Mother's Son 

Than any man could give. 

For, just because he had not died 

Nor been discharged nor sick: 
They dragged it out with My Mother's Son 

Longer than he could stick 

And no one knows when he'll get well 

So, there he'll have to be: 
And, 'spite of the beard in the looking-glass, 

I know that man is me! 

The theme of inescapable illness dominates the 
whole later Kipling. In some Cases, the diseases are 
physical, but there is always the implication of a 
psychological aspect. In A Madonna of the Trenches 
and The Wish House gruesome ghost stories of love 
and death that make The End of the Passage and The 
Mark of the Beast look like harmless bogey talcs for 
children cancer serves as a symbol for rejected or 
frustrated love. And it is not clear in Dayspring 
Mishandled whether the detestable literary man 
Castorley is being poisoned by his wife and the doctor 



178 THE WOUND AND THE BOW 

or by the consciousness of the wrong he has com- 
mitted. The strangest of all these stories is Unprofes- 
sional, in which cancer, spasms of insanity, the after- 
math of the war, and the influence of the something 
beyond human life combine in a clinical fantasy on 
the beneficent possibilities of science. Here the white 
mice and the London woman convulsed with suicidal 
seizures, sets toward death periodically imparted by 
mysterious cosmic tides, are Kipling's uncannicst 
image for the workings of nervous disorders. 

The old great man is back again in the 4 House of 
Desolation* at Southsea, tormented unjustly, ill, 
deserted by those he loves, and with the haunted 
darkness descending on that world which his de- 
termined effort had once enabled him to see so dis- 
tinctly. In one of the latest of his stories, Proofs of 
Holy Writ, he makes Shakespeare speak to Ben Jonson 
of a man whom Shakespeare describes as ' going down 
darkling to his tomb 'twixt cliffs of ice and iron 1 
phrases hardly characteristic of Shakespeare but ex- 
tremely appropriate to Kipling. 

It is striking that some of the most authentic of 
Kipling's early stories should deal with children for- 
saken by their parents and the most poignant of his 
later ones with parents bereaved of their children. 
The theme of the abandoned parent seems to reflect 
in reversal the theme of the abandoned child. The 
former theme has already appeared in ' They' (written 
after the death of Kipling's daughter), associated 
with the themes of blindness and the deprivation of 
love; and even before that, in Without Benefit of Clergy. 



THE KIPLING THAT NOBODY READ 179 

Certainly two of these last stories of Kipling's are 
among the most moving he wrote. There is a pas- 
sage in Mary Postgate like the plucking of a tight- 
ened string that is just about to break. The plain and 
dull English female 'companion 1 is to burn up the 
belongings of a young soldier like most of Kipling's 
children, an orphan to whom she has stood in a 
maternal r61e and who has just been killed in a plane. 
Kipling tells in one of his typical inventories of the 
items, mainly relics of boyhood sports, that Mary 
has to destroy; and then: 'The shrubbery was filling 
with twilight by the time she had completed her ar- 
rangements and sprinkled the sacrificial oil. As she 
lit the match that would burn her heart to ashes, she 
heard a groan or a grunt behind the dense Portugal 
laurels/ The match that would burn her heart to ashes: 
they are the first words that we have yet encountered, 
the only words that we shall have encountered, that 
are not matter-of-fact; and here the observation of 
Kipling, of which George Moore complained that it 
was too systematic and too technical, making it 
Portugal laurels where another writer would have 
simply written shrubbery here this hardness of con- 
crete detail is suddenly given new value by a phrase 
on another plane. 

So in that other remarkable story, The Gardener, 
Kipling's method of preparing a finale by concealing 
essential information in an apparently casual narrative 
prdduces an effect of tremendous power. This method, 
which Kipling has developed with so much ingenuity 
and precision, serves in some of his stories to spring 



l8o THE WOUND AND THE BOW 

surprises that are merely mechanical; but it has al- 
ways had its special appropriateness to those aspects 
of the English character with which Kipling has been 
particularly concerned in that it masks emotion and 
purpose under a pretense of coldness and indifference; 
and here it is handled in a masterly fashion to drama- 
tize another example of the impassive Englishwoman. 
The implications of Mary Postgatc prevent us from 
accepting it fully: we know too well that the revenge- 
ful cruelty which impels the heroine of the story to 
let the shattered German aviator die is shared by the 
author himself. But The Gardener may conquer us 
completely. I am not sure that it is not really the 
best story that Kipling ever wrote. Like the rest of 
even the best of Kipling, it is not quite on the highest 
level. He must still have his fairy-tale properties; 
and we may be disposed to protest at his taste when 
we find that the Puck of Pook's Hill element is sup- 
plied by the apparition of Jesus. But if we have been 
following Kipling's development, we recognize that 
this fact is significant. The r61e that Christ has 
formerly played in Kipling as in the poem called 
Cold Iron has been that of a pukka Sahib who knows 
how to take his punishment. This is the first time, 
so far as I remember, that Kipling's Christ has shown 
pity as Kipling pities now rather than boasts 
about the self-disciplined and much-enduring British. 
And the symbol at once bares the secret and liberates 
the locked-up emotion with a sudden and shocking 
force. The self-repression and the hopeless grief of 
the unmarried mother in The Gardener speak for the 



THE KIPLING THAT NOBODY READ l8l 

real Kipling. Here he has found for them intense ex- 
pression in the concentrated forms of his art. 

The big talk of the work of the world, of the mis- 
sion to command of the British, even the hateful- 
ness of fear and disappointment, have largely faded 
away for Kipling. He composes as a memorial to his 
son and to the system in devotion to which the half- 
American boy has died a history of the Irish Guards 
in the war, in which Lieutenant John Kipling is 
hardly mentioned. But, meticulously assembling, by 
the method by which he once seemed to build so 
solidly, the scattered memories of his son's battalion, 
he seems merely to be striving, by wisps and scraps, 
to re-create the terrible days that preceded the death 
of his child. Even the victory over the Germans can 
never make that right. 



Uncomfortable Casanova 



has Jacques Casanova attracted so little at- 
tention in English? So far as I know there is no- 
thing very serious except Havelock Ellis 's essay, and 
that does not go far into the subject. Mr. S. Guy 
Endore's book, though a good piece of work in its 
way, is only a popular biography. Yet the Chevalier 
de Seingalt was a most remarkable man, who had 
some of the qualities of greatness. The Prince de 
Ligne listed his name with those of Louis XV, Fred- 
crick the Great, Beaumarchais, d'Alembert and Hume 
as among the most interesting men he had known, 
and the great sharper really belongs in that company. 

When we begin reading Casanova's Memoirs, we 
think him amusing but cheap. Yet we end by being 
genuinely impressed by him. 

He was a type who was very familiar in the America 
of the boom of the twenties. In our time he might 
have had the career of a Rothstein or a Nicky Arnstein 



UNCOMFORTABLE CASANOVA 183 

or a Dapper Don Tourbillon, but he would have far 
transcended the sphere of such men and he would have 
felt for them the uneasy scorn that he felt for St. 
Germain and Cagliostro. For Casanova was only half 
of the underworld he lived half in darkness, half in 
light. But the sound and superior part of him was 
always insecure because it was based on knavery: 
hence his succession of misadventures and the final 
unsatisfactoriness of his life. Casanova was an uncom- 
fortable man he could never make his life come 
right. And it makes us uncomfortable to read about 
him. 

There is a sound kind of coarseness, which is not 
incompatible with the finest work or the most scrupu- 
lously ordered life: the coarseness of animality or of 
the hand-to-hand struggle with existence, which may 
nourish such work and such a life. And there is a 
bad kind of coarseness which spoils everything, even 
where a man is equipped with genuinely superior gifts. 
The coarseness of Casanova was the bad kind. He 
came out of the Venetian actors' world, and was never 
sure whether his mother, a shoemaker's daughter, 
had had him by a down-at-heels nobleman who had 
gone on the stage and married her or by the manager 
of the theater where she acted. From some heritage 
of moral squalor Casanova could never emerge, and he 
was ravaged by it all his life more vitally than by any 
of the diseases that were his mere superficial exaspera- 
tions. 

But the superior qualities of such a man have con- 
tinually to keep themselves sharp against the dangers 



184 THE WOUND AND THE BOW 

that always confront him, the dangers that he can 
never get away from because they are part of himself. 
The drama of Casanova's career creates a tension 
which is both exciting and trying because his highly 
developed intelligence, his genius as an actor on the 
stage of life, are always poised on the brink of a pit 
where taste, morals, the social order, the order of the 
world of the intellect, may all be lost in the slime. 
Yet even when he has slipped to the bottom, he keeps 
his faculties clear; and so he commands our respect. 

We have had an immense amount of controversy as 
to whether Casanova told the truth in connection with 
this or that incident, and a good many inaccuracies 
have been proved on him. But whether he falsified 
the facts unconsciously or deliberately makes very 
little difference. In his own way Casanova was truth- 
ful; it may even be said that one of his most admirable 
traits not as a man but as a writer was precisely 
a fidelity to truth. He may have invented some of the 
adventures in the Memoirs, but his story follows reality 
for all that. Someone has said that if the Memoirs is a 
novel, Casanova is the greatest novelist who ever 
lived. Though he was personally extremely vain, he 
certainly spares himself as little as any autobiographer 
on record. It is not true, as the popular legend seems 
to have it, that he represents himself as triumphing 
easily over innumerable complacent women. On the 
contrary, he will sometimes devote the better part of 
a volume to a detailed description of some siege in 
which he ignominiously failed. The ultimate aim of 



UNCOMFORTABLE CASANOVA 185 

Casanova is not so much to glorify himself as to tell 
us an astonishing story that illustrates how people 
behave, the way in which life works out. 

When other writers borrow from Casanova, they 
are likely to sentimentalize or romanticize him where 
Casanova's great virtue is his mcrcilessncss with ro- 
mantic and sentimental conventions. I remember an 
attempt at a popular play based on the Henriettc epi- 
sode. Henriette in the Memoirs is a young French girl 
who has run away from home in men's clothes and 
whom the youthful Casanova meets in his travels. 
She is the first French girl he has known, the first 
jeune fille spirituellc; and his love affair with her has a 
freshness and seriousness, almost a kind of ecstasy, 
that none has ever had for him before and that none is 
ever to have again. He happens to have money at the 
time and is able to buy her a whole wardrobe of pretty 
clothes. They go to Parma together, and there they 
live in style. Casanova buys a box at the opera; they 
take the air in the public gardens with the royalties 
till she is recognized by one of the courtiers and is 
compelled to go back to her family. Casanova's ac- 
count of this episode is one of the most attractive love 
affairs in literature. When he and Henriette have 
finally had to part, at Geneva, he finds that she has 
written with her diamond on the window of their 
room at the inn: 'You will forget Henriette, too/ 
Now the contemporary play I speak of exploited this 
chSrming story and then followed it with a conven- 
tional sequel made up out of the whole cloth, in which 
Casanova many years later was made to come back to 



l86 THE WOUND AND THE BOW 

the inn to find Henricttc grown old and with a son 
who turns out to be his. 

But what happens in the Memoirs is quite different. 
Casanova does come back to the inn, middle-aged, 
down on his luck and with a depressing venereal 
disease. He has forgotten about staying there with 
Henriette, and he does not even recognize their room 
till he notices the writing on the window : ' Remember- 
ing in a flash the moment when Henriette had written 
those words thirteen years before, I felt the hair 

stand up on my head Overcome, I dropped into a 

chair Comparing the self I was now with the self 

I had been then, I had to recognize that I was less 
worthy to possess her. I still knew how to love, but 
I realized I had no longer the delicacy that I had had 
in those earlier days, nor the feelings which really 
justify the transports of the senses, nor the same tender 
ways, nor finally a certain probity which extends itself 
even to one's weaknesses; but what frightened me was 
to have to acknowledge that I no longer possessed the 
same vigor/ 

Years afterwards, while he is traveling in Provence, 
his coach breaks down in the middle of the night and 
some people who live near the road take him in. The 
mistress of the house hides her face in the hood she 
has worn out-of-doors then as soon as they have 
got into the house, she announces that she has 
sprained her ankle and is obliged to take to her bed, 
so that Casanova is only permitted to wait upon her 
in her room and talk to her through the bed-curtains. 
He does not find out till after he has left that the 



UNCOMFORTABLE CASANOVA 187 

countess is Hcnrictte, who has by this time grown so 
fat that she cannot bear to have him see her. But he 
has been traveling with a tough little Venetian girl 
of bisexual capabilities, and the countess carries on a 
flirtation with her and finally makes her sleep with 
her. This is all life has left of their romance. 

The real theme of Casanova is the many things a life 
may hold the many r61es a man may play and the 
changes brought by time. I have never read a book 
either autobiography or fiction which seems to give 
you a life so completely. I know of no book which 
shows so strikingly the rhythmic recurrences which 
character produces in personal destiny. Casanova's 
adventures are always different but always the same 
thing. He arrives in some new place, he puts himself 
over, he achieves brilliant social successes or performs 
dashing deeds, his best qualities and gifts have full 
scope, then he overplays his hand or misses his step 
or something discreditable is discovered about him, 
and he has to make his getaway. There was some- 
thing about him, one supposes, that in the long run 
made people find him intolerable. And his love affairs 
have their pattern, too: when the responsibilities in- 
volved in them become onerous, he marries the ladies 
off if he can; if not, he gently lets the affair lapse. 

The first part of the story is funny and gay it has 
a Venetian carnival liveliness; the last part, although 
it is told with the eighteenth-century rapidity and 
dr)ftiess, is almost unbearably sad. It is probable that 
Casanova was never able to bring himself to finish it. 
The manuscript as we have it does not cover the whole 



1 88 THB WOUND AND THE BOW 

of the period indicated by Casanova in his title: it 
stops just as he is returning to Venice, but gets him 
no farther than Trieste. He had been banished by the 
Inquisition and was allowed to return to his native 
city only at the price of acting as a spy for them. It 
was the most humiliating episode in his life; and he 
has remarked by the way several times that he is not 
sure he will have the courage to go through with his 
original project of writing his life up to the year 1797. 
He may also have been guilty of a Freudian oversight 
in dropping out two chapters near the end. They were 
missing in the Brockhaus manuscript, but were found 
later by Arthur Symons at Dux; and they turn out to 
contain the dismal climax of Casanova's adventure 
with two girls upon whom he had been trying to work 
by an old and well-tried technique of his. He had dis- 
covered that you could go a long way with girls if you 
took them to masquerades in pairs; but on this oc- 
casion the girls did not fall, and Casanova before the 
evening was over got mercilessly razzed by the 
masqucraders. 

Yet in his final asylum at Dux, where his patron 
left him alone for long periods and where he was con- 
stantly bedeyiled by the servants, where he sometimes 
contemplated suicide, he did get down most of the 
story; and it is one of the most remarkable presenta- 
tions in literature of a man's individual life as it seems 
to him in the living. All the appetites are there 
fine dinners, attractive women, amusements; and the 
exhilaration of travel, of fighting for one's personal 
pride, of the winning of wealth and consideration, of 



UNCOMFORTABLE CASANOVA 189 

winning one's personal liberty. There is in Casanova's 
account of his escape from the Leads prison in Venice, 
whether he fabricated the story or not, something 
more than a mere talc of adventure : he has made of it a 
thrilling expression of the hatred of the human spirit 
for jails, of the will to be free that breaks away in con- 
tempt of the remonstrances of reason (in the person of 
the appalled old count who refuses to join the others 
and keeps telling them why they cannot succeed). 

There is even the appetite of the intellect: the great 
raconteur loved the conversation of men like d f Alem- 
bert and Voltaire; and the master gambler was an 
amateur mathematician. And when one can have no 
more brilliant dinners and make love to no more 
women, when one has no longer appreciative com- 
panions to listen to one's stories and can no longer 
travel and try one's luck one can at least summon 
one's intellectual resources, work at problems, write 
one's memoirs; one can still test one's nerve and 
strength by setting down an account of life as one 
has found it, with all its anticlimax and scandal, one's 
own impossible character and all. The writing of the 
Memoirs represented a real victory of the mind and the 
spirit. Scoundrels like Casanova do not usually put 
themselves on record, and when they do they are 
usually at pains to profess the morality of respectable 
people. There is a certain amount of this, as we shall 
see in a moment, in Casanova's autobiography, too; 
butfwhen all Casanova's obeisances to the established 
authorities have been made, life itself in his story 
turns out to be an outlaw like him. He confesses in his 



190 THE WOUND AND THE BOW 

preface that he considers it a creditable deed to fleece a 
fool; and in reading him, we get to a point where we 
ourselves almost feel impatience when Casanova's pro- 
spective victims fail to succumb to his confidence 
games. He said that he feared the Memoirs were 'par 
trop cynique ever to be published. And he was appar- 
ently partly right: the original manuscript still lies 
locked up in Brockhaus's vaults in Leipzig, and no 
one knows what the editors may have omitted. 

The Memoirs, then, required the courage of an in- 
dividual point of view and they required a capacity 
for feeling. Has any novelist or poet ever rendered 
better than Casanova the passing glory of the personal 
life? the gaiety, the spontaneity, the generosity of 
youth: the ups and downs of middle age when our 
character begins to get us and we are forced to come 
to terms with it; the dreadful blanks of later years, 
when what is gone is gone. All that a life of this kind 
can contain Casanova put into his story. And how 
much of the world ! the eighteenth century as you 
get it in no other book; society from top to bottom; 
Europe from England to Russia; a more brilliant 
variety of characters than you can find in any eight- 
eenth-century novel. 

But the interests of such a man are limited. Casa- 
nova knew better than anyone how the world and 
how one's personal vicissitudes went. But he had 
very little imagination for the larger life of society. 
He saw the corruption of the old regime in France and 
commented on it after the Revolution, but he had 



UNCOMFORTABLE CASANOVA 191 

never been among those who wanted to see the old 
r6gime go. On the contrary like a Rothstein he 
was content with the world as he found it. Though 
the Inquisition had nearly done for him, he never 
ceased to treat it with respect and was willing in his 
last bad days to turn informer and report to these 
censors though rather inefficiently, it appears 
on naked models in the Venetian art-schools and in- 
decent and ungodly books in the libraries. Though he 
had at other times called himself a 4 philosopher' and 
in his speculative writings had vaguely foreshadowed 
Darwinism, he had never criticized Church or State. 
He accepted all the current worldly values the 
hierarchies, institutions, dominations. He never ques- 
tioned, never protested, defended his honor according 
to the code, but never brought up in connection with 
anything the principle of a larger issue. Casanova's 
originality was largely confined to a sort of personal 
effrontery which, having persisted all through his life 
in spite of his repeated attempts to reform it, had 
ended by acquiring in his Memoirs a certain intellectual 
dignity when he had found finally that all his strug- 
gles to make himself a place in society were vain and 
that this was the only companion that was left him 
in his solitude at Dux. 

A man of superior intelligence as he knew himself 
to be, he had always aimed at the good things of the 
world as the rich and powerful judged good things. 
What he really wanted, to be sure, was something 
different from what they wanted. He does not seem 
to have cared about social position or financial se- 



THE WOUND AND THB BOW 

curity for their own sakcs: what he enjoyed was the 
adventure of playing a rdle, creating a situation; 
whereas the powerful and the rich only wanted to 
follow their routine. But his drama was usually con- 
ceived in terms of their values. It was the cheap side 
of him, the lackey in him, which did not look beyond 
the habits of his masters. 

And this is a part of the explanation of the fact that 
Casanova has attracted comparatively so little serious 
attention. In English of course it is his scandalous 
reputation which has made him practically taboo 
so that he has remained largely unknown to the Eng- 
lish-reading public save for volumes of erotic excerpts 
in libraries of classic pornography. But in general it 
may be said that what is good in Casanova makes seri- 
ous readers too uneasy and what is inferior disgusts 
them too much for him to become an accepted classic. 
There are a whole host of people on the Continent 
studying Casanova; but Casanovists seem almost in 
the category of stamp and coin collectors and people 
who devote their lives to looking for buried Spanish 
treasure. They are mostly preoccupied with verifying 
dates and tracking down identities. Casanova, fasci- 
nating though he is, does not lead to anything bigger 
than himself. 

Compare him with Rousseau, for example. Rous- 
seau was a much less attractive man, and his Confessions 
are infinitely less readable than Casanova's Memoirs. 
At his best, to my taste at any rate, he is still pretty 
flavorless and Swiss. Yet the Geneva clockmaker's 
son in a situation not unlike Casanova's he, too, 



UNCOMFORTABLE CASANOVA 193 

had been a vagabond, a thief, a hanger-on of the great, 
had suffered as a battered-about apprentice and a 
servant in rich men's houses made an issue of his 
maladjustment. Casanova could show considerable 
strength of character in compelling the great to treat 
him as an equal as when he forced Count Branicki 
to fight a duel and afterwards became his friend; but it 
never seems to have occurred to the actor's son to say, 
after he had come one of his croppers masquerading as 
a man of quality: 'I am better at being a great lord 
than you people are yourselves for I have the per- 
sonality and the imagination and the brains to create 
such a gorgeous great lord as your silly conventional 
society never dreamed of hence I am superior to 
you and hence do not need to compete with you!' 
Whereas Rousseau finally came to the conclusion that 
the times must be out of joint when Rousseau found 
himself out of place. From the moment of his sudden 
revelation, on the way to see Diderot at Vinccnnes, 
that man was by nature good and that it was institu- 
tions alone which had corrupted him, that all his own 
miseries had been due, not to his aberrations and short- 
comings, but to the sins of the society that had bred 
him from this moment he stuck to his point at the 
price of resigning from society, of exiling himself 
even from those circles in which the other eighteenth- 
century philosophers had found so agreeable a wel- 
come and so sympathetic a hearing. 

You may say that it was Rousseau's neurotic char- 
acter which prevented him from getting on with 
people and that he took it out in scolding society; 



194 THE WOUND AND THE BOW 

and you may say that Casanova was at least as near 
to an accurate account of the situation when he at- 
tributed his own misfortunes to his faults. But the 
fact was that Rousseau had been led to a general truth 
by his individual case and, in spite of his ignominious 
adventures, had the courage and dignity of one who 
knew it. He belonged to the class of thinkers who, 
in opposing the prevalent philosophy of their time, 
find that they have behind them a great pressure of 
unformulated general feeling and who themselves 
prevail as the spokesmen of the age that follows theirs. 

Casanova once came with a lady of quality to pay a 
visit to Rousseau in his retirement. The callers found 
him lacking in affability and failed to get very much 
out of him, though Casanova admitted that Rousseau 
had talked intelligently. Madame d'Urf6 thought 
him boorish, and they laughed about him after they 
had left. 

Casanova, ignoring his many humiliations, was still 
trying to crash the gate at a time when Rousseau, for 
all his clumsiness, had got hold of the lever of the 
Revolution. 



Justice to Edith Wharton 



B, 



BEFORE Edith Wharton died, the more common- 
place work of her later years had had the effect of 
dulling the reputation of her earlier and more serious 
work. It seemed to me that the notices elicited by 
her death did her, in general, something less than jus- 
tice; and I want to try to throw into relief the 
achievements which did make her important during 
a period say, 1905-1917 when there were few 
American writers worth reading. This essay is there- 
fore no very complete study, but rather in the nature 
of an impression by a reader who was growing up at 
that time. 

Mrs. Wharton's earliest fiction I never found par- 
ticularly attractive. The influences of Paul Bourget 
and Henry James seem to have presided at the birth 
of her talent; and I remember these books as dealing 
with the artificial moral problems of Bourget and de- 



196 THE WOUND AND THE BOW 

vcloping them with the tenuity of analysis which is 
what is least satisfactory in James. The stories tended 
to take place cither in a social void or against a back- 
ground of Italy or France which had somewhat the 
character of expensive upholstery. It was only with 
The House of Mirth, published in 1905, that Edith 
Wharton emerged as an historian of the American 
society of her time. For a period of fifteen years or 
more, she produced work of considerable interest both 
for its realism and its intensity. 

One has heard various accounts of her literary be- 
ginnings. She tells us in her autobiography that a 
novel which she had composed at eleven and which 
began, 4 Oh, how do you do, Mrs. Brown? ... If only 
I had known you were going to call, I should have 
tidied up the drawing room 1 had been returned by 
her mother with the chilling comment, * Drawing- 
rooms are always tidy/ And it is said that a book of 
verse which she had written and had had secretly 
printed was discovered and destroyed by her parents, 
well-to-do New Yorkers of merchant stock, who 
thought it unladylike for a young woman to write. 
It seems to be an authentic fact, though Mrs. Wharton 
does not mention it in her memoirs, that she first seri- 
ously began to write fiction after her marriage during 
the period of a nervous breakdown, at the suggestion 
of Dr. S. Weir Mitchell, who himself combined the 
practice of literature with his pioneer work in the 
field of female neuroses. Thereafter she seems to have 
depended 6n her writing to get her through some 
difficult years, a situation that became more and more 



JUSTICE TO EDITH WHARTON 197 

painful. Her husband, as she tells us, had some mental 
disease which was steadily growing worse from the 
very first years of their marriage, and he inhabited a 
social world of the rich which was scaled tight to 
intellectual interests. Through her writing, she came 
gradually into relation with the international literary 
world and made herself a partially independent career. 

Her work was, then, the desperate product of a 
pressure of maladjustments; and it very soon took a 
direction totally different from that of Henry James, 
as a lesser disciple of whom she is sometimes point- 
lessly listed. James's interests were predominantly 
esthetic: he is never a passionate social prophet; and 
only rarely as in The Ivory Towr, which seems in 
turn to have derived from Mrs. Wharton does he 
satirize plutocratic America. But a passionate social 
prophet is precisely what Edith Wharton became. At 
her strongest and most characteristic, she is a brilliant 
example of the writer who relieves an emotional strain 
by denouncing his generation. 

It is true that she combines with indignation against 
a specific phase of American society a general sense of 
inexorable doom for human beings. She was much 
haunted by the myth of the Eumenides; and she had 
developed her own deadly version of the working of 
the Aeschylean necessity a version as automatic 
and rapid, as decisive and as undimmed by sentiment, 
as the mechanical and financial processes which during 
hef* lifetime were transforming New York. In these 
books, she was as pessimistic as Hardy or Maupassant. 
You find the pure expression of her hopelessness in 



198 THB WOUND AND THE BOW 

her volume of poems, Artemis to Act aeon, published 
in 1909, which, for all its hard accent and its ponder- 
ous tone, its ' impenetrates ' and ' incommunicables* 
and 'incommensurables,' its 'immemorial altitudes 
august,' was not entirely without interest or merit. 
'Death, can it be the years shall naught avail?' she 
asks in one of the sonnets called Experience: '"Not 
so, ' ' Death answered. 4 ' They shall purchase sleep. ' ' ' 
But in the poem called Moonrise over Tyringham, she 
seems to be emerging from a period of strain into a 
relatively tranquil stoicism. She is apostrophizing 
the first hour of night: 

Be thou the image of a thought that fares 

Forth from itself, and flings its ray ahead, 

Leaping the barriers of ephemeral cares, 

To where our lives arc but the ages' tread, 

And let this year be, not the last of youth, 

But first like thcc! of some new train of hours, 

If more remote from hope, yet nearer truth, 

And kin to the unpctitionablc powers. 

But the catastrophe in Edith Wharton's novels is 
almost invariably the upshot of a conflict between the 
individual and the social group. Her tragic heroines 
and heroes are the victims of the group pressure of 
convention; they are passionate or imaginative spirits, 
hungry for emotional and intellectual experience, who 
find themselves locked into a small closed system, and 
either destroy themselves by beating their heads 
against their prison or suffer a living death in resigning 
themselves to it. Out of these themes she got a sharp 
pathos all her own. The language and some of the 



JUSTICE TO BDITH WHARTON 199 

machinery of The House of Mirth seem old-fashioned 
and rather melodramatic today; but the book had some 
originality and power, with its chronicle of a social 
parasite on the fringes of the very rich, dragging out a 
stupefying routine of week-ends, yachting trips and 
dinners, and finding a window open only twice, at the 
beginning and at the end of the book, on a world 
where all the values are not money values. 

The Fruit of the Tree, which followed it in 1907, 
although its characters are concerned with larger 
issues, is less successful than The House of Mirth, be- 
cause it is confused between two different kinds of 
themes. There is a more or less trumped-up moral 
problem & la Bourget about a * mercy killing* by a 
high-minded trained nurse, who happened to have an 
'affinity/ as they used to say at that period, with the 
husband of the patient. But there is also the story 
of an industrial reformer, which is on the whole quite 
ably handled especially in the opening scenes, in 
which the hero, assistant manager of a textile mill, is 
aroused by an industrial accident to try to remove 
the conditions which have caused it and finds himself 
up against one of those tight family groups that often 
dominate American factory towns, sitting ensconced 
in their red-satin drawing-rooms on massively uphol- 
stered sofas, amid heavy bronze chandeliers and man- 
tels surmounted by obelisk clocks; and in its picture of 
his marriage with the mill-owning widow and the 
gradual drugging of his purpose under the influence of 
a house on Long Island of a quality more gracious and 
engaging but on an equally overpowering scale. 



100 THE WOUND AND THE BOW 

Edith Wharton had come to have a great hand with 
all kinds of American furnishings and with their con- 
comitant landscape-gardening. Her first book had 
been a work on interior decorating; and now in her 
novels she adopts the practice of inventorying the con- 
tents of her characters' homes. Only Clyde Fitch, 
I think, in those early nineteen-hundreds made play 
to the same degree with the miscellaneous material 
objects with which Americans were surrounding 
themselves, articles which had just been manufactured 
and which people were being induced to buy. I sup- 
pose that no other writer of comedies of any other 
place or time has depended so much on stage sets and, 
especially, on stage properties: the radiators that 
bang in Girls, the artificial orange in The Truth, the 
things that are dropped under the table by the ladies 
in the second act of The Climbers. But in the case of 
Edith Wharton, the decors become the agents of 
tragedy. The characters of Clyde Fitch are embar- 
rassed or tripped up by these articles; but the people 
of Edith Wharton are pursued by them as by spirits of 
doom and ultimately crushed by their accumulation. 
These pieces have not been always made newly: some- 
times they are objcts d'art, which have been expensively 
imported from Europe. But the effect is very much 
the same : they are something extraneous to the people 
and, no matter how old they may be, they seem to 
glitter and clank with the coin that has gone to buy 
them. A great many of Mrs. Wharton 's descriptions 
are, of course, satiric or caustic; but when she wants 
to produce an impression of real magnificence, and 



JUSTICE TO EDITH WHARTON 1O1 

even when she is writing about Europe, the thing 
still seems rather inorganic. She was not only one 
of the great pioneers, but also the poet, of interior 
decoration. 

In The Custom of the Country (1913), Mrs. Wharton's 
next novel about the rich The Reef is a relapse into 
'psychological problems' she piles up the new 
luxury of the era to an altitude of ironic grandeur, like 
the glass mountain in the Arabian Nights, which the 
current of her imagination manages to make incan- 
descent. The first scene sets the key for the whole 
book: 'Mrs. Spragg and her visitor were enthroned in 
two heavy gilt armchairs in one of the private draw- 
ing-rooms of the Hotel Stentorian. The Spragg rooms 
were known as one of the Looey suites, and the 
drawing-room walls, above their wainscoting of 
highly varnished mahogany, were hung with salmon- 
pink damask and adorned with oval portraits of Marie 
Antoinette and the Princess de Lamballe. In the center 
of the florid carpet a gilt table with a top of Mexican 
onyx sustained a palm in a gilt basket tied with a pink 
bow. But for this ornament, and a copy of The Hound 
of the Baskervilles which lay beside it, the room showed 
no traces of human use, and Mrs. Spragg herself wore 
as complete an air of detachment as if she had been a 
wax figure in a show-window/ In the last pages 
it is an admirable passage Undine Spragg's little 
boy is seen wandering alone amid the splendors of 
th^ Paris hfael which has crowned his mother's pro- 
gress from the Stentorian: 'the white fur rugs and 
brocade chairs' which 'seemed maliciously on the 



101 THE WOUND AND THE BOW 

watch for smears and ink-spots/ 'his mother's won- 
derful lacy bedroom, all pale silks and velvets, artful 
mirrors and veiled lamps, and the boudoir as big as 
a drawing-room, with pictures he would have liked 
to know about, and tables and cabinets holding 
things he was afraid to touch/ the library, with its 
'rows and rows of books, bound in dim browns and 
golds, and old faded reds as rich as velvet: they all 
looked as if they might have had stories in them as 
splendid as their bindings. But the bookcases were 
closed with gilt trellising, and when Paul reached up 
to open one, a servant told him that Mr. Moffatt's 
secretary kept them locked because the books were 
too valuable to be taken down.' 

It is a vein which Sinclair Lewis has worked since 
as in the opening pages of Babbitt, where Babbitt is 
shown entangled with his gadgets; and in other re- 
spects The Custom of the Country opens up the way for 
Lewis, who dedicated Main Street to Edith Wharton. 
Mrs. Wharton has already arrived at a method of 
doing crude and harsh people with a draftsmanship 
crude and harsh. Undine Spragg, the social-climbing 
divorcee, though a good deal less humanly credible 
than Lily Bart of The House of Mirth, is quite a success- 
ful caricature of a type who was to go even farther. 
She is the prototype in fiction of the ' gold-digger,' of 
the international cocktail bitch. Here the pathos has 
been largely subordinated to an implacable animosity 
toward the heroine; but there is one episode both 
bitter and poignant, in which a discarded husband of 
Undine's, who has been driven by her demands to 



JUSTICE TO EDITH WHARTON 

work in Wall Street and left by her up to his neck in 
debt, goes home to Washington Square through * the 
heat, the noise, the smells of disheveled midsummer* 
New York, climbs to the room at the top of the house 
where he has kept his books and other things from 
college, and shoots himself there. 

The other side of this world of wealth, which anni- 
hilates every impulse toward excellence, is a poverty 
which also annihilates. The writer of one of the 
notices on Mrs. Wharton's death was mistaken in as- 
suming that Ethan From* was a single uncharacter- 
istic excursion outside the top social strata. It is true 
that she knew the top strata better than she knew 
anything else; but both in The House of Mirth and The 
Fruit of the Tree, she is always aware of the pit of 
misery which is implied by the wastefulness of the 
plutocracy, and the horror or the fear of this pit is 
one of the forces that determine the action. There is a 
Puritan in Edith Wharton, and this Puritan is always 
insisting that we must face the unpleasant and the 
ugly. Not to do so is one of the worst sins in her 
morality; sybarites like Mr. Langhope in The Fruit of 
the Tree, amusing himself with a dilettante archaeol- 
ogy on his income from a badly-managed factory, 
like the fatuous mother of Twilight Sleep, who feels so 
safe with her facial massage and her Yogi, while her 
family goes to pieces under her nose, are among the 
diameters whom she treats with most scorn. And the 
three novels I have touched on above were paralleled 
by another series Ethan Frome> Bunner Sisters and 



104 THE WOUND AND THE BOW 

Summer which dealt with milieux of a different 
kind. 

Ethan Frome is still much read and well-known; but 
Bunncr Sisters has been undeservedly neglected. It is 
the last piece in the volume called Xingu (1916), a 
short novel about the length of Ethan Frome. This 
story of two small shopkeepers on Stuyvesant Square 
and a drug-addict clockmaker from Hoboken, involved 
in a relationship like a triple noose which will gradu- 
ally choke them all, is one of the most terrible things 
that Edith Wharton ever wrote; and the last page, in 
which the surviving sister, her lifelong companion 
gone and her poor little business lost, sets out to look 
for a job, seems to mark the grimmest moment of 
Edith Wharton 's darkest years. Here is not even the 
grandeur of the heroic New England hills: '" Ain't 
you going to leave the ^-dress?" the young woman 
called out after her. Ann Eliza went out into the 
thronged street. The great city, under the fair spring 
sky, seemed to throb with the stir of innumerable 
beginnings. She walked on, looking for another shop 
window with a sign in it.' 

Summer (1917), however, returns to the Massachu- 
setts of Ethan Frome, and, though neither so harrowing 
nor so vivid, is by no means an inferior work. Making 
hats in a millinery shop was the abyss from which 
Lily Bart recoiled; the heroine of Summer recoils from 
the nethermost American social stratum, the degen- 
erate 'mountain people/ Let down by the refined 
young man who works in the public library and wants 
to become an architect} in a way that anticipates the 



JUSTICE TO EDITH WHARTON XC>5 

situation in Dreiser's American Tragedy, she finds that 
she cannot go back to her own people and allows her- 
self to be made an honest woman by the rather admira- 
ble old failure of a lawyer who had brought her down 
from the mountain in her childhood. It is the first 
sign on Mrs. Wharton's part of a relenting in the cru- 
elty of her endings. 'Come to my age/ says Charity 
Royall's protector, 4 a man knows the things that 
matter and the things that don't; that's about the only 
good turn life does us.' Her blinding bitterness is al- 
ready subsiding. 

But in the meantime, before Summer was written, 
she had escaped from the hopeless situation created by 
her husband's insanity. The doctors had told her he 
was hopeless; but she had had difficulty in inducing 
his family to allow her to leave him with an attendant. 
The tragedy of Bunner Sisters is probably a transposi- 
tion of this; and the relief of the tension in Summer is 
evidently the result of her new freedom. She was at 
last finally detached from her marriage; and she took 
up her permanent residence in France. The war came, 
and she threw herself into its activities. 

And now the intensity dies from her work as the 
American background fades. One can see this already 
in Summer, and The Age of Innocence (1930) is really 
Edith Wharton's valedictory. The theme is closely 
related to those of The House of Mirth and Ethan Frome: 
the frustration of a potential pair of lovers by social 
or domestic obstructions. But setting it back in the 
generation of her parents, she is able to contemplate it 



106 THE WOUND AND THE BOW 

now without quite the same rancor, to soften it with 
a poetic mist of distance. And yet even here the old 
impulse of protest still makes itself felt as the main 
motive. If we compare The Age of Innocence with 
Henry James's Europeans, whose central situation it 
reproduces, the pupil's divergence from the master is 
seen in the most striking way. In both cases, a 
Europeanized American woman Baroness Munster, 
Countess Olenska returns to the United States to 
intrude upon and disturb the existence of a conserva- 
tive provincial society; in both cases, she attracts and 
almost captivates an intelligent man of the community 
who turns out, in the long run, to be unable to muster 
the courage to take her, and who allows her to go 
back to Europe. Henry James makes of this a balanced 
comedy of the conflict between the Bostonian and the 
cosmopolitan points of view (so he reproached her 
with not having developed the theme of Undine 
Spragg's marriage with a French nobleman in terms 
of French and American manners, as he had done with 
a similar one in The Reverberator) ;,but in Edith Whar- 
ton's version one still feels an active resentment against 
the pusillanimity of the provincial group and also, 
as in other of her books, a special complaint against 
the timid American male who has let the lady down. 
Up through The Age of Innocence, and recurring at all 
points of her range from The House of Mirth to Ethan 
Frome, the typical masculine figure in Edith Wharton's 
fiction is a man set apart from his neighbors by edu- 
cation, intellect and feeling, but lacking the force or 
the courage either to impose himself or to get away. 



JUSTICE TO EDITH WHARTON 

She generalizes about this type in the form in which 
she knew it best in her autobiographical volume: 
'They combined a cultivated taste with marked social 
gifts/ she says; but 'their weakness was that, save 
in a few cases, they made so little use of their ability* : 
they were content to 'live in dilettantish leisure/ ren- 
dering none of 'the public services that a more en- 
lightened social system would have exacted of them/ 
But she had described a very common phenomenon of 
the America of after the Civil War. Lawrence Selden, 
the city lawyer, who sits comfortably in his bachelor 
apartment with his flowerbox of mignonette and his 
first edition of La Bruyre and allows Lily Bart to 
drown, is the same person as Lawyer Royall of Summer, 
with his lofty orations and his drunken lapses. One 
could have found him during the big-business era 
in almost any American city or town: the man of 
superior abilities who had the impulse toward self- 
improvement and independence, but who had been 
more or less rendered helpless by the surf of headlong 
money-making and spending which carried him along 
with its breakers or left him stranded on the New 
England hills in either case thwarted and stunted 
by the mediocre level of the community. In Edith 
Wharton's novels these men are usually captured and 
dominated by women of conventional morals and 
middle-class ideals; when an exceptional woman 
comes along who is thirsting for something different 
and*better, the man is unable to give it to her. This 
special situation Mrs. Wharton, with some conscious 
historical criticism but chiefly impelled by a feminine 



Z08 THE WOUND AND THE BOW 

animus, has dramatized with much vividness and in- 
telligence. There are no first-rate men in these novels. 

The Age of Innocence is already rather faded. But now 
a surprising lapse occurs. (It is true that she is nearly 
sixty.) 

When we look back on Mrs. Wharton's career, it 
seems that everything that is valuable in her work lies 
within a quite sharply delimited area between The 
House of Mirth and The Age of Innocence. It is sometimes 
true of women writers less often, I believe, of men 
that a manifestation of something like genius may 
be stimulated by some exceptional emotional strain, 
but will disappear when the stimulus has passed. 
With a man, his professional, his artisan's life is 
likely to persist and evolve as a partially independent 
organism through the vicissitudes of his emotional 
experience. Henry James in a virtual vacuum con- 
tinued to possess and develop his metier up to his very 
last years. But Mrs. Wharton had no mltier in this 
sense. With her emergence from her life in the United 
States, her settling down in the congenial society of 
Paris, she seems at last to become comfortably ad- 
justed; and with her adjustment, the real intellectual 
force which she has exerted through a decade and a 
half evaporates almost completely. She no longer 
maims or massacres her characters. Her grimness 
melts rapidly into benignity. She takes an interest in 
young people's problems, in the solicitude of parents 
for children; she smooths over the misunderstandings 
of lovers; she sees how things may work out very 



JUSTICE TO EDITH WHARTON 109 

well. She even loses the style she has mastered. Be- 
ginning with a language rather ponderous and stiff, 
the worst features of the style of Henry James and a 
stream of cliches from old novels and plays, she finally 
about the time of Ethan Frome worked out a 
prose of flexible steel, bright as electric light and strik- 
ing out sparks of wit and color, which has the quality 
and pace of New York and is one of its distinctive 
artistic products. But now not merely docs she cease 
to be brilliant, she becomes almost commonplace. 

The Glimpses of the Moon, which followed The Age 
of Innocence, is, as someone has said, scarcely dis- 
tinguishable from the ordinary serial in a women's 
magazine; and indeed it is in the women's magazines 
that Mrs. Wharton's novels now begin first to appear. 
A Son at the Front is a little better, because it had been 
begun in 1918 and had her war experience in it, with 
some of her characteristic cutting satire at the expense 
of the belligerents behind the lines. It is not bad as a 
picture of the emotions of a middle-aged civilian 
during the war though not so good as Arnold 
Bennett's The Pretty Lady. 

Old New York was a much feebler second boiling 
from the tea-leaves of The Age of Innocence. I have read 
only one of Mrs. Wharton's novels written since Old 
New York: Twilight Sleep is not so bad as her worst, but 
suffers seriously as a picture of New York during the 
middle nineteen-twenties from the author's long 
absence abroad. Mrs. Wharton is no longer up on 
her American interior-decorating though there are 
some characteristic passages of landscape-gardening: 



ZIO THE WOUND AND THE BOW 

1 "Seventy-five thousand bulbs this year!" she thought 
as the motor swept by the sculptured gateway, just 
giving and withdrawing a flash of turf sheeted with 
amber and lilac, in a setting of twisted and scalloped 
evergreens/ 

The two other books that I have read since then 
The Writing of Fiction (which does, however, contain 
an excellent essay on Proust) and the volume of me- 
moirs called A Backward Glance I found rather dis- 
appointing. The backward glance is an exceedingly 
fleeting one which dwells very little on anything 
except the figure of Henry James, of whom Mrs. 
Wharton has left a portrait entertaining but slightly 
catty and curiously superficial. About herself she 
tells us nothing much of interest; and she makes 
amends to her New York antecedents for her satire of 
The Age of Innocence by presenting them in tinted mini- 
atures, prettily remote and unreal. It is the last irony 
of The Age of Innocence that Newland Archer should 
become reconciled to ' old New York. ' * After all/ he 
eventually came to tell himself, ' there was good in the 
old ways/ Something like this seems to have hap- 
pened to Edith Wharton. Even in A Backward Glance, 
she confesses that ' the weakness of the social struc- 
ture* of her parents' generation had been 'a blind 
dread of innovation'; but her later works show a dis- 
may and a shrinking before what seemed to her the 
social and moral chaos of an age which was battering 
down the old edifice that she herself had once depicted 
as a prison. Perhaps, after all, the old mismated 
couples who had stayed married in deference to the 



JUSTICE TO EDITH WHARTON 111 

decencies were better than the new divorced who were 
not aware of any duties at all. 

The only thing that does survive in A Backward 
Glance is some trace of the tremendous blue-stocking 
that Mrs. Wharton was in her prime. The deep rever- 
ence for the heroes of art and thought though she 
always believed that Paul Bourget was one of them 
of the woman who in earlier days had written a long 
blank-verse poem about Vesalius still makes itself 
felt in these memoirs. Her culture was rather heavy 
and grand a preponderance of Goethe and Schiller, 
Racine and La Bruyre but it was remarkably solid 
for an American woman and intimately related to her 
life. And she was one of the few Americans of her 
day who cared enough about serious literature to take 
the risks of trying to make some contribution to it. 
Professor Charles Eliot Norton who had, as she 
dryly remarks, so admirably translated Dante once 
warned her that 'no great work of the imagination* 
had 'ever been based on illicit passion/ Though she 
herself in her later years was reduced to contemptuous 
complaints that the writers of the new generations 
had 'abandoned creative art for pathology,' she did 
have the right to insist that she had 'fought hard* 
in her earlier days ' to turn the wooden dolls' of con- 
ventional fiction 'into struggling, suffering human 
beings.' She had been one of the few such human 
beings in the America of the early nineteen hundreds 
who found an articulate voice and set down a durable 
record. 



XIX THE WOUND AND THE BOW 

The above was written in 1937. An unfinished novel 
by Edith Wharton was published in 1938. This story, 
The Buccaneers y deserves a word of postscript. The 
latter part of it, even allowing for the fact that it 
was left in the form of a first draft, seems banal and 
even a little trashy. Here as elsewhere the mellow- 
ness of Mrs. Wharton 's last years has dulled the sharp 
outlines of her fiction : there are passages in The Bucca- 
neers which read like an old-fashioned story for girls. 
But the first section has a certain brilliance. The fig- 
ures of the children of the nouwaux riches at Saratoga 
during the seventies, when the post-Civil-War for- 
tunes were rolling up, come back rather diminished in 
memory but in lively and charming colors, like the 
slides of those old magic lanterns that are mentioned 
as one of their forms of entertainment. And we learn 
from Mrs. Wharton 's scenario for the unfinished part 
of the tale that it was to have had rather an interest- 
ing development. She has here more or less reversed 
the values of the embittered Custom of the Country : in- 
stead of playing off the culture and tradition of Europe 
against the vulgar Americans who are insensible to 
them, she dramatizes the climbing young ladies as an 
air-clearing and revivifying force. In the last pages 
she lived to write she made it plain that the hard- 
boiled commercial elements on the rise in both civili- 
zations were to come to understand one another per- 
fectly. But there is also an Anglo-Italian woman, the 
child of Italian revolutionaries and a cousin of Dante 
Gabriel Rossetti, who has been reduced to working 
as a governess and who has helped to engineer the 



JUSTICE TO EDITH WHARTON 113 

success of the American girls in London. The best of 
these girls has been married to a dreary English duke, 
who represents everything least human in the English 
aristocratic system. Laura Testvalley was to forfeit 
her own hopes of capturing an amateur esthete of 
the older generation of the nobility in order to allow 
the young American to elope with an enterprising 
young Englishman; and thus to have let herself in 
for the fate of spending the rest of her days in the 
poverty and dulness of her home, where the old revo- 
lution had died. As the light of Edith Wharton's art 
grows dim and at last goes out, she leaves us, to linger 
on our retina, the large dark eyes of the clever spinster, 
the sqrious and attentive governess, who trades in 
worldly values but manages to rebuff these values; 
who, in following a destiny of solitude and discipline, 
contends for the rights of the heart; and who, child 
of a political movement played out, yet passes on 
something of its impetus to the emergence of the 
society of the future. 



Hemingway: Gauge of Moral* 



JLJRNEST HEMINGWAY'S In Our Time was an odd 
and original^book. It had the appearance of a miscel- 
lany of stories and fragments; but Actually the parts 
hung together and produced a definite effect. There 
were two distinct series of pieces which alternated 
with one another: one a set of brief and brutal sketches 
of police shootings, bullfight crises, hangings of 
criminals, and incidents of the war; and the other a set 
of short stories dealing in its principal sequence with 
the growing-up of an American boy against a land- 
scape of idyllic Michigan, but interspersed also with 
glimpses of American soldiers returning home. It 
seems to have been Hemingway's intention ' In Our 
Time that the war should set the key for the 
whole. The cold-bloodedness of the battles and execu- 
tions strikes a discord with the sensitiveness and can- 
dor of the boy at home in the States; and presently the 
boy turns up in Europe in one of the intermediate vi- 



HEMINGWAY: GAUGE OF MORALE 115 

gncttcs as a soldier in the Italian army, hit in the spine 
by machine-gun fire and trying to talk to a dying 
Italian: * Scnta, Rinaldi. Senta* he says, 'you and me, 
we've made a separate peace/ 

But there is a more fundamental relationship be- 
tween the pieces of the two series. The shooting of 
Nick in the war does not really connect two different 
worlds: has he not found in the butchery abroad the 
same world that he knew back in Michigan? Was not 
life in the Michigan woods equally destructive and 
cruel? He had gone once with his father, the doctor, 
when he had performed a Caesarean operation on an 
Indian squaw with a jackknife and no anaesthetic and 
had sewed her up with fishing leaders, while the In- 
dian hadn't been able to bear it and had cut his throat 
in his bunk. Another time, when the doctor had 
saved the life of a squaw, her Indian had picked a 
quarrel with him rather than pay him in work. And 
Nick himself had sent his girl about her business 
when he had found out how terrible her mother was. 
Even fishing in Big Two-Hearted River away and 
free in the woods he had been conscious in a curious 
way of the cruelty inflicted on the fish, even of the 
silent agonies endured by the live bait, the grasshop- 
pers kicking on the hook. 

Not that life isn't enjoyable. Talking and drinking 
with one's friends is great fun; fishing in Big Two- 
Hearted River is a tranquil exhilaration. But the 
brutality of life is always there, and it is somehow 
bound up with the enjoyment. Bullfights arc espe- 
cially enjoyable. It is even exhilarating to build a 



II 6 THE WOUND AND THE BOW 

simply priceless barricade and pot the enemy as they 
are trying to get over it. The condition of life is pain; 
and the joys of the most innocent surface arc somehow 
tied to its stifled pangs. 

The resolution of this dissonance in art made the 
beauty of Hemingway's stories. He had in the process 
tuned a marvelous prose. Out of the colloquial Ameri- 
can speech, with its simple declarative sentences and 
its strings of Nordic monosyllables, he got effects of 
the utmost subtlety. F. M. Ford has found the perfect 
simile for the impression produced by this writing: 
4 Hemingway 's words strike you, .each one, as if they 
were pebbles fetched fresh from a brook. They live and 
shine, each in its place. So one of his pages has the 
effect of a brook-bottom into which you look down 
through the flowing water. The words form a tesella- 
tion, each in order beside the other/ 

Looking back, we can see how this style was already 
being refined and developed at a time fifty years be- 
fore when it was regarded in most literary quarters 
as hopelessly non-literary and vulgar. Had there not 
been the nineteenth chapter of Huckleberry Finnt 
'Two or three nights went by; I reckon I might say 
they swum by; they slid along so quick and smooth 
and lovely. Here is the way we put in the time. It was 
a monstrous big river down there sometimes a mile 
and a half wide/ and so forth. These pages, when we 
happen to meet them in Carl Van Doren's anthology 
of world literature, stand up in a striking way beside a 
passage of description from Turgc0ev; and the pages 
which Hemingway was later to write about American 



HEMINGWAY: GAUGE OF MORALE 

wood and water arc equivalents to the transcriptions 
by Turgcncv the Sportsman's Notebook is much ad- 
mired by Hemingway of Russian forests and fields. 
Each has brought to an immense and wild country 
the freshness of a new speech and a sensibility not yet 
conventionalized by literary associations. Yet it is 
the European sensibility which has come to Big Two- 
Hearted River, where the Indians are now obsolescent; 
in those solitudes it feels for the first time the cold cur- 
rent, the hot morning sun, sees the pine stumps, smells 
the sweet fern. And along with the mottled trout, 
with its * clear water-over-gravel color,' the boy from 
the American Middle West fishes up a nice little mas- 
terpiece. 

In the meantime there had been also Ring Lardner, 
Sherwood Anderson, Gertrude Stein, using this Ameri- 
can language for irony, lyric poetry or psychological 
insight. Hemingway seems to have learned from 
them all. But he is now able to charge this naive ac- 
cent with a new complexity of emotion, a new shade 
of emotion: a malaise. The wholesale shattering of 
human beings in which he has taken part has given 
the boy a touch of panic. 



II 

The next fishing trip is strikingly different. Perhaps 
the first had been an idealization. Is it possible to 
attain to such sensuous bliss merely through going 
alone into the woods: smoking, fishing, and eating, 
with no thought about anyone else or about anything 



Il8 THE WOUND AND THE BOW 

one has ever done or will ever be obliged to do? At any 
rate, today, in The Sun Also Rises, all the things that 
are wrong with human life are there on the holiday, 
too though one tries to keep them back out of the 
foreground and to occupy one's mind with the trout, 
caught now in a stream of the Pyrenees, and with the 
kidding of the friend from the States. The feeling of 
insecurity has deepened. The young American now 
appears in a seriously damaged condition: he has 
somehow been incapacitated sexually through wounds 
received in the war. He is in love with one of those 
international sirens who flourished in the cafes of the 
post-war period and whose ruthless and uncontrollable 
infidelities, in such a circle as that depicted by Heming- 
way, have made any sort of security impossible for 
the relations between women and men. The lovers of 
such a woman turn upon and rend one another because 
they are powerless to make themselves felt by her. 

The casualties of the bullfight at Pamplona, to 
which these young people have gone for the fiesta, only 
reflect the blows and betrayals of demoralized human 
beings out of hand. What is the tiresome lover with 
whom the lady has just been off on a casual escapade, 
and who is unable to understand that he has been dis- 
carded, but the man who, on his way to the bull ring, 
lias been accidentally gored by the bull? The young 
American who tells the story is the only character who 
keeps up standards of conduct, and he is prevented by 
his disability from dominating and directing the 
woman, who otherwise, it is intimated, might love 
him. Here the membrane of the style has been 



HEMINGWAY: GAUGE OF MORALE 119 

stretched taut to convey the vibrations of these 
qualms. The dry sunlight and the green summer land- 
scapes have been invested with a sinister quality 
which must be new in literature. One enjoys the sun 
and the green as one enjoys suckling pigs and Spanish 
wine, but the uneasiness and apprehension are undrug- 
gable. 

Yet one can catch hold of a code in all the drunken- 
ness and the social chaos. ' Perhaps as you went along 
you did learn something/ Jake, the hero, reflects at 
one point. 'I did not care what it was all about. All I 
wanted to know was how to live in it. Maybe if you 
found out how to live in it you learned from that what 
it was all about/ 'Everybody behaves badly. Give 
them the proper chance/ he says later to Lady Brett. 

"You wouldn't behave badly." Brett looked at 
me. 1 In the end, she sends for Jake, who finds her 
alone in a hotel. She has left her regular lover for a 
young bullfighter, and this boy has for the first time 
inspired her with a respect which has restrained her 
from 'ruining' him: 'You know it makes one feel 
rather good deciding not to be a bitch. ' We suffer and 
we make suffer, and everybody loses out in the long 
run; but in the meantime we can lose with honor. 

This code still markedly figures, still supplies a 
dependable moral backbone, in Hemingway's next 
book of short stories, Men Without Women. Here 
Hemingway has mastered his method of economy in 
apparent casualness and relevance in apparent indirec- 
tion, and has turned his sense of what happens and 
the way in which it happens into something as hard 



110 THE WOUND AND THE 3OW 

and clear as a crystal but as disturbing as a great lyric. 
Yet it is usually some principle of courage, of honor, of 
pity that is, some principle of sportsmanship in its 
largest human sense upon which the drama hinges. 
The old bullfighter in The Undefeated is defeated in 
everything except the spirit which will not accept 
defeat. You get the bull or he gets you: if you die, 
you can die game; there are certain things you cannot 
do. The burlesque show manager in A Pursuit Race re- 
frains from waking his advance publicity agent when 
he overtakes him and realizes that the man has just 
lost a long struggle against whatever anguish it is 
that has driven him to drink and dope. 'They got a 
cure for that/ the manager had said to him before he 
went to sleep; ' "No," William Campbell said, "the/ 
haven't got a cure for anything/" The burned major 
in A Simple Enquiry that strange picture of the bed- 
rock stoicism compatible with the abasement of war 

has the decency not to dismiss the orderly who has 
rejected his proposition. The brutalized Alpine peas- 
ant who has been in the habit of hanging a lantern in 
the jaws of the stiffened corpse of his wife, stood in 
the corner of the woodshed till the spring will make 
it possible to bury her, is ashamed to drink with the 
sexton after the latter has found out what he has done. 
And there is a little sketch of Roman soldiers just after 
the Crucifixion : ' You see me slip the old spear into 
him? You'll get into trouble doing that some day. 

It was the least I could do for him. I'll tell you he 
looked pretty good to me in there today/ 

This Hemingway of the middle twenties The Sun 



HEMINGWAY: GAUGE OF MORALE izi 

Also Rises came out in *z6 expressed the romantic 
disillusion and set the favorite pose for the period. It 
was the moment of gallantry in heartbreak, grim and 
nonchalant banter, and heroic dissipation. The great 
watchword was 'Have a drink'; and in the bars of 
New York and Paris the young people were getting to 
talk like Hemingway. 



in 

The novel, A Farewell to Arms, which followd Men 
Without Women, is in a sense not so serious an affair. 
Beautifully written and quite moving of course it is. 
Probably no other book has caught so well the strange- 
ness of life in the army for an American in Europe 
during the war. The new places to which one was sent 
of which one had never heard, and the things that 
turned out to be in them; the ordinary people of for- 
eign countries as one saw them when one was quar- 
tered among them or obliged to perform some com- 
mon work with them ; the pleasures of which one man- 
aged to cheat the war, intensified by the uncertainty 
and horror and the uncertainty, nevertheless, al- 
most become a constant, the horror almost taken for 
granted; the love affairs, always subject to being sud- 
denly broken up and yet carried on while they lasted 
in a spirit of irresponsible freedom which derived from 
one's having forfeited control of all one's other ac- 
tions this Hemingway got into his book, written 
long enough after the events for them to present them- 
selves under an aspect fully idyllic. 



1X1 THE WOUND AND tHB BOW 

But A Farewell to Arms is a tragedy, and the lovers 
are shown as innocent victims with no relation to the 
forces that torment them. They themselves are not 
tormented within by that dissonance between personal 
satisfaction and the suffering one shares with others 
which it has been Hemingway's triumph to handle. 
A Farewell to Arms, as the author once said, is a Romeo 
and Juliet. And when Catherine and her lover emerge 
from the stream of action the account of the Capo- 
retto retreat is Hemingway's best sustained piece of 
narrative when they escape from the alien necessi- 
ties of which their romance has been merely an acci- 
dent, which have been writing their story for them, 
then we see that they are not in themselves convincing 
as human personalities. And we are confronted with 
the paradox that Hemingway, who possesses so re- 
markable a mimetic gift in getting the tone of social 
and national types and in making his people talk ap- 
propriately, has not shown any very solid sense of 
character, or, indeed, any real interest in it. The 
people in his short stories are satisfactory because he 
has only to hit them off: the point of the story does 
not lie in personalities, but in the emotion to which a 
situation gives rise. This is true even in The Sun Also 
Rises, where the characters are sketched with wonder- 
ful cleverness. But in A Farewell to Arms, as soon as we 
are brought into real intimacy with the lovers, as soon 
as the author is obliged to sec them through a search- 
ing personal experience, we find merely an idealized 
relationship, the abstractions of a lyric emotion. 

With Death in the Afternoon, three years later, a new 



HEMINGWAY: GAUGE OF MORALE 113 

development for Hemingway commences. He writes a 
book not merely in the first person, but in the first per- 
son in his own character as Hemingway, and the re- 
sults are unexpected and disconcerting. Death in the 
Afternoon has its value as an exposition of bullfighting; 
and Hemingway is able to use the subject as a text for 
an explicit statement of his conception of man eter- 
nally pitting himself he thinks the bullfight a ritual 
of this against animal force and the odds of death. 
But the book is partly infected by a queer kind of 
maudlin emotion, which sounds at once neurotic and 
drunken. He overdoes his glorification of the bravery 
and martyrdom of the bullfighter. No doubt the pro- 
fessional expert at risking his life single-handed is im- 
pressive in contrast to the flatness and unreality of 
much of the business of the modern world; but this ad- 
mirable miniaturist in prose has already made the 
point perhaps more tellingly in the little prose poem 
called Banal Story. Now he offsets the virility of the 
bullfighters by anecdotes of the male homosexuals that 
frequent the Paris cafes, at the same time that he puts 
his chief celebration of the voluptuous excitement of 
the spectacle into the mouth of an imaginary old lady. 
The whole thing becomes a little hysterical. 

The master of that precise and clean style now in- 
dulges in purple patches which go on spreading for 
pages. I am not one of those who admire the last 
chapter of Death in the Afternoon, with its rich, all too 
rich, unrollings of memories of good times in Spain, 
and with its what seem to me irrelevant reminiscences 
of the soliloquy of Mrs. Bloom in Ulysses. Also, there 



124 THB WOUND AND THE BOW 

arc interludes of kidding of a kind which Hemingway 
handles with skill when he assigns them to characters 
in his stories, but in connection with which he seems 
to become incapable of exercising good sense or good 
taste as soon as he undertakes them in his own person 
(the burlesque Torrents of Spring was an early omen of 
this). In short, we are compelled to recognize that, 
as soon as Hemingway drops the burning-glass of the ' 
disciplined and objective art with which he has 
learned to concentrate in a story the light of the emo- 
tions that flood in on him, he straightway becomes be- 
fuddled, slops over. 

This befuddlement is later to go further, but in the 
meantime he publishes another volume of stories 
Winner Take Nothing which is almost up to its pre- 
decessor. In this collection he deals much more effec- 
tively than in Death in the Afternoon with that theme 
of contemporary decadence which is implied in his 
panegyric of the bullfighter. The first of these stories, 
After the Storm, is another of his variations and one 
of the finest on the theme of keeping up a code of 
decency among the hazards and pains of life. A fisher- 
man goes out to plunder a wreck: he dives down to 
break in through a porthole, but inside he sees a 
woman with rings on her hands and her hair floating 
loose in the water, and he thinks about the passengers 
and crew being suddenly plunged to their deaths (he 
has almost been killed himself in a drunken fight the 
night before). He sees the cloud of sea birds screaming 
around, and he finds that he is unable to break the glass 
with his wrench and that he loses the anchor grapple 



HEMINGWAY: GAUGE OF MORALE 115 

with which he next tries to attack it. So he finally 
goes away and leaves the job to the Greeks, who blow 
the boat open and clean her out. 

But in general the emotions of insecurity here ob- 
trude themselves and dominate the book. Two of the 
stories deal with the hysteria of soldiers falling off the 
brink of their nerves under the strain of the experi- 
ences of the war, which here no longer presents an 
idyllic aspect; another deals with a group of patients 
in a hospital, at the same time crippled and hopeless; 
still another (a five-page masterpiece) with an old man 
who has tried to commit suicide although he is known 
to have plenty of money, and who now creeps into a 
cafe in search of ' a clean well-lighted place* : ' After 
all, he said to himself, it is probably only insomnia. 
Many must have it.' Another story, like The Sun Also 
Rises , centers around a castration; and four of the four- 
teen are concerned more or less with male or female 
homosexuality. In the last story, Fathers and Sons, 
Hemingway reverts to the Michigan woods, as if to 
take the curse off the rest: young Nick had once en- 
joyed a nice Indian girl with plump legs and hard little 
breasts on the needles of the hemlock woods. 

These stories and the interludes in Death in the After- 
noon must have been written during the years that 
followed the stock-market crash. They are full of the 
apprehension of losing control of oneself which is 
aroused by the getting out of hand of a social-eco- 
nomic system, as well as of the fear of impotence which 
seems to accompany the loss of social mastery. And 
there is in such a storv as A Clean Well-Lighted Place 



12.6 THE WOUND AND THE BOW 

the feeling of having got to the end of everything, of 
having given up heroic attitudes and wanting only the 
illusion of peace. 



IV 

And now, in proportion as the characters in his 
stories run out of fortitude and bravado, he passes into 
a phase where he is occupied with building up his pub- 
lic personality. He has already now become a legend, 
as Mencken was in the twenties; he is the Hemingway 
of the handsome photographs with the sportsmen's tan 
and the outdoor grin, with the ominous resemblance 
to Clark Gable, who poses with giant marlin which he 
has just hauled in off Key West. And unluckily but 
for an American inevitably the opportunity soon 
presents itself to exploit this personality for profit: he 
turns up delivering Hemingway monologues in well- 
paying and trashy magazines; and the Hemingway of 
these loose disquisitions, arrogant, belligerent and 
boastful, is certainly the worst-invented character to 
be found in the author's work. If he is obnox- 
ious, the effect is somewhat mitigated by the fact that 
he is intrinsically incredible. 

There would be no point in mentioning this journal- 
ism at all, if it did not seem somewhat to have con- 
tributed to the writing of certain unsatisfactory books. 
Green Hills of Africa (1935) owes its failure to falling 
between the two genres of personal exhibitionism and 
fiction. 4 The writer has attempted, ' says Hemingway, 
' to write an absolutely true book to see whether the 



HEMINGWAY: GAUGE OF MORALE 12.7 

shape of a country and the pattern of a month's action 
can, if truly presented, compete with a work of the 
imagination/ He does try to present his own r61e ob- 
jectively, and there is a genuine Hemingway theme 
the connection between success at big-game hunting 
and sexual self-respect involved in his adventures as 
he presents them. But the sophisticated technique of 
the fiction writer comes to look artificial when it is 
applied to a series of real happenings; and the necessity 
of sticking to what really happened makes impossible 
the typical characters and incidents which give point 
to a work of fiction. The monologues by the false, the 
publicity, Hemingway with which the narrative is 
interspersed are almost as bad as the ones that he has 
been writing for the magazines. He inveighs with 
much scorn against the literary life and against the 
professional literary man of the cities; and then man- 
ages to give the impression that he himself is a pro- 
fessional literary man of the touchiest and most self- 
conscious kind. He delivers a self-confident lecture on 
the high possibilities of prose writing; and then pro- 
duces such a sentence as the following: ' Going down- 
hill steeply made these Spanish shooting boots too 
short in the toe and there was an old argument, about 
this length of boot and whether the bootmaker, whose 
part I had taken, unwittingly first, only as interpreter, 
and finally embraced his theory patriotically as a 
whole and, I believed, by logic, had overcome it by 
adding onto the heel/ As soon as Hemingway begins 
speaking in the first person, he seems to lose his bear- 
ings, not merely as a critic of life, but even as a crafts- 
man. 



1X8 THE WOUND AND THE BOW 

In another and significant way, Green Hills of Africa 
is disappointing. Death in the Afternoon did provide a 
lot of data on bullfighting and build up for us the bull- 
fighting world; but its successor tells us little about 
Africa. Hemingway keeps affirming as if in accents 
of defiance against those who would engage his atten- 
tion for social problems his passionate enthusiasm 
for the African country and his perfect satisfaction 
with the hunter's life; but he has produced what must 
be one of the only books ever written which make 
Africa and its animals seem dull. Almost the only 
thing we learn about the animals is that Hemingway 
wants to kill them. And as for the natives, though 
there is one fine description of a tribe of marvelous 
trained runners, the principal impression we get of 
them is that they were simple and inferior people who 
enormously admired Hemingway. 

It is not only that, as his critics of the Left had been 
complaining, he shows no interest in political issues, 
but that his interest in his fellow beings seems actually 
to be drying up. It is as if he were throwing himself on 
African hunting as something to live for and believe 
in, as something through which to realize himself; 
and as if, expecting of it too much, he had got out of it 
abnormally little, less than he is willing to admit. 
The disquiet of the Hemingway of the twenties had 
been, as I have said, undruggable that is, in his 
books themselves, he had tried to express it, not drug 
it, had given it an appeasement in art; but now there 
sets in, in the Hemingway of the thirties, what seems 
to be a deliberate self-drugging. The situation is in- 



HEMINGWAY : GAUGE OF MORALE 

dicatcd objectively in The Gambler, the Nun and the 
Radio, one of the short stories of 1933, in which every- 
thing from daily bread to ' a belief in any new form of 
government* is characterized as 'the opium of the 
people* by an empty-hearted cripple in a hospital. 

But at last there did rush into this vacuum the blast 
of the social issue, which had been roaring in the wind 
like a forest fire. 

Out of a series of short stories that Hemingway had 
written about a Florida waterside character he decided 
to make a little epic. The result was To Have and Have 
Not, which seems to me the poorest of all his stories. 
Certainly some deep agitation is working upon Hem- 
ingway the artist. Craftsmanship and style, taste and 
sense, have all alike gone by the board. The negative 
attitude toward human beings has here become de- 
finitely malignant: the hero is like a wooden-headed 
Punch, always knocking people on the head (inferiors 
Chinamen or Cubans); or, rather, he combines the 
characteristics of Punch with those of Popeye the 
Sailor in the animated cartoon in the movies. As the 
climax to a series of prodigies, this stupendous pirate- 
smuggler named Harry Morgan succeeds, alone, un- 
armed, and with only a hook for one hand though 
at the cost of a mortal wound in outwitting and 
destroying with their own weapons four men carrying 
revolvers and a machine gun, by whom he has been 
shanghaied in a launch. The only way in which 
Hemingway's outlaw suffers by comparison with 
Popeye is that his creator has not tried to make him 



130 THE WOUND AND THE BOW 

plausible by explaining that he does it all on spinach. 

The impotence of a decadent society has here been 
exploited deliberately, but less successfully than in 
the earlier short stories. Against a background of 
homosexuality, impotence and masturbation among 
the wealthy holiday-makers in Florida, Popeye- 
Morgan is shown gratifying his wife with the same 
indefatigable dexterity which he has displayed in his 
other feats; and there is a choral refrain of praise of 
his co jones y which wells up in the last pages of the book 
when the abandoned Mrs. Popeye regurgitates Molly 
Bloom's soliloquy. 

To be a man in such a world of maggots is noble, 
but it is not enough. Besides the maggots, there are 
double-crossing rats, who will get you if they are 
given the slightest chance. What is most valid in To 
Have and Have Not is the idea conveyed better, per- 
haps, in the first of the series of episodes than in the 
final scenes of massacre and agony that in an atmos- 
phere (here revolutionary Cuba) in which man has 
been set against man, in which it is always a question 
whether your companion is not preparing to cut your 
throat, the most sturdy and straightforward American 
will turn suspicious and cruel. Harry Morgan is made 
to realize as he dies that to fight this bad world alone 
is hopeless. Again Hemingway, with his barometric 
accuracy, has rendered a moral atmosphere that was 
prevalent at the moment he was writing a moment 
when social relations were subjected to severe tensions, 
when they seemed sometimes already disintegrating. 
But the heroic Hemingway legend has at this point 



HEMINGWAY: GAUGE OF MORALS 131 

invaded his fiction and, inflaming and inflating his 
symbols, has produced an implausible hybrid, half 
Hemingway character, half nature myth. 

Hemingway had not himself particularly labored 
this moral of individualism versus solidarity, but the 
critics of the Left labored it for him and received his 
least creditable piece of fiction as the delivery of a 
new revelation. The progress of the Communist faith 
among our writers since the beginning of the depres- 
sion has followed a peculiar course^ That the aims 
and beliefs of Marx and Lenin should have come 
through to the minds of intellectuals who had been 
educated in the bourgeois tradition as great awakcncrs 
of conscience, a great light, was quite natural and 
entirely desirable. But the conception of the dynamic 
Marxist will, the exaltation of the Marxian religion, 
seized the members of the professional classes like a 
capricious contagion or hurricane, which shakes one 
and leaves his neighbor standing, then returns to lay 
hold on the second after the first has become quiet 
again. In the moment of seizure, each one of them 
saw a scroll unrolled from the heavens, on which Marx 
and Lenin and Stalin, the Bolsheviks of 1917, the 
Soviets of the Five- Year Plan, and the GPU of the 
Moscow trials were all a part of the same great pur- 
pose. Later the convert, if he were capable of it, 
would get over his first phase of snow blindness and 
learn to see real people and conditions, would study 
the development of Marxism in terms of nations, peri- 
ods, personalities, instead of logical deductions from 
abstract propositions or as in the case of the more 



THE WOUND AND THE BOW 

naive or dishonest of simple incantatory slogans. 
But for many there was at least a moment when the 
key to all the mysteries of human history seemed sud- 
denly to have been placed in their hands, when an 
infallible guide to thought and behavior seemed to 
have been given them in a few easy formulas. 

Hemingway was hit pretty late. He was still in 
Death in the Afternoon telling the 'world-savers/ sen- 
sibly enough, that they should 'get to see* the world 
'clear and as a whole. Then any part you make will 
represent the whole, if it's made truly. The thing to 
do is work and learn to make it. ' Later he jibed at the 
literary radicals, who talked but couldn't take it; and 
one finds even in To Have and Have Not a crack about a 
'highly paid Hollywood director, whose brain is in 
the process of outlasting his liver so that he will end 
up calling himself a Communist, to save his soul/ 
Then the challenge of the fight itself Hemingway 
never could resist a physical challenge the natural 
impulse to dedicate oneself to something bigger than 
big-game hunting and bullfighting, and the fact that 
the class war had broken out in a country to which he 
was romantically attached, seem to have combined to 
make him align himself with the Communists as well 
as the Spanish Loyalists at a time when the Marxist 
philosophy had been pretty completely shelved by the 
Kremlin, now reactionary as well as corrupt, and when 
the Russians were lending the Loyalists only help 
enough to preserve, as they imagined would be pos- 
sible, the balance of power against Fascism while they 
acted at the same time as a police force to beat down 
the real social revolution. 



HEMINGWAY: GAUGE OF MORALE 133 

Hemingway raised money for the Loyalists, reported 
the battle fronts. He even went so far as to make a 
speech at a congress of the League of American Writ- 
ers, an organization rigged by the supporters of the 
Stalinist regime in Russia and full of precisely the type 
of literary revolutionists that he had been ridiculing 
a little while before. Soon the Stalinists had taken 
him in tow, and he was feverishly denouncing as 
Fascists other writers who criticized the Kremlin. It 
has been one of the expedients of the Stalin administra- 
tion in maintaining its power and covering up its 
crimes to condemn on trumped-up charges of Fascist 
conspiracy, and even to kidnap and murder, its politi- 
cal opponents of the Left; and, along with the food 
and munitions, the Russians had brought to the war 
in Spain what the Austrian journalist Willi Schlamm 
called that diversion of doubtful value for the working 
class: 4 Herr Vyshinsky's Grand Guignol.' 

The result of this was a play, The Fifth Column, 
which, though it is good reading for the way the 
characters talk, is an exceedingly silly production. 
The hero, though an Anglo-American, is an agent of 
the Communist secret police, engaged in catching 
Fascist spies in Spain; and his principal exploit in the 
course of the play is clearing out, with the aid of a 
single Communist, an artillery post manned by seven 
Fascists. The scene is like a pushover and getaway 
from one of the cruder Hollywood Westerns. It is in the 
nature of a small boy's fantasy, and would probably 
be considered extravagant by most writers of books 
for boys. 



Z34 THE WOUND AND THE BOW 

The tendency on Hemingway's part to indulge him- 
self in these boyish day-dreams seems to begin to get 
the better of his realism at the end of A Farewell to 
Arms, where the hero, after many adventures of fight- 
ing, escaping, love-making and drinking, rows his 
lady thirty-five kilometers on a cold and rainy night; 
and we have seen what it could do for Harry Morgan. 
Now, as if with the conviction that the cause and the 
efficiency of the GPU have added several cubits to 
his stature, he has let this tendency loose; and he has 
also found in the CPU's grim duty a pretext to give 
rein to the appetite for describing scenes of killing 
which has always been a feature of his work. He has 
progressed from grasshoppers and trout through bulls 
and lions and kudus to Chinamen and Cubans, and 
now to Fascists. Hitherto the act of destruction has 
given rise for him to complex emotions: he has identi- 
fied himself not merely with the injurer but also with 
the injured; there has been a masochistic comple- 
ment to the sadism. But now this paradox which 
splits our natures, and which has instigated some of 
Hemingway's best stories, need no longer present per- 
plexities to his mind. The Fascists are dirty bastards, 
and to kill them is a righteous act. He who had made 
a separate peace, who had said farewell to arms, has 
found a reason for taking them up again in a spirit of 
rabietic fury unpleasantly reminiscent of the spy 
mania and the sacred anti-German rage which took 
possession of so many civilians and staff officers under 
the stimulus of the last war. 

Not that the compensatory trauma of the typical 



HEMINGWAY: GAUGE OF MORALE 135 

Hemingway protagonist is totally absent even here. 
The main episode is the hero's brief love affair and 
voluntary breaking off with a beautiful and adoring 
girl whose acquaintance he has made in Spain. As a 
member of the Junior League and a graduate of Vassar, 
she represents for him it seems a little hard on her 
that leisure-class playworld from which he is 
trying to get away. But in view of the fact that from 
the very first scenes he treats her with more or less 
open contempt, the action is rather lacking in suspense 
as the sacrifice is rather feeble in moral value. One 
takes no stock at all in the intimation that Mr. Philip 
may later be sent to mortify himself in a camp for 
training Young Pioneers. And in the meantime he 
has fun killing Fascists. 

In The Fifth Column, the drugging process has been 
carried further still: the hero, who has become finally 
indistinguishable from the false or publicity Heming- 
way, has here dosed himself not only with whiskey, 
but with a seductive and desirous woman, for whom 
he has the most admirable reasons for not taking any 
responsibility, with sacred rage, with the excitement 
of a bombardment, and with indulgence in that head- 
iest of sports, for which he has now the same excellent 
reasons: the bagging of human beings. 



You may fear, after reading The Fifth Column, that 
Hemingway will never sober up; but as you go on 



136 THE WOUND AND THE BOW 

to his short stories of this period, you find that your 
apprehensions were unfounded. Three of these stories 
have a great deal more body they arc longer and 
more complex than the comparatively meager 
anecdotes collected in Winner Take Nothing. And here 
are his real artistic successes with the material of his 
adventures in Africa, which make up for the mis- 
carried Green Hills: The Short Happy Life of Francis 
Macomber and The Snows of Kilimanjaro, which disen- 
gage, by dramatizing them objectively, the themes 
he had attempted in the earlier book but that had 
never really got themselves presented. And here is 
at least a beginning of a real artistic utilization of 
Hemingway's experience in Spain: an incident of the 
war in two pages which outweighs the whole of The 
Fifth Column and all his Spanish dispatches, a glimpse 
of an old man, 'without politics/ who has so far 
occupied his life in taking care of eight pigeons, two 
goats and a cat, but who has now been dislodged and 
separated from his pets by the advance of the Fascist 
armies. It is a story which takes its place among the 
war prints of Callot and Goya, artists whose union 
of elegance with sharpness has already been recalled 
by Hemingway in his earlier battle pieces: a story 
which might have been written about almost any 
war. 

And here what is very remarkable is a story, 
The Capital of the World, which finds an objective 
symbol for, precisely, what is wrong with The Fifth 
Column. A young boy who has come up from the 
country and waits on table in a pension in Madrid gets 



HEMINGWAY: GAUGE OF MORALE 137 

accidentally stabbed with a meat knife while playing 
at bullfighting with the dishwasher. This is the 
simple anecdote, but Hemingway has built in behind 
it all the life of the pension and the city: the priest- 
hood, the working-class movement, the grown-up bull- 
fighters who have broken down or missed out. 'The 
boy Paco,' Hemingway concludes, 'had never known 
about any of this nor about what all these people 
would be doing on the next day and on other days to 
come. He had no idea how they really lived nor how 
they ended. He did not realize they ended. He died, 
as the Spanish phrase has it, full of illusions. He had 
not had time in his life to lose any of them, or even, 
at the end, to complete an act of contrition.' So he 
registers in this very fine piece the discrepancy be- 
tween the fantasies of boyhood and the realities of 
the grown-up world. Hemingway the artist, who 
feels things truly and cannot help recording what he 
feels, has actually said good-bye to these fantasies 
at a time when the war correspondent is making 
himself ridiculous by attempting to hang on to them 
still. 

The emotion which principally comes through in 
Francis Macomber and The Snows of Kilimanjaro as it 
figures also in The Fifth Column is a growing an- 
tagonism to women. Looking back, one can see at 
this point that the tendency has been there all along. 
In The Doctor and the Doctor s Wife, the boy Nick goes 
out squirrel-hunting with his father instead of obeying 
the summons of. his mother; in Cross Country Snow, he 
regretfully says farewell to male companionship on a 



138 THE WOUND AND THE BOW 

skiing expedition in Switzerland, when he is obliged 
to go back to the States so that his wife can have her 
baby. The young man in Hills Like White Elephants 
compels his girl to have an abortion contrary to her 
wish; another story, A Canary for One, bites almost un- 
bearably but exquisitely on the loneliness to be en- 
dured by a wife after she and her husband shall have 
separated; the peasant of An Alpine Idyll abuses the 
corpse of his wife (these last three appear under the 
general title Men Without Women). Brett in The Sun 
Also Rises is an exclusively destructive force : she might 
be a better woman if she were mated with Jake, the 
American; but actually he is protected against her and 
is in a sense revenging his own sex through being 
unable to do anything for her sexually. Even the 
hero of A Farewell to Arms eventually destroys Cath- 
erine after enjoying her abject devotion by 
giving her a baby, itself born dead. The only women 
with whom Nick Adams' relations are perfectly satis- 
factory are the little Indian girls of his boyhood who 
are in a position of hopeless social disadvantage and 
have no power over the behavior of the white male 
so that he can get rid of them the moment he has done 
with them. Thus in The Fifth Column Mr. Philip bru- 
tally breaks off with Dorothy he has been res- 
cued from her demoralizing influence by his enlistment 
in the Communist crusade, just as the hero of The Sun 
Also Rises has been saved by his physical disability 
to revert to a little Moorish whore. Even Harry 
Morgan, who is represented as satisfying his wife on 
the scale of a Paul Bunyan, deserts her in the end by 



HEMINGWAY: GAUGE OF MORALE 

dying and leaves her racked by the crudest desire. 1 
And now this instinct to get the woman down 
presents itself frankly as a fear that the woman will 
get the man down. The men in both these African 
stories are married to American bitches of the most 
soul-destroying sort. The hero of The Snows of Kili- 
manjaro loses his soul and dies of futility on a hunting 
expedition in Africa, out of which he has failed to get 
what he had hoped. The story is not quite stripped 
clean of the trashy moral attitudes which have been 
coming to disfigure the author's work: the hero, a 
seriously intentioncd and apparently promising writer, 
goes on a little sloppily over the dear early days in 
Paris when he was earnest, happy and poor, and 
blames a little hysterically the rich woman whom he 
has married and who has debased him. Yet it is one 
of Hemingway's remarkable stories. There is a won- 
derful piece of writing at the end when the reader is 
made to realize that what has seemed to be an escape 
by plane, with the sick man looking down on Africa, 
is only the dream of a dying man. The other story, 
Francis Macombcr, perfectly realizes its purpose. Here 

1 There would probably be a chapter to write on the relation between Heming- 
way and Kipling^ and certain assumptions about society which they share. They 
have much the same split attitude toward women. Kipling anticipates Hemingway 
in his beliefs that ' he travels the fastest that travels alone* and that ' the female of 
the species is more deadly than the male'; and Hemingway seems to reflect Kipling 
in the submissive infra-Anglo-Saxon women that make his heroes such perfect 
mistresses. The most striking example of this is the amoeba-like little Spanish 
girl, Maria, in For Whom the Bell Tolls. Like the docile native ' wives' of English 
officials in the early stories of Kipling, she lives only to serve her lord and to merge 
her identity with his; and this love affair with a woman in a sleeping-bag, lacjcing 
completely the kind of give and take that goes on between real men and women, 
has the all-too-pcrfcct felicity of a youthful erotic dream. One suspects that 
Without Benefit of Clergy was read very early by Hemingway and that it made on 
him a lasting impression. The pathetic conclusion of this story of Kipling's seems 
unmistakably to be echoed at the end of A Farewell to Arms. 



140 THE WOUND AND THE BOW 

the male saves his soul at the last minute, and then 
is actually shot down by his woman, who does not 
want him to have a soul. Here Hemingway has at 
last got what Thurber calls the war between men and 
women right out into the open and has written a 
terrific fable of the impossible civilized woman who 
despises the civilized man for his failure in initiative 
and nerve and then jealously tries to break him down 
as soon as he begins to exhibit any. (It ought to be 
noted, also, that whereas in Green Hills of Africa the 
descriptions tended to weigh down the narrative with 
their excessive circumstantiality, the landscapes and 
animals of Francis Macomber are alive and unfalteringly 
proportioned.) 

Going back over Hemingway's books today, we 
can sec clearly what an error of the politicos it was 
to accuse him of an indifference to society. His whole 
work is a criticism of society: he has responded to 
every pressure of the moral atmosphere of the time, 
as it is felt at the roots of human relations, with a 
sensitivity almost unrivaled. Even his preoccupation 
with licking the gang in the next block and being 
known as the best basketball player in high school 
has its meaning in the present epoch. After all, what- 
ever is done in the world, political as well as athletic, 
depends on personal courage and strength. With 
Hemingway, courage and strength are always thought 
of in physical terms, so that he tends to give the im- 
pression that the bullfighter who can take it and dish 
it out is more of a man than any other kind of man, 



HEMINGWAY: GAUGE OP MORALE 141 

and that the sole duty of the revolutionary socialist 
is to get the counter-revolutionary gang before they 
get him. 

But ideas, however correct, will never prevail by 
themselves: there must be people who arc prepared 
to stand or fall with them, and the ability to act on 
principle is still subject to the same competitive laws 
which operate in sporting contests and sexual rela- 
tions. Hemingway has expressed with genius the 
terrors of the modern man at the danger of losing 
control of his world, and he has also, within his scope, 
provided his own kind of antidote. This antidote, 
paradoxically, is almost entirely moral. Despite 
Hemingway's preoccupation with physical contests, 
his heroes are almost always defeated physically, 
nervously, practically: their victories are moral ones. 
He himself, when he trained himself stubbornly in 
his unconventional unmarketable art in a Paris which 
had other fashions, gave the prime example of such 
a victory; and if he has sometimes, under the menace 
of the general panic, seemed on the point of going to 
pieces as an artist, he has always pulled himself to- 
gether the next moment. The principle of the Bourdon 
gauge, which is used to measure the pressure of liquids, 
is that a tube which has been curved into a coil will 
tend to straighten out in proportion as the liquid 
inside it is subjected to an increasing pressure. 

The appearance of For Whom the Bell Tolls since this 
essay was written in 1939 carries the straightening pro- 
cess further. Here Hemingway has largely sloughed 



THE WOUND AND THE BOW 

off his Stalinism and has reverted to seeing events in 
terms of individuals pitted against specific odds. His 
hero, an American teacher of Spanish who has enlisted 
on the side of the Loyalists, gives his life to what he 
regards as the cause of human liberation; but he is 
frustrated in the task that has been assigned him by 
the confusion of forces at cross-purposes that are throt- 
tling the Loyalist campaign. By the time that he 
comes to die, he has little to sustain him but the mem- 
ory of his grandfather's record as a soldier in the 
American Civil War. The psychology of this young 
man is presented with a certain sobriety and detach- 
ment in comparison with Hemingway's other full- 
length heroes; and the author has here succeeded as in 
none of his earlier books in externalizing in plausible 
characters the elements of his own complex personal- 
ity. With all this, there is an historical point of view 
which he has learned from his political adventures : he 
has aimed to reflect in this episode the whole course of 
the Spanish War and the tangle of tendencies involved 
in it. 

The weaknesses of the book are its diffuscness a 
shape that lacks the concision of his short stories, that 
sometimes sags and sometimes bulges; and a sort of ex- 
ploitation of the material, an infusion of the operatic, 
that lends itself all too readily to the movies. 



6 



The Dream of H. C Earwcfcer 



JAMES JOYCE'S Ulysses was an attempt to present 
directly the thoughts and feelings of a group of Dub- 
liners through the whole course of a summer day. 
Finnegans Wake is a complementary attempt to render 
the dream fantasies and the half-unconscious sensa- 
tions experienced by a single person in the course of a 
night's sleep. 

This presents a more difficult problem to the reader 
as well as to the writer. In Ulysses, the reader was 
allowed to perceive the real objective world in which 
the Blooms and Dedalus lived, and their situation and 
relationships in that world, so that its distortions or 
liquefactions under the stress of special psychological 
states still usually remained intelligible. But in 
Finnegans Wake we are not supplied with any objective 
data until the next to the last chapter, when the hero 
and then only rather dimly wakes up for a short 
time toward morning; and we are dealing with states 



144 THE WOUND AND THE BOW 

of consciousness which, chough they sometimes have 
something in common with the drunken imaginations 
of the Night Town scene in Ulysses or the free asso- 
ciations of Mrs. Bloom's insomniac reveries, arc even 
more confused and fluid than these; so that it becomes 
on a first reading the reader's prime preoccupation to 
puzzle out who the dreamer is and what has been hap- 
pening to him. And since Joyce has spent seventeen 
years elaborating and complicating this puzzle, it is 
hardly to be expected that one reading will suffice to 
unravel it completely. 

Let me try to establish, however, some of the most 
important facts which provide the realistic foundation 
for this immense poem of sleep. The hero of Finnegans 
Wake is a man of Scandinavian blood, with what is 
apparently an adapted Scandinavian name: Humphrey 
Chimpden Earwicker, who keeps a pub called The 
Bristol in Dublin. He is somewhere between fifty and 
sixty, blond and ruddy, with a walrus mustache, very 
strong but of late years pretty fat. When embarrassed, 
he has a tendency to stutter. He has tried his hand 
at a number of occupations; has run for office and has 
gone through a bankruptcy. He is married to a 
woman named Maggie, a former salesgirl, who is 
more or less illiterate and whose maiden name seems 
to have begun with Mac. They are both Protestants 
in a community of Catholics, he an Episcopalian and 
she a Presbyterian; and by reason both of his religion 
and of his queer-sounding foreign name, he feels him- 
self, like Bloom in Ulysses, something of an alien 
among hit neighbors. The Earwickers have three 



THE DREAM OF H. C. BARWICKER 145 

children a girl named Isobel, who has evidently 
passed adolescence, and two younger boys, twins: 
Kevin and Jerry. There are also a maid-of-all-work 
called Kate and a man about the place called Tom. 

It is a Saturday night in summer, after a disorderly 
evening in the pub. Somebody probably Earwicker 
himself has been prevailed upon to sing a song: 
later, when it was closing time, he had to put a man 
outside, who abused him and threw stones at the 
window. There has also been a thunderstorm. Ear- 
wicker has been drinking off and on all day and has 
perhaps gone to bed a little drunk. At any rate, his 
night is troubled. At first he dreams about the day be- 
fore, with a bad conscience and a sense of humiliation : 
then, as the night darkens and he sinks more deeply 
into sleep, he has to labor through a nightmare op- 
pression. 

He and his wife are sleeping together; but he has no 
longer any interest in her as a woman. He is preoccu- 
pied now with his children. His wife is apparently 
much younger than he, was only a girl when he 
married her; so that it is easy for him to confuse his 
first feelings for her with something like an erotic 
emotion which is now being aroused by his daughter. 
And his affection for his favorite son is even acquiring 
homosexual associations. Little Kevin is relatively 
sedate: named after the ascetic St. Kevin, he may be 
destined for the Catholic priesthood. Jerry (Shaun, 
Jaun) is more volatile and has given evidences of a 
taste for writing; and it is Jerry rather than Kevin 
with whom the father has tended to identify himself 



146 THE WOUND AND THE BOW 

To tell the story in this way, however, is to present 
it the wrong way around. It depends for its dramatic 
effect on our not finding out till almost the end 
pages 555-590, in which Earwickcr partially wakes 
up that the flights of erotic fantasy and the horrors 
of guilt of his dream have been inspired by his feelings 
for his children. The pub is on the edge of the Phoenix 
Park, between it and the River Liffey and not far from 
the suburb of Chapelizod, which is said to have been 
the birthplace of Iseult. At the very beginning of the 
dream, we find Earwicker figuring as Tristram; and 
through the whole night he is wooing Iseult; he carries 
her off, he marries her. The Freudian censor has inter- 
vened to change Isabel into Iseult la Belle as well 
as to turn the ana (upper)-Liffey, which figures in the 
dream as a woman, into Anna Livia Plurabelle. The 
idea of incest between father and daughter is developed 
on page 115; the transition from Isobel to Iseult is 
indicated in the 4 Icy-la-Belle' of page 146; and the 
sister of the twins is designated by her family nick- 
name 'Izzy' on page 431. But, though the boys have 
been given their real names and planted pretty clearly 
on pages 16-17 it * s not unt ^ almost the end 
on page 556 that a definite identification of Ear- 
wicker's daughter with Iseult is made. In the same 
way, it is not until the passage on pages 564-565 that 
we are led to connect with Earwicker's son the homo- 
sexual motif which has first broken into his dream 
with the ominous incident of the father's accosting a 
soldier in the park and subsequently being razzed by 
the police, and which works free toward morning 



THE DREAM OF H. C. BARWICKBR 147 

page 474 to the idea, not related to actuality, of 
4 some chubby boy-bold love of an angel.' 

In the meantime, the incest taboo and the homo- 
sexuality taboo have together as in the develop- 
ment of Greek tragedy out of the old myths of canni- 
balism and incest given rise, during Earwicker's 
effortful night, to a whole mythology, a whole 
morality. He is Tristram stealing Iseult, yes; but 
at the suggestion of an Adam's mantelpiece in the 
bedroom where he is sleeping he is also Adam, who 
has forfeited by his sin the Paradise of the Phoenix 
Park; at the suggestion of a copy of Raphael's picture 
of Michael subduing Satan which hangs on the bed- 
room wall, he is an archangel wrestling with the 
Devil. And he has fallen not merely as Adam but also 
as Humpty Dumpty (he is fat and his first name is 
Humphrey); as the hero of the ballad of Finnegans 
Wake, who fell off a scaffold while building a house 
(but came to life again at the sound of the word 
4 Whisky'); and as Napoleon (an obelisk dedicated to 
Wellington is a feature of the Phoenix Park, and there 
is apparently a Wellington Museum). Since the land- 
marks of the life of Swift still keep their prestige in 
Dublin, he is Swift, who loved Stella and Vanessa 
with the obstructed love of a father and whose mind 
was finally blotted by madness: Swift's cryptic name 
for Stella, 'Ppt,' punctuates the whole book. 

And Earwicker is also making up in sleep for an 
habitual feeling of helplessness due to his belonging 
to a racial and religious minority. He is sometimes 
the first Danish conqueror of Ireland, who sailed up 



148 THE WOUND AND THE BOW 

that very Liffey; sometimes Oliver Cromwell, that 
other hated heathen invader. 

But it is Joyce's further aim to create, through Ear- 
wicker's mythopoeic dream, a set of symbols even 
more general and basic. He has had the idea of mak- 
ing Earwicker, resolved into his elemental compo- 
nents, include the whole of humanity. The river, with 
its feminine personality, Anna Livia Plurabelle, comes 
to represent the feminine principle itself. At one 
time or another all the women who figure in Ear- 
wicker's fantasy are merged into this stream of life 
which, always renewed, never pausing, flows through 
the world built by men. The daughter, still a little 
girl, is early identified with a cloud, which will come 
down to earth as rain and turn into the rapid young 
river; the Anna Livia Plurabelle chapter describes a 
lively woman's coming-of-age; in the end, the mature 
river, broader and slower now, will move toward her 
father, the sea. The corresponding masculine prin- 
ciple is symbolized by the Hill of Howth, which 
rises at the mouth of the Liffey; and the idea of the 
hill as a citadel and the idea of the city as a male con- 
struction associate themselves with this: the man is a 
hill that stands firm while the river runs away at his 
feet; he is a fortress, he is Dublin, he is all the cities of 
the world. 

And if Earwicker is animated in sleep by the prin- 
ciples of both the sexes, he has also a double existence 
in the r61es of both Youth and Old Age. Canalizing 
his youthful impulses in a vision of himself as his 



THE DREAM OF H. C. EARWICKBR 149 

favorite son, he dreams himself endowed with a re- 
silience to go out and try life again; exalted by a 
purity of idealism which has not yet been tainted by 
experience, and yet bubbling with roguish drolleries, 
blithely beloved by the girls. On the other hand, 
foreshadowing his own decline, he sees the vision of 
a chorus of old men, who, drivelingly reminiscent, at 
the same time gloat and scold at the thought of the 
vigorous young Tristram kissing Iseult on the other 
side of the bushes, and exclaim in admiration an 
expansion of Earwicker *s feelings at the sight of his 
own sleeping son over the form of the sleeping 
Earwicker (Shaun-Jerry). The old men are named 
Matthew Gregory, Marcus Lyons, Luke Tarpey and 
Johnny MacDougall; and they are identified variously 
with the four apostles, the Four Masters (early sages 
of Irish legend), the Four Waves of Irish mythology, 
the four courts of Dublin, and the four provinces of 
Ireland (Johnny MacDougall is evidently Ulster: he 
always follows at some distance behind the others). 
These fathers are always associated with a gray ass 
and sycamore trees, and have perhaps been suggested 
to Earwicker by four sycamore trees on the Liffcy, 
among which a neighbor's donkey has been grazing. 
All of these major motifs are woven in and out from 
beginning to end of the book, and each at a given 
point receives a complete development: the woman- 
river in pages 196-116 the well-known Anna Livia 
Plurabellc chapter; the male city-fortrcss-hill in pages 
531-554 (already published separately as Havcth 
Childers Every where) \ the Young Man in the chapters 



150 THE WOUND AND THE BOW 

about Shaun, pages 403-473 ; and the Old Men, pro- 
viding a contrast, just before, in 383-399. 

There are also a stone and an elm on opposite sides 
of the Liffey, which represent the death principle and 
the life principle (Ygdrasil). The tree has several 
graciously rustling solos (a notable one at the end, 
beginning on page 619), and in the Anna Livia Plura- 
belle chapter she has a long conversation with the 
stone, which blends with the gossip of two old wash- 
erwomen drying clothes on the riverbank. This dia- 
logue is only one of many dialogues which are really 
always the same disputation, and in which one of the 
parties, like the stone, is always hard-boiled, im- 
mobile and prosaic, while the other is sensitive, alive, 
rather light-mindedly chattering or chirping. The 
tougher of the two parties in these interchanges is 
always browbeating or bullying the other. Some- 
times they are Satan and Saint Michael; sometimes 
they are transmogrified antitheses derived from 
Aesop's fables: the Mookse and the Gripes (the Fox 
and the Grapes), the Ondt and the Gracehoper (the 
Ant and the Grasshopper); but all these dualisms are 
evidently connected with the diverse temperaments of 
Earwicker's twins (who sometimes appear as Cain and 
Abel), and represent the diverse elements in the char- 
acter of Earwicker himself, as these struggle within 
his own consciousness, the aggressive side sometimes 
reflecting certain powers in the external world the 
force of hostile opinion or the police which he now 
fears, now feels he can stand up to. The various pairs, 
however, shift their balance and melt into one another 



THE DREAM OF H. C. EARWICKER 15! 

so readily that it is impossible to give any account of 
them which will cover all the cases in the book. 

Besides all this, just as Joyce in Ulysses laid the 
Odyssey under requisition to help provide a structure 
for his material material which, once it had begun 
to gush from the rock of Joyce's sealed personality 
at the blow of the Aaron's rod of free association, 
threatened to rise and submerge the artist like the 
flood which the sorcerer's apprentice let loose by his 
bedeviled broom; so in the face of an even more 
formidable danger, he has here brought in the histori- 
cal theory of the eighteenth-century philosopher,. 
Giambattista Vico, to help him to organize Finnegans 
Wake. It was Vico's idea that civilizations always 
pass through three definite phases: a phase when 
people imagine gods, a phase when they make up 
myths about heroes, and a phase when they see things 
in terms of real men. It will be noted that the figures 
mentioned above divide themselves among these three 
categories of beings. Vico further believed that his- 
tory moved in cycles and that it was always repeating 
itself, which to the frequent exasperation of the 
reader Finnegans Wake is also made to do. And 
there is also a good deal more out of Vico, which you 
can find out about in Our Exagmination* but which 

1 Our Examination Round His Fortification for Incamination of Work in Progress, 
published by New Directions at Norfolk, Connecticut. This is a collection of 
papers from Transition, the Paris magazine in which Finnegans Wake first appeared. 
The writers have taken their cues from Joyce himself, and he seems to have chosen 
this way of providing the public with a key. It is, in fact, rather doubtful whether 
without the work done by Transition it would be possible to get the hang of the 
book at all. See also Mr. Max Eastman's account of an interview with Joyce on the 
subject in Part III, Chapter III, of Tk* Literary Mind, 



THE WOUND AND THE BOW 

seems even more idle and forced than the most forced 
and idle aspects of the Odysscyan parallel in Ulysses. 
The fact that there is a Vico Road in the Dublin 
suburb Dalkey ' The Vico Road goes round and 
round to meet where terms begin* gives Joyce a 
peg in actuality on which to hang all this theory. 

There is one important respect in which Joyce may 
seem to depart from Vico. Vico, so far as is known, 
did not believe in progress: his cycles did not spiral 
toward an earthly goal; his hope for salvation was 
in heaven. But the cycles of Finnegans Wake do result 
in a definite progression. As Earwicker lives through 
from darkness to light, he does slough off his feeling 
of guilt. By morning the Devil has been vanquished 
by Michael; Youth has bounded free of Age; the 
Phoenix of Vico and the Phoenix Park has risen from 
its ashes to new flight; Tristram has built a castle 
(Howth Castle) for his bride; and Iseult, once the 
object of an outlawed love, now married and growing 
older, turns naturally and comfortably at last into the 
lawful wife in the bed beside him, whom Earwicker 
is making an effort not to jab with his knees; the 
tumult and turbidity of Saturday night run clear in 
the peace of Sunday morning; the soul, which has 
been buried in sleep, is resurrected, refreshed, to life. 

Yet if one looks at the book as a whole, one finds 
that the larger cycle docs return upon itself. This will 
be seen when I discuss the last pages. In the mean- 
time, let me merely point out that we do not find in 
Finnegans Wake any climax of exaltation comparable 
either to the scene where Stephen Dedalus realizes his 



THE DREAM OF H. C. EARWICKER 153 

artist's vocation or to Molly Bloom's great affirma- 
tive. The later book represents an aging phase in the 
constant human subject with which the series of 
Joyce's books has dealt. This subject which must 
never be lost sight of, though in this case it is easy to 
do so is the nexus of intimate relationships in- 
volved in a family situation. We find it first in the 
Portrait of an Artist in the attitude of Dedalus toward 
his family, and in the delicate but vital displacement 
in the relations of the young married couple who fig- 
ure in the short story called The Dead. In Exiles, an- 
other young married couple come back from abroad 
with a son, and a more serious displacement takes 
place when the wife meets an old lover. In Ulysses, 
the relations of man and wife, by this time almost 
middle-aged, have been affected by more serious read- 
justments, and they arc related in a complex way to 
the relations of the Blooms to their children, of Deda- 
lus to his parents, and of both the Blooms to Dedalus. 
Now, in Finnegans Wake, the husband and wife have 
reached an age at which, from the emotional point of 
view, they seem hardly important to one another, and 
at which the chief source of interest is the attitude of 
the father toward the children * the child we all 
love to place our hope in,' as Earwicker thinks in the 
last moments before the rising sun wakes him up. (We 
have already had intimations of this relationship in 
the adoptively paternal instincts of Bloom toward the 
spiritually parentless Dedalus; in Joyce's little lyric 
poems, poignant to the point of anguish, that deal 
with his own children; and in the poem called Ecce 
Puer, in which the family cycle appears.) 



154 TilE WOUND AND THE BOW 

Here this family situation has been explored more 
profoundly by Joyce than in any of his previous books. 
In sleep, the conventions and institutions with which 
we discipline and give shape to our lives are allowed 
partly to dissolve and evaporate, so as partly to set 
free the impulses of the common human plasm out 
of which human creatures are made; and then the 
sexual instincts of the man and the woman, the child's 
instinct and the parent's instinct, the masculine and 
feminine principles themselves, come into play in 
confusing ways, shadow forth disturbing relation- 
ships, which yet spring from the prime processes of 
life. Finnegans Wake carries even farther the kind 
of insight into such human relations which was al- 
ready carried far in Ulysses', and it advances with an 
astounding stride the attempt to find the universally 
human in ordinary specialized experience which was 
implied in the earlier book by the Odysseyan parallel. 
Joyce will now try to build up inductively the whole 
of human history and myth from the impulses, con- 
scious and dormant, the unrealized potentialities, of 
a single human being, who is to be a man even more 
obscure and even less well-endowed, even less civilized 
and aspiring, than was Leopold Bloom in Ulysses, 

Finnegans Wake, in conception as well as in execu- 
tion, is one of the boldest books ever written. 



ii 



In order to get anything out of Finnegans Wake, you 
must grasp a queer literary convention. It has been 



THE DREAM OF H. C. EARWICKER 155 

said by T. S. Eliot that Joyce is the greatest master of 
language in English since Milton. Eliot has also 
pointed out that Milton is mainly a writer for the 
car. Now Joyce through a large part of his adult life 
has been almost as blind as Milton; and he has ended, 
just as Milton did, by dealing principally in auditory 
sensations. There is as little visualization in Finne- 
gans Wake as in Samson Agonistes. Our first criticism, 
therefore, is likely to be that nothing is seen in Ear- 
wicker's dream. It is, after all, not uncommon in 
dreams to have the illusion of seeing people and places 
as clearly as when we are awake; and in the dream 
literature with which we are already familiar 
Alice in Wonderland, The Temptation of Saint Anthony 
the dreamers are visited by plain apparitions, not 
merely by invisible voices. But we must assume with 
Finnegans Wake that Earwicker's imagination, like 
Joyce's, is almost entirely auditory and verbal. We 
have been partly prepared by Ulysses, in which we 
listen to the thoughts of the characters but do not see 
them very distinctly. 

But there is another and more serious difficulty to 
be got over. We are continually being distracted from 
identifying and following Earwicker, the humble 
proprietor of a public house, who is to encompass 
the whole microcosm of the dream, by the intrusion 
of all sorts of elements foreign languages, literary 
allusions, historical information which could not 
possibly have been in Earwicker 's mind. The principle 
on which Joyce is operating may evidently be stated 
as follows. If the artist is to render directly all the 



156 THE WOUND AND THE BOW 

feelings and fancies of a sleeper, primitive, inarticu- 
late, infinitely imprecise as they are, he must create 
a literary medium of unexampled richness and free- 
dom. Now it is also Joyce's purpose in Finnegans 
Wake to bring out in Earwicker's consciousness the 
processes of universal history: the languages, the 
cycles of society, the typical relationships of legend, 
arc, he is trying to show us, all implicit in every 
human being. He has, as I have indicated, been care- 
ful to hook up his hero realistically with the main 
themes of his universal fantasia: the Bible stories, the 
Battle of Waterloo, Tristram and Iscult, and so forth. 
But since Earwicker's implications are shown to be 
universal, the author has the right to summon all the 
resources of his superior knowledge in order to supply 
a vehicle which will carry this experience of sleep. 
He has the same sort of justification for making the 
beings in Earwicker's dream speak Russian in fighting 
the siege of Sebastopol (which has got in by way of 
a picture hanging in Earwicker's house) as Thomas 
Hardy has, for example, to describe in his own literary 
vocabulary a landscape seen by an ignorant person. 
If it is objected that in Finnegans Wake the author is 
supposed to be not describing, but presenting the hero's 
consciousness directly, Joyce might reply that his 
procedure had precedent not only in poetry, but also 
in prc-naturalistic fiction : even the characters of Dick- 
ens were allowed to make speeches in blank verse, 
even the characters of Meredith were allowed to 
converse in apothegms. Why shouldn't H. C. Ear- 
wicker be allowed to dream in a language which 



THB DREAM OF H. C. EARWICKER 157 

draws flexibility and variety from the author's enor- 
mous reservoir of colloquial and literary speech, of 
technical jargons and foreign tongues? 

Yet here is where the reader's trouble begins, be- 
cause here, in spite of the defense just suggested, a 
convention that seems indispensable has been dis- 
concertingly violated. What Joyce is trying to do is 
to break out of the Flaubertian naturalism into some- 
thing that moves more at ease and that commands a 
wider horizon, something that is not narrowly tied 
down to the data about a certain man living in a 
certain year on a certain street of a certain city; and 
the reaction is of course quite natural: it was inevita- 
ble that the symbol and the myth, the traditional 
material of poetry, should have asserted themselves 
again against the formulas of scientific precision 
which had begun to prove so cramping. But here the 
act of escaping from them shocks, just as it sometimes 
did in Proust. Proust argues in an impressive way, in 
the final section of his novel, the case against nine- 
teenth-century naturalism; yet who has not been 
made uncomfortable at finding that Proust's personal 
manias have been allowed to affect the structure of his 
book: that a story which has been presented as hap- 
pening to real people should not maintain a consistent 
chronology, that it should never be clear whether the 
narrator of the story is the same person as the author 
of the book, and that the author, who ought to know 
everything, should in some cases leave us in doubt as 
to the facts about his hero? One had felt, in reading 
Ulysses, a touch of the same uneasiness when the 



158 THE WOUND AND THE BOW 

phantasmagoria imagined by Bloom in the drunken 
Night Town scene was enriched by learned fancies 
which would seem to be more appropriate to Dedalus. 
And now in Finmgans Wake the balloon of this new 
kind of poetry pulls harder at its naturalistic anchor. 
We are in the first place asked to believe that a man 
like H. C. Earwicker would seize every possible pre- 
text provided by his house and its location to include 
in a single night's dream a large number of historical 
and legendary characters. And is it not pretty far- 
fetched to assume that Earwicker 's awareness of the 
life of Swift or the Crimean War is really to be accu- 
rately conveyed in terms of the awareness of Joyce, who 
has acquired a special knowledge of these subjects? 
Also, what about the references to the literary life in 
Paris and to the book itself as Work in Progress, 
which take us right out of the mind of Earwicker and 
into the mind of Joyce? 

There are not, to be sure, very many such winks 
and nudges as this, though the shadow of Joyce at 
his thankless task seems sometimes to fall between 
Earwicker and us. Joyce has evidently set himself 
limits as to how far he can go in this direction; and 
he may urge that since Earwicker is universal man, 
he must contain the implications of Joyce's destiny 
as he does those of Swift's and Napoleon's, though 
he has never heard of him as he has of them, and that 
to give these implications a personal accent is only 
to sign his canvas. Yet, even granting all this and 
recognizing the difficulty of the task and accepting 
without reservation the method Joyce has chosen 



THE DREAM OF H. C. BARWICKER 159 

for his purpose, the result still seems unsatisfactory, 
the thing has not quite come out right. Instead of 
the myths' growing out of Earwicker, Earwicker 
seems swamped in the myths. His personality is 
certainly created: we get to know him and feel sym- 
pathy for him. But he is not so convincing as Bloom 
was: there has been too much literature poured into 
him. He has exfoliated into tpo many arabesques, 
become hypertrophied by too many elements. And 
not merely has he to carry this load of myths; he has 
also been all wound round by what seems Joyce's 
growing self-indulgence in an impulse to pure verbal 
play. 

Here another kind of difficulty confronts us. There 
is actually a special kind of language which people 
speak in dreams and in which they sometimes even 
compose poetry. This language consists of words and 
sentences which, though they seem to be gibberish 
or nonsense from the rational point of view, betray 
by their telescopings of words their combinations of 
incongruous ideas, the involuntary preoccupations 
of the sleeper. Lewis Carroll exploited this dream 
language in Jabberwocky, and it has been studied by 
Freud and his followers, from whom Joyce seems to 
have got the idea of its literary possibilities. At any 
rate, Finnegans Wake is almost entirely written in it. 

The idea was brilliant in itself, and Joyce has in 
many cases carried it out brilliantly. He has created 
a whole new poetry, a whole new humor and pathos, 
of sentences and words that go wrong. The special 



THE WOUND AND THE BOW 

kind of equivocal and prismatic effects aimed at by 
the symbolist poets have here been achieved by a new 
method and on psychological principles which give 
them a new basis in humanity. But the trouble is, 
it seems to me, that Joyce has somewhat overdone it. 
His method of giving words multiple meanings allows 
him to go on indefinitely introducing new ideas; and 
he has spent no less than seventeen years embroidering 
Finnegans Wake in this way. 

What has happened may be shown by the following 
examples. First, a relatively simple one from a pas- 
sage about the Tree: ' Amcngst menlike trees walking 
or trees like angels weeping nobirdy aviar soar any- 
wing to eagle it! 1 It is quite clear in the last seven 
words how an ornithological turn has been given to 
'nobody ever saw anything to equal it/ Here is a 
more complex one: Earwicker, picturing himself in 
the chapter in which he partially wakes up, is made 
to designate his hair with the phrase 'beer wig/ 
This has as its basis bar wig, which has rushed into 
the breach as beer wig under the pressure of Earwicker f s 
profession as a dispenser of drinks in his pub, of the 
fact that his hair is yellow, and of his tendency to 
imagine that his queer last name is being caricatured 
by his neighbors as 4 Earwigger* a tendency which 
has led to his dream being impishly haunted by ear- 
wigs. There are thus four different ideas compressed 
in these two words. But let us examine with the 
aid of the hints provided by the Examination -r- an 
even more complicated passage. Here is Earwicker- 
Joycc's depiction of the madness and eclipse of Swift: 



THB DREAM OF H. C. BARWICKBR l6l 

'Unslow, malswift, pro mean, proh noblesse, Atra- 
horc, melancolorcs, nears; whose glauque eyes glitt 
bedimmed to imm; whose fingrings creep o'er skull: 
till quench., asterr mist calls estarr and graw, honath 
Jon raves homes glowcoma.' This passage, besides 
the more or less obvious ones, contains apparently 
the following ideas: Laracor, Swift's living in Ireland, 
combined with the atta cur a, black cart, that rides 
behind the horseman in the first poem of Book Three 
of Horace's Odes; the Horatian idea that death comes 
to the mean and the noble alike; proh, the Latin inter- 
jection of regret, and pro, perhaps referring to Swift's 
championship of the impoverished Irish; melancolorcs, 
melancholy plus black-colored; glauque, French gray-blue, 
plus Greek glaux, owl gray evening plus Swift's 
blue eyes, which also had an owlish appearance; in 
glitt bedimmed to imm, the doubled consonants evi- 
dently represent a deadening of the senses; creep o'er 
skull, French cripuscule, twilight; asterr, Greek aster, 
star, Swift's Stella, whose real name was Esther; 
Vanessa's real name was Hester so Stella calls Hes- 
ter a (q)wench; perhaps German mist, dung, trash, 
plays some part here, too as well as German starr, 
rigid; graw evidently contains German grau, gray; hon- 
ath Jon is honest John and Jonathan; glowcoma is glau- 
coma, a kind of blindness, plus the idea of a pale glow 
of life persisting in a coma. This passage has some 
beauty and power; but isn't it overingenious? Would 
anyone naturally think of Horace when he was con- 
fronted with 'Atrahorc'? And, even admitting that 
it may be appropriate to associate Latin with Swift, 



l6l THE WOUND AND THE BOW 

how does the German get in? Swift did not know 
German nor had he any German associations. 1 

In some cases, this overlaying of meanings has had 
the result of rendering quite opaque passages which 
at an earlier stage as we can see by comparing the 
finished text with some of the sections as they first 
appeared were no less convincingly dreamlike for 
being more easily comprehensible. You will find 
three versions of a passage in Anna Livia Plurabclle 
on page 164 of the Exagmination\ and on page 113 of 
the book you will see that Joyce has worked up still 
a fourth. My feeling is that he ought to have stopped 
somewhere between the second and the third. Here is 
Version i of 19x5 : 'Look, look, the dusk is growing. 
What time is it? It must be late. It's ages now since 
I or anyone last saw Waterhouse's clock. They took 
it asunder, I heard them say. When will they reas- 
semble it?' And here is Version 4 of 1939 : ' Look, look, 
the dusk is growing. My branches lofty are taking 
root. And my cold cher's gone ashley. Fieluhr? 
Filou! What age is at? It saon is late. Tis endless 
now senne eye or erewone last saw Waterhouse's 
clogh. They took it asunder, I hurd thum sigh. When 
will they reassemble it?' There is a gain in poetry, 
certainly; but in the meantime the question and the 

1 1 chose this passage because a partial exposition of it, which I take to be more 
or less authoritative, had appeared in the Examination (in the paper by Mr. Robert 
McAlmon). I did not remember to have read it in its place in Fimugans Wake, and 
was unable to find it when I looked for it. Since then I have been told by another 
reader who has been over and over the book that this sentence about Swift is not 
included. This is interesting because it indicates the operation of a principle of 
selection. Joyce suffered himself from glaucoma, and it may be that he eliminated 
the reference because he felt that it was too specifically personal. 



THE DREAM OF H. C. EARWICKER 163 

answer have almost disappeared. Has it really made 
Anna Livia any more riverlike to introduce the names 
of several hundred rivers (saon is Saint doing duty as 
soon, and cher is the Cher for French chair) as he also 
introduces in other sections the names of cities, in- 
sects, trees? And why drag in Erewhorit In the same 
way, the talk of the Old Men, which, when it first 
came out in Navire <T Argent, seemed almost equal in 
beauty to the Anna Livia Plurabelle chapter, has now 
been so crammed with other things that the voices 
of the actual speakers have in places been nearly oblit- 
erated. 

Joyce has always been rather deficient in dramatic 
and narrative sense. Ulysses already dragged; one got 
lost in it. The moments of critical importance were 
so run in with the rest that one was likely to miss them 
on first reading. One had to think about the book, 
read chapters of it over, in order to see the pattern 
and to realize how deep the insight went. And 
Finnegans Wake is much worse in this respect. The 
main outlines of the book are discernible, once we 
have been tipped off as to what it is all about. It is a 
help that, in forming our hypothesis, the principle of 
Occam's razor applies; for it is Joyce's whole design 
and point that the immense foaming-up of symbols 
should be reducible to a few simple facts. And it must 
also be conceded by a foreigner that a good deal which 
may appear to him mysterious would be plain enough 
to anyone who knew Dublin and something about 
Irish history, and that what Joyce has done here is as 
legitimate as it would be for an American writer to 



164 THE WOUND AND THE BOW 

lay the scene of a similar fantasy somewhere on River- 
side Drive in New York and to assume that his readers 
would be able to recognize Grant's Tomb, green buses, 
Columbia University and the figure of Hendrik Hud- 
son. A foreign reader of Finnegans Wake should con- 
sult a map of Dublin, and look up the articles on 
Dublin and Ireland in the Encyclopedia Britannica. 

Yet it seems to me a serious defect that we do not 
really understand what is happening till we have al- 
most finished the book. Then we can look back and 
understand the significance of Eanvicker's stuttering 
over the word father on page 45 ; we can sec that ' Peder 
the Greste, altipaltar* on page 344 combines, along 
with Peter the Great and agrestc, pederast and pater; 
we can conclude that the allusion on page 373 about 
4 begetting a wife which begame his niece by pouring 
her young-things into skintighs* refers back to the 
little story on pages 11-13, and that this whole theme 
is a device of the 'dream- work 1 to get over the incest 
barrier by disguising Earwicker's own children as the 
children of a niece. 

But in the meantime we have had to make our way 
through five hundred and fifty-four pages; and there 
is much that is evidently important that we still do 
not understand. How, for example, is the story of the 
'prankquean' just mentioned related to the motif of 
the letter scratched up by the chicken from the dump 
heap; and what is the point about this letter? The 
theme is developed at prodigious length in the chap- 
ter beginning on page 104; and it flickers all through 
the book. It turns up near the eftd pages 613-614 



THE DREAM OF H. C. EARWICKER 165 

with new emotional connotations. The idea of letters 
and postmen plays a prominent part all through* 
Little Kevin is represented as giving the postman's 
knock; and Earwicker though he here seems to be 
identifying himself with the other son, Jerry is 
caught up into a long flight of fantasy in which he 
imagines himself a postman. The letter comes from 
Boston, Massachusetts, and seems to have been writ- 
ten by some female relation, perhaps the niece men- 
tioned above. One feels that there is a third woman 
in the story, and that something important depends 
on this. Yet a considerable amount of rereading has 
failed, in the case of the present writer, to clear the 
matter up. 

Finncgans Wake, in the actual reading, seems to 
me for two thirds of its length not really to bring off 
what it attempts. Nor do I think it possible to defend 
the procedure of Joyce on the basis of an analogy with 
music. It is true that there is a good deal of the musi- 
cian in Joyce: his phonograph record of Anna Livia is 
as beautiful as a fine tenor solo. But nobody would 
listen for half an hour to a composer of operas or 
symphonic poems who went on and on in one mood 
as monotonously as Joyce has done in parts of Finne- 
gans Wake, who scrambled so many motifs in one 
passage, or who returned to pick up a theme a couple 
of hours after it had first been stated, when the listen- 
ers would inevitably have forgotten it. 1 

1 This essay was written in the summer of 1939, just after Finne&ans Wakt came 
out, and I have reprinted it substantially as it first appeared. Since then an article 
by M*. John Ifealc Bishop in Th Southern Htvitw of summer, 1939, and studies by 
Mr. H#ty Levin in Tbt Ktnym Rtvtw of Autumn, 1939, and in New Dinctivtu of 



Z66 THE WOUND AND THE BOW 

I believe that the miscarriage of Finncgans Wake, 
in so far as it does miscarry, is due primarily to two 
tendencies of Joyce's which were already in evidence 
in Ulysses: the impulse, in the absence of dramatic 
power, to work up an epic impressiveness by multiply- 
ing and complicating detail, by filling in abstract dia- 
grams and laying on intellectual conceits, till the 
organic effort at which he aims has been spoiled by too 
much that is synthetic; and a curious shrinking solici- 
tude to conceal from the reader his real subjects. These 
subjects are always awkward and distressing: they 

1939, have thrown further light on the subject; and I have also had the advantage 
of discussions with Mr. Thornton Wilder, who has explored the book more 
thoroughly than anyone else I have heard of. It is to be hoped that Mr. Wilder 
will some day publish something about Finntgans Wake; and in the meantime those 
interested in the book should consult the essays mentioned, upon which I have 
sometimes drawn in revising the present study. 

One suggestion of Mr. Bishop's should certainly be noted here. He believes that 
the riddle of the letter is the riddle of life itself. This letter has been scratched up 
from a dung-heap and yet it has come from another world; it includes in its very 
brief length marriage, children and death, and things to eat and drink all the 
primary features of life, beyond which the ideas of the illiterate writer evidently 
do not extend; and Ear wicker can never really read it, though the text seems ex- 
ceedingly simple and though he confronts it again and again. 

I ought to amend what is said in this essay on the basis of a first reading by 
adding that Finntgans Wake, like Ulyssts, gets better the more you go back to it. 
I do not know of any other books of which it is true as it is of Joyce's that, though 
parts of them may leave us blank or repel us when we try them the first time, they 
gradually build themselves up for us as we return to them and think about them. 
That this should be true is due probably to some special defect of rapport between 
Joyce and the audience he is addressing, to some disease of his architectural faculty; 
but he compensates us partly for this by giving us more in the long run than we 
had realized at first was there, and he eventually produces the illusion that his 
fiction has a reality like life's, because, behind all the antics, the pedantry, the 
artificial patterns, something organic and independent of these is always revealing 
itself; and we end by recomposing a world in our mind as we do from the phenomena 
of experience. Mr. Max Eastman reports that Joyce once said to him, during a con- 
versation on Finnegans Wakt, when Mr. Eastman had suggested to Joyce that the de- 
mands made on the reader were too heavy and that he perhaps ought to provide a 
key: 'The demand that I make of my reader is that he should devote his whole life 
to reading my works/ It is in any case probably true that they will last you a 
whole lifetime. 



THE DREAM OF H. C. EARWICKER 167 

have to do with the kind of feelings which people 
themselves conceal and which it takes courage in the 
artist to handle. And the more daring Joyce's sub- 
jects become, the more he tends to swathe them about 
with the fancywork of his literary virtuosity. It is 
as if it were not merely Earwicker who was frightened 
by the state of his emotions but as if Joyce were em- 
barrassed, too. 

Yet, with all this, Finnegans Wake has achieved 
certain amazing successes. Joyce has caught the psy- 
chology of sleep as no one else has ever caught it, lay- 
ing hold on states of mind which it is difficult for the 
waking intellect to re-create, and distinguishing with 
marvelous delicacy between the different levels of 
dormant consciousness. There are the relative vivid- 
ness of events reflected from the day before; the night- 
mare viscidity and stammering of the heavy slumbers 
of midnight; the buoyance and self-assertive vitality 
which gradually emerge from this; the half- waking of 
the early morning, which lapses back into the rig- 
maroles of dreams; the awareness, later, of the light 
outside, with its effect as of the curtain of the eyelids 
standing between the mind and the day. Through all 
this, the falling of twilight, the striking of the hours 
by the clock, the morning fog and its clearing, the 
bell for early mass, and the rising sun at the window, 
make themselves felt by the sleeper. With what bril- 
liance they are rendered by Joyce! And the voices that 
echo in Earwicker 's dream the beings that seize 
upon him and speak through him: the Tree and the 



3-68 THE WOUND AND THB BOW 

River, the eloquence of Shaun, the mumbling and 
running-on of the Old Men; the flutter/ girl sweet- 
heart, the resigned elderly wife; the nagging and jeer- 
ing gibberish close to madness and recalling the 
apparition of Virag in the Walpurgisnacht scene of 
Ulysses, but here identified with the Devil which 
comes like an incubus with the darkness and through 
which the thickened voices of the Earwicker house- 
hold occasionally announce themselves startlingly: 
'Mawmaw, luk, your beeftay's fizzin* over* or 'Now 
a muss wash the little face/ Joyce has only to strike 
the rhythm and the timbre, and we know which of 
the spirits is with us. 

Some of the episodes seem to me wholly successful : 
the Anna Livia chapter, for example, and the end of 
Haveth Childers Everywhere, which has a splendor and a 
high-spirited movement of a kind not matched else- 
where in Joyce. The passage in a minor key which 
precedes this major crescendo and describes Earwicker's 
real habitations ' most respectable . . . thoroughly 
respectable . . . partly respectable/ and so forth is a 
masterpiece of humorous sordidity (especially ' copi- 
ous holes emitting mice*); and so is the inventory 
on pages 183-184 of all the useless and rubbishy 
objects in the house where Shem the Penman lives. 
The Ballad of Persse O'Reilly (jterct-oreillc, earwig) 
which blazons the shame of Earwicker is real 
dream literature and terribly funny; as is also the reve- 
lation pages 571-573 of the guilty and intricate 
sex relationships supposed to prevail in the Earwicker 
family, uad<8T the guise of one of those unintelligible 



THE DREAM OF H. C. EARWICKER 169 

summaries of a saint's legend or a Latin play. The 
waking-up chapter is charming in the passage page 
565 in which the mother comforts the restless boy 
and in the summing-up page 579 of the married 
life of the Earwickers; and it is touchingly and thrill- 
ingly effective in throwing back on all that has gone 
before the shy impoverished family pathos which it 
is Joyce's special destiny to express. 

Where he is least happy, I think, is in such episodes 
as the voyage, 311 ff., the football game, 373 ff., and 
the siege of Sebastopol, 338 ff. (all in the dense night- 
marish part of the book, which to me is, in general, 
the dullest). Joyce is best when he is idyllic, nostal- 
gic, or going insane in an introspective way; he is not 
good at energetic action. There is never any direct 
aggressive clash between the pairs of opponents in 
Joyce, and there is consequently no real violence (ex- 
cept Dedalus' smashing the chandelier in self-defense 
against the reproach of his dead mother). All that 
Joyce is able to do when he wants to represent a battle 
is to concoct an uncouth gush of language. In general 
one feels, also, in Finmgans Wake the narrow limita- 
tions of Joyce's interests. He has tried to make it uni- 
versal by having Earwicker take part in his dream in 
as many human activities as possible: but Joyce him- 
self has not the key either to politics, to sport or to 
fighting. The departments of activity that come out 
best arc such quiet ones as teaching and preaching. 

The finest thing in the book, and one of the finest 
things Joyce has done, is the passage at the end where 
Maggie, the wife, is for the first time allowed to speak 



THE WOUND AND THE BOW 

with her full and mature voice. I have noted that 
Joyce's fiction usually deals with the tacit readjust- 
ment in the relationships between members of a fam- 
ily, the almost imperceptible moment which marks 
the beginning of a phase. In Finnegans Wake, the 
turning-point fixed is the moment when the husband 
and wife know definitely they will wake up know- 
ing it that their own creative sexual partnership is 
over. That current no longer holds them polarized 
as man and woman toward one another; a new 
polarization takes place: the father is pulled back 
toward the children. 'Illas! I wisht I had better 
glances,' he thinks he hears Maggie saying page 
616 'to peer to you through this baylight's grow- 
ing. But you're changing, acoolsha, you're changing 
from me, I can feel. Or is it me is? I'm getting mixed. 
Brightening up and tightening down. Yes, you're 
changing, sonhusband, and you're turning, I can feel 
you, for a daughterwife from the hills again. Im- 
lamaya. And she is coming. Swimming in my hind- 
moist. Divel taking on me tail. Just a whisk brisk sly 
spry spink spank sprint of a thing theresomere, saul- 
tering. Saltarella come to her own. I pity your old- 
self I was used to. Now a younger's there.' It is the 
' young thin pale soft shy slim slip of a thing, saunter- 
ing by silvamoonlake' (page xox in the Anna Li via 
Plurabelle section) that she herself used to be, who 
now seems to her awkward and pert; and the wife her- 
self is now the lower river running into the sea. The 
water |s wider here; the pace of the stream is calmer: 
broad day of experience has opened. 'I thought 



THE DREAM OF H. C. EARWICKER 171 

you were all glittering with the noblest of carriage. 
You're only a bumpkin. I thought you the great in all 
things, in guilt and in glory. You're but a puny. 
Home!' She sees him clearly now: he is neither Sir 
Tristram nor Lucifer; and he is done with her and she 
with him. Tm loothing them that's here and all I 
lothe. Loonely in me loneness. For all their faults. I 
am passing out. O bitter ending ! I'll slip away before 
they're up. They'll never see me. Nor know. Nor 
miss me. And it's old and old it's sad and old it's sad 
and weary I go back to you, my cold father, my cold 
mad father, my cold mad feary father.' . . . The help- 
less and heartbreaking voices of the Earwicker chil- 
dren recur: 'Carry me along, taddy, like you done 
through the toy fair' for now she is herself the 
child entrusting herself to the sea, flowing out into 
the daylight that is to be her annihilation . . . ' a way 
a lone a last a loved a long the' . . . 

The Viconian cycle of existence has come full circle 
again. The unfinished sentence which ends the book 
is to find its continuation in the sentence without a 
beginning with which it opens. The river which runs 
into the sea must commence as a cloud again; the wo- 
man must give up life to the child. The Earwickcrs 
will wake to another day, but the night has made 
them older: the very release of the daylight brings a 
weariness that looks back to life's source. 

In these wonderful closing pages, Joyce has put over 
all he means with poetry of an originality, a purity and 
an emotional power, such as to raise Finnegans Wake, 
for all its excesses, to the rank of a great work of liter- 
ature. 



PMoctetes: Tlte Wound 
and the Bow 



PhilocMss of Sophocles is far from being 
his most popular play. The myth itself has not been 
one of those which have excited the modern imagina- 
tion. The idea of Philoctetcs' long illness and his 
banishment to the bleak island is dreary or distasteful 
to the young, who like to identify themselves with 
men of action with Heracles or Perseus or Achilles; 
and for adults the story told by Sophocles fails to set 
off such emotional charges as arc liberated by the 
crimes of the Atreidai and the tragedies of the siege of 
Troy. Whatever may have been dashing in the legend 
has been lost with the other plays and poems that dealt 
with it. Philoctetes is hardly mentioned in Homer; 
and we have only an incomplete account of the plays 
by Aeschylus and Euripides, which hinged on a criti- 
cal moment of the campaign of the Greeks at Troy 
and which seem to have exploited the emotions of 
Greek patriotism. We have only a few scattered lines 



PHILOCTETBS: THE WOUND AND THE BOW 173 

and phrases from that other play by Sophocles on the 
subject, the Philoctetes at Troy, in which the humili- 
ated hero was presumably to be cured of his ulcer and 
to proceed to his victory over Paris. 

There survives only this one curious drama which 
presents Philoctetes in exile a drama which does 
not supply us at all with what we ordinarily expect of 
Greek tragedy, since it culminates in no catastrophe, 
and which indeed resembles rather our modern idea 
of a comedy (though the record of the lost plays of 
Sophocles show that there must have been others like 
it). Its interest depends almost as much on the latent 
interplay of character, on a gradual psychological con- 
flict, as that of Le Misanthrope. And it assigns itself, 
also, to a category even more special and less generally 
appealing through the fact (though this, again, was 
a feature not uncommon with Sophocles) that the 
conflict is not even allowed to take place between a 
man and a woman. Nor does it even put before us the 
spectacle which may be made exceedingly thrilling 

of the individual in conflict with his social group, 
which we get in such plays devoid of feminine interest 
as Coriolanus and An Enemy of the People. Nor is the 
conflict even a dual one, as most dramatic conflicts arc 

so that our emotions seesaw up and down between 
two opposed persons or groups: though Philoctetes 
and Odysseus struggle for the loyalty of Neoptolemus, 
he himself emerges more and more distinctly as repre- 
senting an independent point of view, so that the 
contrast becomes a triple affair which makes more 
complicated demands on our sympathies. 



174 THB WOUND AND THE BOW 

A French dramatist of the seventeenth century, 
Chatcaubrun, found the subject so inconceivable that, 
in trying to concoct an adaptation which would be 
acceptable to the taste of his time, he provided Philoc- 
tctcs with a daughter named Sophie with whom Neop- 
tolemus was to fall in love and thus bring the drama 
back to the reliable and eternal formula of Romeo 
and Juliet and the organizer who loves the factory- 
owner's daughter. And if we look for the imprint of 
the play on literature since the Renaissance, we shall 
find a very meager record: a chapter of Fenelon's Tile- 
machc, a discussion in Lessing's Laocoon, a sonnet of 
Wordsworth's, a little play by Andre Gide, an adapta- 
tion by John Jay Chapman this is all, so far as I 
know, that has any claim to interest. 

And yet the play itself is most interesting, as some 
of these writers have felt; and it is certainly one of 
Sophocles' masterpieces. If we come upon it in the 
course of reading him, without having heard it praised, 
we arc surprised to be so charmed, so moved to find 
ourselves in the presence of something that is so much 
less crude in its subtlety than either a three-cornered 
modern comedy like Candida or La Parisicnnc or an 
underplayed affair of male loyalty in a story by Ernest 
Hemingway, to both of which it has some similarity. 
It is as if having the three men on the lonely island 
has enabled the highly sophisticated Sophocles to get 
further away from the framework of the old myths on 
which he has to depend and whose barbarities, anom- 
alies and absurdities, tactfully and realistically though 



PHILOCTETES: THB WOUND AND THE 3OW 175 

he handles them, seem sometimes almost as much out 
of place as they would in a dialogue by Plato. The 
people of the Philoctetes seem to us more familiar than 
they do in most of the other Greek tragedies; 1 and 
they take on for us a more intimate meaning. Philoc- 
tetes remains in our mind, and his incurable wound 
and his invincible bow recur to us with a special in- 
sistence. But what is it they mean? How is it possible 
for Sophocles to make us accept them so naturally? 
Why do we enter with scarcely a stumble into the 
situation of people who are preoccupied with a snake- 
bite that lasts forever and a weapon that cannot fail? 

Let us first take account of the peculiar twist which 
Sophocles seems to have given the legend, as it had 
come to him from the old epics and the dramatists 
who had used it before him. 

The main outline of the story ran as follows: The 
demigod Heracles had been given by Apollo a bow 
that never missed its mark. When, poisoned by De- 
ianeira's robe, he had had himself burned on Mount 
Oeta, he had persuaded Philoctetes to light the pyre 
and had rewarded him by bequeathing to him this 
weapon. Philoctetes had thus been formidably 
equipped when he had later set forth against Troy 
with Agamemnon and Menelaus. But on the way they 
had to stop off at the tiny island of Chryse to sacrifice 
to the local deity. Philoctetes approached the shrine 
first, and he was bitten in the foot by a snake. The 

1 ' Apropos of the rare occasions when the ancients seem just like u$, it always has 
seemed to me that a wonderful example was the repentance of the lad in the (Pkiloc- 
Mttf) play of Sophocles over his deceit, and the restoration of the bow.' Mr. 
Justice Holmes to Sir Frederick Pollock, October x, 1911. 



176 THE WOUND AND THE BOW 

infection became peculiarly virulent; and the groans 
of Philoctetes made it impossible to perform the sacri- 
fice, which would be spoiled by ill-omened sounds; the 
bite began to suppurate with so horrible a smell that 
his companions could not bear to have him near them. 
They removed him to Lemnos, a neighboring island 
which was much larger than Chrysi and inhabited, 
and sailed away to Troy without him. 

Philoctetes remained there ten years. The mysteri- 
ous wound never healed. In the meantime, the 
Greeks, hard put to it at Troy after the deaths of 
Achilles and Ajax and baffled by the confession of their 
soothsayer that he was unable to advise them further, 
had kidnaped the soothsayer of the Trojans and had 
forced him to reveal to them that they could never 
win till they had sent for Neoptolemus, the son of 
Achilles, and given him his father's armor, and till 
they had brought Philoctetes and his bow. 

Both these things were done. Philoctetes was 
healed at Troy by the son of the physician Asclepius; 
and he fought Paris in single combat and killed him. 
Philoctetes and Neoptolemus became the heroes of the 
taking of Troy. 

Both Aeschylus and Euripides wrote plays on this 
subject long before Sophocles did; and we know some- 
thing about them from a comparison of the treatments 
by the three different dramatists which was written by 
Dion Chrysostom, a rhetorician of the first century 
A.D. Both these versions would seem to have been 
mainly concerned with the relation of Philoctetes to 
the success of the Greek campaign. All three of the 



PHILOCTETES: THB WOUND AND THB BOW 'LJJ 

plays dealt with the same episode: the visit of Odys- 
seus to Lemnos for the purpose of getting the bow; and 
all represented Odysseus as particularly hateful to 
Philoctetes (because he had been one of those responsi- 
ble for abandoning him on the island), and obliged to 
resort to cunning. But the emphasis of Sophocles' 
treatment appears fundamentally to have differed from 
that of the other two. In the drama of Aeschylus, we 
are told, Odysseus was not recognized by Philoctetes, 
and he seems simply to have stolen the bow. In 
Euripides, he was disguised by Athena in the likeness 
of another person, and he pretended that he had been 
wronged by the Greeks as Philoctetes had been. He 
had to compete with a delegation of Trojans, who had 
been sent to get the bow for their side and who arrived 
at the same time as he; and we do not know precisely 
what happened. But Dion Chrysostom regarded the 
play as ' a masterpiece of declamation' and ' a model of 
ingenious debate, 1 and Jebb thinks it probable that 
Odysseus won the contest by an appeal to Philoctetes ' 
patriotism. Since Odysseus was pretending to have 
been wronged by the Greeks, he could point to his own 
behavior in suppressing his personal resentments in 
the interests of saving Greek honor. The moral theme 
thus established by Aeschylus and Euripides both 
would have been simply, like the theme of the wrath 
of Achilles, the conflict between the passions of an in- 
dividual in this case, an individual suffering from 
a genuine wrong and the demands of duty to a 
common cause. 
This conflict appears also in Sophocles; but it takes 



178 THE WOUND AND THE BOW 

on a peculiar aspect. Sophocles, in the plays of his we 
have, shows himself particularly successful with 
people whose natures have been poisoned by narrow 
fanatical hatreds. Even allowing for the tendency of 
Greek heroes, in legend and history both, to fly into 
rather childish rages, we still feel on Sophocles' part 
some sort of special point of view, some sort of special 
sympathy, for these cases. Such people Electra and 
the embittered old Oedipus suffer as much as they 
hate: it is because they suffer they hate. They horrify, 
but they waken pity. Philoctetes is such another: a 
man obsessed by a grievance, which in his case he is to 
be kept from forgetting by an agonizing physical ail- 
ment; and for Sophocles his pain and hatred have a 
dignity and an interest. Just as it is by no means plain 
to Sophocles that in the affair of Antigone versus Cleon 
it is the official point of view of Cleon, representing the 
interests of his victorious faction, which should have 
the last word against Antigone, infuriated by a per- 
sonal wrong; so it is by no means plain to him that the 
morality of Odysseus, who is lying and stealing for the 
fatherland, necessarily deserves to prevail over the 
animus of the stricken Philoctetes. 

The contribution of Sophocles to the story is a third 
person who will sympathize with Philoctetes. This 
new character is Neoptolemus, the young son of 
Achilles, who, along with Philoctetes, is indispensa- 
ble to the victory of the Greeks and who has just been 
summoned to Troy. Odysseus is made to bring him to 
Lemnos for the purpose of deceiving Philoctetes and 
shanghai-ing him aboard the ship. 



PHILOCTETES: THE WOUND AND THE BOW 179 

The play opens with a scale between Odysseus and 
the boy, in which the former explains the purpose of 
their trip. Odysseus will remain in hiding in order 
not to be recognized by Philoctetes, and Ncoptolcmus 
will go up to the cave in which Philoctetes lives and 
win his confidence by pretending that the Greeks have 
robbed him of his father's armor, so that he, too, has 
a grievance against them. The youth in his innocence 
and candor objects when he is told what his r61e is to 
be, but Odysseus persuades him by reminding him 
that they can only take Troy through his obedience 
and that once they have taken Troy, he will be glori- 
fied for his bravery and wisdom. * As soon as we have 
won, 1 Odysseus assures him, 'we shall conduct our- 
selves with perfect honesty. But for one short day of 
dishonesty, allow me to direct you what to do and 
then forever after you will be known as the most 
righteous of men. 1 The line of argument adopted by 
Odysseus is one with which the politics of our time 
have made us very familiar. ' Isn't it base, then, to tell 
falsehoods?' Neoptolemus asks. 'Not,' Odysseus re- 
plies, 'when a falsehood will bring our salvation.' 

Neoptolemus goes to talk to Philoctetes. He finds 
him in the wretched cave described by Sophocles 
with characteristic realism : the bed of leaves, the crude 
wooden bowl, the filthy bandages drying in the sun 
where he has been living in rags for ten years, limping 
out from time to time to shoot wild birds or to get 
himself wood and water. The boy hears the harrow- 
ing story of Philoctetes' desertion by the Greeks and 
listens to his indignation. The ruined captain begs 



X8o THB WOUND AND THE BOW 

Ncoptolcmus to take him back to his native land, and 
the young man pretends to consent. (Here and else- 
where I am telescoping the scenes and simplifying a 
more complex development.) But just as they arc leav- 
ing for the ship, the ulcer on Philoctetes' foot sets up 
an ominous throbbing in preparation for one of its 
periodical burstings: 'She returns from time to time/ 
says the invalid, ' as if she were sated with her wander- 
ings.' In a moment he is stretched on the ground, 
writhing in abject anguish and begging the young man 
to cut off his foot. He gives Neoptolemus the bow, 
telling him to take care of it till the seizure is over. 
A second spasm, worse than the first, reduces him to 
imploring the boy to throw him into the crater of the 
Lcmnian volcano: so he himself, he says, had lit the 
fire which consumed the tormented Heracles and had 
got in return these arms, which he is now handing on 
to Neoptolemus. The pain abates a little; 'It comes 
and goes/ says Philoctetes; and he entreats the young 
man not to leave him. 'Don't worry about that. 
We'll stay. ' ' I shan't even make you swear it, my son. ' 
' It would not be right to leave you' (it would not be 
right, of course, even from the Greeks' point of view). 
They shake hands on it. A third paroxysm twists the 
cripple; now he asks Neoptolemus to carry him to the 
cave, but shrinks from his grasp and struggles. At 
last the abscess bursts, the dark blood begins to flow. 
Philoctetes, faint and sweating, falls asleep. 

The sailors who have come with Neoptolemus urge 
him to make off with the bow. ' No/ the young man 
replies. ' He cannot hear us; but I am sure that it will 



PHILOCTETES: THE WOUND AND THE BOW l8l 

not be enough for us to recapture the bow without 
him. It is he who is to have the glory it was he the 
god told us to bring/ 

While they are arguing, Philoctetes awakes and 
thanks the young man with emotion: 'Agamemnon 
and Menelaus were not so patient and loyal. ' But now 
they must get him to the ship, and the boy will have 
to see him undeceived and endure his bitter re- 
proaches. ' The men will carry you down, ' says Neop- 
tolemus. 'Don't trouble them: just help me up/ 
Philoctetes replies. ' It would be too disagreeable for 
them to take me all the way to the ship/ The smell of 
the suppuration has been sickening. The young man 
begins to hesitate. The other sees that he is in doubt 
about something: 'You're not so overcome with dis- 
gust at my disease that you don't think you can have 
me on the ship with you?' 

otf 5iJ <r dvaxtyeia TOV 



The answer is one of the most effective of those swift 
and brief speeches of Sophocles which for the first time 
make a situation explicit (my attempts to render this 
dialogue colloquially do no justice to the feeling and 
point of the verse): 

iiravTCt dvffxtpeia, T?)J> ottirov <pti<nv 
&TCO> \iTf6iv rts Spq. rd M Trpocreudra. 

4 Everything becomes disgusting when you are false to 

your own nature and behave in an unbecoming way/ 

He confesses his real intentions; and a painful scene 

occurs. Philoctetes denounces the boy in terms that 



THE WOUND AND THE BOW 

would be appropriate for Odysseus; he sees himself 
robbed of his bow and left to starve on the island. The 
young man is deeply worried: 'Why did I ever leave 
Scyros?' he asks himself. * Comrades, what shall I do?' 

At this moment, Odysseus, who has been listening, 
pops out from his hiding place. With a lash of abuse at 
Neoptolemus, he orders him to hand over the arms. 
The young man's spirit flares up: when Odysseus in- 
vokes the will of Zeus, he tells him that he is degrad- 
ing the gods by lending them his own lies. Philoctetes 
turns on Odysseus with an invective which cannot fail 
to impress the generous Neoptolemus: Why have they 
come for him now? he demands. Is he not still just as 
ill-omened and loathsome as he had been when they 
made him an outcast? They have only come back to 
get him because the gods have told them they must. 

The young man now defies his mentor and takes his 
stand with Philoctetes. Odysseus threatens him: if he 
persists, he will have the whole Greek army against 
him, and they will see to it that he is punished for his 
treason. Neoptolemus declares his intention of taking 
Philoctetes home; he gives him back his bow. Odys- 
seus tries to intervene; but Philoctetes has got the bow 
and aims an arrow at him. Neoptolemus seizes his 
hand and restrains him. Odysseus, always prudent, 
beats a quiet retreat. 

Now the boy tries to persuade the angry man that 
he should, nevertheless, rescue the Greeks. 'I have 
proved my good faith,' says Neoptolemus; ' you know 
that I am not going to coerce you. Why be so wrong- 
headed? When the gods afflict us, we are obliged to 



PHILOCTBTES: THE WOUND AND THE BOW 183 

bear our misfortunes; but must people pity a man who 
suffers through his own choice. The snake that bit 
you was an agent of the gods, it was the guardian of 
the goddess's shrine, and I swear to you by Zeus that 
the sons of Asclepius will cure you if you let us take 
you to Troy.' Philoctetes is incredulous, refuses. 
'Since you gave ,me your word/ he says, 'take me 
home again/ 'The Greeks will attack me and ruin 
me.' Til defend you.' 'How can you?' 'With my 
bow.' Neoptolemus is forced to consent. 

But now Heracles suddenly appears from the skies 
and declares to Philoctetes that what the young man 
says is true, and that it is right for him to go to Troy. 
He and the son of Achilles shall stand together like 
lions and shall gloriously carry the day. The deus ex 
machina here may of course figure a change of heart 
which has taken place in Philoctetes as the result of 
his having found a man who recognizes the wrong that 
has been done him and who is willing to champion his 
cause in defiance of all the Greek forces. His patron, 
the chivalrous Heracles, who had himself performed so 
many generous exploits, asserts his influence over his 
heir. The long hatred is finally exorcised. 

In a fine lyric utterance which ends the play, Philoc- 
tetes says farewell to the cavern, where he has lain 
through so many nights listening to the deep-voiced 
waves as they crashed against the headland, and 
wetted by the rain and the spray blown in by the win- 
ter gales. A favorable wind has sprung up; and he 
sails away to Troy. 



184 THE WOUND AND THB BOW 

It is possible to guess at several motivations behind 
the writing of the Philoctctcs. The play was produced 
in 409, when if the tradition of his longevity be 
true Sophocles would have been eighty-seven; and 
it is supposed to have been followed by the Oedipus 
Coloneus, which is assigned to 405 or 406. The latter 
deals directly with old age; but it would appear that 
the Philoctetes anticipates this theme in another form. 
Philoctetes, like the outlawed Oedipus, is impover- 
ished, humbled, abandoned by his people, exacerbated 
by hardship and chagrin. He is accursed : Philoctetes' 
ulcer is an equivalent for the abhorrent sins of Oedipus, 
parricide and incest together, which have made of the 
ruler a pariah. And yet somehow both are sacred per- 
sons who have acquired superhuman powers, and who 
arc destined to be purged of their guilt. One passage 
from the earlier play is even strikingly repeated in the 
later. The conception of the wave-beaten promontory 
and the sick man lying in his cave assailed by the 
wind and rain turns up in the Oedipus Coloneus (Colo- 
ncus was Sophocles' native deme) with a figurative 
moral value. So the ills of old age assail Oedipus. 
Here are the lines, in A. E. Housman's translation: 

This man, as me, even so, 
Have the evil days overtaken; 
And like as a cape sea-shaken 
With tempest at earth's last verges 
And shock of all winds that blow, 
His head the seas of woe, 
The thunders of awful surges 
Ruining overflow; 



PHILOCTETES: THB WOUND AND THB BOW 185 

Blown from the fall of even, 
Blown from the dayspring forth, 

Blown from the noon in heaven, 
Blown from night and the North. 

But Oedipus has endured as Philoctetes has endured 
in the teeth of all the cold and the darkness, the 
screaming winds and the bellowing breakers: the 
blind old man is here in his own person the headland 
that stands against the storm. 

We may remember a widely current story about the 
creator of these two figures. It is said that one of 
Sophocles' sons brought him into court in his ad- 
vanced old age on the complaint that he was no longer 
competent to manage his property. The old poet is 
supposed to have recited a passage from the play 
which he had been writing: the chorus in praise of 
Coloneus, with its clear song of nightingales, its wine- 
dark ivy, its crocus glowing golden and its narcissus 
moist with dew, where the stainless stream of the 
Cephisus wanders through the broad-swelling plain 
and where the gray-leaved olive grows of itself be- 
neath the gaze of the gray-eyed Athena shining 
Colonus, breeder of horses and of oarsmen whom the 
Nereids lead. The scene had been represented on the 
stage and Sophocles had been made to declare: ' If I am 
Sophocles, I am not mentally incapable; if I am men- 
tally incapable, I am not Sophocles/ In any case, the 
story was that the tribunal, composed of his fellow 
clansmen, applauded and acquitted the poet and 
censored the litigating son. The ruined and humili- 
ated heroes of Sophocles' later plays are still persons 



l86 THE WOUND AND THE BOW 

of mysterious virtue, whom their fellows are forced to 
respect. 

There is also a possibility, even a strong probability, 
that Sophocles intended Philoctetcs to be identified 
with Alcibiades. This brilliant and unique individual, 
one of the great military leaders of the Athenians, had 
been accused by political opponents of damaging the 
sacred statues of Hermes and burlesquing the Eleusin- 
ian mysteries, and had been summoned to stand trial 
at Athens while he was away on his campaign against 
Sicily. He had at once gone over to the Spartans, 
commencing that insolent career of shifting alle- 
giances which ended with his returning to the Athe- 
nian side. At a moment of extreme danger, he had 
taken over a part of the Athenian fleet and had de- 
feated the Spartans in two sensational battles in 411 
and 410, thus sweeping them out of the Eastern 
Aegean and enabling the Athenians to dominate the 
Hellespont. The Philoctetes was produced in 409, when 
the Athenians already wanted him back and were 
ready to cancel the charges against him and to restore 
him to citizenship. Alcibiades was a startling exam- 
ple of a bad character who was indispensable. Plu- 
tarch says that Aristophanes well describes the Athe- 
nian feeling about Alcibiades when he writes: 'They 
miss him and hate him and long to have him back/ 
And the malady of Philoctetes may have figured his 
moral defects: the unruly and unscrupulous nature 
which, even though he seems to have been innocent 
of the charges brought against him, had given them a 
certain plausibility. It must have looked to the Athe- 



PHILOCTETES: THB WOUND AND THE BOW 187 

mans, too, after the victories of Abydos and Cyzicus, 
as if he possessed an invincible bow. Plutarch says 
that the men who had served under him at the taking 
of Cyzicus did actually come to regard themselves as 
undefeatable and refused to share quarters with other 
soldiers who had fought in less successful engage- 
ments. 

Yet behind both the picture of old age and the line 
in regard to Alcibiadcs, one feels in the Philoctetes a 
more general and fundamental idea: the conception of 
superior strength as inseparable from disability. 

For the superiority of Philoctetes does not reside 
merely in the enchanted bow. When Lessing replied 
to Winckclmann, who had referred to Sophocles' 
cripple as if he were an example of the conventional 
idea of impassive classical fortitude, he pointed out 
that, far from exemplifying impassivity, Philoctetes 
becomes completely demoralized every time he has one 
of his seizures, and yet that this only heightens our 
admiration for the pride which prevents him from 
escaping at the expense of helping those who have 
deserted him. 'We despise/ say the objectors, 'any 
man from whom bodily pain extorts a shriek. Ay, but 
not always; not for the first time, nor if we see that the 
sufferer strains every nerve to stifle the expression of 
his pain; not if we know him otherwise to be a man of 
firmness; still less if we witness evidences of his firm- 
ness in the very midst of his sufferings, and observe 
that, although pain may have extorted a shriek, it has 
extorted nothing else from him, but that on the con- 



188 THE WOUND AND THE BOW 

trary he submits to the prolongation of his pain rather 
than renounce one iota of his resolutions, even where 
such a concession would promise him the termination 
of his misery.' 

For Andr6 Gide, in his Philocrttc, the obstinacy of 
the invalid hermit takes on a character almost mysti- 
cal. By persisting in his bleak and lonely life, the 
Philoctetes of Gide wins the love of a more childlike 
Neoptolemus and even compels the respect of a less 
hard-boiled Odysseus. He is practicing a kind of 
virtue superior not only to the virtue of the latter, 
with his code of obedience to the demands of the 
group, but also to that of the former, who forgets his 
patriotic obligations for those of a personal attach- 
ment. There is something above the gods, says the 
Philoctetes of Gide; and it is virtue to devote oneself 
to this. But what is it? asks Neoptolemus. I do not 
know, he answers; oneself! The misfortune of his 
exile on the island has enabled him to perfect himself: 
'I have learned to express myself better,' he tells 
them, 'now that I am no longer with men. Between 
hunting and sleeping, I occupy myself with thinking. 
My ideas, since I have been alone so that nothing, not 
even suffering, disturbs them, have taken a subtle 
course which sometimes I can hardly follow. I have 
come to know more of the secrets of life than my 
masters had ever revealed to me. And I took to telling 
the story of my sufferings, and if the phrase was very 
beautiful, I was by so much consoled; I even some- 
times forgot my sadness by uttering it. I came to 
understand that words inevitably become more beauti- 



PHILOCTETES: THB WOUND AND THE BOW 189 

ful from the moment they aire no longer put together 

in response to the demands of others ' The Phil- 

octetes of Gide is, in fact, a literary man: at once a 
moralist and an artist, whose genius becomes purer 
and deeper in ratio to his isolation and outlawry. 
In the end, he lets the intruders steal the bow after 
satisfying himself that Neoptolemus can handle it, and 
subsides into a blissful tranquillity, much relieved 
that there is no longer any reason for people to seek 
him out. 

With Gide we come close to a further implication, 
which even Gide does not fully develop but which 
must occur to the modem reader: the idea that genius 
and disease, like strength and mutilation, may be in- 
extricably bound up together. It is significant that the 
only two writers of our time who have especially in- 
terested themselves in Philoctetes Andre Gide and 
John Jay Chapman should both be persons who 
have not only, like the hero of the play, stood at an 
angle to the morality of society and defended their 
position with stubbornness, but who have suffered 
from psychological disorders which have made them, 
in Gide's case, ill-regarded by his fellows; in Chap- 
man's case, excessively difficult. Nor is it perhaps 
accidental that Charles Lamb, with his experience of 
his sister's insanity, should in his essay on The Conva- 
lescent choose the figure of Philoctetes as a symbol for 
his own 'nervous fever/ 

And we must even, I believe, grant Sophocles some 
special insight into morbid psychology. The tragic 
themes of all three of the great dramatists the 



THE WOUND AND THE BOW 

madnesses, the murders and the incests may seem 
to us sufficiently morbid. The hero with an incurable 
wound was even a stock subject of myth not confined 
to the Philoctctes legend: there was also the story of 
Telephus, also wounded and also indispensable, about 
which both Sophocles and Euripides wrote plays. 
But there is a difference between the treatment that 
Sophocles gives to these conventional epic subjects and 
the treatments of the other writers. Aeschylus is more 
religious and philosophical; Euripides more romantic 
and sentimental. Sophocles by comparison is clinical. 
Arthur Platt, who had a special interest in the sci- 
entific aspect of the classics, says that Sophocles was 
scrupulously up-to-date in the physical science of his 
time. He was himself closely associated by tradition 
with the cult of the healer Asclcpius, whose son is to 
cure Philoctetes: Lucian had read a poem which he 
had dedicated to the doctor-god; and Plutarch reports 
that Asclepius was supposed to have visited his 
hearth. He is said also to have been actually a priest 
of another of the medical cults, Platt speaks particu- 
larly of his medical knowledge which is illustrated 
by the naturalism and precision of his description of 
Philoctetes' infected bite. 

But there is also in Sophocles a cool observation of 
the behavior of psychological derangements. The 
madness of Ajax is a genuine madness, from which he 
recovers to be horrified at the realization of what he 
has done. And it was not without good reason that 
Freud laid Sophocles under contribution for the nam- 
ing of the Oedipus complex since Sophocles had 



PHILOCTETES: THB WOUND AND THE BOW 

not only dramatized the myth that dwelt with the 
violation of the incest taboo, but had exhibited the 
suppressed impulse behind it in the speech in which he 
makes Jocasta attempt to reassure Oedipus by remind- 
ing him that it was not uncommon for men to dream 
about sleeping with their mothers 'and he who 
thinks nothing of this gets through his life most 
easily/ Those who do not get through life so easily 
are presented by Sophocles with a very firm grasp on 
the springs of their abnormal conduct. Elcctra is what 
we should call nowadays schizophrenic: the woman 
who weeps over the urn which is supposed to contain 
her brother's ashes is not ' integrated/ as we say, with 
the fury who prepares her mother's murder. And 
certainly the fanaticism of Antigone 'fixated,' 
like Electra, on her brother is intended to be ab- 
normal, too. The banishment by Jebb from Sophocles' 
text of the passage in which Antigone explains the 
unique importance of a brother and his juggling of the 
dialogue in the scene in which she betrays her indif- 
ference to the feelings of the man she is supposed to 
marry are certainly among the curiosities of Victorian 
scholarship though he was taking his cue from the 
complaint of Goethe that Antigone had been shown 
by Sophocles as acting from trivial motives and Goe- 
the's hope that her speech about her brother might 
some day be shown to be spurious. Aristotle had cited 
this speech of Antigone's as an outstanding example of 
the principle that if anything peculiar occurs in a play 
the cause must be shown by the dramatist. It was 
admitted by Jcbb that his rewriting of these passages 



THE WOUND AND THE BOW 

had no real textual justification; and in one case he 
violates glaringly the convention of the one-line dia- 
logue. To accept his emendation would involve the 
assumption that Aristotle did not know what the 
original text had been and was incapable of criticizing 
the corrupted version. No: Antigone forgets her 
fianc and kills herself for her brother. Her timid 
sister (like Electra's timid sister) represents the nor- 
mal feminine point of view. Antigone's point of view 
is peculiar, as Aristotle says. (The real motivation of 
the Antigone has been retraced with unmistakable 
accuracy by Professor Walter R. Agard in Classical 
Philology of July, 1937-) 

These insane or obsessed people of Sophocles all dis- 
play a perverse kind of nobility. I have spoken of the 
authority of expiation which emanates from the 
blasted Oedipus. Even the virulence of Electra's re- 
venge conditions the intensity of her tenderness for 
Orestes. And so the maniacal fury which makes Ajax 
run amok, the frenzy of Heracles in the Nessus robe, 
terribly though they transform their victims, can 
never destroy their virtue of heroes. The poor dis- 
graced Ajax will receive his due of honor after his sui- 
cide and will come to stand higher in our sympathies 
than Menelaus and Agamemnon, those obtuse and 
brutal captains, who here as in the Philoctetes are obvi- 
ously no favorites of 'Sophocles'. Heracles in his final 
moments bids his spirit curb his lips with steel to keep 
him from crying out, and carry him through his self- 
destructive duty as a thing that is to be desired. 

Some of these maladies are physical in origin, others 



PHILOCTBTBS: THE WOUND AND THB BOW 193 

are psychological; but they link themselves with one 
another. The case of Ajax connects psychological dis- 
order as we get it in Elcctra, for example, with the 
access of pain and rage that causes Heracles to kill the 
herald Lichas; the case of Heracles connects a poison- 
ing that produces a murderous fury with an infection 
that, though it distorts the personality, does not actu- 
ally render the victim demented: the wound of Philoc- 
tetes, whose agony comes in spasms like that of Her- 
acles. All these cases seem intimately related. 

It has been the misfortune of Sophocles to figure in 
academic tradition as the model of those qualities of 
coolness and restraint which that tradition regards as 
classical. Those who have never read him remem- 
bering the familiar statue are likely to conceive 
something hollow and marmoreal. Actually, as C. M. 
Bowra says, Sophocles is 'passionate and profound/ 
Almost everything that we are told about him by the 
tradition of the ancient world suggests equanimity 
and amiability and the enjoyment of unusual good 
fortune. But there is one important exception: the 
anecdote in Plato's Republic in which Sophocles is re- 
presented as saying that the release from amorous de- 
sire which had come to him in his old age had been 
like a liberation from an insane and cruel master. 
He has balance and logic, of course: those qualities 
that the classicists admire; but these qualities only 
count because they master so much savagery and mad- 
ness. Somewhere even in the fortunate Sophocles 
there had been a sick and raving Philoctetes. 

And now let us go back to the Pbiloctctcs as a parable 



2.94 THE WOUND AND THE BOW 

of human character. I should interpret the fable as 
follows. The victim of a malodorous disease which 
renders him abhorrent to society and periodically de- 
grades him and makes him helpless is also the master 
of a superhuman art which everybody has to respect 
and which the normal man finds he needs. A practical 
man like Odysseus, at the same time coarse-grained 
and clever, imagines that he can somehow get the 
bow without having Philoctietes on his hands or that 
he can kidnap Philoctetes the bowman without regard 
for Philoctetes the invalid. But the young son of 
Achilles knows better. It is at the moment when his 
sympathy for Philoctetes would naturally inhibit his 
cheating him so the supernatural influences in So- 
phocles are often made with infinite delicacy to shade 
into subjective motivations it is at this moment of 
his natural shrinking that it becomes clear to him that 
the words of the seer had meant that the bow would 
be useless without Philoctetes himself. It is in the 
nature of things of this world where the divine and 
the human fuse that they cannot have the irresisti- 
ble weapon without its loathsome owner, who upsets 
the processes of normal life by his curses and his cries, 
and who in any case refuses to work for men who have 
exiled him from their fellowship. 

It is quite right that Philoctetes should refuse to 
come to Troy. Yet it is also decreed that he shall be 
cured when he shall have been able to forget his 
grievance and to devote his divine gifts to the service 
of his own people. It is right that he should refuse to 
submit to the purposes of Odysseus, whose only idea is 



PHILOCTBTBS: THE WOUND AND THE BOW 195 

to exploit him. How then is the gulf to be got over 
between the ineffective plight of the bowman and his 
proper use of his bow, between his ignominy and his 
destined glory? Only by the intervention of one who 
is guileless enough and human enough to treat him, 
not as a monster, nor yet as a mere magical property 
which is wanted for accomplishing some end, but 
simply as another man, whose sufferings elicit his 
sympathy and whose courage and pride he admires. 
When this human relation has been realized, it seems 
at first that it is to have the consequence of frustrating 
the purpose of the expedition and ruining the Greek 
campaign. Instead of winning over the outlaw, 
Ncoptolemus has outlawed himself as well, at a time 
when both the boy and the cripple arc desperately 
needed by the Greeks. Yet in taking the risk to his 
cause which is involved in the recognition of his com- 
mon humanity with the sick man, in refusing to 
break his word, he dissolves Philoctetes' stubborn- 
ness, and thus cures him and sets him free, and saves 
the campaign as well.