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ReaB;-t:o  better;  T»ea3 
Jj  ij'e  -  Natufe-all  things. 


ANALYSIS    OF    THE    EVOLUTION 
OF    MUSICAL    FORM 


BY   THE   SAME  AUTHOR 

THE    RHYTHMIC    CONCEPTION 
OF    MUSIC 

Crown  8vo,  3s.  6d.  net 


LONGMANS,   GREEN   AND   CO. 

LONDON,  NEW  YORK,  BOMBAY,  AND  CALCUTTA 


ANALYSIS  OF 

THE  EVOLUTION  OF 

MUSICAL  FORM 


BY 

MARGARET   H.   GLYN 

AUTHOR   Ol-    "THE   RHYTHMIC   CONCEPTION   OF   MUSIC,"    ETC. 


LONGMANS,    GREEN    AND    CO. 

39    PATERNOSTER    ROW,    LONDON 

NEW  YORK,  BOMBAY,  AND  CALCUTTA 

1909 

All  rights  reserved 


t^^o7^ 


'U.oO 


I'd    <EM[usic 

One  art  thou,  Music,  Indivisible, 

A  voice  that  from  on  high  doth  visit  us, 

1  hat  Cometh  ever  singing  a  nenv  song. 

And  he  nvho  fain  ivoulcl  speak  his  thought  of  thee 

Falls  to  a  silent  tuonder  as  he  hears 

The  footstep  of  thy  coming  ;  yea,  and  ivheji 

Like  the  deep  sea  thy  tide  doth  leave  his  shore. 

The  silence  grotus  upon  thy  henlson. 

Through  soul  of  man  thou  ivllt  declare  thyself ! 

But  when  ive  cease  to  speak  thy  rhythmic  tongue 

We  are  like  children  stammering  of  thee 

Oh  Music,  nvho  art  greater  than  our  thoughts. 


PREFACE 

The  general  drift  of  this  theory  of  music  has  already 
been  indicated  in  "  The  Rhythmic  Conception  of 
Music."  The  object  of  the  present  volume  may  be 
briefly  stated  to  be  the  application  of  the  evolutionary 
principle  to  practical  music,  the  essential  motive  power 
of  which  is  to  be  found  in  rhythm.  By  this  means  it 
is  possible  to  produce  an  analysis  which,  as  promised 
in  the  former  volume,  "  shall  weld  all  the  various 
parts  of  musical  education  into  one  consistent  and 
logical  whole." 

The  theory  has  arisen  not  from  abstract  ideas,  but 
out  of  the  study  of  music.  It  is  not  so  much  a  theory 
about  music  as  an  endeavour  to  translate  into  the  terms 
of  the  intellect  the  form  of  the  impressions  made  upon 
the  musical  imagination — in  short,  to  hold  the  mirror 
up  to  Music.  It  is  hoped  that  those  who  have 
themselves  the  intuitive  knowledge  will  recognise  the 
likeness. 

The  following  up  of  rhythmic  principles  introduces 
the  new  proportions  of  a  wider  range  into  musical 
theory.  In  the  words  of  one  of  the  most  broadminded 
of  our  musicians,  the  late  Mr.  Alfred  Hipkins,  "  We 
must  forget  what  is  merely  European,  national,  or  con- 
ventional, and  submit  the  whole  of  the  phenomena  to 
a  philosophical  as  well  as  a  sympathetic  consideration, 


Vlll 


PREFACE 


such  as  in  this  (nineteenth)  century  is  conceded  to 
language,  but  has  not  yet  found  its  way  to  music." 

The  purpose  of  this  Analysis  could  not  be  better 
stated. 

The  work  is  arranged  under  two  main  headings, 
which  are  a  guide  to  its  contents  generally  rather  than 
exact  divisions  of  the  subject.  Necessarily  it  contains 
much  that  is  already  familiar  to  experienced  musicians. 
The  object  has  been  not  so  much  to  discover  new  facts, 
as  to  present  the  relations  of  those  already  known  in 
an  intelligible  order.  For  this  purpose  complete  de- 
finition of  technical  detail,  however  elementary,  is  indis- 
pensable ;  but  it  has  not  seemed  desirable  to  proceed 
by  precept  rather  than  by  argument  after  the  manner 
of  a  text-book.  Such  a  style  proves  impracticable 
where  first  principles  have  to  be  expounded  and  estab- 
lished, particularly  in  the  present  transitional  conditions 
of  musical  thought.  So  much  do  the  new  and  the  old 
now  mingle  together  that  controversial  matter,  though 
purposely  reduced  to  the  smallest  possible  limit,  cannot 
be  altogether  excluded.  Therefore  the  ordinary  text- 
book manner  would  convey  a  false  impression. 

There  is  also  a  deeper  reason.  Whatever  be  the 
style  of  its  expression,  art  should  surely  be  taught  as 
art,  and  not  as  pseudo-science.  We  deal  with  facts, 
not  as  an  end  in  themselves,  but  as  a  means  to  an  end. 
The  end  to  be  held  in  view  is  the  explanation  of  artistic 
technique  as  the  outward  form  of  human  expression, 
not  as  a  thing  to  be  pursued  for  its  own  sake. 

In  treating  the  musicians  for  whom  the  work  is 
intended    merely   as   wholesale    consumers   of    ordered 


PREFACE  ix 

facts,  this  end  would  have  been  defeated.  The  Analysis 
is  not  planned  to  act  as  a  mechanical  guide  to  music, 
nor  to  cram  students  for  examination.  It  will  make 
no  one  the  wiser  unless  assimilated  by  means  of 
thought.  It  aims  at  pointing  out  the  lines  upon  which 
analytical  study  may  profitably  proceed,  and  thus  at  incit- 
ing others  to  think  and  study  for  themselves.  It  is  by 
stimulating  the  exercise  of  the  reasoning  powers  upon 
musical  matters  hitherto  largely  ignored  or  taken  for 
granted  that  one  may  hope  to  hasten  the  artistic  revival 
in  music,  signs  of  which  are  already  beginning  to  appear. 

Many  of  us  are  no  longer  satisfied  with  the  methods 
of  our  fathers  ;  we  perceive  the  inadequacy  of  narrow 
musical  judgments  founded  solely  upon  technique  ;  we 
desire  to  become  artists  rather  than  well  -  informed 
mechanics ;  we  are  seeking  in  all  directions  for  an 
intelligible  basis  of  music  that  will  afford  foundation 
for  breadth  and  independence  of  artistic  criticism.  Old- 
fashioned  dogmatism  will  presently  be  fighting  for  its 
life  or  ceasinor  to  exist.  Nature  demands  survival  of 
the  fittest. 

I  wish  here  to  make  full  acknowledgment  of  the 
immense  advantage  it  has  been  to  me  to  discuss  all 
the  points  of  this  theory  with  so  able  and  experienced 
a  musician  as  my  friend  Dr.  T.  H.  Yorke  Trotter, 
to  whom  I  am  deeply  indebted  for  many  valuable 
suggestions.  It  is  also  due  to  his  indefatigable  exertions 
that  upon  its  educational  side  this  is  no  longer  a  theory 
in  the  air.  I  am  able  to  state  that  for  some  time 
classes  have  been  held  for  the  purpose  of  instructing 
teachers  upon    the    lines    laid    down    in    this    Analysis. 


X  PREFACE 

Text-books  for  the  use  of  teachers,  elementary  and 
advanced,  are  being  prepared  by  Dr.  Yorke  Trotter 
and  under  his  supervision,  and  will  shortly  be  issued. 

The  principles  of  Hindu  music  have  become  known 
to  me  through  study  of  the  works  of  the  Raja  Sir 
Sourindro  Mohun  Tagore,  Mus.  D.,  and  from  some 
notes  very  kindly  supplied  to  me  by  his  son,  Kumar 
Siva  Kumar  Tagore.  To  the  same  source  I  am 
indebted  for  my  examples  of  Hindu  music. 

The  material  of  my  "  Analysis  of  Time-outline  in 
English  Folk-song  "  I  owe  to  the  courtesy  of  Mr.  Cecil 
Sharp,  who  generously  placed  at  my  disposal  a  large 
number  of  tunes  from  his  collection.  I  am  thus  enabled 
to  present  this  new  aspect  of  melody  under  most  inter- 
estinof  conditions. 

For  permission  to  quote  other  melodies  and  tran- 
scriptions which  appear  in  the  Appendix,  I  desire  to 
express  my  thanks  to  Baron  Kraus  Figlio,  Lieutenant- 
Colonel  Mockler-Ferryman,  Miss  Lucy  Broadwood,  the 
Reverend  F.  W.  Galpin,  Mr.  Frank  Kidson,  Messrs. 
Novello  &  Co.,  and  Messrs.  Kegan  Paul,  Trench, 
Triibner  &  Co. 

M.  H.  G. 


CONTENTS 


PAGE 

INTRODUCTION xix 


PART    I 

TONE-MATERIAL 

CHAPTER    I 

GENERAL   MATERIAL 

Definition  of  tone — Definition  of  the  outlines — Time — Pitch — Force 
— Colour — The  chromatic  scale — Absolute  pitch  .... 


CHAPTER   II 

THE    SIMPLE   STANDARD    OF   TIME   AND    ITS 
NOTATION 

The  principle  of  time-division — The  time-beat — Divisions  of  the  beat 

— Evolution  of  values — The  notes 7 


CHAPTER   III 

THE   COMPOUND    STANDARD    OF   TIME   AND    ITS 
NOTATION 

Origin  of  the  grouping  of  beats — The  accented  beat — Evolution  of  the 
accentual  standard — The  bar  in  notation — The  beat  in  notation — 
The  time-signature — Change  of  time — Causes  of  incorrect  barring       12 


xii  CONTENTS 

CHAPTER   IV 

RELATIVE    PITCH   AND    ITS   NOTATION 

Material  of  pitch — Dependence  of  notation  on  the  scale — Definitions 
of  the  scale — Analysis  of  the  diatonic  scale — Its  minor  mode — Its 
intervals  and  inversions — Definitions  of  melodic  key,  key-circle, 
and  tonality — Notation  of  pitch  a  compromise — Causes  of  its 
complication — Eastern  notation — Relation  of  tuning  of  orchestral 
instruments  to  notation 


CHAPTER   V 

THE   SIMPLE    STANDARD    OF   TONALITY 

Relation  of  acoustics  to  music — The  most  consonant  interval — In- 
tonation of  intervals^Artificial  theories — Origin  of  the  melodic 
triad — Elementary  tonality  and  consonance — Physical  basis  of 
the  harmonic  triad — Dissonance — The  inversions  of  the  triad        .       34 


CHAPTER   VI 

THE   EVOLUTION    OF   THE    SCALE 

Development  from  chord  to  scale — Lack  of  the  semitone — Causes  of 
its  omission  from  early  melody — The  semitonal  instinct  of  the 
East  necessary  to  complete  the  scale  of  the  West — The  European 
development — The  Asiatic  development — Mode  and  transposition 
— Relation  of  key  to  mode — Modal  development  due  to  lack  of 
consonant  intuition — Eastern  modal  names 44 


CHAPTER   VII 

PRIMITIVE    HARMONY 

Two-part  consonance — Principle  of  chord-sequence — Melodic  discord 
— The  minor  triad — Dominant  harmony — Primitive  harmonic 
material — The  function  of  the  bass — Consecutive  octaves  and 
fifths — Instrumental  harmony         . 60 


CONTENTS  xiii 

CHAPTER   VIII 
ADVANCED    HARMONY 

PACE 

Limits  of  chord-formation — ^Summary  of  diatonic  chords — Develop- 
ment due  to  primary  principle — Augmented  and  diminished 
triads — -Major  and  diminished  sevenths — Ninths  and  minor 
sevenths — Definition  of  chromaticism — Chromatic  modal  in- 
flexions— Summary  of  European  modes — The  dominant  leading- 
note — Blending  of  modes  in  the  key — Chromatic  harmony — 
Principle  of  chromatic  chord-sequence 70 

CHAPTER    IX 

THE   COMPOUND   STANDARD    OF   TONALITY 

Definition  of  key — Compound  standard  of  pitch  compared  with  that 
of  time — Syntonic  and  atonic  proportions — Growth  of  the  key — 
Relation  of  discords  to  the  key — Resolution  of  discords — The 
principle  of  the  bass — Effect  of  chromaticism  upon  the  key — The 
key-circle  and  modulation 85 

CHAPTER   X 

ASIATIC   TONALITY 

Tonality  as  applied  in  the  East  and  West  respectively — ^The  relation 
of  the  Eastern  tonic  to  the  scale-tone — The  tonalitive  type  of  the 
raga — The  raga  an  expression  of  religious  feeling — A  type  distinct 
fromtuneand  from  mode — Its  tonalitive  relations— Its  practical 
value — The  tonalitive  significance  of  the  drone — Hindu  notation 
and  analogies  with  colour 95 


CHAPTER   XI 

DISCANT 

Mixophonic  art — Eastern  instrumental  accompaniment — Distinction 
between  harmony  and  discant — The  art  of  organum  or  discant 
in  early  writings — Similarity  to  primitive  Eastern  discant — The 
argument  for  the  Eastern  origin  of  Gregorian  chant — Its  exotic 
character — Effect  of  discant  upon  the  chant         ....     105 


xiv  CONTENTS 

CHAPTER   XII 

COUNTERPOINT   VERSUS  CHORD-CONCEPTION 


PAGE 


Discant  an  extempore  art — The  dissonant  standard — Efifect  of  the 
folk-music — Laws  and  practice  of  discant — Introduction  of  the 
consonant  basis  into  musical  theory,  and  consequent  definition  of 
discords — Counterpoint,  the  science  of  intervals — Lack  of  chord- 
conception  in  musical  treatises  of  sixteenth  and  seventeenth 
centuries — Rameau's  chord-theory — Effect  upon  the  science  of 
intervals — Welsh  chord-conception  of  the  twelfth  century — Free 
counterpoint  in  education        .         .         .         .         .         ,         .         •     HQ 


PART    II 

RHYTHM 

CHAPTER    I 

GENERAL   PRINCIPLES 

Rhythm  the  underlying  unity  of  musical  form — Recurrence  of  units — 
Strict  and  free  rhythm— The  law  of  union — A  relative  balance — 
The  standard  units-  Alternation — The  three  main  divisions  of 
rhythm — The  free  unit  of  the  idea — The  idiom — Rhythm  of  pitch 
— Limitations  of  pitch  as  a  factor  of  evolution — The  under- 
emphasis  or  over-emphasis  of  the  key — The  rhythmic  significance 
of  tonality — Undulating  rhythm — Need  for  rhythmic  balance — 
Rhythm  in  education 134 


CHAPTER    II 

TIME-IDIOM 

Analysis  of  time-outline — The  time-figure — List  of  time-figures — Rela- 
tion of  the  figure  to  the  accent  and  the  beat — Phrased,  slurred, 
and  tied  figures — Syncopation — Relation  of  the  figure  to  orchestral 
instruments — The  function  of  equal  time-outline — The  idiom  in 
melody  and  polyphony — Relation  of  the  idiom  to  the  accent — 
Free  time-idiom 148 


CONTENTS  XV 

CHAPTER   III 
PITCH-IDIOM 

PAGE 

Rhythm  in  pitch — Dependence  of  pitch-outline  on  the  standards  of 
time — Hence  importance  of  free  time-idiom — The  pitch-figure — 
Relations  of  time-  and  pitch-figures — Pitch-idiom  a  secondary 
form  —  Figures  of  accompaniment  —  Sequences  —  Changes  of 
values  in  pitch-figures — Metamorphosis  compared  with  idiomatic 
development 163 

CHAPTER    IV 
PHRASE   AND    STANZA 

Definition  of  the  phrase  and  its  origin — Relation  of  phrase  to  bar- 
standard — Articulations  of  phrase-form — Connection  with  circling 
rhythm — The  cadence  of  the  leading -note — Function  of  the 
harmonic  cadence — The  stanza — The  free  phrase — Phrase-form 
of  melody — Relation  of  phrase-form  to  modulation      .        .        •     I75 

CHAPTER   V 

THE   TALA    OF   THE   EAST 

The  Eastern  time-system — The  Sanskrit  theory  of  beat,  values,  and 
bar — Definition  of  tala— Absence  of  accentual  standard  from 
Hindu  theory  and  practice — Talas  and  time-signatures — The 
principle  of  the  Western  bar — The  principle  of  the  Eastern  bar — 
The  relation  of  the  accentual-bar  to  Western  melody — The  rela- 
tion of  the  tala-bar  to  Eastern  melody    ,     183 


CHAPTER   VI 

IMITATION 

General  character  of  counterpoint — Origin  of  imitation— The  round — 
The  canon — Evolution  of  the  rhythmic  unit  of  imitation — An 
effect  of  time-outline — Two  contrapuntal  styles — Organ  counter- 
point conditioned  by  the  instrument — The  style  of  Bach — Lingual 
character  of  round  and  early  part-songs  producing  phrase  and  yc^i^ 
stanza — The  madrigal — Causes  of  the  strictness  of  counterpoint    .    ijgT— 


xvi  CONTENTS 

CHAPTER  VII 

LANGUAGE   AND    MUSIC 

PAGE 

The  lingual  period  of  musical  evolution— The  time-character  of  lan- 
guage compared  with  that  of  music — Word-songs  and  dance-songs 
— Inability  of  language  to  develop  true  musical  form — Recitative 
— Phrase-form  in  music  and  language — Relation  of  the  sense  of 
words  to  musical  form — Difficulties  of  the  combination — Music 
an  essentially  non-lingual  art 208 

CHAPTER   VIII 

IDIOMATIC    DEVELOPMENT 

The  type  of  the  dance-song  —  Evolution  of  circling  rhythm  from 
melody  to  polyphony — The  birth  of  modern  music — Principles 
versus  types — Text-book  formulas  and  contradictions — -So-called 
second  subjects — Omission  of  the  idiom  from  theory — Outlines  of 
analysis — Evolutionary  nature  of  tonality 219 

CHAPTER   IX 

DERIVED   VOCAL  TYPES 

The  folk-ballad— Origin  of  the  rondo — Mixed  types — The  rondo  in 
the  East — The  European  rondo — The  variation  type — The  early 
Welsh  type — The  middle  stage — Final  development  into  idio- 
matic outline 233 

CHAPTER    X 

THE   CYCLE 

Anomalous  cycles  of  opera  and  oratorio  —  The  Mass  —  Ordered 
sequence  of  the  suite — Early  French  dance-types — Tonalitive 
scheme  of  suite — A  cosmopolitan  cycle  for  the  harpsichord — The 
modern  suite — The  greater  cycle — Reversal  of  time  and  pitch 
characteristics  of  suite — Influence  of  instruments  —  The  early 
sonata  a  combination  of  differing  types  of  form  in  a  small 
balance — Development  of  larger  balance  under  Beethoven — 
Undulating  rhythm  essential  to  unity  of  a  great  musical  work — 
Unity  of  subjects — The  quartet 243 


CONTENTS 


XVll 


CHAPTER    XI 

THE   CONTINUOUS   STYLE 

PAGE 

General  lines  of  evolution — Need  for  continuity — Advance  of  undu- 
lating rhythm— Assistance  of  the  drama  in  developing  continuous 
style — ^Proportions  of  orchestra  and  length  of  work — Orchestral 
conditions  of  dramatic  music — The  symphonic  poem — The  per- 
spective of  music — The  continuity  of  counterpoint — Counterpoint 
in  the  Church 257 


CHAPTER   XH 

SUMMARY   AND    CONCLUSION  . 


267 


APPENDIX   OF    MUSICAL    ILLUSTRATIONS 

The  Evolution  of  Europp:an  Tonality 

Section  A.  Melodic  Consonance     .... 

„  B.  A  Transitional  Stage     .... 

„  C.  The  Consonant  Pentatonic  Formula     . 

,,  D.  Elementary  Scale-form 

„  E.  Scale-form     ...... 

„  F.  Combined  Chord-form  and  Scale-form 

„  G.  Harmonic  Consonance 

,,  H.  Vocal  Harmony  on  a  Pedal  Bass 

,,        I.  ,,  „  Two  Bass  Notes   . 

,,  J.  ,,  ,,  Three,  Four,  or  more  Bass  Notes 

,,  K.   Instrumental  Harmony  on  a  Pedal  Bass 

„  L.  „  ,,  Two  Piass  Notes 

,,  M.  „  ,,  Three,  Four,  or  more  Bass  Notes 


274 
274 

275 
277 
278 
279 
280 
282 
282 
284 
286 
287 
288 


The  Evolution  of  Asiatic  Tonality 


Section  N.  Primitive  Microtonal  Types 

„        O.  Tetrachordal  and  Modal  Types 

,,        P.  Hindu  Ragas  and  Melodies 

„       Q.  Discant         .... 


292 
292 

293 

295 


Analysis  of  Time-outline  in  English  Folk-song 

Section  R.  The  Basis  of  Equal  Outline 

„        S.  „  the  Strict  Figure 

,,       T.  ,,  the  Free  Figure  ..... 


298 
300 
302 


xviii  CONTENTS 

Analysis  of  Time-outline  in  English  Dance  Tunes  of  the 
Seventeenth  and  Eighteenth  Centuries 

PAGE 

Section  U.  The  Basis  of  Equal  Outline 305 

,,        V.             „             the  Strict  Figure 306 

„       W.             „             the  Free  Figure 308 

The  Time-types  of  the  East 

Section  X.  Hindu  Talas  and  Melodies 310 

The  Elementary  Rondo  Type 

Section  Y.  English,  Chinese,  and  Hindu  Rondos           ....  312 

The  Elementary  Variation  Type 

Section  Z.  An  Early  Welsh  Movement  in  Variations    ....  316 

GLOSSARY 319 

INDEX 327 


INTRODUCTION 

The  form  of  nuisic  is  more  complex  than  that  of  any 
other  art.  He  who  looks  for  simplicity  in  its  analysis 
is  doomed  to  disappointment.  But  this  should  not 
deter  the  musician  from  the  endeavour  to  understand 
his  art. 

It  is  sometimes  said  that  music  is  too  elusive  an 
art  to  be  analysed  to  any  purpose.  To  which  it  may 
be  answered  that  the  elusiveness  of  musical  effect  is 
due,  not  to  an  erratic  constitution,  for  no  art  is  more 
strictly  bound  by  law  ;  neither  to  lack  of  organic  unity 
in  a  composition,  for  nowhere  else  will  incoherency 
sooner  involve  oblivion. 

The  factors  of  musical  effect  can  be  shown  to  pro- 
duce each  its  own  result  inevitably ;  the  principles 
governing  the  use  of  these  factors  are  equally  un- 
alterable, being  inherent  in  the  nature  of  the  art.  All 
this  can  be  certainly  known,  since  it  admits  of  actual 
demonstration.  The  elusiveness  of  music  lies  else- 
where. It  consists  in  the  action  of  the  individual 
mind  upon  the  form  of  music,  not  as  destroying  that 
form,  but  as  re-creating  it.  So  much  original  person- 
ality as  exists  in  the  mind,  exactly  so  much  originality 
of  form  will  be  found  in  its  music.  The  mind  is  no 
less  elusive  than  its  creations  ;  could  we  understand 
the   mystery   of  personality,   we  should  understand  the 


XX  INTRODUCTION 

mystery  of  music.  It  is  a  mystery  that  exists  in  some 
degree  in  all  the  arts,  but  music  offers  unique  opportu- 
nities for  the  utterance  of  personality.  Instead  of  a 
ready-made  form,  music  brings  nothing  but  a  few 
units  of  construction  and  natural  lines  of  develop- 
ment, some  part  of  the  material  and  the  laws 
reofulatingf  its  use,  and  leaves  all  the  rest  to  the 
individual  composer.  If  he  have  a  mind  that  can 
stamp  its  own  impress  upon  music,  he  will  produce  in 
course  of  time  a  new  style.  If  not,  he  will  but 
stumble  and  imitate  the  doings  of  others. 

The  theory  of  an  abstract  musical  form  in  which 
to  train  composers  is  false  to  the  true  nature  of  the 
art.  There  exists,  in  fact,  no  such  thing,  except  in 
the  minds  of  those  who  lack  imagination,  and  wish 
to  be  told  exactly  what  they  are  to  do  next.  There 
are  always  plenty  who  are  ready  to  live  by  the  telling, 
and  so  the  tradition  survives,  and  the  real  art  of  music 
is  not  taught  at  all.  What  is  taught  instead  is  the 
mathematical  method  of  composition,  the  distribution 
of  tones  in  a  certain  order  that  has  been  calculated 
to  produce  the  desired  effect.  Any  one  of  average 
intelligence  and  who  is  not  tone-deaf  can  learn  this, 
and  so  it  cannot  but  be  said  that  its  object  within 
certain  limits  is  commonly  realised.  But  when  the 
thing  is  done,  who  is  thereby  the  better?  Would 
not  any  one  prefer  to  hear  something  original  and 
sincere,  however  simple,  than  the  cleverest  imitation  ? 
Are  we  likely  to  attain  greatness  in  art,  or  in  any 
other  department  of  life,  by  remaining  a  nation  of 
imitators  ? 


INTRODUCTION  xxi 

The  cumbrous  machinery  which  this  method  in- 
volves resembles  nothing  so  much  as  the  elaborate 
stone  aqueducts  of  the  Roman  days,  which  are 
entirely  superseded  by  the  simple  discovery  that 
water  finds  its  own  level.  In  the  same  way  the 
intuitive  rhythmic  feeling  of  music,  unless  suppressed, 
finds  its  own  outlet.  Unfortunately,  the  conditions 
of  modern  life  are  all  in  favour  of  suppression,  and 
therefore,  if  we  wish  for  originality  in  music,  we  must 
reverse  the  present  conditions  of  education,  particu- 
larly of  musical  education.  We  must  learn  to  take 
hold  of  and  develop  the  natural  lever  which  moves 
all  the  rest,  the  rhythmic  feeling.  It  is  a  fact  that 
this  natural  motive  power  can  be  awakened  even  in 
any  average  town-bred  child  with  astonishing  results, 
whereas  to  the  adult  the  matter  is  a  far  more  difficult 
one,  except  in  case  of  the  specially  gifted. 

Elementary  musical  education  is,  therefore,  of  the 
highest  importance.  Develop  the  natural  powers  of 
the  mind  in  the  child  as  you  would  the  muscles  of 
the  body,  and  a  strong,  healthy  individuality  will 
result.  Such  an  individuality  is  essential  to  the  life 
of  art.  Of  its  importance  in  national  life,  it  is  for 
the  social  reformer  to  speak,  yet  it  must  be  clear 
that  our  existence  as  a  race  depends  upon  our 
capacity  for  standing  on  our  own  feet,  both  nationally 
and  individually.  It  is  possible  that  the  musician 
may  be  the  pioneer  of  this  new  educational  move- 
ment, a  movement  that  regards  the  mind  as  a  living 
thing  to  be  fed,  rather  than  a  warehouse  to  be 
crammed.       The    musician    can     testify    that    analytic 


xxii  INTRODUCTION 

instruction,  however  important,  is  not  the  beginning 
of  knowledge.  Rhythmic  culture,  bringing  with  it 
appreciation  of  music  and  natural  artistic  capacity, 
has  existed  from  the  earliest  times  independently  of 
intellectual  knowledge,  and  is  still  to  be  found  broad- 
cast amonofst  those  who  have  received  no  musical 
education.  If  Nature  is  given  her  own  way,  im- 
agination goes  before,  and  as  opportunity  offers, 
understanding  follows  after.  Imagination  does  not 
grow  out  of  understanding,  but  understanding  out 
of  imagination.  The  divorce  that  has  long  existed 
between  the  theory  and  practice  of  music  is  due  to 
antiquated  theory  that  has  little  or  no  root  in  im- 
agination. For  these  two  ought  to  go  hand  in  hand 
and  assist  one  another.  Theory  must  be  practical 
or  it  is  valueless,  and  practice  if  influenced  by 
false  theory  will  fail  of  its  end.  Without  theory 
the  musician  is  prone  to  become  the  slave  of  his 
own  practice,  and  through  lack  of  correction  by 
practice  the  theorist  degenerates  into  a  pedant.  In 
short,  it  is  impossible  to  separate  the  two  if  either  is 
to  be  completely  taught. 

There  are  some  few  who  can  trust  absolutely  to 
their  own  instincts,  but  it  is  beyond  question  that  the 
majority  require  to  be  taught.  What  is  even  more 
to  the  purpose  is  that  they  are  being  taught.  We 
have  not  only  to  sow  the  right  seed,  but  generally  to 
clear  the  ground  before  any  seed  can  be  sown.  The 
English  musician  is  still  in  the  pre-Darwinian  stage. 
Like  those  who  believed  the  world  to  have  been  created 
4004  B.C.,  he  dates  his  art  from  the  early  centuries  of 


INTRODUCTION  xxiii 

our  era,  and  all  time  previous  to  that  is  a  blank  to  him. 

Something  of  the  extraordinary  mental  quickening  that 
has  been  produced  by  the  wonderful  word  "  evolution  " 
will  surely  spread  into  music  when  it  is  realised  that  our 
art  is  as  old  as  man  himself ;  that  we  can  push  back 
our  origins  almost  indefinitely  ;  that  in  consequence  the 
modern  horizon  widens  illimitably  ;  that,  at  last,  we  are 
going  out,  like  Columbus,  to  discover  a  new  world. 

t  The  principle  which  has  already  found  its  way  into 
literature  lies  ready  for  application  to  music.  Instead 
of  regarding  a  text  as  material  for  grammatical  ana- 
lysis in  the  flat,  we  recognise  that  all  art  is  a  growth, 
which,  if  we  would  understand,  we  must  analyse  in  all 
its  stages  from  the  bottom  upwards.  It  is  by  analysis 
of  its  evolution  that  we  realise  it  to  be  a  part  of  nature  ; 
it  is  not  made,  but  grows,  and  thus  its  human  character 
is  revealed.  All  true  art  is  a  form  of  life,  an  expression 
of  human  nature,  and  cannot  be  otherwise.  "Art," 
said  Montaigne,  "is  nature  seen  through  a  tempera- 
ment." And  since  music  is  the  least  conventional,  the 
most  natural,  of  all  the  arts,  its  elements  are  as  per- 
ceptible in  the  great  art  work  as  in  the  simple  melody. 
Each  great  genius  creates  from  the  elements  and  moulds 
the  plastic  material  to  his  own  will.  If  we  grasp  these 
elements  and  the  trend  of  the  evolution,  we  shall  know 
what  has  gone  before,  and  where  we  stand  in  relation 
to  the  past  and  to  the  future. 

It  is  not  claimed  that  such  analysis  represents  the 
whole  of  musical  education.  We  require,  besides,  to 
read  and  write  music  easily,  and  to  have  some  acquaint- 
ance with  the  method  of  its  production  by   voice  and 


xxiv  INTRODUCTION 

instruments,  the  knowledge  of  instruments,  and  per- 
formance upon  them.  In  a  general  way  this  may  be 
summed  up  as  notation  and  tone-production.  It  is 
not  the  object  of  the  present  volume  directly  to  teach 
these  subjects.  They  pertain  more  especially  to  the 
practice  of  music,  and  form  ground  that  belongs  to 
oral  teaching.  Notation  and  tone  -  production  must 
enter  to  some  extent  into  any  technical  account  of 
music,  but  facility  in  them  can  only  be  gained  in  prac- 
tice. The  educational  need  of  the  day  is  for  a  truth- 
ful intellectual  presentment  of  the  growth  of  musical 
form.  For  this  materials  do  exist,  but  they  have  lain 
for  the  most  part  unused.  Musicians  have  quietly 
accepted  the  theory  of  mediaeval  origin,  oblivious  to  the 
monstrous  impossibility  of  developing  the  natural  out 
of  the  artificial ;  and  so  the  practice  of  the  composers 
of  music  is  almost  wholly  at  variance  with  the  theory 
of  it  as  taught  in  the  schools.  Of  the  analysis  of  the 
natural  art  there  are  but  fragments.  Melody  is  ignored, 
harmony  is  made  foolish  by  isolation,  "  thematic  de- 
velopment "  is  a  vague  muddle,  and  strict  counterpoint 
burdens  the  mind  with  the  lumber  of  the  Middle  Ages. 
But  when  the  complete  development  unfolds  itself,  the 
fragments  we  have  hitherto  known  fall  into  their  right 
places,  the  dry  bones  come  together  and  grow  into  a 
recognisable  whole,  the  rhythmic  conception  justifies 
itself  by  its  unity.  It  is  not  this  intellectual  conception 
that  is  going  to  originate  music,  but  it  can  assist  to 
carve  out  channels  for  the  real  motive  power,  instead 
of  damming  it  back.  It  will  do  this  by  finding  the 
intellectual  truth  of  music,  which  means  freedom  to  the 


INTRODUCTION  xxv 

imagination,  whereas  intellectual  falsehood  cramps  and 
chokes  it.  And  a  narrow  doctrine  taught  dogmatically 
is  inevitably  false. 

Therefore  we  must  prove  all  things,  but  above  all 
see  to  it  that  our  rhythmic  feeling  and  our  imaginative 
hearing  take  the  lead,  else  we  shall  put  the  cart  before 
the  horse  and  repeat  the  old  mistake.  We  can  show 
the  evolution  of  music  in  the  past,  but  it  is  imagination 
that  will  find  the  road  of  the  future.  And  the  musical 
imagination  is  "  rhythmitonal  " — it  does  not  exist  apart 
from  rhythm.  A  rhythmically  uncultured  nation  cannot 
be  actually  "  musical,"  whatever  may  be  its  potential 
capacity  for  music.  For  this  reason  a  musically  gifted 
people  will  always  be  found  to  have  associated  dancing 
with  its  music,  for  dancing  is  an  even  greater  stimulant 
of  rhythmic  feeling  than  is  music,  especially  with  the 
young.  It  may  be  said  that  no  national  music  can  long 
exist  without  national  dance,  and  it  is  evident  that  the 
Puritan  movement  in  England,  by  killing  the  dance, 
dealt  a  heavy  blow  at  the  national  music.  Vulgarity 
in  music  is  invariably  a  sign  of  rhythmic  degeneration, 
and  to  this  cause  must  be  assigned  the  present  condition 
of  English  popular  music. 

In  the  sixteenth  century  English  music  was  in  the 
forefront  of  the  nations.  This  was  the  first  great  con- 
ventional era  of  the  art,  but  no  independent  develop- 
ment on  natural  lines  has  ever  taken  place  in  England. 
It  is  yet  to  come. 

What  we  have  to  do  in  order  to  bring  this  about 
is  to  leave  off  the  external  acquisition  of  technique, 
foreign  or  otherwise,  as  an  end  in  itself,  and  cultivate 

c 


xxvi  INTRODUCTION 

in  ourselves  and  in  our  children  the  love  of  sincere  and 
spontaneous  musical  utterance.  Our  own  indigenous 
folk-art  should  form  the  backbone  of  elementary  educa- 
tion, for  all  natural  musical  development  springs  out  of 
national  dance-songs.  The  spirit  of  folk-song  is  the 
true  art-spirit  which  asserts  itself  against  the  soul- 
destroying  bondage  of  custom  and  routine,  that  has 
done  so  much  to  thwart  and  hold  up  the  natural 
currents  of  musical  inspiration.  We  shall  do  well  to 
claim  our  national  heritage,  and  admit  the  music  of  the 
folk  to  a  recognised  place  of  its  own  in  the  world  of 
art.  The  study  of  evolution  discloses  the  steps  leading 
from  folk-song  up  into  the  higher  walks  of  music. 
Between  the  art  of  musicians  and  that  of  the  folk 
there  exists  the  difference  of  the  lettered  and  the  un- 
lettered, of  the  adult  and  the  child,  of  the  individual 
rather  than  the  communal ;  this  is  a  distinction  of  form, 
but  not  of  essence.  Both  cultivated  and  wild  flower 
are  forms  of  life,  whereas  the  essential  distinction  is  to 
be  drawn  between  the  flower  and  the  imitation  flower, 
which  is  not  a  form  of  life.  That  so  much  of  the 
spurious  article  exists  in  music  as  to  cause  it  to  stand 
in  the  minds  of  some  people  for  the  original,  is  an 
unfortunate  occurrence  due  to  a  lack  of  the  ear  that 
hears.  It  is  the  ear  and  the  spirit  that  need  to  be 
roused.  And  so  long  has  our  folk-song  been  neglected, 
that  it  is  necessary  to  set  the  imagination  upon  this 
road  of  the  past  in  order  that  it  may  have  a  clear  lead. 
It  is  the  atmosphere  of  folk-music  that  needs  to  be 
restored,  and  this  can  only  be  effected  by  teaching  in 
the   schools,    since   song   and  dance  have  died   out  in 


INTRODUCTION  xxvii 

the  home.  It  is  not  a  question  of  a  cursory  glance 
through  such  music,  but  a  thorough  familiarity  with 
it — a  storing  of  it  up  in  the  memory,  for  only  in  this 
way  can  its  charm  be  felt.  And  if  English  folk-music 
have  ceased  to  charm  the  Englishman,  though  he  have 
all  knowledge  and  make  music  to  the  end  of  time,  it 
will  be  but  as  empty  sound  and  waste  paper,  since  he 
is  persistently  ignoring  the  law  of  nature  which  decrees 
that,  because  sincerity  is  the  first  requirement,  only 
through  the  gateway  of  national  character  can  art  attain 
to  the  expression  of  the  universal. 


ANALYSIS    OF    THE    EVOLUTION 
OF    MUSICAL    FORM 

PART    I 

TONE-MATERIAL 

CHAPTER    I 

GENERAL   MATERIAL 

Definition    of    tone — Definition    of    the    outlines — Time — Pitch — Force — 
Colour — The  chromatic  scale — Absolute  pitch. 

A  TONE  is  a  sound  of  definite  duration,  pitchi,  intensity, 
and  quality.  It  can  vary  in  these  four  respects,  and 
its  variations  are  the  formal  material  of  music.  When 
a  tone  varies  in  duration,  or  "time,"  it  is  longer  or 
shorter ;  in  pitch,  it  is  higher  or  lower ;  in  intensity,  or 
"force,"  it  is  louder  or  softer;  its  quality,  or  "colour," 
is  that  which  distinguishes  one  kind  of  voice  or  instru- 
ment from  another. 

Tones  in  succession  produce  a  movement  in  time, 
which  is  invariably  of  a  rhythmic  nature.  This  move- 
ment is  called  an  "  outline."  Time-outline,  pitch-out- 
line, force-outline,  and  colour-outline  are  the  names  for 
a  succession  of  tones  in  duration,  pitch,  force,  and  colour 
respectively. 


2     THE    EVOLUTION   OF    MUSICAL    FORM 

Tone-movement  is  a  general  term  expressing  the 
combination  of  the  various  outlines. 

The  character  of  general  rhythmic  movement  in 
music  is  that  of  hastening  and  slackening  in  time,  of 
rise  and  fall  in  pitch,  of  swelling  and  lessening  in  force. 
To  these  outlines  colour  is  an  accessary. 

The  material  of  time-outline  consists  of  all  possible 
gradations  from  slow  to  fast,  and  its  rhythmic  move- 
ment varies  therefore  in  speed.  Speed  in  music  is 
called  tempo.  Tempo  is  indicated  in  notation  in  a 
general  way  by  an  Italian  term  for  speed,  allegro, 
andante,  &c.,  or  else  it  is  determined  precisely  by 
metronome,  in  which  the  movement  of  a  pendulum 
can  be  arranged  to  give  the  speed  required.  There 
are  in  notation  no  exact  indications  of  the  divisions  of 
tempo.  A  varying  tempo  is  indicated  by  the  following 
terms  :  accelerando  and  stringendo  for  gradual  increase 
of  speed ;  rallentando,  ritardando,  and  ritenuto  for 
gradual  decrease  of  speed. 

The  material  of  pitch-outline,  by  nature  consisting  of 
all  possible  gradations  of  pitch,  has  been  transformed  by 
art  into  a  series  of  fixed  and  named  degrees  that  exclude 
all  intermediate  gradations.  These  degrees  form  the 
material  of  pitch-outline.  Divisions  of  pitch  are  called 
intervals,  and  the  interval  from  one  degree  to  the  next 
is  a  semitone  {i.e.  half  a  full-tone),  representing  the 
smallest  division  of  pitch  practicable  upon  most  instru- 
ments. Quarter-tones  and  third-tones  can  be  sung  by 
the  voice,  and  played  upon  instruments  of  the  violin 
family,  and  they  form  the  basis  of  Eastern  music,  but 
they  are  not  recognised  in  the  European  art  and  have 


GENERAL    MATERIAL  3 

no  place  in  its  notation.  The  material  of  our  pitch- 
outline  thus  consists  of  semitonal  divisions  ranging 
from  high  to  low,  and  these  fall  necessarily  into  the 
natural  division  of  the  octave  which  occurs  at  the 
twelfth  semitone.  At  this  point  the  name,  and  virtu- 
ally the  pitch  also,  of  a  tone  repeats  itself,  and  thus 
the  octave  is  the  largest  interval  composed  of  differing 
tones.  The  whole  pitch-material  available  for  music 
extends  over  about  seven  or  eight  octaves,  each  of 
which  is  an  echo  of  the  others  at  a  different  level  of 
pitch.  Hence  pitch-outline  has  two  general  varia- 
tions :  firstly,  of  rhythmic  movement,  direction  upward 
or  downward  ;  secondly,  of  position,  higher  or  lower 
according-  to  the  octave  chosen.  These  two  varia- 
tions  are  indicated  in  notation  by  the  stave  and  notes 


I 


The  direction  of  an  outline  is  thus  reproduced  to  the 
eye  by  the  rise  or  fall  of  notes  upon  the  stave,  and 
the  position  is  indicated  by  the  clef. 

The  material  of  force-outline  consists  of  all  possible 
gradations  from  soft  to  loud,  and  its  rhythmic  movement 
varies  therefore  in  intensity.  This  is  indicated  by  the 
words  fortissimo,  forte,  mezzo-forte,  mezzo-piano,  piano, 
and  pianissimo,  each  of  which  indications  lasts  until 
contradicted  by  another.  They  are  usually  written  as 
follows  :  fff,  ff,  f,  mf,  mp,  p,  pp,  ppp,  representing  the 
whole  range  of  material  from  loud  to  soft.  Varying 
force-outline  is  indicated  by  the  words  crescendo  and 
diminuendo  for  increase  and  decrease,  or  the  sign  <  > 


4     THE    EVOLUTION   OF    MUSICAL    FORM 

The  material  of  colour-outline  consists  of  the  voice 
in  its  four  recognised  qualities,  treble  or  soprano,  alto, 
tenor,  and  bass,  and  all  the  instruments  used  in  music. 
These  are  divided  in  a  general  way  into  strings,  wind, 
and  percussion  instruments.  Stringed  instruments  are 
divided  into  keyboard,  bowed,  and  plucked  instruments  ; 
wind  instruments  into  keyboard,  wood,  and  brass  in- 
struments ;  percussion,  into  instruments  giving  one  or 
more  tones  of  definite  pitch,  and  those  of  indefinite 
pitch.  With  a  single  instrument  the  colour-outline  is 
necessarily  unvaried  ;  any  number  of  instruments  can 
be  combined  from  two  up  to  a  full  orchestra,  and  united 
with  voices.  This  is  the  largest  multisonant  combina- 
tion, employing  practically  the  full  resources  of  colour. 
The  combinations  of  colour-outline  in  notation  are  called 
a  score  ;  vocal  score,  quartet  score,  orchestral  or  full 
score,  &c.,  of  which  the  separate  notation  of  any  single 
voice  or  instrument  is  called  a  part. 

It  will  now  be  seen  that  pitch-outline  differs  from 
the  other  outlines  in  possessing  a  punctuated  material, 
which  prevents  the  smooth,  unbroken  passage  from 
one  extreme  to  the  other  that  takes  place  in  time- 
outline  and  force-outline.  In  pitch-outline  we  proceed 
not  by  a  gradient,  but  by  steps.  This  movement  by 
steps  is  called  a  scale,  and  the  semitonal  divisions  of 
pitch  have  received  the  name  of  "chromatic  scale." 

The  term  "  absolute  pitch "  is  synonymous  with 
actual  pitch  ;  by  this  term  is  not  meant  that  any  part  of 
music  has  an  independent  existence  apart  from  the  rest, 
nor  that  pitch  is  more  absolute  in  itself  than  the  other 
outlines.      The    real    sigrnificance    of   the    word    lies    in 


t> 


GENERAL    MATERIAL  5 

the  fact  that  in  two  of  these  outHnes,  those  of  time  and 
pitch,  the  material  has  been  subjected  to  a  selective 
process,  by  which  means  a  new  and  definite  set  of 
rhythmic  relations  has  been  established,  forming  the 
standards  of  the  art.  These  special  relations  do  not 
exist  in  the  general  material,  which  is  therefore  by 
distinction  called  absolute.  The  term  applies  more 
suitably  to  time-outline,  because  in  gradual  transitions 
of  speed  it  is  difficult  to  discover  definite  relations, 
whereas  in  pitch-outline  the  relation  of  the  semi- 
tone cannot  be  overlooked.  In  force  and  colour  no 
standard  of  relative  selection  exists,  therefore  in  their 
case  the  term  absolute  is  not  required. 

What  is  known  as  the  perception  of  absolute  pitch  is 
the  recognition  of  a  particular  degree  of  pitch  by  name. 
It  appears  to  be  an  immediate  intuitive  association  of 
name  with  tone,  each  degree  appearing  a  distinct 
entity.  It  is  not,  as  has  been  stated,  merely  the  power 
of  imitating  correctly  a  musical  sound  without  reference 
to  its  name. 

The  pitch  of  each  degree  should  be  fixed  at  a 
given  number  of  vibrations.  The  exact  relation  of 
one  degree  to  another  is  determined  by  the  system 
of  tuning  known  as  equal  temperament  (the  division 
of  the  octave  into  twelve  equal  parts),  and  since  the 
adoption  of  this  system,  which  became  general  during 
the  course  of  the  last  century,  no  variation  exists  in 
the  relations  of  the  degrees.  But  unfortunately  there 
are  still  variations  in  the  absolute  pitch  of  the  degrees 
as  a  whole,  which  cause  great  inconvenience,  though 
they  do  not  affect  the  system  of  musical  notation ;   c" 


6     THE    EVOLUTION   OF    MUSICAL    FORM 

is  still  q",  while  its  vibration  number  may  vary  from 
514  to  536  or  higher.  It  is  obvious  that  the  difficulty 
of  recognising  any  given  degree  by  name  from  the 
sound  only,  is  enormously  increased  when  that  degree 
is  itself  subject  to  variation,  and  it  is  highly  desirable 
that  such  variations  should  disappear  and  a  fixed  pitch 
be  generally  adopted. 


CHAPTER    II 

THE   SIMPLE   STANDARD    OF   TIME   AND    ITS 
NOTATION 

The   principle   of  time-division — The  time-beat — Divisions   of  the   beat — 
Evolution  of  values — The  notes. 

The  relative  selections  of  time  and  pitch  have  now  to 
be  considered. 

The  selection  out  of  the  general  time-material  is 
made  upon  the  simple  principle  of  equal  time-division. 
This  is  the  principle  of  pulsative  rhythmic  movement, 
the  rhythm  of  the  recurring  beat.  It  is  a  rhythmic 
principle  of  universal  application,  and  is  to  be  found 
underlying  all  music,  ancient  or  modern,  primitive  or 
cultured.  Eastern  or  Western.  This  ftict  is  a  proof,  if 
proof  were  needed,   of  its  essential  nature. 

Capacity  for  music  in  the  primitive  sense  is  summed 
up  not  in  an  "  ear  "  for  pitch,  but  in  the  ability  to  repeat 
a  blow  upon  any  resisting  surface  at  precisely  regular 
intervals  ;  in  other  words,  to  keep  time.  This  necessity 
will  be  appreciated  by  teachers  of  music  who  have  met 
with  pupils  impervious  to  all  attempts  to  drill  them  into 
the  required  precision.  Such  a  condition  is  unheard  of 
in  the  savage  world,  where  existence  actually  depends 
upon  accurate  concerted  action.  The  perception  of  the 
exact  moment  at  which  the  blow  is  to  be  repeated  is  an 
intuitive  perception,  a  repetition  so  obvious  that  it  takes 

7 


8     THE    EVOLUTION    OF   MUSICAL   FORM 

place  in  the  mind  almost  sub-consciously.  It  is  entirely 
natural.  When  children  are  trained  young  upon  natural 
rhythmic  principles,  not  the  slightest  difficulty  do  they 
experience  in  keeping  time  accurately.  The  repetition 
continues  easily  in  the  mind  through  sound  and  silence, 
and  if  liable  to  be  upset  by  silences  it  can  be  assisted  by 
counting,  which  is  an  intellectual  process.  At  the  same 
time  it  is  not  necessarily  dependent  upon  any  such 
extraneous  support. 

This  exact  unit  of  recurrence  is  called  the  time-beat. 
It  forms  the  simple  standard  of  time,  and  is  the  only 
standard  of  music  that  is  of  universal  application.  It  is 
in  truth  the  siite  qua  non  of  music.  Without  it  no  con- 
certed music  has  ever  existed  or  could  exist,  for  if  the 
sense  of  the  beat  be  lost,  instantly  the  clue  is  gone. 
There  is  no  longer  music,  but  a  chaos  in  the  mind  of 
him  who  fails  to  grasp  the  beat. 

It  is  doubtless  due  to  this  cause  that  the  beat  is  a 
prominent  audible  feature  of  primitive  music.  It  is 
made  upon  a  gong  or  drum,  or  with  a  stick  upon  the 
ground,  struck  by  the  feet  upon  a  board,  or  clapped  by 
the  hands.  In  a  later  stage  of  development,  when  there 
is  (or  should  be)  no  fear  of  the  beat  being  missed,  a 
noisy  time-beat  becomes  a  superfluity,  and  these  mani- 
festations drop  out  of  cultured  music.  In  the  modern 
orchestra  the  beat  is  made  evident  to  the  eye  of  the 
players  by  the  movement  of  the  conductor's  baton, 
which  replaces  the  primitive  appeal  to  the  ear,  but  is 
now  more  used  to  give  an  individual  "reading,"  than 
to  enforce  a  precise  repetition. 

From  the  practical  point  of  view,  in  performance 
of  music,   no   musician    can    possibly   ignore  the    beat, 


THE    SIMPLE    STANDARD    OF    TIME      9 

and  yet  the  standard  it  represents  has  been  ignored 
to  a  great  extent  intellectually.  The  time-notation  of 
music  proceeds  frequently  regardless  of  it,  a  neglect 
that  has  led  to  much  superfluous  complication  in  the 
record,  as  will  subsequently  be  shown. 

The  only  variation  that  takes  place  in  the  beat  is 
that  of  pace,  or  tempo.  It  can  occur  at  quicker  or  at 
slower  intervals,  and  the  emotional  character  of  any 
music  depends  greatly  upon  the  pace  of  the  beat,  by 
which  the  tempo  is  decided. 

The  desire  for  variation  introduces  divisions  and 
sub-divisions  of  the  beat,  on  the  one  hand,  and  causes  its 
unit  of  time  to  be  doubled  or  quadrupled  in  length,  on 
the  other.  Thus  an  unequal  time-movement  enters  in, 
the  beat  still  continuing  with  a  time-outline  differing 
from  it,  and  yet  constantly  in  relation  with  it.  Unless 
the  time-outline  proceeds  uniformly  in  the  same  equal 
division  as  the  beat,  the  outline  and  the  beat  are  distinct 
from  one  another.  The  principle  of  equal  division  still 
prevails,  but  it  is  carried  further  in  the  outline.  Several 
divisions  are  recognised,  each  one  halving  the  time  of 
the  one  preceding  it,  and  these  time-divisions  are  called 
"  values."     The  beat  becomes  the  standard  value. 

Each  value  is  divisible  into  three  parts  as  well  as 
into  halves.  When  the  beat  is  in  three-part  division, 
and  this  is  carried  on  throughout,  it  is  a  "  ternal "  beat. 
This  forms  a  variation  upon  the  two-part  division,  which 
is  a  "dual"  beat.^  Frequently  the  two  divisions  are 
employed  in  succession,  but  one  usually  predominates 
and   gives   its   name  to   the   beat.      In   primitive   music 

*  The  words  simple  and  compound  which  are  in  use,  are  misleading, 
since  they  convey  no  idea  of  the  divisions  of  the  beat. 


lo     THE    EVOLUTION   OF    MUSICAL   FORM 

both  these  divisions  are  in  constant  use.  The  most 
primitive  peoples  have  not  only  grasped  their  time 
standard  unerringly,  but  have  advanced  to  a  very  con- 
siderable amount  of  variation  upon  it.  They  appreciate 
the  values  of  time-outline  apart  from  the  beat,  and  their 
music  compares  most  favourably  in  this  respect  with  the 
best  folk-songs  of  Europe. 

In  consequence  of  this  very  early  development  of 
time-outline,  it  is  quite  impossible  to  trace  the  evolution 
of  musical  values  in  detail.  They  are  all  frequently 
present  in  the  most  primitive  specimens,  and  there  is 
nothing  to  indicate  with  any  certainty  that  one  is  older 
than  another.  Doubtless  the  values  nearest  related  to 
the  beat  were  the  first  to  be  grasped,  and  equal  values 
must  have  been  appreciated  before  unequal  ones,  but 
beyond  this  there  is  little  to  be  said.  The  knowledge- 
able evolution  of  tone-material  in  primitive  examples 
begins  with  the  later  form  of  pitch  which  is  found  in 
a  very  elementary  stage. 

We  may  draw  from  these  facts  a  definite  conclusion 
as  to  the  relative  positions  of  time  and  pitch  in  the 
evolutionary  order.  Time-outline  has  a  natural  priority 
and  leads  to  the  development  of  pitch.  This  is  the 
order  to  be  observed  in  musical  education.  It  is  not 
necessary  or.  desirable  to  teach  all  the  intricacies  of  time- 
outline  first,  and  then  proceed  to  pitch,  but  capacity  for 
reading  at  sight  and  writing  from  dictation  in  time- 
outline  should  always  be  a  little  ahead  of  what  can  be 
done  in  pitch-outline.     This  will  ensure  rapid  progress. 

Values  are  called  notes  ^  in  musical  notation.     The 

^  The  term  "note"  is  commonly  used  as  a  synonym  for  "tone,"  as  well 
as  for  the  written  character. 


THE    SIMPLE    STANDARD    OF    TIME     ii 

notes  are  written,  and  their  relative  values  can  be  stated 

'     f.  r  11  I      I      h      ^      S      I 

in  hgures  as  toUovvs  : —    c?    <s^    «    *     •'»«'*«> 

The  notes  are  named  respectively  semibreve, 
minim,  crotchet,  quaver,  semiquaver,  demisemiquaver, 
and  half-demisemiquaver.  The  time-beat  should  be 
the  crotchet  value.  Ternal  time  requires  to  be  specially 
indicated,   a   dot   placed  after  the  note  being  used   for 

the  purpose  : — J  .  =  JjJ 

The  following  signs,  called  rests,  -—--"-  f  *1  ^  &c., 
are  equivalent  to  the  notes,  and  are  used  to  indicate 
the  value  of  any  spaces  of  silence  that  occur  in  the 
course  of  the  tone-movement.  The  dotted  rest  also 
equals  the  dotted  note. 

The  divisions  of  time  which  the  notes  represent  are 
the  easiest  that  can  be  grasped  by  the  ear,  being  all 
equal  divisions,  and  thus  are  the  foundation  of  the 
time-record. 

Any  of  the  notes  can  be  combined  by  means  of  the 

tie  - — -■  A  -m  ^  when  the  value  of  the  tone  is  repre- 
sented by  the  sum  of  the  notes  thus  combined.  For 
convenience  of  notation  a  dot  after  a  note  is  used  instead 
of  the  tied  note,  when  the  latter  is  next  in  order  to  it, 
that  is  of  half  its  value.  A  second  dot  represents  the 
note  one  more  degree  removed,  that  is  of  a  quarter  the 
value  of  the  note  written  :  J  .  .  =  J  ^  J^  This  use  of 
the  dot  is  distinct  from  the  dot  indicating  a  change  of 
divisory  value  ;  the  latter  does  not  necessarily  add  to 
the  value  of  the  note,  since  a  dotted  crotchet  may  be 
equivalent  to  an  undotted  crotchet. 


CHAPTER    III 

THE   COMPOUND    STANDARD    OF   TIME   AND   ITS 
NOTATION 

Origin  of  the  grouping  of  beats — -The  accented  beat—Evolution  of  the 
accentual  standard — The  bar  in  notation — The  beat  in  notation — The 
time-signature — Change  of  time — Causes  of  incorrect  barring. 

Experiments  made  upon  many  persons  show  that  when- 
ever a  series  of  equal  beats  similar  to  the  time-beat  of 
music  is  presented  to  the  ear,  the  mind  refuses  to  accept 
the  monotony  of  the  continued  equal  repetition,  and  pro- 
ceeds to  arrange  these  beats  intuitively  into  groups  of 
two,  three,  four,  or  more.  The  exact  arrangement  varies 
slightly  with  the  individual,  and  the  greater  the  speed, 
the  larger  will  be  the  group,  but  the  fact  of  grouping  is 
always  present.  The  series  is  heard  imaginatively  as  a 
succession  of  groups,  instead  of  a  single  series  as  actually 
presented.^ 

It  may  therefore  be  taken  for  granted  that  to  this 
intuitive  rhythmic  process  is  due  the  grouping  of  beats 
in  music.  There  can  be  no  doubt  that  the  instinct  for 
grouping  beats  is  as  old  as  music,  and  that  it  is  as 
entirely  natural  as  the  perception  of  the  beat  itself. 

We  are  all  familiar  with  the  vertical  divisions  in 
musical  notation  called  the  bar-lines,  between  which  are 
enclosed  a  fixed  number  of  beats,  representing  what  is 

^  Scripture,  "New  Psychology,"  pp.  178-9. 


COMPOUND    STANDARD    OF    TIME      13 

generally  called  the  "  bar,"  or  occasionally  "  measure." 
Here  the  number  of  beats  chosen  to  form  a  j^roup 
can  vary,  but  whatever  number  is  chosen  will  continue 
until  a  change  of  time  is  made.  This  involves  no 
change  necessarily  of  the  pace  of  the  beat,  but  only 
of  the  number  of  beats  in  a  group.  Primitive  music 
when  noted  falls  naturally  into  bars,  and  this  is  due 
to  its  natural  grouping  of  beats.  The  group  of  two, 
three,  or  four  beats  is  the  easiest  to  apprehend,  but 
primitive  music  is  by  no  means  confined  to  these.  Its 
developed  feeling  for  rhythm  is  shown  both  by  changes 
of  time  and  also  by  bars  of  five  or  seven  beats,  group- 
ings which  until  recent  years  were  looked  upon  as  im- 
possibilities in  cultured  music. 

It  seems  to  be  frequently  overlooked  that  the  bar 
is  not  a  thing  in  itself  but  a  sign  which  indicates  the 
thing.  We  do  not  hear  the  bar-line,  but  what  we  do 
hear  is  a  variation  of  force  that  indicates  the  time-beat 
grouping.  The  beats  are  not  all  equal,  but  divide  into 
strono-  and  weak.  There  is  the  alternation  of  one 
louder  and  one  softer  sound,  or  of  one  louder  and 
several  softer,  and  this  difference  in  force  between 
the  sounds  is  called  accent.  Force-outline,  which  is 
otherwise  free,  having  no  standard  of  its  own,  is  made 
relative  to  time-outline,  and  in  accent  assumes  a  pulsa- 
tive  habit.  The  primitive  bar  consists  of  the  simple 
alternation  of  two  beats,  accented  and  unaccented,  or 
of  one  accented  and  two  unaccented,  the  group  of  three 
beats.  It  is  a  natural  condition  of  alternation  that  the 
accent  is  made  on  the  first  beat,  and  if  one  asks  why 
the  first  and  not  the  second  of  two,  the  answer  appears 


14     THE    EVOLUTION   OF    MUSICAL   FORM 

to  be  that  when  we  alternate,  the  weak  beat  is  made 
the  alternation  of  the  strong  one,  and  that  we  do  not 
alternate  a  lesser  factor  by  a  greater.  The  evolution 
of  the  bar  is  that  of  greater  length  and  consequent 
addition  of  varying  degrees  of  accent  for  the  purpose 
of  its  articulation.  The  strongest  accent  is  invariably 
upon  the  first  beat,  and  the  bar  now  becomes  the  space 
between  the  main  accents,  with  subsidiary  accents  to 
assist  its  grouping.  The  beat-division  into  dual  or 
ternal  does  not  affect  the  system  of  accent,  but  if  sub- 
divisions of  the  beat  are  used  in  melody,  additional 
accents  may  have  to  be  made,  since  the  larger  the 
number  of  notes  in  a  given  beat,  the  more  difficult 
does  it  become  to  grasp  their  relative  values. 

"  Time "  in  music  thus  consists,  firstly,  of  the  re- 
curring beat,  the  simple  standard ;  secondly,  of  the 
recurring  accent,  or  arrangement  of  accents,  the  com- 
pound standard.  This  may  be  called  the  standard  of 
strict  accent  or  of  the  bar.  So  essential  is  it  to  pulsa- 
tive  rhythm,  that  upon  instruments  not  admitting  of  it, 
such  as  the  organ,  harmonium,  and  early  keyboard 
instruments,  no  great  development  of  time-outline  can 
take  place,  because  the  standard  of  the  bar  disappears 
in  performance  through  lack  of  accent.^  Such  accent- 
less  music  tends  thus  to  develop  in  the  direction  of 
pitch  rather  than  in  that  of  time,  its  time-outline 
remaining  undeveloped.  On  the  other  hand,  the 
evolution  of  the  orchestra  has  tended  towards  the 
enforcement    of  accent   and   therefore  to  the  develop- 

'  It  is  possible  to  produce  a  slight  feeling  of  accent   by  dwelling   on 
a  note,  but  this  is  rather  for  occasional  than  normal  use. 


COMPOUND    STANDARD    OF   TIME      15 

ment  of  rhythmitonal  art.  For  this  purpose  its  per- 
cussive character  is  largely  used,  consisting  of  the  class 
of  drums,  gongs,  cymbals,  and  all  instruments  emitting 
mere  noise. 

The  bar  is  sometimes  supposed  to  date  only  some 
three  centuries  back,  because  it  is  not  to  be  found  earlier 
in  European  notation.  This  short-sighted  notion  is  due 
to  a  misconception  of  the  history  of  notation.  Though 
to  some  extent  the  growth  of  our  music  corresponds 
with  the  growth  of  its  notation,  such  correspondence  is 
limited  to  a  comparatively  recent  period.  The  early 
stages  of  rhythmitonal  evolution  were  unrecorded  ;  no 
one  attempted  to  express  tone-relations  in  words  or 
notes,  because  such  a  thing  was  entirely  unconsidered. 
As  is  well  known,  the  early  stages  of  European  nota- 
tion belong  to  the  church-system,  and  were  therefore 
the  work  of  monks  to  whom  the  popular  music  was  a 
forbidden  thing.  Notation  as  we  know  it  dates  from 
the  seventeenth  century,  and  nothing  is  more  significant 
of  the  change  that  came  over  our  music  during  its  tran- 
sition period  from  church-style  to  folk-style  than  the 
sweeping  and  drastic  changes  undergone  by  its  notation, 
in  order  to  make  this  a  possible  record  of  rhythmitonal 
art.  The  appearance  of  the  bar  and  indeed  of  all  the 
familiar  features  of  modern  notation  coincides  with  the 
disappearance  of  the  church-system.  We  may  take  it, 
therefore,  that  the  standard  of  the  accented  beat 
represented  by  the  bar  was  missing  from  the  church- 
song,  and  that  had  folk-music  possessed  a  notation 
earlier,  the  bar  would  have  appeared  in  it. 

It   is   unfortunate  that   the  natural  clearness  of  our 


i6     THE    EVOLUTION   OF    MUSICAL    FORM 

method  of  accentual  grouping  is  obscured  by  the  con- 
fusion of  its  notation.  As  has  been  pointed  out,  this 
proceeds  on  its  way  apparently  ignoring  the  fact  that 
any  standard  value  of  time  exists.  The  bar-contents 
when  added  together  make  the  right  whole,  but  nothing 
exists  to  show  with  certainty  the  relation  of  these  to 
the  beat.  Thus  arises  confusion  between  the  beat- 
division  and  the  group  of  beats.  When  a  beat-division 
is  taken  at  too  slow  a  pace  to  be  recognised  as  such, 
it  becomes  a  group  of  beats,  normally  defined  by  an 
accent.  The  point  of  change  from  beat-division  to 
group  is  distinct  to  the  ear,  and  should  be  clearly 
distinguished  in  notation.  The  beat  is  the  standard 
value,  yet  there  is  no  standard  note  to  represent  it — 
minim,  crotchet,  quaver,  and  even  semiquaver  being 
employed  indifferently.  Thus  three  or  four  complete 
sets  of  relative  values  have  to  be  used  where  one 
is  all  that  is  required.  Nothing  is  ever  gained  by 
the  use  of  promiscuous  notation  for  the  beat ;  it  is 
merely  a  bad  habit  on  the  part  of  composers.  The 
use  of  differing  notes  does  not  convey  the  tempo  of 
the  beat  ;  on  the  contrary,  a  minim  is  more  often 
used  for  quick  tempo,  and  a  quaver  for  slow  tempo. 
As  the  beat  can  vary  only  in  absolute  duration  (or 
tempo)  this  variation  in  the  sign  which  records  relative 
duration  (the  note)  can  serve  no  practical  purpose.  If 
the  crotchet  were  adopted  as  the  standard  note  of  the 
beat,  the  same  results  would  be  attained  with  less  than 
one-third  of  the  present  complication.  The  indication 
of  the  beat  and  bar  in  the  sign  called  the  time-signature 
could  then  be  made  clear  and  simple. 


COMPOUND    STANDARD    OF    TIME      17 

At  present  the  time-signature  consists  of  two  figures, 
of  which  the  upper  relates  to  the  number  of  notes  in  the 
bar,  and  the  lower  to  the  value  of  that  note,  which  may 
or  may  not  be  the  beat.  Thus  the  signature  indicates 
length  of  bar,  and  the  value  in  notation  (i)  of  the  beat, 
or  (2)  of  a  division  of  the  beat,  or  (3)  of  the  sum  of 
two  beats. 

1.  In  slow  or  medium  tempo,  the  signature  indi- 
cates the  value  of  the  beat. 

2.  In  fast  tempo  the  signature  indicates  frequently 
not  the  beat  but  a  fraction  of  the  beat,  and  its  value 
and  number.  Thus  ^  in  slow  tempo  means  six 
beats  of  quaver  value,  and  in  fast  tempo  it  means 
six  divisions  of  two  beats,  each  of  the  value  of  a 
dotted  crotchet.  This  ambiguity  is  sometimes  removed 
by  placing  a  note  showing  the  value  of  the  beat  over 
the  signature. 

3.  In  very  slow  tempo,  the  signature  indicates  the 
value  of  two  beats.     Ex.   ^  Adagio  =  6  quaver  beats. 

Further  complication  is  caused  by  the  use  of  the 
signs  C  and  C.  C  being  equivalent  to  |  and  (t  to 
f  or  I   or  i. 

This  condition  of  the  time-signatures  is  due  to  the 
lack  of  accurate  time-beat  notation,  the  relative  nature 
of  the  signature  not  being  distinctly  indicated.  If  the 
crotchet  were  adopted  as  the  standard  note  of  the 
beat,  all  ambiguity  in  the  signature  would  disappear, 
and  the  signature  itself  would  only  have  to  indicate 
the  number  of  beats  in  the  bar,  and  the  manner  of 
their  division.  It  could  then  be  reduced  to  one  figure, 
i.e.,   1    2    34    5    6    7,   &c.,  when    the   beat  is  dual  (in 


i8     THE    EVOLUTION   OF    MUSICAL   FORM 

2  quavers),  and  with  the  addition  of  a  dot,  to  i.  2. 
3.  4.  5.  6,  7.  when  the  beat  is  ternal  (in  3  quavers). 
Six  beats  to  a  bar  would  admit,  like  five  and  seven, 
of  two  forms  of  accent  { 1 1 1 1 1  or  1 1 1 1 1 1  and  should  be 
distinoruished  thus — 


fJ     u        fT  III 


Changfe    of  time    involves   alteration   either   of  the 


t> 


bar  or  of  the  beat-division,  or  of  both.  The  first 
concerns  the  position  of  the  strict  accent,  the  second 
changes  the  beat-division  from  dual  to  ternal,  or  vice- 
versa. 

Owing  to  the  present  state  of  the  time-signatures 
a  complete  change  of  signature  does  not  always  in- 
dicate change  of  bar  or  accent.  In  the  following  ex- 
ample, I  to  I  ( J  .  =  J),  the  bar  consists  of  two  beats 
and  there  is  no  changfe  in  it.  The  beat  chano-es  from 
dual  to  ternal.  With  the  suggested  revised  signature 
this  would  be  written  2  to  2.  (dotted).  Thus  the 
alteration  of  the  bar  is  indicated  by  change  of  figure, 
and  change  of  beat-division  by  the  addition  of  a  dot. 

The  following  examples  show  change  of  accent  with 
and  without  changfe  of  beat-division  : — 


^&' 


Present  signature  :         I  to  |     I  to  |    I  to  | 
Suggested  signature  :    2  to  3    2  to  3    2  to  3.  (dotted). 

The  quavers  of  the  second  example  would  be  written 
as  crotchets,  without  affecting  the  tempo  of  the  music. 


COMPOUND    STANDARD   OF    TIME      19 

It  must  be  clearly  stated  that,  unless  music  is  in- 
correctly barred,  the  strict  accent  is  the  division  of 
the  bar  only  and  never  of  any  larger  unit.  The 
imperfect  record  of  strict  accent  in  the  music  of  the 
earlier  masters  has  already  been  pointed  out,^  for  there 
are  instances  in  the  works  of  Beethoven,  Schubert,  and 
others  of  movements  where  it  is  frequently  obvious 
from  the  character  of  the  music  that  the  accent  does 
not  fall  on  every  bar.  But  neither  does  it  fall  on 
every  alternate  bar,  as  a  well-known  and  widely-spread 
modern  theory  would  have  us  believe.  It  would  be 
difficult  to  discover  a  single  movement  where  such  an 
alternating  accent  could  be  applied  all  through  without 
making  nonsense  of  the  music.  And  if  this  could  be 
done,  it  would  render  the  theory  superfluous,  since 
it  is  clear  that  there  can  be  no  possible  difference 
(except  in  the  notation)  between  two  bars  accented 
and  unaccented  and  one  bar  of  twice  their  length, 
i.e.  \  for  |,  ^^  for  |,  &c.  But  as  this  rarely 
occurs,  the  theory  is  not  merely  a  superfluity,  but  an 
actual  misrepresentation  of  the  practice  of  the  great 
composers.  The  true  explanation  is  to  be  found  in 
the  fact  that  there  was  in  their  time  no  definite  cus- 
tom of  strict  accent  on  the  bar-line,  with  the  result 
that  the  position  of  this  accent  was  not  indicated  at 
all,  but  was  left  to  the  intuition  of  the  executive 
artist,  and  consequently  that  the  bar-line  then  signified 
nothing  to  the  ear,  but  was  merely  placed  as  a  matter 
of  convenience  to  the  eye  in  reading.  The  great 
composers,  far  from  desiring  that  uniformity  with  which 

1  Macpherson,  "  Form  in  Music,"  p.  42. 


20     THE    EVOLUTION   OF    MUSICAL    FORM 

modern  theory  has  credited  them,  were  given  to 
requiring  considerable  variety  in  the  arrangement  of 
their  accents,  and  to  represent  these  changes  faith- 
fully would  have  meant  a  complication  of  barring 
quite  beyond  the  understanding  of  that  day.  They 
took  advantage,  therefore,  of  the  vagueness  then  pre- 
valent. It  was  simpler  to  use  a  smaller  unit  for  the 
bar  which  could  be  retained  throughout  the  move- 
ment, while  the  real  bar-unit  (the  recurring  accent) 
with  its  manifold  changes  was  not  indicated  at  all. 
The  misfortune  to  posterity  of  such  an  omission  is 
that  none  but  the  composer  could  know  for  an 
absolute  certainty  what  he  intended,  and  that,  there- 
fore, these  classics  are  subject  to  as  many  different 
modes  of  accents  as  there  are  readings,  and  strict 
accent  is  still  commonly  considered  to  be  a  question 
of  performance  rather  than  of  notation.  Yet  clearly 
the  bar-line  is  the  natural  and  suitable  method  of 
indicating  it,  since  the  ordinary  signs  of  accent 
[sf  or  >)  must  be  kept  for  the  irregular  use,  or 
for  the  occasional  additional  emphasis  required  upon 
an  already  accented  beat.  And  if  the  bar-line  does 
not  convey  the  position  of  the  accent,  it  can  have  no 
musical  significance  whatever,  and  merely  leads  to 
purposeless  complication. 


CHAPTER    IV 

RELATIVE    PITCH    AND    ITS    NOTATION 

Material  of  pitch — Dependence  of  notation  on  the  scale— Definitions  of 
the  scale — Analysis  of  the  diatonic  scale — Its  minor  mode — Its  in- 
tervals and  inversions— Definitions  of  melodic  key,  key-circle,  and 
tonality — Notation  of  pitch  a  compromise — Causes  of  its  complication 
— Eastern  notation — Relation  of  tuning  of  orchestral  instruments  to 
notation. 

However  desirable  it  may  appear  to  describe  the  element 
of  pitch  in  the  natural  order  of  development,  such  a 
course  is  practically  neither  convenient  nor  altogether 
possible. 

From  the  point  of  view  of  evolution  it  is  probable 
that  what  we  have  named  the  relative  selection  of  pitch 
was  made  first  out  of  the  natural  material  in  the  same 
way  as  the  time-selection  was  chosen,  and  that  the 
complete  absolute  scale  of  semitones  either  existed 
independently  or  was  a  much  later  discovery.  But  to 
us,  accustomed  from  childhood  to  regard  these  semitonal 
steps  as  the  material  of  our  pitch-outline,  it  is  far  easier 
to  understand  a  selection  made  from  this,  than  out  of  a 
nebulous  pitch-matter  apt  to  suggest  howls  or  cat-calls 
rather  than  a  material  of  music. 

Having  taken  one  step  in  the  face  of  evolution,  when 
we  turn  to  consider  the  selected  material  of  relative  pitch, 
a  further  difficulty  presents  itself.  It  is  impossible  to 
analyse  music  apart  from  its  record  in  notation,  but  of 


22     THE    EVOLUTION   OF    MUSICAL   FORM 

the  early  stages  of  our  music  notation  offers  no  trace. 
The  first  impress  of  the  folk-style  on  record  is  that  of 
a  fully-founded  system,  a  well-established  scale-form. 
This  scale  is  the  result  of  ages  of  practical  experiment 
in  melodic  types,  of  which  it  represents  survival  of  the 
fittest.  The  fact  that  all  scales  owe  their  origin  to 
melody  would  scarcely  need  stating  were  it  not  for 
the  current  idea  that  scales  are  a  ready-made  material 
used  in  the  manufacture  of  music.  As  most  elementary 
teaching  proceeds  on  this  assumption,  it  is  necessary  to 
point  out  the  fallacy  involved.  In  music,  and  indeed  in 
all  art,  the  standard  comes  into  general  use  long  before 
it  is  recognised  as  a  fixed  thing  and  made  the  basis  of  a 
system  ;  the  use  is  first,  the  system  is  second.  And  the 
standard  grows  out  of  things  small  in  their  beginnings. 
Thus,  though  it  is  inevitable  that  some  lesser  amount 
of  tone-material  was  in  existence  before  the  scale,  we 
have  no  words  or  signs  to  express  the  relations  of  these 
primitive  tones  but  those  which  have  arisen  out  of  and 
therefore  imply  the  pre-existence  of  the  complete  scale. 
No  student  of  early  music  can  ignore  the  fact  that  the 
common  chord  or  triad  is  a  far  more  primitive  set  of 
relations  than  the  diatonic  scale,  and  the  most  primitive 
of  all  is  the  third  out  of  which  the  chord  arises,  but  the 
actual  word  "third"  is  unintelligible  except  as  the 
distance  between  three  adjacent  degrees  of  the  scale. 
The  whole  of  our  interval  nomenclature  is  founded  upon 
this  scale  ;  it  is  the  standard  by  which  all  successive 
divisions  of  pitch  are  measured,  named,  and  written. 
Its  definition,  therefore,  supplies  the  key  to  the  terms 
needful  for  the  explanation  of  relative  pitch. 


RELATIVE   PITCH  AND  ITS  NOTATION     23 

The  word  scale  is  derived  from  the  Latin  scala,  a 
staircase  or  ladder. 

It  is  not  an  easy  matter  to  define  the  general 
nature  of  a  scale,  as  will  appear  from  the  character  of 
the  following  statements  concerning  it  by  well-known 
writers. 

1.  "A  term  denoting  the  series  of  sounds  used  in 
musical  compositions."     (Grove's  "Dictionary.") 

2.  "  Successions  of  steps  forming  ladders."  (Niecks, 
*•  Dictionary  of  Musical  Terms.") 

3.  "  A  series  of  notes  which  stand  in  some  recog- 
nisable relation  to  one  another  in  respect  of  pitch."  (Sir 
H.  Parry,  "Art  of  Music") 

4.  "  A  key,  or  scale."     (Ritter,  "  History  of  Music") 

5.  "The  most  natural  model  for  the  formation  of 
tonal  successions  is  found  in  the  seven  degrees  of  sound 
which  also  form  the  basis  of  our  whole  tonal  system." 
(Marx,  "  School  of  Composition.") 

6.  "  The  series  in  which  the  ascending  motion  of 
a  sound  in  itself  undetermined  meets  on  its  way  the 
intervals  of  the  key  and  by  them  is  determined  into 
degrees."    (Hauptmann,  "  Harmony  and  Metre.") 

7.  "  The  scale  appears  as  chord  of  the  tonic  with 
passing-notes."     (Riemann,  "  Dictionary  of  Music") 

Of  these,  Nos.  i,  2,  and  3  would  apply  equally  to 
chord-form  (in  arpeggio) ;  Nos.  4  and  5  describe  the 
scale  as  the  key,  No.  6  defines  it  as  something  distinct 
which  is  determined  by  the  key,  No.  7  as  a  chord-form 
with  passing-notes.  It  will  be  seen  that  the  last  four 
definitions  can  apply  only  to  that  form  of  scale  known 
as  diatonic  ;    the  chromatic  scale  is  certainly  neither  a 


24     THE    EVOLUTION   OF    MUSICAL   FORM 

key,  nor  determined  by  the  key,  neither  can  it  be  a  chord 
with  passing-notes.  These  statements  appear  either  too 
comprehensive  or  else  not  comprehensive  enough.  A 
simple  working  definition  might  run  as  follows :  the 
name-order  in  pitch  of  musical  tones.  A  succession  of 
tones  is  not  a  complete  scale  unless  it  occurs  in  the 
name-order  of  pitch,  and  every  succession  in  this  order 
is  a  scale  whatever  its  intervals  may  be.  This  defines 
the  scale  without  attempting  to  account  for  it,  while 
the  writers  above  quoted  all  attempt  to  account  for  it 
on  grounds  theoretical  or  practical,  philosophical  or 
acoustical,  without  clearly  defining  it.  The  lack  of  the 
evolutionary  idea  is  apparent  in  these  statements,  and  it 
is  impossible  to  account  satisfactorily  for  the  nature  of 
scales  without  a  knowledge  of  their  evolution. 

The  relations  of  the  degrees  of  the  scale  to  one 
another  form  what  is  known  as  the  "mode"  of  the  scale, 
depending  upon  the  arrangement  of  its  intervals.  These 
intervals  are  reckoned  upwards,  unless  the  contrary  is 
expressed.  Degrees  next  one  another  lie  at  the  interval 
of  a  second  ;  of  a  third  if  one  degree  is  missed,  of  a 
fourth  if  two  are  missed,  and  so  on  up  to  the  octave. 
Intervals  beyond  the  octave  are  similar  to  those  within 
it  ;  the  ninth,  tenth,  and  eleventh,  &c.,  correspond  to 
the  second,  third,  and  fourth  respectively.  The  normal 
intervals  of  the  diatonic  scale  are  major  or  minor,  or  if 
not  admitting  of  this  variation  are  called  perfect.  Major 
intervals  contain  one  semitone  more  than  the  corre- 
sponding minor.  Seconds,  thirds,  sixths,  and  sevenths 
are  major  and  minor,  fourths  and  fifths  and  octaves  are 
perfect.     The   major   second    is    synonymous  with    the 


RELATIVE  PITCH  AND  ITS  NOTATION     25 

full-tone,  the  minor  second  with  the  semitone.  The 
inversion  of  an  interval  consists  in  raisinc^;-  its  lowest 
degree  an  octave  higher,  so  that  the  upper  degree 
becomes    the    lower. 

The  first  degree  of  the  scale  with  its  octaves  is 
the  most  important,  and  is  called  the  tonic  or  key- 
note. The  distance  from  one  degree  to  the  next  is 
variable,  being  either  a  full-tone  or  a  semitone.  This 
variation  divides  the  scale  naturally  into  halves,  each 
consisting  of  two  full-tones  followed  by  a  semitone, 
with  a  full-tone  between  the  last  degree  of  the  first 
half  and  the  first  degree  of  the  second  half. 


Each  of  these  is  called  a  tetrachord,  a  succession  of 
four  notes,  the  second  one  being  an  exact  repetition 
of  the  first,  a  fifth  higher.  Such  a  repetition  forms 
what  is  known  as  a  sequence,  and  it  is  noteworthy  that 
this  sequence,  combined  with  the  related  tones  of  the 
common  chord,  is  what  gives  this  scale  its  peculiarly 
SLitisfying  character. 

The  minor  diatonic  scale,  the  secondary  and  con- 
trasting mode,  is  lacking  in  most  of  the  prominent 
features  of  the  major  mode. 


The   only  altered   degrees  are  those   of  the   third   and 
sixth,  which  become  a  semitone  lower  ;  but  this  deprives 


26     THE    EVOLUTION   OF    MUSICAL   FORM 

the  scale  of  its  natural  third,  and  of  the  sequence 
referred  to.  Consequently  this  scale  is  of  a  more 
arbitrary  character  and  has  been  subject  to  considerable 
variation  in  its  sixth  and  seventh  degrees,  but  the 
above  mode  commends  itself  as  the  one  best  suited 
for  harmonic  development. 

The  intervals  and  inversions  of  the  scale  reckoned 
from  the  tonic,  are  as  follows  : — 

The  Major  Mode 


Maj. 

Maj.      Perf. 

Perf. 

Maj. 

Maj. 

Interval 

2nd 

3rd   +   4th 

5th 

6th 

7th   +   Octave 

Inversion 

7th 

6th         5th 

4th 

3rd 

2nd 

Min.       Min.      Perf.      Perf.      Min.      Min. 


The  Minor  Mode 


Maj.       Min. 

Perf. 

Perf.      Min. 

Maj. 

Interval 

2nd   +   3rd 

4th 

5  th   +  6th 

7th  +   Octave 

Inversion 

7th         6th 

5th 

4th         3rd 

2nd 

Min.       Maj. 

Perf 

Perf.      Maj. 

Min. 

This  mark  (  +  )  indicates  the  position  of  the  semitones. 


There  are  two  exceptional  forms  of  interval,  which 
occur  once  between  the  degrees  of  the  major  mode. 


(1) 


(2) 


:f^t: 


-h-- 


and  four  times  in   the  minor  mode, 


1     (i>_j  '  I 


:*^— ^^^ 


=i;^p— -fep-::^- 


(2) 


=\- 


These    are    called    augmented   (i)  and   diminished   (2). 
Augmented  intervals  contain  one  semitone  more  than 


RELATIVE  PITCH  AND  ITS  NOTATION     27 

major  and  perfect,  and  diminished  intervals  contain  one 
semitone  less  than  minor  or  perfect.  These  intervals 
are  of  a  peculiarly  striking  character,  and  are,  there- 
fore, easily  distinguished  from  the  normal  intervals. 
They  become  interchanged  by  inversion,  as  do  major 
and  minor. 

A  major  or  minor  scale  repeated  upon  any  degree  of 
pitch  is  called  a  key.  It  does  not  represent  the 
complete  possibilities  of  the  key,  but  forms  a  melodic 
type  which  may  stand  for  it,  and  can,  therefore,  be 
correctly  named  the  melodic  key.  As  a  major  and  a 
minor  key  can  be  formed  on  every  degree  of  pitch, 
there  are  thus  twelve  of  each,  corresponding  to  the 
twelve  semitones  of  the  octave.  This  forms  the  key- 
circle,  which  in  its  complete  form  has  been  made 
possible  only  by  equal  temperament.  The  modifications 
of  pitch  introduced  by  this  system  provide  a  material 
that  is  equally  available  for  use  in  all  keys.  Correct 
acoustic  tuning,  called  just  intonation,  produces  a 
material  that  differs  with  every  key.  Keys  that  are  the 
nearest  related  to  one  another  lie  at  the  interval  of 
a  fifth ;  the  scales  of  these  keys  have  six  notes  in 
common,  those  of  two-fifths  apart  but  five  notes,  and 
so  on.  The  relations  of  tones,  chords,  and  keys  are 
summed  up  in  the  word  "tonality"  which  means  the 
relations  of  all  tones  to  a  given  centre.  The  simple 
standard  of  tonality  is  the  triad  formed  on  the  tonic, 
and  the  compound  standard  is  the  key,  melodic  and 
harmonic. 

As  already  observed,  the   major  scale  (the  melodic 
key)   is  also   the  standard   of  pitch-notation.      But  the 


28     THE    EVOLUTION   OF    MUSICAL   FORM 

notation  itself  records  absolute  pitch,  the  twelve  tones 
of  the  octave.  This  requires  that  every  tone  shall 
have  its  invariable  name  or  sign,  distinguishing  it 
from  the  others.  Whereas  the  relative  standard,  the 
scale,  uses  only  seven  tones  of  the  octave  out  of 
twelve,  and  requires  that  these  shall  relate  to  one 
another,  and  be  recognised  as  a  complete  succession 
independently  of  the  remainder.  This  relation,  more- 
over, requires  to  be  repeated  on  every  degree  of 
pitch. 

The  result  is  inevitably  a  compromise.  Neither 
absolute  pitch  nor  relative  pitch  is  accurately  recorded. 
The  absolute  names  given  to  the  notes  are  those  of 
the  beginning  of  the  alphabet,  but  instead  of  twelve 
names  there  are  only  seven,  the  remaining  five  degrees 
having  to  be  distinguished  by  an  affix  (sharp  or  flat) 
added  to  one  of  the  seven,  as  though  they  had  been 
an  afterthought.  In  order  to  preserve  the  necessary 
standard  of  relative  pitch,  these  names  have  to  be 
used  more  than  once  for  most  degrees,  so  that  not 
alone  are  there  only  seven  names  for  twelve  degrees, 
but  two  of  the  seven  must  generally  be  used  for 
each  degree.  It  is  not  surprising  that  under  these 
circumstances  much  difference  of  opinion  should  exist 
as  to  what  is  or  is  not  correct  notation,  for  the  actual 
stave  notation  records  precisely  this  confusion  of  ideas. 
The  notes  on  and  between  the  lines  of  the  stave  are 
the  named  ones  without  affix,  called  naturals,  and  the 
affix  appears  in  the  form  of  a  sign,  b,  bb,  Jf,  x,  called  an 
accidental,  placed  before  the  note. 

The  essential  character  of  relative  pitch  is  that  while 


RELATIVE  PITCH  AND  ITS  NOTATION     29 

each  key  has  its  own  relationship  to  a  given  centre, 
all  keys  are  in  themselves  equal,  that  chord-relations 
are  invariable,  and  the  only  change  can  be  from  key 
to  key,  excepting  the  variation  of  major  to  minor.  The 
record  of  relative  pitch  in  notation,  however,  gives 
unfortunately  the  opposite  impression,  because  it  is 
also  trying  to  record  absolute  pitch.  Of  key-relation 
there  is  no  trace,  and  every  key  appears  to  differ 
from  the  others.  Thus,  although  relative  pitch  governs 
notation,  it  cannot  be  said  to  fare  much  better  than 
absolute  pitch.  There  is  only  one  key  in  which  the 
original  names  without  affix  do  represent  the  scale.  It 
might  have  been  expected  that  A  would  naturally  be 
its  tonic,  but  C  is  chosen,  so  that  in  the  course  of  this 
scale  A  and  B  have  to  follow  G.  Every  other  key  is 
altered  not  merely  by  name,  but  also  by  the  addition 
of  a  signature,  that  is,  the  number  of  sharps  or  flats 
necessary  to  form  its  scale  on  the  pattern  of  the  scale  of 
C.  These  being  placed  after  the  clef,  are  understood  to 
affect  all  notes  of  these  names,  without  further  record 
in  the  score.  Every  key  contains  a  different  signature, 
up  to  six  or  seven  sharps  or  flats,  and  the  greater  the 
number,  the  more  complicated  does  notation  become. 
When  six  flats  or  six  sharps  are  reached,  there  is 
only  one  tonic  to  represent  them  both,  therefore  this 
one  key  has  two  entirely  distinct  forms  of  notation. 
Seven  sharps  are  also  used  instead  of  five  flats  to 
avoid  a  sudden  change  from  sharps  to  flats.  At  the 
same  time,  the  only  true  relative  variation,  that  of 
the  minor,  is  unrecorded  in  the  signature. 

All    this  complication  exists   solely  in  the    notation 


30     THE    EVOLUTION   OF    MUSICAL    FORM 

and  not  in  the  outline.  There  is  no  reason  why  the 
key  of  Gt>  should  appear  more  complicated  than  that 
of  C,  its  constitution  being  exactly  the  same ;  and 
there  is  no  reason  why  C  should  appear  invariably  as 
the  standard,  since  any  other  key  can  represent  that 
standard  equally  well.  It  is  evident,  not  only  that 
absolute  pitch  is  inadequately  recorded,  but  that  relative 
pitch  is  actually  misrepresented  in  notation,  an  entirely 
false  impression  of  its  nature  being  given.  The  con- 
fusion of  the  ideas  of  absolute  and  relative  pitch  which 
commonly  exists  is,  in  its  turn,  due  to  this  confused 
notation,  and  also  to  the  form  of  the  keyboard  which 
accords  with  the  notation. 

The  causes  of  this  strange  confusion  are  mainly 
these :  Firstly,  the  fact  already  referred  to,  that  the 
notation  of  rhythmitonal  music  was  not  a  natural 
growth,  but  the  adaptation  of  a  previously  existing 
system  ;  secondly,  the  prevalence  of  a  system  of 
tuning  called  the  mean-tone,  preceding  equal  tempera- 
ment, which  for  three  centuries  confined  music  for 
the  most  part  to  half  the  keys  and  to  the  simpler  half 
of  notation,  during  which  period  that  notation  was 
formed  and  established ;  thirdly,  the  inevitable  com- 
plication caused  by  the  nature  of  pitch-relations,  and 
the  necessity  for  fixed  degrees  of  absolute  pitch. 

In  the  church-system  existed  no  typical  form  of 
scale.  Its  modes  were  all  composed  of  similar  tone- 
material  corresponding  to  our  scale  of  C,  and  only 
differed  in  arrangement.  One  of  these  modes,  the 
least  used,  called  the  Ionian,  coincided  with  the  popular 
scale,  and  as  this  mode  happened  to  begin  upon  C,  the 


RELATIVE  PITCH  AND  ITS  NOTATION     31 

scale  of  C  became  the  standard  scale  in  notation  when 
adapted  to  rhythmitonal  art,  the  form  of  the  keyboard 
also  favouring  its  use.  Accidentals  were  known  in 
church-notation,  but  merely  as  accessaries,  being  used 
as  occasional  inflections  for  the  avoidance  of  melodic 
difficulties.  In  rhythmitonal  music  they  were  put  to 
their  present  use  of  forming  the  scale  upon  other 
tonics  than  C,  and  became  an  essential  part  of  nota- 
tion. Thus  the  keys  came  to  branch  off  on  either 
side  of  C,  in  increasing  complexity,  but  until  equal 
temperament  became  general,  and  instruments  more 
developed,  the  full  possibilities  of  the  key-circle  re- 
mained unrealised  and  notation  was  a  comparatively 
simple  matter.  The  use  of  all  keys,  which  in  lengthy 
compositions  becomes  a  necessity,  has  raised  notation 
to  a  degree  of  complexity,  which  would  have  not 
unlikely  bewildered  the  musicians  of  a  century  ago. 
The  development  of  instruments  has  made  the  strides 
required,  so  that  an  orchestral  score  is  now  of  a  com- 
plexity not  only  unrivalled  but  unapproached  by  any 
other  system  of  record  in  art,  science,  or  mathematics. 
A  notation  of  either  absolute  pitch  or  relative  pitch 
would  sweep  away  the  greater  part  of  these  diffi- 
culties, but  neither  would  be  an  adequate  record  of 
music.  The  Tonic  Sol-fa  system  is  an  attempt  to 
record  relative  pitch  accurately,  but  it  is  useless  except 
for  voices.  Attempts  to  record  absolute  pitch  regard- 
less of  relative  standards  are  doomed  to  failure,  since 
this  is  to  ignore  the  tonalitive  principle  of  musical 
structure.  Probably  the  present  compromise,  in  spite 
of  its   defects,    represents   the    nearest    we  can  get   to 


32     THE    EVOLUTION   OF    MUSICAL   FORM 

a  true  record ;  and  even  if  a  more  accurate  system 
could  be  invented,  it  would  be  completely  lacking  in 
the  associations  and  the  historical  interest  of  the  one 
handed  down  to  us.  At  the  same  time  it  is  necessary 
to  make  clear  that  the  record  is  an  inadequate  one,  else 
the  true  nature  of  pitch-outline  is  apt  to  be  overlooked. 

In  the  East  notation  is  in  an  elementary  condition, 
the  stave  being  unknown.  The  Hindus,  Chinese,  and 
Abyssinians  have  ancient  note-signs,  consisting  of  a 
kind  of  letter  to  which  some  indication  of  time  is  added, 
but  in  this  respect  the  Chinese  system  is  wanting, 
having  practically  no  time-notation.  In  all  probability 
note-signs  also  existed  in  Persia  and  Arabia,  but  these 
do  not  appear  to  have  survived.  The  modern  Arabic 
notation  is  but  300  years  old,  and  is  said  to  have  been 
invented  by  one  Demetrius  de  Cantemir,  who  adapted 
the  letters  of  the  Turkish  alphabet  for  the  purpose. 
This  is  an  absolute  pitch-notation,  with  eighteen  tones 
to  the  octave,  and  is  used  in  Turkey  and  other 
countries  of  the  near  East. 

The  Japanese  have  a  notation  for  their  principal 
stringed  instrument,  the  koto,  which  records  both  time 
and  pitch  and  is  about  200  years  old.  It  is  on  the 
same  principle  as  the  European  lute  tablature,  indicating 
the  string  by  number,  and  with  marks  for  the  sharps, 
but  there  is  no  stave,  and  it  is  read  from  top  to  bottom. 
For  stringed  instruments  with  frets  and  for  wind  instru- 
ments a  similar  form  of  notation  exists,  the  number 
being  indicated  of  the  fret  to  be  pressed,  or  the  hole 
to  be  stopped.  It  is  said  that  the  koto  notation  was 
invented    by    a    musician    named    Yatsubashi,    who   is 


RELATIVE  PITCH  AND  ITS  NOTATION     33 

considered  to  be  the  father  of  Japanese  national  music, 
as  distinguished  from  its  borrowings  from  China. 

The  relation  of  colour-outline  to  the  key-system  is 
due  to  the  circumstances  of  notation  and  the  practical 
limitations  of  instruments,  rather  than  to  any  inherent 
property  in  the  natures  of  pitch  and  quality.  Most 
modern  orchestral  instruments  can  be  played  in  all 
keys,  but  their  really  effective  use  is  generally  limited 
to  about  half  that  number.  The  tuning  of  these 
instruments  is  so  arranged  that  their  most  effective 
keys  coincide  with  the  simpler  half  of  notation,  because 
this  arrangement  is  obviously  the  most  convenient. 
Else  there  is  nothing  to  prevent  a  violin  being  tuned 
in  Gi?,  DS,  &c.,  which  would  have  its  open  strings, 
and  therefore  its  most  brilliant  effects,  in  the  extreme 
sharp  keys,  nor  would  there  be  any  difficulty  in  pitch- 
ing the  tube  of  the  bassoon  in  Fft  instead  of  F.  The 
result,  however,  would  be  to  render  notation  and 
fingering  in  all  keys  a  practical  impossibility.  For 
this  reason  the  simpler  keys  of  notation  are  also  the 
easiest  for  tone-production,  and  for  instruments  as  well 
as  for  notation  C  major  has  become  practically  the 
standard  key.  Upon  keyboard  instruments  all  keys 
are  equally  easy  to  play  in,  and  here  the  only  difficulty 
of  an  extreme  key  is  that  of  its  notation. 


CHAPTER   V 

THE   SIMPLE   STANDARD   OF   TONALITY 

Relation  of  acoustics  to  music— The  most  consonant  interval — Intonation 
of  intervals — Artificial  theories — Origin  of  the  melodic  triad— Elemen- 
tary tonality  and  consonance — Physical  basis  of  the  harmonic  triad — 
Dissonance — The  inversions  of  the  triad. 

While  the  material  of  time-outline  was  found  to 
consist  of  nothing  more  tangible  than  beats  and 
arrangements  of  beats,  that  of  pitch-outline  involves 
a  new  element  with  laws  of  its  own,  which  forms 
the  science  known  as  acoustics.  Efforts  to  explain 
the  pitch-relations  of  music  by  means  of  this  science 
have  resulted  in  failure,  for  the  use  of  the  one 
cannot  be  made  to  square  with  the  laws  of  the  other. 
This  is  perfectly  natural,  for  while  both  start  from  the 
same  central  point,  they  proceed  in  diametrically 
opposite  directions.  The  object  of  the  scientist  is 
analysis,  the  object  of  the  musician  is  synthesis. 
Given  the  natural  triad,  the  one  proceeds  to  dissect 
it,  the  other  to  create  upon  it.  When  the  musician 
turns  to  analyse  his  composition  he  works  from  it  as  a 
whole  down  to  the  triad  ;  the  scientist  ranges  from  the 
triad  down  to  the  vibrational  numbers  and  other  pro- 
perties of  the  single  tone.  These  two  processes  are 
thus  leagues  apart,  and  exist  for  entirely  different  pur- 
poses. The  only  point  of  contact  between  the  two  is 
the    triad,   upon   the   value  of  which   both    are  agreed. 


SIMPLE    STANDARD  OF  TONALITY     35 

The  musician  takes  it  because  he  likes  it ;  the  scientist 
is  able  to  tell  him  why  he  likes  it.  But  when  we 
proceed  to  the  component  parts  of  the  triad,  a  deadlock 
at  once  ensues.  Consonance,  by  which  the  scientist 
means  simplicity  in  relation  of  vibrations,  points  to 
octaves,  fifths,  and  fourths  as  the  suitable  foundation  of 
music.  The  only  European  musicians  of  this  mind 
were  they  of  early  mediaeval  fame,  who  were  unfortu- 
nately unaware  of  their  scientific  accuracy. 

Now  it  is  well  known  that  fifths  and  fourths  have 
brought  more  argument  into  music  than  all  the  rest  of 
the  intervals  put  together.  Consonance,  by  which  the 
musician  means  relations  of  tones  that  satisfy  his  ear, 
points  to  the  third  as  the  fundamental  musical  interval. 
Primitive  melody  constantly  rises  and  falls  by  thirds  ; 
primitive  harmony  in  two  parts  moves  solely  in  thirds ; 
the  harmony  of  the  chord  is  built  up  of  thirds  ;  the 
third  has  always  been  beloved  by  the  natural  ear. 
We  have  to  deal  here  with  a  fact  of  far  greater  im- 
portance to  music  than  any  in  the  science  of  acoustics, 
and  if  consonance  to  music  means  the  third,  and  only 
in  a  limited  degree  the  fifth  and  fourth,  while  to  science 
it  means  the  fifth  and  fourth  and  after  that  the  third,  it 
is  clear  that  two  points  of  view  are  being  named  by 
the  same  name  which  are  by  nature  different,  and  should 
be  recognised  as  such. 

This  view  of  melodic  origin  is  necessarily  subver- 
sive of  the  theory  which  selects  the  falling  fourth  or 
the  rising  fifth  as  the  most  primitive  interval.  It  can 
easily  be  shown,  however,  that  such  a  theory  rests 
upon  a  radically  unsound   basis.      It   is  admittedly  the 


36     THE    EVOLUTION   OF    MUSICAL   FORM 

result  of  a  comparative  study  of  scales,  and  of  scales 
only.  The  intervals  thus  selected  are  those  which 
seem  to  be  common  to  nearly  all  known  scales.  If 
the  scale  be  regarded  as  the  origin  of  music,  then  it 
would  be  reasonable  to  look  for  the  most  persistent 
and  indispensable  interval  within  the  scale  itself,  and 
to  regard  that  as  the  origin  of  both  the  scale  and  of 
melody.  If,  however,  we  admit  that  music  was  before 
the  scale,  that  the  scale  implies  a  previous  melodic 
development,^  and  yet  look  for  the  most  primitive 
interval  within  the  scale  itself,  we  are  in  the  position 
of  admitting  the  origin  of  the  chicken  from  the  egg, 
and  at  the  same  time  of  proceeding  to  dismember  the 
chicken  in  order  to  discover  its  origin  within  itself. 
Any  one  is  at  liberty  to  judge  for  himself  of  the  value 
of  the  evidence  submitted  by  primitive  melody,  but 
not  to  set  aside  that  evidence  in  favour  of  the  later 
witness  of  the  scale.  If  we  cannot  discover  the  origin 
of  music  from  primitive  melody,  we  shall  not  find  it 
elsewhere. 

It  is  unfortunate  that  the  question  of  primitive  in- 
tervals has  been  approached  hitherto  from  the  point 
of  view  of  intonation,  the  exact  ratio  of  the  interval. 
Hence,  thirds,  it  is  said,  are  out  of  the  question  as 
the  most  primitive  interval,  because  they  vary  between 
major  and  minor,  and  are  sometimes  not  distinctly  one 
or  the  other,  but  a  neutral  shade  between  the  two.     It 

1  "  It  is  advisable  to  guard  at  the  outset  against  the  familiar  misconcep- 
tion that  scales  are  made  first  and  music  afterwards.  Scales  are  made  in 
the  process  of  endeavouring  to  make  music,  and  continue  to  be  altered  and 
modified,  generation  after  generation."  (Sir  H.  Parry,  "The  Art  of  Music," 
chap,  ii.) 


SIMPLE    STANDARD   OF   TONALITY     2>7 

would  be  requiring'  a  little  too  much  of  the  savage  to 
expect  him  to  conform  to  our  modern  idea  of  equal 
temperament,  but  what  we  should  look  for  is  to  find 
if  he  uses  intervals  that  can  be  distinguished  generically 
one  from  another,  as  thirds  from  fourths,  fifths  from 
sixths.  On  this  point  no  doubt  has  ever  been  ex- 
pressed. Thirds  are  thirds,  fourths  and  fifths  show 
no  tendency  to  run  into  one  another,  and  the  major 
and  minor  intervals  are  generally  sufficiently  distin- 
guished. It  is  not  so  much  study  of  exact  intonation 
that  is  wanted  as  a  knowledge  of  primitive  music 
viewed  in  its  relation  to  consonance. 

Unfortunately  for  music  the  ratios  of  intervals  have 
always  had  a  fascination  for  the  theoretical  intellect. 
We  are  all  familiar  with  modern  systems  of  harmony 
which  bid  fair  to  rival  in  ingenuity  the  interval  con- 
troversies of  the  Middle  Ages.  The  one  common 
character  possessed  by  these  theories  is  their  oblivious- 
ness of  primitive  music,  and  consequent  failure  to 
formulate  any  conception  of  the  evolution  of  interval 
and  chord.  The  intellect,  working  from  the  theoretical 
standpoint,  has  driven  the  natural  practice  of  music 
into  a  corner  if  not  out  of  sight,  whereas  the  only 
safe  guide  for  the  musician  is  the  experience  of  the 
ear  and  a  knowledge  of  the  general  practice  of  both 
the  skilled  and  the  unskilled  in  music.  It  is  small 
wonder  that  harmony  is  considered  amongst  pupils  an 
intolerably  dry  subject,  since  they  have  no  conception 
of  how  it  comes  to  be  what  it  is  and  are  merely  pre- 
sented with  rules  and  a  catalogue.  To  make  the  theory 
of  pitch-outline  of  interest   to  students,  we    must    take 


38     THE    EVOLUTION   OF    MUSICAL   FORM 

them  along  the  path  that  man  in  the  past  has  travelled, 
so  far  as  we  are  able  to  trace  it  out.  It  is  evident  that 
this  road  is  not  the  bypath  of  counterpoint,  nor  does 
it  even  begin  with  harmony,  but  with  something  too 
simple  to  have  hitherto  attracted  notice — the  consonance 
of  melody. 

In  order  to  understand  what  is  meant  by  this  we 
must  divest  our  minds  of  the  formula  of  the  diatonic 
scale.  This  involves  the  evolution  of  the  melodic  key- 
standard,  a  fixed  type  of  scale  by  means  of  which 
melody  is  able  to  develop  itself  apart  from,  and  yet 
in  accordance  with,  harmony.  Melody  of  this  kind  is  a 
highly  organised  product  and  presupposes  a  long  range 
of  development.  It  is  a  far  cry  from  the  most  primitive 
type  to  the  melody  of  the  average  folk-song. 

The  consonant  intuition  is  a  feeling  for  relative 
pitch  and  originates  in  the  perception  of  the  third. 
The  major  third  is  the  foundation  to  which  the 
minor  third  is  added  melodically.  These  are  the 
intervals    of   the   triad,   which    is    the    simple    standard 


of  rhythmitonal   art —   jfe=:q— ^=3=1^1=3      To   this   the 

lower  third  gives  its  name,  because  it  is  the  more 
prominent  one.  The  consonant  triad  must  consist 
of  one  major  and  one  minor  third,  since  these 
agree   well   together.       When    the    series    is    continued 

up    to    the    next    octave    jfe^i^^^Eq    the    interval    of 

the  fourth  appears.  It  represents  the  gap  between 
the  top  note  of  one  triad  and  the  bottom  note  of  the 


SIMPLE   STANDARD   OF   TONALITY     39 

one  in  the  next  octave.  Since  the  first  tone  of  the 
triad,  called  the  root,  is  its  representative  tone,  this 
interval  of  the  fourth,  taken  meiodically,  has  the  satis- 
fying effect  of  return  to  the  essential  note.  The  fifth 
uses  the  lowest  and  highest  tones  of  the  triad,  omitting 
the  central  third,  and  thus  appears  of  the  nature  of 
a  skeleton.  Meiodically  it  has  exactly  the  opposite 
effect  of  the  fourth,  since  it  starts  from  the  root  and 
leaps  to  the  note  farthest  removed  from  it.  When 
the  direction  of  these  intervals  is  taken  downward 
instead  of  upward,  their  effect  with  regard  to  the  root 
is  reversed,  except  that  the  fifth  always  retains  its 
character  of  a  leap. 


i 


ii 


W 

This  effect  is  one  of  great  importance,  since  it  sup- 
plies us  with  the  earliest  indication  of  the  tendency  of 
pitch  to  gravitate  to  a  centre,  which  is  the  essential 
rhythmic  movement  of  relative  pitch  ;  the  impression 
is  not  a  strong  one,  and  naturally  it  is  of  an  ex- 
ceedingly limited  nature,  but  it  produces  distinctly  the 
sense  of  a  recurring  centre  or  point  of  repose.  This 
centre  is  invariably  called  the  "tonic,"  and  the  second 
note  detaches  itself  sufficiently  to  form  an  independent 
point  on  which  the  mind  desires  to  pause  slightly  and 
then  move  back  to  the  tonic.  To  the  fifth  tone  has 
been  given  the  name  of  "  dominant,"  to  signify  its 
independent  function  apart  from  its  character  as  fifth 
tone  of  the  triad.  In  this  function  it  may  be  regarded 
as  the  door  of  the  tonic. 


40     THE    EVOLUTION   OF    MUSICAL    FORM 

When  all  three  tones  of  the  triad  are  used  suc- 
cessively this  independence  of  tonic  and  dominant 
practically  disappears,  the  two  notes  being  bound 
together  by  the  third,  thus  producing  the  purely  con- 
sonant effect  of  a  single  chord.  Nor  does  the  sixth, 
which  represents  the  leap  from  the  third  and  fifth  tones 

^ — ~\~  ^ ^Z' '~\   suggest   any    independent   character. 

It  is  simply  the  inversion  of  the  third,  and  as  such 
it  is  as  consonant  as  the  third,  and  appears  an  organic 
part  of  the  triad. 

Tonic  and  dominant  are  the  two  tones  that  produce 
elementary  tonality,  the  rhythm  which  involves  points 
of  recurring  repose.  The  tonic  and  its  third  produce 
elementary  consonance,  without  which  no  development 
of  this  primitive  tonality  can  take  place ;  the  three 
tones  together  complete  the  consonant  conception  and 
form  the  simple  tonalitive  standard.  Whether  these 
intervals  of  consonance  appeared  first  successively  and 
were  afterwards  united,  or  whether  they  were  discovered 
as  harmony  and  afterwards  taken  melodically,  it  is 
impossible  to  say.  The  fact  remains  that  they  are 
sung  in  both  forms  by  tribes  whose  general  culture 
resembles  that  of  the  Stone  Age.  A  further  indis- 
putable fact^  is  that  these  very  consonant  intervals 
form  the  material  of  blackbirds'  song  as  any  one  may 
ascertain  for  himself  who  listens  intelligently  to  bird 
song  in  the  spring.  They  are  to  be  heard  also  in  a 
lesser  and  more  partial   degree   in  the   songs   of  other 

1   Referred  to  by  Sir  John  Hawkins  in  the  first  chapter  of  his  history. 


SIMPLE   STANDARD   OF   TONALITY     41 

birds.  It  would  seem,  therefore,  that  consonance  has 
a  root  in  nature  as  well  as  in  man. 

The  standard,  harmonically  considered,  has  also  its 
physical  basis.  If  a  single  tone  be  sounded  upon  the 
piano  with  the  pedal  held  down,  some  effect  of  a  whole 
major  triad  will  be  heard.  Its  upper  tones  are  the 
relatives  or  harmonics  of  the  lower  one  named  the 
root  or  generator.  Hence  the  term  "root"  has  passed 
into  musical  nomenclature,  as  signifying  what  is  also 
called  the  "fundamental  bass"  of  any  chord,  i.e.  its 
lowest  tone  in  the  normal  position  of  ascent  by  thirds, 
a  tone  that  requires  to  predominate  to  ensure  a  fully 
consonant  effect.  But  root  in  music  means  no  more 
than  this  ;  it  is  in  no  sense  a  generator.  Even  where 
the  harmonics  are  the  actual  chord,  they  do  not  occur 
in  the  order  of  the  triad  series,  for  the  fifth  comes  at 
the  twelfth  and  the  third  at  the  seventeenth  from  the 
generator.  The  fact  that  the  major  triad  agrees  with 
the  lower  part  of  the  harmonic  series  ^  accounts  for  its 
unique  position  in  music,  but  has  nothing  to  do  with 
the  general  principle  of  chord  formation,  which  is  found 
in  the  predominance  of  the  third. 

There  are  varying  degrees  of  consonance  in  the 
intervals  of  the  standard  harmonically  considered.  The 
octave  taken  by  itself  is  scarcely  a  harmonic  interval 
at  all,  because  its  two  notes  are  in  such  close  affinity 
as  to  be  hardly  more  than  the  doubling  of  the  single 
tone.  The  third  and  sixth  produce  practically  a  similar 
effect  in  both  harmony  and  melody.  Such  is  not  the 
case  with  the  fifth  and   fourth,   because  the  successive 

^  This  runs  as  follows  :  C,  c,  g,  c',  e',  &c. 


42     THE    EVOLUTION   OF    MUSICAL   FORM 

relations  of  tonic  and  dominant  must  necessarily  dis- 
appear in  the  united  chord.  The  skeleton  character 
of  the  fifth  is  accentuated  in  harmony,  and  the  fourth 
is  neither  the  normal  interval  of  the  triad  nor  the  sum 
of  two  of  these,  as  is  the  fifth.  It  comes  thus  within 
the  practical  meaning  of  the  word  dissonance  (or  dis- 
cord), the  presence  of  any  interval  that  contradicts  those 
of  the  consonant  triad.  Discords  are  wanted  in  music 
for  the  purpose  of  relieving  the  monotony  of  perpetual 
concords.  A  certain  proportion  of  concords  to  discords 
is  necessary  in  consonant  music,  but  in  other  respects 
the  use  of  discords  is  purely  an  aesthetic  matter.  The 
effect  of  dissonance  is  restless  and  even  painful ;  that  of 
consonance  is  necessarily  one  of  repose  ;  of  all  conson- 
ance the  effect  of  the  major  tonic  triad  is  the  most  restful. 

(1)    (2) 


When   the  triad  is  used   in   inversion 


f 

it  is  no  longer  fully  consonant,  because,  firstly,  the 
root  is  not  in  the  bass,  and  secondly,  both  inversions 
contain  the  dissonant  interval  of  the  fourth  without  any 
doubling  instead  of  the  consonant  third  ;  thus  they  lack 
the  complete  repose  of  the  normal  triad.  In  the  case 
of  the  second  inversion  this  is  very  much  more  notice- 
able than  the  first.  We  cannot  end  on  it  without  feeling 
that  there  ought  to  be  something  more  to  follow.  This 
always  indicates  the  presence  of  a  discord.  These  two 
inversions  both  contain  the  third  and  the  fourth,  but 
in  the  case  of  the  first,  the  interval  of  the  fourth  is 
scarcely  noticeable.  It  has  always  been  held  that  what 
are  known  as  the  extreme  parts  (the  treble  and  bass) 
are   much   more    prominent   than    the  inner  or   middle 


SIMPLE   STANDARD  OF  TONALITY     43 

parts,  and  from  the  harmonic  standpoint,  the  bass, 
whether  or  not  it  be  the  root,  is  even  more  important 
than  the  treble.  This  accords  with  the  experience  of 
musicians,  and  is  undoubtedly  a  fact.  Therefore  the 
dissonance  of  the  fourth  only  obtrudes  itself  if  taken 
from  the  bass.  The  most  consonant  effect  of  a  triad 
will  be  gained  when  its  principal  tone,  the  root,  is  in 
the  bass  and  doubled  in  the  treble,  and  when  its  most 
consonant  interval,  the  third,  is  also  made  prominent. 
In  the  first  inversion  the  triad  lacks  repose  because  it 
does  not  rest  upon  the  root,  but  prominence  is  given 
to  the  root  and  third  tone  in  the  treble  and  bass.  A 
more  extended  position,  giving  prominence  to  the  fifth 
1 

tone  (gy — j~""|    is    less    consonant    because    the    root    is 

covered  up  in  the  middle.  When  we  turn  to  the 
second  inversion  we  find  all  these  factors  at  work  to 
reduce  its  consonance.  The  interval  of  the  fourth  is 
in  the  most  prominent  place  possible  directly  upon  the 
bass,  the  fifth  tone  is  prominent  as  the  bass,  and  the 
root   is   covered   by  the  third  tone.      Even  if  the  root 


i 


be    placed    uppermost    ^^=5=3    these    conditions    are 

:^: 
practically  unchanged,  because  the  fourth  (now  become 
the  eleventh)  is  even  more  prominent  than  it  was  before. 
If,  however,  the  root  be  sounded  in  the  bass  before  the 
chord  is  heard  in  this  position,  its  dissonant  effect  dis- 
appears, because  the  root  is  heard  as  if  still  sounding, 
and  the  result  is  a  triad  in  the  root  position. 


CHAPTER   VI 

THE    EVOLUTION    OF   THE   SCALE 

Development  from  chord  to  scale — Lack  of  the  semitone — Causes  of  its 
omission  from  early  melody — The  semitonal  instinct  of  the  East 
necessary  to  complete  the  scale  of  the  West — The  European  develop- 
ment— The  Asiatic  development — Mode  and  transposition — Relation  of 
key  to  mode — Modal  development  due  to  lack  of  consonant  intuition — 
Eastern  modal  names. 

In  origin  consonant  melody  and  harmony  are  one  and 
yet  in  use  diverse  from  the  beginning.  The  primary 
conception  of  harmony  is  stationary,  a  single  chord, 
while  melody  steps  about  continually  upon  the  chord- 
ladder  provided  by  harmony.  So  long  as  harmony  is 
confined  to  a  movement  of  direction  only  and  there  is 
no  change  of  chord,  consonant  melody  is  also  confined 
to  the  same  chord-outline,  a  steep  ladder-like  move- 
ment. But  it  is  not  natural  for  melody  to  be  always 
consonant.  The  voice  craves  for  a  smoother,  closer 
movement  than  the  third,  and  the  interval  of  the 
second  makes  its  appearance.  It  is  like  the  sub- 
stitution of  an  easy  staircase  for  the  ladder.  The  fact 
that  our  German  friends  have  emphasised  the  ladder 
part  of  the  definition  in  their  word  Tonleiter  for  scale 
need  not  disturb  us  in  thinking  of  it  as  a  stair  if  we 
prefer  it.  The  chief  point  is  to  emphasise  the  differ- 
ence between  melody  in  chord-form  and  melody  in 
scale-form. 

44 


THE    EVOLUTION    OF   THE    SCALE      45 

It  will   be  seen   that   four  additional   tones  are   re- 
quired to  turn  the  chord-ladder  into  the  scale. 

(2)  (4)  (6)   (7) 


i 


w^. 


q=1: 


—I- 


1=1=^=J=^ 


1— :d— ^■ 


To  find  the  ones  that  were  first  used,  we  may  look 
to  the  common  five-toned  formula  named  pentatonic, 
an  incomplete  scale,  which  runs  as  follows : — 

(2)  (6) 


P=^==1=^ 


:-]-^-^-^-ii-- 


This,  it  will  be  perceived,  consists  of  a  succession  of 
two  minor  thirds  and  three  full-tones  within  the  octave. 
What  is  lacking  to  complete  the  scale  is  the  relation 
of  the  semitone.  When  the  fourth  and  seventh  tones 
are  supplied,  this  relation  appears  in  the  rise  to  the 
tonic  of  the  seventh,  called  the  leading-note,  and  the 
fall  of  the  fourth  or  subdominant  to  the  mediant  or 
third.  The  later  entry  of  the  semitone  is  to  be 
explained  upon  melodic  grounds,  by  reference  to  two 
essential  factors,  the  one  a  condition  of  vocal  music 
in  general,  the  other  due  to  the  constitution  of  the 
Western  mind. 

In  the  first  place  we  have  to  reckon  with  a  per- 
sistent characteristic  of  all  early  vocal  music.  The 
intervals  are  taken  downwards,  instead  of  upwards. 
In  all  speech  the  voice  naturally  falls  to  the  close 
unless  a  question  is  asked  which  implies  the  absence 
of   a   close ;    the    word    cadence    means    a    fall.      The 


46     THE    EVOLUTION   OF    MUSICAL   FORM 

singing  voice  is  no  exception  to  this  general  vocal 
instinct,  and  it  is  far  more  natural  and  therefore 
easier  to  start  fairly  high  and  fall  to  the  close  instead 
of  rising  to  it.  With  instruments,  however,  the  natural 
starting-point  is  the  lowest  tone  available,  the  open 
note  of  the  string  and  pipe,  and  as  all  lower  notes 
are  easily  produced,  it  is  usual  to  begin  low,  and  to 
rise  thence  to  the  close.  Hence  the  upward-tending 
leading-note  of  modern  art,  the  rise  by  semitone  to  the 
tonic,  and  the  downward-tending  one  of  primitive  music, 
the  fall  by  a  full-tone  to  the  tonic.  There  is  rise  as  well 
as  fall  in  primitive  music,  but  with  very  few  exceptions 
the  rise  takes  place  first,  and  the  fall  concludes  the 
strain.  It  has  been  observed  that  the  Orientals,  whose 
systems  are  principally  vocal,  think  of  their  scales  as 
tending  downwards,  and  this  is  natural  where  no  in- 
strumental development  has  occurred  strong  enough  to 
turn  their  thoughts  in  the  opposite  direction.  It  is,  of 
course,  possible  to  fall  by  semitone  to  the  tonic,  but 
this  is  opposed  to  the  constitution  of  the  European 
diatonic  scale  on  account  of  harmonic  relations. 

The  omission  of  the  leading-note  is  further  due  to 
the  slowness  of  the  Western  mind  in  grasping  the 
actual  interval  of  the  semitone.  Its  natural  instinct 
is  for  thirds  and  full-tones ;  the  semitone  presents 
itself  as  an  interval  that  in  the  development  of  har- 
mony cannot  be  ignored  nor  dispensed  with,  and  that 
has  to  be  reckoned  with  in  the  ordinary  practice  of 
diatonic  melody  and  harmony.  But  that  this  semi- 
tone should  lead  in  itself  to  new  and  undreamed-of 
developments    in   harmony  is  a  very  recent    discovery, 


THE    EVOLUTION   OF   THE    SCALE     47 

the  principle  of  which  is  not  yet  fully  under- 
stood, though  it  consists  of  little  else  than  the  free 
use  of  the  semitone  instead  of  its  limited  use.  In 
this  is  summed  up  all  that  is  meant  in  music  by  the 
words  chromatic  and  diatonic.  Chromaticism  when 
carried  out  to  its  full  extent  is  apt  to  weaken  and 
even  destroy  consonance.  It  is  therefore  evident  that 
for  the  origin  of  this  semitonal  tendency  we  must 
look  to  some  instinct  other  than  the  consonant  intui- 
tion which  dominates  Western  music. 

There  can  be  no  harmony  without  this  consonant 
instinct,  but  there  is  melody  ;  of  a  different  sort,  it  is 
true,  from  that  to  which  we  are  accustomed,  but  still 
melody,  and  indeed  more  essential  melody  than  any 
that  the  European  system  permits  of.  As  Mr.  Hipkins 
sympathetically  remarked  some  years  ago  in  his  preface 
to  Captain  Day's  "Music  and  Musical  Instruments  of 
Southern  India": — "The  greater  freedom  in  musical 
intervals  that  melodic  systems  allow  must  be  reckoned 
as  compensating  in  some  measure  for  the  want  of 
those  harmonic  combinations  of  which  our  European 
music  has  such  inexhaustible  wealth.  What  we  lose 
in  the  possession  of  this  rich  estate  is  that  we  are 
effectually  barred  from  the  use  and  enjoyment  of  a 
more  pliant  melody,  free  from  the  fetters  imposed 
by  consonant  chords,  a  melody  which  has  a  great 
privilege  in  easily  touching  the  emotions." 

This  free  emotional  melody,  to  which  consonant 
conditions  are  unknown,  has  its  origin  in  what  may 
be  termed  the  "  microtonal "  instinct,  the  love  of 
minute    divisions    of   pitch.      This    instinct    is    at    the 


48     THE    EVOLUTION   OF    MUSICAL   FORM 

root  of  Eastern  music  in  the  same  manner  as  the 
consonant  instinct  underHes  the  Western  art.  It  is 
true  that  the  Hindus  had  developed  at  an  early- 
period  a  diatonic  scale  which  accords  practically  with 
our  own  ;  but  when  we  learn  that  this  very  scale  is 
one  of  seventy-two  in  their  system,  as  against  one 
of  two  in  ours,  its  very  different  relative  significance 
may  be  guessed.  And  notwithstanding  the  fact  that 
all  these  seventy-two  scales  can  be  written  in  European 
notation,  the  Hindus  assert,  and  doubtless  with  truth, 
that  their  srutis,  the  tiny  third  and  quarter-tones, 
are  the  essential  and  primitive  foundation  of  their 
music.  The  diatonic  scale  is  a  useful  formula,  and  it 
is  the  only  meeting-place  of  East  and  West  on  the 
side  of  pitch  ;  but  it  represents  actual  microtonal  music 
no  more  than  it  conveys  any  impression  in  itself  of 
our  harmonic  art. 

According  to  the  view  of  music  here  set  forth, 
scale-form  is  reached  by  the  two  separate  paths, 
typified  as  European  and  Asiatic  (since  in  Europe 
and  Asia  is  found  the  most  striking  development  of 
either)  ;  these  converge  till  they  meet  in  the  common 
ground  of  the  scale  and  then  diverge  again  more 
widely  than  before. 

The  path  of  European  melody  from  its  origin  in  the 
consonant  triad  has  already  been  suggested  ;  its  detail 
is  of  a  far  more  complicated  character  than  the  Asiatic 
owing  to  the  transition  from  consonant  to  dissonant 
conditions.  It  is  here  evident  that  fifths  and  fourths, 
though  subordinate  originally  to  the  third,  tend  to 
become  of  greater  importance  as  consonant  conditions 


THE    EVOLUTION    OF    THE    SCALE     49 

give  way  to  a  dissonant  succession.  The  third  holds 
its  own  in  giving  the  main  character  to  the  scale,  but 
the  fourth  and  fifth  with  their  sharp,  thin  decisive  char- 
acter become  its  natural  bulwarks,  once  the  succession 
or  even  a  part  of  it  is  well  established.  On  account  of 
this  character  they  are  the  easiest  intervals  in  which 
to  tune  stringed  instruments,  and  such  a  tuning  also 
represents  the  most  convenient  fingering.  Any  string 
stopped  at  two-thirds  of  its  length  gives  the  fifth  of  its 
open  note.  To  the  scale  the  fourth  is  of  special  import- 
ance, because  of  its  natural  division  into  the  two  tetra- 
chords  already  referred  to.  The  European  key-circle 
finds  its  simplest  relation  in  the  interval  of  the  fifth. 
These  are  reasons  which  account  for  the  position  of 
the  fourth  and  fifth  in  all  music,  without  insistence  on 
priority  of  appearance. 

The  general  division  of  the  octave  into  two  tetra- 
chords  is  one  that  appears  in  melody  long  before 
a  complete  diatonic  scale  is  established.  A  whole 
octave  is  too  much  to  grasp  at  once,  and  primitive 
melody  of  the  European  order  will  be  found  to  lie 
either  in  the  upper  or  lower  division,  or  if  it  pass  from 
one  to  the  other  the  change  is  in  the  nature  of  an 
alternation  and  the  two  tetrachords  are  still  kept  dis- 
tinct. Only  in  a  later  stage  of  development  does  the 
melody  move  freely  from  one  to  the  other,  breaking 
down  the  early  division,  and  the  tetrachordal  character 
is  thus  one  of  the  indications  of  a  primitive  melodic 
type  of  the  European  order.  In  Asiatic  melody  it  is 
less  apparent. 

The    relation    of    the    triad    to    the    tetrachord    in 

D 


50     THE    EVOLUTION   OF    MUSICAL   FORM 

primitive  music  may  be  stated  as  follows :  Taking 
a  downward  development  of  intervals,  the  first  tetra- 
chord  commences  on  the  dominant,  takes  next  the 
interval  of  the  third,  and  then  the  second,  arriving 
on  the  downward  leading-note  or  supertonic — 


the  missing  fourth  note  being  afterwards  supplied ; 
the  second  tetrachord  starts  upon  the  tonic,  leaps  to 
the  sixth  or  submediant,  and  concludes  on  the  fifth — 


'm^ 


completing  itself  later  in  the  same  manner.  It  will 
be  seen  that  this  reproduces  the  pentatonic  formula, 
with  the  difference  that  prominence  is  given  to  the 
second  tone  of  the  scale,  which  thus  suggests  a  tem- 
porary point  of  repose  apart  from  the  tonic.  It  is 
not  contended  that  the  use  of  the  pentatonic  formula 
was  the  only  method  of  passage  from  chord  to  scale. 
Frequently  the  third  alone  was  filled  up,  thus  giving 
three  notes  in  scale-form ;  and  fragments  of  scales 
existed  long  before  the  octave  scale  was  complete. 
Naturally,  an  exact  uniformity  of  practice  between 
differing  tribes  and  nations  is  the  last  thing  to  be 
expected.  Infinite  variation  occurs  in  detail,  but  the 
general  trend  of  evolution  is  unmistakable.  Judging 
from  the  persistence  of  the  above-mentioned  instances, 
they  are  to  be  regarded  as  typical  of  the  transition 
from  chord  to  scale.  ^ 

*  See  Appendix,  Sections  A-F. 


THE    EVOLUTION    OF    THE    SCALE      51 

The  origin  of  Asiatic  melody  is  in  niicrotonal 
intervals.  Its  most  primitive  type  appears  to  consist 
of  three  tones  at  the  distance  of  a  semitone  or  a 
quarter- tone  from  one  another,  which  are  incessantly 
repeated  ;  ^  when  this  type  becomes  more  developed, 
it  will  include  full-tones,  thirds,  and  even  occasionally 
a  fourth  or  fifth.  A  second  equally  frequent  type  con- 
sists of  the  following  intervals  :  firstly,  a  quarter-tone, 
semitone,  or  full-tone,  succeeded  by  some  kind  of  third  ; 
generally,  the  smaller  the  first  interval,  the  larger  will 
be  the  second.  Sometimes  two  quarter-tones  will  pre- 
cede the  third.  This  last  is  the  formula  known  as  the 
Greek  enharmonic  genus,  but  its  appearance  in  such 
different  parts  of  the  world  as  New  Zealand,  China, 
and  Java  shows  that  it  must  be  a  natural  use  and  not 
the  highly  artificial  one  it  has  been  commonly  supposed 
to  be.  This  elementary  type  of  melody  is  at  the  root 
of  the  incomplete  scales  of  the  East.  It  has  un- 
doubtedly been  called  into  being  by  the  desire  for 
varied  emotional  utterance  in  pitch,  and  its  exact 
intervals  differ  with  the  character  of  the  race  to  which 
it  belongs.  There  is  found  in  it  little  of  the  sensuous 
delight  in  consonance  which  bulks  so  largely  in  Western 
music.  It  admits  the  third  before  other  intervals,  but 
this  third  is  not  taken  from  the  starting-note  up  or 
down  as  is  the  case  with  consonant  music.  It  is  a 
variation  upon  the  microtonal  interval,  which  is  its 
essential  characteristic. 

It  is  evident,  therefore,  that  we  have  now  to 
classify  the   mass  of  tone-successions  known  as  penta- 

*   See  Appendix,  Section  N. 


52     THE    EVOLUTION   OF   MUSICAL   FORM 

tonic  into  two  distinct  genera,  the  consonant  and  the 
dissonant.  The  consonant  one  is  an  elementary  chord- 
form  based  upon  the  third,  the  dissonant  is  an  ele- 
mentary scale-form  based  upon  the  microtonal  second, 
from  which  point  of  view  the  third  appears  as  a  leap. 
The  consonant  type  is  invariably  as  follows  : — 


= — , — 1-=1— 


or  a  transposition  of  this  ;  the  dissonant  type  admits 
of  much  variation,  and  even  if  its  tones  appear  to 
coincide  with  the  consonant  ones,  it  will  be  found 
that  in  actual  use  there  is  no  emphasis  upon  the 
tones  of  the  triad,  no  feeling  of  a  triad  with  additional 
subordinate  notes  ;  the  five  tones  form  in  themselves 
an  entity  which  is  all  sufficing.  In  addition  to  this 
the  tuning  differs  frequently  from  consonant  tuning. 

All  species  of  the  pentatonic  nature  are,  sooner  or 
later,  merged  into  modal  types,  and  lose  both  their 
microtonal  and  their  consonant  character.  There  is 
no  country  possessing  pentatonic  usage  that  is  not 
now  in  the  act  of  transition,  or  that  has  already  passed 
through  it.  The  scale  is  a  great  leveller,  a  universal 
highway  which  erases  many  interesting  national 
characteristics  of  pre-modal  habit.  To  this  cause 
may  be  assigned  the  fact  that  Siam,  Java,  and  China 
have  in  their  present  scales  no  interval  smaller  than 
I  of  a  tone.  Siam  has  already  passed  the  pentatonic 
stage,  Java  is  in  the  act  of  transition ;  in  China 
alone  has  occurred  by  royal  edict  a  reversion  from 
the  completed  scale  to  the  pentatonic  type.      China  is 


THE    EVOLUTION    OF   THE    SCALE      53 

probably  the   only   country  where  such   an   edict  could 
avail    to    cast    back    the    tide    of   evolution,    and    if   we 
knew  all   the  ins  and  outs  of  Chinese  music  (a  thing, 
it    may    safely     be    asserted,    that    no    foreigner    does 
know)    we    should  very   likely  find   that    the  reversion 
has  been   much  less   complete  than  it   is  stated  to   be. 
There  can  be  no  doubt    that  whatever  be  the  present 
scale-form  of  these  countries,  it  is  of  microtonal  origin. 
Only    ears    trained    to    the    constant    hearing    of    and 
with     the     inherited     taste     for     microtonal    intervals 
could  possibly  have  evolved  the  peculiar  scale-tunings 
of  Siam  and  Java.      Of  the  Siamese,  Sir  Hubert  Parry 
remarks :    "  Their    sense   of  the    right   relation   of   the 
notes    of   the    scale    is    so    highly  developed  that   their 
musicians   can  tell   by   ear   directly  a   note   is   not   true 
to   the  singular   theory."  ^     Their  scale   consists   of  the 
division    of  the    octave   into   seven  equal  parts,  clearly 
as  non-consonant  a  mode  as  could  possibly  exist.     Of 
these    degrees    the    fourth    is    sharp   and    the  fifth   fiat, 
but    they   approximate   the   most   nearly   to   equal   tem- 
perament ;  the  third  and  sixth  are  neutral ;   the  general 
effect    of  the    scale   when    played    upon    a    violin    is   a 
blurring  out  of  the  normal  intervals.      No  exact  tones 
or  semitones  exist ;  it  is  a  scale  seen  through  a  London 
fog.     The  Javanese  scale  uses  in  about  equal  proportion 
I,  f,  and  ^  of  a  tone  for  its   intervals.     The  Chinese 
endeavour   to  approximate  to  just  intonation  ;     this   is 
emphatically    an     approximation     only,     for    their    in- 
struments  are    not   tuned    with    precision.     The    result 
is  that  to  Europeans,  if  not  to  themselves,  their  music 

^  "  The  Art  of  Music,"  chap.  ii. 


54     THE    EVOLUTION   OF    MUSICAL   FORM 

sounds  out  of  tune.  At  the  same  time  the  custom 
of  transposing  a  ceremonial  hymn  a  semitone  higher 
for  each  occasion  of  its  performance  (at  the  new  moon) 
is  undoubtedly  a  survival  of  early  microtonal  habit, 
stereotyped  into  a  formula.  Mr.  James  A.  Davies, 
who  is  best  known  from  his  observations  of  Maori 
music,  gives  a  fragment  of  a  song  which  he  had 
frequently  heard  sung  by  Chinese  in  London,  con- 
taining microtonal  intervals.^  It  is  more  than  probable 
that  the  popular  music  of  China  does  not  conform 
to  the  orthodox  formula  C,  D,  F,  G,  A,  and  this  view 
is  borne  out  by  the  strange  assortment  of  notes  in 
the  scales  of  the  various  wind  instruments,  and  in  the 
frets  of  the  balloon-shaped  guitar,  all  of  which  differ 
from  one  another.  The  statement  that  all  chromatic 
notes  are  inserted  for  purposes  of  transposition  is  in- 
conclusive, because  most  of  them  are  not  in  the  right 
places  for  the  purpose,  and  it  is  clear  that  for  trans- 
position in  general  a  complete  chromatic  scale  is  re- 
quired, and  not  a  flat  or  a  sharp  added  apparently  at 
random  here  and  there.  These  tunings  either  indicate 
the  present  use  of  chromatic  notes  or  else  are  a  sur- 
vival from  a  time  when  such  were  employed.  Chinese 
music  has  run  a  chequered  course,  and  has  suffered 
much  from  imperial  edicts,  particularly  at  the  hands 
of  the  Emperor,  She  Huang-Ti,  "the  book-destroyer." 
By  his  orders  all  books  (excepting  those  on  medicine, 
agriculture,  and  divination),  and  all  musical  instruments 
were  destroyed  throughout  the  kingdom  in  the  year 
p  c.    246.       The    subsequent   state    of    music    is    thus 

^  See  Appendix,  Section  O. 


THE    EVOLUTION    OF   THE    SCALE      55 

graphically  indicated  in  a  Chinese  treatise:  "At  the 
rise  of  the  Han  dynasty  the  great  music-master, 
Chi,  whose  ancestors  had  for  generations  held  the 
same  dignity,  scarcely  remembered  anything  about 
music  but  the  noise  of  tumbling  bells  and  dancers' 
drums,"  showing  that  the  art  had  reverted  to  primitive 
conditions. 

In  seekino-  to  understand  the  relative  siofnificance 
of  the  scale  in  the  Asiatic  and  European  systems 
respectively,  we  shall  find  that  its  two  main  character- 
istics assume  such  entirely  different  proportions  as  to 
form  practically  a  difference  of  kind. 

The  scale  has  the  variation,  firstly,  of  relative 
pitch,  or  mode,  meaning  the  exact  relation  of  each 
note  to  the  other  irrespective  of  their  absolute  pitch. 
Secondly,  it  has  the  variation  of  absolute  pitch,  the 
process  known  as  transposition,  by  which  means  any 
mode  can  be  transferred  intact  to  a  higher  or  lower 
plane  of  pitch.  Both  these  variations  enter  into  all 
music,  but  it  is  the  concentrating  of  attention  upon 
one  or  the  other  that  forms  the  essential  difference 
between  Eastern  and  Western  art. 

Asiatic  scale-form  develops  a  profusion  of  modes 
bewildering  to  the  Westerner  who  probably  knows  but 
two,  the  familiar  major  or  minor.  These  he  is  disposed 
to  regard  as  all-sufficient,  and  the  notion  of  another 
seventy  or  eighty  added  thereto  is  hardly  to  be  taken 
seriously.  He  is  quite  unconscious  of  the  fact  that 
this  development  of  modes  forms  the  essential  basis 
of  Eastern  tonality  in  exactly  the  same  way  as  the 
transpositions  of  his  own  two  modes  form  the  Western 


56     THE    EVOLUTION   OF    MUSICAL   FORM 

key-system.  What  it  is  in  the  East  that  corresponds 
with  the  key  of  the  West  is  probably  a  blank  to  his 
mind.  If  he  has  ever  heard  of  a  "raga"  it  is  only 
to  be  told  that  it  has  much  to  do  with  gods  and  god- 
desses, hours  of  the  day  and  night,  seasons  of  the  year 
and  so  forth — in  short,  that  the  subject  is  one  of  great 
obscurity.  In  some  such  words  as  these  have  most 
of  our  historians  dismissed  the  matter. 

Probably  the  best  way  to  arrive  at  an  understanding 
of  the  strange  omissions  and  commissions  of  Asiatic 
scale-form,  is  to  account  first  for  the  limitations  and 
the  properties  of  our  own.  Why  have  we  only  two 
modes,  and  why  and  in  what  manner  do  our  modes 
become  keys  ? 

In  answer  to  the  first  question,  it  must  be  evident 
that  in  European  music  consonance  forms  a  standard 
that  cannot  at  any  moment  be  ignored.  Even  when 
the  triad  is  to  all  appearance  merged  in  the  scale  it 
is  in  practice  reinforced  by  harmony.  This  fixed  chord- 
conception,  of  which  Orientals  are  unconscious,  influences 
the  mode  of  the  scale  and  limits  its  variations.  At  the 
same  time  our  modes  are  much  more  variable  in  practice 
than  in  theory,  but  this  is  due  to  the  development  of 
harmony  and  not  to  a  desire  for  melodic  variety.  It 
can  be  shown  that  we  use  actually  about  a  dozen  modes, 
though  we  admit  but  two.  Still  even  this  is  compara- 
tively a  small  number,  the  greater  part  of  which  are  of 
recent  use  only ;  and  since  we  are  cut  off  by  our  con- 
sonant predilections  from  advanced  modal  art,  by  the 
law  of  nature  it  must  happen  that  we  develop  in  another 
direction.     This    is    the    reason    why   our    modes    have 


THE    EVOLUTION    OF   THE    SCALE      57 

become  keys.  The  manner  in  which  a  mode  becomes 
a  key  is  by  reiterating  itself  on  one  and  all  planes  of 
pitch  to  the  exclusion  of  other  modes,  until  a  definite 
relation  begins  to  be  perceived  between  the  various 
planes  of  pitch  on  which  this  mode  is  used,  and  these 
relations  absorb  the  mind  to  the  further  exclusion  of 
relations  between  mode  and  mode.  Uniformity  of  mode 
with  variety  of  plane  of  absolute  pitch  is  the  essential 
character  of  key,  and  in  order  to  develop  a  key-system 
one  mode  must  prevail  or  at  least  predominate  for 
thousands  of  years.  The  only  mode  strong  enough  to 
do  this  has  been  our  major  diatonic  scale,  and  its 
strength  is  due  to  its  backbone  of  pure  consonance, 
and  to  the  sequential  and  comparatively  even  arrange- 
ment of  its  tones  with  regard  to  consonance,  a  modal 
order  from  which  the  West  has  never  far  departed. 
This,  in  short,  is  the  standard,  without  which  no  key- 
system  could  have  existed,  and  all  other  modes  are 
mere  variations  upon  it. 

The  key-system  of  the  West  has  thus  its  origin  in 
consonance. 

When  we  turn  back  to  the  East,  the  first  thing  that 
meets  us  is  the  lack  of  the  consonant  intuition.  There 
is  nothing  therefore  to  back  one  mode  against  another, 
nor  to  limit  the  variations  of  mode  within  the  bounds 
of  possibility.  One  may  be  regarded  with  more  favour 
and  prove  itself  more  useful  than  another,  but  taken 
as  a  whole  it  is  a  democracy  in  which  all  have  an 
equal  chance  and  each  has  its  prescribed  form.  Under 
these  conditions  it  is  clear  that  the  one  ruling  mode 
necessary   to    create    a   key-system    will    never   appear. 


58     THE    EVOLUTION   OF    MUSICAL   FORM 

and  hence  the  European  key  and  its  tonality  are  a 
terra  incognita  to  the  East.  From  the  beginning 
Asiatic  melody  has  a  freedom  impossible  to  consonant 
or  partially  consonant  melody,  and  this  freedom  is 
naturally  reflected  in  the  modal  plan.  As  for  trans- 
position of  modes,  the  theory  of  this  is  to  be  found 
fully  worked  out  in  old  Arabic  treatises,  where  owing 
to  the  division  into  third-tones,  no  fewer  than  seven- 
teen transpositions  of  the  eighty-four  modes  can  be 
made  within  the  octave.  These  transpositions  appear 
simply  as  further  variations  and  give  no  hint  of  any 
conception  of  a  key  -  system,  as  indeed  would  be 
expected.  It  is  at  least  doubtful  whether  any  practi- 
cal use  was  ever  made  of  such  transpositions,  and  in 
all  probability  their  appearance  in  a  work  of  theory 
is  due  to  the  desire  of  working  out  all  the  possibilities 
rather  than  to  the  practice  of  the  musical  imagination. 
In  Indian  theory  and  practice  no  attention  is  paid  to 
absolute  pitch  ;  the  singer  suits  his  own  voice,  and  is 
guided  by  the  pitch  of  the  drum,  which  forms  his  invari- 
able accompaniment.^ 

1  "The  key-note  is  always  Sa^  and  is  taken  of  any  pitch  to  suit  the 
requirements  of  the  performer,  or  the  nature  of  the  instrument."  (C.  R.  Day, 
"The  Music  and  Musical  Instruments  of  Southern  India  and  the  Deccan," 
p.  37.)  This  is  also  the  view  stated  to  be  usually  held  of  the  Hindu  theory 
t)y  modern  musicians.  (S.  M.  Tagore,  "  The  Musical  Scales  of  the  Hindus," 
p.  95-) 


THE    EVOLUTION    OF   THE    SCALE      59 


The  Names  of  the  Decrees  ok  the  Scale  in  the  Various 
Asiatic  Systems  with  their  English  Equivalents 


No. 

English. 

Hindu. 

Arabic. 

Chinese. 

Javanese. 

MongoL 

I 

Do 

Sharja   .     . 

Sa 

Rast 

Koung 

Bern 

Ho 

-> 

Kc 

Rishabha   . 

Re 

Doukah 

Chang 

Goeloe 

Ssu 

3 

Mi 

Gandlidra  . 

Ga 

Sihkah 

Kio 

Dada 

Yi 

4 

Fa 

Madhyaina 

Ma 

Tckarkah 

Pien-tche 

Pelog 

Shang 

5 

Sol 

Panchama. 

Pa 

Pengkali 

Tche 

Lima 

Ch'ih 

6 

La 

Dhaivata    . 

Dha 

Chechkah 

Yu 

Nem 

Kung 

7 

Si 

Nishdda     . 

Ni 

Heftkah 

Pienkoung 

Barang 

Fan 

These  names  represent  no  absolute  pitch,  and  may  vary  considerably 
in  relative  pitch  according  to  the  character  of  the  mode.  The  modern 
Egyptian  names  are  a  survival  from  the  ancient  Arabic,  from  which  they 
ditier  but  little. 


CHAPTER   VII 

PRIMITIVE   HARMONY 

Two-part  consonance — -Principle  of  chord-sequence — Melodic  discord — 
The  minor  triad — Dominant  harmony — Primitive  harmonic  material 
— The  function  of  the  bass — Consecutive  octaves  and  fifths — Instru- 
mental harmony. 

Primitive  harmony  is  traceable  to  two  distinct  sources. 
The  first  of  these  is  the  standard  triad  already  described, 
the  second  is  the  accompaniment  of  melody  by  a  lower 
part  in  thirds,  which  seems  to  be  common  to  all  races 
of  consonant  predilections.^  It  is,  however,  a  less 
primitive  usage  than  the  single  triad,  since  it  in- 
volves the  diatonic  scale.  The  thirds  are  not  all 
major  or  all  minor,  but  vary  diatonically  according  to 
the  requirements  of  the  scale.  Melody  here  has  a  much 
greater  freedom  than  when  confined  to  the  chord-ladder, 
but  the  harmonic  result  is  only  of  value  as  a  certain 
indication  of  the  existence  of  consonant  feeling.  It  is, 
strictly  speaking,  not  harmony  at  all,  for  there  is  no 
chord-conception  necessarily  involved.  We  may,  if  we 
like,  read  chords  into  it  by  the  light  of  developed 
knowledge,  but  all  that  is  really  there  is  two  melodic 
parts  united  by  the  essential  consonant  interval.  We 
may  say  that,  starting  from  the  perception  of  the  third, 
harmony  adds  third  to  third,  for  all  chords  are  thus 
built  up,  whereas  melody  here  unites  the  scale  principle 

^  See  Appendix,  Section  G. 
60 


PRIMITIVE    HARMONY  6i 

with  the  single  third.  The  result  is  a  harmonic  con- 
sonance, which  will  not  in  itself  lead  to  the  development 
of  harmony,  because  the  harmonic  triad  requires  at 
least  three  synchronous  voices.  Two-part  consonance 
may  vary  its  monotony  by  moving  in  sixths,  or  by 
the  single  insertion  of  a  fifth,  fourth,  second,  or  seventh, 
but  this  represents  its  whole  development.  Its  popu- 
larity is  due  to  the  ease  with  which  it  combines  a 
free  melody  with  the  charms  of  consonance.  None 
of  the  difficulties  of  true  harmonic  movement  are  in 
this  case  grappled  with,  difficulties  which  arise  solely 
out  of  the  combination  of  melody  with  harmony.  For, 
though  it  is  possible  to  have  melody  without  harmony, 
there  cannot  be  harmony,  beyond  the  single  detached 
chord,  without  melodic  movement. 

When  we  proceed  to  link  chords  together,  at  once 
the  melodic  principle  enters  in.  Purely  consonant 
chords  and  occasionally  dissonant  ones  that  are  nearly 
related  to  one  another  can  be  used  disconnectedly  in 
the  accompaniment  of  melody,  and  doubtless  have  been 
so  used  from  the  time  when  some  stringed  instrument 
was  first  invented  upon  which  one  or  two  chords  could 
be  thrummed.  But  primitive  harmony  is  mostly  if 
not  entirely  vocal,  and  displays  an  instinct  for  the 
melodic  succession  of  chords — that  is,  chords  which  are 
formed  of  at  least  three  parts  each  proceeding  in  a 
melodic  manner,  the  chords  being  linked  together  by 
means  of  the  scale  principle.  As  soon  as  more  than 
one  triad  begins  to  be  used,  this  principle  makes  its 
appearance,  and  it  is  hard  to  say  whether  the  desire 
to    sing    in    scale-movement  calls   for  other  chords,   or 


62     THE    EVOLUTION   OF    MUSICAL   FORM 

whether  the  love  of  chords  in  succession  brings  in 
the  use  of  scale-form  in  several  parts.  Be  this  as  it 
may,  wherever  chords  are  sung,  the  two  ideas  of  chord- 
sequence  and  scale-movement  are  found  together. 

Thus  the  history  of  Western  pitch-outline  is  that  of 
the  combination  of  melody  and  harmony  in  the  key,  and 
neither  can  rightly  be  understood  without  the  other. 
As  melody  grows  dissonant,  the  difficulties  of  its 
combination  with  harmony  begin.  For  convenience' 
sake  we  tabulate  dissonant  chords  and  name  them 
fundamental  discords  to  distinguish  them  from  the 
passing  discord  which  is  of  a  more  obviously  melodic 
character.  Harmony  itself,  however,  is  essentially 
consonant,  and  the  natural  introduction  of  dissonance 
into  music  is  due  to  melody.  Primitive  harmony  is 
purely  consonant  and  the  earliest  discords  in  any  con- 
sonant music  are  melodic  ones.  These  run  naturally 
upon  the  lines  of  the  scale,  as  passing-notes  linking 
up  the  intervals  of  the  triad,  and  varying  greatly  in 
character  according  as  they  occur  upon  accented  or 
unaccented  beats.  In  the  latter  case,  their  only  result 
is  to   produce   scale-form,  or   to   make  variations  upon 


the  consonant   tones   ^ — \^~r~f''~^^i   S^^^^^^^Y  called 


changing-notes,  but  a  new  effect  is  introduced  when 
they  are  strengthened  by  the  strict  accent.  This 
causes  a  retardation  of  the  consonant  tone  which  would 
otherwise  have  occupied  the  accented  position,  but  is 
now  relegated  to  a  less  important  one,  and  thus  a 
different  emotional  effect  is  produced. 


PRIMITIVE    HARMONY  63 

In  melody  it  is  more  than  probable  that  this  effect 
has  been  fruitful  in  new  harmonic  suo-crestion.  The  fact 
of  special  prominence  being  given  to  a  non-consonant 
tone  calls  attention  to  it  as  a  centre  of  new  harmonic  re- 
lations— in  short,  as  the  bass  of  another  triad.  The  fifth 
tone  of  the  pentatonic  formula,  A,  is  of  no  importance 
harmonically  while  used  merely  as  a  passing  or  changing 
note,  but  once  let  it  appear  strongly  accented,  especially 
if  it  be  used  in  relation  with  C  above  it,  and  a  new  triad 
is  at  once  suggested.     We  have  the  two  thirds,  but  in 

a  different  order —  ^=ai3*~f~rj     The  minor  third 

is  now  at  the  bottom  and  gives  its  name  to  the  triad. 
This  minor  triad  is  similar  to  the  major  one  in  its 
tonalitive  relations  of  the  fifth  and  fourth  ;  the  difference 
exists  only  in  its  consonance.  The  third  next  the  root 
is  necessarily  the  more  important  one,  and  by  giving 
this  prominence  to  the  minor  third,  which  is  indefinite 
in  character,  a  triad  of  a  weaker,  less  consonant  type, 

is  produced.     These   two  triads    ^^^^— jS^H   are   very 

closely  related  to  one  another,  having  two  of  their 
three  notes  in  common.  The  second  is  generally  known 
as  the  "  relative  minor  "  of  the  first. 

Hence  it  happens  that  melodies  founded  upon  the 
pentatonic  formula  frequently  have  a  curious  effect  of 
wandering  between  two  keys  (major  and  relative  minor) 
without  ever  settling  in  either.  The  reason  for  this 
lack  of  a  defined  centre  is  that  the  chord  which  is 
essential  to  the  narrowest  possible  harmonic  conception 


64     THE    EVOLUTION   OF    MUSICAL    FORM 

of  key  is  incomplete.  Its  essential  third  is  missing. 
This  is  the  triad  of  the  dominant.  It  has  been  already 
pointed  out  that  the  single  tone  of  the  dominant  is  able 
to  suggest  motion  to  and  from  the  tonic,  but  that  this 
effect  is  obscured  by  the  third  of  the  chord  when  used 
in  arpeggio.  To  produce  a  satisfactory  harmonic  effect 
of  this  nature  the  complete  triad  of  the  dominant  is  re- 
quired. The  third  of  the  dominant  is  the  leading-note, 
which  rises  naturally  to  the  tonic  by  step  of  a  semi- 
tone, thus  emphasising  the  return  of  the  tone-movement 

to   its  appointed   centre   of   repose —    /^ — '^~'^^'a~^\ 

y M-tr^ 

These  two  chords,  tonic  and  dominant,  are  the  foun- 
dation of  the  harmonic  key.  It  is  difficult  to  realise 
that  this  familiar  tone-formula  has  not  always  been 
at  the  root  of  our  music.  But  it  will  be  observed  that 
the  early  developments  of  the  melodic  and  harmonic 
keys  respectively  do  not  exactly  coincide.  In  both 
the  pentatonic  and  the  harmonic  formula  the  sub- 
dominant  of  the  complete  melodic  key  is  absent,  but 
whereas  the  melodic  type  takes  the  submediant  and 
omits  the  leading-note,  the  harmonic  type  does  exactly 
the  reverse.  From  the  harmonic  point  of  view,  after 
the  three  tones  of  the  tonic  triad  and  the  supertonic 
note,  the  leading  -  note  is  unquestionably  the  most 
important  tone  of  the  scale. 

Part-singing,  however,  once  advanced  beyond 
the  single  triad,  soon  requires  all  the  tones  of  the 
scale,  although  its  harmony  long  remains  in  what  is 
to    us   a   very    primitive    state.       The    triads    on    the 


PRIMITIVE    HARMONY  65 

subdominant,  supertonic,  or  leading-note,  will  some- 
times replace  the  dominant  in  its  alternation  with 
the  tonic  chord,  and  gradually  may  appear  in  addition 
to  the  dominant,  by  which  time  the  submediant 
triad  may  also  be  found.  Harmonic  discord  is  con- 
fined to  the  dominant  seventh,  the  addition  of  a 
minor  third  to  the  triad,  which  occupies  a  unique 
position  amongst  discords  in  its  priority  of  appearance. 
In  these  half-dozen  chords  is  contained  the  whole  of 
primitive    harmony. 

The  actual  development  appears  to  run  as  follows  : 
Familiarity  with  singing  in  thirds  suggests  naturally 
the  movement  of  the  two  upper  parts,  the  melody 
being  at  the  top,  but  the  function  of  the  third  part, 
the  bass,  has  yet  to  be  discovered.  It  hangs  at  first 
on  one  note  with  thirds  moving  above  it,  and  is 
called  the  pedal  bass,  or  possibly  the  third  is  taken 
from  the  bass,  with  a  single  melody  above.  This 
continuation  of  one  note  in  the  bass  is  not  in  itself 
a  harmonic  bass  unless  there  are  two  voices  above 
it  to  complete  the  chord.  Combined  with  a  melody 
only,  it  is  merely  a  drone,  of  no  harmonic  significance, 
and  is  found  equally  in  Asiatic  music.  When  the  bass 
ceases  to  cling  to  the  tonic  and  takes  a  step,  very 
probably  of  a  second,  to  another  note,  the  difficulties 
and  the  real  development  of  harmony  begin.  Three 
moving  parts  are  a  very  different  matter  from  two, 
and  instinctively  the  true  harmonic  bass  is  felt  to  be 
on  a  different  footing  to  the  upper  parts.  Its  movement 
is  sluggish,  and  tends  towards  alternation  of  two  notes, 
which    generally    involves    alternation    of  triads.      The 


66     THE    EVOLUTION   OF    MUSICAL   FORM 

distinct  function  of  the  bass  as  the  supporter  of  the 
harmony  is  soon  realised,  and  is  seldom  confused 
with  the  airy  freedom  of  the  upper  parts.  Thus,  to 
find  the  natural  development  of  harmony,  we  must 
look  to  the  movement  of  the  bass.  The  more  the 
variety  of  actual  bass-notes  and  the  freer  the  movement, 
the  less  primitive  the  music.  The  true  harmonic  bass, 
however,  even  in  an  advanced  stage  of  development, 
never  approaches  the  agility  of  the  upper  parts.  The 
artificial  bass  of  the  ecclesiastical  contrapuntal  eras 
is  not  a  bass  at  all  in  the  harmonic  sense,  but  a  melodic 
part  in  the  bass — a  very  different  thing.  The  dictum 
of  counterpoint  that  all  the  parts  must  be  on  the 
same  footing,  is  entirely  opposed  to  the  natural  practice 
of  harmony  which  puts  the  bass  from  the  beginning 
upon  a  different  footing  from  the  other  parts,  a  dis- 
tinction that  is  maintained  throuQhout  the  whole  rangre 
and  course  of  rhythmitonal  art. 

Until  four  distinct  parts  are  sung,  chords  in  suc- 
cession are  necessarily  somewhat  incomplete,  but  it  is 
evident  from  the  examples  ^  we  possess  that  three  vocal 
parts  were  sometimes  more  than  the  performers  could 
attune  entirely  to  consonance  ;  an  upper  part  may  lapse 
into  octaves  with  the  bass,  and  queer  intervals  occa- 
sionally occur.  Nevertheless,  what  is  most  remarkable 
about  this  primitive  harmony  is  its  general  sense  of 
harmonic  fitness  in  the  relations  of  intervals.  Octaves 
are  in  no  sense  dissonant  intervals.  Consecutive 
octaves  between  vocal  parts  are  usually  avoided  in 
close  vocal  part-writing,  because  they  involve  the  lapse 

^  See  Appendix,  Sections  H,  I,  J. 


PRIMITIVE    HARMONY  67 

of  one  part  and  the  over-balance  of  another  by  its 
doubling  in  the  octave,  which  means  loss  of  harmonic 
balance  and  fulness  of  tone.  But  in  all  other  modes 
of  use  the  octave  is  a  perfectly  harmless  interval  that 
can  be  freely  employed  consecutively.  Not  so  the 
fifth.  We  are  all  painfully  aware  that  consecutive  fifths 
are  impossible  alone,  and  primitive  singers  of  harmony 
were  of  our  opinion.  As  we,  they  disguised  the 
skeleton  character  by  the  addition  of  thirds.  By  this 
means  the  ear  ceases  to  detect  the  disagreeable  effect 
produced  by  two  fifths  in  succession,  since  it  is  satisfied 
by  the  relations  of  the  thirds.  No  subject  in  music 
has  been  so  frequently  dogmatised  upon  as  this,  and 
no  rules  have  been  more  entirely  disregarded  by  com- 
posers when  they  happened  to  want  the  forbidden 
effect.  The  whole  matter  is  a  question,  not  of  the 
actual  existence  of  fifths  in  consecutive  chords,  since 
these  are  more  often  there  than  not,  but  of  the  manner 
in  which  these  fifths  are  introduced,  and  the  intervals 
by  which  they  are  accompanied.  All  the  rules  on  the 
subject  have  this  one  object  in  view,  the  disguise  and 
not  the  elimination  of  the  fifth,  since  the  latter  is  im- 
possible. That  some  disguise  of  bare  fifths  is  required 
all  will  admit.  The  degree  of  disguise  required  is  the 
debatable  point,  and  this  varies  with  the  nature  of  the 
composition,  with  the  character  of  the  effect  to  be  pro- 
duced, and  last,  but  not  least,  with  the  individual  taste 
of  the  composer.  The  ordinary  rules  laid  down  for 
the  avoidance  of  fifths  in  two  consecutive  parts  accord 
with  primitive  vocal  practice,  and  prescribe  the  con- 
ditions   generally    best    suited    to    purely    vocal    part- 


68     THE    EVOLUTION   OF    MUSICAL    FORM 

writing,  but  entirely  ignore  those  of  instrumental  music 
generally,  and  especially  of  orchestral  work,  in  which 
many  varied  effects  can  combine  to  render  fifths  un- 
noticeable.  The  training  of  the  ear  to  detect  the 
effect  of  consecutive  fifths  under  all  conditions  would 
prove  of  greater  service  to  future  composers  than 
a  deaf  obedience  to  rules  frequently  at  variance  with 
modern  usage,  and  of  which  no  reasonable  explanation 
can  be  given.  The  primitive  singer  had  certainly  no 
rules  to  follow,  and,  therefore,  the  fact  of  the  absence 
of  consecutive  fifths  from  primitive  harmony  must  be 
due  to  the  instinctive  avoidance  of  harshness  in  pitch- 
outline,  an  instinct  essentially  consonant  which  exists  in 
all  European  races,  and  to  a  great  extent  in  America 
and  Africa  also,  only  requiring  development  by  practice. 
The  evolution  of  instrumental  harmony  is  necessarily 
a  later  growth,  but  it  follows  on  the  lines  of  vocal 
development.  It  does  not  seem  likely  that  instruments 
have  had  anything  directly  to  do  with  the  evolution  of 
actual  chord-material.  They  may  account  for  curious 
intervals  occasionally  to  be  found  in  native  music,  but 
these  are  mere  passing  incidents.  The  instrument  has 
conformed  itself  to  harmony,  not  harmony  to  the 
instrument,  but  in  the  harmonics  of  the  natural  pipe 
and  horn  and  string  lies  the  physical  connection  with 
the  consonant  triad.  On  account  of  the  limitations  of 
early  instruments,  instrumental  harmony  is  considerably 
slower  of  development  than  its  vocal  forerunner,  but  it 
is  by  no  means  an  exact  imitation  of  vocal  harmony. 
From  the  beginning  the  distribution  of  the  tones  of 
the    harmony    varies   according   to   the    nature   of   the 


PRIMITIVi:    HARMONY  69 

instrument.  Thus  instruments  giving  a  sustained  Lone 
will  produce  sustained  chords  ;  the  twanging  of  strings 
gives  rise  to  the  broken  detached  chords  ;  the  homo- 
geneous character  of  vocal  harmony  disappears,  and 
many  varied  types  spring  up,  which  form  the  tone- 
material  of  the  native  orchestra,  the  prototype  of 
European  orchestral  evolution.^ 

1  See  Appendix,  Sections  K,  L,  M. 


CHAPTER    VIII 
ADVANCED    HARMONY 

Limits  of  chord-formation — Summary  of  diatonic  chords— Development 
due  to  primary  principle — Augmented  and  diminished  triads — Major 
and  diminished  sevenths — Ninths  and  minor  sevenths — Definition  of 
chromaticism — Chromatic  modal  inflexions— Summary  of  European 
modes — The  dominant  leading-note — Blending  of  modes  in  the  key 
— Chromatic  harmony — Principle  of  chromatic  chord-sequence. 

The  principle  of  harmonic  formation,  from  the  triad 
upwards,  being  that  of  ascent  by  thirds,  all  chords  in 
their  original  positions  are  built  up  of  thirds,  of  two, 
three,  or  four  thirds  respectively.  It  is  needless  to 
add  five  or  six,  after  the  manner  of  some  harmony 
systems,  for  these  so-called  chords  are  practically  never 
complete,  and  any  additional  notes  which  cannot  be 
reduced  to  the  four-third  chord  are  easily  explainable 
as  melodic  discords.  Even  the  four-third  chord,  the 
chord  of  the  ninth  (so  named  because  four  thirds  make 
a  ninth),  is  but  little  used  in  comparison  with  the  two- 
third  and  three-third  chords,  the  triads  and  chords  of 
the  seventh,  within  whose  inflections  the  whole  of 
harmony  is  practically  contained.  This  may  be  studied 
in  the  diagram  on  the  following  page. 

The  evolution  of  diatonic  harmony  is,  it  will  be 
observed,  a  very  simple  matter.  Each  tone  of  the 
scale,   in  both  major  and  minor  modes,   bears  its  triad 

and  its  seventh,  the  intervals  of  which  vary  according 

70 


ADVANCED    HARMONY 


71 


to  the  modal  diatonic  inflections.  Not  all  of  these 
chords  are  by  any  means  equally  useful,  since  they 
include  all  types  of  discord,  from  the  harsh  and 
strident  to  the  weak  and  indefinite.  Yet  they  have 
nearly  all  a  certain  value  in  extending  the  limits  of 
the  harmonic  key,  and  bringing  a  much-needed  variety 
into  diatonic  harmony. 


Major  Mcjdk. 

MiNOU  Mode. 

Triad. 

Seventh. 

Triad. 

Seventh. 

1.  Tonic 

2.  Supertonic     .     .     . 

3.  Mediant    .... 

4.  Subdominant     .     . 

5.  Dominant      .     •     . 

6.  Submediant  .     .     . 

7.  Leading-note     .     . 

Major 
Minor 
Minor 
Major 
Major 
Minor 
Diminished 

Major 
Minor 
Minor 
Major 
Minor 
Minor 
Minor 

Minor 

Diminished 

Augmented 

Minor 

Major 

Major 

Diminished 

Major 
Minor 
Major 
Minor 
Minor 
Major 
Diminished 

The  development  of  harmony  now  begins  to  assume 
more  of  an  aesthetic  character,  and  the  preference  for 
one  form  of  discord  or  another  is  largely  a  matter  of 
national  or  personal  idiosyncrasy.  Yet  it  is  not  these 
influences  which  have  actually  moulded  harmonic  art 
into  its  present  shape.  Its  general  evolution  is  due  to 
its  adherence  to  the  primary  principle  of  ascent  by 
thirds  ;  its  variety  of  aesthetic  character  depends  on  the 
nature  of  these  thirds  composing  its  chords  and  on  the 
order  in  which  they  are  arranged. 

It  has  already  been  shown  that  the  constitution  of 


72     THE    EVOLUTION   OF    MUSICAL   FORM 

a  consonant  triad  demands  one  major  and  one  minor 
third.  Nowhere  could  the  effect  produced  by  two 
major  thirds  or  two  minor  ones  in  juxtaposition  be 
better  observed  than  in  the  dissonant  triads.  The 
augmented  one  consists  of  two  major  thirds,  and  is 
a  harsh  dissonance,  because  each  major  third  suggests 
its  own  character  ;  the  diminished  triad  contains 
two  minor  thirds,  which  blend  together  into  the 
softest  type  of  discord.  The  names  of  these  triads 
are  talven  from  the  fifth  (which  they  contain)  reckoned 
from  the  root ;  two  major  thirds  extend  the  normal 
fifth  to  an  augmented  one,  the  two  minor  thirds  con- 
tract it  to  a  diminished  fifth ;  that  it  is  the  two  major 
thirds  and  not  the  augmented  fifth  that  form  the 
dissonant  effect  is  evident  from  the  fact  that  if  the 
central  third  tone  be  removed,  leaving  the  bare  fifth, 
all  effect  of  dissonance  disappears.  The  augmented 
fifth  is  an  exactly  similar  interval  to  the  minor  sixth, 
which  is  a  concord,  and  therefore  when  taken  alone 
it  is  indistinguishable  from  the  sixth,  which  is  the 
more  usual  interval. 

It  is  fortunately  impossible  to  have  a  chord  of  the 
seventh  consisting  of  three  major  thirds,  because  the 
interval  of  the  major  seventh  does  not  admit  of  more 
than  two,  and  one  minor  one.  Nature  herself  has 
thus  set  a  limit  to  the  clashings  of  major  thirds  ;  but 
we  have  more  than  enough  of  them  in  the  strident 
and  even  painful  effect  of  the  chords  of  the  major 
seventh  where  the  ugly  interval  of  the  seventh 
adds  to  the  discord  of  the  rival  thirds.  The  best 
of    these    is    the    one    formed    upon    the    major    triad. 


ADVANCED    HARMONY  yz 

with   the   minor   third   as   mediator   separating  the   two 
major  ones — 


(1)    (4)  (6) 

There  is  nothing,  however,  to  prevent  the  union 
of  three  minor  thirds  in  a  chord  of  the  seventh 
(called  diminished),  and  in  the  same  way  as  the 
diminished  triad  repeats  and  intensifies  the  effect  of 
the  single  minor  third,  so  the  diminished  seventh 
increases  still  further  the  indefinite  character  of  the 
diminished  triaid.  There  is  nothing  in  the  minor 
third  to  clash  with  another  interval  ;  it  possesses 
none  of  the  decided  nature  of  the  major  third  and 
therefore  combines  well  with  it,  but  left  to  itself  it 
resembles  a  sheep  without  a  shepherd.  Its  nature 
seems  to  be  that  of  gentle  indeterminate  hesitation  ; 
it  is  the  nonentity  of  music.  Although  belonging 
diatonically  to  the  leading-note  of  the  minor  scale, 
the  chord  of  the  diminished  seventh  is  not  in  itself 
suggestive  of  any  key,  and  practically  it  is  at  home 
anywhere  and  can  precede  or  follow  any  other  chord, 
but  the  mind  soon  wearies  of  its  ambiguity.^ 

It  is   evident  that  the  chords  most  useful  to  music 

1  As  the  octave  divides  into  four  minor  thirds,  there  are  naturally  only 
three  of  these  chords  in  existence  in  equal  temperament,  since  at  the  minor 
third  the  first  inversion  of  the  first  chord  presents  itself,  all  the  inversions 
being  necessarily  similar  to  the  root  position,  as  the  chord  contains  but 
one  kind  of  interval.  By  means  of  altered  notation  all  these  inversions 
are  made  to  appear  different  chords  belonging^  severally  to  various  keys, 
and  this  notation  presents  an  extreme  case  of  the  making  of  distinction 
without  difference.  It  is  caused  by  the  desire  to  bring  the  chord  into 
an  appearance  of  key-relation  which  it  does  not  naturally  possess. 


74     THE    EVOLUTION   OF    MUSICAL   FORM 

are  those  which  contain  one  major  third,  and  not  more 
than  one.  These,  in  fact,  form  the  indispensable  part  of 
diatonic  harmony.  A  possible  exception  exists  in  the 
major  ninth,  which  adds  a  major  third  to  the  chord  of 
the  dominant  seventh,  where,  owing  to  their  greater 
distance  apart,  separated  by  two  minor  thirds,  the  effect 

of  the  major  thirds  is  not  disagreeable —  'fw     f-— ^— i 

combined  as  they  are  with  the  major  ninth,  a 
smoother  interval  than  the  major  seventh.  The 
chord  of  the  minor  ninth,  with  three  minor  thirds, 
and  but  one  major,  has  the  disadvantage  of  a  harsh 
interval  in  its  ninth.  Such  is  not  the  case  with  the 
chords  of  the  minor  seventh.  Here  the  most  satis- 
factory effect   is   obtained   when   the   major  third   is  at 

the  bottom —   fc=gEd     This  is  the  familiar  chord  of 

the  dominant  seventh,  the  type  of  its  kind,  to  be  found 
only  upon  the  dominant  in  diatonic  use.  It  occupies 
a  similar  position  among  sevenths  to  that  of  the 
dominant  triad  amongst  triads  ;  it  is  even  more  char- 
acteristic of  the  key  than  the  triad,  since  it  cannot 
occur  diatonically  in  any  other  scale. 

The  last  two  chords  of  the  minor  seventh  lack 
its  foundation  of  a  major  third,  and  therefore  its  major 
character.  The  more  usual  type  has  the  major  third 
in  the  middle  (the  same  form  as  the  minor  triad) — 

_n I  \       0  n     L_   ' 

#=J=^=g-=[f#t^S=[) 


(2)     (3)     (4)         -  (4) 


ADVANCED    HARMONY  75 

and  the  remaining  one  has  the  major  third  at  the  top — 


(2) 

and,    being   built   upon    the   diminished   triad,    takes    its 
character  from  that  chord. 

Nearly  all  these  chords  are  capable  of  three  in- 
versions, which  do  not  greatly  change  their  character, 
since  they  are  dissonant  in  the  root  position,  but  the 
dissonance  is  always  more  marked  in  the  second  in- 
version, owing  to  the  prominence  given  to  the  fourth. 

It  remains  now  to  consider  the  chromatic  types  of 
harmony,  those  that  carry  the  key  beyond  its  melodic 
limit  of  the  diatonic  scale.  Consonance  and  dissonance 
assume  severally  an  entirely  different  character  ac- 
cording to  their  combination  with  diatonic  or  chromatic 
relations,  and  chromatic  forms  of  dissonance  made 
their  appearance  quite  as  soon  as,  if  not  before,  those 
of  consonance. 

It  must  be  explained  here  that  this  use  of  the 
word  chromatic  does  not  imply  a  substitution  of  the 
semitonal  scale  for  the  diatonic  one.  It  means  a 
chromatic  (a  semitonal)  variation  of  the  diatonic  scale. 
It  is  the  varying  of  the  standard  mode  by  other  forms 
of  inflection  which  do  not  offer  sufficient  variety  of  har- 
monic material  to  be  considered  as  independent  modes 
in  themselves.  We  practically  sum  them  all  up  in  the 
word  "  minor,"  but  we  have  not  distinctly  realised 
how  many  actual  modes  are  contained  in  this  type. 
Clearly  it  is  not  a  single  scale,  as  is  the  major,  for 
three  separate  modes  are  recognised  as  belonging  to  it. 


76     THE    EVOLUTION   OF    MUSICAL   FORM 

It  will  simplify  the  matter  to  consider  it  from  the 
point  of  view  of  the  tetrachord,  rather  than  of  the 
complete  scale.  There  are  but  four  tetrachords  in 
general  use  in  European  music,  for  any  others  depart 
too  far  from  the  standard  of  the  major  mode  to  be 
of  practical  service.     They  may  be  named  as  follows  : — 


Diatonic. 

, 1 1 1- 


z^-mt 


Chromatic. 


Neutral. 


Augmented. 

4- 


^ 


3SE^ 


It  will  be  seen  that  the  two  centre  notes  are  the 
only  variable  ones ;  the  chromatic  tetrachord  is  the 
exact  reverse  of  the  diatonic,  two  full-tones  and  a 
semitone  taken  downwards  instead  of  upwards  ;  the 
neutral  is  one  combination  of  the  two,  and  the 
augmented  the  reverse  combination,  containing  the 
augmented  second  from  Al7  to  B.  All  these  four 
tetrachords  are  to  be  found  in  our  ordinary  major 
and  minor  modes,  which  present,  however,  only  a  few 
of  the  possible  combinations.  The  major  consists  of 
two  diatonic  tetrachords  ;  the  minor  has  the  neutral 
for  its  base,  and  its  upper  part  may  be  diatonic, 
chromatic,   or  augmented,  as  follows  : — 

[G     A     B     C     (Diatonic). 
C     D     E*?  F     -  G     Ab  Bb  C     (Chromatic). 
[g     Ab   B     C     (Augmented). 

It    appears    from    this    that    our    minor    scale    does 


ADVANCED    HARMONY  ^^ 

not,  like  the  major  one,  consist  of  two  similar  tetra- 
chords.  The  reason  for  this  is  apparent.  Any- 
repeated  tetrachord  other  than  the  diatonic  alters 
the  chord  of  the  dominant,  and  although  this  very 
altered  chord  is  in  common  use,  we  regard  it 
as  an  exceptional  form,  and  not  as  a  normal  one. 
Therefore  the  mode  in  which  it  occurs  must  be 
an  exceptional  and  not  a  typical  one.  There  is 
no  reason,  however,  why  we  should  not  recognise 
these  and  other  kindred  types  based  upon  the  four 
tetrachords  as  occasional  modes,  which  indeed  accords 
with  the  practice  of  later  composers,  but  we  need 
not  give  them  to  children  to  play  upon  the  piano. 

Those  modes  based  upon  two  similar  tetrachords 
sound  best  melodically,  but  the  tetrachords  admit 
of  all  possible  varieties  of  combination  excepting 
those  which  mix  diatonic  and  chromatic  together. 
Owing  to  the  opposite  nature  of  these  two  tetra- 
chords, they  are  not  satisfactory  when  placed  in 
juxtaposition,  the  scale  appearing  to  have  no  unity 
in  itself.  The  modes  work  out  as  shown  on  the 
following  page. 

It  will  be  seen  that  the  tetrachords  account  for  the 
use  of  all  the  twelve  tones  of  the  octave  in  the  scale 
of  C  excepting  Ftf-  This  note  occurs  in  the  natural 
subdominant  mode  and  is  found  in  Hungarian  and 
Hindu  scale-form.  It  could,  of  course,  be  considered 
as  forming  another  tetrachord,  but  this  seems  foreign 
to  European  custom,  which  dislikes  what  is  known 
as  the  tritone,^  and  limits  the  use  of  it  to  one 
^  Three  full-tones  in  succession,  C,  D,  E,  FJ. 


78     THE    EVOLUTION   OF   MUSICAL    FORM 


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ADVANCED    HARMONY  79 

mode  only.  Whenever  this  note  occurs  in  tlie 
key  of  C  it  is  most  often  as  a  risino-  semitone 
leading  to  G  in  precisely  the  same  manner  as  B 
rises  to  C.  It  is  therefore  much  simpler  and  more 
accurate  to  regard  it  as  a  leading-note  to  the  domi- 
nant, strongly  suggestive  of  the  key  of  G,  though 
not  necessarily  implying  the  leading-note  of  that  key. 
The  dominant  harmony  stands  on  a  different  footing 
from  that  of  any  other,  forming  what  may  be  called 
the  pivot  of  the  key,  and  undoubtedly  it  does  in 
practice  possess  a  leading-note  for  harmonic  purposes. 
Melodically  any  degree  of  the  scale  can  be  ap- 
proached by  rising  or  falling  semitone  in  harmonic 
music  without  involving  any  change  of  key,  such 
notes  appearing  as  chromatic,  which  means  that, 
though  foreign  to  the  mode,  they  belong  harmonically 
to  the  key.  Hence  it  is  possible  to  mix  up  modes 
in  a  way  impossible  to  Eastern  music,  where  tonality 
depends  upon  each  mode  being  kept  distinct.  In 
our  own  art  we  find  it  convenient,  as  a  rule,  to 
distinguish  clearly  between  major  and  minor,  but 
even  these  are  frequently  mixed.  Ef?  and  At?  are 
common  in  C  major,  and  Aq  is  actually  incorporated 
into  one  of  the  recognised  minor  types.  It  is 
only  in  purely  melodic  music  that  modes  are  kept 
distinct,  for  the  general  tendency  of  harmony  is  to 
blend  these  together.  Strictly  speaking,  there  is  but 
one  form  of  key,  and  this  is  subject  to  modal  in- 
flections. Of  these  the  minor  is  the  only  typical  mode, 
because  it  alters  the  chord  of  the  tonic,  and  this  chord 
can  have  but  one  inflection.      The    dominant   triad   or 


8o     THE    EVOLUTION   OF    MUSICAL   FORM 

seventh  has  no  inflection  whatever.  Upon  the  essential 
foundation  of  these  two  chords  the  key  grows  by  con- 
tinually adding  other  chords  on  the  lines  of  the  major 
and  afterwards  of  other  modes. 

It  will  be  noticed,  however,  that  the  semi-har- 
monic modes  above  given  do  not  admit  of  dominant 
harmony.  They  lack  the  leading-note  or  the  normal 
supertonic,  or  both.  Harmonically  all  these  have 
a  tonic  only,  which  is  not  in  itself  a  key  without  the 
dominant ;  other  triads  can  be  used,  but  the  key- 
conception  remains  incomplete.  Thus,  when  a  chord 
accompaniment  is  added  to  such  a  mode  this  must 
be  confined  strictly  to  a  few  consonant  triads,  else  all 
the  modal  character  will  be  destroyed  and  replaced 
by  that  of  the  key. 

The  development  of  the  function  of  the  dominant 
in  its  early  stages  admits  of  only  major  and  minor 
modes,  but  when  this  has  become  thoroughly  estab- 
lished then  other  modal  types  begin  to  assert  them- 
selves in  the  way  of  semitonal  inflection,  and  thus 
appears  what  is  called  chromatic  harmony.  Its 
tendency  is  at  first  to  strengthen  the  position  of 
tonic  and  dominant  by  leading  up  or  down  to  these 
by  semitone.  In  the  diatonic  scale  only  one  semitone 
of  this  kind  exists,  the  leading-note.  The  other 
semitone  of  the  scale  falls  to  the  mediant,  which  is 
less  important,  and  when  taken  in  the  reverse  order 
is  apt  to  suggest  the  leading-note  of  the  subdominant 
key,  a  fifth  below.  For  this  reason  it  is  always 
easier  to  pass  downwards  from  one  key  to  another, 
that   is,    to   increase    in    flats    or   decrease    in    sharps, 


ADVANCED    HARMONY  8i 

than  to  proceed  In  the  reverse  order,  because,  as 
already  stated,  the  leading-note  to  the  dominant  (the 
next  key  sharper)  lies  outside  the  diatonic  scale, 
whereas  the  leading-note  to  the  subdominant  key 
(the  next  key  flatter)  lies  within  the  scale. 

The  first  chromatic  additions  of  the  semitonal 
nature  are  those  above  and  below  the  dominant  note 
(the  minor  submediant  and  the  dominant  leading-note) 
and  the  semitone  above  the  tonic — 


To  these  must  be  added  the  minor  third  of  the 
scale.  The  chords  founded  upon  these  notes  are 
chiefly  dissonant  and  must  resolve  upon  dominant 
or  tonic.  The  dominant  havincf  its  leadinQ:-note  is 
now  capable  of  suggesting  a  new  tonic  a  fifth  higher, 
and  the  chords  leading  to  it  are  of  the  nature  of  its 
dominant.  The  actual  dominant  seventh  of  this  new 
key  is  borrowed,  and  appears  upon  the  supertonic  of 
the  original  key.  The  major  triad  on  this  degree  is 
often  used  instead  of  the  chord  of  the  seventh,  and 
in  the  same  manner — 


A  chromatic  chord,  called  the  chord  of  the  aug- 
mented sixth,  and  identical  with  the  tones  of  a  dominant 
seventh,  can  be  used  on  the  minor  submediant  (i) 
and  the  chromatic  supertonic  (2).     The  seventh  is  now 


82     THE    EVOLUTION   OF   MUSICAL   FORM 

written  as  an  augmented  sixth  in  order  to  show  its 
inevitable  semitonal  tendency — 

(1)     (2) 

^ ^— J 

The  augmented  sixth  from  the  minor  submediant 
is  the  dominant  leading-note,  and  the  corresponding 
interval  from  the  chromatic  supertonic  is  the  diatonic 
leading-note.  To  write  such  intervals  in  their  original 
notation  of  sevenths,  as  a  flattened  dominant  or  tonic 
respectively,  would  be  to  ignore  the  reason  for  the 
existence  of  these  chords. 

Two  other  chromatic  chords  in  similar  positions, 
and  differing  by  a  semitone  only  from  these,  are  called 
the  chords  of  the  augmented  fourth  and  sixth — 


They  have,  however,  a  different  origin.  The  one  which 
appears  to  be  on  the  minor  submediant  contains  the 
interval  of  the  minor  diatonic  seventh  of  the  super- 
tonic.  This  points  to  its  origin  as  a  diatonic  seventh 
on  that  degree,  with  its  third  and  fifth  chromatically 
altered   to   include   the  augmented   sixth   on   the   minor 

submediant —    ^ — ^b-» — 1       In    this    altered    form    the 


chord  consists  of  two  major  thirds  divided  by  a 
diminished  third.  As  this  so-called  third  is  practically 
not  a  third  at  all,  but  a  second  in  disguise,  it  is  more 
often  than  not  inverted   to   form   an  augmented   sixth, 


ADVANCED    HARMONY  83 

which  must  resolve  upwards  and  downwards  upon  the 
octave  of  the  dominant.  The  corresponding  chord  on 
the  chromatic  supertonic  is  merely  the  dominant  seventh 
with  flattened  fifth,  which  produces  a  diminished  third 
or  augmented  sixth  that  must  resolve  on   the   tonic — 


n-: 


A   diminished    seventh    on    the    dominant 


leading-note  is  in  very  common  use- 
Many  other  chromatic  dissonances  are  used,  but  these 
appear  as  passing  chords,  not  being  recognised  as 
fundamental  discords,  and  are  usually  resolved  semi- 
tonally. 

Chromatic  concords  first  made  their  appearance  on 
the  same  degrees  as  chromatic  dissonance,  a  char- 
acteristic one  being  the  major  triad  known  in  inversion 

as  the   Neapolitan   sixth — 

principle  of  tonic  relation  asserted  itself,  and  all  major 
triads  containing  a  tone  of  the  tonic  triad  were  gradu- 
ally added — 

(C)     (G)    (E)     (E) 


To  these  followed  the  major  triads  on  the  leading- 
note  (i),  and  dominant  leading-note  (2),  leaving  only 
that  on  the  minor  seventh  (3) — 

(1)      (2)      (3) 

—Q- — 5»* 1 f 


84     THE    EVOLUTION   OF   MUSICAL   FORM 

This  last  triad  had  been  in  constant  use  in  eccle- 
siastical music,  and  was  easily  assimilated  without 
disturbance  of  the  key. 

The  chord-relations  of  major  chromatic  triads  with 
those  of  the  minor  key,  of  minor  with  major,  and  minor 
with  minor,  have  each  a  necessarily  different  character, 
but  the  same  principle  of  semitonal  inflection  underlies 
their  effective  use  and  combination,  as  in  the  case  of 
major  with  major,  and  so  long  as  the  tonality  is  under- 
stood, there  need  be  no  limit  to  the  free  use  of  chromatic 
harmony.  The  restrictions  commonly  laid  down  under 
the  head  of  "  false  relation  "  are  arbitrary  and  useless. 
The  essential  unity  of  tonality  must  be  maintained — i.e. 
two  parts  must  not  sound  as  if  they  were  proceeding 
in  different  keys — but  apart  from  this  general  principle 
this  is  a  matter  not  so  much  for  the  text-books  as 
for  the  actual  training  of  the  ear,  which  must  fre- 
quently decide  each  case  on  its  own  merits.  It  is  a 
practical  matter,  varying,  like  the  use  of  consecutive 
fifths,  with  the  form,  style,  and  character  of  the  com- 
position, and  the  idiosyncrasy  of  the  composer. 


CHAPTER    IX 

THE   COMPOUND   STANDARD   OF   TONALITY 

Definition  of  key — Compound  standard  of  pitch  compared  with  that  of 
time — Syntonic  and  atonic  proportions — Growth  of  the  key — Relation 
of  discords  to  the  key — Resolution  of  discords — The  principle  of  the 
bass — Effect  of  chromaticism  upon  the  key — The  key-circle  and 
modulation. 

The  word  "key"  in  music  does  not  imply  only  a  selec- 
tion of  tones  in  scale-form  or  an  aggregate  of  chords, 
but  conveys  the  idea  of  the  rhythmic  movement  by 
means  of  v^hich  definite  pitch-relations  are  recognised. 
Thus  we  may  know  all  the  details  of  harmonic  for- 
mation and  yet  have  no  knowledge  of  the  key.  It 
is  not  a  solid  entity  that  can  be  pulled  to  pieces  and 
accounted  for  like  a  chord,  but  it  is  a  condition  of 
rhythmic  movement  in  music  that  is  based  upon  the 
formulas  of  the  scale  and  the  chords,  the  growth  of 
which  we  have  traced  from  the  primitive  state  upwards. 
The  nature  of  this  rhythmic  movement  has  already 
been  described  as  circling  away  from  or  gravitating 
towards  a  given  centre.  This  centre  is  the  tonic  triad, 
any  departure  from  which  to  other  tones  or  chords 
calls  for  a  return  to  the  point  started  from.  In  the 
primitive  condition  it  is  mainly  the  alternation  between 
the  tonic  and  some  other  triad,  normally  the  dominant, 
that  causes   the  rhythmic   effect.     This   is  not  a   mere 

pendulum   swing   from   side   to  side,   but  a  setting  out 

85 


86     THE    EVOLUTION   OF    MUSICAL   FORM 

from  or  towards  a  clearly  defined  point,  whose  position 
affects  the  whole  tone-movement,  drawing  it  back  at 
intervals,  regular  or  irregular,  to  the  central  base  which 
is  immediately  recognised  by  the  ear.  Such  definite 
alternation  soon  vanishes  into  a  larger  movement.  If 
we  consider  the  harmonic  key  as  depending  originally 
on  the  tonic  on  the  one  hand  and  the  dominant  on  the 
other,  the  whole  remainder  of  harmonic  possibilities 
has  come  in  upon  one  side  only.  Yet  the  tonic  still 
weights  its  own  end  of  the  scales  in  spite  of  the  mass 
of  chord-detail,  consonant  and  dissonant,  which  is  op- 
posed to  it.  This  is  a  relation  which  is  the  essential 
fact  of  the  modern  key  ;  the  fact  of  tonic  predominance 
against  overwhelmino-  odds.  The  simile  of  a  stone 
thrown  into  a  pond  may  serve  as  a  further  illustration 
of  this  unique  musical  rhythm.  However  far  the 
circles  may  widen  out,  they  do  not  affect  the  position 
of  the  centre,  which  remains  always  a  point  of  rest. 

Technical  terms  are  needed  to  convey  the  idea  of 
this  rhythmic  motion,  for  which  purpose  the  words  con- 
sonant and  dissonant  are  useless,  indicating  only  condi- 
tions of  harmony.  We  will,  therefore,  name  the  centre 
of  repose  "  syntonic "  and  the  tone-movement  through 
other  chords  "atonic."  It  is  possible  for  a  whole  move- 
ment to  be  in  syntonic  outline,  as  is  Wagner's  "  Rhein- 
gold  "  Prelude. 

These  outlines  can  exist  only  in  alternation,  if  we 
except  rare  instances  of  a  mixture  of  tonic  and  domi- 
nant harmonies.  In  these  cases  neither  the  syntonic 
nor  the  atonic  impression  is  complete,  and  a  mixed 
effect    is    intended.       It    is    clear    that    this    compound 


COMPOUND  STANDARD  OF  TONALITY     ^7 

standard  is  of  a  very  much  more  complex  nature  than 
that  of  time-outline,  and  this  is  due  partly  to  the  rela- 
tions of  consonance  and  dissonance,  but  still  more  so 
to  the  manner  in  which  this  standard  has  grown  up. 

While  the  compound  standard  of  time  involves  diffi- 
culties of  varying  and  sometimes  irregular  numbers  of 
beats  in  the  bar,  it  is  nevertheless  of  an  entirely  strict 
character,  that  is  to  say,  it  consists  solely  of  time-beats 
necessarily  all  of  equal  duration.^  The  peculiarity  of 
the  compound  tonalitive  standard  is  that  it  consists  of 
the  syntonic  outline,  the  simple  standard,  in  combina- 
tion with  atonic  outline — that  is  to  say,  that  the  larger 
standard,  the  key,  represents  a  higher  stage  of  develop- 
ment, in  which  what  was  once  variation  upon  the  tonic 
is  now  become  essential  to  the  key.  In  addition  to 
this,  the  melodic  and  harmonic  standards  are  distinct 
from  one  another,  and  yet  must  admit  of  combination. 
In  time-outline,  where  much  of  the  relations  are  practi- 
cally synchronous,  such  conditions  could  not  exist,  but 
in  pitch-outline  all  chords  are  heard  only  in  succession, 
and  their  relations  are  thus  successive  only.  For  this 
reason  there  is  found  a  milder  order  of  contrast  and  a 
greater  degree  of  relation  in  pitch-outline  than  is  the 
case  in  time-outline.  This  is  a  relation  apparent  in  the 
actual  structure  of  atonic  chord-outline.  An  examina- 
tion of  its  material  shows  that  the  syntonic  tones 
are  not  excluded  from  it,  provided  they  are  used 
in  atonic  relations. 

Since  there  are  only  twelve  tones  in  the  octave,  and 

^  Except  in  cases  of  accelerando  or  ritardando,  either  of  which  cause  a 
relaxation  of  the  standard. 


88     THE    EVOLUTION   OF    MUSICAL   FORM 

from  these  twelve  major  and  twelve  minor  triads  are 
made,  it  is  evident  that  each  tone  must  be  used  three 
times  in  major  triads,  occupying  each  time  a  different 
position,  and  also  three  times  in  minor  triads  under 
similar  circumstances.  Of  this  material  syntonic  outline 
occupies  one  quarter,  being  in  the  proportion  of  three 
tones  to  twelve.  Atonic  chord-outline  thus  consists  of 
a  network  of  tones,  fully  a  quarter  of  which  is  composed 
of  syntonic  material.  Out  of  the  eleven  major  and 
twelve  minor  triads  available  in  any  major  key,  six 
major  and  three  minor  triads  contain  one  syntonic  tone 
each,  and  three  minor  triads  contain  two  syntonic  tones, 
leaving  only  five  major  and  six  minor  triads  of  purely 
atonic  origin,  or  less  than  half  of  the  whole  number. 
These  syntonic  tones  are  the  strands  on  which  the  web 
of  the  key  is  spun. 

When  we  turn  to  purely  diatonic  relations  the  pro- 
portion of  syntonic  to  atonic  tones  rises  from  a  quarter 
to  one-half.  There  are  but  four  atonic  tones  in  the 
scale  as  against  those  of  the  tonic-chord  and  its  octave, 
the  eicr-hth  deg^ree  of  the  scale.  The  diatonic  limit 
indicates  that  strictest  type  of  syntonic  and  atonic 
relation  which  is  the  melodic  key.  European  melody 
is  thus  seen  to  be  a  far  stricter  species  than  harmony, 
and  this  melody  as  melody  loses  its  special  character 
when  the  bounds  of  diatonic  outline  are  overpassed. 

Harmony,  as  has  been  shown,  continues  to  expand 
itself  in  the  direction  of  dissonance  and  chromaticism. 
Upon  the  well-worn  paths  of  diatonic  dissonance 
chromaticism  floods  in,  obliterating  the  old  diatonic 
relations   as   boundaries,   and    enlarging   the    movement 


COMPOUND  STANDARD  OF  TONALITY     89 

of  circling  rhythm  until  all  tones  are  brought  within 
the  compass  of  one  key,  or,  in  other  words,  are  drawn 
towards  the  one  centre.  One  may  well  ask,  What  is 
the  compelling  power  in  this  single  tonic  triad  that  can 
so  attract  all  other  chords  towards  it  that  they  become 
mere  satellites  of  its  system  ?  The  truth  appears  to 
be  that  the  compelling  power  resides,  not  in  the  triad 
itself,  but  in  the  desire  of  the  mind  to  return  to  it,  the 
desire  for  orderliness  and  coherence,  which  in  this  case 
can  be  gratified  only  by  the  recurrence  of  a  familiar 
central  point,  whence  radiate  the  definite  pitch-relations 
that  knit  the  key  together. 

The  same  rhythmic  desire  causes  the  phenomena 
of  the  resolution  of  discords  considered  as  a  whole  in 
its  relation  to  the  key.  So  long  as  the  relation  of  the 
discord  to  the  key  is  perceived  any  dissonant  effect 
may  be  passed  through.  The  modern  growth  of  dis- 
cords is  an  essential  part  of  the  growth  of  the  harmonic 
key,  the  rhythmic  feeling  for  pitch-relation,  which  is 
largely  dependent  on  memory,  and  is  therefore  capable 
of  an  immense  development.  Where  the  centre  of  the 
key  lies  can  now  be  clearly  perceived  through  a  mass 
of  discords  that  would  have  completely  obscured  it 
even  a  century  ago.  All  special  rules  for  the  employ- 
ment of  discords  are  necessarily  of  a  temporary 
character,  and  are  liable  to  be  continually  superseded 
by  new  rules  of  greater  elasticity.  The  ultimate 
arbiter  is  always  the  rhythmic  feeling  for  pitch- 
relations,  and  it  is  this  rhythmic  feeling  that  decides 
the  duration  of  the  discord.  What  might  be  accept- 
able as  a  passing  effect  would  destroy  the   balance  of 


90     THE    EVOLUTION   OF    MUSICAL   FORM 

the  key  if  given  the  permanence  due  to  a  concord ; 
hence  the  need  for  the  ultimate  resolution  of  discords. 
The  general  custom  of  resolution  follows  the  lines 
of  the  normal  movement  of  parts  in  scale-form  between 
chord  and  chord,  and  thus  the  discord  moves  by  step 
of  full-tone  or  semitone  to  a  note  in  the  next  chord. 
Unless  they  rise  by  a  semitone,  dissonant  notes  com- 
monly follow  the  natural  vocal  usage,  and  fall  to  their 
resolution,  but  this  is  just  as  frequently  another  discord 
as  a  concord.  A  concord  provides  more  sense  of  re- 
pose than  a  discord,  but  the  complete  repose  of  the 
key  will  be  found  only  in  the  tonic-chord.  To  the 
rhythm  of  circling  movement  direction  to  or  from  the 
tonic  is  more  important  than  the  exact  harmonic 
intervals  taken  on  the  way  ;  these  are  of  value  only 
as  they  provide  variety,  and  serve  to  indicate  the 
pitch-relations  by  means  of  which  the  circling  move- 
ment is  perceived.  Thus  there  is  nothing  to  forbid 
the  temporary  resolution  of  one  dissonant  interval 
upon  another,  nor  any  changes  of  harmony  nor  pauses 
of  silence  that  may  take  place  between  the  introduction 
of  a  discord  and  its  resolution.  If  a  discord  should  be 
made  the  final  chord  of  a  piece,  it  is  clear  that  no  resolu- 
tion is  desired  because  the  final  impression  is  to  be  that 
of  unrest,  but  this  is  obviously  an  exceptional  case.^ 

^  The  formula  known  as  the  preparation  of  a  discord  is  the  sounding  of 
a  dissonant  note  previously  as  a  concord,  and  the  custom  arose  at  a  time 
when  people  were  obviously  afraid  of  the  sound  of  any  discord,  unless  it 
became  one  by  simply  being  held  on,  and  not  by  being  first  sounded  as  a 
dissonance.  It  is  one  means  of  obtaining  a  smooth  effect  if  an  even  flow  of 
harmony  is  desired,  particularly  in  the  case  of  harsh  discord,  but  it  is  by  no 
means  essential  in  the  case  of  any  dissonant  chord.  Its  result  is  naturally 
to  lessen  the  effect  of  the  discord  in  question. 


COMPOUND  STANDARD  OF  TONALITY     91 

There  exists,  however,  a  special  relation  in  diatonic 
harmony  which  decides  the  movement  of  the  bass  of 
any  dissonant  chord  in  its  root  position.  This  is 
the  relation  of  the  dominant  seventh  to  its  tonic, 
the  typical  atonic-syntonic  movement.  Owing  to  the 
rhythmic  principle  of  gravitation  to  a  centre,  the 
dominant  seventh  leads  inevitably  to  the  tonic,  and 
its  passage  to  any  other  chord  appears  as  a  variant 
of  the  normal  use.  The  diminished  fifth  contained 
between  its  third  and  seventh  tones  can  scarcely  re- 
solve elsewhere  but  on  the  tonic  major  third,  for 
diminished  intervals  resolve  naturally  by  contraction. 
Their  inversions,  the  augmented  intervals,  go  inevit- 
ably in  the  opposite  direction — 


but  both  preferably  by  semitonal  motion.  The  domi- 
nant goes  thus  to  its  tonic,  and  the  roots  of  these 
respective  chords  form  the  melodic  interval  of  the 
risinof  fourth  or  fallintr  fifth.  Since  the  dominant  is 
the  typical  seventh,  it  is  not  surprising  to  find  the 
other  sevenths  imitating  its  procedure,  and  making  as 
if  to  go  to  their  tonics  by  the  movement  of  their  bass, 
but  so  long  as  the  diatonic  succession  is  retained  this 
is  an  imitation  only.  No  tonic  is  reached,  but  the 
seventh  is  satisfactorily  resolved  by  falling  to  the  third 
of  the  following  triad  or  seventh.  These  successions 
of  diatonic  sevenths  are  of  a  monotonous  character, 
and  have  gone  out  of  use  in  great  part  since  the 
development  of  chromatic  harmony. 


92     THE    EVOLUTION   OF    MUSICAL   FORM 

The  effect  of  chromaticism  is  not  only  to  give  a 
welcome  relief  from  monotony,  but  up  to  a  certain 
point  actually  to  strengthen  the  key  as  a  rhythmic 
whole.  This  is  effected  by  the  semitonal  movement 
to  tonic  and  dominant  already  noticed.  There  are, 
however,  certain  limits  to  the  carrying  out  of  the 
semitonal  principle  to  its  full  extent  in  harmonic 
art,  because  this  loosens  the  bonds  of  the  key,  and 
finally  resolves  itself  into  the  union  of  chromatic 
scales,  in  which  no  key  and  scarcely  any  consonance 
can  be  found  to  exist.  This  is  an  approximation 
towards  Asiatic  music,  and  not  a  development  on  the 
lines  of  European  rhythmitonal  art.  The  evolution  of 
the  latter  requires  the  circling  rhythm  of  the  key,  and 
that  semitonal  movement  should  be  made  the  variation 
and  not  the  backbone  of  the  actual  pitch-material. 

The  conditions  which  exist  within  the  key  are 
also  applicable  to  the  larger  field  of  the  key-circle. 
This  employs  no  more  pitch-material  than  the  single 
harmonic  key  (since  all  tones  can  be  used  in  it),  but 
involves  relations  of  a  more  complex  character  and 
on  a  larger  scale  than  any  to  be  found  within  the 
limits  of  one  key.  These  relations  imply  the  passage 
to  subordinate  keys  with  the  object  of  obtaining 
greater  variety  than  is  possible  within  one  key  only. 
This  is  called  modulation,  the  act  of  passing  from 
key  to  key.  The  actual  modulation  consists  of  the 
chords  forming  the  transit,  and  this  may  be  abrupt  or 
gradual,  according  to  the  number  of  chords  used, 
the  transit  ceasing  as  soon  as  the  new  centre  is 
established.     The  momentary   touching  of  a  new   key 


COMPOUND  STANDARD  OF  TONALITY     93 

without  restinsj^  in  it  merely  suggests  or  feigns  a 
modulation,  since  the  original  key-centre  is  not 
actually  disturbed. 

The  key-relations  expressed  by  syntonic  and  atonic 
become  in  the  larger  field  of  the  key-circle,  "  centering  " 
and  "  modulative."  Key-relation  proceeds  upon  the 
already  established  lines  of  chord-relation,  and  the 
nearest  related  chords  are  also  the  nearest  related 
tonics.  The  readjustment  of  chord-relations  takes 
place  most  easily  between  nearly  related  tonics,  and 
those  most  nearly  related  are  necessarily  the  keys  of 
the  major  dominant  and  subdominant,  and  the  minor 
submediant,  mediant,  and  supertonic.  After  these  come 
those  tonics  possessing  one  syntonic  tone  of  the  central 
key,  but  also  containing  a  tone  that  chromatically  con- 
tradicts another  of  these  syntonic  tones.  This  contra- 
diction, combined  with  relation,  produces  a  somewhat 
chromatic  effect,  although  the  terms  chromatic  and 
diatonic  are  distinctive  of  relations  of  the  scales  only, 
and  strictly  speaking  are  not  applicable  to  key-relation. 

The  relations  between  minor  and  major,  and  minor 
and  minor  are  less  familiar,  but  proceed  upon  the  same 
lines.  Much,  however,  depends  upon  the  actual  modu- 
lation, that  is,  the  manner  in  which  the  transit  is  made, 
and  this  is  dependent  upon  chord-relation. 

When  the  key  is  changed,  it  is  obvious  that  all 
pitch-relations  must  undergo  readjustment  to  a  new 
centre.  Such  a  change  would  upset  tonalitive  unity  but 
for  the  hold  made  by  the  original  key  upon  the  outline. 
By  means  of  this  "key-hold"  all  new  keys  are  made 
relative,  involving  recognition  of  ultimate  return  to  the 


94     THE    EVOLUTION    OF    MUSICAL   FORM 

central  key.  The  foreign  tonic  will  be  felt  merely  as 
a  temporary  centre,  and  unless  too  long  persisted 
in,  the  rhythmic  key-hold  tendency  will  assert  itself 
and  draw  the  outline  back  to  the  original  starting 
point.  It  is  indeed  far  easier  to  return  to  the  central 
key  than  to  remain  away  from  it.  Manifold  changes 
of  key  may  take  place  before  the  return  is  made,  and 
it  is  even  possible  to  establish  subordinate  central  keys 
during  the  course  of  modulation  without  destroying  the 
key-hold  of  the  original  tonic.  These  complex  relations 
are  employed  in  lengthy  compositions,  where  it  becomes 
necessary  to"  make  use  of  the  full  resources  of  the  key- 
circle  in  order  to  avoid  tonalitive  monotony.  A  large 
field  is  thus  opened  to  the  composer,  and  it  seems 
probable  that  the  sense  of  key-hold  is  capable  of  very 
much  greater  development.  When  this  has  taken  place 
all  keys  may  be  brought  into  recognisable  relation  with 
one  centre,  in  the  same  way  as  all  chords  are  now  united 
in  the  key.  But  this  line  of  development  is  the  direct 
opposite  of  the  present  tendencies  to  pure  chromaticism 
and  the  predominance  of  discord. 


CHAPTER   X 

ASIATIC    TONALITY 

Tonality  as  applied  in  the  East  and  West  respectively — The  relation  of  the 
Eastern  tonic  to  the  scale-tone — The  tonalitive  type  of  the  raga— The 
raga  an  expression  of  religious  feeling — A  type  distinct  from  tune  and 
from  mode — Its  tonalitive  relations — Its  practical  value — The  tonalitive 
significance  of  the  drone — Hindu  notation  and  analogies  with  colour. 

It  has  been  thought  well  to  complete  the  definition  of 
the  Western  key  before  entering  upon  the  difficult 
question  of  Eastern  tonality.  It  is  difficult,  because  it 
involves  to  the  European  a  contradiction  of  his  normal 
mode  of  musical  utterance,  a  process  which  may  be 
likened  to  the  endeavour  to  stand  mentally  upon  one's 
head.  Yet  the  attitude  of  the  Asiatic  towards  tonality 
can  be  shown  to  issue  logically  and  inevitably  out  of 
his  microtonal  instinct.  The  general  principle  which 
selects  one  tone  as  a  centre  about  which  other  tones 
will  circle  is  as  universal  as  the  impulse  to  keep  strict 
time.  The  difference  between  Eastern  and  Western 
tonality  lies  in  the  manner  of  the  application  of  this 
principle  to  the  scale.  All  that  has  been  done  hitherto 
with  Asiatic  music  is  the  reading  into  it  of  the  Western 
application. 

It  should  be  observed  that  the  general  principle  is 
concerned  only  with  the  fact  of  a  tonalitive  centre. 
When  applied  to  consonant  conditions  this  centre  be- 
comes   for    physical    reasons    the    basis   of    the    triad, 


96     THE    EVOLUTION   OF    MUSICAL   FORM 

hence,  naturally  enough,  the  basis  of  the  scale,  and 
thus  also  the  essential  tone  of  the  key.  It  is  there- 
fore due  to  consonance  and  to  consonance  only  that 
the  centre  of  the  key  coincides  with  the  basis  of  the 
scale.  So  much  is  this  fact  taken  for  granted,  that 
the  only  name  for  the  first  degree  of  the  scale  is 
tonic  or  key-note.  The  word  "  scale-tone,"  meaning 
a  first  degree  giving  its  name  to  the  scale  apart 
from  the  tonic,  has  never  been  required  in  consonant 
art. 

On  the  other  hand,  when  the  tonalitive  centre  is 
applied  to  microtonal  and  semitonal  conditions,  it  re- 
mains simply  a  centre,  for  there  is  nothing  to  make  it  a 
basis.  It  is  recognised,  not  by  consonant  relations,  but, 
in  the  most  primitive  stage,  by  the  fact  of  its  forming  the 
central  tone  of  three.  It  is  approached  and  quitted  by 
quarter-tone  or  semitone  from  above  and  below.  When 
the  primitive  use  has  vanished  into  more  extended 
melody  these  conditions  are  not  invariably  retained  ; 
other  factors,  such  as  frequency,  stress,  and  length  of 
duration,  are  called  in  to  assist,  but  the  semitonal  move- 
ment towards  the  tonic  still  remains  the  normal  Eastern 
method  of  its  definition.  As  has  already  been  shown, 
this  principle  has  invaded  the  Western  art  and  become 
familiar  to  us  in  the  leading-note  of  our  scale.  But  we 
associate  it  with  a  tonic  already  established  upon  a  con- 
sonant basis,  and  it  assists  only  to  define  further  what 
has  been  long  familiar.  Whereas  to  the  Asiatic  it 
forms  the  essence  of  tonality,  which  is  to  him  nothing 
more  than  movement  about  a  centre— an  airy  fabric,  it 
is  true,  containing  little  of  the  solidity   and   repose  of 


ASIATIC   TONALITY  97 

the  consonant  basis  of  harmonic  art,  but  still  an  expres- 
sion of  the  identical  tonalitive  principle. 

To  some  extent  Asiatic  tonality  comes  down  to  earth 
in  its  relations  with  scale-form.  Its  tonic  still  remains 
a  free  one,  but  it  assumes  definite  relations  towards  the 
scale.  In  the  Eastern  modal  system  we  are  brought 
face  to  face  with  a  first  tone  of  the  scale  which  is  neither 
a  tonic  nor  a  key-note.  It  is  probably  the  lack  of  the 
name  that  has  prevented  our  recognising  the  thing, 
and  when  we  begin  to  perceive  that  a  scale-tone  can 
exist  on  its  own  merits,  its  connection  with  tonality 
follows  easily  enough.  It  is  not  a  tonalitive  centre, 
but  it  is  necessarily  a  basis,  because  the  lowest  tone 
of  the  scale.  And  whereas  we  Europeans  unite  our 
tonic  and  our  scale-tone  inextricably,  the  Asiatic  keeps 
his  apart,  each  having  its  own  function.  There  is 
nothing  final  about  the  Eastern  tonic  ;  a  melody  may 
circle  on  around  it,  and  so  far  as  the  tonic  is  concerned 
there  is  no  particular  reason  why  it  should  ever  leave 
off.  Orientals  have  a  fondness  for  the  circular  form 
of  air  which  repeats  itself  ad  libittmz,  and  has  no 
conclusion.  At  the  same  time  the  need  for  a  final 
tone  is  recognised,  and  the  scale-tone  is  used  for  the 
purpose.  At  once  a  relation  is  set  up  between  the 
scale-tone  and  the  tonic,  and  this  opens  the  door  to 
new  developments  of  relative  pitch.  The  tonic  is  no 
longer  an  independent  centre,  but  becomes  a  tonic  upon 
a  definite  degree  of  the  scale,  with  specially  related 
tones  upon  other  degrees.  The  key-circle  of  the 
Western  system,  with  its  two  modes  only  and  uniform 
tonic  reproduced  at  all  levels  of  pitch,  is  here  replaced 


9S     THE    EVOLUTION   OF    MUSICAL   FORM 

not  only  by  many  variations  of  mode,  but  by  varia- 
tion of  the  position  of  the  tonic  within  the  mode. 
This  is  a  thing  that  Hes  entirely  outside  of  the  normal 
European  experience.^  But  seeing  that  the  Oriental, 
lacking  the  consonant  intuition,  has  his  attention 
absorbed  by  mode-variation,  and  that  this  prevents 
recognition  of  differing  scale-tones,  is  it  likely  that  he 
should  be  anxious  to  confine  his  tonic  to  what  is 
practically  a  single  tone,  when  all  the  degrees  of  the 
scale  are  open  to  him  ?  We  might  as  well  confine 
our  music  to  one  key.  All  music  of  advanced  modal 
character  is  conditioned  by  this  development  of  the 
moveable  tonic,  which  means  the  further  differentiation 
of  relative  pitch  as  opposed  to  development  on  the 
lines  of  absolute  pitch.  It  is  the  normal  evolution  of 
a  purely  melodic  art,  owing  its  charm  to  delicate  and 
subtle  inflections  of  pitch,  to  which  those  possessed  of 
the  microtonal  instinct  are  naturally  susceptible. 

The  Hindu  is  nothing  if  not  emotional,  and  this 
necessity  of  music  has  here  assisted  in  its  technical 
evolution.  The  formal  definition  of  tonality  is  made 
in  a  melodic  type  called  the  rdga,  but  even  when 
such  an  experienced  Oriental  musician  as  Raja  Sir 
S,  M.  Tagore  defines  this  thing,  he  does  so  on  the 
lines  of  its  emotional  purpose,  rather  than  its  technical 
import.  "  A  rdga  is  the  succession  of  notes  so  arranged 
as  to  awaken  a  certain  feeling  of  the  mind."  Though 
consisting  now  of  several  hundreds  of  fixed  types,  it  is 
considered,  fundamentally,  to  be  an  emotional  utterance. 

^  It  must  not  be  confused  with  the  use  of  modes  other  than  major  or 
minor  where  the  tonic  is  invariably  the  scale-tone. 


ASIATIC   TONALITY  99 

The  same  can  scarcely  be  said  of  our  key-system, 
though  unavailing  efforts  have  frequently  been  made 
to  ascribe  distinct  emotional  characteristics  to  the 
various  keys.  The  truth  appears  to  be  that  feeling 
identifies  itself  with  relative  pitch  rather  than  with 
change  of  pitch-level.  There  is  distinctly  a  difference 
of  feeling  between  major  and  minor,  which  is  not  pro- 
duced by  any  transposition  of  either.  The  Hindu  has 
taken  the  line  of  least  resistance,  and  is  thus  enabled 
to  express  all  his  feelings  in  his  marvellously  elaborate 
tonalitive  scheme.  It  has  been  said  that  everything 
in  the  East  has  arisen  out  of  religious  feeling,  and  such 
a  view  is  borne  out  by  the  direct  association  of  each 
tonalitive  unit  of  Hindu  music  with  a  corresponding  unit 
of  Hindu  mythology.  The  ragas  and  raginis  (techni- 
cally the  same  thing)  are  all  named  after  the  gods,  who 
brought  down  music  from  heaven  for  the  solace  of  man. 
The  varying  emotional  characteristics  associated  with 
each  god  or  goddess  are  reflected  in  the  raga,  and  the 
peculiar  tonalitive  type  employed  falls  into  its  natural 
place  as  a  means  to  an  end. 

In  all  probability  similar  systems  once  existed  in 
Arabia  and  Persia,  but  our  present  knowledge  of  the 
raga-type  comes  solely  from  the  Sanskrit  authorities  on 
Indian  music  and  the  modern  Hindu  practice.  There 
exists  much  confusion  in  the  minds  of  Europeans  as  to 
whether  the  raga  is  not  a  melody,  or  else  simply  a  scale. 
Upon  the  first  point  we  have  the  following  statement  :  "  It 
is  when  words  are  set  to  a  rdga,  and  when  rhythm  {tdla) 
is  given  to  it  that  it  can  mean  a  song  "  (S.  M.  Tagore). 
Hindu  theory  is  careful  to  distinguish,  further,  between 


loo    THE   EVOLUTION  OF  MUSICAL  FORM 

raga  and  mode.  The  latter  consists  of  the  actual  scale 
and  is  called  Thdt,  and  of  these  an  immense  classifica- 
tion exists.  The  scales  which  are  "  mostly  in  use  " 
are  given  as  follows  :  Complete  modes,  32  ;  sexatonic 
modes,  113;  pentatonic  modes,  160 — yielding  a  total 
of  over  300.  The  retention  of  the  incomplete  scales 
is  doubtless  due  to  the  fact  that  they  supply,  by  means 
of  their  omissions,  certain  peculiarities  of  pitch-relation 
not  to  be  found  in  the  complete  scales,  and  thus  form 
valuable  additions  to  the  modal  system  considered  as 
material  for  the  raga.  The  difference  between  mode 
and  raga  may  be  gathered  from  the  fact  that  the  frets 
of  a  stringed  instrument  must  be  arranged  for  any 
particular  mode ;  once  this  is  done,  all  the  ragas  formed 
upon  that  mode  can  be  used  without  alteration  of  the 
instrument,  but  a  new  mode  requires  a  re-arrangement. 
As  many  as  thirty  ragas  may  be  founded  upon  a  single 
mode ;  again  there  are  modes  that  admit  of  but  one 
raga.  The  latter  takes  its  pitch-material  from  the 
mode ;  but  what  makes  it  a  raga  is  the  distribution  of 
these  tones  in  melodic  order  according  to  the  tonalitive 
principle  already  described.  In  other  respects  the 
raga  is  unbarred  melody,  somewhat  of  the  nature  of 
recitative,  using  time-outline  to  emphasise  its  pitch- 
relations.^  It  consists  of  four  "strains,"  each  a  melodic 
passage  of  from  a  dozen  to  fifty  or  more  beats,  with  a 
well-defined  rhythm  of  rise  and  fall  ;  two  strains,  how- 
ever, are  all  that  are  usually  quoted.  When  performed, 
it  is  sung  to  meaningless  syllables  such  as  ti^  re,  ne,  &c., 
or  played  upon  an  instrument.     Its  tonic  is  called  Vddi 

^  See  Appendix,  Section  P. 


ASIATIC   TONALITY  lOi 

(chief),  which  is  described  as  the  jdn,  the  Hfe  and  soul 
of  the  raga.  This  has  accessary  tones  somewhat  after 
the  manner  of  the  European  dominant  and  subdomi- 
nant  at  the  distance  of  fourth  and  fifth.  Sometimes 
both  are  employed,  provided  they  both  exist  in  the 
mode  upon  which  the  raga  is  founded,  and  these  are 
called  Samvddis  (the  ministers  of  the  Vdd().  Their 
relations  with  the  tonic  hold  good,  moreover,  when 
either  is  chromatically  inflected,  this  being  a  permanent 
chromatic  inflection  of  the  mode  which  is  necessarily 
repeated  in  the  raga.  Such  chromatic  relations  give 
a  very  Oriental  character,  whereas  the  diatonic  types 
suggest  European  tonality  in  some  degree.  There  are 
six  original  ragas,  and  all  other  ragas  and  raginis  are 
formed  from  these  by  the  process  of  taking  out  a  few 
notes  here  and  there  from  two  or  more  and  combining 
the  phrases  afresh  generally  upon  a  new  tonic. 

In  estimatinor  t^g  value  of  the  rao^a  to  the  Hindu 
singer,  it  must  be  remembered  that,  in  the  East, 
notation  is  either  non-existent  or  is  unused  by  the 
bulk  of  musicians.  These  play  from  memory,  or 
else  extemporise,  and  preferably  the  latter.  Thus 
the  greater  part  of  Eastern  music  is  extemporisation. 
From  this  point  of  view  the  value  of  the  raga  can 
be  appreciated,  since  it  supplies  the  singer  with  the 
essentials  of  his  pitch-outline,  certain  notes  to  be  made 
prominent,  and  certain  sequences  of  notes  to  be  used, 
varying  in  ascent  and  descent ;  all  this  is  based,  not 
upon  calculation,  but  is  the  result  of  centuries  of  in- 
tuitive utterance  in  music,  natural  to  the  race  and 
natural  to  the  singer.     Quarter-tones,  if  not  included  in 


I02     THE   EVOLUTION  OF  MUSICAL  FORM 

the  traditional  use,  are  left  to  the  singer's  improvisation, 
of  which  freedom  he  fully  avails  himself,  embroidering 
his  own  fancies  across  the  fabric  of  the  raga. 

The  use  of  the  drone-bass,  which  is  very  common 
throughout  the  East,  is  undoubtedly  due  to  a  desire  for 
definition  of  tonality.  Its  effect  will  depend,  however, 
upon  whether  it  be  used  to  enforce  the  scale-tone  or 
the  tonic.  Instances  are  quoted  of  a  primitive  melody 
winding  itself  in  semitonal  outline  about  a  drone,  which 
must  have  been  the  tonic,  but  in  such  a  case  the  con- 
nection with  the  scale  had  not  yet  appeared.  More 
often  the  drone  enforces  the  scale-tone,  by  means  of 
which  the  intervals  of  the  mode  are  easily  apprehended. 
Unless,  therefore,  the  tonic  is  very  clearly  defined  in  the 
melody,  the  tendency  of  the  drone  will  be  to  enforce 
the  scale-tone  at  the  expense  of  the  tonic,  and  thus 
by  degrees  to  unite  tonic  with  scale-tone  after  the 
European  manner.  The  Hindu  theory  of  music  does 
not  recognise  the  use  of  the  drone  as  a  note  con- 
tinuously sounding,  deeming  that  this  would  detract 
from  the  melodic  nature  of  its  music.  Of  the  double 
drone  of  first  and  fifth  degrees  it  is  said,  "  This  com- 
bination (which  is  a  stranger  to  Indian  Music,  and,  as 
a  sound,  not  recognised  by  it)  when  tacked  occasion- 
ally on  to  a  melodic  piece  would  certainly  destroy  its 
character  as  a  Rdga,  and  would  render  the  whole 
thing  not  only  un-Wmdu  Music,  but  a  perfect  babel 
of  foreign  jargon"  (S.  M.  Tagore,  "The  Musical 
Scales   of  the    Hindus"). 

Unfortunately  it  is  impossible  to  reproduce  this 
Eastern   art   with   any   certainty   in    European   notation 


ASIATIC   TONALITY  103 

owing  to  our  lack  of  the  microtonal  interval.  The 
insertion  of  a  "  quarter-sharp  "  conveys  little,  because 
it  is  necessary  to  be  familiar  with  the  use  of  the  thing 
before  its  sign  will  be  appreciated.  In  this  respect  the 
Eastern  musicians,  where  a  notation  exists,  have  the 
advantage  of  us.  Though  quarter-tones  do  not  now 
figure  in  the  modal  scheme  of  India,  the  tuning  of  which 
approximates  to  equal  temperament,  the  theory  of 
them  is  a  recognised  part  of  the  Hindu  system,  and 
for  microtonal  intervals  Sanskrit  names  and  signs  exist 
which  indicate  sufficiently  the  exact  pitch-outline  to  a 
native  ear.  In  all  other  respects  the  present  Hindu 
notation  is  meagre  and  unsuggestive  in  the  extreme. 
It  is  nothing  but  the  bare  notes,  and  all  phrasing  and 
variations  of  force-outline  or  tempo  are  left  to  the 
imagination.  When  one  considers,  further,  the  difficulty 
to  a  Western  ear,  prepossessed  by  ineradicable  conso- 
nant instinct,  of  perceiving  the  bearings  of  the  Eastern 
tonic  at  all,  even  when  not  confused  by  quarter-tones, 
it  is  clear  that  Hindu  music  cannot  be  readily  appreci- 
ated by  European  musicians. 

The  best  general  idea  that  can  be  given  of  the  art 
may  be  found  in  the  analogy  with  colour.  It  is  a  fact 
that  Sanskrit  authorities  recognised  each  degree  of  the 
scale  as  relating  to  a  special  colour.  This  is  an  idea 
not  unfamiliar  to  Europeans,  but  where  it  is  attempted 
literally  to  combine  such  colours  on  the  lines  of  har- 
monic art,  the  result  is  grotesque.  On  the  other  hand, 
in  melodic  music,  where  degrees  of  pitch  are  recognised 
only  as  a  needful  foundation  to  be  wiped  out  at  will 
by  the  inurchana  (movement  by  s'rutis,  which   implies 


I04     THE  EVOLUTION  OF  MUSICAL  FORM 

imperceptible  intervals),  a  real  analogy  with  colour 
does  exist.  The  subtle  gradations  of  colour-tones  in 
nature  and  in  the  finest  art  find  their  counterpart  in  the 
equally  subtle  shading  of  the  pitch-tones  of  Oriental 
music. 


CHAPTER   XI 

DISCANT 

Mixophonic  art  —  Eastern  instrumental  accompaniment  —  Distinction 
between  harmony  and  discant — The  art  of  organum  or  discant  in 
early  writings — Similarity  to  primitive  Eastern  discant — The  argu- 
ment for  the  Eastern  origin  of  Gregorian  chant — Its  exotic  character 
— Effect  of  discant  upon  the  chant. 

It  must  be  evident  to  the  most  casual  observer  that, 
in  Asia  beyond  India,  music,  though  originating  like 
the  music  of  the  nearer  East  in  microtonal  intervals, 
has  taken  a  path  of  its  own.  Here  instead  of  a  pro- 
fusion of  modes,  the  complete  modal  type  is  only 
beginning  to  make  its  appearance ;  with  the  excep- 
tion of  Japan,  which  seems  to  offer  a  case  of  mixed 
development,  each  country  has  but  one  or  two  scales, 
and  the  five-toned  formula  with  varying  intervals  for 
the  most  part  predominates. 

When  we  find  uniformity  in  one  direction  we  may 
be  tolerably  certain  that  music  has  made  for  itself 
variety  in  some  other  line.  This  is  the  case  with  the 
far- Eastern  music,  which,  instead  of  remaining  a  purely 
melodic  art,  has  sought  variety  in  the  combination  of 
moving  parts  at  differing  pitch.  It  has  boldly  launched 
forth  upon  a  species  of  art  which  may  be  termed  "  mixo- 
phonic," to  distinguish  it  from  the  polyphony  of  the 
West,  which  has  a  harmonic  foundation.  Its  greatest 
development  has  been  in  Siam  and  Java.  It  has  been 
described  as  "a  labyrinth    of  eccentric  discant,"  and  is 


io6     THE   EVOLUTION  OF  MUSICAL  FORM 

stated  by  those  familiar  with  it  to  be  of  a  very  fine 
effect,  the  extraordinarily  rapid  and  complex  weaving 
of  the  parts  compensating  in  great  measure  for  the 
lack  of  harmony.  It  is  generally  found  associated  with 
instruments  of  the  harmonicon  type  which  are  tuned 
as  has  been  explained.^  In  this  natural  art  of  discant 
{i.e.  the  interweaving  of  non-harmonic  parts)  is  to  be 
found  the  explanation  of  the  persistence  of  the  penta- 
tonic  formula.  Tones  of  differing  pitch  that  are  going 
to  be  promiscuously  mixed  up  together  at  the  fancy 
of  the  performers  must  be  limited  in  number  and  well- 
defined  in  pitch  ;  no  variation  upon  these  is  wanted, 
because  the  effect  desired  is  mixophonic  and  not 
melodic ;  varied  kinds  of  emotional  utterance  are 
obtained  by  variety  in  the  mixture  and  not  in  the 
melodic  succession,  as  is  the  case  with  the  Hindu 
raga.  Thus  the  five  tones  are  long  adhered  to,  and 
a  sixth  and  seventh  are  slow  in  appearing.  Since 
the  Siamese  and  the  Javans  have  no  notation  of 
their  own,  the  whole  art  is  purely  extempore,  and 
this  condition  seems  to  favour  its  development.  In 
China  and  Japan,  where  notation  of  a  sort  does  exist, 
but  little  seems  to  be  known  to  Europeans  of  a  mixo- 
phonic art ;  but  the  following  statements  suggest 
that  something  of  this  kind  may  be  found  in  Japan  : 
"The  Japanese  classical  music  is  not  melody  alone; 
it  is  written  in  four  parts,  two  Kotos,  Kokyu  (the 
Japanese  fiddle)  and  Samisen  (an  instrument  resem- 
bling the  Kokyu,  but  played  with  a  kind  of  large 
wooden  plectrum).  The  Koto  parts  correspond  to  our 
first   and    second    violin    parts,    the    Kokyu  reinforcing 

^  See  p.  53. 


DISCANT  107 

melodic  passages.  .  .  .  This  music  is  exceedingly 
complicated,  but  full  of  interest;  but  it  is  impossible 
to  render  it  in  the  West."  ^  In  Burma  the  musicians 
are  said  to  understand  counterpoint,  but  not  harmony  ; 
this  can  be  nothing  else  than  discant.  Even  in  China 
accompaniments  on  the  guitar  are  played  for  a  singer 
or  for  a  solo  guitar,  and  this  appears  to  suggest 
discant  which  is  essentially  an  art  of  accompanying  a 
melody.  We  are  told  of  Javanese  music  :  "The  theme 
is  the  important  thing  ;  the  parts  fall  in  as  they  like  ;  the 
musicians  know  nothing  of  score,  but  only  the  melody ; 
each  adds  what  he  likes  ;  some  go  up  the  scale,  some  go 
down  ;  they  vary  the  theme  or  accompany  it ;  they  bring 
rhythmic  life  and  motion  into  the  music." " 

It  is  evident  also  that  a  tuning  was  frequently 
employed  in  arpeggio,  as  we  should  use  a  chord,  for 
purposes  of  accompaniment,  upon  an  instrument  that 
like  the  koto  has  generally  but  one  note  to  each 
string.  The  principal  koto  tunings  are  as  follows 
(Piggott's  "  Music  of  Japan,"  pp.  92-3) : — 

A      (1) 


122: 


-IS^ 


-»^- 


:ft22zS^ 


(2) 


:«=: 


:«^ 


-«^— ^- 


(3) 


:22i:§^zi: 


-G>    <f^ 


-"^     "=='■ 


*  E.  T.  Piggott,  "Musical  Association."      1891-3. 

*  Dr.  J.  Groneman,  De  Gamelan  te  Jogjakarta. 


io8     THE   EVOLUTION  OF  MUSICAL  FORM 

The  biwa,  or  balloon-shaped  guitar,  has  the  following 
tunings : — 


(1)  .^_  _(!) ^      (3) 


:»22: 


:i^ 


?^" 


_£=2_ 


-Jf^- 


14) ^  _(5)  ^  (6) 


:J^= 


122=1^ 


Tuning  No.  3  is  not  considered  to  differ  in  kind 
from  the  others.  On  both  these  instruments  in  Japan 
it  is  common  to  sweep  the  strings  backwards  and 
forwards  with  the  plectrum,   in  arpeggio  effect. 

Vocal  antiphony  is  also  fairly  common  ;  one  phrase 
of  melody  will  be  answered  by  another  voice  or  voices 
with  a  slightly  differing  phrase  ;  the  answer  may  take 
the  form  of  a  transposition  to  the  fifth  above,  and  the 
two  voices  will  frequently  overlap  one  another,  but  there 
is  no  trace  of  harmony  in  the  sense  of  chord-conception. 
Since  certain  writers  have  been  led  by  the  discovery 
of  occasional  thirds  or  sixths  in  Eastern  discant  to 
attribute  to  Orientals  a  knowledge  at  least  of  the 
elements  of  harmony,  it  is  well  to  state  that  no  such 
thing  as  harmony  in  the  European  sense,  or  even  a 
rudimentary  conception  of  it,  exists  in  Asia.  The 
Easterns  have  no  chord-sense,  and  do  not  like  chords 
when  they  hear  them.^  The  mistake  has  arisen 
through  lack  of  knowledge  of   the  distinction  between 

1  It  is  said  that  the  late  Shah  of  Persia,  when  in  London,  sat  bored 
and  gloomy  through  the  first  act  of  an  opera.  When  the  orchestra 
began  tuning  up  for  the  second  act,  his  face  brightened,  and  he  asked 
for  an  encore. 


DISCANT  109 

harmony    and    discant,     which     are    entirely    separate 
things. 

Discant  originates  in  variations  of  vocal  compass, 
for  which  consecutive  octaves,  fifths,  and  fourths  are 
the  most  convenient  intervals.^  Later  a  desire  for 
independent  movement  of  voices  makes  some  rise 
while  others  fall,  which  movement  is  known  as  contrary 
motion.  This,  when  fully  developed  with  a  great 
number  of  moving  parts,  is  absolutely  incompatible 
with  harmony.  What  we  term  counterpoint  in  its 
historical  sense  forms  the  only  compromise  that  has 
ever  been  made  between  the  two ;  both  were  cramped 
in  the  union,  and  neither  harmony  nor  discant  could 
fully  develop  itself.  It  is  perhaps  a  new  idea  to 
European  musicians  that  it  is  possible  to  create  a 
form  of  art  which  unites  tones  of  differing  pitch 
simultaneously  that  are  devoid  of  consecutive  con- 
sonant relations,  and  they  are  still  less  aware  that 
such  an  art  has  existed,  no  man  knows  how  long,  in 
the  East.  To  describe  this  music  as  purely  dissonant 
would  create  a  false  impression,  for,  strictly  speaking, 
dissonance  implies  a  feeling  for  a  consonant  basis 
upon  which  it  forms  a  variation.  Where  a  scale  only 
forms  the  pitch-standard,  there  is  no  appreciable  con- 
sonant basis,  and  the  music  is  simply  of  a  non- 
consonant  character.  It  is  true  that  consonant  in- 
tervals will  occasionally  be  found  in  it,  because  in  a 
synchronous  pitch-outline  it  would  be  difficult  altogether 

^  In  the  Buddhistic  service  in  China  each  chanter  sings  at  the  pitch 
most  convenient  to  his  own  voice,  though  all  sing  the  same  words  in  the 
same  time. 


no    THE  EVOLUTION  OF  MUSICAL  FORM 

to  avoid  them,  and  it  must  be  remembered  that  the 
far- Eastern  musicians  are  not  seeking  dissonance  nor 
avoiding  consonance  in  itself;  they  are  for  the  most 
part  indifferent  to  either,  and  regard  their  modal  type 
as  a  loom  in  which  to  weave  their  mixophonic  art. 

On  the  other  hand,  the  origin  of  harmony  has  been 
asserted  to  lie  in  that  European  form  of  discant  called 
"organum,"  which  grew  up  in  ecclesiastical  surround- 
ings and  is  mentioned  by  monkish  writers  as  far  back 
as  the  early  part  of  the  eighth  century/  This  as- 
sertion is  again  due  to  a  lack  of  knowledge  of  what 
elementary  harmony  really  is.  We  are  not  in  any 
doubt  of  what  the  organum  was.  The  following 
quotations  are  a  literal  translation  from  the  earliest 
references  that  have  been  made  to  it  : — 

"  Melody  of  the  organum  is  made  from  different 
qualities  and  quantities.  While  individually  and  sepa- 
rately, long  voices  (notes  ?)  are  perceived  separated 
from  each  other  by  differing  proportions  of  con- 
vergence and  divergence,  they  are  fitted  together 
with  each  other  according  to  certain  rules  of  the 
rational  art  of  music  and  give  a  certain  natural  sweet 
tone  in  each  case."     (Scotus  Erigena.) 

"i.  Chant  (concentus)  is  the  successive  blending 
of  similar  voices  ;  discant  (succentus)  is  in  truth  when 
different  voices  agree  very  well  with  each  other,  just 
as  we  see  in  the  organum  (or  organ). 

"  2.  Consonance  is  the  fixed  and  agreeable  mixture 

1  Hawkins  says  that  "  Bede  does  very  particularly  mention  a  well- 
known  species  of  it,  termed  Descant."  "  Ars  organandi"  is  mentioned  early 
in  the  ninth  century  in  the  Chronicle  of  the  Monk  of  Angouleme. 


DISCANT  III 

of  two  sounds  which  will  agree  in  no  other  way  unless 
the  two  sounds  given  out  differently  come  together  at 
the  same  time  into  one  modulation,  which  happens 
when  a  man's  and  a  boy's  voice  sound  in  proper 
divisions,  or  also  in  the  case  which  people  are  ac- 
customed to  call  organum  (organ  playing  ?)"  (Gerbert, 
Script.   I.,   234,    107.) 

So  far  the  following  f^icts  emerge:  (1)  Though  no 
intervals  are  named,  in  the  time  of  Scotus  Erigena 
music  was  recognised  to  be  an  art  with  rules  of  its  own, 
and  this  implies  exact  intervals ;  (2)  if  convergence 
and  divergence  of  pitch  is  intended  (and  it  is  difficult 
to  see  to  what  else  such  terms  could  apply)  one  voice 
remained  stationary  while  the  other  diverged  and  con- 
verged {i.e.  a  primitive  form  of  the  pedal),  or  else 
contrary  motion  of  voices  was  already  in  use ;  (3) 
two  kinds  of  chant,  one-part  and  two-part,  were 
recognised,  and  the  latter  was  called  consonant,  to 
which  the  rules  related  ;  (4)  sounds  of  different  pitch 
were  sung  exactly  together  {i.e.  the  voices  moved 
simultaneously) ;  different  qualities  of  voice  (treble 
and  tenor)  were  very  important  if  not  essential. 

In  a  somewhat  later  work,  called  the  "  Treatise  of 
Cologne,"  on  the  subject  of  the  organum,  the  writer 
says  that  the  organum  is  the  consonance  of  the  fourth. 
It  has  three  species.  In  the  first  the  voices  move 
always  in  fourths  ;  in  the  second,  both  voices  end  in 
the  same  tone,  it  may  be  a  second  above  or  below 
the  final  tone  ;  in  the  third,  the  principal  voice  goes 
to  the  final  or  its  neighbouring  tone,  while  the  or- 
ganum   (or    accompanying    voice)    goes    to   the    second 


112     THE   EVOLUTION  OF  MUSICAL  FORM 

below.  Thus  the  carrying  out  of  the  first  species  be- 
comes impossible,  and  the  organum  in  fourths  is  not 
carried  on  throughout.  The  writer  concludes :  "  It 
sometimes  happens  that,  when  the  natural  kinds  are 
deficient,  we  make  an  irregular  organum  by  bringing 
together  the  third  and  the  second  in  some  parts." 

The  nature  of  the  early  organum  is  now  quite  clear, 
and  the  description  agrees  with  the  earliest  written 
examples.  Its  similarity  to  the  primitive  usage  of 
Eastern  discant  is  almost  too  obvious  to  need  pointing 
out.     In    the   Andaman    Islands    the  inhabitants — men, 

women,  and  children — sing  thus  in  three  parts 

the  parts  rising  and  falling  simultaneously  by  quarter- 
tones  in  consecutive  fourths  and  fifths.  When  the 
organum  advanced  to  three  parts  these  were  its  pre- 
cise intervals.  Further,  it  was  not  considered  neces- 
sary to  end  on  the  so-called  final  tone,  a  second  above 
or  below  answering  the  purpose  as  well,  and,  what  is 
even  more  hopelessly  opposed  to  harmonic  ideas,  the 
voices  might  end  on  the  interval  of  the  second.  Why 
the  "natural  kinds"  should  be  "deficient"  does  not 
appear,  seeing  that  these  are  presumably  consecutive 
fourths  of  which  no  lack  usually  exists,  but  it  is  at 
any  rate  clear  that  the  regular  organum  was  in  fourths 
with  a  possible  variation  on  the  last  interval,  and  also 
that  when  thirds  or  seconds  were  used  in  the  course 
of  the  organum  it  was  considered  to  be  irregular.  The 
fourth  is  here  the  chosen  interval,  and  the  second  and 
third    are  for  occasional  use  as  we  may  use  discords, 


DISCANT  113 

preference  being  given  to  the  second.  Dr.  Riemann 
has  laid  stress  upon  the  origin  of  the  organum  in  the 
fourth  instead  of  the  fifth,  but  from  our  point  of  view 
this  is  immaterial,  seeing  that  both  intervals  are  dis- 
sonant in  consecutive  use,  and  are  used  equally  often 
in  mixophonic  art.  As  previously  observed,  the 
early  use  of  the  pedal  is  practically  universal,  and 
implies  no  harmonic  sense  whatever  unless  accom- 
panied by  actual  chords. 

It  may  now  be  asked,  granted  the  similarity  between 
the  organum  and  Eastern  discant,  how  is  the  appear- 
ance of  such  an  art  to  be  accounted  for  in  the  monas- 
teries of  Western  Europe  ?  Doubtless  the  main  reason 
for  it  was  the  nature  of  the  single  chant  upon  which 
the  organum  was  formed.  This  chant,  called  Gregorian 
(because  it  was  chiefly  systematised  by  St.  Gregory, 
who  flourished  in  the  sixth  century),  is  now  generally 
admitted  to  be  of  Greek  origin.^  The  Asiatic  nature 
of  Greek  music  is  less  understood,  because  so  little 
has  been  known  of  Eastern  musical  usage  ;  but  when 
we  come  to  examine  what  is  known  of  the  Greek  art 
with  a  view  to  discovering  whether  it  is  European 
or  Asiatic,  no  doubt  can  exist  upon  the  matter.  Two 
of  the  Greek  tetrachords,  those  known  as  the  enhar- 
monic and  the  old  Olympus,  are  dissonant  pentatonic 
types ;  the  music  was  entirely  melodic  and  founded  upon 
modes  to  which  emotional  characteristics  were  attached  ; 
the  Greeks,  like  the   Hindus,   were  intensely  sensitive 

*  "  There  seems  no  reason  to  doubt  that  the  music  used  in  the  early 
Christian  ritual  was  of  Greek  origin."  (.Sir  H.  Parry,  "Art  of  Music," 
chap,  iv.) 

H 


114     THE  EVOLUTION  OF  MUSICAL  FORM 

to  the  emotional  properties  of  melodic  inflection,  and 
desired  nothing  beyond  that.  In  addition  to  this  there 
is  so  marked  a  resemblance  between  the  ancient 
Vedic  hymns  of  the  Hindus,  Buddhist  chants,  and  the 
Gregorian  chant  of  Europe,  as  to  leave  little  room  for 
doubt  that  they  have  had  a  common  origin.  The 
practice  of  antiphonal  singing  also  came  from  the  East 
and  is  said  to  have  been  brought  into  the  Western 
Church  by  St.  Ambrose,  who  was  the  first  ecclesiastic 
known  to  have  concerned  himself  with  church-singing. 
The  nature  of  the  Gregorian  chant  itself  is  that  of 
Eastern  and  not  of  Western  melody.  It  exhibits  a 
tonalitive  development  founded  upon  relative  rather 
than  absolute  pitch,  and  its  tonality  is  identical  in 
principle  with  the  Hindu  raga.  That  this  tonality 
has  never  been  rightly  explained  is  due,  as  in  the 
case  of  the  Eastern  art,  to  the  reading  into  it  of  the 
normal  Western  experience.  The  fact  that  we  re- 
cognise a  tonic  upon  the  scale-tone  only,  or  that  the 
true  tonic  of  the  Gregorian  system  was  otherwise 
named,  accounts  for  its  previous  lack  of  recognition. 
It  has  perhaps  not  occurred  to  us  to  ask  why  the 
name  "dominant"  should  be  given  to  the  fifth  degree 
of  our  scale  and  not  to  the  key-note.  In  Gregorian 
tonality  is  found  the  answer.  Each  of  its  modes  had 
what  was  called  a  dominant  and  a  final.  The  latter 
was  the  scale-tone,  but  not  the  tonic ;  the  former 
varied  in  position  between  one  mode  and  another, 
and  was  so  named  (like  the  Hindu  Vddi,  the  ruler) 
because  it  dominated  all  the  other  tones.  Since  in 
five  modes  out  of  twelve  it  occurred  upon  the  fifth  of 


DISCANT  115 

the  scale,  the  name  passed  on  into  rhythmitonal  art 
attached  to  this  degree,  regardless  of  the  fact  that 
it  is  now  no  longer  the  dominant  which  dominates, 
but  the  tonic.  The  true  function  of  the  Gregorian 
"dominant"  has  thus  been  hidden;  it  is,  in  fact,  the 
tonic  ;  not  in  the  sense  of  a  consonant  key-note  which 
had  in  Gregorian  chant  no  more  existence  than  in  the 
Hindu  raga,  but  considered  as  the  central  tone  about 
which  the  rest  circle.  An  example  of  Gregorian 
chant  will  make  this  clear. 

Mode  II.     Tonic  F.     Final  or  Scale-tone  D. 


^^^=^-1—1 — \ — ^— L^— I — ^— i — I — ^=! — h— h— |-=F- 


The  resemblance  of  this  chant  to  a  raga  is  too 
striking  to  be  overlooked.  It  differs  only  in  its  ex- 
treme tonalitive  simplicity.  In  Asiatic  tonality,  as  in 
European,  an  advanced  stage  like  the  raga-type  has 
no  call  to  emphasise  its  tonic  overmuch.  This  chant 
is  of  great  interest  as  showing  a  very  primitive  stage 
of  Eastern  tonality,  when  it  was  necessary  to  dwell 
much  on  the  tonic  in  order  to  distinguish  it.  To 
this  tone  the  voice  clings,  scarcely  moving  to  another 
until  it  reaches  the  cadence  at  the  end.  Doubtless 
the  natural  fall  of  the  voice  suggested  what  was  later 
stereotyped  into  a  final,  or  scale-tone,  when  the 
modes  had  become  established.  These  differed  only 
from  the  Oriental  mode  by  being  more  limited  in 
material  and  associated  with  a  fixed  absolute  pitch. 
For  this  the  use  of  the  organ  probably  accounts,  and 


Ti6     THE   EVOLUTION  OF  MUSICAL  FORM 

Dr.  Riemann's  suggestion  that  the  name  organum  was 
thence  derived,  seems  a  likely  hypothesis,  this  instru- 
ment having  been  introduced  into  churches  for  use  in 
the  choral  service  by  Pope  Vitalianus  as  early  as  the 
latter  half  of  the  seventh  century/  To  each  of  their 
modes  the  early  church-musicians  ascribed  distinct 
emotional  characteristics  after  the  manner  of  the  Greeks 
and  Hindus,  and  as  we  have  shown  such  emotional 
utterance  was  the  essential  underlying  idea  of  the 
Asiatic  system.^ 

Taking  all  the  above-mentioned  facts  into  considera- 
tion there  seems  no  reason  to  doubt  that  early  Western 
church-music  was  an  importation  of  the  Asiatic  form 
of  the  art  bereft  of  its  especially  microtonal  character, 
but  otherwise  differing  but  little  from  what  is  now, 
and  doubtless  was  then,  in  use  in  the  East.  Semitones, 
of  course,  there  had  to  be,  and  to  these  the  youthful 
Western  ears  did  not  take  kindly.  So  difficult  was 
it  found  to  hit  precisely  the  position  of  these  intervals, 
that  before  the  invention  by  Guido  d'Arezzo  in  the 
eleventh  century  of  a  set  of  sol-fa  names  to  indicate 

^  Hawkins,  "History  of  Music,"  chap,  xxxii. 

^  The  eight  Gregorian  modes  (called  tones)  are  divided  into  "authentic" 
and  "plagal,"  the  latter  having  a  different  tonic  and  an  extension  of  compass 
below  the  scale-tone.  The  large  capitals  indicate  the  tonics,  the  small  ones 
are  the  scale-tones. 

Authentic.  Plagal. 

i.DefgAbcd  2.  abcDeFga 

3.  EfgabCde  4.  bcdEfgAb 

5.  FgabCdef  6.  cdeFgAbc 

7.  GabcDefg  8.  defCabCd 

Four  other  modes  of  a  similar  nature  were  added  later.  To  all  these  modes 
Greek  names  were  misapplied.  They  must  not  be  confused  with  the  semi- 
harmonic  scales  of  European  tonality  which  have  a  key-note.     See  p.  78. 


DISCANT  117 

relative  pitch,  it  took  pupils  ten  years  to  learn  to 
sing  the  chant  correctly.  The  art  was,  of  course,  an 
exotic,  but  It  harmonised  with  the  ritual,  and  great 
pains  were  taken  to  preserve  it,  and  to  protect  it  from 
becoming  contaminated  by  the  native-born  music  of 
the  people.  This  necessity  entirely  explains  the  atti- 
tude of  the  Church  towards  popular  song.  Unless  the 
door  had  been  shut  and  barred  upon  folk-music,  church- 
sone  would  not  have  had  a  chance  of  survival.  It  also 
explains  the  atmosphere  of  rule  and  hide-bound  tradi- 
tion which  surrounded  Gregorian  chant.  This  served 
the  purpose  of  the  dykes  which  in  Holland  keep  out  the 
sea.  But  in  spite  of  all  that  authority  can  do,  human 
nature  cannot  be  made  to  stand  still,  however  much  its 
movement  may  be  retarded.  Throughout  these  early 
centuries,  and  on  into  later  ones,  there  meets  us  a 
perennial  stream  of  bitter  complaints  against  the  levity, 
the  inattention  to  rule,  the  stupidity  and  ignorance 
of  the  singers  of  the  chant.  Meanwhile  the  real  point 
at  issue  was  that  the  authorities  desired  conformity, 
and  the  singers,  being  human,  desired  variety  and  pro- 
ceeded to  make  it.  Thus  Guido,  in  his  Micrologos : 
"  Neither  is  there  any  uniformity  of  music  at  this  day  in 
the  churches  ;  for  there  are  as  many  kinds  of  antiphons 
as  there  are  masters  ;  insomuch  that  no  one  can  say,  as 
heretofore,  this  is  the  antiphon  of  Gregory,  or  Leo, 
or  Albert,  or  any  other  ;  dul  every  one  either  varies  these, 
or  forms  others  at  his  pleasure.  I  ought  not,  therefore, 
to  give  offence  if  I  contend  with  the  corruptions  of 
the  times,  and  endeavour  to  render  the  practice  of 
music  conformable  to  the  rules  of  art ;  and  as  all  these 


ii8     THE  EVOLUTION  OF  MUSICAL  FORM 

corruptions  have  arisen  from  the  ignorance  of  musicians^ 
I  must  earnestly  request  that  no  one  will  presume  to 
make  antiphons,  unless  he  be  well  skilled  in  the  art 
of  forming  them  according  to  the  known  and  established 
rules  of  music  ;  it  being  most  certain  that  he  who  is 
not  the  disciple  of  truth  will  be  a  teacher  of  error." 

This  statement  recalls  Canute  by  the  seashore,  and 
it  becomes  apparent  that  Guido  and  his  successors, 
whatever  their  contributions  to  notation,  instead  of  being 
the  innovators  we  have  been  led  to  imagine,  did  all  in 
their  power  to  hinder  the  normal  development  of  the 
art.  This  attitude  of  Guido's  has  been  the  attitude 
of  the  professional  musician  of  all  ages,  with  or  without 
the  authority  of  the  Church  behind  him,  the  holding  up 
of  an  abstract  musical  form  which  is  the  canon  of  the 
art  and  cannot  be  bettered,  but  is  corrupted  by  the 
ignorance  of  musicians.  It  is,  in  truth,  this  blessed 
"ignorance  of  musicians  "  that  has  given  us  our  modern 
art,  but  still  the  orthodox  hold  up  their  form  of  abstract 
beauty  and  their  canon  of  laws. 

Had  the  Church  succeeded  in  preserving  intact  her 
musical  tradition,  there  would  have  been  a  very  dif- 
ferent history  of  European  music  to  chronicle.  As  it 
was,  in  the  end  the  singers  conquered  and  the  sea  came 
in ;  and  the  first  little  hole  in  the  dyke  proved  to  be 
the  organum,  or,  as  it  soon  came  to  be  called — discant.^ 

^  "So  long  as  Gregorian  chant,  the  pure  choral  song,  was  rendered  in 
unison,  it  is  well  established  that  none  other  but  the  fixed  tones  of  each 
Church  mode,  according  to  the  strict  diatonic  system,  were  adopted  ;  as 
soon,  however,  as  they  commenced  to  sing  in  parts,  the  difificulties  of  a 
strict  diatonic  chant  began  to  be  felt,  and  it  had  to  seek  the  assistance  of 
medium  tones "  {i.e.  sharps  and  flats  which  opened  the  door  to  popular 
tonality).     (Ambros,  Geschichte  der  Musik,  vol.  ii.  p.  155.) 


CHAPTER   XII 

COUNTERPOINT   VERSUS  CHORD-CONCEPTION 

Discant  an  extempore  art — The  dissonant  standard — Effect  of  the  folk- 
music — Laws  and  practice  of  discant — Introduction  of  the  consonant 
basis  into  musical  theory,  and  consequent  definition  of  discords — 
Counterpoint,  the  science  of  intervals — Lack  of  chord-conception  in 
musical  treatises  of  sixteenth  and  seventeenth  centuries — Rameau's 
chord-theory — EfTect  upon  the  science  of  intervals — Welsh  chord- 
conception  of  the  twelfth  century — Free  counterpoint  in  education. 

"  The  name  of  descant,"  says  Morley,  "  is  usurped  of 
the  Musicians  in  divers  significations,"  and  it  were  well 
for  the  theory  of  music  if  there  had  been  no  other 
names  subjected  to  a  like  "  usurpation."  Actually,  the 
word  discant  was  used  largely  in  place  of  counterpoint 
in  general  down  to  the  close  of  the  seventeenth  century, 
but  Morley  agrees  "  that  when  a  man  talketh  of  a 
Descanter,  it  must  be  understood  of  one  that  can,  ex- 
tempore, sing  a  part  upon  a  plaine  song."  He  gives 
his  opinion  of  this  practice  as  follows:  "As  for  singing 
upon  a  plain-song,  it  hath  byn  in  times  past  in  England 
(as  every  man  knoweth),  and  is  at  this  day  in  other 
places  the  greatest  part  of  the  usual  musicke  which  in 
any  churches  is  sung,  which  indeed  causeth  one  to 
marvel  how  men  acquainted  with  musicke  can  delight 
to  hear  such  confusion,  as  of  force  must  be  amono-  so 
many  singing  extempore.  But  some  have  stood  in  an 
opinion,  which  to  me  seemeth  not  very  probable,  that 
is  that  men  accustomed  to  descanting  will  sing  together 


I20     THE  EVOLUTION  OF  MUSICAL  FORM 

upon  a  plain  song  without  singing  eyther  false  chords, 
or  forbidden  descant  one  to  another,  which  till  I  see 
I  will  even  think  unpossible." 

The  rules  to  which  Morley  refers  were  those  of 
strict  counterpoint,  and  as  far  as  these  rules  were 
concerned  he  was  doubtless  right  in  his  opinion.  But 
discant  existed  long  before  these  rules  had  been  thought 
of,  and  at  a  very  early  period  it  appears  to  have  grown 
out  of  the  organum,  which  it  finally  superseded.  It  was 
from  the  beginning  an  extempore  art,  and  therefore 
little  direct  information  is  to  be  obtained  about  it.  In 
the  childhood  of  notation,  when  but  few  can  record 
music,  and  that  only  imperfectly,  there  will  not  be 
much  more  than  a  backwater  of  the  main  stream  of 
musical  art  in  the  written  music.  As  in  the  East  now, 
the  life  of  the  art  will  be  found  in  extemporisation. 
The  imperfect  technique  of  the  record  limits  what  can 
be  written,  and  acts  as  a  dead  weight  upon  the  natural 
advance  of  the  art.  Directly  then  that  any  addition 
to  the  Gregorian  or  plain  chant  in  the  shape  of  a 
second  part  was  recognised,  the  singers  had  the  matter 
practically  in  their  hands.  Later  there  came  the 
division  into  Pricked  sonof  and  Plain  sonof,  the  former 
being  all  written  out,  the  latter  having  merely  one  part 
written,  its  cantus  Jinnies,  as  the  chant  came  to  be 
called.  But  at  the  beginning  it  must  have  gone  much 
at  the  will  of  the  singer.  Then  synchronous  intervals 
began  to  be  classed  and  chosen  for  the  organum,  and 
these  chosen  ones  were  from  our  point  of  view  all 
dissonant.  Guido  mentions  the  semitone  and  the  full- 
tone  with  the  fourth  and  fifth  as  the  perfect  concords. 


COUNTERPOINT:-.  CHORD-CONCEPTION  121 

This  merely  meant  that  they  were  considered  the 
normal  intervals,  and  this  upside-down  view  of  music 
was  due  to  the  dissonant  character  of  the  early  church 
art.  One  could  as  soon  expect  to  gather  figs  of  thistles 
as  to  look  for  Gregorian  chant  to  bring  forth  a  love  for 
thirds.  It  may  have  been  that  early  discant  was  as 
dissonant  as  its  Eastern  relative,  but  there  was  this 
difference  that  the  question  of  the  properties  of  intervals 
came  early  under  notice,  and  continued  matter  for  dis- 
cussion for  centuries,  whereas  in  the  East  one  synchron- 
ous interval  is  as  good  as  another,  and  no  one  troubles 
how  they  are  mixed  up.  We  cannot  know,  however, 
how  much  attention  the  singers  paid  to  the  theorists 
— to  judge  from  the  complaints  it  must  have  been  very 
little — and  therefore  in  the  actual  extemporisations 
nature  may  have  claimed  her  own,  and  insisted  upon 
the  real  consonances  of  thirds  and  sixths  sooner  than 
we  think.  The  '60-Q.-dS}i^A  fmix-boiLrdo7i^  a  succession  of 
first  inversions  of  triads,  was,  we  know,  an  early  innova- 
tion, which  yet  did  not  affect  the  written  organum. 
And  in  course  of  time  certain  daring  spirits  ventured 
to  take  popular  songs,  add  parts  to  them  after  the 
manner  of  the  people's  singing,  and  actually  write 
them  down,  with  the  addition  of  the  words  of  a  Latin 
hymn  to  lend  an  odour  of  sanctity  to  the  proceeding. 
That  this  was  not  a  practice  that  commended  itself  to 
the  authorities  is  shown,  however,  in  the  fact  that  but 
one  specimen  has  been  allowed  to  survive,  our  famous 
English  round,  "Summer  is  i-cumen  in."^  But  for  it,  we 
should  not  have   known  that  in   the  thirteenth  century 

^  See  Appendix,  Section  J. 


122     THE  EVOLUTION  OF  MUSICAL  FORM 

any  monk  would  have  dared  to  study  the  folk-music 
and  bring  it  within  the  four  walls  of  a  monastery.  It 
is  a  significant  fact  that  the  very  MS.  of  Reading,  in 
which  this  round  is  written,  contains  church-music,  of 
which  the  following  is  an  extract,  written  originally 
upon  a  fourteen-lined  stave  in  two  C  and  one  F  clefs : — 


^--  f  f  -f-?  f'-r^F  %  r  r  r 

-f  -  -^  -e 

^— ^-t-'-t=t-f=tL_f_5;_u-u- 

-\ 1 

1 ■-                  h                  1 Y- 

1  ,          L 

&c. 


Clearly  organum  has  not  in  the  course  of  five  centuries 
progressed  very  far,  but  it  has  advanced  to  the  in- 
clusion of  two  thirds  in  succession,  and  even  of  a  sixth, 
innovations  doubtless  due  to  the  singers.  And  this,  be 
it  remembered,  was  the  orthodox  art  of  music  in  the 
thirteenth  century,  the  summum  bonum  of  truth  and 
beauty,  while  our  fascinating  native  round  resulted  from 
the  levity  and  disorder  of  ignorant  musicians,  who 
would  not  rest  content  with  the  law  as  handed  down 
to  them,  but  preferred,  in  Guido's  words,  to  be  con- 
sidered "teachers  of  error"  rather  than  "disciples  of 
truth." 

In  the  course  of  the  next  century,  however,  the 
pendulum  at  last  swung  round,  consecutive  fourths, 
fifths,  and  octaves  were  forbidden,  thirds  and  sixths 
were  freely  admitted,  but  the  theoretical  position  was 
saved  from  utter  apostasy  by  the  retention  of  the 
former  set  of  intervals  as  nominal  concords,  which  were 
"perfect"  in  opposition  to  the  "imperfect"  third  and 
sixth,  a  distinction  which  has  survived  to  the  present 
day.     The  important  point,  however,  was  gained ;  the 


COUNTERPOINT  e;.  CHORD-CONCEPTION  123 

use  of  these  intervals  was  now  by  law  exactly  the  re- 
verse of  what  it  had  previously  been,  and  the  distinction 
made  accorded  with  consonant  feeling ;  the  name 
mattered  therefore  very  little.  At  this  time  the 
natural  discords  of  the  seventh  and  second  began 
also  to  be  classed  as  such. 

The  earliest  account  of  actual  discant  as  dis- 
tinguished from  written  music  appears  to  be  the  one 
given  in  the  Cotton  MS.,  circa  1326,  and  quoted  by 
Hawkins.^  From  this  it  appears  that  four  or  five 
were  accustomed  to  sing  upon  a  canto  fermo,  and  that 
the  best  effect  was  obtained  when  only  one  actually 
descanted,  and  the  others  varied  the  melody.  The 
descanter  was  to  use  "only  the  imperfect  concords, 
namely,  the  third,  sixth,  and  tenth,  and  proceed  by 
these  ascending  and  descending,  as  to  him  shall  seem 
most  expedient  and  pleasing  to  the  ear."  But  the 
others,  whose  duty  it  was  to  "break  and  flower  the 
notes  in  such  a  manner  as  best  to  grace  the  melody," 
performed  this  pleasing  task  in  the  octave  or  twelfth 
above,  which  savours  strongly  of  mixophonic  art,  and 
as  regards  the  opening  and  closing  tones  the  reign  of 
the  fifth  still  continued.^  If  all  descanted,  however, 
i.e.  sang  in  parts  distinct  from  the  canto  fernio,  the 
use  of  consecutives  was  forbidden.  It  is  curious  that 
this  same  distinction  prevailed  even  down  to  the  close 
of  the  seventeenth  century,  when  the  true  discant,  the 
extempore  art,  had   become   confined   to   "  breaking  or 

*  This  MS.  was  destroyed  by  fire  at  Ashburnham  House  in  1731,  but 
had  been  previously  copied  for  Dr.  Pepusch. 

'^  The  custom  of  closing  without  the  third  was  not  entirely  extinct  in 
Palestrina's  time,  even  he  occasionally  making  use  of  it. 


124     THE  EVOLUTION  OF  MUSICAL  FORM 

flowering"  the  melody,  and  was  known  as  divisions 
on  a  ground.  The  ground  was  a  theme  of  the  canto 
fermo  type  played  upon  a  harpsichord,  and  the 
descanter,  now  a  viol-player,  improvised  variations  of 
the  ground  simultaneously  with  it.  These  were  called 
divisions,  because  the  long  notes  of  the  theme  were 
divided  up  into  many  small  ones.  Christopher  Sympson, 
in  his  "  Division  Viol,"  has  left  some  interesting 
examples  for  the  use  of  learners  of  an  art  which  was 
practically  independent  of  and  completely  died  out 
with  the  development  of  harmony.  When  any  of 
these  examples  of  this  last  surviving  use  of  European 
discant  are  performed  nowadays,  a  harmonic  accom- 
paniment is  perforce  added  to  satisfy  modern  ears,  thus 
practically  destroying  the  original  effect. 

Returning  to  the  written  art,  we  find  that  from  the 
fourteenth  century  onwards  the  theoretical  position 
departs  further  and  further  from  its  original  standard, 
until  at  length  discords  and  concords  respectively  begin 
to  assume  somewhat  of  their  modern  significance.  The 
foundation  of  the  art  has  swunsf  round  from  dissonant 
to  consonant  theory,  but  it  is  hampered  by  the  Eastern 
character  of  its  chant,  which  forms  still  the  actual  basis 
of  composition.  The  composer  added  parts  to  a  canto 
fermo  very  much  as  the  descanters  may  have  done,  if 
with  more  learning  and  discretion.  When  a  folk-tune 
was  taken  for  theme,  it  was  made  into  the  same  type 
of  melody  by  unlimited  elongation  of  its  notes  till  all 
its  original  time-relations  had  disappeared,  and  it 
became  indistinguishable  from  the  chant.  The  habit 
of  centuries  could  not  be  laid  aside. 


COUNTERPOINT:.  CHORD-CONCEPTION  125 

The  use  of  discords  now  became  clearly  defined. 
Dissonant  intervals  might  occur  (i)  through  the  filling 
up  of  the  melodic  third  or  fourth  by  scale-form  (passing- 
notes)  ;  or  (2)  one  note  of  a  concord  might  be  held  on 
while  the  other  moved  so  as  to  make  dissonance  with  it 
until  the  first  one  moved  also,  and  the  interval  of  the 
two  notes  was  again  consonant.  This  was  by  the 
Elizabethans  known  as  "binding,"  but  is  now  called 
suspension,  because  the  first  note  hangs  over  the  other 
until  it  is  resolved.  The  exact  intervals  that  might  be 
taken  in  this  way  were  limited  by  the  rules. 

These  two  types  of  melodic  discord,  since  further 
stereotyped  into  the  five  species  of  counterpoint,  were  in 
use  during  the  whole  Catholic  Church  period,  hedged 
about  with  rules  that  have  not  yet  ceased  to  exist, 
although  they  are  entirely  inapplicable  to  rhythmitonal 
art.  Their  importance  consisted  in  the  fact  that  the 
music  for  which  they  were  invented  was  devoid  of 
definite  tonalitive  movement.  As  it  became  harmonic, 
this  music  lost  its  original  Asiatic  tonality  without 
fully  acquiring  the  European  style.  Hence  it  had 
no  succession  of  keys,  nor  any  defined  movement 
within  a  key,  and  to  us  it  appears  a  vague  wander- 
ing amongst  tones,  perhaps  pleasing,  perhaps  discon- 
certing by  its  unexpectedness,  but  its  effect  upon 
contemporary  ears  is  impossible  for  us  to  imagine. 
Clearly  the  only  pitch-relations  then  recognised  were 
the  intervals  of  consonance  rather  than  the  tonic 
standard,  and  it  was  most  important  that  consonant 
intervals  should  be  paramount.  Hence  the  severity  of 
the  rules  regulating  the  use  of  the  most  inoffensive  and 


126     THE  EVOLUTION  OF  MUSICAL  FORM 

fleeting  of  discords.  Counterpoint  was,  in  short,  the 
science  of  intervals.  Interval  was  added  to  interval 
according  to  laws  that  are  in  force  at  the  present  day, 
but  what  the  sum  of  these  intervals  amounted  to  was 
theoretically  no  concern  of  the  composer's.  One  fancies 
that  minds,  taxed  to  the  uttermost  by  the  intricacies  of 
this  science,  must  have  literally  refused  to  grasp  any 
conception  beyond  it.  It  is  a  commonplace  to  say  that 
musical  form  was  then  regarded  horizontally,  and  is  now 
seen  to  have  a  vertical  significance,  but  how  many  of  us 
have  ever  considered  what  this  trite  statement  really 
involves  ?  Perhaps  some  idea  of  it  may  be  gained  by 
an  analogy.  Imagine  a  language  confined  theoretically 
to  syllabic  use.  For  centuries  words  have  been  spoken 
and  sentences  formed,  but  nobody  has  the  remotest  idea 
that  such  a  thing  as  a  word  exists,  much  less  a  sentence. 
Every  one  thinks  in  syllables,  and  mentally  adds  syllable 
to  syllable,  according  to  fixed  and  innumerable  rules,  in 
order  to  make  himself  understood.  Multiply  the  in- 
tricacy of  this  syllabic  use  tenfold  as  a  low  estimate, 
and  some  idea  may  be  gained  of  the  nature  of  musical 
theory  before  chords  were  discovered. 

Attention  has  previously  been  drawn  to  the 
marvellous  intuitive  capacity  of  the  musical  mind, 
which  is  able  to  produce  what  it  is  unable  to 
understand.  It  revels  in  the  sheer  delight  of 
hearing  what  it  has  no  intellectual  equivalent  to 
describe,  and  so  all-sufficing  is  it  to  hear  that  there 
is  often  no  room  for  thought,  or  else  the  thought  is 
focussed  on  to  another  part  of  the  subject.  Let 
those  who  doubt  the  truth  of  this  assertion  explain  if 


COUNTERPOINT:'.  CHORD-CONCEPTION  127 

they  can  the  historical  fact  that  no  more  exquisite  or 
grander  chord-successions  exist  than  those  which  were 
formed  before  composers  generally  had  the  faintest  in- 
tellectual conception  of  what  a  chord  was.  For  sheer 
harmonic  beauty  no  modern  music  can  surpass  the 
Missa  PapcB  Marcel li  or  the  B  Minor  Mass,  composi- 
tions which,  though  theoretically  contrapuntal,  owe  all 
their  emotional  effect  to  their  essential  harmonic  basis, 
originally  unobserved.  To  us  who  think  in  chords  as  if 
by  nature,  it  is  impossible  to  realise  the  theory  of  music 
without  them,  but  that  chord-theory  was  at  this  time  un- 
known is  an  incontestable  fact.  The  practical  treatises 
of  music  of  the  sixteenth  and  seventeenth  century  form 
amazing  reading,  not  so  much  for  what  they  contain, 
as  for  what  they  omit.  Here  one  gropes  in  the  dark, 
and  can  scarcely  realise  that  this  is  all  the  theory 
there  was.  Yet  Morley's  "  Plaine  and  Easie  Intro- 
duction," and  Sympson's  "  Compendium,"  and  Play- 
ford's  "  Introduction  to  the  Skill  of  Music,"  are  no 
dry-as-dust  tomes,  but  works  of  practical  musicianship, 
delightful  in  style,  and  presenting  the  whole  theory 
of  music  as  it  then  was,  works  which  ran  through 
many  editions  and  formed  the  educational  classics  of 
their  day.  Playford's  book  continued  to  be  reprinted 
almost  down  to  the  publication  of  Rameau's  first 
Harmony  Treatise  in  1722.  Sympson's  was  actually 
reprinted  in  1727.  Those  who  wish  to  appreciate  the 
flood  of  light  let  in  upon  musical  theory  by  the 
greatest  theoreucal  genius  of  music  cannot  do  better 
than  study  Playford  and  Rameau  side  by  side.  For 
those     who    are    unacquainted     with    these    works    it 


128     THE  EVOLUTION  OF  MUSICAL  FORM 

may  be  said  that  for  Playford  and  his  contemporaries 
a  chord  (spelt  cord)  was  merely  an  interval,  or  a  string, 
or  a  tuning,  "common  chords"  were  the  third,  fifth, 
and  eighth,  harmony  was  a  general  term  for  counter- 
point, key  was  the  first  note  of  the  scale  or  perhaps 
any  single  note,  no  key-system  was  recognised,  modu- 
lation was  unknown  and  the  scale  of  G  with  the 
minor  seventh  was  held  to  be  the  foundation  of 
music.  We  wander  through  utterly  strange  and 
devious  mazes  of  mi  in  B,  mi  in  E,  &c.,  and  approach 
something  like  familiar  ground  only  when  discant,  i.e. 
counterpoint,  is  reached/ 

Opening  Rameau's  treatise,  on  the  other  hand, 
all  looks  familiar,  we  are  at  once  at  home.  Some  of 
our  old  friends  appear  with  different  names,  but  it 
is  evident  that  here  is  the  model  for  all  the  harmony 
books  that  have  since  been  written.  Here  at  one 
stroke  appear  the  major  scale,  chords  consonant  and 
dissonant  with  their  inversions,  the  fundamental  bass 
as  distinguished  from  the  real  bass  (an  absolutely 
new    idea),    keys,    major   and    minor   modes,    cadences, 

Mt  is  important  for  the  understanding  of  this  subject  to  reaHse  that  down 
until  1720,  or  thereabouts,  the  word  chord  {accord,  accordo)  had  nothing  of 
its  present  significance.  This  point  is  overlooked  by  Dr.  Riemann  in  his 
"  History  of  Musical  Theory,"  where  he  traces  the  English  term  "  common 
chord,"  meaning  the  triad,  back  to  Godfrey  Kellei-'s  "  Treatise  of  General 
Bass,"  1707.  In  this  very  treatise  we  are  told  :  "By  chords  is  meant  either 
concords  or  discords,  by  semitone  is  meant  half-notes.  .  .  .  Common  chords 
are  the  third,  fifth,  and  eighth."  Trias  harmonica  is  the  only  theoretical 
term  that  signified  a  chord  prior  to  this,  and  this  term  appears  once  or  twice 
in  German  treatises  of  the  seventeenth  century  and  in  Brossard's  Dictionary, 
1703,  but  not  (so  far  as  I  am  aware)  in  any  English  work.  Of  principles  of 
chord-relation  there  is  no  hint  before  Rameau's  treatise.  Bach  indicated 
the  chord-successions  that  occur  occasionally  in  his  instrumental  works, 
inserted  somewhat  after  the  manner  of  a  cadenza  or  recitative,  by  the 
term  arpeggio  legafa. 


COUNTERPOINT c'.  CHORD-CONCEPTION  129 

modulation,  and  '  practically  all  the  paraphernalia  of 
modern  harmony.  Further  than  this,  in  his  famous 
saying,  "la  Melodie  nait  de  I'Harmonie,"  Rameau 
suggested  the  evolutionary  origin  of  European 
melody,  and  also  showed  that  he  perceived  clearly 
the  rhythmic  principle  of  tonality.  The  following 
is  a  literal  translation  from  the  Traitd  de  I'Har- 
monie:  "The  principle  of  Harmony  does  not  consist 
only  in  the  perfect  chord  from  which  is  formed 
that  of  the  seventh,  but  even  more  precisely  in 
the  fundamental  sound  and  those  accordinof  with 
it,  which  is  so  to  speak  the  harmonic  Centre  to 
which  all  the  other  sounds  ought  to  relate.  ...  It 
is  not  enough  to  perceive  that  all  chords  and  their 
differing  factors  draw  their  origin  from  the  Perfect 
chord  and  from  that  of  the  Seventh ;  we  must  observe 
further  that  all  the  factors  of  these  depend  absolutely 
on  this  harmonic  centre  and  its  progression  ;  the 
Intervals  of  which  they  are  composed  are  only  such 
as  they  are  by  relation  to  this  centre."  In  view  of 
this  clear  statement  of  the  central  fact  of  tonality 
(even  to-day  to  a  great  extent  ignored  educationally), 
Burney's  superficial  criticism  of  the  value  of  Rameau's 
theoretical  work  shows  only  that  Burney  himself  was 
no  theorist. 

Attracting  at  first  no  particular  attention,  the 
world  being  satisfied  with  what  it  had  already  in 
the  way  of  musical  theory,  Rameau's  treatise  soon 
sprang  into  fanie,  and  by  the  later  decades  of  the 
eighteenth  century  a  host  of  imitators  and  commen- 
tators   had  arisen,   English,   French,    German,    Italian. 


I30     THE   EVOLUTION  OF   MUSICAL  FORM 

Everybody  was  discussing  if  not  writing  harmonic 
theory ;  the  old  science  of  intervals  took  a  back 
seat  except  where  it  served  as  the  foundation  of 
the  new  theory.  Even  its  most  ardent  supporters 
saw  the  necessity  of  reversing  what  appeared  to  be 
the  natural  order,  and  making  harmony  and  not 
counterpoint  the  basis  of  musical  education.  It 
cannot  have  been  mere  coincidence  that  led  to  the 
destruction  of  the  ancient  contrapuntal  style  at  the 
very  moment  when  these  new  harmonic  ideas  had 
penetrated  men's  minds.  It  is  evident  that  the  time 
was  ripe,  and  that  it  needed  only  this  intellectual 
stimulus  to  sweep  away  the  last  of  the  old  church- 
formulas,  and  set  the  theory  of  consonant  music 
on  its  natural  footing.  The  death  of  Bach  in  itself 
was  insufficient  to  bring  this  about.  Contrapuntal 
art  had  no  higher  to  climb,  but  it  would  have  con- 
tinued much  longer  to  dominate  musical  thought  but 
for  Rameau's  new  theories.  It  has  already  been 
observed  that  true  intellectual  understanding;'  cannot 
generate  inspiration,  though  false  intellectual  concepts 
will  dam  it  back.  The  sudden  and  rapid  development 
of  music  from  that  time  was  due,  in  the  first  instance, 
to  the  fact  that  people  were  thinking  in  chords  instead 
of  in  intervals. 

There  can  be  little  doubt  that  had  European  music 
gone  its  own  natural  way  from  the  beginning,  without 
interference  by  a  church-imposed  Asiatic  form  of  the 
art,  that  the  chord-conception  would  have  arrived  at 
a  comparatively  early  period.  In  fact,  there  is  proof 
that  it  had  arrived  in  Wales  in  the  days  of  Gruffydd 


COUNTERPOINT:'.  CHORD-CONCEPTION  131 

ab  Cynan,  iioo  a.d.  According  to  a  MS.  of  the 
sixteenth  century,  copied  from  the  original  one  in 
Welsh  which  has  disappeared,  the  measures  of  music 
were  tabulated  by  order  of  the  above-mentioned 
prince.  These  measures  are  nothing  else  than 
systematic  repetitions  of  two  chords,  tonic  and 
dominant  (or  the  leading-note  triad),  and  to  prove 
that  they  were  recognised  as  chords,  a  shorthand 
notation  exists  for  them  in  the  following  signs:  i.o. 
or  ^  t-  Thus  one  measure  was  indicated  as  follows : 
1. 1. 0.0. 1. 1. 1. 1.,  meaning  two  tonic  chords,  two  domi- 
nant, and  then  four  of  the  tonic.  The  chords  are 
fully  written  out  in  barred  letter  notation,  so  many 
chords  to  each  bar,  and  the  measure  given  above 
the  piece  exactly  corresponds  with  the  actual  music. ^ 
It  was  a  crude  attempt  at  rhythmitonal  art,  and 
anything  more  different  from  the  cultivated  music 
of  Europe  down  to  the  close  of  the  seventeenth 
century  could  scarcely  be  imagined.  It  is  impossible 
to  place  this  music  at  a  later  date  than  the  twelfth 
or  the  early  thirteenth  century,  because  it  must  have 
belonged  to  the  independent  period  of  Welsh  art, 
and  by  Edward  the  First  the  bards  were  put  down 
and  the  national  music  was  to  a  great  extent  destroyed. 
The  whole  theory  of  it  vanished  from  that  time. 

From  this  general  historical  survey  it  should  now 
be  evident  that  pitch-outline  must  be  studied  from  the 
natural  harmonic  basis  of  music  and  not,  as  is  usual, 
from  the  narrow  and  arbitrary  one  of  contrapuntal  art 
mixed  up  with  harmony.     To  some  extent  the  greater 

'  See  Appendix,  Sections  L  and  M. 


132     THE   EVOLUTION  OF  MUSICAL  FORM 

natural  style  contains  the  less,  but  the  most  charac- 
teristic effects  of  the  latter  were  obtained  by  its  isola- 
tion, and  were  due  to  its  narrow  outlook.  These 
effects  will  always  be  of  interest  to  mature  musicians, 
but  they  are  not  for  the  study  of  students  until  the 
rhythmic  feeling  has  been  awakened  and  a  knowledge 
of  rhythmitonal  music  has  first  been  acquired. 

It  must  not  be  supposed,  however,  that  by  the 
rejection  of  the  antiquated  system  of  mediaeval 
counterpoint  is  meant  that  there  is  nothing  left  of 
pitch-outline  to  be  taught  but  harmony.  The  practice 
of  composers  has  long  departed  from  mediaeval 
custom,  and  in  order  to  explain  their  procedure  a 
subject  called  free  counterpoint  has  been  invented 
to  succeed  the  original  study.  It  follows  naturally 
that  the  laws  laid  down  in  the  first  counterpoint  are 
broken  or  ignored  by  the  second.  In  Germany  the 
bonds  of  the  primitive  study  have  already  been 
relaxed,  while  still  in  England  we  halt  between 
two  opinions.  But  though  free  counterpoint  is 
more  to  be  desired  than  strict,  it  is  not  from  the 
point  of  view  of  rhythmitonal  evolution  a  satisfac- 
tory presentment  of  pitch-outline.  It  starts  from  the 
assumption  that  pitch  is  the  essential  factor  in  music, 
and  thus  repeats  the  mediaeval  illusion.  It  is,  in 
fact,  a  hybrid,  neither  ancient  nor  modern.  Yet  by 
this  means  the  word  counterpoint  has  found  its  way 
into  modern  music,  an  unfortunate  occurrence,  because 
when  once  extended  beyond  the  interval  system  it 
becomes  a  loose  term  incapable  of  clear  definition 
that  can   be  made  to  mean    anything  in   pitch-outline 


COUNTERPOINT  e^.  CHORD-CONCEPTION  133 

except  simple  chord-movement  or  a  melody.  In 
order  to  clear  up  this  confusion,  it  will  be  necessary 
to  confine  the  word  counterpoint  to  its  original 
meaning,  and  find  some  other  term  to  signify  the 
pitch-outline  of  the  rhythmitonal  art  which  implies 
a  chord-conception.  The  word  "polyphonic"  is 
already  in  use  as  a  synonym  for  counterpoint.  But 
since  it  is  manifestly  unreasonable  to  employ  two 
terms  indiscriminately  for  two  differing  styles  each 
of  which  requires  a  name  to  itself,  in  this  work 
polyphony  will  signify  the  development  of  natural 
harmonic  usage  and  counterpoint  the  conventional 
system. 


PART    II 

RHYTHM 
CHAPTER    I 

GENERAL   PRINCIPLES 

Rhythm  the  underlying  unity  of  musical  form — Recurrence  of  units — 
Strict  and  free  rhythm — The  law  of  union — A  relative  balance — The 
standard  units— Alternation — The  three  main  divisions  of  rhythm — 
The  free  unit  of  the  idea — The  idiom— Rhythm  of  pitch — Limitations 
of  pitch  as  a  factor  of  evolution — The  under-emphasis  or  over-emphasis 
of  the  key — The  rhythmic  significance  of  tonality — Undulating  rhythm 
— Need  for  rhythmic  balance — Rhythm  in  education. 

Musical  form  consists  of  a  combination  of  varied 
rhythmic  movements  conveyed  by  means  of  the  tone- 
material  already  described ;  these  are  all  grouped 
under  the  central  principle  of  rhythm. 

At  first  sight  it  may  appear  unlikely  that  all  the 
widely  differing  factors  of  music  should  have  anything 
of  importance  in  common ;  the  object  of  intellectual 
study  of  an  art,  however,  is  precisely  to  discover 
those  underlying  features  of  unity  which  exist  in 
all  art,  disguised  by  superficial  variations.  If  no 
similarity  existed  between  the  various  parts  of  a 
composition,  it  would  not  fulfil  the  conditions  neces- 
sary to  a  work  of  art,  which  require  relation  of  all 
the  parts  to  the  whole.  The  general  features  of  art 
are    variety    of    appearance    combined    with    unity    of 


GENERAL   PRINCIPLES  135 

principle.  This  unity  is  necessarily  the  rhythmic 
principle,  and  when  its  various  manifestations  in 
tone  have  been  grasped  both  severally  and  as  a 
whole,  it  will  become  easy  to  understand  on  general 
lines  the  development  of  the  art  of  music,  and  to 
explain  why  and  how  one  style  differs  from  another. 
All,  in  short,  depends  upon  the  relative  proportions 
assumed  by  the  various  factors  in  the  sum  of  the 
whole,  and  when  a  new  style  arises,  it  means  that 
a  new  relative  proportion  has  been  intuitively  dis- 
covered. An  examination  of  detail  is  necessary,  not 
as  an  end  in  itself,  but  as  a  means  of  classifying 
the  various  parts  of  musical  form  into  their  right 
places  with  regard  to  one  another,  and  thus  building 
up  a  conception  of  the  whole  from  study  of  the  parts. 

The  essential  fact  of  rhythm  is  its  periodicity  or 
recurrence.  The  understanding  of  musical  form  re- 
solves itself  into  a  knowledge  of  the  units  or  points 
of  recurrence  and  their  combinations. 

It  is  to  be  noted  that  the  rhythmic  principle  as 
a  whole  makes  invariably  for  orderly  arrangement  of 
material.  Whatever  be  the  nature  of  the  unit,  the 
fact  of  periodicity  enables  us  to  perceive  an  intel- 
ligible order,  which  is  the  basis  of  unity  in  art. 
This  order,  in  music  usually  called  "form,"  is  in  the 
early  stages  of  a  very  simple  and  obvious  nature. 
The  material  then  available  for  use  is  very  small, 
the  units  recur  at  frequent  and  generally  at  regular 
intervals,  the  rhythmic  relations  are  thus  very  much 
all  alike,  and  may  therefore  be  described  as  strict, 
or  exactly  symmetrical.       In  course  of  time  this  strict 


136     THE   EVOLUTION  OF  MUSICAL  FORM 

form,  which  at  first  satisfied,  begins  to  appear  mono- 
tonous, and  variety  is  desired.  It  is  a  fact  that 
monotony  of  any  kind  soon  ceases  to  command  atten- 
tion ;  instinctively  the  mind  wanders  in  search  of  variety, 
and  variety  in  art  comes  in  not  as  a  new  and  un- 
related thing,  but  as  part  of  the  rhythmic  order, 
a  varying  of  what  is  already  in  existence.  Thus  is 
produced  **  free "  form,  which  is  essential  to  the  pro- 
gress of  any  art,  and  perhaps  especially  of  the  art 
of  music. 

The  general  relations  of  strict  and  free  form  have 
given  rise  to  the  fundamental  law  of  musical  evolution. 

The  law  of  the  union  of  strict  and  free  form  is 
that  the  strict  or  exact  reiteration  shall  be  clearly 
perceptible  through  the  inexact  reiterations  of  free 
form. 

The  function  of  free  form  is  here  to  oppose  and 
vary  the  exactness  of  strict  form.  If  the  strict  form 
be  too  obvious,  the  result  is  monotony,  especially 
after  the  first  hearing.  If  free  form  overpower  strict, 
rhythmic  feeling  is  unable  to  grasp  the  reiteration, 
and  hence  the  music  will  appear  incoherent.  A  balance 
is  required  that  shall  avoid  monotony  on  the  one  hand 
and  incoherence  on  the  other.  It  is  evident,  however, 
that  to  a  mind  undeveloped  in  rhythmic  perception, 
reiterations  may  be  obscure  that  to  the  trained  mind  are 
perfectly  obvious.  The  balance  is  thus  a  relative  matter 
that  varies  with  period,  nationality,  and  culture,  and 
may  also  differ  with  individuals.  The  general  lines  of 
development,  however,  indicate  a  progress  from  strict 
to    free.      The    strict   is    the   earlier    stage,    unless,    as 


GENERAL   PRINCIPLES  137 

has    frequently  happened,   it   appears    as    the    result  of 
an  artificial  development  or  of  degeneration. 

There  exists,  however,  necessarily  a  certain  portion 
of  standard  outline  [i.e.  exact  reiteration)  that  is  in- 
dispensable, since,  unless  it  is  clearly  perceptible,  music 
will  appear  without  form  and  void.  This  standard  out- 
line consists  of  standard  units  of  exact  recurrence, 
of  a  permanent  and  unalterable  nature,  the  basis  of 
the  art.  These  standard  units  are  independent  of  the 
individual  composer,  and  are  due  to  racial  evolution. 
The  7'ate  of  their  recurrence,  however,  is,  within  certain 
general  limits,  at  the  composer's  option.  They  are 
considered  as  the  tone-material  of  music,  and  have 
been  so  described  in  the  former  part  of  this  work. 

The  principle  of  alternation  of  factors  which  enters 
into  rhythm  is  sometimes  mistaken  for  the  essence 
of  its  nature.  It  is  obvious,  however,  that  alternation 
implies  the  existence  of  two  units,  and  of  two  units 
only.  Whereas  rhythm  certainly  exists  in  the  re- 
currence of  one  single  unit,  such  as  a  blow  regularly 
repeated,  and  equally  in  the  recurrence  of  several 
factors  in  succession,  or  in  the  opposition  of  one 
factor  to  several  others  of  varying  nature  which  must 
be  regarded  as  single  units.  In  none  of  these  can 
alternation  be  said  to  exist.  It  is  clear,  therefore, 
that  alternation  is  not  the  rhythmic  principle,  but 
that  it  constitutes  an  occasional  condition  of  rhythm. 
It  forms  the  stage  of  the  recurrence  of  two  units 
which  follows  upon  the  earlier  stage  of  the  recurrence 
of  one  only,  and  is  merged  into  the  reiteration  of 
several  units  variously    combined. 


138     THE   EVOLUTION  OF  MUSICAL  FORM 

The  nature  of  rhythm  may  now  be  defined  as 
"  the  periodic  quality,  pulsative,  circling,  or  undulating, 
of  all  movement." 

These  three  essential  characteristics  of  rhythmic 
motion,  beats,  circles,  and  waves,  are  all  to  be  found 
in  music.  Although  it  is  their  combination  that 
produces  the  sum  of  musical  effect,  each  has  its 
own  development  apart  from  the  others.  Musical 
rhythm,  therefore,  divides  naturally  into  three  great 
branches  :  the  pulsative,  or  beating  rhythm,  the  circling, 
or  centering  rhythm,  and  the  undulating,  or  wave- 
rhythm.  Of  these  pulsative  rhythm  naturally  has 
precedence,  being  the  primary  source  of  the  art. 

The  union  of  strict  and  free  form  is  to  be  found 
in  both  pulsative  and  circling  rhythms  ;  the  first  has 
produced  the  time-system  of  music,  the  second  that 
arrangement  of  pitch-outline  called  tonality,  which 
refers  all  pitch-relations  to  the  tonic  centre.  The 
third,  or  undulating  rhythm,  has  a  movement  to  be 
found  in  all  the  outlines,  culminating  in  the  climaxes 
of  great  musical  works.  This  wave-movement  is  in- 
dependent of  strict  form,  having  a  naturally  free 
irregular  character,  suggestive  of  the  waves  of  the 
sea.  The  recurring  wave  is  necessarily  of  a  less 
definite  character  than  the  recurring  beat  or  chord ; 
it  has,  strictly  speaking,  no  incisive  point  of  re- 
iteration, but  presents  a  general  condition  of  re- 
currence of  a  former  state.  To  this  cause  is  due 
its  independence  of  strict  form.  It  may  therefore 
be  called  free  rhythm. 

The  thing  that  appears  to  differentiate  music  from 


GENERAL   PRINCIPLES  139 

all  the  other  arts  is  that  its  standard  material,  how- 
ever indispensable,  is  yet  neither  the  whole  nor  even 
the  most  important  part  of  the  material  to  be  found 
in  all  great  musical  works.  It  seems  to  exist  solely 
for  the  purpose  of  rendering  this  other  material  aid 
and  giving  it  prominence.  It  is  this  other  material 
which  is  the  essence  of  music,  and  alone  determines 
the  value  and  the  character  of  a  work.  We  are 
speaking  of  the  material  which  is  created  by  the 
composer,  and  generally  known  as  the  musical  idea. 
This  consists  technically  of  a  few  notes,  with  or 
without  harmony,  which,  if  it  be  an  important  ini- 
tiative idea,  will  certainly  contain  some  striking  feature 
in  its  time-outline,  which  will  arrest  attention,  and 
form  a  unit  of  recurrence.  The  whole  idea  may  lie 
in  this  unit,  or  it  may  eventually  be  broken  up, 
forming  various  differing  units  which  will  appear  in 
succession. 

In  both  the  providing  of  this  material  and  the 
manner  of  its  use  the  composer  has  an  absolutely 
free  hand.  But  he  cannot  escape  from  his  own 
rhythmic  nature.  Whatever  material  he  use,  where 
and  how  he  employ  it,  he  must  reiterate  it.  This 
is  the  essential  condition  of  all  musical  form,  cul- 
tured or  primitive.  The  sole  difference  consists  in 
the  number  of  units  employed  and  the  manner  of 
their  reiteration.  Strict  reiteration  is  exact  repeti- 
tion, and  this  need  only  exist  in  the  familiar  standard 
part  of  the  material.  The  time-beat,  the  bar,  the 
chord,  the  key  must  be  exactly  repeated,  or  there 
will  be  nothing  by  which  to  recognise  them  ;    thus  we 


I40     THE  EVOLUTION  OF  MUSICAL  FORM 

get  exact  time  and  exact  pitch  in  music.  But  there 
is  no  occasion  to  reiterate  the  idea  strictly ;  indeed 
the  whole  charm  of  music  consists  in  its  free  re- 
iteration. At  the  same  time  the  idea  exists  in  strict 
form  as  well  as  free,  and  has  therefore  definite  re- 
lations to  the  standard  outline,  which  will  presently 
be  entered  into. 

The  idea  is  technically  analysable  into  the  time- 
figure  and  the  pitch-figure,  which  form  the  units  of 
recurrence.  This  essential  reiterative  outline  of  music 
has  been  hitherto  unnamed,  except  by  the  vague 
term  of  "  development,"  which  conveys  no  specific  idea 
of  its  nature.  It  is  here  named  the  "idiom"  of  music  ; 
the  recurrent  time-figure  produces  time-idiom,  the  re- 
current pitch-figure,  pitch-idiom,  and  both  of  these  are 
included  under  the  general  heading  of  idiomatic  outline. 

This  subject  is  the  most  important  one  in  the 
whole  range  of  questions  relating  to  music,  and  it  is 
the  one  that  is  also  most  commonly  neglected.  Per- 
haps its  vast  range  has  deterred  writers  from  seeking 
to  give  any  account  of  it.  It  is  the  one  effect  in 
music  that  owes  everything  to  individual  genius. 
Effects  of  colour,  of  harmony,  of  force-outline,  lie 
ready  to  hand  and  can  easily  be  tabulated,  whereas 
the  idiom  springs  as  a  new  creation  from  the  com- 
poser's brain,  and  presents  in  the  case  of  each  great 
master  and  to  some  extent  in  each  of  his  works  a 
new  variety.  It  is  time-outline  that  leads  to  pitch, 
and  therefore  in  order  to  understand  the  construc- 
tion of  rhythmitonal  art,  first  we  must  examine  the 
units    of    its    time-outline.      For    here    is    revealed    the 


GENERAL   PRINCIPLES  141 

organic  nature  of  the  idiom  in  its  most  vital  usage, 
which  is  to  be  found  in  all  great  instrumental  music 
from  Haydn  downwards,  whether  its  basis  be  called 
absolute,  poetic,  or  dramatic. 

When  we  turn  to  review  units  of  pitch,  the  com- 
plexity of  music  is  nowhere  more  apparent.  The 
actual  number  of  combinations  employed  is  enormous 
when  compared  with  those  of  time.  The  key-unit 
divides  into  numerous  chord-entities,  whose  compli- 
cated relations  contrast  strangely  with  the  simple 
fractional  relations  of  the  bar.  And  besides  bulk  of 
material,  in  pitch-outline  there  is  great  complication  of 
rhythmic  motion.  As  already  stated,  circling  rhythm 
is  the  one  peculiar  to  pitch,  but  since  it  contains  also 
both  idiomatic  outline  and  undulating  rhythm,  it  par- 
takes thus  in  almost  every  kind  of  rhythmic  move- 
ment that  exists  in  music.  All  these  various  rhythms 
of  pitch,  when  united,  form  the  sum  of  the  effect 
of  pitch-outline  in  rhythmitonal  art ;  it  is  seldom  that 
that  effect  is  due  to  less  than  all  these  in  com- 
bination, and  when  it  is  further  considered  that  each 
rhythm  contains  within  itself  varying  units  of  motion, 
and  that  all  these  varying  units,  with  all  their  inter- 
relations and  varying  recurrence,  are  harmonised  into 
one  outline,  it  becomes  evident  that  we  have  here  a 
system  even  more  highly  organised  than  that  of  time- 
outline.  In  view  of  this  complication  it  is  not  sur- 
prising that  undue  importance  has  been  attached  to 
pitch.  But  complication  in  itself  is  a  thing  that 
makes  for  weakness  rather  than  strength ;  it  is  apt 
to   tie   the  hands   of    the    artist    till    he    become    the 


142     THE   EVOLUTION  OF  MUSICAL  FORM 

slave  of  his  own  art,  and  therefore,  as  a  general 
rule,  the  stronger  the  music,  the  more  certainly  will 
pitch  fall  into  the  background. 

History  shows  clearly  that  tonality  is  an  accessary 
rhythm.  It  is  impossible  for  the  weaker  tonalitive 
standards  to  develop  without  the  assistance  of  the  time- 
standards.  A  definite  time-outline  must  first  exist,  and 
no  tonalitive  development  has  ever  taken  place  that 
was  not  founded  upon  the  time-beat.  The  only  attempt 
at  basing  music  upon  synchronous  pitch-outline  was  that 
made  by  the  monks  of  the  Middle  Ages.  But  even 
the  monks,  with  their  false  notions  of  consonance,  were 
unable  to  proceed  at  all  without  a  time-standard,  and 
once  the  elementary  beat  of  pulsative  rhythm  had 
entered  in,  it  began  to  leaven  the  whole,  and  finally 
after  some  centuries  true  consonance  appeared.  These 
musicians  held  to  their  original  idea,  in  that  they 
regarded  consonant  and  dissonant  relations  as  the  main 
thing,  and  admitted  pulsative  rhythm  no  more  than 
they  were  obliged.  During  the  fifteenth  and  sixteenth 
centuries  we  have  in  church-music  and  certain  secular 
types  founded  upon  it,  the  nearest  approach  to  a  music 
based  upon  circling  rhythm  that  has  ever  existed. 

It  may  be  urged,  however,  that  this  development 
can  hardly  be  described  as  one  of  circling  rhythm, 
seeingf  that  tonalitive  relations  in  the  modern  sense  do 
not  exist  in  it.  It  is  true  that  the  tonalitive  definiteness 
to  which  we  are  accustomed  is  not  here,  because  this 
music  lacks  the  standard  of  the  key,  the  absence  of 
which  produces  the  uncertain  rambling  movement  which 
distinguishes  it  from  the  normal  tonalitive  usage.     But 


GENERAL   PRINCIPLES  143 

on  comparing  it  with  microtonal  music  the  difference  is 
at  once  apparent,  and  the  type  appears  by  contrast 
to  approximate  more  closely  to  European  tonality. 

It  is  precisely  this  lack  of  the  key-standard  that 
points  to  the  limitations  of  pitch  considered  as  a  factor 
of  evolution.  It  is  due  to  the  absence  of  the  bar- 
standard  of  time  from  this  music.  Such  indications  of 
time  as  then  existed  were  merely  a  means  of  counting 
correctly  the  time-beats  of  the  single  part,  and  implied 
no  collective  grouping  into  a  larger  unit.  Thus  the 
attempt  to  develop  music  on  pitch  lines  only,  defeated 
its  own  end,  and  was  doomed  to  early  destruction, 
affording  historical  proof  of  the  true  relations  of  time 
and  pitch. 

The  aimless  rambling  amongst  chords  which  formerly 
characterised  music  has  given  place  to  a  movement  of 
the    opposite    extreme,    the    over-emphasis    of   tonality 
by   means  of  which  the  key  is  exalted  into  an  end  in 
itself.     "  In    order   to    establish   the   key "    is   a   phrase 
constantly  to  be  met  with  in  musical  instruction  books, 
whereas  it  is  quite  certain  that  no  composer  with  ideas 
in   his  head   has  had  any  object  in  writing  except  that 
of  giving  the  fullest  utterance   possible  to  these  ideas. 
If  the  idea  required  a  well-established  key,  established 
the  key  was  ;  but  this  is  quite  another  thing  from  intro- 
ducing an  idea  in  order  to  establish  the  key,  or  to  bring 
about  a   modulation.       The   notion  is   ludicrous  in   the 
extreme,  because  it  reverses  the  normal  condition  of  end 
and  means.     Any  tyro  in  composition  can  establish  a 
key  or  an   orthodox  succession  of  keys,   but   who  can 
orive  us  the  ideas  of  Beethoven  "i 


144     THE  EVOLUTION  OF  MUSICAL  FORM 

The  whole  conception  of  tonality  requires  to  be  re- 
cast in  relation  to  idiomatic  outline.  The  key  is  of  value 
only  for  its  emotional  effect.  The  gravitation  of  tones 
and  chords  to  a  centre  produces  in  itself  a  feeling  of 
repose  when  contrasted  with  movement  towards  other 
points,  which  appear  as  temporary  centres,  and  excite 
feelings  of  unrest.  The  more  rapid  the  transit  from 
point  to  point  the  greater  the  restlessness.  This  is 
the  rhythmic  significance  of  our  key-system.  The  out- 
line of  pitch  is  the  only  one  that  can  suggest  repose 
in  music,  the  absence  of  movement,  and,  therefore,  of 
rhythm  also  in  the  tonalitive  sense.  This,  it  will  be 
perceived,  is  a  certain,  and  to  some  extent,  a  mechanical 
method  of  obtaining  an  emotional  effect.  But  when 
it  is  made  the  accessary  to  the  idiom,  the  mechanical 
character  vanishes,  and  it  becomes  a  factor  of  enormous 
value.  The  single  idea  requires  the  repose  of  the  key 
in  which  to  develop  itself;  a  kindred  idea  will  require 
a  kindred  key  to  the  first ;  a  strongly  contrasted  idea 
will  require  an  equally  strong  contrast  of  key.  An 
examination  of  Beethoven's  work  shows  that  this  was 
his  method  of  key-distribution,  however  little  he  may 
himself  have  been  aware  of  the  reasons  for  his  choice. 

Undulating  or  free  rhythm  being  a  condition  of 
rise  and  fall  stands  apart  from  idiomatic  and  tonalitive 
outlines.  It  is  concerned  not  with  the  single  notes 
of  music  themselves,  for  they  belong  to  strict  form, 
but  with  the  speed  at  which  they  are  taken,  with  their 
direction  and  position  in  pitch,  with  their  varying 
intensity,  and  with  their  colour.  Its  material  is  thus 
the  general  tone-material  of  music,  irrespective  of  the 


GENERAL    PRINCIPLES  145 

standard  units  of  time  and  pitch.  The  complete  wave- 
rhythm  consists  of  hastening  and  slackening  of  speed 
(accelerando-ritardando)  of  a  rise  and  fall  of  pitch,  and 
of  an  increase  and  decrease  in  intensity  (crescendo- 
diminuendo).  Colour  has  no  wave-rhythm  of  its  own, 
but  by  adding  instrument  to  instrument  assists  to  form 
the  climax. 

While  it  is  evident  that  undulating  rhythm  con- 
stitutes a  most  important  part  of  musical  effect,  its 
nature  is  one  of  the  greatest  simplicity,  and  its  use 
is  largely  dependent  upon  the  union  of  strict  and  free 
form.  As  both  standard  and  idiomatic  outlines  grow 
out  of  this  union,  it  is  rightly  regarded  as  the  essential 
form  of  the  art.  It  would  be  quite  impossible  for  a 
concerted  art  of  music  to  exist  founded  solely  upon 
the  vague  emotional  impressions  of  wave-rhythm.  The 
sharp,  clear  outlines  of  strict  and  free  form  are  needed 
to  give  intelligible  order  and,  therefore,  coherence,  and 
any  attempt  to  understand  musical  form  is  mainly  con- 
cerned with  analysis  of  the  principles  upon  which  that 
union  rests,  and  the  tracing  out  of  these  principles  in 
the  technical  evolution  of  the  art.  Modern  tendencies 
in  favour  of  a  preponderance  of  force  and  colour  over 
the  other  factors  of  music  may  produce  compositions 
sensuously  charming  and  with  an  air  of  novelty,  but 
they  cannot  have  the  grit,  vigour,  and  spontaneity 
that  arise  out  of  the  union  of  strict  and  free  form,  and 
especially  from  the  development  of  pulsative  rhythm. 

The  loftiest  emotional  music  is  invariably  found   to 

be   of  a  rhythmic   nature   throughout   its   whole   range. 

Time-outline   is   naturally   rhythmic,    since   it  makes  no 

K 


146     THE  EVOLUTION  OF  MUSICAL  FORM 

sensuous  appeal,  but  into  the  other  outlines  a  very  large 
sensuous  element  necessarily  enters.  The  lowest  order 
of  emotions  are  the  ones  most  closely  connected  with 
sensation.  Therefore,  unless  these  sensuous  outlines  are 
dominated  by  rhythmic  principle,  their  tendency  will 
be  to  give  utterance  to  the  lower  sensuous  emotions. 
Where  we  find  a  lack  of  idiomatic  development,  a  pitch- 
outline  freeing  itself  from  the  rhythmic  cadences  of 
tonality  and  revelling  in  the  purely  dissonant  and 
chromatic  in  combination  with  colour  and  force  of 
overwhelming  proportions,  this  is  the  music  of  the  lower 
nature.  In  order  to  combat  the  effect  of  this  demoral- 
ising emotional  force,  it  is  necessary  to  assert  and 
to  reassert  the  supremacy  of  rhythm. 

The  most  important  truth  of  musical  evolution  is 
that  the  highest  in  music  is  only  to  be  attained  by  a  har- 
monious working  together  of  all  the  factors  under  one 
controlling  principle.  Of  its  three  main  rhythms  every 
one  is  essential  to  the  full  development  of  the  others. 
Pulsative  rhythm  lacks  repose  without  a  pitch-standard, 
tonality  is  virtually  dependent  upon  a  developed  time- 
outline,  both  are  apt  to  become  monotonous  if  long  con- 
tinued without  undulating  rhythm,  while  wave-movement 
itself,  without  idiomatic  outline,  loses  all  sense  of  climax, 
and  wearies  the  mind  by  a  ceaseless  rise  and  fall.  None 
of  these  rhythms  when  isolated,  that  is,  when  the  mind 
is  entirely  absorbed  in  it,  has  anything  approaching  to 
the  emotional  power  possessed  by  the  combination. 
And  so  rare  is  it  to  find  a  mind  that  is  capable  of 
appreciating  and  balancing  all  three,  that  the  greatest 
in  music  is  necessarily  of  equally  rare  occurrence.     In 


GENERAL   PRINCIPLES  147 

Beethoven  we  have  perhaps  the  solitary  instance  of  an 
absolutely  perfect  balance. 

It  is  evident,  however,  that  any  mind  can  in  its 
early  training  be  taught  to  look  for  and  appreciate 
all  three  kinds  of  rhythm,  and  that  this  mind  will 
have  an  untold  advantage  over  the  one  that  has  con- 
centrated its  attention  upon  one  only,  or  has  never 
been  taught  to  look  for  rhythm  at  all.  There  is  no 
fear  but  that  the  mind  which  knows  the  whole  will 
soon  discover  its  own  natural  bent,  but  the  student 
who  is  trained  upon  tonality  only,  looks  upon  it  as  the 
whole  instead  of  as  a  part,  has  no  knowledge  of  any- 
thing else,  and  is  narrowed  and  perhaps  thwarted  for 
life.  The  evil  is  made  worse  by  the  fact  that  to  the 
weaker  accessary  rhythm  is  given  preference.  Pul- 
sative  rhythm  will,  in  the  Western  mind,  lead  to 
tonality,  but  the  reverse  is  not  the  case.  The  narrow 
use  of  tonality  that  at  present  holds  the  field  in 
education  leads  nowhere,  but  to  a  repetition  of  exactly 
what  exists  already,  and  for  which  there  is  no  future. 


CHAPTER    II 
TIME-IDIOM 

Analysis  of  time-outline — The  time-figure — List  of  time-figures — Relation 
of  the  figure  to  the  accent  and  the  beat— Phrased,  slurred,  and  tied 
figures — Syncopation — Relation  of  the  figure  to  orchestral  instruments 
— The  function  of  equal  time-outline — The  idiom  in  melody  and  poly- 
phony— Relation  of  the  idiom  to  the  accent — Free  time-idiom. 

The  analysis  of  time-outline  in  melody,  it  is  hard  to 
see  why,  has  hitherto  been  held  to  lie  outside  the 
domain  of  the  musician.  A  more  mistaken  view  could 
hardly  exist.  For  the  critical  understanding  of  melody, 
the  intellectual  appreciation  of  its  beauties,  analysis  of 
time-outline  is  as  essential  as  analysis  of  chord-move- 
ment is  to  harmony.  Melody,  moreover,  is  a  far  more 
finely  organised  outline  than  is  harmony,  and  its  analysis 
is  a  more  essential  matter.  Time-figures  form,  as  it 
were,  the  skeleton  of  the  art,  and  lacking  these,  music 
tends  to  become  invertebrate  or  wooden,  like  human 
figures  drawn  without  sense  of  anatomy. 

Since  the  strict  precedes  the  free,  we  shall  find  this 
gradual  evolution  taking  place  in  time-outline.  The 
primitive  savage  at  first  repeated  his  time-figure  with 
one  unaltered  clothing  of  pitch,  force,  and  colour,  and 
thus  produced  a  monotonous  sing-song,  an  absolutely 
strict  form  of  development  depending  solely  upon 
exact  repetition.      In  course  of  time  this  has  given  way 

to  incessant  variations  in  pitch,  force,  and  colour,  and 

148 


TIME-IDIOM  149 

even  the  time-figure  is  no  longer  regularly  or  precisely 
repeated.  It  is  combined  with  other  figures,  varied 
with  passages  of  equal  time-outline,  and  still  fulfills  the 
two  purposes  of  unity  and  vigour  of  utterance.  Having 
once  grasped  by  ear  the  form  of  the  time-figure,  we 
shall  recognise  it  under  astonishing  transformations, 
and  in  such  recognition  lies  the  main  continuity  of 
rhythmitonal  music,  the  time-figure  causing  a  relation 
to  exist  between  what  has  gone  before  and  what  is  to 
follow  after.  It  is  clear  that  in  the  understanding  of 
music  memory  plays  a  most  important  part,  since  if  we 
are  unable  to  remember  the  form  of  the  time-figure 
we  shall  not  recognise  it,  especially  when  disguised. 
Memory  for  time-relations  is  even  more  important 
than  for  pitch-relations. 

The  time-figure  has  definite  relations  to  the 
standards  of  time-outline,  and  its  character  of  strict 
or  free  is  determined  by  these  relations. 

The  followinij  list  of  time-ficjures  will  make  this 
clear : — 

Beat-figures 
Strict — 


I    I 


Free — 

n.  jtj  sj..  jJ  IT:  jn  jm 

Bar-figures  of  Two  Beats 
Strict — 


150    THE  EVOLUTION  OF  MUSICAL  FORM 

Free — 

n    M     R    M     n    I  I    M     hi     M    I 

III         III  I    I      I        I      I      I         n 

9'  -m  -m   \    «««*l    ««*«l'0«     w   \    ««••! 

N|  h   >   1  I  r 
II    I    II 

«      I   -«        «        19.      I   -0  ' 

Equal  Figures 

D3  >     '     I     I  piiiii£,iii  iiiiH^ 


!    I    I        i~"!'*i'^~i~^        r^"^™^' 


I    I    I    I    I    I    I 
^  -o  -9  -m  ■»  -9  ■» 


&C. 


It  will  be  seen  from  these  examples  that  the  main 
effect  of  difference  between  strict  and  free  is  caused 
by  the  position  in  the  bar  of  the  longest  note,  and  to 
a  lesser  degree  by  the  manner  of  the  division  of  the 
single  time-beat.  The  effect  of  a  longer  note  is  to 
impress  the  ear  with  a  sense  of  greater  importance 
than  belongs  to  shorter  ones.  When  this  effect  is 
united  with  the  strict  accent,  i.e.  when  the  longest 
note  occurs  upon  the  first  beat  of  the  bar,  the  time- 
outline  appears  to  flow  with  the  regular  accents.  In 
the  reverse  case,  as  in  all  the  examples  marked  "  free," 
where  the  longest  note  is  not  on  the  first  beat,  the 
time-outline  beats  against  the  accent.  And  while  the 
strict  accent  of  music  continues  its  mechanical  unvary- 
ing method  of  pointing  out  the  standard  outline  of  the 

^  It  is  obvious  that  the  greater  the  inequality  of  values  the  more  difficult 
does  it  become  to  grasp  them  in  relation  to  the  standard.  Extreme  con- 
trasts are  generally  impracticable,  being  inartistic  through  lack  of  balance, 
particularly  in  melodic  art.  With  the  exception  of  certain  eccentricities 
in  the  splitting  of  values,  this  list  practically  exhausts  the  material  available 
for  time-figures.     It  can  be  translated  into  its  equivalents  of  a  higher  or 

11  S     ^ 

lower  value,  <?.^'.  c^,  ^   or  ^.  ^  the  relative  duration  remaining  unaltered. 


TIME-IDIOM  151 

bar,  within  the  time-measure  thus  rigidly  punctuated 
runs  the  free  time-outline  of  music,  sometimes  flowing 
with,  sometimes  ebbing  against  it.  Occasionally  the 
ebb  becomes  a  counter-current  of  sturdy  defiance,  and 
counter-accents  are  called  in  to  assist  the  contest. 
Thus  the  monotony  of  the  unopposed  flow  of  time- 
outline  is  relieved,  a  new  balance  is  created,  and  a 
feeling  of  energy  is  imparted  to  the  music.  If  strong 
counter-accents  are  added,  a  restless  and  agitating 
effect  may  be  produced,  and  so  powerful  is  the  force 
of  accent  that  it  alone  can  create  the  sense  of  con- 
tradiction   quite    apart    from    the    effect    produced    by 

relative  duration.  The  following  instance,  IJ  J  J  J I 
where  no  figure  exists,  but  only  an  equal  outline,  has 
an  undoubtedly  free  effect.  As  a  general  rule  the 
more  counter-accent  is  used  the  more  striking  and 
passionate  will  be  the  utterance,  while  that  of  duration 
is  of  a  quieter  nature. 

The  term  bar-figure  does  not  imply  necessarily  that 
the  figure  occupies  the  whole  bar,  but  that  it  relates 
to  the  bar-standard,  and  in  the  analysis  of  time-outline 
it  is  important  to  consider  whether  the  figure  relates 
to  this  standard  or  to  the  beat.  The  strict  beat- 
fioure,  I  "1  if  continued  and  varied  with  other  beat- 
figures,  free  or  equal,  relates  to  the  beat  only ;  but 
if  it   be  followed  by  a  crotchet,        f^i     I      it   becomes 

a  free  bar-figure,  because  the  longest  note  of  the  bar 
is  not  found  on  the  first  beat.  The  strict  effect  of 
the  dotted  quaver  is  overpowered  by  the  free  effect 
of  the  following  crotchet.      In  order  to  decide  whether 


152     THE  EVOLUTION  OF  MUSICAL  FORM 

a  figure  is  strict  or  free,  it  is  necessary  by  ascertaining 
its  lenofth  to  discover  to  which  standard  it  refers.  In 
the  majority  of  cases  the  bar-standard  prevails,  and  an 
outHne  based  upon  a  beat-figure  may  be  known  by 
the  fact  that  the  figure  or  some  variation  of  it  must 
recur  on  each  beat.^ 

The  equal  beat-figure  is  in  itself  neither  strict  nor 
free,  but  becomes  so  according   to   its  position   in   the 

bar :  Strict,  I  |  H  I  I  Free,  I  fT^l  II  It  thus 
relates  to  the  bar-standard  and  not  to  the  standard 
of  the  beat.  Its  equal  character  can  be  altered  by 
phrasing,  which  concerns  the  connection  (legato)  or 
disconnection  (staccato)  of  its  notes.  If  the  whole 
figure  is  legato,  or  again  all  staccato,  its  equal  character 
is  maintained,  but  if  the  two  effects  are  mixed  an 
inequality  appears  contradicting  the  equal  notation. 
The  mixture  of  legato  and  staccato  effect  forms  figures 
out  of  a  notation  of  continuous  equal  time-outline,  a 
change  of  pitch  being  needed  to  give  effect  to  the 
legato. 

Example : — 

The   various   decrees  of  staccato   shorten    duration 
as  if  rests  were  written  : — 

The  staccato  markings  thus  form  a  kind  of  shorthand, 

^  Tunes  based  on  the  ternal  beat-figure  are  common  in  English  folk- 
song, and  an  example  of  the  dual  beat-figure  is  to  be  found  in  the  Morris 
Dance,  "  Rigs  o'  Marlow." — Appendix,  Sections  S  and  R. 


TIME-IDIOM  153 

which  is  much  more  easily  read  and  written  than  the 
complete  notation.  All  phrased  figures  are  strict  or 
free  as  are  the  figures  of  notation.  As,  however,  the 
importance  of  a  note  in  time-outline  lies  more  in  its 
attack  (or  starting)  than  in  continuance,  the  employ- 
ment of  rests  (or  of  the  staccato  marks)  to  shorten 
duration  does  not  affect  its  character  of  strict  or  free. 
The  legato  line  placed  over  two  notes  or  chords  of 
moderately  fast  tempo  and  of  varying  pitch  is  called 
the  "slur,"  and  has  the  effect  of  giving  a  feeling  of 
accent   to   the  first  and  slightly  reducing  the  duration 


of  the  second.     Thus   f^ — f^f        sounds  as  if  written 


f—f — ^ —      If  the    first    note    of  a    slurred    figure 
fall     between     beats,    it     forms     a     free     beat-figure — 


The  tied  figure  J  I  J  J  I  annuls  the  strict  accent, 
and  is  therefore  free.  The  first  note  of  this  figure  is 
a  minim,  being  written  as  two  crotchets  for  convenience 
of  notation  ;  and  what  should  be  the  accented  beat  is 
joined  on  to  the  last  beat  of  the  former  bar.  Here 
the  strict  accent  is  made  to  disappear  entirely,  but  so 
strong  is  the  conception  and  consequent  expectation 
of  this  accent  that  its  effect  will  continue  mentally 
perhaps  for  many  bars  without  intermission  when  no 
accent  is  actually  heard,  and  when  the  time-outline 
itself   appears    to    suggest    another    accent    altogether. 


154    THE  EVOLUTION  OF  MUSICAL  FORM 

This  is  an  effect  known  as  syncopation.  What  renders 
it  possible  is  the  regularity  of  the  strict  accent.  Hence 
this  can  be  easily  retained  by  the  mind  (any  exact 
time  division  being  remembered  far  more  easily  than 
successive  varying  ones),  and  even  held  against  an 
opposing  force. 

The  following  table  shows  the  types  of  syncopa- 
tion with  differing  time-signatures.  Some  of  these, 
especially  in  I  and  I,  are  very  difficult,  owing  to  the 
irregular  nature  of  the  bar,  and  are  consequently  but 
little  used. 

Syncopation  on  Beats 

•2       I    I       I        I    I       I  3       I    I       I        I        I    I       I 

4       1111111  5       1111111 

4.  -0  \   -m    (^    -9  \  ^  4.  -m  \   c^    c?    -m  \   G 


5  11  I          II  6  /3\  I  I  I          III 

6  I    I         I  I          I        I    I  I  G  I    I  I  I        I          I    I       I 
6  I    I       I  I          I        I        I  I       I  7  I    I  I          I          I        I    I        I 

4,  <^   \   -m  G  G>     c?   \  -m 


Syncopation  between  Beats 

This   does   not   vary   with   change   of  bar,   but   only 
with  the  beat-division,  dual  (i)  or  ternal  (2): — 

(1)  (2)  (2) 

hi    h  I    h        hi    I    h  I    h        i  I    h   I    h  I 

An  effect  of  the  nature  of  syncopation  can  be  pro- 


TIME-IDIOM  155 

duced  by  the  alternation  of  strict  and  free  in  consecutive 
bars  as  follows  : — 

2   r  J  r  I  J  r  «  I  r  J  r  I  J  r  J  I 
or  with  the  addition  of  a  time-figure  : — 

s    „      I     1^1     I   «      I  i  «      I     1^1     I   -      I  i 

The  essential  feature  of  this  effect,  as  in  syncopation, 
lies  in  the  mental  carrying  on  of  the  strict  accent,  and 
the  consequent  realising  of  the  \  time  against  the 
irregularity  of  the  outline,  which  is  written  as  in  |  time, 
an  effect  overlooked  by  writers  on  music,  who  refer  to 
it  as  giving  the  impression  of  a  change  of  time  to  \. 
If  that  were  intended  the  composer  would  so  have 
written  it. 

Time-idiom  identifies  itself  with  instrumental  art, 
and  it  is  natural  that  an  important  part  should  be  played 
by  orchestral  colour  in  the  determination  of  the  time- 
figure.  Time-outline  forms  no  inconsiderable  part  of 
the  technique  of  an  instrument,  and  effective  orchestral 
writing  is  as  much  dependent  upon  congenial  time- 
outline  as  on  congenial  pitch-outline.  The  exact 
figure  treatment  which  is  best  suited  to  any  instru- 
ment can  only  be  grasped  by  practical  acquaintance 
with  its  character  ;  it  must  be  either  played  or 
frequently  listened  to  alone  and  in  combination  with 
other  instruments.  As  a  general  rule,  the  broader  and 
heavier  the  quality  of  tone,  the  less  suited  is  it  to 
staccato  effect  and  rapid  rhythmic  movement.  The 
brass  instruments  of  the  orchestra  and  the  louder  stops 
of  the    organ    come    under    this    heading.      Broad    and 


156     THE  EVOLUTION  OF  MUSICAL  FORM 

equal  masses  are  the  natural  treatment  for  heavy 
quality,  and  any  other  treatment  tends  towards 
vulgarity.  The  strings  and  wood-wind  instruments, 
being  mostly  of  a  lighter  quality,  lend  themselves  easily 
to  rapid  staccato  or  legato  effect.  The  staccato  of  the 
strings,  however,  has  quite  a  different  effect  from  that 
of  the  wood-wind,  and  is  capable  of  finer  degrees  of 
variation.  In  all  wind  instruments  both  the  attack  and 
the  stoppage  of  the  tone  are  less  sharp  and  sudden 
than  those  made  upon  any  bowed  stringed  instrument. 
Where  the  attack  is  made  by  the  bow  a  detached 
effect  can  be  produced  without  appreciable  change  in 
the  value  of  the  tone.  This  is  impossible  with  wind 
instruments,  where  any  deviation  from  legato  must 
consist  in  a  shortening  of  duration.  It  is  also  evident 
that  the  sharp  accents  characteristic  of  the  strings  and 
percussion  instruments  are  not  to  be  obtained  from 
the  wind  or  from  voices.  The  time-outline  suitable 
for  wind  instruments,  and  especially  for  voices,  is 
necessarily  weaker  and  stricter  than  the  normal 
instrumental  usage. 

The  percussive  effects  of  time-outline  are  used  in 
the  East  as  a  substitute  for  the  harmonic  accompani- 
ment of  the  West.  Asiatic  drummers  are  said  to 
possess  considerable  skill  in  adding  such  extempore 
accompaniments  to  a  song.  There  are  various  different 
ways  of  striking  the  drum  to  produce  an  acute  or  a 
graver  sound,  and  lesser  incidental  beats  are  inter- 
polated between  the  more  essential  ones,  so  that  the 
art  of  effective  time-accompaniment  is  by  no  means 
to  be  despised.     It  is  unfortunate  that  Europeans  who 


TIME-IDIOM  157 

have  made  studies  of  the  music  of  any  Asiatic  country 
usually  forget  to  mention  that  such  a  thing  exists.^ 

A  continuance  of  notes  of  equal  length  is  in  equal 
time-outline.  This  forms  a  most  important  effect  in 
modern  music,  but  its  use  here  appears  to  be  a  late 
development.  The  origin  of  equal  outline  was  the  time- 
beat,  and  in  primitive  music  it  exists  principally  in  this 
one  form.  Thus  if  the  crotchet  be  taken  as  the  beat 
notation,  it  may  be  said  that  equal  outline  was  confined 
to  the  crotchet.  Practically  in  all  vocal  parts  and  in 
non-percussive  instruments  the  outline  consists  of  some 
simple  idiom,  the  drum  or  gong  being  reserved  to 
indicate  the  accent  and  the  beat.  But  in  course  of 
development,  as  monotony  gives  way  to  variety,  every 
new  possibility  of  contrast  is  seized  upon,  and  thus  equal 
time-outline  becomes  of  use,  not  merely  simultaneously 
with  an  idiom,  where  it  forms  a  natural  background,  but 
also  to  cover  large  tracts  of  music-space  on  its  own 
account.  Here  its  function  is  still  that  of  an  accessary, 
for   as  the  form  of  music  is  not  only  synchronous  but 

^  A  notable  and  apparently  almost  the  only  exception  was  the  French- 
man Villoteau,  who,  when  sent  out  a  hundred  years  ago  on  the  Napoleonic 
scientific  expedition  to  Egypt,  made  an  invaluable  collection  of  music  in 
Cairo,  including  many  examples  of  time-accompaniment,  which  he  had 
minutely  studied.  These  are  composed  of  strict  figures,  one  of  which,  after 
continuing  for  some  time,  will  change  to  a  more  rapid  one,  the  beat  growing 
louder,  and  at  each  change  there  is  increase  of  intensity  in  pace,  force,  and 
figure  till  the  highest  point  is  reached  and  a  fall  commences.  Thus  a 
distinct  wave-rhythm  is  produced  quite  apart  from  any  pitch-outline.  This 
is  a  dance-type,  of  which  time-outline  is  the  only  musical  accompaniment, 
and  many  of  these  were  noted  by  Villoteau  in  Cairo,  played  upon  casta- 
nettes,  tambourins,  and  drums.  Percussive  time-outline  appears  in  Europe 
as  the  accompaniment  of  the  march  or  the  dance.  In  Spain  it  is  familiar 
on  the  castanets,  and  as  hand-clapping  or  stick-rapping  occasionally  assists 
the  English  Morris  Dance. 


158     THE  EVOLUTION  OF  MUSICAL  FORM 

successive,  time-idiom  is  made  of  greater  prominence 
by  spaces  of  equal  time-outline  in  the  course  of  develop- 
ment, and  such  spaces  are  absolutely  essential  to  the 
balance  of  a  long  work.  This  effect  throws  a  veil  over 
the  memory  of  the  sharp  unequal  outlines  of  figures, 
which  would  otherwise  weary  us  by  their  perpetual 
inequality.  The  larger  the  scale  on  which  equal  time- 
outline  is  required  the  more  rapid  must  be  the  pace 
of  it.  Therefore  a  considerable  amount  of  technique 
is  required  for  its  performance,  and  it  is  an  effect 
impossible  to  primitive  art.  It  will  be  found  that  the 
closer  this  equal  outline  approaches  to  the  actual  pace 
of  the  beat  the  less  effective  does  it  become.  It  requires 
either  to  be  the  beat,  or  else  to  be  considerably  slower 
or  considerably  faster.  The  former  may  be  an  effect  of 
solemn  grandeur  and  dignity,  but  it  cannot  long  con- 
tinue without  monotony,  whereas  the  more  rapid  the 
outline  the  longer  it  can  be  maintained.  In  this  way 
not  only  does  it  obliterate  a  previous  idiom,  but  unless 
strongly  accented  its  tendency  is  to  lessen  the  effect 
of  the  bar-standard.  Thus  is  produced  a  general  and 
broad  effect  of  contrast  between  strikingly  free  form, 
which,  while  contradicting  the  strict  accent,  also  em- 
phasises its  existence,  and  strict  form  which  pursues 
the  even  tenor  of  its  way,  neither  contradicting  nor 
emphasising.  The  same  alternation  may  occasionally 
be  observed  in  miniature  in  a  folk-song. 

All  variations  of  time-outline  in  melody  can  be 
classified  broadly  under  three  heads,  according  to  the 
predominance  of  equal  outline,  of  the  strict  figure,  or 
of  the  free  figure  :  ( i )  The  basis  of  equal  outline  varied 


TIME-IDIOM  159 

by  figures;  (2)  the  basis  of  the  strict  figure  varied  by- 
other  time-figures,  strict,  equal,  or  free  ;  (3)  the  basis 
of  the  free  figure  also  varied  in  the  same  manner/ 
It  will  be  found  that  in  a  small  melodic  vocal  type, 
where  but  little  pitch  variety  can  be  obtained,  the 
time-outline  will  consist  of  one  principal  figure  an- 
nounced at  the  opening,  varied  by  other  figures. 
Upon  the  balance  and  order  of  these  figures  the  main 
effect  of  the  melody  will  depend,  the  pitch-outline 
(generally  a  diatonic  mode)  being  of  a  limited  char- 
acter. In  a  large  polyphonic  instrumental  movement, 
on  the  contrary,  the  pitch-features  represent  endless 
variety,  while  time-oudine  has  to  preserve  unity. 
Consequently  one  time-figure  will  sometimes  prevail 
throughout  an  entire  movement  with  variations  of  pitch 
or  of  equal  outline  only.^  This  is,  indeed,  the  more 
usual  condition  of  advanced  idiomatic  development. 

It  is  remarkable  that  the  essential  effect  of  an 
idiom  as  well  as  of  the  single  figure  is  due  to  the 
standards  of  time-outline.  It  is  a  fact  of  lesser 
consequence  that  the  figure  itself  sets  a  temporary 
standard,  forming  a  model  upon  which  all  successive 
variations  proceed.  Such  variations,  from  the  point 
of  view  of  pitch,  force,  and  colour,  are  often  con- 
siderable, the  time-figure  itself  may  undergo  slight 
changes  and  still   be  recognised,   but  so  strong   is  the 

^  See  Appendix,  Sections  R-W. 

^  An  example  of  this  will  be  found  in  the  Scherzo  of  Schubert's  Sonata 
in  A  Minor,  Op.  42.  Exclusive  of  the  trio,  this  movement  consists  of  134 
bars,  in  which  one  figure  is  repeated  no  fewer  than  72  times.  In  the  first 
28  bars  it  occurs  10  times,  in  the  next  8  bars  6  times,  in  the  next  56  bars 
35  times,  in  the  last  42  bars  21  times. 


i6o     THE   EVOLUTION  OF  MUSICAL  FORM 

effect  of  the  time-standards  that  it  is  less  the  nature 
of  the  repetition  than  the  position  of  its  recurrence 
in  the  outline  that  causes  the  main  effect  of  the 
idiom,  and  therefore  of  the  whole  time-outline.  Time- 
idiom  as  well  as  the  single  figure  is  strict  or  free, 
but  the  idiom  relates  not  to  the  standard  of  the 
single  bar  but  to  bars  in  succession.  The  strict 
reiteration  which  causes  the  beat  and  bar  succession 
can  either  be  enforced  or  contradicted  by  the  idiom. 
When  a  figure  is  repeated  in  the  same  position  in 
each  bar,  i.e.  at  exactly  regular  intervals,  the  idiom 
is  strict ;  if  repeated  in  another  part  of  the  bar,  or 
not  regularly  in  each  bar,  the  idiom  is  free.  The 
strict  figure  can  be  irregularly  reiterated  in  a  free 
idiom  ;  the  free  figure  can  be  repeated  exactly  in  a 
strict  idiom.  If  differing  figures  are  successively  com- 
bined so  that  no  coherent  repetition  occurs,  the  idiom 
is  lost.  But  even  where  some  contrast  of  time-figures 
is  desirable,  as  in  melody,  it  will  be  found  that  any 
good  tune  not  based  on  equal  outline  has  one  pre- 
vailing figure  throughout  the  whole  of  it,  sufficient  to 
give  the  impression  of  an  idiom  ;  it  is  freely  varied, 
but  the  variations  are  recognisable  as  such,  and  do 
not  appear  as  new  and  unrelated  matter.  The  ten- 
dency to  add  figure  to  figure  without  reference  to 
what  has  gone  before  indicates  a  lack  of  rhythmic 
grip.  An  apparently  opposite  tendency  is  that  of 
contrapuntal  art — the  drowning  of  all  figure  effect  by 
the  preponderance  of  equal  outline  in  the  sum  of  the 
parts.  Whether,  however,  we  have  too  many  figures, 
or  none    at    all,   the    practical   result  is   the   same — the 


TIME-IDIOM  i6i 

absence  of  idiom  and  hence  of  clear  reiteration.  The 
reverse  failing  is  found  in  too  obvious  a  repetition. 
A  strict  or  partially  strict  idiom  carried  on  throughout 
a  work  indicates  a  weak  and  undeveloped  condition 
of  rhythmic  initiative,  a  mind  that  cannot  break  away 
from  the  tyranny  of  the  strict  accent.  Most  of  the 
modern  church  music  and  the  popular  music  to  be 
heard  on  barrel  organs  is  of  this  description. 

On  the  other  hand,  the  charm  of  a  free  time-idiom 
lies  in  the  ease  and  unexpectedness  of  its  appearance 
or  disappearance.  Perhaps  other  figures  are  woven 
in,  or  the  background  of  equal  time-outline  is  used 
to  carry  on  the  movement.  There  is  here  no  law, 
but  a  vista  of  endless  possibilities,  an  immense  store- 
house over  which  the  composer's  imagination  hovers, 
selecting  intuitively  that  which  answers  the  image 
forming  in  his  brain.  If  the  figure  depend  on  the 
individual  mind,  so  much  the  more  does  the  idiom, 
and  it  is  precisely  the  track  of  this  development  that 
testifies  to  the  genius  of  a  composer  or  exposes  his 
deficiencies.  A  perfect  development  implies  a  balance 
between  strict  and  free  form  which  answers  exactly 
to  the  underlying  emotional  condition  of  which  it  is 
the  utterance.  There  will  be  just  so  much  strict  and 
so  much  free  as  is  needed  to  awake  the  right  feeling, 
and  this  not  by  any  process  of  calculation,  but,  as  it 
were,  by  the  grace  of  God.  This  marvellous  balancing 
of  manifold  opposing  factors  into  a  consecutive  organic 
whole  is  a  thing  that  actually  transcends  intellectual 
comprehension  in  detail.  Every  moment  the  con- 
ditions   change,    the    mind    is    baffled    by    the    rapidity 


i62     THE  EVOLUTION  OF  MUSICAL  FORM 

of  the    motion ;    the    factors    may   be  grasped   for  one 
bar,    but    what    of  the    thousand    bars    to    follow,    all 
relating  backward  or  forward  to  one  another  ?     There 
is    no    parallel    to   it    in    any   other   art,    and    in    com- 
plexity of  actual  form  and  simplicity  of  appeal,  music, 
of   all    human    utterances,    approaches    nearest    to    the 
immensity   and   the    infinite    variety   of   Nature.     Only 
the   intuitive  mind  that   called   such  art  into  existence 
can  grasp  it,  and  it  is  then   grasped   not  by  means  of 
its     factors,    but    suddenly   and    without     effort    as    a 
whole.     The  intellectual  attempt  to  realise  the   factors 
is    necessarily    limited,    and    can    never    take  the   place 
of  the    intuitive    grasp,    but    it    can    at    least    go    far 
enouofh    to     realise    somewhat   of    the   conditions    that 
make    for    the    highest   art,    and    thus    to    distinguish 
critically   between   the  true   art-work  and   the   spurious 
mechanical    imitation. 


CHAPTER    III 

PITCH-IDIOM 

Rhythm  in  pitch — Dependence  of  pitch-outline  on  the  standards  of  time — 
Hence  importance  of  free  time-idiom — The  pitch-figure— Relations  of 
time-  and  pitch-figures — Pitch-idiom  a  secondary  form — Figures  of 
accompaniment  —  Sequences  —  Changes  of  values  in  pitch-figures — 
Metamorphosis  compared  with  idiomatic  development. 

It   is   proved   by  ethnological   research   that  there  was 

a   stage    before    definite    pitch    appeared    when    music 

consisted    of  noise   or   howls  reduced  to    time.     When 

aided   by  early   flutes  and   the   stretched   string   of  the 

hunter's    bow    men    began    to    sing    sounds    of  definite 

and    sustained    pitch    instead    of    confusedly    rambling 

about,    the   principle    of  the    rhythmic    order   appeared 

in    pitch-outline.      Reiteration,   already    well    developed 

in    time-outline,  was   naturally  applied   to   pitch.      The 

tendency    of    this     was     to     establish     an     elementary 

circling  rhythm.      Reiteration   of  any   single   note   will 

produce   a   sense   of  a  melodic  centre,  and  when  notes 

in  chord  or  scale  form  are  intermingled,  reiteration  of 

one  of  these  upon  an  accented  beat  will  produce  a  like 

effect.      To   elementary  tonality  frequent   reiteration   is 

essential. 

Since    pitch-outline    implies    movement    in    time    as 

well  as  pitch,  and  cannot  exist  without  a  time-outline, 

it  follows  that  it  is  governed  in  the  first  place  by   the 

163 


i64     THE  EVOLUTION  OF  MUSICAL  FORM 

reiterative  standards  of  time  and  only  in  the  second 
place  by  the  standards  of  pitch.  We  have  already 
considered  the  relations  of  time-outline  to  its  own 
standards,  and  it  is  now  all-important  to  make  clear 
the  effect  of  the  beat  and  the  bar  upon  pitch-outline. 
Musicians  are  well  aware  that  any  striking  effect, 
such  as  a  cadence,  a  suspension,  or  any  pronounced 
change  of  chord  or  key,  if  placed  between  the  accents 
(and  more  especially  if  between  time-beats),  will 
either  lose  all  its  force  and  become  mere  passing 
detail,  or  else  sound  like  a  mistake.  An  apparent 
exception  may  occasionally  occur  where  a  sudden 
leap  to  a  high  note  takes  place  on  a  weak  beat,  but 
it  will  be  found  that,  unless  accompanied  by  free 
accent,  the  even  flow  of  the  strict  accent  will  remain 
undisturbed,  and  in  any  case  the  effect  is  one  for 
exceptional   and    not    normal    use. 

We  are  thus  brought  face  to  face  with  the  following 
facts :  firstly,  that  it  is  less  the  relative  pitch  of  a 
note,  consonant  or  dissonant,  that  determines  its  im- 
portance than  its  position  in  the  bar ;  secondly,  that 
the  only  thing  in  music  that  is  strong  enough  to 
overpower  the  strict  accent  is  free  time-idiom  in- 
volving free  accent.  From  this  it  appears  that  pitch- 
outline  is  completely  at  the  mercy  of  time-outline 
and  accent,  and  that  all  its  own  effects  which  are  in 
origin  and  character  due  to  pitch  have  to  be  adjusted 
in  accordance  with  the  strict  accent,  in  order  that 
they  may  be  rightly  heard.  And  it  further  follows, 
if  the  right  balance  of  strict  and  free  form  is  to  be 
preserved,  that  time-outline  must  generally  predominate 


PITCH-IDIOM  165 

over  pitch-outline,  because  only  a  free  time-idiom  can 
preserve  this  balance,  the  effect  of  pitch  being  in- 
evitably that  of  strengthening  the  standard  outline  in 
order  to  get  a  hearing  for  itself.  It  will  be  found 
that  wherever  music  has  developed  freely  on  natural 
lines,  that  this  balance  has  asserted  itself.  Melody 
is  essential  to  it,  while  a  purely  polyphonic  music  will 
always  lack  the  balance  because  the  mind  is  absorbed 
in  pitch  to  the  neglect  of  time.  Hence  comes  a 
strict  time-outline.  In  order  to  obviate  the  monotony 
of  this  in  performance  the  bar-standard  is  allowed  to 
drop  out  by  omission  of  its  accent,  and  there  is  only 
a  subordinate  time-beat  left  to  keep  the  parts  together. 
Strict  accent  comes  to  be  considered  a  somewhat 
vulgar  superfluity,  its  true  function  having  completely 
disappeared. 

But  where  pitch-outline  has  developed  on  natural 
lines  it  assumes  an  idiomatic  character  derived,  in 
the  first  instance,  from  time-outline.  The  time-figure 
naturally  gives  birth  to  a  pitch-figure,  a  few  notes  or 
chords  of  varying  pitch  modelled  on  the  lines  of  the 
time-figure.  In  a  strict  development  the  pitch-figure 
is  usually  incessantly  and  exactly  repeated.  But  in 
course  of  time,  as  strict  form  gives  way  to  free, 
variety  is  required.  As  the  following  example  will 
show,  this  variety  mostly  comes  in,  not  as  a  modifi- 
cation of  the  original  time-figure,  but  of  the  derived 
pitch-figure.  The  principal  variations  of  one  of  the 
leading  ideas  of  this  sonata  are  here  presented,  and 
the  movement  is  one  that  will  repay  exhaustive 
analysis. 


i66     THE  EVOLUTION  OF  MUSICAL  FORM 


Sonata  in  A  Minor  (Schubert,  Op.  42). 
Time  and  Fitch  Idiom. 


(1) 


:3^=3: 


(3) 


Izz^iqzq: 


iii 


q: 


J_  ij-J^-^ 


zi^zizsri: 


(10) 


(11) 


(12) 


=1: 


i^ii:  :^ 


ti^Z^trc:^- 


Frequently  pitch-idiom  will  tend  more  and  more 
to  variation  until  it  may  lose  its  identity  and  become 
merged  in  a  continually  varying  pitch-outline.  When 
this  stage  is  reached  repetition  in  pitch-outline  is  at  a 
minimum,  the  ear  being  satisfied  by  the  relations  of 
time-idiom  and  the  larger  outlines  of  circling  rhythm. 
But  the  pitch-figure  does  not,  therefore,  disappear  from 
music  altogether.  On  the  contrary  it  reappears  under 
new  conditions.      It  is  in  combination  v/ith  equal  time- 


PITCH-IDIOM  167 

outline   that   the   pitch-figure  finds  its  normal   function. 
Here    it    is    indispensable.      Owing   to   the  absence   of 
unequal  values,  and,    therefore,   of  the  time-figure,    the 
pitch-figure  and   its  idiom   actually  replace  time-idiom. 
Time-relations    fiill    into    the    background,    and    pitch- 
relations    take    their    place    as    the    exponent    of    the 
idiomatic    idea.      That  these   are    the    weaker    kind    is 
evident  from  the  fact  that  its   possibilities  of  variation 
are   much   smaller.     Time-idiom  will  naturally  develop 
a  free   pitch-outline   without  loss  of  recognition   of   its 
figure,  but   pitch-idiom   requires  an   equal   time-outline, 
else   it  will   remain   unnoticed,   or   merely  reinforce   the 
time-idiom.       So   long  as   daylight    lasts,    moonlight  is 
ineffectual,  and  the  absence  of  sunlight  is  required  that 
moonlight  may  appear.      These  relations  suggest  their 
counterpart    in   music    in   the   relative    positions   of  the 
time-figure  and  pitch-figure.     Wherever  the  two  idioms 
are  found  to  coincide  exactly,  there  is  a  temporary  re- 
versal to  primitive  conditions  for  the  sake  of  extreme 
clearness.       The    advanced    stage    is    the    independent 
evolution  of  both,  each  producing  its  own  effect,  which 
is  essential  to  a  fully  developed  musical  work. 

In  considering  pitch-idiom  we  are  thus  dealing  with 
the  secondary  and  derived  use  of  the  idiom,  which, 
though  it  may  appear  simultaneously  with  the  primary 
use,  becomes  essential  to  music  only  in  the  absence 
of  the  latter.^ 

^  The  development  of  idiom  that  first  asserted  itself  in  the  music  of 
culture  was  not  the  primary  one  of  time,  but  this  secondary  one  of  pitch. 
When  we  consider  that  pitch-outline  was  then  uppermost  in  the  minds  of 
all  musicians,  this  inversion  of  the  normal  order  appears  very  natural.  The 
preludes  to  the  "  Forty-eight "  are  to  a  great  extent  founded  upon  melodic 
pitch-idiom. 


i68     THE  EVOLUTION  OF  MUSICAL  FORM 

Pitch-idiom  is  especially  noticeable  in  what  are 
generally  known  as  "figures  of  accompaniment,"  for 
the  most  part  consisting  of  melodic  outline.  These 
figures  are  seldom  absent  from  the  great  rhythmitonal 
works,  where  they  appear  constantly  in  accompanying 
parts,  and  also  occupy  long  spaces  of  equal  time-outline 
on  their  own  account.  If  the  figure  be  an  important 
melodic  one,  only  slight  changes  can  take  place  in  its 
intervals,  for  if  these  be  too  much  varied  its  form  will 
not  be  recognised  in  the  repetitions,  and  the  idiom 
will  vanish.  If,  however,  it  be  founded  upon  harmony, 
as  are  most  accompanying  figures,  the  intervals  will 
vary  with  the  chord-change,  and  direction  of  pitch 
becomes  the  binding  force. 

Example : — 


The  student  of  music  will  recognise  as  an  idiom 
of  pitch  the  usage  that  is  known  as  sequence,  the 
repetition  of  the  pitch-figure  upon  a  higher  or  lower 
plane  of  absolute  pitch.  This  is  an  outline  generally 
harmonic,  involving  undulating  rhythm.  The  sequence 
must  rise  or  fall  ;  and  though  the  wave-motion  is  as 
it  were  by  step  and  not  by  gradient,  the  ear  is 
familiar  with  this  necessity  of  pitch  and  accepts  it 
in  place  of  the  gradual  movement.  Where  a  long 
pitch-figure  forms  the  step  of  the  sequence  (extending 
over  two  or  more  bars)  the  wave-rhythm  will  be  perhaps 
more  apparent  than  the  idiomatic  outline.  The  tone- 
movement  will  appear  to  be  gradually  rising,  suggesting 
a  coming  climax,  or  falling  down  into  the  depths,  and 


PITCH-IDIOM 


169 


the  fact  of  repetition  by  step  will  be  but  slightly 
noticeable.  Under  these  conditions  a  time-idiom  is 
frequently  found  also,  in  order  to  strengthen  the 
pulsative  rhythm,  its  small  figure  undergoing  several 
repetitions  on  one  step  of  the  sequence.  This  complex 
movement  is  necessarily  a  polyphonic  development. 

A  sequence  does  not  admit  of  breaks  in  the 
repetition,  and  therefore  the  pitch-figure  cannot  appear 
and  disappear  with  the  freedom  of  the  time-figure, 
but  will  be  practically  lost  unless  continuously  repeated 
on  successive  steps.  There  is  only  one  case  where 
the  sequence  can  be  taken  as  opposing  the  bar- 
standard.  This  occurs  (i)  where  the  number  of 
beats  in  the  pitch-figure  and  in  the  bar  do  not 
coincide,  or  (2)  where  each  step  of  the  sequence 
begins   on   a    weak    beat    in    each    bar. 

Example : — 

(1) 


(2) 


^z=4 


2=z^: 


--=\- 


i 


-\- 


The  ear  holds  the  rhythm  of  the  pitch-idiom 
and  recognises  the  beginning  of  each  step,  while  it 
also  hears  mentally  the  strict  accent,  a  complex 
effect  due  to  the  union  of  strict  and  free  form 
between  time  and  pitch,  instead  of,  as  is  more  usual, 
between  varying  time-outlines  only.  This  effect,  how- 
ever, must  be  considered  of  a  doubtful  nature,  since 
it    is    possible    to    hear    both    these   sequences    strictly, 


I70     THE   EVOLUTION  OF  MUSICAL  FORM 

and    in    order    to    ensure    a   free    effect    the    slur    must 
be    added,   thus  forming  a  phrased  sequence. 
Example  : — 


i=4=zE=: 


:P=: 


:t=: 


-P — 

IZIZD 


Attention  has  already  been  drawn  to  the  important 
part  played  by  equal  time-outline  as  an  accessary  in 
the  later  evolution  of  music.  It  has  been  much  used 
to  link  together  time-idioms  of  an  opposing  character, 
which  would  not  follow  one  another  immediately  with- 
out a  disagreeable  abruptness  in  the  transition.  But 
this  can  also  be  done  by  means  of  the  pitch-figure 
only,  in  a  more  concise  manner.  Varying  time-figures 
can  be  shaded  into  one  another  by  an  anticipation  of 
the  new  one  combined  with  the  previous   pitch-figure. 

Example : — 

"Parsifal"  (Wagner),  Vocal  Score,  p.   74. 


s^Pf 


~^- 


-^- 


^-- 


:^ 


is: 


^^: 


^-^- 


fit=4: 


(Grail  Motive!) 


r- 


P    cres. 


:t: 


,-===feS=S: 


i=g 


r- 


p*l  {Faith  Motive.) 


&C. 


^^^— 4==p 


PITCH-IDIOM 


171 


It  is  possible  to  have  a  variation  in  the  time- 
outline  between  a  pitch-figure  and  its  repetition.  Since 
there  are  varying  values  of  equal  time-outline,  it  is  a 
simple  matter  suddenly  to  halve  or  double  that  value 
by  turning  crotchets  into  quavers  or  minims,  each 
figure  still  existing  in  equal  time-outline,  and  being 
recognised  by  its  pitch-outline.  If  the  figure  involve 
the  whole  oudine,  this  effect  will  be  a  hurrying  up 
or  slowing  down  of  the  tone-movement  by  jerks.  In 
this  way  it  is  used  by  Beethoven,  but  is  an  effect 
obviously  for  occasional  use  only. 

Example : — 


Sonata  in  E   Minor  (Beethoven,  Op.  90). 

8va 


^^^^ 


i 


H^lI^ 


s 


:^^-^^ 


i^^! 


±1: 


W: 


-.-<2. 


gi^^gj 


:p=i^ 


:?: 


-n— 


=t=zit=z=:?= 


-^- 


g 


In  counterpoint  it  is  familiar  as  diminution  and 
augmentation,   these  relating  to  a  single  part. 

Sometimes  there  occur  time  and  pitch  figures  in 
combination,    where    not   time    but    pitch    becomes    the 


172     THE   EVOLUTION  OF  MUSICAL  FORM 

factor  of  reiteration.  The  intervals  of  pitch  are 
preserved  intact,  but  the  values  of  time  are  changed. 
The  beat  may  be  altered  from  dual  to  ternal,  or 
the  reverse,  certain  tones  may  be  lengthened,  others 
shortened,  accompanied  by  changes  in  absolute  time. 
It  is,  however,  to  be  noted  that  the  general  time- 
features  of  the  original  figure  are  preserved.  A  long 
note  will  be  more  prolonged,  a  short  one  hastened,  but 
their  relative  values  will  not  be  reversed.  Instances  of 
such  changes  are  given  as  follows  : — 


"Episode  de  la  Vie  d'un  Artiste"  (Berlioz). 
(1) 


:«=^ 


--^=-I=l^: 
1^=?=^: 


m 


?2Ziq 


i^i 


s 


-^ 


t: 


m 


:z2: 


(2) 


(3) 


/r. 


ir. 


tr. 


5E3^ 


Hii: 


^gjg^^gg^'rgg^i^ 


Siegfried  Motive  (Wagner). 


(2)# 


^A 


^A 1- 


g3f 


PITCH-IDIOM  173 

Not  any  one  of  these  examples  can  be  said  to  con- 
stitute   an    idiom.      This    involves    unity    of  emotional 
import    with    variety    of   external    aspect,    whereas    the 
instances   above    quoted    show    exactly  opposite  condi- 
tions.     They    combine    similarity    of    appearance    with 
distinct  emotional  change,  which  is  not  a  working  out  of 
the  original  idea,  but  a  new  conception  that  will  require 
to  make  its  own  impression.      The    pitch   resemblance 
is    no    more    than  a  link   with   what   has  gone  before ; 
it    does    not   in    any    sense    constitute   a   development. 
Nor  have  either  of  these  composers  attempted  to  use 
it  as  such.       The  value   that  the   method   has  for  the 
composer  is  the  means  it  affords  him  of  introducing  a 
new  emotional  effect  without  abrupt  dislocation  of  the 
tone-movement.     The  feeling  is  new,  but  the  form   is 
familiar ;  this  is  the  direct  opposite  of  the  idiom  which 
sustains  one  emotional  mood  with  an  ever-varying  form. 
The  latter  is  development  of  an  idea  ;  the  former  is  its 
metamorphosis.      The  extraordinary   psychic   difference 
thus    produced    by    simply    exchanging    the    functions 
of  time   and   pitch   is  a  further  proof  of  the  essential 
differences  in   their  constitutions.      Time-outline  is  the 
fundamental    emotional    force,    and    changes    in    time- 
outline     perforce     bring     about     changes     in     feeling ; 
pitch-outline    is   the    secondary    and    lesser    force,     and 
unless   this    is    carefully    isolated    in    equal    values,    its 
emotional    effect    disappears,    and    there    remains    only 
the    external   recognition    by    the    ear.        It  is   easy  to 
see   that   the   effect   we   have  just   considered  may  be 
of   occasional    use    to    the    purely    musical    composer, 
but    will    prove    of  greater    value    in    the   combination 


174     THE   EVOLUTION  OF  MUSICAL  FORM 

of  music  with  drama  and  poetry.  Here  we  meet 
with  a  number  of  differing  themes,  which  appear, 
vanish,  and  reappear  under  new  emotional  conditions. 
These  require  change,  while  the  art  technique  de- 
mands unity.  Metamorphosis  satisfies  both  these 
requirements.  At  the  same  time,  even  in  this 
music,  a  certain  amount  of  idiomatic  outline  must 
also  be  present  for  the  sake  of  coherence,  and  for 
the  composer  of  absolute  music  it  is  certain  that 
the  idea  can  only  be  fully  realised  by  idiomatic 
treatment.  A  striking  theme  will  impress  on  a  first 
hearing,  but  development  is  needed  to  drive  home 
its  possibilities.^ 

^  For  an  example  of  metamorphosis  in  a  folk-song,  see  Morris  Dance, 
"  Laudnum  Bunches,"  bars  18-21,  in  Appendix,  Section  Y. 


CHAPTER    IV 
PHRASE   AND   STANZA 

Definition  of  the  phrase  and  its  origin — Relation  of  phrase  to  bar-standard 
— Articulations  of  phrase-form — Connection  with  circling  rhythm — 
The  cadence  of  the  leading-note — Function  of  the  harmonic  cadence 
— The  stanza — The  free  phrase — Phrase-form  of  melody — Relation 
of  phrase-form  to  modulation. 

The  tendency  to  extend  the  standard  of  the  bar  into 
a  larger  unit  has  already  been  observed.  This  unit 
is  generally  called  phrase,  section,  period,  or  some- 
times vaguely  "rhythm."  Out  of  this  collection,  phrase 
is  the  word  best  suited  for  the  purpose,  because  it 
suggests  what  is  a  true  analogy  with  language.  The 
word-phrase  and  tone-phrase  are  identical  in  orio-in, 
and  may  be  defined  as  a  grouping  of  accents.  The 
only  difference  between  them  is  that  the  word-phrase 
consists  of  irregular  accents  (accents  at  not  precisely 
regular  intervals),  and  the  tone-phrase  of  regular  ones. 
When  the  word-phrase  is  sung,  it  becomes  regularly 
accented,  and  this  difference  practically  disappears. 
Both  kinds  of  phrase  originate  in  the  physical  necessity 
of  taking  breath,  for  the  primitive  tone-phrase,  if  it 
depart  from  vocal  usage,  occurs  upon  wind  instruments 
only.  This  necessity  has  created  a  normal  length  of 
phrase,  which  can  be  observed  in  music  and  equally 
in  conversation. 

From    these    facts    it    may    be    gathered    that    the 

175 


176     THE  EVOLUTION  OF  MUSICAL  FORM 

phrase  is  not  of  purely  musical  origin,  as  are  the 
bar  and  the  time-figure,  but  that  it  is  a  general 
vocal  usage  common  to  language  and  music  both.  It 
follows  therefore  that  those  who  would  confine  the 
normal  phrase  of  music  to  equal  groups  of  bars, 
thus  making  it  into  an  extended  bar-standard,  are 
ignoring  its  origin  and  its  constitution,  and  merely 
show  that  they  themselves  cannot  escape  from  the 
tyranny  of  the  strict  accent.  A  strong  rhythmic 
individuality,  on  the  other  hand,  will  require  a  certain 
relation  between  successive  phrases,  but  not  an  exact 
relation.  Exact  time-relation  in  music  is  confined  to 
the  beat  and  bar,  the  two  smallest  equal  units  of 
recurrence,  and  beyond  that,  the  larger  the  units,  the 
freer  their  relations  tend  to  become.  The  phrase 
being  the  smallest  of  these  free  units  is  naturally 
the  one  most  influenced  by  the  bar-standard.  The 
functions  of  the  phrase  and  bar  respectively  are, 
however,  of  an  entirely  different  nature.  The  bar 
exists  for  the  purpose  of  marking  strict  time,  the 
phrase  exists  for  the  purpose  of  articulation  of  the 
free  outline,  and  there  is  no  need  to  confuse  these 
two  functions.  The  bar-standard  is  essential  to  con- 
certed music,  but  phrase-form  varies  from  clear  to 
indefinite  articulation,  and  in  instrumental  music  may 
disappear  altogether. 

It  is  necessary  to  distinguish  between  the  occur- 
rence of  phrases  in  music  and  a  definite  phrase-form. 
By  the  latter  is  meant  a  distinct  articulation  at  the 
termination  of  each  phrase,  forming  a  break  in  the 
continuity  of  the  outline.      A  slight  pause  effects  this 


PHRASE    AND   STANZA  177 

in  language,  and  this  is  the  primitive  method  of 
music,  where  the  silence  is  accounted  for  by  rests. 
There  are,  however,  several  other  musical  methods 
of  pointing  out  the  phrase.  It  can  be  done  by  a 
long  note  (long  in  proportion  to  the  values  of  the 
notes  preceding),  by  a  pause  (/^)  over  a  note  (a  vague 
prolongation),  or  by  a  tonalitive  figure  known  as  the 
cadence,  which  is  of  great  importance  to  circling 
rhythm.  The  cadence  consists  of  the  last  note  (or 
last  two  notes  in  the  case  of  a  weak  ending)  which 
are  made  by  reason  of  the  articulation  more  prominent 
than  the  rest.  From  the  point  of  view  of  pitch, 
they  represent  a  temporary  centre,  a  point  of  repose 
in  the  circling  rhythm.  There  is  degree  in  the 
importance  of  cadences,  but  each  one  must  be  to 
some  extent  a  note  on  which  the  mind  will  desire 
to  rest  either  momentarily  or  permanently.  The 
relation  of  the  cadence-note  to  the  rest  of  the  outline 
will  depend  entirely  on  the  direction  of  the  circling 
movement.  If  it  is  tending  from  the  tonic  the 
cadence  is  likely  to  occur  upon  an  atonic  tone, 
because  after  a  syntonic  succession  this  will  afford 
relief  to  the  ear,  but  syntonic  cadences  are  naturally 
the  more  restful.  The  normal  melodic  syntonic 
cadence  is  the  fall  by  full-tone  or  rise  by  semitone 
to  the  tonic.  When  the  leading-note  is  replaced 
by  the  minor  seventh  there  is  no  semitonal  rising 
cadence.  This  is  the  case  with  a  certain  proportion 
(it  is  said  one-third)  of  English  folk-songs.  It  is, 
doubtless,  mainly  due  to  the  general  vocal  instinct 
which     prefers     the     downward-tending     leading-note, 


M 


178     THE   EVOLUTION  OF  MUSICAL  FORM 

emphasised  probably  by  the  scale  of  the  bagpipe, 
which  has  the  minor  seventh,  and  possibly  by  the 
tones  of  the  church-modes,  which  (with  one  exception) 
lacked  the  leading-note.  The  combination  of  the 
minor  seventh  or  minor  second  with  either  the  major 
or  minor  thirds  and  sixths  of  the  scale  produces  modal 
varieties  common  to  all  purely  vocal  developments. 
The  essential  feature  which  distinguishes  such  varieties 
from  the  major  and  minor  modes  is  the  lack  of  the 
normal  rising  syntonic  cadence  of  the  leading-note.^ 

When  harmony  is  added  the  cadence  becomes 
further  accentuated.  The  harmonic  figure,  dominant- 
tonic,  is  the  most  elementary  and  the  most  typical 
of  all  chord-movement  used  for  this  purpose.  It 
became  for  centuries  the  standard  syntonic  cadence, 
which  was  never  allowed  to  rust.  It  received  the 
name  of  a  perfect  cadence,  or  full  close,  from  the 
constant  habit  of  concluding,  not  merely  every  piece 
of  music  but  every  few  bars  with  this  figure,  or  the 
reverse  form  of  it,  tonic-dominant,  which  was  called 
the  half  close,  representing  a  slighter  articulation.  The 
only  chord  allowed  occasionally  to  replace  the  dominant 
was  the  triad  of  the  subdominant,  and  the  cadence 
was  then  called  plagal,  after  the  class  of  church-modes 
which  started  on  the  fourth  below  the  final  note. 

It  is  probably  this  persistent  usage  that  has  given 
rise  to  the  idea  that  the  harmonic  cadence  is  the 
cause   of  phrase-form,  which   is  only  another   instance 

^  We  may  observe  that  it  appears  incorrect  to  attach  the  Greek  names 
of  the  church-modes  to  such  scales,  because  those  names  indicate  a  form  of 
Asiatic  tonality  which  has  no  existence  in  music  native  to  Europe. 


PHRASE    AND    STANZA  179 

of  the  desire  of  musicians  to  ascribe  everything  in 
music  to  tonalitive  influence,  regardless  of  actual 
cause  and  effect.  As  a  matter  of  practical  usage, 
when  distinct  articulation  does  take  place  in  harmonic 
outline,  and  the  harmonic  cadence  is  used  to  empha- 
sise the  phrase-form,  this  frequently  becomes  over- 
emphasised, because  too  many  methods  are  being 
used  simultaneously  to  point  out  what  is  already 
obvious.  Consequently  harmony  is  now  employed 
more  frequently  to  disguise  the  phrase-form  than  to 
strengthen  it,  having  plenty  of  means  in  its  power 
that  will  ensure  continuity  and  destroy  the  effect  of 
articulation. 

The  cadence  known  as  the  full  close  usually  in- 
dicates a  larger  unit  of  recurrence.  This  is  some- 
times called  a  sentence,  or  period,  but  a  more 
suitable  word  is  "stanza."  For  this  unit  is  of  the 
same  lingual  nature  as  the  phrase,  only  composed 
of  several  phrases,  and  as  it  is  generally  poetry 
and  not  prose  that  is  united  with  music,  the  corre- 
spondence is  with  the  stanza  and  not  with  the  sentence. 
The  stanza  represents  an  articulation  so  distinct  as 
to  divide  the  tone-movement  into  a  series  of  blocks, 
each  of  which  is  more  or  less  subdivided  by  the 
phrase.  In  some  music  the  block  actually  constitutes 
the  main  feature.  But  if  phrase-form  is  inessential  to 
music,  still  less  essential  is  the  stanza.  It  is  natural 
to  most  vocal  music,  and  to  an  early  stage  of  instru- 
mental development,  where  it  affords  facilities  for  ob- 
taining a  balance,  which  in  an  immature  stage  the  ear 
might  otherwise  be  unable  to  grasp.      But  as  rhythmic 


i8o     THE   EVOLUTION  OF  MUSICAL  FORM 

feeling  grows,  a  less  obvious  and  more  subtle  method 
creeps  in.  The  block  of  the  full  close  irritates,  and 
continuity  is  desired,  the  articulation  of  the  phrase 
appearing  sufficient  to  define  the  outline  ;  tonality  is 
indicated  by  suggestion  rather  than  by  direct  state- 
ment of  the  tonic,  and  the  full  close  is  avoided ;  at 
the  same  time  the  phrase-form  tends  more  and  more 
to  irregularity.  This  is  a  natural  phase  of  evolution. 
The  development  of  tonality  leads  to  cadential  varia- 
tions, the  tonic  remaining  no  less  the  standard,  but 
now  requiring  less  obvious  and  more  subtle  suggestion, 
and  therefore  allowing  for  a  much  greater  variety 
in  atonic  cadences.  For  the  same  reason  the  return 
to  syntonic  outline  appears  at  less  frequent  intervals 
than  it  was  wont  to  do,  unless  the  movement  is  one 
strongly  suggestive  of  repose.  The  perfect  cadence 
is  seldom  heard  in  modern  music  in  its  complete  form, 
except  as  the  real  close,  and  is  not  considered  essential 
even  for  this,  its  original  purpose. 

It  should  now  be  evident  that  we  are  dealing  with 
units  of  far  less  musical  value  than  the  time-figrure. 
The  phrase  is  not  concerned  with  the  values  of  time- 
outline,  and,  in  short,  is  a  mere  counting  of  strict 
accents.  For  convenience'  sake  we  speak  of  phrases 
of  so  many  bars'  length,  but  the  real  factor  of  the 
phrase  is  the  accent  and  not  the  bar.  In  a  short 
bar  of  one  accent  only,  the  two  are,  of  course, 
synonymous,  but  in  longer  bars  where  a  subsidiary 
strict  accent  occurs  half-way  through,  the  difference 
becomes  apparent,  as  the  phrase  may  end  on  the 
lesser   accent.     This    indicates   again    its    resemblance 


PHRASE    AND    STANZA  i8i 

to  the  word-phrase,  which  is  further  shown  in  the  two 

> 

forms  of  phrase-endings,   i.e.  J  or  J   J  corresponding 
to  the  strong  and  weak  terminations  of  poetry. 

Since  the  phrase  consists  solely  of  strict  accents, 
its  freedom  can  lie  only  in  a  variation  in  the  number 
of  accents  thus  grouped  together.  The  variation  is 
made,  not  only  by  irregular  numbers  of  equal  bars, 
but  by  the  occasional  insertion  of  one  or  more  bars 
of  different  length.  A  single  bar  thus  inserted  does 
not  seem  to  upset  the  standard,  the  mind  accepting 
it  as  a  passing  variation ;  but  more  than  one  bar  in 
another  time  undoubtedly  changes  the  standard,  as 
well  as  giving  freedom  to  the  phrase.  It  is  necessarily 
inartistic  to  vary  the  time-standard  needlessly,  and 
merely  for  the  sake  of  variation,  unless  the  time- 
outli)ie  or  the  word-outline  requires  it.  Most  of  the 
time-changes  in  primitive  music  and  English  folk-song 
(where  they  are  of  frequent  occurrence)  are  due  as 
much  to  the  word-outline  as  to  the  musical  idiom. 

The  small  concise  type  of  melody,  not  admitting 
of  any  prolonged  time-idiom,  is  necessarily  depen- 
dent upon  phrase-form.  It  is  true  that  there  do 
exist  melodies  in  which  time-idiom  predominates 
and  the  phrase-form  is  indefinite,  but  these  appear 
to  be  the  exceptions.  The  bulk  of  melodies,  whether 
of  popular  or  cultured  origin,  are  clearly,  one  might 
say,  obviously  phrased.  The  character  of  this  phrase- 
form  will  be  derived,  in  the  case  of  dance-songs,  from 
the  dance,  in  the  case  of  word-songs,  from  poetry. 
The  fine  sense  that  balances  phrases  of  unequal 
length    is    natural    to     rhythmic    feeling,    and     under 


i82     THE  EVOLUTION  OF  MUSICAL  FORM 

natural  conditions  both  dance  and  poetry  reveal  un- 
equal phrase-form,  but  in  the  conventional  dance 
and  poem  of  society  this  freedom  disappears.  Con- 
sequently in  the  music  of  culture  the  four-bar  phrase 
becomes  paramount,  and  any  variation  upon  this 
monotony  is  regarded  as  a  fault,  or  at  the  best  as 
an  eccentricity.  The  time-outline  also  becomes  con- 
taminated, and  instead  of  an  idiom  we  find  the 
complete  phrase-outline  (the  time-outline  of  a  phrase) 
exactly  repeating  itself  (with  or  without  change  of 
pitch)  as  well  as  the  number  of  its  accents  ;  time- 
idiom  ceases  to  exist  unless  in  a  very  strict  form, 
and  the  result  may  be  a  melody  of  even  more  sickly 
monotony  than  the  equal  outline  of  the  hymn-tune. 

In  a  small  melodic  type  consisting  of  one  or 
two  stanzas  only  and  where  modulation  rarely 
occurs,  the  material  available  for  cadences  is  neces- 
sarily very  limited,  and  here  the  desirability  of  un- 
equal phrase-form  is  especially  evident,  since  so 
little  variety  can  be  made  on  the  pitch-side.  The 
connection  between  a  pitch-outline  confined  to  one 
key  and  a  phrase-form  of  unequal  character  may  be 
studied  in  almost  any  kind  of  natural  melody,  and 
often  it  produces  results  of  great  charm,  which  are 
unknown  to  the  cultured  modulating  melody  with  its 
equal    phrase.^ 

^  Where  degeneration  has  occurred  the  free  phrase-form  is  one  of  the 
first  things  to  drop  out.  See  the  "Helston  Furry  Dance,"  in  Appendix, 
Section  V. 


CHAPTER  V 
THE   TALA   OF   THE    EAST 

The  Eastern  time-system — The  Sanskrit  theory  of  beat,  values,  and  bar — 
Definition  of  tala — Absence  of  accentual  standard  from  Hindu  theory 
and  practice — ^Talas  and  time-signatures — The  principle  of  the  Western 
bar— The  principle  of  the  Eastern  bar — The  relation  of  the  accentual- 
bar  to  Western  melody — The  relation  of  the  tala-bar  to  Eastern 
melody. 

We  have  left  thus  late  the  consideration  of  the  Eastern 
time-system  in  order  to  explain  satisfactorily  its  peculiar 
constitution.  It  is  composed  largely  of  material  that  in 
Europe  belongs  to  free  form,  and  that  cannot  be  in- 
cluded under  the  head  of  standard  tone-material  from 
the  Western  point  of  view. 

At  first  sight  one  might  take  for  granted  that  the 
prevalence  of  time-emphasis  upon  percussion  instru- 
ments throughout  the  East  must  indicate  a  stronger 
rhythmic  feeling  than  the  West  can  boast  of,  but  a 
closer  examination  reveals  a  tendency  to  stereotype 
by  this  means  units  that  in  our  music  are  naturally 
free.  It  involves,  in  fact,  a  use  of  time-figure  and 
phrase  that  is  utterly  foreign  to  the  European  art. 
And  the  fact  that  time-outline  has  been  with  us  so  little 
analysed  and  is  so  much  a  matter  of  intuitive  practice, 
tends  to  make  the  understanding  of  this  foreign  usage 
still  more  difficult.  The  day  is  past  when  an  English- 
man could  seriously  propound  the  theory  that  the  raga 

was  the  major  key  and  the  ragini  the  minor ;   but  we 

183 


i84     THE  EVOLUTION  OF  MUSICAL  FORM 

are  just  as  far  from  any  rational  comprehension  of  the 
Asiatic  bar-system,  which  actually  differs  from  our  own 
quite  as  fundamentally  as  the  raga  differs  from  the 
key.  It  is  as  misleading  to  bar  a  true  Eastern  melody 
according  to  European  time-signatures  as  to  put  it  into 
a  European  key. 

It  is  in  the  elementary  conditions  of  time-outline,  the 
values  and  the  time-beat,  that  we  shall  find  the  common 
soil  out  of  which  these  diverse  systems  have  sprung. 
Fortunately,  there  are  Sanskrit  treatises  in  existence 
that  deal  with  such  points,  and  though  of  uncertain  date, 
they  contain  the  theory  handed  down  from  generation  to 
generation  by  oral  tradition,  a  theory  which  may  have 
been  in  existence  in  the  Vedic  age,  and  which  still  sub- 
stantially underlies  the  modern  practice  of  the  Hindus. 

This  theory,  as  stated  by  Raja  Sir  S.  M.  Tagore, 
is  as  follows  :  Any  equal  interval  of  time  is  called  a 
mdttra, ;  this  is  the  beat ;  it  is  divisible  into  half-beats 
and  quarter-beats  termed  broken  indttrds,  and  it  is  also 
doubled,  forming  a  compound  mdttrd :  there  are  thus 
four  values  similar  to  ours  of  2,  \,  \  and  \,  which  also 
have  names,  guru,  iaghu,  ardha,  and  anu,  corresponding 
with  minim,  crotchet,  quaver,  and  semiquaver  :  ^  in  addi- 
tion there  are  larger  compound  mdttrds,  called  pluta^ 
which  consist  of  three  or  more  beats,  corresponding  with 
the  dotted  minim  and  semibreve :  the  bar  is  named 
mancka,  is  divided  by  perpendicular  lines,  and  consists 
fundamentally  of  a  fixed  number  of  beats,  as  with  us. 
It  is  to  be  observed,  that  though  the  group  of  three 

^  Raja  Tagore  takes  the  quaver  as  the  beat,  and  so  brings  the  cor- 
respondence with  crotchet,  quaver,  semiquaver,  and  demisemiquaver. 


THE   TALA   OF    THE    EAST  185 

beats  is  a  recognised  unit,  there  is  no  mention  made  in 
Hindu  theory  of  ternal  beat-division ;  this,  however, 
appears  in  practice  under  the  occasional  form  of  the 
triplet. 

We  find,  therefore,  that  the  standard  of  the  beat,  the 
values,  and  some  kind  of  bar  are  practically  common  to 
both  East  and  West.  We  come  now  to  the  point  where 
the  roads  divide.  This  is  indicated  in  Hindu  theory  by 
the  term  tdla,  of  which  the  following  definitions  are 
given  : — 

"  Tdla  simply  means  the  beating  of  time  by  clapping 
the  hands." 

"  Tdla  is  regular  metre,  without  which  music  loses 
all  its  power  over  the  human  passions." 

"  From  simple,  compound,  and  broken  mdttrds  are 
formed  Tdlas,  the  only  object  of  which  is  to  calculate 
the  measure  of  beating  time.  They  are  in  use  amongst 
us  in  both  vocal  and  instrumental  music.  It  is  to  music 
what  metre  is  to  poetry.  Tdlas  derive  different  names 
from  the  variety  of  mdttrds  that  form  them."  (S.  M. 
Tagore. ) 

These  statements  sound  very  simple  and  such  as 
might  apply  equally  to  European  music.  We  may 
not  beat  time  usually  by  clapping  the  hands,  but  what 
matters  the  method?  It  would  not  readily  occur  to  the 
mind,  that,  behind  this  apparently  obvious  expression, 
"  the  beating  of  time,"  there  lurks  a  double  entendre. 
When  a  European  beats  time  never  would  he  beat 
otherwise  than  tji/Zthe  beats;  but  when  a  Hindu  beats 
time  he  beats  a  certain  selection  of  these  chosen  for  him 
by  his  time-system.     We  are  further  told :  "  Tdla  con- 


i86    THE  EVOLUTION  OF  MUSICAL  FORM 

sists  of  two  principal  actions,  viz,  Aghdta  and  Birdma, 
i.e.  the  beating  and  the  rest  "  (S.  M.  Tagore),  and  an 
acquaintance  with  the  application  of  talas  to  Hindu  music 
shows  that  their  classification  depends,  firstly,  upon  the 
number  of  beats  that  compose  them,  i.e.  the  length  of  the 
bar ;  secondly,  upon  the  beats  chosen  to  form  tala-beats, 
i.e.  the  particular  beats  upon  which  the  hand-clapping 
or  drum-stroke  is  made  as  opposed  to  the  "  rest "  or 
silent  beats.  Did  these  tala-beats  fall  customarily  upon 
the  normally  accented  beats  of  European  music,  there 
might  still  be  accordance  between  the  two  systems  ;  it 
would  be  quite  possible,  though  less  easy,  to  beat  only 
the  accented  beats  of  European  music  instead  of  all  its 
beats.  But  since  there  are  only  a  few  talas  that  show 
regular  alternation  of  beat  as  against  a  large  number 
that  are  entirely  irregular,  it  would  seem  that  some 
other  principle  is  at  the  root  of  the  Hindu  custom. 

Even  a  slight  acquaintance  with  Sanskrit  theory 
reveals  the  fact  that  the  Hindu  is  in  his  way  a  more 
thorough  theorist  than  the  European  musician ;  he 
possesses  a  genius  for  classification,  and  if  his  music 
contained  a  practice  of  systematic  accent  such  as  exists 
in  Europe,  that  practice  would  be  elaborately  defined 
in  his  theory.  But  no  mention  of  any  such  system  of 
accent  is  ever  made. 

When,  moreover,  we  come  to  examine  Hindu 
melody,  the  fact  is  clear  that  it  springs  out  of  no 
alternation  of  varying  degrees  of  accent.  The  first 
thing  noticeable  is  the  length  of  the  bar,  which  has  an 
average  of  eight  beats ;  the  bar  of  sixteen  beats  being 
as  frequent  as  that  of  four.     A  bar   of  less  than  four 


THE    TALA   OF   THE    EAST  187 

beats  is  not  acknowledged  in  Hindu  theory.  The  same 
average  length  of  bar  is  found  also  in  a  number  of 
Javanese  melodies  written  down  by  native  musicians. 
It  is  impossible  to  apply  the  European  system  of  strict 
accent  to  such  bars,  because  the  alternation  cannot  be 
grasped,  and  the  bar  simply  divides  up  into  several 
smaller  ones.  Further,  it  is  noteworthy,  that  whereas 
in  our  melodies  all  points  of  stress  occur  necessarily  on 
the  first  beat  of  the  bar,  in  these  Eastern  melodies  all 
cadences  and  especially  the  final  note  are  placed  pre- 
ferably anywhere  but  on  the  first  beat,  and  more 
frequently  upon  the  last  beat,  or  even  on  the  final 
beat-division,  where  a  pause  serves  to  enhance  the 
emphasis  of  the  big  gong  that  in  Java  is  reserved 
for  this  special  position.  The  normal  balance  of  the 
European  bar  is  reversed,  the  weight  being  placed  at 
the  end  instead  of  at  the  beginning.  It  is  clear  that 
if  a  bar  is  to  be  indicated  by  stress  at  all  it  must  be  at 
one  end  or  the  other,  and  where  there  is  no  alternation 
of  accents  to  demand  stress  at  the  beginning,  it  seems 
to  be  a  natural  impulse  to  shift  the  accent  to  the  end. 


H 

INDU 

System 

Thoongree— 

1 

1 

r 

J 

.'5 

r 

4 

Ekat^la— 

1 

■9 

r 

1 

■9 

r  J  r 

1 

" 

"' 

4          5        6 

Chawtala — 

•m 

r 

« 

1 

" 

3 

4         5          6 

Tdla  Surphakta 

1 

r 

1 

■m 
3 

1 

J  r 
4   0 

i88    THE  EVOLUTION  OF  MUSICAL  FORM 


Jhanptdla — 


^     h    ^    1^    ^« 


Ara-chawtdla—     ^    ^    T    ^    V    ^    V 

12        3         4        5          6        7 


Drutatritdlee—     *    *    f    •• 

12        3         4 


Madhyam^na — 


3         4        5        6          7          8 


Slathatritcilee — 


TAla  Ara- 


2  3         4 

i    ^  ^ 


0      10     11     12     13      14      16      16 


12         3 


•^*  n  r  1 

4         5  6        T 


European  System 


2(1)- 
3(1)- 
4(i)- 

5  (2)- 


^  ^   r^  or  "'l— 
11111(2  or  J 


V  (D- 


9  « 

I  I  I 

■p  «  « 

I  I  I     I 

•  «  «   -# 

I  I  I       i       I     or     J       '       I       I       I 

I  I  I       I       I       I      or        I       I       '       I       '       I 

I  I  I       I       I    J    J     or     J    J    J    J    J 


In  the  Eastern  table  the  notes  indicate  the  tala-beats ;  the  numbers 
under  the  notes  are  the  bar-beats.  The  rest  is  kept  for  the  Sanskrit  sign 
of  Birdina,  therefore  tied  notes  are  used  to  indicate  the  space  between  tala- 
beats,  but  these  do  not  necessarily  imply  continuance  of  the  sound.  In  the 
Western  table  all  the  beats  are  indicated  by  notes  and  the  varying  degrees 
of  accent  by  lines  under  the  notes.  The  subsidiary  accent  may  vary  with 
the  sub-divisions  of  the  beat,  and  the  dot  has  to  be  added  to  obtain  ternal 
beat-division. 


THE    TALA   OF   THE    EAST  189 

From  the  foregoing  tables  the  differences  between 
the  Hindu  and  European  systems  will  become  manifest, 
and  it  will  be  observed  that  practically  the  whole  of 
the  latter  is  here  represented,  while  of  the  talas  are 
given  only  a  few  out  of  many.  These,  however,  are 
sufficient  to  show  the  trend  of  Hindu  feeling.  It  is 
toward  differentiation  of  vahie  rather  than  of  accent. 
If  the  following  tala-unit  be  thus  written,  J  e^,  J,  a. 
time-figure  appears,  and  the  union  of  this  time-figure 
(considered  as  relative  duration  and  not  in  its  exact 
values),  with  varying  combination  of  beats,  constitutes  the 
form  of  the  last  four  of  the  talas  in  the  preceding  table. 
When  we  arrive  at  the  combination  of  this  tala-unit 
with  nine  bar-beats  (the  odd  ninth  beat  being  equally 
distributed  amongst  the  tala-beats  and  rest,  so  that  each 
consists  of  two  and  a  quarter  bar-beats),  and  realise 
further  that  when  this  four  against  nine  has  been 
grasped,  there  remains  still  the  time-outline  of  the 
melody  to  be  added  thereto,  it  would  seem  that  the 
last  word  has  been  said  in  the  simultaneous  differentia- 
tion of  values.  The  ear  of  the  Hindu  in  this  respect 
might  amount  to  the  possession  of  a  sixth  sense. ^ 

Such  an  example  points,  doubtless,  to  a  long  stage 
of  evolution,  an  evolution  which  takes  us  back  into 
primitive  conditions,  when  clapping,  stamping,  and 
drumming  were  music,  and  time-outline  had  not  yet 
assumed  its  robe  of  pitch.  As  already  stated,  rhythmic 
feeling  expressing  itself  in  the  beat  and  the  group  of 
beats  is  common  to  all  music ;  where  the  variation 
occurs  is  in  the  methui  of  the  grouping.  The  European 
^  See  Appendix,  Section  X. 


I90     THE   EVOLUTION  OF  MUSICAL  FORM 

musician  groups  equal  values  by  means  of  varying 
accent ;  the  Asiatic  groups  equal  values  by  means  of 
unequal  values.  Thus  the  Eastern  notion  of  a  time- 
system  is  formal  differentiation  of  duration  with  equal 
intensity  ;  the  Western  idea  is  formal  differentiation  of 
intensity  with  equal  duration.  As  usual,  the  methods  of 
East  and  West  reverse  one  another. 

Hence  we  must  clearly  differentiate  between  the  bar 
of  the  East  and  the  bar  of  the  West,  if  we  admit  the 
former  as  a  bar  at  all.  Such  it  is  not,  in  the  Western 
application,  but  since  it  has  the  outward  appearance  of 
the  bar  in  notation  and  serves  a  similar  purpose,  it  will 
be  well  to  distinguish  it  as  the  "  tala-bar,"  in  opposition 
to  the  bar  of  our  own  music  which  can  be  named 
"  accentual."  It  cannot  be  denied  that  this  Eastern 
method  is  the  subtler,  and,  so  far  as  one  bar  only  is 
concerned,  the  more  interesting.  But  such  units  of 
strict  form  must  be  exactly  reiterated  ;  the  object  is  to 
mark  time,  and  the  more  unobtrusively  this  is  done, 
the  better  is  the  chance  given  to  free  units  and  their 
development.  The  general  law  of  rhythmic  evolution, 
the  balance  of  strict  and  free  form,  here  enters  in. 
Hence  the  desire  of  the  Oriental  partially  to  avoid  the 
basis  of  even  and  strict  units  results  in  the  stereotyping 
of  free  units.  Thus  we  find  in  the  tala-bar  a  stereo- 
typed phrase,  and  in  the  tala-unit  a  stereotyped  time- 
figure.  The  latter  is  the  thing  that  appears  strangest 
to  the  European  mind.  We  do  not  work  our  time- 
figures  into  a  system  (Heaven  be  praised!),  but  leave 
it  to  our  composers  to  combine  and  reiterate  them  as 
they  will.     Not  so  the  Asiatic.     His  tala,  having  taken 


THE    TALA   OF   THE    EAST  191 

time-figures  under  its  wing,  offers  an  immense  selection 
of  these  to  the  musician,  but  upon  the  one  condition 
that  whichever  is  chosen  shall  be  reiterated  unaltered 
to  the  end  of  its  course.  The  tala  is,  in  short,  a  formu- 
lation of  strict  idiom,  owing  its  character  to  its  persistent 
recurrence.  The  free  unit  demands  a  strict  develop- 
ment in  order  to  redress  the  balance.  The  results  of 
this  upon  the  development  of  Hindu  melody  are  very- 
remarkable. 

All  natural  European  melody  springs  out  of  the 
rhythmic  feeling  for  alternation  of  beats  and  accented 
beats  as  expressed  in  our  bar-system.  This  is  a  con- 
ception innate  in  the  mind  of  the  European,  so  that 
a  melody  is  not  arbitrarily  put  into  bars,  but  springs 
up  naturally  out  of  that  rhythmic  sense  which  deter- 
mines the  accents  of  the  melody  and  therefore  the  bar- 
unit  that  belongs  to  it.  Any  one  possessed  of  rhythmic 
feeling  and  a  knowledge  of  notation  can  say  whether 
a  melody  is  rightly  or  wrongly  barred  ;  that  is,  whether 
its  natural  accents  are  enforced  or  nullified  by  the  strict 
accent  of  the  bar-system.  We  distinguish  between  the 
melody  and  the  standard  outline  ;  still  the  connection  of 
the  two  is  felt  to  be  a  vital  one  and  is  not  broken  by  the 
use  of  counter  accents  in  the  melody.  Such  an  organic 
union  of  time-outline  and  melody  can  take  place  only 
upon  an  accentual  standard  basis  of  equal  outline.  For 
whereas  the  equal  nature  of  the  Western  time-system 
forms  a  soil  out  of  which  free  idiom  naturally  springs, 
the  Eastern  basis  of  a  strict  idiom,  even  if  extended  over 
sixteen  beats,  renders  any  development  of  a  free  idiom 
in  melody  virtually  impossible.     Upon  such  a  basis  what 


192     THE   EVOLUTION  OF  MUSICAL  FORM 

arises  is  not  a  melody  in  the  sense  of  idiomatic  treatment, 
but  a  promiscuous  time-outline,  a  sort  of  time-discant 
upon  the  tala,  neither  strongly  accenting  nor  contra- 
dicting it,  and  which  may  exist  independently  of  any 
tala  at  all.  This  is  exactly  the  constitution  of  the  raga, 
apart  from  its  special  tonalitive  characteristics.  It  is 
an  unbarred  tone-movement  of  rambling  time-outline, 
lacking  a  definite  phrase,  and  wholly  irregular  in  its 
stanza- form.  It  has  been  shown  that  all  that  is  needed 
to  turn  a  raga  into  a  melody  is  to  unite  it  with  a  tala 
and  sing  it  to  words.  Language  brings  phrase-form, 
the  tala  enforces  the  needful  reiteration  and  thus  re- 
mains master  of  the  situation,  having  practically  the 
melody  for  its  accompaniment.  A  very  complex  tala 
may  influence  the  melodic  outline  to  the  complete  loss 
of  its  independence.  It  falls  in  then  with  the  tala, 
repeating  its  time-outline  in  each  bar.  Nevertheless 
the  raga  makes  its  influence  felt  in  the  lengthening 
out  of  the  bar,  whereby  the  phrase  and  the  bar  are 
brought  to  synchronise,  a  long  note  serving  to  indicate 
the  close  of  both.  In  this  way  an  attenuated  form  of 
tala-unit  may  appear,  such  as  in  Slathatritdlee,  which 
must  give  greater  independence  to  the  melody  than 
the  more  concise  units.  And  once  the  melodic  outline 
begins  to  predominate  over  the  tala  it  acquires  a  more 
rhythmic  character,  the  raga-type  vanishes,  and  a 
slow  process  sets  in  of  approximation  towards  the 
European  style  of  melody.  Gradually  the  tala  sinks 
to  the  level  of  a  time-accompaniment,  and  the  melody, 
freed  from  its  restraint,  assumes  an  accentual  and 
idiomatic    outline.      When   this   process   has    gone    far 


THE   TALA   OF   THE    EAST  193 

enough,  there  remains  nothing  but  Eastern  tonality 
to  distinguish  it  from  Western  melody.  The  tala-bar 
has  given  place  to  the  accentual-bar  required  by  idio- 
matic development,  the  phrase  loses  its  connection  with 
the  bar  and  becomes  a  free  unit  as  in  European  music. 
Most  of  what  are  called  Eastern  melodies  when  written 
down  by  Europeans  are  of  this  nature.  How  far  they 
actually  represent  the  present  music  of  the  East,  how 
long  such  a  process  of  melodic  development  has  been 
in  existence,  and  again  how  far  it  may  be  due  to 
Western  influence,  these  are  questions  that  can  be 
answered  only  by  those  who  have  lived  long  in  the 
East  and  have  deeply  studied  its  music. 


N 


CHAPTER   VI 
IMITATION 

General  charactei'  of  counterpoint — Origin  of  imitation — The  round — The 
canon — Evolution  of  the  rhythmic  unit  of  imitation — An  effect  of  time- 
outline — Two  contrapuntal  styles— Organ  counterpoint  conditioned  by 
the  instrument — The  style  of  Bach — Lingual  character  of  round  and 
early  part-songs  producing  phrase  and  stanza — The  madrigal — Causes 
of  the  strictness  of  counterpoint. 

A  SINGULAR  contrast  to  the  precise  reiterations  of  the 
tala  is  afforded  by  the  mediaeval  art  of  the  West. 
Though  this  art,  as  has  been  shown,  owes  its  origin 
on  the  pitch-side  to  Asiatic  tonahty,  no  trace  of  the 
Eastern  time-system  is  to  be  found  in  it.  The  funda- 
mental character  of  this  ecclesiastical  art  is  its  lack  of 
reiteration  in  general,  and  of  time  units  in  particular. 
Of  strict  units  of  recurrence  only  the  time-beat  exists 
in  it,  there  being  no  accentual  grouping  into  the  bar, 
and  of  the  free  units  none  whatever  can  be  found. 
Time-figure,  pitch-figure,  phrase,  stanza,  all  are  missing. 
Hence  the  unrhythmic  character  of  early  counter- 
point,  the  lack   both   of  unity  and   of  contrast. 

The  time-outline  of  this  art  presents  irregular 
and  continually  varying  conditions  in  the  values. 
The  object  of  the  composer  seemed  to  be  to  avoid 
all  similarity  in  this  respect,  whether  between  the 
different  voices  at  any  given  point  or  in  the  con- 
secutive arrangement  of  one  voice-part.  The  long 
notes    that    look    as    if  they  were  syncopated   are  due 


IMITATION  195 

to  this  cause.  It  is  evident  that  mere  variety  in 
itself  does  not  provide  contrast.  This  can  only  be 
obtained  when  art  is  built  upon  a  basis  of  unity.  In 
other  words,  to  realise  the  free,  we  must  first  have 
the  strict  form,  to  make  the  initial  definite  impression, 
without  which  no  contrast  can  follow.  Unity  in  time- 
outline  is  obtained,  not  by  a  promiscuous  mixing  of 
values,  but  by  recurrence  of  a  selected  arrangement, 
i.e.  a  fissure. 

But  since  the  idiom  is  an  instrumental  rather  than 
a  vocal  usage,  in  a  very  primitive  stage  of  music,  there 
appears  what  is  generally  known  as  the  principle  of 
imitation,  by  which  is  meant  that  one  voice  will  follow 
another  in  singing  the  same  phrase,  the  second  be- 
ginning later  and  imitating  the  first.  Several  voices 
may  be  thus  employed,  and  when  these  voice-parts 
make  harmony  in  their  imitation,  a  primitive  musical 
type  is  produced  known  as  the  round.  It  is  recorded 
of  the  Hottentots,  by  Kolbe,  a  German  traveller 
of  the  early  eighteenth  century,  that  they  sang  the 
notes  of  the  major  triad  from  one  octave  down  to 
the  next,  one  voice  after  the  other,  each  beginning 
the  phrase  when  the  former  had  reached  the  second 
or  third  tone.  The  voices  in  combination  repre- 
sented one  chord  continually  sounding,  while  each 
voice  imitated,  that  is,  followed  after  the  one  before 
it.  This  is  the  constitution  of  the  round,  or  catch.  It 
has  all  the  monotony  of  primitive  song,  maintaining 
exact  repetition  with  only  the  variety  of  the  colour- 
distribution  of  the  voices.  When  this  kind  of  singing 
had  become  familiar  with  a  single  chord,  it  must  have 


196     THE   EVOLUTION  OF  MUSICAL  FORM 

been  easy  to  add  another  and  so  get  the  assistance 
of  the  natural  alternation  that  exists  between  tonic 
and  dominant.  Then  a  verbal  phrase  became  possible, 
which  wound  its  way  easily  enough  between  these 
harmonies,  the  close  of  each  phrase  always  coinciding 
with  the  second  chord,  whether  it  required  one  or 
more  alternations.  Each  voice  took  up  the  reitera- 
tion of  words  as  well  as  notes,  and  an  amusing 
effect  was  often  produced.  Since  nearly  all  the 
notes  of  the  diatonic  scale  are  available  between  these 
two  chords,  there  was  a  fair  field  for  melody,  which 
formed  probably  the  chief  attraction  to  the  singers, 
the  harmonies  involved  being  felt  merely  as  a  back- 
ground. The  round  grew  to  the  length  of  a  stanza, 
and  as  each  voice  came  to  the  close  of  the  stanza  it 
started  again  at  the  beginning  with  the  same  words 
and  tune.  Many  old  melodies  show  this  habit  of  alter- 
nating between  tonic  and  dominant  or  tonic  and  super- 
tonic  harmonies,  each  syntonic  or  atonic  tone  occurring 
on  a  strict  accent,  and  frequently  with  passing-notes 
between.  This  is  a  habit  undoubtedly  traceable  to 
round-singing,  which  was  common  in  England,  probably 
from  the  time  of  the  Saxon  invasion,  if  not  before  it.^ 

The  Welsh  had  a  kind  of  part-song  called 
"  nghanon,"  mentioned  by  Aneurin  in  his  poem  of 
the  months,  said  to  be  of  the  sixth  century : — 

"  In  September  comes  the  metrical  nghanon." 

Whether  or  not  this  song  was  in  the  style  of  the 
round  does  not  appear,  but  it  shows  unmistakably  the 

^  See  Appendix,  Section  I. 


IMITATION  197 

derivation  of  the  word    "canon,"  which  was  originally 
similar  to  the  round. 

To  the  natural  kind  of  choral  singing  practised 
in  England  and  Wales  in  the  twelfth  century,  Gerald 
Barry  (Giraldus  Cambrensis,  Descriptio  Cambrice) 
bears    witness    as    follows  : — 

"  The  Britons  do  not  sing  in  unison,  like  the 
inhabitants  of  other  countries  ;  but  in  many  different 
parts.  So  that  when  a  company  of  singers  among 
the  common  people  meets  to  sing,  as  is  usual  in  this 
country,  as  many  different  parts  are  heard  as  there 
are  performers,  who  all  at  length  unite  in  consonance, 
under  the  softness  of  Bb.  In  the  northern  parts  of 
Great  Britain  beyond  the  Humber,  on  the  borders 
of  Yorkshire,  the  inhabitants  use  the  same  kind  of 
symphonious  harmony  ;  except  that  they  only  sing  in 
two  parts,  the  one  murmuring  in  the  bass,  and  the 
other  warbling  in  the  acute  or  treble.  Nor  do  these 
two  nations  practise  this  kind  of  singing  so  much 
by  art  as  habit,  which  has  rendered  it  so  natural  to 
them,  that  neither  in  Wales,  where  they  sing  in 
many  parts,  nor  in  the  North  of  England,  where 
they  sing  in  two  parts,  is  a  simple  {i.e.  single)  melody 
ever  well  sung.  And,  what  is  still  more  wonderful, 
their  children,  as  soon  as  they  attempt  using  their 
voices,  sing  in  the  same  manner."  The  words  "as 
many  different  parts  as  there  are  performers "  are 
very    suggestive    of  round-singing. 

Imitation  is  commonly  supposed  to  be  a  special 
prerogative  of  counterpoint ;  that  this  practice,  how- 
ever,  was  not   indigenous  to   it,   but  like  all   that   went 


198     THE  EVOLUTION  OF  MUSICAL  FORM 

to  make  of  counterpoint  a  fine  art  was  acquired  in 
the  first  instance  from  rhythmitonal  music,  is  proved 
by  the  two  facts  that  imitation  is  found  in  primitive 
song,  and  is  not  found  in  the  earliest  music  of  the 
Church.  It  is  actually  recorded  that  the  monks 
of  Anglo-Saxon  days  were  censzired  for  "  breaking 
up  and  dividing  their  song  by  a  method  of  figurate 
descant,  in  which  the  various  voices,  following  one 
another,  were  perpetually  repeating  different  words 
at  the  same  time."^  This  can  be  nothing  else  than 
round-singing,  and  it  appears  to  have  been  a  popular 
and  unauthorised  custom  of  vocal  entertainment  in 
which  the  monks,  being  human,  had  ventured  to  join. 
That  they  continued  to  indulge  in  it,  despite  the 
authorities,  seems  likely  from  the  famous  round  of 
the  Reading  MS.  already  referred  to,  which  is  clearly 
a  popular  and  not  an  ecclesiastical  composition.  But 
from  the  existence  of  a  curious  pun  upon  the  words 
round  and  canon  in  this  very  MS.,  it  would  appear 
that  a  distinction  was  then  recognised  between  them 
— in  short,  that  the  canon  had  already  found  shelter 
under  the  roof  of  the  Church. 

The  canon  in  unison  (when  each  voice  repeats 
the  notes  at  the  same  pitch)  is  indistinguishable  from 
the  round  if  a  popular  tune  be  employed,  but  a  canon 
of  contrapuntal  voice-parts  proceeding,  not  by  har- 
monic instinct,  but  by  the  science  of  intervals,  is  a 
very  different  matter.  All  tonalitive  balance  and 
phrase-form  at  once  vanish,  and  it  becomes  just  as 
easy    to    make    the    parts    repeat   at    another  pitch,    at 

^  See  "  Musical  Association,"  vol.  viii.  p.  95. 


IMITATION  199 

a  fifth  higher  or  lower,  or  at  any  other  interval,  the 
contrapuntal  formula  having  taken  the  place  of  natural 
harmonic  feeling.  In  this  sense  the  canon  is  an 
entirely  different  composition  from  the  round,  contra- 
puntal instead  of  rhythmitonal,  retaining  only  the 
principle  of  imitation  for  its  basis.  It  is  further 
noteworthy  that  imitation  in  ecclesiastical  music  was 
confined  for  centuries  to  the  canon  in  two  or  more 
parts,  and  that  when  the  idea  began  to  filter  through 
into  the  ordinary  contrapuntal  usage,  for  a  long 
period  it  was  commonly  used  only  for  the  starting 
of  each  voice  one  after  the  other,  the  parts  directly 
afterwards  meandering  off  in  the  usual  promiscuous 
manner  without  further  reference  to  the  imitated 
figure  of  the  opening.  By  this  means,  however,  the 
idea  arose  of  imitation  of  units  instead  of  imitation  of 
the  complete  vocal  part  from  first  note  to  last,  and 
this  proved  the  regeneration  of  counterpoint  in  the 
seventeenth  and  eighteenth  centuries. 

Imitation  is  a  rhythmic  principle,  since  it  consists 
in  repetition  more  or  less  exact,  but  compared  with 
the  clear  reiterations  of  the  idiom,  it  is  a  weaker  be- 
cause indirect  and  somewhat  disguised  rhythmic  effect. 
In  combination  with  time-idiom  it  may  prove  a  valuable 
asset,  but  used  in  this  manner  it  must  be  the  imitation 
of  a  figure  or  at  the  most  of  a  phrase-outline,  and  not 
of  any  larger  unit.  The  smaller  the  unit,  the  more 
easily  it  will  be  recognised,  the  more  frequent  is  likely 
to  be  the  repetition,  and  the  freer  will  be  the  tone- 
movement.  Thus  the  unrhythmic  canon,  which  has 
lost  the  vocal  phrase  and  stanza  of  the  round  without 


200     THE   EVOLUTION  OF  MUSICAL  FORM 

acquiring  the  rhythmic  figure  of  instrumental  idiom, 
begins  to  be  merged  into  the  fugue  (originally  only 
another  name  for  the  canon),  where  repetition  of  a 
subject  (a  prolonged  phrase-outline)  provides  a  unit 
of  imitation.  This  is  less  unrhythmic  than  continuous 
imitation,  and  when  the  consummator  of  the  fugue 
arrives  in  the  person  of  Sebastian  Bach  the  time- 
outline  of  the  subject  grows  into  a  well-knit  unit  that 
admits  of  easy  recognition  by  the  ear.  Moreover,  in 
a  few  instances,  the  subject  is  actually  broken  up  into 
_figuresj  upon  which  the  whole  fugue  is  imitatively 
worked  out,  the  complete  subject  seldom  recurring 
after  it  has  been  once  stated  by  each  voice  in  the 
exposition.  Beyond  this  point  imitation  could  no 
farther  go,  having  practically  reached  the  stage  where 
it  merges  into  the  time-idiom  ;  the  only  difference 
being  in  the  passage  of  the  figure  from  part  to  part 
instead  of  reiteration  in  one  part.  The  normal  fugue, 
however,  does  not  indulge  in  figure  imitation,  but 
is  founded  upon,  and  for  the  most  part  limited  to, 
imitation    of   phrase-outline. 

Imitation  has  been  hitherto  regarded  as  a  move- 
ment in  pitch,  but  when  founded  upon  pitch-outline 
only  it  is  a  mere  futility  from  the  rhythmic  standpoint. 
It  has  already  been  shown  that  for  sequence  or  any 
kind  of  pitch-idiom  to  be  effective  it  must  be  isolated 
in  equal  values.  Plt_ch-imitation  is  decidedly  less  easy 
to  grasp  than  pitch-idiom,  because  the  ear  has  to  carry 
the  unit  from  one  part  to  another.  When,  therefore, 
we  find  this  obscurer  use  of  pitch-reiteration  not  even 
combined  with  equal  values,  but  existing  in  a  promis- 


IMITATION  20I 

cuous  time-outline,  it  can  have  no  possible  rhythmic 
effect,  and  merely  produces  a  sense  of  general  pitch- 
similarity  or  absence  of  contrast  if  sufficiently  worked 
out  to  have  any  effect  at  all.  The  rhythmic  effect  of 
pitch-outline  came  into  counterpoint  through  the  more 
obvious  channels  of  sequence  and  tonality.  But 
rhythmic  effects  of  time-outline  entered  in  by  means 
of  time-imitation,  which  is  what  one  would  naturally 
expect  to  find  in  vocal  art,  and  hence  the  gradual 
shortening  of  the  unit  of  recurrence  from  a  whole 
piece  to  a  phrase-outline  or  even  a  figure.  This  was 
the  slow  leavening  of  counterpoint  by  the  rhythmic 
instinct. 

We  are  apt  to  refer  to  the  contrapuntal  style  as  if 
it  had  been  always  one  and  the  same,  but  there  are 
in  truth  two  modes  of  counterpoint,  which  tend  to 
merge  into  one  another  though  their  extremes  are 
distinct;  the  one_ is  vocal,  the  other  an  organ  style. 
It  is  the  latter  that  contains  the  bulk  of  the  familiar 
features  of  imitation  and  pitch-idiom  which  we  asso- 
ciate with  the  term  counterpoint.  This  is  not  an 
abstract  conception,  but  a  style  called  mainly  into  being 
by  an  instrument.  It  is  not  too  much  to  say  that, 
lacking  the  organ,  this  particular  development  of  coun- 
terpoint would  never  have  come  into  existence,  so  pre- 
cisely does  the  style  fit  the  instrument.  Its  subsequent 
transfer  to  choral  music  has  somewhat  obscured  the 
issue,  but  a  study  of  Bach's  vocal  part  -  writing  side 
by  side  with  Palestrina's,  and  Beethoven's  in  the  Missa 
Sole??mis,  will  show  the  differences  between  the  true 
vocal  style  and  the  transferred  organ  one.     The  former 


202     THE  EVOLUTION  OF  MUSICAL  FORM 

has  none  of  the  extreme  rapidity  of  movement  which 
is  suitable  to  the  organ  but  not  so  to  a  choir ;  it  culti- 
vates harmonic  rather  than  imitative  effects,  which  are 
reserved  chiefly  for  initial  phrases  ;  in  short,  it  is  the 
style  best  suited  to  the  choir,  and  the  other  is  the 
style  best  suited  to  the  organ/ 

Imitation,  to  be  continuously  effective,  demands 
balance  of  tone  between  the  various  factors.  Its 
employment  in  the  orchestra  on  contrasting  instru- 
ments is  useful  for  brins^ino^  out  isolated  fragments 
of  melody,  and  is  melodic  rather  than  contrapuntal. 
Where  the  actual  texture  of  the  music  consists  of 
contrapuntal  imitation,  a  homogeneous  and  continuous 
quality  of  tone  is  to  be  desired.  The  two  things  that 
specially  characterise  organ-tone,  and,  therefore,  have 
conditioned  the  music  written  for  it,  are  continuity  and 
homogeneity.  Exceptional  continuity  the  organ  has 
always  had  since  keyboards  became  responsive  to  a 
touch  of  the  finger  instead  of  a  blow  of  the  fist,  and 
its  homogeneity  was  even  greater  at  the  time  of  Bach 
than  at  present.  It  is  idle  to  conjecture  what  use 
Bach  might  have  made  of  the  present  heterogeneous 
collection  of  orchestral  stops,  because  they  must  have 
been  useless  to  the  contrapuntal  style  ;  and  had  Bach 
written  in  the  rhythmitonal  manner,  his  works  would 
have  been  planned  not  for  the  organ,  but  for  the 
orchestra.  The  orchestral  stops  are  there  for  the 
purpose   of  orchestral   imitation,   and  all  the  improved 

^  ''The  body  of  (vocal)  sound  used  in  performing  Bach's  church  music  is 
regarded  as  a  vast  organ,  of  which  the  stops  are  more  refined  and  flexible 
and  have  the  individuality  of  speech."     (Spitta,  "  Life  of  Bach.") 


IMITATION  203 

facilities  for  registering  point  in  the  same  direction. 
The  organ  has  taken  to  itself  orchestral  colour,  and 
has  found  means  for  the  application  of  it ;  part  of  the 
instrument  admits  of  a  gradual  crescendo  ;  ^  in  other 
respects  it  is  the  organ  of  Bach.  Even  its  additions 
do  not  greatly  detract  from  its  homogeneity,  for  organ- 
tone  is  still  too  apparent  for  any  trained  ear  to  be 
deceived  into  mistaking  a  stop  for  an  orchestral  instru- 
ment. If  a  solo  is  played,  the  accompaniment,  though 
varying  in  colour  and  force,  is  of  exactly  the  same 
character  as  the  solo,  bearing  not  the  slightest  resem- 
blance to  a  wind  instrument  accompanied  by  the  strings. 
This  is  mainly  because  there  can  be  no  difference  of 
attack  and  no  accent  upon  the  organ  ;  the  diversities 
of  the  orchestra  lead  naturally  to  divers  uses  of 
time-outline  ;  on  the  organ  there  is  but  one  generally 
suitable,  that  of  equal  outline.  The  time-figure  may 
appear  occasionally,  but  it  takes  a  very  subordi- 
nate place.  The  parts  are  all  on  an  exactly  equal 
footing,  and  therefore  afford  unrivalled  opportunities 
for  imitation.  Effects  of  time  being  of  necessity  in 
the  background,  those  of  pitch  take  their  place,  and 
in  Bach's  organ  music  is  found  the  apotheosis  of 
sustained  pitch  -  idiom  and  imitation.  This  is  the 
essential  technique  upon  which  the  fugue  and  its 
kindred  types  are  built.  Bach  is  to  be  regarded  as 
the  consummator  of  contrapuntal  art,  into  which  he 
introduced  on  the  pitch-side  somewhat  of  the  license 
of  a  descanter,^  and  on   the  time-side   the  freedom   of 

'  Mr.  Hope-Jones'  latest  organ  is  entirely  enclosed  in  swell-cases. 
^  Hence  students  entering  for  examinations  are  advised  not  to  study 
Bach  ! 


204     THE  EVOLUTION  OF  MUSICAL  FORM 

the  rhythmist  ;  but  he  is  more  than  this,  he  is  also 
the  daring  experimenter  in  idiomatic  outline,  although 
its  most  striking  development  was  necessarily  closed 
to  him  by  reason  of  his  contrapuntal  habits  of  mind. 
Taking  his  work  as  a  whole,  nothing  shows  Bach's 
artistic  greatness  more  than  the  fact  that  he  limited 
his  musical  utterance  to  types  of  form  which  were 
absolutely  in  harmony  with  the  style  of  which  he  was 
master.  A  lesser  man  would  have  failed  in  Bach's 
complete  mastery  of  counterpoint  for  the  purposes  of 
utterance,  and  might  have  wasted  himself  upon  fruitless 
rhythmitonal  experiment.  The  result  would  have  been 
the  mongrel  style  only  too  common  in  music.  It  is  the 
highest  genius  alone  who  can  be  called  thoroughbred. 

It  is  noteworthy  that  the  original  practice  of 
imitation  in  the  primitive  round  has  come  down  to  us 
virtually  unaltered,  except  in  the  addition  of  further 
chords  and  in  the  lengthening  out  of  its  phrase  and 
stanza.  It  remains  still  the  only  use  of  imitation 
that  can  be  described  as  linofual  as  well  as  vocal. 
The  words  en  i/msse  are  a  nonsense  effect,  but  each 
single  part  makes  sense  without  the  repetitions  and 
elongations  of  syllables  dear  to  counterpoint.  The 
words  are  considered  to  be  of  importance,,  and  are 
indeed  an  essential  feature  of  the  type,  and  out  of 
the  syllabic  character  of  the  word-phrase  springs  the 
musical  time-outline.  It  is  this  lingual  character  that 
has  given  the  round  its  popularity,  and  also  confined 
it  within  its  present  limits. 

In  the  case  of  vocal  counterpoint,  though  words 
are  sung  it  is  clear  that  the  essential  forms  of  language, 


IMITATION  205 

and  therefore  for  the  most  part  its  sense  also,  are  dis- 
regarded. There  is  neither  phrase  nor  stanza,  for 
though  what  may  be  called  a  cadence  articulation  does 
take  place  occasionally  at  long  and  uncertain  intervals 
(sometimes  of  over  twenty  bars !),  it  is  only  a  pause 
in  the  proceedings,  and  has  nothing  whatever  to  do 
with  the  nature  of  the  words  employed  nor  with  any 
point  or  direction  of  the  tonality  of  the  music.  It  is 
simply  a  casual  cadence  without  any  thought  of  phrase. 
This  vagueness  of  construction  characterises  all  the 
church-music  of  the  period,  and  but  little  difference  is 
to  be  found  between  the  various  ecclesiastical  types. 
When  contrapuntal  elaboration  threatened  to  override 
all  bounds  of  lingual  decency  and  order  the  Church 
protested,  and  even  strove  to  abolish  music  from  its 
ritual.  The  nature  of  the  reforms  effected  by  Palestrina 
consisted  mainly  in  the  restoration  of  some  measure  of 
sense  to  the  language  employed  in  the  church-music. 

In  secular  music,  where  the  Latin  of  the  Church 
was  superseded  by  attractive  poetic  forms  of  the 
vernacular,  the  desire  to  give  expression  to  the  words 
necessarily  introduced  some  measure  of  phrase-form 
and  stanza.  And  in  proportion  as  phrase-form  began 
to  come  in  to  the  froitola,  canzonetta,  villanello, 
and  balletto,  the  popular  Italian  part-songs  of  the 
sixteenth  century,  counterpoint  began  to  go  out,  the 
two  being  mutually  destructive.  It  is  clear  that 
if  words  are  being  promiscuously  repeated  among  a 
number  of  voices  at  the  same  time,  all  moving  inde- 
pendently, that  no  possible  effect  of  poetry,  let  alone 
mere  sense,  can  be  produced.     When  the  poetic  phrase 


2o6     THE   EVOLUTION  OF  MUSICAL  FORM 

began  to  predominate  it  compelled  the  voices  to  move 
in    blocks    from    chord    to    chord,    and    the    part-song 
became   only   distinguishable   from    its  modern   equiva- 
lent by  the  nature  of  the  cadences,  which  moved  within 
the    vague    inflections    of   the    modes    rather    than    in 
the   definite   rhythm   of  the    key.      The   poetic   phrase 
invaded    the    whole    of   secular    vocal    music,    not    ex- 
cluding   the    cultured    madrigal,    which    had    originally 
differed  but  little   from  the  ecclesiastical  motett.     Per- 
haps   the    greatest   charm    of   the   madrigal    is    that    it 
holds   a    delicate    and    ever  -  varying    balance    between 
counterpoint  on  the  one  hand  and  an  articulate  phrase- 
form  on  the  other.     Without  being  very  strongly  imita- 
tive there  are  some   madrigals  that  are   purely  contra- 
puntal,   and    also    a    few    that    are    merely    part-songs, 
but    the    majority    exhibit    every    shade    of    difference 
between   these  extremes   in   perfectly  artistic   combina- 
tion.     While   phrase-form    is  sufficiently  suggested   to 
give    effect    to    the    words    (usually    of    a    pastoral    or 
amorous  character)  the  supreme   beauty  of  vocal   tone 
is  never  sacrificed.     For  the  strength  of  vocal  counter- 
point,   whether    imitative    or    promiscuous,    lies    in    its 
being  a  non-lingual  style.       It  employs   the  voice   for 
its  tone  only  as  if  it  were  an  instrument,  using  words 
as   mere  vocalisation,  and  developing   its   musical   out- 
lines unhampered   by  language.       It  is  this  that  made 
the   contrapuntal  art  of  the  sixteenth   century  a  thing 
of  beauty,  though  never  a  strong  emotional  utterance, 
for    that    can    only    be   achieved    by   the    instrumental 
idiom.     The  early  instruments  of  the  orchestra,  domi- 
nated   as    they    were    by    the    vocal    style,    demanded 


IMITATION  207 

music  that  led  inevitably  in  the  direction  of  idiomatic 
development,  and  ultimately  to  its  domination. 

That  counterpoint  remained  for  the  most  part  a 
strict  and  unemotional  style,  except  when  vitalised  by 
a  great  genius,  is  due  to  the  fact  that  in  the  first  place, 
as  already  observed,  vocal  usage  is  naturally  stiffer  than 
instrumental,  and  that  when  counterpoint  ceased  to  be 
purely  vocal  it  developed  its  technique  on  the  lines  of 
the  least  expressive  of  musical  instruments.  Added 
to  this  were  the  stereotyping  influences  of  tradition,  a 
tradition  that  has  perpetually  mistaken  the  means  for 
the  end,  and  delighted  in  mere  feats  of  technical  in- 
genuity  which  are  regarded  as  the  aim  and  end  of 
music.  To  such  performances  the  art  of  counterpoint 
opened  a  wide  playground,  which  proved  in  the  earlier 
stages  its  weakness,  and  in  the  end  its  destruction. 


CHAPTER   VII 

LANGUAGE   AND   MUSIC 

The  lingual  period  of  musical  evolution— The  time-character  of  language 
compared  with  that  of  music — Word-songs  and  dance-songs — Inability 
of  language  to  develop  true  musical  form — Recitative — Phrase-form 
in  music  and  language — Relation  of  the  sense  of  words  to  musical  form 
— Difificulties  of  the  combination — Music  an  essentially  non-lingual  art. 

The  influence  of  language  on  the  evolution  of  musical 
form  is  a  subject  that  no  student  of  the  art  can  afford 
to  ignore.  Music  is  vocal  as  well  as  instrumental,  and 
vocal  music  implies  words.  When  once  the  primitive 
stage  is  past,  in  which  words  are  mostly  meaningless 
and  exist  only  for  the  purpose  of  vocalisation,  the  art 
of  poetry  begins  to  exert  a  powerful  influence  upon 
musical  form.  It  is  natural  that  vocal  music  should 
have  the  start  of  instrumental,  because  it  is  obviously 
easier  to  sing  than  to  invent  an  instrument.  In  the 
one  case  the  means  of  tone-production  lie  ready  to  hand, 
in  the  other  a  long  phase  of  evolution  is  necessary  to 
produce  the  means  whereby  an  art  may  exist.  Yet 
because  of  the  inevitable  introduction  of  language  into 
vocal  usage,  the  true  independent  art  of  music  is  instru- 
mental, and,  though  late  in  its  arrival,  contains  within 
itself  both  the  essentials  of  the  present  and  the  seeds 
of  the  future.  These  elements  existed  in  primitive  art 
before  the  ascendency  of  language  had  begun,  and 
remained  for  the  most  part  in  abeyance  during  what 

208 


LANGUAGE    AND    MUSIC  209 

may  be  termed  the  lingLuil  period  of  musical  develop- 
ment. It  can  readily  be  shown  that  language  is  opposed 
to  the  essential  idiom  of  music. 

Although  innocent  of  bars  and  time-beats,  to  a 
certain  limited  extent  it  may  be  said  that  each  lan- 
guage produces  a  musical  time-character  of  its  own.  It 
is  evident  that  the  syllabic  formation  is  an  irregular 
kind  of  time-outline,  and  must  influence  to  some  extent 
this  outline  in  vocal  music.  At  the  same  time,  the 
sound-side  of  language  rarely  forms  effective  musical 
figures  such  as  are  natural  to  an  instrument,  and 
there  exists  no  definite  syllabic  repetition  (other  than 
the  equality  of  poetic  feet),  such  as  is  made  by  the 
reiteration  of  the  time-figure  in  music  ;  syllabic  outline 
is  vague  and  irregular  compared  with  musical  pre- 
cision, having  no  foundation  of  strict  rhythm,  and  is 
therefore  destructive  of  the  time-idiom  of  music. 
Accordingly  we  find  that  in  vocal  music  an  equal 
time-outline  frequently  prevails,  or,  if  figures  are  found, 
the  outline  generally  lacks  the  close  reiteration  of  the 
figure  necessary  to  its  recognition  as  an  idiom.  It  will 
be  found  throughout  the  whole  of  musical  evolution 
that  it  is  the  rhythmic  feeling  associated  with  the 
dance  in  instrumental  usage  that  develops  a  strong 
time-outline,  and  therefore  an  idiomatic  style.  Tunes 
based  upon  a  recurring  time-figure  do  not  owe  that 
figure  to  any  verbal  suggestion,  but  to  unconscious 
rhythmical  instinct.  The  figure  is  repeated,  not  be- 
cause it  fits  the  words,  but  because  it  is  a  law  of 
nature  that  the  figure  shall  repeat  itself.  When 
language  replaces  the  dance,  vocal  music  departs  upon 


2IO     THE   EVOLUTION  OF  MUSICAL  FORM 

a  line  of  its  own,  developing  lingual  outline,  until 
instruments  begin  to  make  their  influence  felt  in  the 
evolution  of  the  art.  In  European  folk-music  we  find 
all  stages  of  the  transition  from  voice  to  instrument. 
Instruments  are  still  of  limited  scope,  and  there  are 
dance-songs^  as  well  as  word-songs.  It  is  not  possible 
nor  desirable  to  attempt  a  definite  classification,  for 
the  two  styles  merge  naturally  into  one  another ;  but 
it  may  be  taken  as  a  general  distinction  that  the  tunes 
of  clear  time-idiom  are  dance-songs,  and  those  of 
equal  outline,  with  or  without  figure  variation,  are  the 
word-songs.  It  may  be  said  that,  as  regards  the  time- 
idiom  of  instrumental  music,  the  influence  of  language 
is  practically  non-existent ;  and  where  language  has 
had  a  hand  in  the  making  of  vocal  time-outline,  the 
result  is  sometimes  a  freer  phrase,  but  a  still  further 
stiffening  of  the  naturally  strict  time-outline. 

The  connection  of  language  with  phrase-form  in 
music  is  a  very  much  more  vital  matter,  for,  as  has 
already  been  shown,  the  phrase  is  common  to  both. 
But  what  is  here  peculiar  to  music  is  the  circling 
rhythm  which  assists  to  articulate  the  phrase-form,  and 
this  has  no  parallel  in  language,  nor  is  there  any  form 
of  poetry  which  can  of  itself  develop  tonality  in  music. 

A  striking  example  of  the  helplessness  of  language 
in  this  respect  is  afforded  by  the  nature  of  the  would-be 
dramatic  efforts  to  produce  an  artistic  combination  of 
music  and  poetry  by  the  inventors  of  opera  in  Italy  at 
the  beginning  of  the  seventeenth  century.  It  is  true, 
of  course,  that  any  form  of  art  must  grow,  and  is  not 

^  Songs  used  in  dancing,  to  which  words  form  a  mere  accompaniment. 


LANGUAGE    AND    MUSIC  211 

made  all  at  once  by  a  few  enthusiasts  bent  upon  a  new- 
contrivance  ;  but  if  these  composers  had  li^^hted  upon 
a  true  evolutionary  basis  of  development,  their  work 
would  have  achieved  success  on  its  own  lines  sooner 
or  later.  The  rhythmic  motive  power  lay  ready  to 
hand  in  the  music  of  the  people,  but  ignoring  this,  Peri 
and  his  followers,  led  astray  by  false  analogies  with 
Greek  drama  as  to  the  relations  of  music  and  poetry, 
sought  in  effect  to  make  the  cart  draw  the  horse. 
Rightly  rejecting  counterpoint  as  unsuited  to  their  pur- 
pose, they  found  little  but  chaos  left.  In  the  music 
of  culture  there  was  neither  idiom  nor  any  circling 
rhythm  on  which  to  build,  but  only  the  articulations 
of  unrelated  modal  cadences.  Language  came  in  and 
prescribed  the  outlines  of  the  phrase-form,  but  circling 
rhythm  was  conspicuous  by  its  absence,  the  essentials 
of  melody  were  missing,  and  the  result  was  that  most 
dreary  of  all  hybrids — recitative.  Recitative,  accom- 
panied after  the  manner  of  a  hymn  tune  that  has  lost  its 
way,  and  this  not  as  a  link  to  bind  together  more  inte- 
resting elements,  but  as  the  actual  stuff  of  music !  Had 
it  not  been  for  the  later  introduction  of  some  essential 
musical  elements — by  Monteverde  of  orchestration,  by 
Cesti  and  Stradella  of  melodic  interest — it  is  unlikely 
that  we  should  ever  have  heard  of  this  curious  attempt 
at  musical  form.  Its  value  to  posterity  lies  in  its  clear 
illustration  of  the  fact  that  language  (and  this  the  most 
musical  of  all  languages),  having  here  a  free  hand  and 
an  unprecedented  chance  in  the  making  of  music,  made 
nothing  but  an  impossible  kind  of  recitative. 

The   cadences   of  circling    rhythm   spring,   like   the 


212     THE   EVOLUTION  OF  MUSICAL  FORM 

idiom,  from  the  dance-song,  out  of  simple  alternation 
of  tonic  and  dominant.  When  there  are  but  two  or 
three  chords  to  be  used,  articulation  must  result  from 
the  reiteration  ;  and  where  words  are  sung,  the  phrases 
of  language  will  naturally  assist  to  define  what  they  are 
unable  to  create.  The  point  where  the  word-influence 
is  strongest  is  in  determining  the  length  of  the  phrase, 
and  consequently  the  position  of  the  cadences.  This 
influence  shows  itself  in  a  strong  tendency  to  stereo- 
type the  natural  free  articulations  of  music  into  fixed 
formulas  corresponding  to  those  of  language.  But 
everything  here  depends  upon  the  nature  of  the  poetic 
form  employed ;  a  free  irregular  outline  will  ally  itself 
naturally  enough  with  music,  but  equal  poetic  lines  tend 
to  produce  in  music  a  very  formal  effect,  because  the 
articulation  comes  at  regular  intervals.  On  the  other 
hand,  as  harmony  grows  and  more  chords  are  employed, 
and  the  general  feeling  for  balance  becomes  stronger,  in 
instrumental  music  less  and  less  articulation  is  required. 

Reasoning  from  the  analogy  of  language,  many 
writers  have  concluded  that  phrase-form,  which  is  there 
never  absent,  is  also  essential  to  music  ;  but  this  con- 
clusion cannot  be  maintained.  In  an  advanced  stage  of 
circling  rhythm,  articulation  is  unnecessary.  Phrases 
are  generally  found,  though  not  universally,  but  they 
tread  upon  each  other's  heels  so  that  a  new  phrase 
begins  in  another  part  on  or  before  the  termination  of 
the  former  one.  In  this  case  the  essential  purpose  of 
phrase-form,  which  is  articulation,  is  frustrated,  since 
there  is  here  no  break  in  the  continuity  ;  and  in  much 
instrumental    music    no    phrase-form    whatever   can    be 


LANGUAGE   AND    MUSIC  213 

found    to    exist,    because    the    character    of  the    music 
frequently  demands  an  unbroken  continuity. 

The  mistake  above  referred  to  has  arisen  from  sup- 
posing that  the  constitution  of  music  is  similar  to  that 
of  language,  whereas,  though  many  points  of  likeness 
do  exist  between  the  two,  the  fundamental  develop- 
ment of  music  is,  as  has  been  already  explained,  of  a 
different  nature.  And  the  nature  of  language  differs 
further  from  music  in  that  its  phrase-form  is,  compara- 
tively speaking,  of  a  uniform  character.  From  the 
actual  word-outline  apart  from  the  sense,  it  would  be 
impossible  to  judge  whether  an  idea  was  being  stated 
for  the  first  time  or  developed,  since  the  grammatical 
form  would  scarcely  vary,  and  the  sentence-construction 
would  necessarily  proceed  much  as  usual,  whatever  was 
being  said.  In  a  musical  score,  on  the  contrary,  a 
glance  is  sufficient  to  show  whether  statement  or  de- 
velopment of  an  idea  is  taking  place,  for  this  statement 
can  be  distinguished  from  development  by  the  nature 
of  the  actual  outline.  In  language  we  proceed  from 
sentence  to  sentence,  and  new  combinations  of  words 
are  incessantly  introduced,  demanding  the  articulation 
of  the  sentence  for  their  comprehension.  In  ad- 
vanced musical  form,  once  a  clear  statement  of  the 
principal  idea  or  ideas  is  made,  there  is  little  further 
necessity  for  articulation,  since  these  ideas  themselves 
form  the  actual  stuff  of  the  development  (which  consists 
in  a  perpetual  varying  of  the  original  statements),  and 
are  therefore  easily  recognised  without  being  formally 
marked  off  from  their  context.  The  idiom  is  here  all- 
important  ;  there   may  frequently   be  phrases  including 


214     THE  EVOLUTION  OF  MUSICAL  FORM 

more  than  one  figure,  but  in  the  great  orchestral  works 
of  music  a  definite  phrase-form  is  rarely  insisted  on  for 
long,  because  it  would  produce  a  halting  character,  and 
destroy  that  continuity  which  is  one  of  the  greatest 
charms  of  the  art.  The  practice  of  the  great  masters 
is  conclusive  in  this  respect.  The  clear-cut  marking 
off  of  the  original  statement  is  perhaps  nowhere  more 
remarkable  than  in  the  opening  of  Beethoven's  C  Minor 
Symphony  and  of  Wagner's  prelude  to  "  Tristan,"  while 
the  "  Parsifal "  prelude  contains  a  masterly  statement 
of  the  main  themes  of  the  drama,  each  one  distinctly 
articulated  by  pause  and  rest,  a  procedure  which  never 
occurs  again  after  the  development  of  these  themes  has 
commenced.  If  a  phrase-form  is  found,  that  phrase- 
form  is  of  the  freest.  The  strict  use  of  four-bar 
phrases  is  little  favoured  by  the  great  masters,  except 
in  the  "  statement,"  where  a  prompt  grasp  of  the 
rhythmic  matter  being  essential,  the  most  naturally 
obvious  method  is  used.  This  if  continued  would  become 
nauseatingly  obvious,  as  is  frequently  the  case  in  the 
works  of  lesser  composers.  But  all  the  great  rhythmic 
giants  of  music  have  given  prominence  to  time-idiom 
and  thrown  phrase-form  into  its  right  place  in  the  back- 
ground, with  just  the  amount  of  variation  that  will 
neither  confuse  nor  bore  the  listener.  This  variety  is 
endless  within  the  length  of  phrase  possible  for  the 
mind  to  grasp,  and  the  only  thing  avoided  is  unifor- 
mity. If  an  irregular  kind  of  time  is  used,  such  as  I, 
the  phrases  become  stricter  in  order  to  balance  it. 
Never  does  phrase-form  degenerate  into  the  aimless 
ramble  that  is  caused  by  lack  of  balance,  nor  the  rigidity 


LANGUAGE   AND   MUSIC  215 

due  to  want  of  rhythmic  initiative,  neither  does  it  betray 
the  self-consciousness  due  to  intentional  design.  It  is 
not  trying  to  avoid  being  stiff,  but  is  free  by  nature. 

It  is  obvious  that  such  freedom  cannot  possibly  exist 
in  vocal  music  where  the  poetic  phrase-form  is  pre- 
served. The  setting  to  music  of  an  even  word-phrasing, 
poetic  lines  of  equal  length  with  a  sense-pause  at  the 
end  of  each,  must  necessarily  produce  equal  phrase- 
form  in  music,  since  it  is  obvious  that  the  termination 
of  the  tone-phrase  must  coincide  with  that  of  the  word- 
phrase.  To  avoid  such  monotony,  irregular  poetic 
phrasing  should  be  sought.  The  poetry  best  suited 
in  this  respect  for  combination  with  music  is  either 
that  of  equal  lines  where  the  sense-pauses  occur  fre- 
quently in  the  course  of  the  line  instead  of  at  the  end 
of  it,  thus  creating  a  freer  use  of  phrase,  or  else 
where  the  line  itself  varies  constantly  in  length  and  the 
poetic  accents  fall  irregularly,  as  in  most  of  Wagner's 
poetry. 

So  far  we  have  considered  only  the  sound-side  of 
language,  but  its  sense-form  has  also  a  definite  relation 
to  time-idiom.  There  is,  unfortunately,  in  the  com- 
bination a  certain  opposition  between  sense  and  sound. 
Language  necessarily  conveys  its  main  impression,  which 
is  intellectual,  through  understanding,  its  secondary  one 
through  auditory  sense ;  music,  on  the  contrary,  is 
purely  emotional,  and  conveys  all  its  impressions  through 
the  ear.  Hence  language  when  sung  is  continually 
liable  to  the  reversal  of  its  normal  conditions  through 
the  influence  of  music,  and  once  the  sense  vanishes  it 
becomes  a    mere  sound-peg    for    musical   development. 


2i6    THE  EVOLUTION  OF  MUSICAL  FORM 

No  one  can  study  vocal  music  without  noticing  the 
senseless  manner  in  which  its  language  is  frequently 
employed.  It  is  possible  for  a  singer  to  have  no  intel- 
lectual conception  whatever  of  the  words  of  his  song, 
and  to  be  unable  to  arrive  at  their  sense,  unless  he 
consider  them  apart  from  the  music.  So  strong  is  this 
natural  tendency,  that  if  it  be  desired  to  enforce  the 
sense  of  words  in  music,  while  giving  the  voice  the 
chief  melodic  interest,  song-music  must  be  barred  ac- 
cording to  the  natural  accents  of  the  poetry.  Each 
sense-accent  in  the  poetic  line  has  to  form  the  be- 
ginning of  the  bar,  and  there  must  be  no  bar-line  in 
between  the  strong  lingual  accents,  else  superfluous 
sense-accents  will  be  introduced  into  the  poetry  and 
destroy  its  effect.  Exceptions  may  be  made  occasionally 
with  syncopated  notes  or  sudden  rises  of  pitch  on  a 
weak  part  of  the  bar,  but  this  is  an  effect  of  counter- 
accent  of  an  opposite  nature  to  the  normal  use. 

For  the  composer  of  vocal  music  there  are  two 
courses  open.  One  is  to  ignore  poetic  rhythm  and 
sense  for  the  most  part,  and  use  the  voice  boldly  to 
the  best  advantage  on  its  colour  side,  as  has  been  done 
in  choral  art.  This  is  an  effect  of  absolute  music  of 
an  instrumental  character,  the  words  suggesting  no 
more  than  a  general  sense  of  atmosphere.  The  other 
legitimate  effect  is  so  to  unite  poetry  and  music  that 
though  both  must  resign  something,  yet  each  gains 
somewhat  from  the  other.  To  music  is  added  an 
intellectual  interest,  and  to  poetry  an  emotional  force. 
It  must  be  confessed,  however,  that  in  this  combination 
music  appears  to  lose  the  most.     If  poetic  rhythm  is  to  be 


LANGUAGE    AND    MUSIC  217 

preserved  as  it  must  be,  all  the  finest  effects  of  imitative 
writing  (purely  musical  effects)  have  to  be  renounced, 
for  there  can  be  no  word-repetition,  and  the  poetry  must 
flow  on  in  its  natural  course  ;  therefore  the  chorus,  if 
employed,  is  reduced  to  a  simple  time-outline  corre- 
sponding to  the  poetic  line.  Modern  attempts  at 
mixing  the  imitative  with  poetico-dramatic  effects  are 
never  a  success,  because  they  produce  a  hopeless  con- 
fusion of  opposite  styles.  There  is  the  further  draw- 
back that  music  requires  more  than  double  the  length 
of  time  for  its  idiom  than  does  poetry.  This  difficulty 
can  be  to  some  extent  provided  against  by  using  what 
is  known  as  parallelism  in  poetry,  a  repetition  of  sense 
with  variations  of  language,  and  also  by  providing" 
frequent  sense-pauses  in  the  course  of  the  poetry, 
which  will  allow  of  intermediate  space  in  which  to 
develop  the  time-idiom  of  music.  The  artistic  com- 
bination of  the  two  arts  is  an  extremely  difficult  one 
to  accomplish  in  a  large  work,  and  requires  poetry 
specially  written  for  the  purpose. 

It  is  evident  that  if  elaborate  choral  effects  are  to 
be  resigned,  the  musical  interest  is  restricted  to  the 
solo  voice  and  to  instrumental  writing.  From  what 
has  been  already  said,  it  is  clear  that  the  solo  voice 
cannot  advantageously  carry  on  a  time-idiom  ;  yet  this 
being  the  essence  of  music,  when  ably  worked  out  must 
attract  the  chief  attention  of  the  hearers,  because  it 
is  the  main  source  of  imaginative  musical  utterance. 
Either  the  idiom  must  disappear  altogether,  in  which 
case  there  will  be  no  strong  purely  musical  interest  left, 
or  it  must  be  carried  on  in  instrumental  parts  indepen- 


2i8     THE  EVOLUTION  OF  MUSICAL  FORM 

dently  of  the  vocal  ones.  The  latter  is  exactly  what 
has  happened  In  modern  music.  Wagner,  however  he 
might  desire  to  enforce  his  drama  and  his  poetry,  was 
powerless  to  avert  the  natural  consequences  of  cause 
and  effect.  Time-idiom  can  be  nowhere  but  in  the 
orchestra,  and  wherever  time-idiom  is,  there  is  the  main 
musical  interest.  The  passing  of  a  generation  has 
proved  the  fallacy  of  Wagner's  theories  and  the  cor- 
rectness of  his  musical  practice.  His  music  holds  its 
own  in  the  concert-room,  innocent  of  the  vocal  parts 
which  the  orchestra  was  supposed  to  accompany,  but 
even  a  Wagner  enthusiast  would  not  desire  a  perfor- 
mance of  a  Wagner  opera,  or  any  portion  of  it,  given 
with  the  finest  singers  and  without  the  orchestra. 

If  we  admit  poetry  as  the  equal  partner  of  music, 
good  results  of  the  combination  may  be  obtained,  but 
the  finest  in  music  will  not  be  reached.  This  is  only 
found  in  purely  instrumental  art,  or  where  the  verbal 
effect  of  vocal  music  has  sunk  into  insignificance,  and 
the  result  is  absolute  music  though  words  are  sung. 
This  is  the  case  in  the  primitive  dance  tunes,  out  of 
which  the  modern  art  has  evolved.  We  are  thus 
brought  back  to  the  statement  that  in  the  orchestra 
lies  the  future  of  music  as  an  independent  art,  and 
the  vocal  style,  if  it  is  to  take  part  in  this  further  de- 
velopment, must  ignore  poetry  and  revert  to  purely 
musical  conditions. 


CHAPTER   VIII 
IDIOMATIC   DEVELOPMENT 

The  type  of  the  dance-song — Evolution  of  circling  rhythm  from  melody 
to  polyphony — The  birth  of  modern  music — Principles  versus  types — 
Text-book  formulas  and  contradictions — So-called  second  subjects — 
Omission  of  the  idiom  from  theory — Outlines  of  analysis — Evolu- 
tionary nature  of  tonality. 

In  tracing  the  natural  evolution  of  music  out  of  the 
folk-period  two  distinct  lines  present  themselves,  both 
governed  in  the  first  instance  by  stanza -form.  The 
one  owes  its  origin  mainly  to  the  dance,  the  other  to 
the  ballad. 

The  music  of  the  folk  -  dance,  as  we  know  it,  is 
usually  a  simple  tune  of  a  single  stanza,  which  is 
repeated  as  often  as  required.  Sometimes  the  full 
close  at  the  end  is  omitted  in  order  to  lead  back  more 
easily  to  the  beginning,  and  this  shows  the  natural 
rhythmic  instinct  of  the  dance  for  continuity,  and  con- 
sequent desire  to  be  rid  of  the  full-stop  of  the  stanza. 
The  repetition  of  some  clearly  defined  figure  at  the 
beginning  is  sufficient  to  indicate  the  point  of  reitera- 
tion. In  another  case  the  dance  -  tune  will  complete 
its  stanza  with  one  or  more  repetitions,  and  then  pro- 
ceed to  a  new  stanza,  repeated  in  like  manner  until  a 
return  is  made  to  the  first.  In  this  simple  beginning 
lies  the  germ  of  what  is  generally  known  as  the  Minuet 
and    Trio,    and    also    of   all   the    types    grouped    under 


220     THE  EVOLUTION  OF  MUSICAL  FORM 

the  head  of  Aria  and  Song,  the  principle  of  which 
is  (i)  statement  of  one  idea;  (2)  statement  of  a  second 
idea;  and  (3)  restatement  of  the  first  idea,  with  pro- 
bably a  slight  prolongation  known  as  the  coda  added 
to  round  off  the  whole.  The  sole  difference  between 
the  popular  and  the  cultured  type  is  that  there  is 
more  of  the  latter.  We  find,  perhaps,  double  or  treble 
the  number  of  phrases,  with  corresponding  variety  in 
the  cadences,  a  longer  coda,  and  the  rhythm  of  the 
key-circle  called  in  to  provide  tonalitive  contrast  that 
will  emphasise  the  difference  between  the  two  ideas. 
The  second  idea  is  probably  in  the  key  of  the  domi- 
nant, and  this  necessitates  a  longer  treatment  than  the 
centering  tune  of  the  folk-dance.  But  as  if  to  show 
that  tonality  is  not  considered  to  be  a  sufficient  means 
of  contrast  in  itself,  at  this  stage  the  same  idea  is 
not  repeated  in  another  key,  but  the  new  key  is  the 
natural  complement  of  the  new  tune.  This  simple 
foundation  has  always  been,  and  still  remains,  the  most 
useful  of  all  musical  types  on  a  small  scale.  It  may 
be  developed  till  each  part  contains  several  stanzas 
and  a  modulative  outline  within  itself,  provided  the 
essential  principle  of  contrast  in  the  middle  section  be 
maintained.  Its  general  character  is  melodic  rather  than 
strongly  idiomatic,  for  though  figures  may  be  found 
and  even  an  idiom  may  be  traced,  as  a  general  rule 
the  phrase  and  stanza-forms  are  well  pronounced,  and 
this  indicates  the  subordination  of  idiomatic  to  melodic 
interest.  This  type  of  form,  when  taken  at  a  slow 
pace,  is  usually  of  a  cantabile  and  expressive  nature. 
In    rapid    movement    the    time-features    tend    to    pre- 


IDIOMATIC    DEVELOPMENT  221 

dominate,  and  the  Scherzo  character  appears.  The 
Minuet  stands  half-way  between  these  two  types,  and 
has  in  its  cadences  something  of  the  formal  precision 
characteristic  of  the  society  dance. 

Taken  as  a  whole  the  type  exhibits  a  small  circling 
rhythm  in  process  of  formation,  which,  once  brought 
to  perfection,  can  get  no  further,  and  consequently  dis- 
appears as  a  factor  of  the  later  development.  This 
is  an  inevitable  part  of  musical  evolution.  Melody, 
being  by  nature  a  small  type  of  form,  must  arrive  at 
a  comparative  perfection  while  harmony  is  still  restricted 
to  half-a-dozen  chords.  At  this  stage  melody  is  the 
vehicle  of  circling  rhythm,  reinforced  by  harmony 
expressed  in  definite  cadences  of  limited  scope.  But 
as  tonality  develops  and  seeks  a  larger  field,  its  tendency 
is  to  break  the  bounds  of  the  formal  cadences  of  melody 
and  find  its  natural  outlet  in  harmony.  Thereupon 
the  cadences  begin  to  melt  away  into  continuous  chord- 
movement,  and  the  formal  outlines  of  melody  vanish 
also.  Thus  the  melody  that  belongs  to  this  wide 
harmonic  range  is  necessarily  of  a  different  character 
from  the  small  independent  type.  It  has  a  far  greater 
harmonic  adaptability,  and  since  it  is  now  no  longer 
cut  up  into  small  fragments  by  cadences,  it  offers 
opportunities  for  free  polyphonic  treatment.  But  lest 
there  should  be  (as  frequently  has  been  the  case) 
an  over-balance  in  favour  of  the  factor  of  polyphony, 
the  balance  is  adjusted  by  the  natural  predominance 
of  time-idiom,  which  is  now  able  to  make  itself  felt 
as  a  factor  of  surpassing  interest,  unchecked  by  the 
formalities  of  the  cadence.     Circling  rhythm    is  trans- 


222     THE   EVOLUTION  OF  MUSICAL  FORM 

ferred  to  harmony,  and  melody,  resolved  into  the 
pitch-Idiom,  becomes  of  interest  for  its  idiomatic  and 
undulating  characteristics  only.  In  this  way  a  pliant 
style  is  produced  of  an  entirely  different  texture  to 
the  smaller  stanza  type.  It  is  mainly  this  difference 
of  texture  (idiom  and  polyphony  replacing  melody)  that 
distinouishes  the  later  stao;e  from  the  earlier. 

This  new  texture  of  musical  material  beg-ins  to 
show  signs  of  developing  itself  in  Haydn's  work,  and 
is  scarcely  to  be  found  in  that  of  his  predecessors,  all 
of  whom  were  more  or  less  influenced  by  contrapuntal 
training.  Haydn,  we  find,  was  in  the  matter  of  com- 
position self-taught,  of  peasant  birth,  and  familiar  from 
babyhood  with  the  folk-dance.  Exactly  at  the  time 
when  his  development  as  a  composer  required  it,  he 
was  completely  isolated  from  the  rest  of  the  musical 
world  and  carried  into  the  wilderness  by  his  patron 
Esterhazy.  Owing  to  the  lack  of  means  of  communi- 
cation and  transport,  in  those  days  the  wilderness  was 
the  wilderness.  Haydn  was  thrown  entirely  upon  his 
own  resources,  and  forced  to  be  himself,  since  he  had 
no  one  to  imitate.  A  band  at  his  disposal  supplied 
him  with  the  means  of  hearing  and  testing  his  orchestral 
effects.  These  were  ideal  conditions  for  natural  music 
to  grow  in,  unhampered  by  the  swaddling-clothes  of 
counterpoint. 

These  facts  sufficiently  account  for  the  appearance 
at  this  particular  period  of  what  has  since  been  gene- 
rally recognised  as  the  birth  of  modern  music.  It  was 
simply  that  music  had  at  last  found  a  congenial  soil 
and  atmosphere.     That  the  new  style  did  not  die  with 


IDIOMATIC    DEVELOPMENT  223 

Haydn,  but  was  taken  up  by  his  contemporaries,  shows 
that  there  was  that  in  it  which  appealed  to  their  natural 
musical  instinct.  Bach  had  accomplished  in  counter- 
point all  that  man  could  do,  and  a  change  was  wel- 
comed ;  but  it  must  have  been  a  change  of  the  right 
sort  that  could  have  lured  musicians  so  completely 
from  the  time-honoured  paths.  There  was  no  deliberate 
and  conscious  intention  of  making  something  new,  but 
the  expression  of  a  rhythmic  force  pushing  its  way 
out  into  tone-imaginings,  both  destroying  and  creat- 
ing anew.  All  music  is  dependent  upon  the  instru- 
ments of  its  utterance — firstly,  the  instrument  of  the 
imagination ;  secondly,  the  instruments  of  the  actual 
tone.  It  is  when  the  right  mind  and  the  right  means 
come  together,  the  initial  imagination,  then  the  players 
with  their  instruments,  that  a  sudden  and  startling 
advance  takes  place,  an  advance  that,  without  regard 
to  the  long  and  silent  storage  of  force  preceding  it, 
might  appear  of  the  nature  of  a  miracle. 

We  are  commonly  told  that  at  this  period  of  special 
grace  arrived  all  the  form  of  absolute  music,  a  series  of 
types  of  absolute  beauty  representing  a  standard  that 
later  generations  ignore  at  their  peril.  Setting  aside  the 
extreme  unlikelihood,  not  to  say  impossibility  of  such 
a  general  proposition,  one  might  point  out  that  no 
great  composer  has  ever  reproduced  the  style  of  a 
predecessor  without  transforming  it  almost  out  of 
knowledge,  and  adding  thereto  much  of  his  own. 
Reproduction  in  art  means  stagnation.  An  age  that 
has  life  in  itself  will  be  absorbed  in  seeking  its  own 
outlets,   not  in  copying    the  work    of  its  predecessors. 


224     THE   EVOLUTION  OF  MUSICAL  FORM 

What   is  eternal    are   the  principles  on   which  form   is 
built ;  what  is  mutable  is  the  form  itself. 

That  the  name  of  a  special  type  of  form  survives  long 
after  its  actual  nature  has  undergone  transformation 
does  not  check  natural  evolution,  but  may  deceive  the 
unlearned  into  supposing  that  they  still  possess  the 
thing  to  which  the  name  was  originally  given.  Thus 
the  term  "  sonata,"  as  first  applied  by  the  Italian  school 
of  the  early  eighteenth  century  to  a  solo  composition 
for  violin  with  harpsichord  accompaniment,  had  scarcely 
anything  either  in  its  texture  or  matter  to  suggest  what 
is  now  generally  understood  by  the  name.  These 
labels  are  thus  frequently  misleading,  because  they  are 
made  to  cover  many  various  types  of  form.  When 
we  are  once  past  the  early  stage  of  tonality,  and  the 
cadence  has  ceased  to  be  essential,  the  tendency  is  at 
once  to  greater  variation,  and  to  produce  types  of 
form  that  merge  into  other  types,  which  it  is  well- 
nigh  impossible  to  classify  with  any  approach  to 
accuracy.  That  much  classification  exists  already  is 
due  mainly  to  the  superficial  method  of  analysis  which 
has  hitherto  prevailed.  It  is  evident,  if  we  select  only 
a  few  features  out  of  many,  and  these  the  less  essential, 
and  proceed  to  classify  as  if  they  represented  all  that 
there  is  to  know,  that  the  thing  can  easily  be  done. 
When  it  is  accomplished  it  may  be  a  convenient 
formula  wherewith  to  dose  the  young,  but  as  the  in- 
tellectual summing-up  of  what  does  actually  exist  it 
would  be  ludicrous,  were  it  not  so  essentially  false. 
With  idiomatic  development  comes  naturally  a  greater 
freedom  and  elaboration  of  subjects,  complex  variations 


IDIOMATIC    DEVELOPMENT  225 

meet  us  at  every  turn,  and  to  analyse  with  any  com- 
pleteness a  few  of  the  greatest  works  in  music  from 
this  point  of  view  alone  would  fill  volumes. 

Possibly  for  this  reason  educational  text-books  and 
primers  are  given  to  passing  lightly  over  the  matter, 
presenting  analyses  of  the  sonata-type  somewhat  after 
this  manner : — 

Exposition  —  First  subject:  Bars,  1-13;  bridge- 
passage,  13-49;  second  subject:  50-66;  codetta, 
66-81  ;  free  fantasia,  82-129.  Recapitulation — First 
subject:  130-142;  bridge -passage,  142-174;  second 
subject:    175-191  ;  coda,    191-229. 

It  is  evident  that  the  above  formula,  presented 
as  an  analysis,  conveys  about  as  much  idea  of  the 
character  of  the  movement  as  might  be  gained  of  the 
aspect  and  style  of  a  house  by  a  careful  counting  of 
the  bricks  in  its  several  walls.  Unfortunately,  when 
once  this  method  of  dealing  with  "  form  "  has  been 
acquired,  teachers  and  students  are  only  too  prone  to 
rest  satisfied  that  this  is  all  there  is  to  know.  And 
since  the  assumption  is  negatively  acquiesced  in,  if 
not  actively  encouraged  by  standard  instruction  books, 
who  can  blame  them  ? 

The  line  of  reasoning  upon  which  such  analysis  is 
founded  appears  to  run  as  follows  :  There  is  a  first 
subject,  and  there  is  also  a  second  subject ;  the  second 
subject  is  in  the  key  of  the  dominant ;  therefore,  the 
first  subject  once  stated,  as  soon  as  the  dominant  key 
appears,  there  is  the  second  subject  ;  if  the  first  sub- 
ject chance  to  modulate  to  the  dominant,  it  is  no  longer 
the   first   subject,   but   is   now  part   of  the  second  sub- 


226     THE  EVOLUTION  OF   MUSICAL  FORM 

ject.  Further,  there  is  a  development  section  ;  in  the 
development  section  the  first  subject  is  developed ; 
therefore,  should  it  appear  to  develop  elsewhere,  this 
is  no  longer  the  first  subject,  but  it  is  a  bridge-passage, 
or,  it  may  be,  the  second  subject.  As  well  might  one 
reason  thus  :  Should  an  Englishman  go  to  France  he 
is  now  a  Frenchman,  because  at  this  moment  there  are 
no  Englishmen  in  France.  But  haply,  if  he  travel  at 
another  season,  then  he  is  still  an  Englishman.  We 
are  but  mad  "  north-north-west." 

Such  considerations  do  not  disconcert  the  authors 
of  musical  primers.  First  subjects  masquerade  in  their 
pages  as  second  subjects,  or  as  "  missing  links,"  and 
nobody  so  much  as  scents  a  joke.  Even  if  the  domi- 
nant key  make  its  appearance  in  the  middle  of  a  phrase, 
there  begins  the  second  subject.  As  well  might  an 
author  start  a  chapter  in  the  middle  of  a  sentence.  It 
is  clear  from  the  text-books  that  Beethoven  did  not 
know  what  he  was  about. 

This  fatuous  theory,  as  might  be  expected,  breaks 
down  in  practice. 

Dr.  H.  A.  Harding  ("Analysis  of  Form")  analyses 
thus  the  opening  of  the  first  movement  of  Beethoven's 
Sonata  in  A  Major,  Op.  loi — First  subject  :  1-4  ; 
connecting  episode,  5-16;  second  subject:  16-25; 
coda,   25-33. 

Mr.  W.  H.  Hadow  ("Sonata  Form")  describes  it 
as  follows : — 

"  Its  first  subject  is  a  melody  in  A  Major  with  a 
deceptive  cadence  ;  then  comes  a  bar  of  transition 
modulating    to    E,    then    a   second    subject    (beginning 


IDIOMATIC    DEVELOPMENT  227 

with  the  last  chord  of  bar  7  and  ending  with  the  first 
chord  of  bar  ;^2>)-'  I  his  amounts  to — First  subject: 
1-6  ;  transition,  7  ;  second  subject :  8-33  ;  but  one  bar 
of  connecting-  episode,  a  second  subject  in  another 
place  altogether,  and  no  coda. 

A  movement  of  this  type  is  described  by  some 
writers  as  binary,  by  others  as  ternary,  and  these  are 
names  supposed  to  represent  entirely  different  species. 
The  Adagio  of  Beethoven's  Sonata  in  G,  Op.  31,  is 
.said  by  Dr.  Harding  to  be  a  rondo  ;  according  to  Mr. 
Hadow  it  is  a  simple  ternary  type.  Other  instances 
might  be  named. ^  These  are  all  important  points,  and 
cannot  be  set  aside  as  matters  of  detail. 

Under  these  circumstances  how  is  the  unhappy 
student  to  decide  ?  Probably,  and  wisely,  he  will  give 
it  up  as  hopeless. 

The  cardinal  error  in  such  teaching  lies  in  the 
emphasis  given  to  the  transient  and  secondary  features 
of  a  past  age.  What  was  merely  a  phase  has  been 
made  the  essential  condition.  In  the  sonata-type  of 
Haydn  and  Mozart  the  first  and  second  subjects 
were  actually  blocked  off  by  cadence  and  pause ; 
the  dominant  key  coincided  with  the  entrance  of  the 
second  subject ;  on  this  point  no  doubt  could  exist. 
In  Beethoven's  style  appears  a  continuity  peculiar  then 
to  himself,  and  these  formal  outlines  disappear.  Hence 
the  dilemma  of  the  theorists  when  they  persist  in 
endeavouring  to  explain  a  Beethoven  sonata  by  means 
of  the  obsolete  formula.s.      It  is  an  attempt  to  make  a 

^  See    Macpherson's   "Form   in    Music,"    p.    132,   and    compare   with 
Harding's  "  Analysis  of  Form,"  p.  62, 


228     THE  EVOLUTION  OF  MUSICAL  FORM 

strict  tonalitive  development  appear  the  sole  under- 
lying cause  of  the  sonata-type,  to  say  that  this 
is,  in  effect,  an  affair  of  keys,  tonics,  and  modulation 
in  the  first  place,  and  of  ideas  only  in  the  second 
place/  The  sooner  it  is  understood  that  the  tonali- 
tive conditions  of  the  sonata-type  were  the  result 
and  not  the  cause  of  its  existence,  the  better  for  the 
understanding  both  of  the  sonata  and  of  more  recent 
developments.  To  the  old  -  fashioned  formulas  the 
present  generation  of  composers  will  have  nothing  to 
say  once  past  its  schooldays,  and  rightly,  for  these 
things  have  no  bearing  upon  the  essentials  of  music. 
Nor,  as  has  been  shown,  can  they  in  themselves  ex- 
plain the  type  they  are  supposed  to  summarise.  The 
essential  principle  is  omitted,  the  vital  principle  to  be 
found  in  all  rhythmitonal  music  of  whatever  age  or 
nation,  the  reiterative  outline  of  the  idiom. 

Whether  there  is  one  subject  or  two,  whether  one 
secondary  subject  or  many,  whether  these  occur  in  the 
key  of  the  dominant  or  in  some  other  key,  these  are 
points  that  might  assist  us  in  determining  the  exact 
position  of  a  work  in  the  evolutionary  order,  were 
there  any  doubt  on  the  point.  But  since  we  are  now 
well  within  the  historical  period,  such  investigations 
are  superfluous,  and,  from  the  point  of  view  of  prac- 
tical analysis,  they  suggest  an  entirely  false  standard, 
because  they  are  secondary  considerations. 

To  any  one  who  has  mastered  the  elements  of 
music  there  will   be   no   difficulty  in   knowing  at  once 

^  "The  primary  fact  in  musical  structure  is  key-distribution "  (Hadow, 
"  Sonata  Form,"  para.  4). 


IDIOMATIC    DEVELOPMENT  229 

what  chords  are  used,  what  keys  are  employed,  where 
cadences  occur ;  this  is  the  mere  grammar  of  the  art. 
When  we  are  reading  a  poem,  we  do  not  stop  to 
consider  its  grammatical  formulas  unless  there  is  some- 
thing wrong  about  them  which  invades  our  attention. 
In  like  manner  should  all  great  music  be  studied,  and 
it  is  entirely  useless  to  analyse  inferior  compositions, 
which  depend  upon  sensuous  effect,  and  are  lacking 
in  the  higher  rhythmic  development. 

The  essential  thing  is  the  following  out  of  the 
idiom  ;  this  will  reveal  the  true  balance  of  the  work. 
It  will  serve  to  indicate  the  purpose  and  the  relations 
of  the  various  climaxes,  the  outlines  of  the  undu- 
lating rhythm  that,  along  with  tonality,  exists  for  the 
purpose  of  developing  idiomatic  utterance,  the  manner 
in  which  close  reiteration  will  lead  up  to  a  climax 
of  feeling  that  subsides  again  into  the  serenities  of 
equal  outline ;  the  contrasts  afforded  by  the  juxta- 
position of  varying  ideas  heightened  by  effects  of 
orchestral  colour,  of  modulation,  of  chromatic  harmonies, 
of  force-variations.  All  this  and  much  more  will  be 
grasped  by  a  conscientious  and  thorough  examination 
of  the  precise  time  and  pitch  formation  of  the  ideas 
and  their  manifold  transformations  and  ramifications 
in  idiomatic  treatment.  And  when  we  have  thus 
pierced  to  the  core  of  musical  form,  it  does  not  seem 
to  matter  greatly  whether  we  call  it  sonata,  symphony, 
symphonic  poem,  or  by  any  other  name.  Provided 
the  true  rhythmic  utterance  is  there  it  will  justify  itself 
to  the  understanding,  and  if  it  is  not  there,  there  is 
nothing  worth  looking  for.      In  the  end,  it  will  always 


230     THE   EVOLUTION  OF  MUSICAL  FORM 

be  found  that  all  music  which  makes  a  great  and  a 
permanent  impression  upon  the  imagination  reveals  a 
complex  development  of  this  nature,  marvellous  to  the 
intellect  which  thus  from  its  own  standpoint  confirms 
and  ratifies  the  intuitive  impression.  To  artists,  there 
is  no  need  to  enlarge  upon  the  value  of  such  an 
experience. 

In  order  to  estimate  rightly  the  work  of  any  com- 
poser, we  must  take  into  account  the  exact  conditions 
of  rhythmic  development  of  the  material  of  the  art 
which  prevailed  in  his  lifetime.  These  must  neces- 
sarily limit  his  utterance.  For  instance,  when  tonali- 
tive  perception  is  at  the  stage  where  the  central 
key  requires  much  insistence,  and  admits  only  of 
mild  contrast  without  loss  of  the  circling  rhythm, 
obviously  modulation  will  be  limited,  and  a  large 
proportion  of  the  composition  will  be  devoted  to  the 
centering  outline.  Hence  a  tradition  grows  up  that 
these  exact  tonalitive  conditions  are  the  only  right 
ones,  providing  a  pattern  that  all  the  weaker  brethren 
hasten  to  copy.  Presently  comes  along  a  genius  who 
breaks  the  traditions  and  introduces  a  new  balance, 
less  centering  outline  and  stronger  contrasts,  and 
this  again  in  its  turn  creates  what  is  called  a 
"form"  and  sets  up  a  tradition.  The  second  com- 
poser may  or  may  not  be  greater  than  the  first ;  that 
is  a  matter,  in  the  first  instance,  of  rhythmic  initia- 
tive ;  both  may  have  equally  broken  down  traditions 
and  thus  enlarged  the  scope  of  idiomatic  treatment. 
But  the  second  starts  from  a  larger  platform  than  the 
first,    and    this    means    greater    emotional    possibilities 


IDIOMATIC    DEVELOPMENT  231 

because  a  wider  technique.  In  the  earHer  stages 
of  tonaHty  coherence  and  placidity  go  hand-in-hand. 
If  one  key  is  much  dwelt  upon,  as  then  it  must 
be,  repose  ensues,  and  this  the  strongest  idiom 
is  unable  entirely  to  counteract.  When  stanza-form 
gives  way  to  the  looser  framework  of  the  idiom  it 
is  not  nearly  so  easy  to  grasp  the  circling  rhythm, 
unpunctuated  now  by  the  cadence-articulation.  Hence 
the  insistence  upon  the  central  key,  the  establishment 
of  this  by  a  mild  form  of  contrast  associated  with 
another  subject,  the  grouping  of  modulation  into  one 
place  in  the  middle,  then  the  recapitulation  of  all  the 
first  part  in  the  central  key  only,  the  familiar  tonali- 
tive  scheme  which  characterised  the  sonata-type 
of  Haydn  and  Mozart.  Without  some  such  definite 
formula  in  which  to  expand  their  idioms  composers 
would  have  lost  their  way  at  this  period,  but  as  the 
perception  of  circling  rhythm  ripened,  it  became  no 
longer  a  need,  but  a  convention.  Having  served  its 
purpose,  it  vanished  into  the  sonata-type  of  Beethoven. 
Practically  nothing  is  here  retained  but  the  modula- 
tions of  the  middle  section,  and  the  recapitulation  of 
the  close,  the  identity  of  which  is  generally  disguised 
by  considerable  alteration  and  a  long  coda.  The  thing 
that  links  these  two  examples  together  and  justifies  the 
application  of  the  same  name  to  both  is  the  idiomatic 
treatment.  This  has  expanded  in  all  directions  and 
gained  enormously  in  emotional  power,  involving  con- 
trasts and  climaxes  impossible  to  the  earlier  stage. 
But  there  can  be  no  doubt  that  we  have  still 
here    the    identical    idiomatic    oudine,    emphasised   and 


232     THE  EVOLUTION  OF  MUSICAL  FORM 

strengthened  by  the  character  of  the  mind  that  now 
employed  it.  At  the  same  time,  though  the  nature 
of  Beethoven  was  doubtless  a  far  deeper  and  more 
passionate  one  than  that  of  Haydn  or  Mozart,  this 
nature  alone  does  not  account  for  all  the  difference 
in  his  compositions.  Tonalitive  perception,  in  general, 
had  reached  what  made  a  point  of  departure  for  one 
mind  of  prodigious  strength  to  embark  from  ;  but  for 
that  starting-point  the  final  goal  could  not  have  been 
reached.  But  for  the  development  of  tonality,  the 
ideas  could  not  have  been  thus  uttered. 

And  this  goal  was  final  only  for  Beethoven.  So 
far  has  our  sense  of  tonality  grown,  that  Beethoven's 
tonalitive  scheme  has  become  in  its  turn  a  convention. 
There  is  now  no  need  to  pack  the  bulk  of  modulation 
into  the  middle  part  only,  and  admit  long  spaces  of 
exact  recapitulation  in  order  to  define  tonality.  So 
keen  has  grown  our  sense  of  the  central  key  that, 
when  once  stated,  suggestion  and  occasional  reference 
are  all  that  is  required.  Less  and  less  has  tonalitive 
coherence  to  be  considered,  since  it  has  become  an 
obvious  thing  ;  the  repose  of  the  key  is  emotionally 
just  as  effective,  nay,  more  so,  because  there  need 
be  no  more  of  it  than  the  emotional  nature  of  the 
work  requires  ;  orchestral  instruments  no  longer  con- 
fine modulation  ;  there  is  unlimited  scope  for  idiomatic 
development.  In  the  idiom  alone  lies  the  link  with 
the  past  and  with  the  future. 


CHAPTER  IX 

DERIVED   VOCAL   TYPES 

The  folk-ballad — Origin  of  the  rondo — Mixed  types — The  rondo  in  the 
East — The  European  rondo — The  variation  type — The  early  Welsh 
type — The  middle  stage — Final  development  into  idiomatic  outline. 

The  line  of  development  that  takes  its  origin  from 
the  folk-ballad  is  even  more  closely  connected  with 
stanza-form  than  the  line  that  originates  in  the  dance. 
As  already  observed,  language  cannot  make  a  circling 
rhythm,  but  undoubtedly  it  does  suggest  a  phrase- 
form,  and  it  leads  to  the  articulation  of  the  stanza. 
When  once  the  small  tonalitive  type  of  melody  which 
usually  accompanies  the  folk-ballad  has  been  evolved, 
its  further  development  offers  opportunities  of  a  differ- 
ent character  to  those  of  the  folk-dance,  and  these  arise 
mostly  out  of  its  alliance  with  language. 

The  folk-ballad  consists  usually  of  a  number  of 
verses  or  stanzas  of  equal  length.  To  all  these  verses 
one  tune  is  repeated,  with  or  without  slight  variations. 
These  variations  arise  out  of  the  varied  syllabic  formulas, 
but  still  more  so  from  the  character  of  the  story  which 
is  generally  a  feature  of  the  song.  The  events  of  the 
tale  will  demand  now  rapidity  of  utterance,  now  a 
deliberate  slackening  ;  the  special  words  to  be  em- 
phasised will  vary  in  each  verse,  even  the  pitch-outline 
of  the  tune  may  be  altered  to  suit  the  character  of  the 
words.      The  peasant  singer  does  all  this  naturally  and 


234     THE   EVOLUTION  OF   MUSICAL   FORM 

unconsciously,  intent  upon  his  tale,  and  instinctively 
adapting  his  musical  utterance  to  the  emotional  char- 
acter of  his  text.  Considered  as  a  folk-song  only, 
this  is  a  type  complete  in  itself,  and  that  admits  of  but 
little  advance  upon  vocal  lines. 

The  cultured  song  which  has  different  music  to  suit 
each  verse  {durch-componirt^  as  the  Germans  have  it), 
does  not  develop  out  of  the  ballad,  but  is  a  vocal 
rendering  of  the  folk-dance  already  considered.  Its 
basis  is  statement,  contrast,  and  restatement ;  and  this 
is  a  fact  so  completely  recognised  that  the  name  song- 
type  has  come  to  be  applied  to  it.  Upon  this  all  the 
modern  varieties  are  built.  It  is  necessary  to  take 
into  account  the  cross-currents  and  borrowings  of  vocal 
and  instrumental  music  in  order  to  understand  their 
respective  developments. 

The  type  known  as  the  Rondo  seems  to  be  an 
instance  of  mixed  origin.  It  involves  several  recur- 
rences  of  the  first  idea,  with  contrasting  links  in  between. 
Thus  it  may  have  developed  out  of  the  simple  dance- 
song  by  addition  of  another  contrasting  idea  and  further 
repetition  of  the  opening  subject  (involving  five  divisions 
instead  of  three),  but  it  seems  to  be  more  accurately 
accounted  for  by  the  refrain  or  burden  which  frequently 
concluded  each  verse,  both  of  the  folk-ballad  and  of  the 
choral  dance.  The  repetition  of  the  same  words  natu- 
rally called  for  repetition  of  the  same  tune,  or  it  is  again 
possible  that  the  desire  to  repeat  the  tune  called  for  the 
same  words,  which  are  often  mere  nonsense.  Recur- 
rence is  less  essential  to  poetry  than  to  music  ;  therefore 
the  idea  of  the  rondo  may  well  have  originated  in  the 


DERIVED    VOCAL   TYPES  235 

choral  dance,  afterwards  owing  some  of  its  development 
to  the  ballad,  and  at  a  later  period,  when  the  music  of 
the  dance  had  grown  beyond  two  ideas  only,  becoming 
an  instrumental  dance-type. 

It  should  be  borne  in  mind  that  two  statements  only 
of  an  idea  do  not  constitute  a  rondo  as  generally  under- 
stood, and  to  apply  the  name  rondo  to  the  primitive 
dance-song  destroys  a  clear  distinction  which  un- 
doubtedly does  exist.  The  essential  idea  of  the  rondo 
seems  to  be  varied  alternation,  one  factor  persisting  and 
the  other  changing ;  and  this  is  not  the  same  thing  as 
alternation  of  two  similar  factors  throughout.  This 
must  sooner  or  later  involve  monotony,  whereas  the 
rondo  is  continually  introducing  new  ideas,  without 
losing  hold  of  its  original  theme.  It  is  therefore  a  type 
freer,  more  highly  organised,  and  hence  less  primitive, 
than  strict  alternation  of  ideas. 

Equally  distinct  from  the  rondo  is  the  type  that, 
after  one  repetition  of  each  stanza,  or  perhaps  without 
repetition,  goes  on  continually  to  something  different 
in  the  next  stanza.  In  this  case  there  is  nothing  but 
similarity  of  key,  and  a  general  resemblance  of  style  to 
preserve  unity.  This  is  usually  combined  with  words, 
which  assist  to  hold  the  movement  together,  as  in 
the  English  glee  and  the  modern  part-song.  In  the 
music  of  the  Byzantine  empire,  this  rambling  character 
is  found  also  in  instrumental  usage  in  the  modern 
Turkish  schiarky  for  the  piano.  This  music  is,  on 
its  pitch  side,  a  somewhat  unsatisfactory  mixture  of 
European  and  Asiatic  characteristics,  in  which  har- 
monic   tonality   and   a   highly   elaborate   modal   scheme 


236     THE   EVOLUTION  OF  MUSICAL  FORM 

appear  to  strive  for  mastery,  each  thwarting  the  other. 
It  is  a  mongrel  species  of  low  rhythmic  development, 
and  considering  that  the  Turks  have  not  hitherto 
shown  themselves  an  artistic  nation,  this  is  scarcely 
surprising. 

In  India  and  China  the  true  rondo  type  appears 
in  the  actual  ballad.  A  popular  Hindu  ballad  opens 
with  the  theme  (called  pallevi,  two  bars  in  length), 
which  recurs  after  each  stanza,  usually  about  six  times 
in  all.  The  stanza-form  is  irregular,  one  example  being 
as  follows  :  Bars  (without  theme  repetition)  in  each 
stanza:  2.8.4.8.6.  This,  including  the  theme  repetitions 
and  two  introductory  bars  leading  from  it  to  the  first 
contrasting  stanza,  makes  a  total  of  forty-two  bars.-^ 

In  a  Chinese  ballad  example  the  theme,  two  bars 
in  length,  is  started  on  the  orchestra  (a  collection  of 
guitars  and  pipes),  and  recurs  twice  in  alternation  with 
the  voice,  which  has  phrases  of  varying  length  ;  the 
whole  of  this  is  one  stanza,  and,  when  the  voice  has 
concluded  on  a  long  note,  the  orchestra  comes  in  with 
four  bars  of  melody,  more  or  less  in  imitation  of  the 
vocal  part,  before  it  recurs  to  the  rondo  theme.  Time- 
figures  appear  and  assist  to  unify  the  ballad,  but  its 
essential  unity  is  due  to  the  reiteration  of  the  tune. 
Here  the  orchestra  provides  the  persisting  factor,  the 
voice  the  changing  ones.  There  are  said  to  be  no 
fewer  than  forty-eight  stanzas  in  this  particular  ballad, 
so  the  audience  would  have  heard  plenty  of  the  theme 
before  it  was  done  with.^ 

In  all  Eastern  music,  owing  to  the  absence  of  har- 

^  See  Appendix,  Section  Y. 


DERIVED    VOCAL   TYPES  237 

mony,  the  cadence  is  frequently  indefinite,  phrase-form 
is  articulated  by  rest,  and  stanza  by  special  emphasis 
and  pause  on  the  last  note.  Nothing  in  the  exact 
nature  of  the  European  block  stanza  can  exist,  and  this 
appears  at  first  to  add  to  the  indefiniteness  of  Eastern 
music,  notwithstanding  its  fundamentally  coherent  and 
intelligible  basis. 

The  European  rondo  is  an  instrumental  type  re- 
markable for  the  precision  and  regularity  of  its  cadences. 
Bach  infused  into  it  the  free  flow  of  counterpoint,  but 
this  was  but  a  passing  phase,  for  Haydn  and  Mozart 
reverted  to  the  distinctly  articulated  type  that  had  been 
well  established  by  Couperin  in  his  harpsichord  pieces. 
With  the  development  of  the  idiom  the  rondo  became 
freer  and  larger,  and  its  various  sections  began  to  mingle 
with  one  another ;  but  substantially  the  same  type 
persisted,  and  it  has  remained  one  that  grows  by  addi- 
tion rather  than  by  process  of  idiomatic  development. 
It  has  generally  been  associated  with  some  rapidity  of 
tempo,  and  has  now  an  air  of  simplicity,  compared 
with  complex  idiomatic  treatment,  that  suggests  its 
folk-origin. 

The  music  of  the  folk-ballad,  devoid  of  refrain,  has 
been  also  transferred  to  instrumental  art.  Under  the 
names  of  Variations,  Chaconne,  Ground,^  Doubles,  &c., 
it  has  a  long  pedigree,  and  was  the  first  natural  type  of 
form  to  be  cultivated  by  European  musicians.  Funda- 
mentally it  is  a  melody,  repeated  with  variations  sug- 
gested originally  by  the  vocal  variations  of  the  ballad. 
Once  this  type   had   dropped   its  words  by  transfer  to 

^  A  ground  was  continual  repetition  of  the  bass  of  one  phrase  or  stanza. 


238     THE   EVOLUTION  OF  MUSICAL  FORM 

an  instrument,  the  need  for  greater  variation  in  the 
melody  became  at  once  apparent,  since  the  element  of 
variety  supplied  by  the  ballad  story  disappeared.  But 
the  primitive  characteristic  remained,  and  distinguished 
it  from  the  rondo.  Instead  of  introduction  of  a  new 
melodic  idea,  the  same  melody  formed  the  foundation 
of  the  whole  movement,  and  its  phrase  and  stanza 
were  exactly  repeated.  In  later  times  the  manner 
of  variation  differed  greatly,  and  it  might  be  the  bass 
or  the  harmony  that  made  the  unit  of  recurrence ; 
but  whatever  that  unit  was,  it  recurred  with  its 
cadences  in  exactly  similar  positions  ;  and  this  division 
into  well-defined  and  equal  blocks,  the  matter  of  which 
was  constantly  repeating  itself  in  differing  ways,  is 
what  characterises  the  variation-type  from  first  to 
last.  This  precise  and  formal  nature,  combined  with 
a  usually  centering  outline,  commended  it  to  the  early 
English  composers,  who  in  their  virginaU  pieces  used 
little  else,  with  the  exception  of  the  contrapuntal  prelude. 
The  texture  of  the  movement  admitted  of  some  adoption 
of  the  customary  contrapuntal  manner,  and  assisted  the 
use  of  imitation  when  a  popular  melody  was  taken  as 
the  theme,  but  its  reiterative  stanza  character  was  en- 
tirely opposed  to  the  unbroken  flow  of  counterpoint. 
At  this  time  (the  sixteenth  century)  it  was  a  useful  com- 
promise between  popular  and  scholastic  ideals,  though 
its  method  was  rigid.  This,  however,  is  by  no  means 
the  first  appearance  of  the  variation-type  in  notation. 
Reference  has  already  been  made  to  the  Welsh 
school    of  the    twelfth    and    thirteenth    centuries.     The 

^  An  early  keyed  instrument,  preceding  the  harpsichord. 


DERIVED    VOCAL   TYPES  239 

standard  instrumental  music  of  the  Welsh  was  founded 
upon  the  variation-type  only.  Originally  indistinguish- 
able from  vocal  music  and  governed  by  the  twenty- 
four  measures  (or  metres)  of  poetry,  which  was  called 
"  song  of  the  voice,"  instrumental  music  became  recog- 
nised as  a  separate  art  by  order  of  the  Prince  Gruffydd 
ab  Cynan,  and  was  called  "  song  of  the  strings." 
Musical  degrees  were  instituted,  and  students  had  to 
study  many  years  to  obtain  the  highest  distinctions  of 
the  bards.  In  order  to  establish  some  basis  of  musical 
form  apart  from  poetry,  twenty-four  measures  of  music 
are  said  to  have  been  introduced  from  Ireland,  and  as 
the  names  of  the  measures  are  not  in  Welsh  but  in 
ancient  Irish,  this  appears  very  likely.  The  Welsh 
have  always  shown  independence  in  music  in  their 
rejection  of  the  Gregorian  style,  but  the  Celtic  music 
of  Ireland  must  naturally  have  been  closely  allied 
with  their  own,  and  similar  methods  would  commend 
themselves  to  both  countries.  The  foundation  of  this 
music  was  harmonic  and  not  melodic,  apparently  for 
the  simple  reason  that  whereas  harmony  (especially  in 
a  primitive  stage)  admits  of  easy  classification,  with 
melody  this  is  far  more  difficult,  Vv^elsh  music  shows 
no  lack  of  melodic  instinct,  but  its  theory,  based 
upon  that  most  primitive  of  harmonic  usages,  alterna- 
tion of  tonic  and  dominant,  consisted  of  the  measures, 
already  described,  which  were  from  one  to  six  bars 
in  length,  with  a  chord  on  each  beat.  Four-beat  time 
was  the  most  frequent,  but  three-beat  is  also  found, 
and  change  of  bar  occurs,  as  also  change  from  dual  to 
ternal  time.     The  phrase  of  the  measure,  commonly  of 


240     THE  EVOLUTION  OF  MUSICAL  FORM 

four  bars,  usually  begins  and  invariably  ends  on  the 
tonic  chord.  The  chord-succession  of  the  measure  is 
repeated  throughout  the  variations.  Above  it  appears 
one  part  consisting  of  some  simple  pitch-figure  con- 
stantly reiterated  with  occasional  synchronous  consonant 
intervals,  and  what  is  usually  called  the  theme  does  not 
differ  greatly  in  form  from  the  variations.  At  the  same 
time  each  variation  has  a  distinct  character,  for  what- 
ever pitch-figure  is  chosen  distinguishes  it  throughout, 
and  usually  forms  an  idiom.  Syncopations  appear 
sometimes,  but  for  the  most  part  equal  time-outline 
prevails.  Thus  there  is  little  of  time-idiom  to  be 
found.  Celtic  imagination  runs  rather  to  wealth  of 
decoration  than  to  the  definite  utterance  of  the  time- 
idiom.  What  is  generally  known  as  ornament  in  music 
consists  of  shakes,  trills,  grace-notes,  and  turns,  too 
rapid  to  have  any  idiomatic  significance  ;  and  this  Welsh 
music  had  an  extensive  set  of  signs  to  this  effect  used 
incessantly,  the  exact  reproduction  of  which  can  only 
be  guessed.  Upon  this  decorative  principle  the  in- 
terest of  the  variations  chiefly  depended.  It  is  a  very 
primitive  type,  as  appears  from  its  monotony,  but  it  is 
of  great  interest  as  indicating  a  stage  in  the  evolution  of 
music  that  has  scarcely  been  known  to  exist. ^ 

The  drawback  of  the  variation-type,  found  in  it  from 
the  Welsh  music  onwards,  lies  in  the  ease  with  which 
it  adapted  itself  to  any  kind  of  superficial  triviality.  It 
became  all  things  to  all  men — to  the  Welsh  decorative, 
to  the  English  contrapuntal,  to  others  melodic  and  har- 
monic, but  to  none  of  these  the  true  musical  utterance 

^  See  Appendix,  Section  Z. 


DERIVED   VOCAL   TYPES  241 

of  great  art.  This  is  perhaps  not  surprising,  since 
technical  ingenuity  was  the  thing  required  of  musicians, 
and  spontaneous  utterance  was  regarded  with  suspicion. 
There  is  something  almost  pathetic  in  the  frequent 
borrowings  of  composers  of  all  nations  from  folk-song, 
showing  their  instinctive  desire  for  what  they  themselves 
were  unable  to  create  ;  and  when  a  borrowed  tune  super- 
ficially decked  out  made  the  essence  of  the  variations, 
necessarily  these  took  the  name  of  art  in  vain.  The 
type  had  all  the  littleness  of  the  folk-ballad  in  an 
attenuated  form,  without  any  of  the  breadth  possible 
to  the  independent  contrapuntal  style.  It  was  at  once 
limited  and  monotonous  and  yet  spun  out  at  great  length, 
and  there  existed  no  proportion  between  its  duration 
and  its  tonality,  since  one  key  was  usually  employed 
throughout.  Deprived  of  the  natural  consecutive  in- 
terest and  relation  of  parts  to  a  dramatic  climax  which 
is  usually  to  be  found  in  the  ballad,  it  was  a  mere  string 
of  loosely  connected  units,  because  the  feeling  for 
undulating  rhythm  in  music  on  a  large  scale  (which 
takes  the  place  of  what  is  called  dramatic  sense  in 
literature)  arrived  very  late,  and  had  to  wait  upon  the 
growth  of  the  idiom  that  alone  made  it  possible.  Pitch 
and  time  idioms  are  found  in  the  variation-type,  but 
pitch  mostly  predominates,  and  neither  can  develop  fully 
because  of  the  cadence  block  continually  recurring. 
So  long  as  the  stanza-form  is  held  intact,  all  that  can 
be  done  is  to  have  as  long  a  stanza  as  possible,  and 
while  the  tonality  is  so  limited,  to  make  variety  by 
means  of  imitation  and  the  idioms.  This  Bach,  in  his 
chaconnes,   was  able   to   do   by    means  of  his  astound- 


242     THE   EVOLUTION  OF  MUSICAL  FORM 

ing  mastery  of  imitation  and  of  pitch-idiom.  In  his 
variations  harmonic  outline  is,  as  with  the  Welsh,  the 
unit  of  recurrence  ;  but  unlike  them  he  forms  a  string 
of  complete  little  movements  hung  on  the  thread  of  the 
harmony,  each  of  varied  emotional  interest.  Thus  the 
variation-type  began  to  take  on  a  human  character,  and 
to  come  to  its  own  as  a  musical  utterance.  In  the 
sonata  period  more  ease  and  freedom  were  infused 
into  it,  and,  in  the  hands  of  Beethoven,  it  becomes  at 
length  an  even  freer  movement  than  its  companion,  the 
sonata-type.  Instead  of  the  formal  and  stiffly  divided 
reiteration  of  one  theme,  the  cadences  for  the  most 
part  fall  out  or  are  rendered  inconspicuous,  subsidiary 
themes  appear  in  other  keys,  and  while  the  main  theme 
is  varied  and  transformed  in  every  conceivable  way, 
the  whole  works  towards  a  climax  to  which  every  part 
of  the  movement  bears  its  relation.  The  stanza-form 
can  now  scarcely  be  found  if  it  is  looked  for,  and  has 
entirely  ceased  to  obtrude  itself.  This  extraordinary 
and  sudden  transformation  of  a  type  that  had  existed 
for  so  many  centuries  almost  untouched  is  due  to  the 
same  causes  that  developed  the  sonata-type  out  of 
the  primitive  dance-song.  The  essential  personality 
of  a  composer,  which  cannot  be  freely  expressed  until 
a  corresponding  freedom  has  arrived  in  the  means  of 
expression,  is  the  transforming  influence ;  and  the 
freedom  of  the  means  consists  in  the  development  of 
rhythm  as  a  whole,  and  especially  of  musical  idiom. 

Thus  the  folk-ballad  by  its  long  road,  and  the 
dance-song  by  its  seemingly  short  one,  arrived  together 
at  the  same  goal. 


CHAPTER   X 

THE  CYCLE 

Anomalous  cycles  of  opera  and  oratorio — The  Mass — Ordered  sequence 
of  the  suite — Early  French  dance-types — Tonalitive  scheme  of  suite 
— A  cosmopolitan  cycle  for  the  harpsichord — -The  modern  suite — The 
greater  cycle — Reversal  of  time  and  pitch  characteristics  of  suite — 
Influence  of  instruments — The  early  sonata  a  combination  of  differ- 
ing types  of  form  in  a  small  balance — Development  of  larger  balance 
under  Beethoven — Undulating  rhythm  essential  to  unity  of  a  great 
musical  work — Unity  of  subjects — The  quartet. 

The  Cycle  is  a  succession  of  several  movements  grouped 
together  under  one  head.  Whether  this  succession 
presents  (i)  a  string  of  disconnected  movements  ;  or 
(2)  an  ordered  sequence  ;  or  (3)  one  single  conception 
in  which  each  part  is  essential  to  the  balance  of  the 
whole,  the  result  is  still  considered  to  be  a  cycle. 
Between  the  mere  fact  of  succession  and  the  artistic 
whole  there  are  all  shades  of  variation  to  be  found,  and 
these  variations  depend  entirely  on  the  use  made  of 
units  of  recurrence. 

The  desire  for  the  cycle  arose  when  unity  on  a 
small  scale,  that  is,  within  the  limits  of  a  small  move- 
ment, was  understood,  but  unity  on  a  large  scale  was 
unthought  of.  What  was  wanted  was  greater  length, 
but  how  to  fill  these  greater  time-spaces  puzzled  the 
composer  of  limited  imaginative  power.  The  day  for 
unwearying  repetition  was  past,  and  musical  types, 
with   the   one    exception   of  the    variations,    were    very 


244     THE  EVOLUTION   OF  MUSICAL  FORM 

short.      The  problem  was  solved  by  falling  back  upon 
language    to    supply    the    factor    of   unity    required  ;    a 
dramatic  tale  presented  in  secular  or  sacred  guise  on 
the   stage  was  the  origin  of  the  musical  cycles  known 
as   Opera   and   Oratorio.      As  soon   as    music  had   re- 
covered from  the  recitative  phase  of  the  early  seven- 
teenth   century,    both    the    opera   and    oratorio    settled 
down    into    the    cycle,    a    heterogeneous    succession    of 
airs,  choruses,  ballets,  and  little  instrumental  interludes 
called    ritornelles.      Where    the    story    would    not    lend 
itself  to  any   of  these   types   it  fell   back   upon   recita- 
tive,  which    became    thus    a   useful    though    no   longer 
the    most    important    feature    of    the    opera.       After   a 
time  oratorio  left  the  stage  for  the  concert-room,  and 
developed  itself  upon  less  dramatic  and  more  musical 
lines,   but   its   cyclic   character  changed   for  the  worse. 
Its   choruses  became  under  Carissimi,  and   later  under 
Handel,  more  contrapuntal,  its  arias  more  florid  ;  accom- 
panied  recitative  also  made  its  appearance,  and   if  we 
except  the   choral   works   of  J.    S.    Bach,   who   infused 
a  contrapuntal  character  and  therefore  a  unity  of  style 
into  everything  he  wrote,  oratorio  was  and  is  a  hope- 
less  anomalous    mixture,    not    only   of  differing   types, 
but   also  of  differing  styles.     It  is  least  unsatisfactory 
when    the    dramatic   story,    if  there    at    all,    is    filtered 
down    into    moral    or   pastoral    reflections    which    offer 
some   scope    for    counterpoint.      Its    popularity    is    due 
largely    to    its    religious    associations,    but   as   a   cyclic 
whole  it  lacks  form,  despite  the  frequent  virtues  of  its 
factors  separately  considered. 

On  the  other  hand,  the  movements  of  operas  were 


THE   CYCLE  245 

generally  discreditable  as  music,  filled  with  super- 
ficialities that  would  show  oft'  the  charms  of  the  solo 
voice,  or  the  decorative  arrangements  of  the  stage. 
In  opera  as  a  whole  there  was  less  anomaly,  because 
it  did  not  lend  itself  so  well  to  contrapuntal  methods, 
but  there  was  far  more  superficiality.  Considered  as 
a  union  of  arts,  the  need  for  musical  display  in  a 
series  of  fragments  spoilt  the  drama,  and  the  drama 
itself  was  an  encumbrance  to  the  music.  The  attempt 
to  supply  the  place  of  musical  unity  by  means  of  the 
dramatic  unity  of  a  story  was  not  an  artistic  success. 
The  operatic  cycle  had  no  form  at  all  in  the  rhythmic 
sense,  but  remained  a  mere  stringing  together  of  un- 
related parts.  Musical  reiteration  of  some  sort  is 
necessary  to  musical  unity  ;  a  reiteration  not  merely 
within  the  limits  of  each  part,  but  carried  on  through- 
out the  whole.  This  in  opera  is  conspicuous  by  its 
absence  ;  hence  the  lack  of  unity  and  also  of  contrast, 
which  are  the  essential  conditions  of  form. 

The  Catholic  Mass,  though  certainly  a  cycle,  is  not 
an  easy  one  to  define  musically.  Its  unity  is  funda- 
mentally literary,  admitting  of  many  diverse  musical 
interpretations.  In  the  course  of  a  long  history,  it 
seems  to  offer  examples  of  almost  every  musical  style 
that  has  ever  existed  in  Europe.  It  gave  birth  to 
the  vocal  contrapuntal  style  of  the  sixteenth  century, 
which  must  be  regarded  as  specially  belonging  to  it, 
and  nevertheless  it  has  proved  an  inspiration  of  the 
highest  order  to  later  contrapuntal  and  rhythmitonal 
composers.  Again,  it  has  been  merely  a  peg  for 
superficial   music    of    the    operatic    stamp.      Under   its 


246     THE  EVOLUTION  OF  MUSICAL  FORM 

many  guises  it  comprehends  the  whole  range  of  cyclic 
variation  ;  its  sequence  of  movements  is  now  anomalous, 
now  orderly,  in  the  hands  of  genius  rising  at  times 
into  the  unity  of  the  balanced  whole.  The  fact  can 
never  be  overlooked  that  the  two  greatest  choral  works 
of  music,  the  masterpieces  of  Bach  and  Beethoven,  are 
founded  upon  the  Mass. 

The  first  cycle  of  instrumental  music  was  that 
known  as  the  Suite,  which  belonged  to  the  seventeenth 
and  early  eighteenth  centuries.  It  was  written  for  the 
harpsichord,  and  consisted  of  a  string  of  little  move- 
ments in  stanza-form  all  in  the  same  key  and  on  the 
same  tonalitive  scheme,  each  of  which  was  called  after 
a  favourite  dance  of  society.  With  the  name  the 
resemblance  to  the  actual  dance  ceased,  if  we  except  a 
certain  convention  which  was  in  force  prescribing  the 
time-signature  proper  to  each,  and  which  may  very 
well  have  arisen  from  the  original  dance-movement. 

It  is  a  question  whether  the  debt  owed  by  the 
suite  to  dance-feeling  has  not  been  altogether  over- 
estimated. As  far  back  as  the  thirteenth  century, 
instrumental  pieces  were  written  for  the  viol  or  vielle 
on  the  lines  of  dance-tunes,  showing  the  influence  of  the 
society  dance  upon  instrumental  music  at  a  very  much 
earlier  period  than  is  commonly  supposed.  The  rage 
for  dance-tunes  was  no  sudden  incursion  of  the  six- 
teenth century.  In  his  interesting  monograph^  M. 
Pierre  Aubry  shows  that  the  name  estampie  (Pro- 
vencal estampida)  was  given  to  a  melody  for  the  viol 
of  clearly  defined  phrase  and  stanza-form,  and   that   it 

^  Estai/ipies  et  Danses  Royales.     Pierre  Aubry. 


THE   CYCLE  547 

must  have  been  one  of  the  commonest  instrumental 
types  of  the  thirteenth  century.  It  differed  Httle  from 
the  Dansse  real  (royal  dance)  except  in  being  of  a 
stricter  type.  Examples  of  estampies  were  found  in 
an  MS.  of  the  Bibliotheque  Nationale  in  Paris,  con- 
taining a  valuable  collection  of  songs  of  the  trouveres 
and  troubadours,  the  volume  having  belonged  to  Car- 
dinal Mazarin.  These  examples  quoted  by  M.  Aubry 
show  a  stanza,  then  known  technically  as  a  punctum, 
thus  constructed :  First  a  phrase  of  four,  five,  eight, 
or  ten  bars,  followed  by  another  of  four,  six,  seven, 
or  ten  bars  known  as  the  apertum,  and  ending  on  a 
cadence ;  then  came  repetition  of  the  first  phrase, 
followed  by  one  which  began  with  a  repeat  of  the 
apertum,  but  ended  differently  on  a  final  cadence,  and 
was  called  clausmn.  This  made  a  stanza  of  four  phrases, 
with  something  corresponding  to  a  half-close  in  the 
middle ;  the  phrase-form  is  fairly  free,  but  the  four- 
bar  phrase  predominates.  The  estampie  consisted  of 
from  three  to  seven  stanzas,  each  beginning  with  a 
new  melodic  outline,  but  repeating  the  apertum  and 
clausum  without  variation.  The  melodies  show  a 
transition  stage  of  tonality,  partly  Gregorian,  partly 
popular.  They  are  written  in  but  three  values,  with 
ternal  beat-figures,  and  are  translated  uniformly  into 
\  time. 

This  is  altogether  a  very  rhythmic  formula  for  the 
age,  showing  dance  origin,  but  of  an  altogether  different 
character  from  the  folk-dance.  It  was  at  once  more 
elaborate  and  stricter  in  its  formation.  From  this 
source  came  the  dances   whose  names  were  given  to 


248     THE  EVOLUTION  OF  MUSICAL  FORM 

the  little  contrapuntal  pieces  in  stanza-form  which  were 
grouped  together  into  the  suite.  The  dance-feeling 
was  now  filtered  down  not  only  through  social  influ- 
ences, but  also  through  the  musical  technique  of  the 
period,  which  was  of  an  opposite  nature  to  natural 
rhythmic  usage.  Practically  nothing  of  the  feeling  and 
but  little  of  the  original  dance-type  remained,  this 
being  chiefly  represented  by  the  cadence  block  in  the 
centre.  With  the  exception  of  the  opening  prelude 
the  tonalitive  scheme  was  uniform — stanza  i,  a  start 
from  the  tonic  key  leading  to  a  temporary  repose  in 
the  dominant  key  ;  stanza  2,  return  from  the  dominant 
key,  usually  by  way  of  the  subdominant  to  the  tonic. 
This  scheme  shows  a  definite,  if  formal  appreciation 
of  elementary  circling  rhythm. 

In  addition  to  this,  though  much  depending  on  it, 
a  certain  air  of  brisk  contentment  for  the  most  part 
pervaded  the  suite.  It  was  not  deeply  emotional, 
but  in  the  hands  of  J.  S.  Bach,  its  greatest  ex- 
ponent, it  became  idealised.  In  the  place  of  the 
trite  contrapuntal  commonplaces  of  the  time,  we  find 
in  the  English  suites  a  marvellous  interweaving  of 
idiom  and  imitation,  mostly  on  the  pitch-side,  but  by 
no  means  confined  to  it.  There  is  far  more  develop- 
ment of  time-outline  in  these  little  pieces  than  any 
prelude  or  fugue  will  bear ;  here  Bach  seems  to  cast 
off  his  organ  style,  and  to  write  whole-heartedly  in 
the  exact  form  of  combined  idiom  and  imitation  suited 
to  the  harpsichord.  Into  all  perfect  instrumental  art 
the  idiosyncrasies  of  the  instrument  enter  largely ;  the 
composer's    technique    consists    in    great    part    in    his 


THE   CYCLE  249 

capacity  for  adapting  himself  to  these  varying  idio- 
syncrasies ;  it  happens  generally  that  there  is  one 
instrument  that  appeals  naturally  to  his  temperament, 
and  whose  technique  seems  born  within  him,  while 
that  of  all  the  others  has  to  be  more  or  less  acquired. 
The  greatest  master  is  he  who  can  acquire  the  most 
variations  of  technique  without  obstructing  the  natural 
flow  of  his  own  imagination.  In  Bach's  time  there 
were  in  Germany  but  two  solo  instruments  of  any 
importance,  the  organ  and  the  harpsichord,  but  these 
two  demanded  very  different  technique.  The  harp- 
sichord could  produce  none  of  the  big  rolling  sequences 
and  massed  climaxes  of  the  organ  -  tone,  but  it  was, 
though  incapable  of  accent,  a  much  more  rhythmic 
instrument,  because  each  note  had  a  clear  attack,  re- 
sulting from  the  twang  of  the  string  by  the  quill.  The 
tone -colour  was  thin  and  light,  and  therefore  time- 
figures  were  effective  which  on  the  heavy  organ-tone 
became  unsuitable  or  even  vulgar.  Imitation  was  the 
essential  of  organ  music,  but  on  the  harpsichord  it  was 
used  in  its  most  rhythmic  character,  bar  answered  by 
bar,  and  blended  with  time  and  pitch  idioms,  which 
frequently  predominated.  The  clavichord,  a  delicate 
chamber  instrument,  had  less  general  influence  upon 
the  suite  than  the  harpsichord,  but  was  beloved  by 
Bach  for  its  graded  tone,  and  used  by  him  for  some  of 
his  most  intimate  and  expressive  utterances. 

Taken  as  a  whole,  the  suite  is  a  cycle  of  ordered 
sequence,  without  any  attempt  at  the  larger  rhythm  of 
undulation  or  climax.  These  two  effects  were  im- 
possible   on    the    harpsichord,   and    the  suite  was  com- 


250     THE  EVOLUTION  OF  MUSICAL  FORM 

plete  without  them.      There   was  nothing  in   it  of  the 
anomaly  of  the  mixed  art  of  language  and  music.     Its 
movements    were    perfectly    homogeneous    in    texture, 
uniform    in    key   and    in    key-relation,    and    in    stanza- 
form.     Upon  this  strong   basis   of  unity,  contrast  was 
made    chiefly    by    changes    of    tempo    and    of    time- 
signature   between   the  various   movements,   and  these 
changes  were  summed    up    in    the   names  given,    each 
of  which  indicated  a  type  of  time.      It  was  a  popular 
cosmopolitan  harpsichord  cycle,  existing  in  England  as 
lessons,    in    France    as    ordre,    in     Italy    as    sonata    de 
camera,  in  Germany  as  partita,  for  the  generic  name 
was  of  later   application.      It  showed  little  in  the  way 
of  development,  but  the  general  tendency  was  to  pro- 
ceed   from    a    great    number    of  different    movements, 
grouped  as  many  as  twenty  together,^  to  fewer  types, 
which   became  at  once  more   fixed  and   more  definite. 
The  average  suite  contained  some  six  or  seven  move- 
ments. 

The  modern  cycle  of  this  name  has  nothing  in 
common  with  the  historical  suite,  save  in  being  a 
succession  of  short  movements.  The  amount  of  unity 
and  contrast  to  be  found  in  it  depends  upon  the  com- 
poser only,  since  there  is  nothing  in  the  nature  of 
a  conventional  style  existing  in  it.  Its  association 
with  descriptive  titles  or  with  a  definite  programme 
now  prescribes  its  emotional  character,  and  renders  it 
somewhat  of  a  mixed  art,  whereas  the  fancy  titles 
occasionally  applied  to  the  historical  suites  had  little 
if  any  effect  upon  their  musical  contents. 

^  See  Couperin's  Ordrcs. 


THE    CYCLE  251 

Similar,  but  of  vocal  usage  is  the  song-cycle,  which 
is  variously  written  for  one  voice  or  several,  but  usually 
possesses  the  character  of  orderly  sequence,  assisted  by 
literary  unity. 

It  will  be  observed  that  in  the  suite,  the  pitch- 
features  made  for  unity  and  the  time-features,  such  as 
they  were,  for  contrast.  These  are  not  the  lines  on 
which  musical  form  could  far  develop.  When  we  turn 
to  the  greater  cycle  known  as  the  Sonata,  Quartet, 
Symphony,  and  Concerto,  these  characteristics  are  to 
a  great  extent  found  in  reverse  order.  The  pitch- 
features,  starting  in  formal  unity,  become  gradually 
freer,  while  the  promiscuous  nature  of  the  time-outline 
is  transformed  into  a  complex  yet  solid  basis  of  unity, 
consisting  principally  of  idiomatic  treatment,  almost 
every  note  of  which  bears  its  exact  and  necessary 
relation  to  the  general  scheme.  The  contrast  of  tempo 
alone  remains,  and  without  this  contrast  the  cycle 
would  cease  to  exist  and  become  a  continuous  musical 
work.  The  distinction  between  these  two  classes  of 
composition  is  not  that  one  has  pauses  and  the  other 
has  none  ;  from  this  point  of  view  a  Wagner  opera 
would  appear  cyclic,  and  a  concerto  or  suite,  with  its 
movements  strung  together  by  a  few  chords,  would  be 
continuous.  The  pause  is  a  matter  of  convenience  ; 
in  spite  of  it  the  Wagner  opera  is  continuous,  because 
of  its  unity  of  subject  matter  and  lack  of  formal  con- 
trasts of  tempo  ;  the  acts  are  not  severally  distinguished 
by  fast  or  slow  characteristics,  but  these  occur  through- 
out when  and  where  they  are  wanted.  Even  without 
any  pause  the  concerto  is  cyclic,  because  of  its  depend- 


252     THE  EVOLUTION  OF  MUSICAL  FORM 

ence  upon  these  formal  contrasts  of  tempo,  whether 
or  not  unity  may  exist  in  the  relations  of  the  various 
subjects. 

The  greater  cycle  is  variously  named  according 
to  its  adaptation  to  varying  combination  of  instru- 
ments. It  is  called  sonata  for  a  solo  instrument  or  for 
two  solo  instruments  such  as  piano  and  violin,  trio  for 
three  such  instruments,  quartet  for  four,  and  so  forth. 
The  term  symphony  is  reserved  for  the  orchestra  and 
concerto  for  a  solo  instrument  accompanied  by  the 
orchestra.  All  these  different  names  represent  a  cycle, 
which  may  vary  in  the  number  of  its  movements, 
but  usually  consists  of  three  or  four.  It  is  the  first 
instance  of  recognition  of  the  influence  of  instru- 
ments upon  music  by  distinction  of  name,  and  this 
is  a  distinction  not  found  to  exist  before  Haydn's 
time. 

The  early  sonata  or  symphony  started  under  a 
disadvantage.  Instead  of  the  perfectly  symmetrical 
and  similar  little  movements  of  the  suite,  it  dealt  with 
an  anomalous  collection.  It  comprised  the  varied  types 
of  the  sonata,  the  variations  and  the  rondo,  and  added 
thereto  the  primitive  one  of  the  minuet  and  trio.  The 
sonata-type  took  its  tonalitive  scheme  from  the  suite, 
and  retained  for  long  the  stanza  character  which  caused 
it  to  be  known  as  binary,  that  is,  in  two  parts  divided 
by  a  full  close,  usually  in  the  dominant  key.  This 
made  the  first  movement,  and  was  considered  the 
type  of  form  essential  to  the  sonata.  The  other 
movements  were  admitted  by  way  of  contrast.  So 
long  as  all  these  as   well   as  the  sonata-type   retained 


THE    CYCLE  253 

their  stanza-form,  the  differing  stages  of  development 
represented  by  each  one  were  less  apparent.  This 
could  only  be  retained  so  long  as  the  movements 
remained  short.  The  growth  of  musical  form  may  be 
fairly  estimated  by  its  length,  as  a  tree  by  its  height, 
and  the  fact  that  the  single  first  movement  of 
Beethoven's  Waldstein  sonata  covers  a  larger  space 
in  print  than  an  average  whole  early  sonata  of  Haydn, 
is  one  that  speaks  for  itself.  The  balance  of  stanza- 
form  is  necessarily  a  small  balance  ;  unless  repeated 
at  fairly  frequent  intervals  it  will  not  be  recognised. 
A  large  movement  must  either  add  stanza  to  stanza 
after  the  manner  of  variations,  and  thus  destroy  the 
charm  of  the  small  movement,  without  attaining  to  a 
larger  balance,  or  it  must  drop  out  the  stanza  and 
develop  on  larger  lines.  As  has  been  shown,  this  latter 
fate  befell  the  sonata-type,  the  rondo,  and  finally  even 
the  variations  in  the  hands  of  Beethoven,  and  thus 
these  three  types  became  merely  different  manifestations 
of  one  spirit ;  but  still  the  minuet  and  trio  remained 
hopelessly  in  the  rear,  a  little  primitive  thing  represent- 
ing a  complete  anachronism.  Hence  it  disappears  from 
the  advanced  greater  sonata  cycle,  and  the  scherzo  is 
substituted,  which,  while  distinct  from  the  others,  is 
on  a  par  with  them  in  texture  and  capabilities  of 
development. 

The  sonata  and  its  kindred  cycles  now  had  the 
material  that  could  work  into  a  balanced  whole.  There 
was  sufficient  variety  between  the  movements,  and  these 
were  based  upon  the  unity  of  idiomatic  treatment.  The 
only  thing   lacking   was   undulating   rhythm,    which    by 


254     THE  EVOLUTION  OF  MUSICAL  FORM 

its  alternating  rise  and  fall  should  prove  a  larger  prin- 
ciple of  unity,  and  in  combination  with  the  idiom  pro- 
vide the  means  of  climax.  The  study  of  the  works  of 
Beethoven  and  Schubert  shows  how  they  first  realised 
this  new  balance  within  the  single  movement,  and  then 
were  led  to  seek  for  it  on  the  larger  scale  of  the  whole. 
Instinctively  they  held  something  in  reserve  for  the  end. 
Compared  with  the  denouement,  the  first  movement  took 
on  a  character  of  reserve  power,  energetic  it  might  be, 
but  well  restrained  ;  the  second  became  a  serene  and 
quiet  phase  with  a  slow  tempo  and  predominance  of 
pitch-features  ;  both  leading  up  to  a  headlong  rush 
which  bore  all  before  it.  Sometimes  this  prodigious 
vitality  sufficed  in  itself,  sometimes  it  led  step  by  step 
to  a  greater  climax  which  called  in  new  resources  of 
actual  tone.  Such  works  as  these  are  the  mountain- 
peaks  of  music,  and  are  the  highest  possible  achievement 
within  the  scope  of  the  cycle. 

It  will  be  noticed  that  the  right  balance  of  the 
vast  resources  of  undulating  rhythm  is  now  the  factor 
that  mainly  constitutes  a  perfect  whole  made  up  of 
varied  parts.  From  this  point  of  view  definite  relation 
between  the  initial  subjects  has  a  lesser  effect.  Some 
contrast  of  ideas  is  demanded  by  the  variation  between 
fast  and  slow  movements  ;  this  was  in  the  nature  of 
the  cycle.  Yet  there  are  certain  underlying  features 
of  unity  between  the  subjects  of  the  various  movements 
of  Beethoven's  greater  works,  which  show  the  general 
direction  of  his  imagination.  In  the  Appassionata  it  is 
a  time-figure,  in  the  C  minor  symphony  an  emphasis 
on  syntonic  outline,  and  sometimes  is  found  the  subtlety 


THE    CYCLE  255 

of  a  reiterated  interval  of  modulation  which  predo- 
minates throughout  the  work,  it  may  be  of  a  semitone 
or  a  full-tone  or  of  a  larger  interval.  It  is  quite  certain, 
that  wherever  unity  is  felt  to  exist,  some  reiterative 
feature  of  a  nature  perhaps  not  easily  perceived  is  there 
to  account  for  it. 

The  true  balance  of  such  a  work  on  orchestral  lines 
is  of  abnormal  difficulty,  and  demands  genius  of  the 
highest  order.  It  seems  unlikely  that  the  symphonic 
cycle  will  ever  again  reach  to  such  a  height,  for  its 
consummation  corresponded  with  a  particular  phase  of 
evolution,  when  the  continuous  style  was  scarcely 
apprehended.  But  the  normal  walks  of  cyclic  usage 
are  still  open,  wherein  orderly  sequence  shall  prevail 
and  satisfy.  Where  the  whole  body  of  tone  is  small, 
as  in  the  string  quartet,  or  where  one  solo  instrument 
predominates  as  in  the  concerto,  and  consequently  great 
climaxes  of  sound  are  either  impossible  or  unsuitable, 
some  sort  of  cyclic  arrangement  must  be  employed  in  a 
work  of  any  length,  because  too  long  a  continuous 
working  out  of  any  ideas  would  lack  the  needful  con- 
trasts of  force.  We  do  not  want  a  quartet  to  be  an 
imitation  symphony,  a  sort  of  would-be  orchestra  in 
miniature,  but  most  of  us  would  rather  it  remained  its 
normal  fascinating  self.  To  do  this  it  must  avoid  the 
symphonic  texture,  and  cultivate  the  tempo  contrasts  of 
the  cycle  in  order  to  obtain  sufficient  variety  on  its 
small  platform.  In  circling  rhythm  its  best  effects  of 
tone  are  limited,  but  the  whole  key-circle  is  available 
for  occasional  use.  The  charms  of  the  quartet  lie  in 
dainty   perfection   of  detail,   in   an   unrivalled  rhythmic 


256     THE   EVOLUTION  OF  MUSICAL  FORM 

vigour,  and  a  delicate  phrase-articulation  without  need 
for  stanza.  Thus  the  higher  development  of  the  idiom 
and  some  measure  of  imitation  also  come  within  its 
powers,  and  these  ensure  its  vitality,  although  the 
wider  emotional  rhythm  of  undulation  on  a  large  scale 
is  necessarily  closed  to  it. 


CHAPTER  XI 

THE   CONTINUOUS   STYLE 

General  lines  of  evolution— Need  for  continuity — Advance  of  undulating 
rhythm — Assistance   of  the  drama   in    developing  continuous   form — 
Proportions  of  orchestra  and  length  of  work — Orchestral  condition 
of  dramatic  music — The  symphonic  poem — The  perspective  of  music 
— The  continuity  of  counterpoint — Counterpoint  in  the  Church. 

The  general  trend  of  musical  evolution  is  in  the  direc- 
tion of  continuity.  We  have  traced  the  development  of 
the  cycle  out  of  the  recurring  stanza  which  was  once 
essential  to  circling  rhythm  into  the  continuous  move- 
ment, where  tonality  is  enforced  by  the  amount  of  space 
occupied  by  the  initial  key  rather  than  by  any  syste- 
matic chord-recurrence.  The  tendency  is  for  the  smaller 
bounds  to  drop  out  and  larger  limits  to  be  set.  For 
example,  the  overture,  once  a  small  cycle,  became 
transformed  into  a  single  sonata-type.  Then  in  course 
of  time  even  the  larger  limits  come  to  appear  a  con- 
vention, which  means  that  the  need  for  them  is  past, 
and  less  obvious  and  more  subtle  methods  begin  to 
make  their  appearance.  Thus  strict  form  gives  way  to 
free.  The  feeling  for  the  larger  outlines  of  undulating 
rhythm  grows  stronger,  and  all  its  factors,  once  used 
to  emphasize  the  stanza  and  cycle  in  a  conventional 
manner,  are  now  put  to  their  natural  free  rhythmic  use 
in  the  scheme  of  the  whole.  As  has  been  pointed 
out,  free  idiomatic  utterance  needs  continuity,  advanced 


258     THE   EVOLUTION  OF  MUSICAL  FORM 

tonality  is  necessarily  continuous,  and  undulating  rhythm 
in  any  of  its  larger  phases  is  impossible  without  some 
measure  of  continuity.  The  free  rhythm  of  undulation 
is  the  latest  arrival,  and  does  not  begin  to  exert  much 
effect  until  pulsative  and  circling  rhythms  have  got 
past  the  small-block  stage.  It  takes  time  for  the 
subtle  influences  of  rise  and  fall  to  make  themselves 
felt  above  the  obvious  ones  of  sudden  contrast,  but 
they  gain  ground  inch  by  inch  with  the  inevitableness 
of  a  rising  tide.  Rise  and  fall  of  pitch  on  a  large 
scale  comes  to  mean  more  than  any  particular  course 
of  modulation  ;  rise  and  fall  of  force  does  away  with 
the  conventional  arrangement  that  a  slow  movement 
shall  be  soft  and  a  fast  one  loud,  fortissimo  effects 
begin  to  invade  the  Andante,  and  the  pianissimo  is 
heard  in  the  Allegro ;  the  formal  arrangement  of  con- 
trasts of  tempo,  the  bulwark  of  the  cycle,  is  the  last  to 
go,  but  this,  like  the  earlier  obstructions  of  undulating 
rhythm,  will  surely  fade  away  sooner  or  later.  Critics 
and  theorists  may  grumble,  missing  their  familiar  land- 
marks, and  declare  the  new  style  to  be  invertebrate, 
chaotic,  and  irrational,  but  no  man  can  stay  the  march 
of  evolution.      Music    ever  advances  blindfold. 

Thus  the  continuous  style  is  practically  synonymous 
with  the  growth  of  free  undulating  rhythm,  and  its 
wider  emotional  range.  For  a  long  time  it  is  merely 
a  subtle  influence  pervading  the  cycle ;  not  until  the 
whole  is  leavened  can  we  speak  accurately  of  a  con- 
tinuous style. 

The  operas  of  Mozart  and  Weber  show  sometimes 
a  linking  up  of  scenes  in  order  to  obtain  climax  at  the 


THE    CONTINUOUS    STYLE  259 

end  of  an  act,  or  a  prolonged  scene  which  admits  of  a 
succession  of  emotional  moods ;  these  are  things  which, 
entering  into  that  cyclic  waste,  the  opera,  show  in  which 
direction  the  wind  is  blowing.  But  we  have  to  wait  for 
Wagner  before  the  real  continuous  style  arrives.  And 
Wagner  himself  has  to  write  volumes  upon  volumes  of 
explanation,  not  always  appropriate,  in  order  to  justify 
his  proceeding  to  the  world,  so  strange  it  seemed.  The 
experiment  of  the  early  seventeenth  century  was  re- 
peated in  the  nineteenth,  and  this  time  with  success,  for 
music  had  meanwhile  built  up  its  own  means  of  utter- 
ance. It  does  not  follow  that  Wagner  had  necessarily 
a  greater  dramatic  insight  or  even  a  greater  musical 
facility  than  Monteverde,  but  whereas  the  Italian  fore- 
runner had  to  seek  the  straw  for  his  bricks  ere  he 
could  build,  Wagner  had  all  his  bricks  ready  to  hand. 
The  means  were  there,  and  all  that  was  wanted  was 
the  master-brain.  But  without  any  means,  even  such 
a  brain  can  achieve  but  little. 

In  music  the  tracking  out  of  new  conceptions  is  so 
much  a  reaching  forth  into  the  unknown,  a  bringing  into 
existence  of  what  has  never  been  before,  that  it  is  small 
wonder  that  a  kindred  art  should  be  called  in  to  give 
some  measure  of  stability  to  an  equilibrium  of  absolutely 
unknown  proportions,  and  that  cannot  in  itself  at  this 
stage  be  grasped  intellectually.  It  was  just  this  measure 
of  balance,  prescribing  emotional  mood-succession  and 
position  of  climax  that  the  drama  could  supply. 
Wagner  had  the  dramatic  sense  both  inborn  and  well- 
developed  ;  it  proved  the  tree  up  which  his  less 
developed  musical  sense  climbed  like  a  tropical  creeper, 


26o    THE  EVOLUTION  OF  MUSICAL  FORM 

and  thus  supported  grew  to  a  lavish  luxuriance  that 
wellnigh  killed  the  tree.  From  the  musical  point  of 
view,  the  Rubicon  was  crossed ;  here  was  the  new 
style,  and  the  manner  of  its  birth  and  growth  mattered 
little.  But  it  was  natural  that  Wagner  should  deceive 
himself  into  supposing  that  the  play  was  the  thing  and 
music  its  accessary,  and  that  other  people  should  go  on 
repeating  the  same  after  him.  Now,  however,  that  the 
world  perceives  that  instrumental  music  did  not,  as  was 
expected,  die  with  Beethoven,  but  has  taken  on  a  new 
lease  of  life,  it  is  worth  while  to  inquire  into  the  mean- 
ing and  scope  of  this  vitality,  and  its  relation  to 
Wagner's  music. 

The  first  fact  that  meets  us  is  the  development  of 
the  orchestra ;  further,  the  skill  displayed  by  composers 
generally  in  the  management  of  its  technique,  and  the 
increasing  popularity  of  orchestral  music.  If  we  admit 
that  the  future  of  music  lies  in  a  continuous  treatment, 
the  orchestra  is  indispensable.  One  essential  of  con- 
tinuity is  a  body  of  instruments  capable  collectively 
of  continuous  tone-utterance,  offering  sufficient  colour 
and  force  -  variations  to  dispel  any  possibility  of 
monotony. 

In  music  a  relation  should  exist  between  the  length 
of  the  work  and  the  variety  of  instrumental  tone  em- 
ployed. A  Wagner  opera  lasting  for  four  hours  de- 
mands a  larger  orchestra  than  a  Beethoven  symphony 
of  forty  or  fifty  minutes.  The  reason  why  the  Wagner 
orchestra  is  not  four  times  the  size  of  Beethoven's  is 
because  a  great  part  of  the  needful  contrast  of  the  opera 
is  provided  on  the  stage.     The  orchestra  is  here  largely 


THE   CONTINUOUS    STYLE  261 

a  factor  of  unity,  and  a  study  of  Wagner's  method  of 
orchestration  shows  that  he  sought  instinctively  for  the 
effects  of  subtly  blended  colours,  more  than  for  those  of 
contrast  between  one  instrument  and  another.  There- 
fore the  instrumental  parts  have  less  individuality, 
especially  those  of  the  string  orchestra,  and  are  made  to 
merge  into  a  continuous  flow  reflecting  the  prevailing 
mood  of  the  operatic  situation.  The  texture  of  the 
music  becomes  at  times  more  imitative  and  promis- 
cuous than  idiomatic,  in  this  way  reverting  somewhat 
to  the  earlier  contrapuntal  conditions.  These  are  the 
musical  conditions  of  the  theatre  rather  than  of  the 
concert-room.  But  when  we  turn  to  present  con- 
cert-room music,  few  composers  seem  able  to  discern 
any  difference  between  the  technique  of  their  own  art 
and  that  of  the  theatre.  On  the  whole  the  operatic  con- 
ditions threaten  to  dominate  everything,  as  counterpoint 
did  at  a  former  time.  And  lacking  the  human  element 
of  the  drama,  the  sensuous  element  of  the  orchestra 
(enlarged  since  Wagner's  time)  rides  roughshod.  In 
this  department  of  music  as  in  others,  on  the  one 
hand,  too  much  diversity,  or,  on  the  other,  too  homo- 
geneous an  orchestral  style,  means  lack  of  unity  and 
of  contrast,  and  hence  of  the  higher  emotional  phases. 
The  best  effect  to  be  obtained  lies  in  a  certain  economy 
of  means  based  upon  unity,  and  the  cultivation  of  the 
individuality  of  instruments.  The  orchestra  required 
for,  say,  a  continuous  composition  of  an  hour's  length 
will  probably  be  found  to  be  larger  than  Beethoven's 
in  mass  as  well  as  in  variety  of  tone,  but  mere  colour 
does   not  require   to    take   the   front   seat.      Where    it 


262     THE  EVOLUTION  OF  MUSICAL  FORM 

does  so,   there  is  a  fault  either  in  the  texture  of  the 
music  or  in  its  relation  to  the  size  of  the  orchestra. 

Orchestral  concert-room  music  is  just  now  in  a 
transitional  stage.  It  wants  to  be  continuous  like  the 
drama,  but  has  not  yet  arrived  at  distinguishing  its 
own  continuous  style.  The  fact  that  this  new  con- 
dition has  come  into  music  through  the  drama,  is  quite 
sufficient  to  account  for  the  predominance  of  the 
dramatic  and  poetic  element  in  concert-room  pro- 
grammes. The  symphonic  poem  is  a  sort  of  half-way 
house ;  it  is  freer  than  the  opera,  but  it  still  clings 
to  poetry  much  as  an  inexperienced  swimmer  will 
cling  to  a  rope.  It  is  further  hampered  by  its  weight 
of  orchestral  apparel,  and  its  imitation  of  operatic 
orchestral  methods.  It  has  grasped  something  of  the 
general  principles  of  free  rhythm,  but  it  lacks  sufficiently 
strong  idiomatic  development,  the  free  generation  of 
ideas.  Where  a  great  number  of  orchestral  parts  are 
proceeding  at  once,  the  sum  of  these,  considered  as 
time-outline,  is  either  monotonously  equal  or  un- 
certainly promiscuous.  It  is  less  homogeneous  than 
the  time-outline  of  organ  counterpoint,  because  orches- 
tral instruments  cannot  be  coerced  into  proceeding 
uniformly  in  a  contrapuntal  manner.  It  is  merely  silly 
to  eive  the  trombone  a  time-outline  similar  to  the  flute, 
and  in  counterpoint  the  time-outlines  of  the  various  parts 
should  be  all  on  an  equal  footing.  Counterpoint  is  in 
this  sense  flat,  like  the  pattern  of  an  ironwork  gate,  and 
we  accept  its  lack  of  perspective  as  we  do  the  gate,  as 
a  matter  of  course.  But  in  the  orchestra  the  case  is 
different.      Here  there  must  needs  be  diversity  of  time- 


THE    CONTINUOUS    STYLE  263 

outline,  and  this  should  mean  perspective.  Without 
attempting  to  find  exact  analogies  between  two  widely 
differing  arts,  in  a  general  way  it  may  be  said  that 
pitch,  intensity,  and  quality  in  music  correspond  to 
colour  and  tone  in  painting,  and  that  time-idiom  is  the 
drawing  of  music.  In  true  polyphonic  art  the  idiom 
produces  a  picture  in  so  far  as  perspective  is  concerned, 
in  which  foreground,  background,  and  middle  tones  can 
distinctly  be  observed.  This  means  that  all  the  time- 
outlines  which  are  proceeding  simultaneously  distinct 
from  one  another,  are  not  of  equal  importance  to  the 
ear.  One  of  slower  duration  may  stand  out,  or  a  strik- 
ing form  of  time-figure  will  attract  attention  above  the 
others,  and  all  the  rest  will  group  themselves  round  it, 
and  assist  to  give  it  point  and  emphasis.  This  main 
idiom  is  always  in  the  foreground  ;  in  an  orchestral  work 
there  will  frequently  be  found  subsidiary  themes  appear- 
ing and  disappearing  in  the  middle  distances,  while 
small  and  insignificant  figures  of  accompaniment  fill  up 
the  background.  All  this  is  primarily  and  funda- 
mentally due  to  time-outline.  To  the  beauty  of  the 
effect  polyphony,  colour,  and  force  are  essential,  but 
these  three  factors,  which  might  at  first  sight  appear 
all-important,  are  thus  less  of  value  in  themselves  than 
in  so  far  as  they  serve  to  indicate  the  true  balance  and 
proportions  of  the  idiom.  If  there  are  no  striking 
figures,  no  themes  of  stirring  interest,  but  only  a  pro- 
miscuous time-outline,  the  finest  proportions  of  pitch, 
colour,  and  force  will  be  pointless,  because  nothing  exists 
of  any  interest  to  be  proportioned,  these  proportions 
having-  become  an  end  in  themselves  instead  of  a  means 


264     THE   EVOLUTION  OF  MUSICAL  FORM 

to  an  end.  Much  modern  programme  music  is  open  to 
this  criticism.  It  cannot  be  pretended  that  a  poetic 
idea,  scene,  or  action,  however  interesting,  is  able 
under  any  circumstances  to  perform  the  function  of 
idiomatic  treatment  in  music.  It  can  interpret  that 
development  for  its  own  purposes,  but  it  cannot  replace 
it  if  it  is  missing.  All  such  work,  however  cleverly 
scored,  is  doomed  to  oblivion,  because  it  lacks  the 
musical  elements  of  permanent  interest  and  profound 
emotional  appeal.  It  substitutes  for  the  true  musical 
utterance  a  promiscuous  speech,  which  is  emotionally 
more  or  less  of  a  blank,  lacking  rhythm.  Continuity  of 
texture  a  continuous  composition  must  have,  but  it 
should  be  a  coherent  continuity,  either  of  pitch  or  of 
time.  The  symphonic  poem  has  too  often  neither 
one  nor  the  other. 

A  continuity  of  pitch  only,  results  in  a  coherent  com- 
position if  worked  out  upon  the  old  contrapuntal  lines, 
and  does  admit  of  some  effect  of  climax.  Its  scope  is 
limited,  but  it  is  within  these  limits  a  fully  developed 
style.  Counterpoint  had  continuity  from  the  beginning, 
owing  to  its  indefinite  tonality,  and  thus  altogether 
missed  out  the  early  stanza  stage.  It  was  an  advanced 
style  while  the  orchestra  was  in  its  youth.  One  might 
say  indeed  that  counterpoint  has  never  been  young. 
With  its  early  stages  the  rhythmic  vigour  of  childhood 
and  youth  had  nothing  to  do.  When  it  expresses  any- 
thing, it  is  the  utterance  of  grave  and  reverend  age. 
Thus  with  the  waxing  of  rhythmitonal  means  of  con- 
tinuity has  occurred  simultaneously  the  waning  of  the 
contrapuntal ;    continuity,    formerly    the    one   solid    ad- 


THE    CONTINUOUS    STYLE  265 

vantage  possessed  by  counterpoint  over  natural  music, 
is  now  common  to  both.  At  the  present  time  the 
rhythmic  continuous  style  and  frequently  the  actual 
details  of  orchestral  music  are  transferred  bodily  to 
the  organ,  the  contrapuntal  instrument,  which  becomes 
converted  into  an  imitation  orchestra  to  the  loss  of  its 
own  individuality.  This  is  a  fact  to  be  deplored,  but 
it  is  also  significant  as  a  sign  of  the  times.  To 
confine  a  large  body  of  musicians,  whose  horizon  is 
more  or  less  limited  by  the  organ,  to  the  archaic 
musical  speech  of  counterpoint  is  a  thing  beyond  the 
wit  of  man  to  compass.  Rhythmitonal  art  these 
modern  musicians  will  have,  and  since  most  of  them 
have  not  an  orchestra  available,  they  transfer  it  to  the 
organ.  What  suffers  the  most  in  this  transaction  is  the 
Church.  Counterpoint  was  an  ecclesiastical  creation  in 
past  ages,  and  undoubtedly  is  the  musical  style  best 
suited  to  the  church-services.  It  is  also  best  fitted  to 
the  musical  material  therein  employed,  which  consists  of 
choral  and  organ  tone.  Under  the  shelter  of  the  Church 
one  might  have  hoped  to  find  the  sober  dignity  of 
the  contrapuntal  style  cherished  and  upheld.  Yet 
in  Anglican  churches,  with  the  exception  of  certain 
cathedral  services  where  the  old  traditions  linger,  for 
contrapuntal  music  one  may  go  far  to  seek.  The 
modern  vocal  substitute  misses  the  dignity  of  con- 
tinuous art  without  acquiring  the  rhythmic  vigour  of 
natural  cyclic  music,  and  justly  lays  itself  open  to  the 
criticism  which  perceives  in  sentimentality  a  debased 
form  of  art.  The  best  hope  for  the  restoration  to  the 
organ    and  the  Church   of  their  true   continuous    style 


266     THE   EVOLUTION  OF  MUSICAL  FORM 

lies  in  the  multiplication  of  orchestras.  If  people  have 
plenty  of  the  real  thing  they  reject  an  imitation,  and 
when  the  craving  for  rhythmitonal  art  is  satisfied  out- 
side the  churches,  musical  taste  may  come  to  demand 
something  very  different  inside  from  that  which  now 
appears  to  satisfy. 


CHAPTER  XII 

SUMMARY   AND   CONCLUSION 

Our  task  draws  to  its  close.  We  have  examined 
minutely  the  tone-material  of  music,  and  have  shown 
the  rhythmic  principles  that  fashion  it.  We  have  traced 
the  various  types  of  music  to  their  origins  in  the  work- 
ing of  these  principles,  and  assigned  them  their  place 
in  the  evolutionary  order.  We  have  seen  that  the  bulk 
of  the  actual  tone-material  (apart  from  instruments) 
comes  into  being  at  a  very  early  stage,  and  the  de- 
velopment of  music  consists  thenceforward  of  the  use 
made  of  the  material  as  units  of  recurrence.  It  has 
become  evident  that  the  whole  secret  of  musical  form 
lies  in  the  recurrence  of  units,  units  that  are  of  a  fixed 
or  strict  nature  (the  beat,  the  bar,  the  triad,  the  key) 
requiring  exact  repetition,  and  those  that  are  of  an 
optional  or  free  nature,  the  ideas  that  determine  the 
character  of  the  utterance.  We  have  analysed  the 
development  of  these  ideas  in  idiomatic  outlines,  and 
shown  how  the  idea  dominates  by  means  of  its  reitera- 
tion the  whole  texture  of  music,  and  assisted  by  circling 
and  undulating  rhythms  is  able  to  awaken  and  con- 
trol vast  tracts  of  the  emotional  nature.  It  has  been 
proved  that  in  time-outline  is  found  its  earliest  and 
its    most    essential    utterance.      We    have    noted    the 

underlying    unity    of    East    and    West,    and    compared 

267 


268     THE  EVOLUTION  OF  MUSICAL  FORM 

and  contrasted  the  diverse  development  of  each.  We 
have  seen  that  Eastern  music  is  still  conditioned  by 
frequent  lack  of  notation  or  the  use  of  imperfect  forms 
of  it,  and  that  instruments  generally  are  in  a  back- 
ward state  :  consequently,  that  excepting  in  the  far 
East  where  the  bell-type  of  instrument  is  much  de- 
veloped, of  purely  instrumental  music  but  little  exists. 
In  melody  we  have  realised  that  the  East  has  struck 
out  a  path  of  its  own  from  which  the  West  is  cut  off 
by  its  harmonic  tonality.  Further,  we  have  unravelled 
the  complication  caused  by  the  early  introduction  into 
Western  ecclesiastical  music  of  Eastern  tonality,  and 
traced  the  slow  progress  of  this  art  till  by  gradual 
assimilation  of  rhythmic  features  it  became  a  definite 
though  conventional  system  of  the  West.  We  have 
noted  the  unique  position  occupied  by  the  composers 
of  the  mature  contrapuntal  system,  and  that  perfect 
works  of  art  can  exist  that  by  their  very  limitations 
oroduce  their  effect,  and  are  consequently  the  last  words 
in  their  own  particular  range,  which  admits  of  no  further 
development.  Finally,  we  have  indicated  the  natural 
evolution  of  rhythmitonal  music  from  primitive  dance- 
song  to  the  more  formal  melody  of  the  folk,  and  thence 
by  growth  of  phrase  and  stanza  to  the  types  of  the 
cycle,  and  their  gradual  transformation  by  means  of  free 
rhythm  into  a  partial  and  at  length  a  complete  phase 
of  continuity.  In  this  is  summed  up  the  evolution  from 
strict  form  to  free.  Whither  the  principle  of  continuity 
will  lead  us  remains  the  problem  of  the  future. 

Much  more  miorht  have  been  written  on  all  of  these 
points  and  on  many  others,  but  sufficient  has  been  said 


SUMMARY   AND   CONCLUSION        269 

to  fulfil  the  task  of  the  analyst.  As  already  observed, 
the  object  is  not  personally  to  conduct  the  tourist 
through  musical  regions,  but  to  provide  an  intellectual 
outfit  that  the  musician  may  use  as  seems  to  him  fit. 

This  could  only  be  done  effectually  by  working  from 
first  principles,  and  it  is  upon  the  agreement  of  musicians 
generally  as  to  these  first  principles  that  the  practical 
value  of  this  theory  will  depend.  If  the  principles  are 
conceded  when  their  logical  outcome  is  realised,  much 
will  be  gained  ;  for  the  critic,  a  sound  intellectual  basis 
for  his  criticism  in  place  of  the  chaos  that  has  reigned 
since  the  standard  of  the  sonata  cycle  fell  to  pieces  ;  for 
the  composer,  a  knowledge  of  his  tools  and  the  readiest 
way  to  use  them  ;  for  the  teacher,  a  clear  road  instead 
of  a  labyrinth  ;  for  the  student,  the  right  use  of  the 
precious  years  of  childhood  and  early  youth  instead  of 
a  dead  loss  never  to  be  made  good  in  later  life.  And 
for  the  vast  audience  of  music,  those  who  hear  with 
the  spirit,  if  not  with  the  understanding  also,  there  will 
be  the  possibility  in  the  next  generation  of  becoming 
readers  as  well  as  hearers. 

It  is  not  too  much  to  say  that  the  whole  future  of 
music  will  depend  upon  the  number  of  people  who  are 
able  to  read  and  write  it,  at  least  in  its  simpler  utterances. 
Then  there  will  be  a  demand  for  simple  music  which 
the  people  can  read.  Music  is  now  in  the  position  of 
literature  before  the  education  of  letters  became  general, 
when  a  book  was  as  completely  a  sealed  thing  to  the 
people  as  a  score  is  nowadays.  Every  one  knows  the 
enormous  difficulty  of  learning  to  read  in  later  life,  but 
it  is  learned   in    childhood  with  comparative  ease,  and 


270     THE  EVOLUTION  OF  MUSICAL  FORM 

experience  shows  that  with  even  greater  ease  can 
musical  reading  be  taught  to  the  young  when  this 
teaching  is  conducted  upon  rational  lines.  In  this  way 
we  open  to  them  a  storehouse  of  healthy  enjoyment,  a 
recreation  from  which  they  are  at  present  effectually 
barred.  The  prodigious  technique  of  music  will  then 
be  easily  mastered,  and  will  fall  into  its  right  place  as  a 
means  and  not  as  an  end.  The  true  inwardness  of 
musical  form  will  then  be  perceived.  For  the  power 
of  music  is  universal.  Setting  aside  the  cases  of  tone- 
deafness  and  actual  deafness,  of  which  but  a  small  per- 
centage exists,  there  is  some  music  that  is  attractive  to 
everybody.  Superficially  music  may  be  a  toy,  a  play- 
thing, a  game  of  skill,  an  academic  exercise,  a  mathe- 
matical puzzle,  but  its  real  attraction  goes  deeper.  It 
is  a  mirror  of  ourselves.  It  tells  us  not  what  a  man 
thinks  about  things,  not  how  he  appears  to  the  multi- 
tude ;  it  is  not  even  the  selection  of  himself  that  he 
offers  to  his  friends,  but  the  utterance  of  that  essential 
personality  of  which  we,  and  probably  he  also,  are 
more  or  less  unaware.  There  is  no  more  irresistible 
attraction  than  a  new  personality,  and  it  is  this  that 
draws  us  when  we  listen  to  music.  Here  is  the  human 
imagination  in  action,  untrammelled  by  the  necessity  of 
reproducing  any  forms  of  the  outside  world,  any  known 
experiences  that  can  go  into  words,  carving  out  channels 
for  itself  in  rhythmic  tone  with  an  elemental  freedom  and 
abandon  of  convention  that  seem  to  suggest  perennial 
youth,  the  escape  of  the  spirit  of  man  from  its  prison- 
house  of  conventional  thought.  Many  of  us  have  felt 
this    influence  without  understanding  it ;    music   is  the 


SUMMARY    AND   CONCLUSION        271 

strongest  mental  force  that  a  man  can  bring  to  bear 
upon  his  fellows,  because  the  most  direct.  There  is 
nothing  between  him  and  them,  no  convention  to  be 
observed,  no  intellectual  formula  to  be  mastered  ;  it  is 
a  simple  speaking  from  heart  to  heart.  The  value  of 
music  to  the  race,  intellectually  considered,  is  that  it 
forms  this  unique  human  document. 

How  long  we  shall  be  content  to  leave  the  record 
unread  intellectually  depends  upon  ourselves.  To  point 
out  the  method  of  its  interpretation  this  book  has  been 
written,  but  the  application  of  the  method  to  all  the 
music  of  the  world  opens  a  vista  which  from  the  present 
standpoint  may  well  appear  illimitable.  We  are  as  yet 
spelling  out  the  beginning  only  of  what  Music  has  to 
teach  us. 


APPENDIX 


THE   EVOLUTION    OF   EUROPEAN   TONALITY 

The  design  of  the  first  six  sections  is  to  illustrate  the  evolution 
of  melodic  pitch-outline  from  consonant  to  dissonant  conditions, 
the  transition  from  chord-form  to  scale-form,  and  the  subsequent 
amalgamation  of  these  separate  vocal  types.  The  earliest  stages 
of  the  evolution  of  European  tonality  have  to  be  sought  outside  of 
Europe.  When  sufficient  material  has  been  collected,  something 
like  a  plan  of  the  geographical  distribution  of  consonant  conditions 
may  be  mapped  out.  At  present  it  may  be  said  that  these  occur 
in  America,  in  parts  of  Africa,  and  that  a  mixed  type,  chiefly 
consonant,  appears  to  prevail  in  the  South  Pacific  Islands, 
becoming  more  microtonal  as  it  reaches  Australia  and  New 
Zealand.  The  similarity  existing  between  the  various  examples 
in  each  section  respectively  is  too  obvious  to  need  pointing  out  in 
detail.  With  "Harmonic  Consonance  "  we  enter  upon  primitive 
harmonic  conditions,  leading  to  actual  harmony  on  the  pedal  bass, 
which  gradually  develops  the  harmonic  bass.  The  importance  of 
the  round  in  this  connection  should  be  pointed  out.  The  same 
evolution  is  traced  in  instrumental  harmonic  examples,  where 
considerable  differentiation  in  time-outline  begins  to  appear,  as  the 
character  of  the  instrument  makes  itself  felt.  Morley's  **  Consort 
Lesson"  completes  the  illustration,  showing  that  at  the  close  of 
the  sixteenth  century  some  idea  of  score  had  arrived,  and  that 
instruments  were  not  then  written  for  uniformly  on  the  lines  of  vocal 
usage  as  is  generally  supposed. 

Throughout  these  illustrations  the  crotchet  beat  is  used,  change 
of  value  from  minim  or  quaver  having  been  made  in  the  few  cases 
where  it  was  required. 

The  name  of  the  collector  or  transcriber  has  been  inserted  in  all 
cases  where  it  could  be  ascertained. 

273  S 


274 


APPENDIX 


i 


Section  A. — Melodic  Consonance.     Degrees  of 
Scale,  5,  3,  1. 

Niger.  Cradle  Song. 

Nubia.    Naumann.  Canoe  Song.  Mockler-Ferryman.* 


^eS 


^^il^^^ 


Delagoa  Bay.     Kaffir  Musical  Bow. 

BURCHELL. 


i 


^ 


^ 


Hottentot  Gomgom. 

Balfour. 


^SE^^^^^^^^^i  ^B=J^=E^^ 


Egypt.     Funeral  Song  with  Dance.  Villoteau. 


Hottentot. 

Balfour. 


A-ba      A-ba  A-ba    A-ba    A-ba     A-ba.  Ho  ho  ho  ho. 

Mockler-Ferryman. 


P 


Niger.     Love  Song. 

— -— — -r--& P5*, 


i^^^g^ 


New  Guinea,  Papuans. 
Andante. 


SCHELLING. 


Cherokees,  N.  America. 


Baker.— KRAUs.f 


Section  B. — A  Transitional  Stage.     Degrees  of 
Scale,  5,  3,  2,  1. 

Macusi  Indians  of  Guiana,  S.  America.  Engel. 


^gE^l^§^^^^^gg^^i|gpg|^g^EJpip'.^Ep  &c. 


Omaha  Indians,  N.  America.     "The  Scalp-lock  Ritual."        A.  C.  Fletcher. 


:5=&t=i^ 


=i==j* — i- 


— • <B— 9 — jd 9 ^ ^ 


-^s=zjK=zx==^^=^=-' 


-^ — it        aL 


*  From  "  Up  the  Niger,"  by  permission  of  Lieut-Col.  Mockler-Ferryman. 
t  From  "  Appunti  suUa  Musica  del  Fopoli  Nordici,"  by  permission  of  Baron  Kraus 
FiGLIO. 


APPENDIX 


275 


^^^^■^ 


^^ 


»3=!Kig=e=tff=it=e 


:ti=6cd 


Fiji  Islands,  S.  Pacific. 


Wilkes. 


ȣii'^-jjJi<.Lj^J= 


Fiji  Islands.* 


Wilkes. 


=S^ 


ipr:^BZ 


Bahama  Negroes,  West  Indies.* 


Edwards. 


-J     *   J.^ 


->   \   h 


:^    J    *    *     ^ 


-J    ..  N^it: 


■*— 5Jr-^- 


Soudan. 


ViLLOTEAU. 


:^iti!: 


Section  C. — The  Pentatonic  Formula.     Degrees 
OF  Scale,  6,  5,  3,  2,  1. 

SCHELLING. 


New  Guinea 

/I  lUf^ro. 


.^Jt=i-=».-. 


^^§^= 


X^^ 


1*=:^ 


^=k^^^Fj"^ 


*  With  4th  as  a  passing-note. 


APPENDIX 


SCIIELLING. 


Kaffirs  of  Natal.* 
p 


Shooter. 


Sioux,  N.  America,    Dance  of  Dogs.t 


fe|- 


=|5=ff=e: 


3^=aL: 


Baker. — Kraus. 

1^-4— PB*B F 


3tzz3=^=^ 


-i 1- 


-a* — *: 


-* — *- 


-j-p — »      ff^nr-y-jg — w=f=f^ 


^^      J  --^^      J — *^ 


^^^=^^^S 


h     f      i-^ 


i 


^-*-^V— "^     *  •  •'^-^ — vi — •> 


il?ii 


-1 — t- 


=ffi*r 


nl^t: 


"^C — 


Germany.     Watchman's  Song.f 


HowiTT. 


^- 


i;{g=Sg=^f^pgg^{^^^^ 


■:X=^ 


*  With  passing  7th.  +  With  passing  4th. 


APPENDIX 


Ireland.    "  The  Eagle's  Whistle." 

Very  brisk  and  marked. 


L.  Broadwood.* 


^ip^^ep^i^^i^^ 


^6*^ 


■ffZ.ZM=iZ 


^^^^^^^^^^^^^^■. 


-J-  hW. 


Section  D. — Elementary  Scale-Form.    Degrees 
OF  Scale,  1,  2,  3  (5). 


Tutuila,  Samoan  Islands 


Niger.   Hunting  Song.      Mockler-Ferryman. 


Angola,  W.  Africa. 


SOYAUX. 


S=E 


Amhara. 


iP^ 


Naumann.  Tigre.  Naumann. 


^EfEsa 


Siberia. 


Kraus. 


*  With  passing  7th.    Noted  at  Camphire,  co.  Waterford.      "  Folk-song  Journal," 
No.  10.    By  permission  of  Miss  Lucy'  Broadwood. 


278 


APPENDIX 


i 


Egypt.     Water  Carriers. 
(I) 


Lane. 


3j:e3^ 


m 


Lane. 


(«) 


3^ 


-nru~4 


Section  E. — Scale-Form.     Degrees  of  Scale,  1 — 4, 
1—5, 1—6. 

Niger.  Mockler-Ferryman. 


gi 


Caribbean  Natives,  West  Indies 


Wallaschek. 


Ig^^z^^^^z^^^^^^g^j-J  J  J  ,gg 


*-,     smors. 


i 


Nile.     Boat  Song 


ViLLOTEAU. 


y=p-r— r-y 


i^zfirircj^  r~rT^?^ 


^ 


^ 


Esthonia,  Russia.* 


p^^^^^^gs 


m 


I  1 1 


J- 1  I 


=u= 


^rsii 


*  Selections  from  the  Most  Celebrated  Foreign  Journals,  1798. 


APPENDIX 


Kamtchatka.     Dance 

A  llegro. 


TiLESio.— Kraus. 


^^m 


Section    F — Combined  Chord-Form  and  Scale-Form. 

West  Africa.  Soyaux. 


Kaffirs  of  Natal. 

Andantino. 


Shooter. 


Niger.^ 


England.     The  Story  of  Orange. 

Deliberately. 


F.   KlDSON'.f 


simile.        cres. 


--I *- 


^m- 


I    i    I 


:iil— *— ^ 


=1=^:1=^ 


-J—*- 


*  "  Narrative  of  Expedition  to  the  Niger,  1848." 
t  "  Folk-song  Journal,"  II.,  p.  295.     By  permission  of  Mr.  Frank  Kidson. 


APPENDIX 


Enget.. 


Section  G. — Harmonic  Consonance. 

Niger.     Hunting  Song,                                          Funeral  Song. 
(')  _  _  ^  „   (2)    ^-.     ,         — ^       


spirit  Song. 
(3) 


Mockler-Ferryman. 


^^^^i^=gi^i^^l^^=^^^ 


i 


Egypt.     Fellaheen.     (Sung  whilst  excavating.) 
Solo.  Chorus. 


I      u 


--f—m   w  g- 


es^J^ 


Lepsius — Engel. 


^    U    g-^  '^     J*"    I    nw: 


w-^^^ 


Courland,*  Russia. 


^ 


Engel. 


^ 


-■^^t: 


i^^ 


-e-T — M — d— 


g=P 


=#P= 


^^^^^1|^^^^^ 


*  The  alternative  version  is  the  original  air  which  was  introduced  into  Courland,  and 
was  heard  being  sung  by  the  peasants  shortly  afterwards  as  altered  above,  c»!fi  vjith  the 
addition  of  the  second  part.  See  Engel's  "  Introduction  to  the  Study  of  National 
Music." 


APPENDIX 


281 


Norway.    Sailors'  Song,  "  Opsang." 

Vivacf. 

=ft-4s MP 


L.  A.  Smith.* 


^ 


i^^:^^ 


4S— >- 


— j» ». ^, — K- 


rl^E 


^^^^^^^^^^^^M 


^^^^m 


^fi=^- 


^=^-^=^ 


^^^^^1 


Holland.     Sailors'  Song,  "  De  Kabels  Los." 


L.  A.  Smith. 


^ 


L-it-i=(?: 


^S 


r-^^-- — fc 


:^=d^ 


I  I. 


:^=^ 


1     I     i>    I 


^d^^i^ 


-m-^^L 


^^^^ 


Germany.    Christmas  Carol.  Wichern. 

-m-'  -9-'  ^  •  -m-' 


te^ 


♦  "  Opsang,"  "  De  Kabels  Los,"  and  "  Haul  on  the  bowlin,"  from  "The  Music  of  the 
Waters,"  by  Laura  A.  Smith,  are  transcribed  by  permission  of  Messrs.  Kegan  Paul, 
Trench,  Trubner  &  Co. 


282 


APPENDIX 


Section  H. — Vocal  Harmony  on  Pedal  Bass. 

Tongatabu.  Wilkes. 


■m • «— P^ 


r—r—r 


Bushmen,  S.  Africa. 
The  Company. 


BURCHELL. 


m^ 


ltiZ3fc] 


Aye  O  aye  O 

The  Dancer,  i. 


aye    O 


aye  O 


aye   O       O      O 


i^ 


:h=}v: 


-*— * — \- 


:jE=Jt 


tK     *    -I: 


::l5r:t5: 


3t=3t 


:*-=^ 


^m 


Wawakoo      wawakoo,  &c. 
Water-drum. 


^1|-4- 


=t?=P= 


i f- 


P 


m 


i^s 


Lok 


tea 


lok 


tea 


lok 


tea. 


^ 


?S3^ 


1^ 


England.     Round  (Three  Voices). 


$ 


» 


^ 


zir-zir 


^^ 


zii= 


:S^^ 


Turn 


3: 


a  -  gain,  Whit  -  ting-  ton,     Thou   wor  -  thy 
Harmony  of  Round. 
—1. 


cit 


1  -  zen, 


i=f^ 


Lord  Mayor    of        Lon  -  don. 


ET 


—I —  !<- 

It— F=ggEF=g- 


Section  i. — Vocal  Harmony  on  Two  Bass-Notes. 

England.     Round  i  (Four  Voices). 


Go      to  Joan  Glov-er,  And    tell    her    I      love  her,  And     at    the 

Harmony , 

J' i-_    J.     r> 


mid 


of     the  moon    I       will  come  to       her 


APPENDIX 


283 


Round  2  (Five  Voices 

=N       ft    h — K 


Ileigh,  ho  !     no  -  bo-dy    at  home  ;  meat  nor  drink  nor    money  have  I  none, 

Harmony. 


It: ^ 

Yet     I     will    be    mer  -    ry. 


Round  3  (Four  Voices). 


2E3: 


fif: 


m 


:t^ 


-4* P ^ 


i 


O        my        love!      Lov'st  thou       me?      Then  quick -ly    come  and 

Harmony. 

^        -J— 


^^fS 


»rr:=^ 


save     him    that  dies      for        thee. 


?=Nif^ 


Bachapins,  S.  Africa.     Dance-song.* 


BURCHELL. 


^^^^^^^^^^. 


k=^^E^^^EA 


T     r 


Russia. 

/I  lUgretto 


Engel. 


if  Sung  for  an  hour  without  pause,  occupying  twenty-nine  seconds  in  repetition. 


284 


APPENDIX 


Germany.     "  Drei  Sterne." 

Andantino,  _        ^  -       fi! 


Engel. 


a^^— k-}^-^::£:£g^ 


Section  J. — Vocal  Harmony  on  Three,  Four,  or  more 

Bass-Notes. 

Spain.     "  Je  n'aimerai."t 


jff-.:- 


^ 


J       1     1       n 


England.     Round.  J        "  Burner  is  icumen  in."        Four  Voices  with  Two-part 

"Burden." 


*  This  passage  is  a  doubling  of  the  second  part  in  the  octave,  and  not  a  Harmonic 
Bass. 

f  In  MS.  de  Montpelier  (12th  or  13th  century),  deciphered  by  Coussemaker. 

:J:  From  Harl.  MS.  978,  in  British  Museum;  written  by  John  Fornsete,  a  monk  of 
Reading,  1228. 


APPENDIX  285 

Harmony  of  Round  with  addition  of  "  Burden."     Bass  on  three  notes. 


'^^^m^^^^^m 


Pa  or  Burden. 


=»==|!t 


isiE: 


i 


England.     Round  (Four  Voices). 


^^ 


^ 


1    irz=m 


w — r — 1»- 


^-. 


=*?={= 


Jack  boy,   ho    boy,  news !  The  cat  is      in      the  •well,       Let  us  now 

Harmony. 

J—J^- 


:or  her  knell ;  Ding  dong,  ding  dong  bell.  \  'I*" 


i       "krztc 


England.    Sailors'  Song.     Capstan  Shanty,  "  Haul  on  the  bowlin'." 

Allamarcia.  L.  A.  SMITH. 


^>        !       N    fe- 


Chorus. 


England.*    Three-men's  Song  (in  print,  1609). 


We        bee       soul-diers  three,   Par-don-nez    moi  je      vous  en    prie. 


^m 


.:ftl- 


^ 


^^^- 


Late-lycomeforthof  the  low  coun- try  With  never    a     pen  -  ny  of  money. 


*  "Three-men's  Songs"  are  mentioned  in  the  time  of  the  Norman  Conquest,  in 
connection  with  Hereward  the  Wake. 


286 


APPENDIX 


Section  K. — Instrumental  Harmony  on  Pedal  Bass. 


England.    Played  on  Concertina. 

A  llegro. 


Dongola.     Song  with  Accompaniment  of  Kissar  (Nubian  Lyre).     Villoteau. 


i 


^^^^^ 


L.H.  fingers 


t— -— oi-J-s- — -    _   m-ii-m-. --•'-J  of- -^-Ami- »-M^^-. -•'-^•-^ 


R.H.  plectrum. 


^-35^, 


(tt 


^^^^1 


J^ 


3=*=^=^^* 


^?^- 


s#^; 


:^r— rj-i-g'  -J— p^-i-g^ 


i^pspl 


-L-TT"  c;:r' 


Germany, 


Conrad  Paumann,  15th  Century, 


Organ. 


^ — *-ir 


iSr-*- 


-^s*^-- 


?%^ 


APPENDIX 


287 


Section  L. — Instrumental  Harjiony  on  Two  Bass-Notes. 

England.     Cittern.     "The  Hunt  is  up."  "  Musick's  Delight,"  1666. 

U) 


"  The  Whish." 
(2) 


=K=l=s; 


^^^Wwf'^^wm^^f'-^ 


area  iioo. 


Wales*    Harp. 


i 


t «_j|_*_Jl 


-b« -C^ ba 1» 1    "S^ ^»^ 


^r^-i 


-I*       m. 


^ 


t-.i£_;SL 


i 


:t- 


^^ 


-«.      JB.     JR.     .«. 


*-    :fr  *-     ij?-        .*.    j«.    .*.    .*.     .0.    .m.  .m. 


-I bl — 1— 


lym^^^^jj^jA^fegfyy 


*  Transcribed  by  the  Author  from  the  original  letter  notation  printed  in  "  Myvyrian 
ArchjEology  of  Wales,"  taken  from  Add.  MS.  14905,  in  the  British  Museum. 


288 


APPENDIX 


Section  M. — Instrumental  Harmony  on  Three,  Four, 
OR  more  Bass-Notes. 

Wales.*     Harp.     "  White  Piper." 
^^^  T    ^    T    T 


:g  r  r  r -g=g^g 


^—^iir-m-^. ^     J-     *    :il: 


"  Prelude  of  David  Athraw 


-ss ^*^— »— P^— » — ^ 

I . \ 1 1 U-. 


^  r  ^~ 


•r    -    y- 


=£^ 


Russia.    Cossack  Dance  (for  Four  Pipes). 
Vivace. 


Kraus. 


d3 


E^S 


:^ 


tK^-T-f- 


* 


i^ 


i 


fe*=^ 


England.     Lute.     "  Green  Sleeves." 


3J& 


|— r-igniK 


^■e*8 


J'-fe^-P^ 


^^*^H"==f^ 


-F=^^^ 


s^ 


'-     L»     — ^^' — ^ • — ij  .  J    I —  ^    •    m 1  g?      H 


*  From  Add.  MS.  14905,  in  British  Museum. 


APPENDIX 


289 


"  The  Irishe  Ho-Hoane."  Fitzwilliam  '•  Virginal  Book,"  17th  Century. 


France.      Air  from  "  Le  Balet  comique  de  la  Royne  "  (for  Five  Viols.),  1581. 


i 


■^_:i      J      -^    .    J      J- 


J.      -i 


^s^^—^=^ 


^^± 


^F- 


^ 


^ 


=F=^P 


"f— r- 


I        I 


im 


J-  J. 


J.  J 


±=mz 


1 — w~ 


¥=^ 


J.  J. 


J- 


^^ 


290 


APPENDIX 


From  Morley's  "  Consort  Lessons,"  1599.* 
England.     "  O  Mistris  Myne."  (Lute  and  Bass  Viol  parts  missing.) 


Treble 

Viol. 


Flute. 
(Recorder.) 


Cittern. 


Pandoee. 


fe^g^B^y^^^f^g^B=^^^'^i?^ 


^^^^^^^^^^^^^^^ 


igii^^^Pr^^^^ 


^1  ii[^— fi'r  r  I  p=^ti!  Mf  ^^fJ^!^=fMf^ 


f 


4=1:: 


^s. 


m^^^ 


^ 


^^^^^^^ 


$ 


7^ :g7 


^ 


F^^^ 


^s~^ 


*^ 


^ 


^m 


Ed= 


r    I  '   


S 


1^1 


1^^ 


4=:=  =4 


--m- 


*  Transcribed  from  the  original  parts  in  tablature  by  the  Rev.  F.  W.  Galpin. 

beat- value  is  changed  from  tsi  to  •< 


The 


1  APPENDIX  291 

THE  EVOLUTION  OF  ASIATIC  TONALITY 

The  following  sections  are  designed  to  show  something  of  Asiatic 
tonality  from  its  rise  in  microtonal  conditions  to  its  development 
in  the  Hindu  raga.  In  sections  O.  and  P.  it  is  essential  to 
distinguish  between  the  tonic  and  the  scale-tone  ;  the  pitch  of  the 
tonic  is  stated  and  tlie  scale-tone  used  is  C.  This  is  the  tone 
adopted  invariably  by  the  Raja  Sir  S.  M.  Tagore  in  translating 
Hindu  music  into  European  notation.  It  does  not  mean  that  the 
actual  pitch  of  C  is  necessarily  used,  but  it  represents  a  system  of 
relative  pitch  notation  for  the  use  of  singers.  The  original  Hindu 
notation  is  the  counterpart  of  our  Tonic  Sol-fa,  but  the  Raja 
adapted  it  to  the  European  letters  of  the  scale  of  C.  The 
advantages  of  using  this  scale  only  in  stave  notation  are  evident. 
Since  there  is  no  key  in  Eastern  music,  the  use  of  key-signatures 
to  represent  absolute  pitch  may  be  misleading,  and  elaborate 
modal  inflections  are  far  more  easily  studied  and  compared  when 
reckoned  from  the  one  scale-tone.  In  sections  N.  and  Q.,  the 
examples  are  in  their  original  notation.  The  specimen  of  Javanese 
discant  was  written  down  by  native  musicians  who  had  learned 
European  notation,  but  must  be  regarded  as  somewhat  of  an 
approximation  rather  than  an  exact  reading.  The  tuning  differs 
considerably  from  the  European  scale,  but  the  time-outline  is 
probably  correct,  the  preponderance  of  equal  outline  being  due  to 
the  type  of  instrument  employed.  With  the  exception  of  the 
rebab  and  the  tjelempoeng  (a  kind  of  harp),  all  the  instruments  are 
of  the  bell  or  gong  species.  The  nature  of  the  type  of  form 
cannot  be  understood  from  this  small  extract,  but  it  possesses 
features  of  interest.  Each  piece  opens  with  an  introduction  of 
seven  to  twenty-six  beats  unbarred,  in  unison  and  somewhat  after 
the  manner  of  a  Gregorian  chant.  Then  follow  several  phrases  in 
the  tala-bar,  of  eight-bar  length,  all  more  or  less  alike  and  followed 
by  a  coda  which  is  sometimes  in  longer  notes.  The  nature  of  the 
melody  is  that  of  one  formed  upon  the  tala-unit,  being  mostly  in 
equal  outline  with  occasional  changes  of  value.  Pitch-figures  are 
found  extending  to  a  bar  in  length,  four  or  five  of  which  may  be 
repeated  in  an  irregular  order  embedded  in  promiscuous  pitch- 
outline.  Only  fifteen  differing  talas  are  in  use,  each  of  which  is 
recognised  by  name.  It  should  be  borne  in  mind  that  this  music 
is  an  extemporisation,  and  is  naturally  of  an  elastic  nature  ;  at  the 
same  time  the  basis  of  strict  form  usually  to  be  found  in  the 
East  is  here  unmistakable. 


292 


APPENDIX 


Section  N. — Primitive  Microtonal  Types. 


New  Zealand.     Maoris, 
(I) 


J       i 


j=z:^z:^zx 


0S=F=^ 


l:=i:^lW=|it|i:|S=^^t^^=i|it-|S±J=:^*r^it|it= 


z]z^=z|5~lv.^ :  &c. 


2.  Solo. 

(2) 


Chorus. 


:^.=\- 


■J.   '    * 


^^ 


i 


ii- 


y^;^^^4i-^=^^^^^^^^^^:S^Si^^E^:^^:;z2-=^-:^ 


^^^#^g^^^#^^^g#=^-^^g^^^ 


Washington  Island.     Cannibal  Song 
Solo.  j 


Engel. 


i      ..i. 


:&c. 


Section  O- — Tetrachordal  and  Modal  Types. 

Davies. 


China.     Tonic  F 


Java.     Tonic  F 

(I) 


l^^^^^gg 


Tonic  G. 

(2) 


APPENDIX 


New  South  Wales.    Tonic  G. 


Wilkes. 


p^3^^i^^^^0^^r,m^~j^ 


Japan.     Tonic  F. 

El 


$ 


m 


T— r  I  -   tar: 


m 


-r   ^  1?^ 


-i^ 


^^^^ 


"I— r- 


I       I      :=g=l=— L — =t 


fr^r=^T=rrf^^^^^^^^f^^ 


China.     Tonic  G. 


Van  Aalst. 


^.pj3^k^J5ff^j3:^;jjvJ^/J  ^-^j=^^^ 


Section  P. — Hindu  Ragas  and  Melodies.* 

Sexatonic  Mode.  Ragini  Bhupali.     Tonic  E.     First  Strain. 


|=j=j^j^^'=f=^  feig^^^^P3^=^ 


P 


*    J   J~^=^ 


J    I     I      r 


£gE32i3ES: 


*  From  "The  Musical  Scales  of  the  Hindus,"  S.  I.I.  Tagore. 


294 

Second  Strain. 


APPENDIX 


Melody.     Rsgini  Bhupali.     Tala  Madhyamana. 


^3^^^^i^;=?^^^E^^^r"grr^ 


^^^^^^^TT^^^s^g:^ 


Complete  Mode. 


Ragini  Pilu.    Tonic  B.     First  Strain. 


Melody.     Ragini  Pilu,  Tala  Thoongree. 


">•     bit 


APPENDIX 


295 


Song  of  Salutation.*     Tonic  G. 
Adagio. 


Japan. f 

Andantino, 


Section  Q. — Discant. 


fz|frr  Cft'LSnilTrrF^rsT^'^tr^ 


^ 


r    f 


£=& 


\Jf  r  >^ 

^.fff-f|-M 

f'pfi 

^P=F — 

^■=    1    M    I. 
f^ 

— rn  r 

r         ^ — 

— f — » — 

l§bi= 

1 

— ^..^rj   l.irr 

1 — i. . . 

— ' — -1 — - 

^^^1t^. 


*  From  C.  R.  Day's  "Music  and  Musical  Instruments  of  Southern  India  and  the 
Deccan."     By  permission  of  Messrs.  Novello  &  Co.,  Ltd. 

t  From  "  A  Collection  of  Japanese  New  Popular  Music,  a  Japanese  Fashionable, 
Comical,  Dancing,  Theatrecal.  Shamisen  and  Koto  Musics,"  1892. 


296 


APPENDIX 


Java.* 

Rebab. 


-J—j—J^=i=^-~i—^—-^^3—J^^ 


Gambang  Kadjeng. 


Gender. 


^ 


.L-      r      :t== 


trrnm. 


Saron. 


Demobng. 


f=^=F"=^=r    i-    r^i^=:£=E 


Bonang  I.  &  II. 


BONANO   III. 


Tjelempoeng. 


Kendang. 


Ej-^-    .1        ^     ^,^1.1       -    JJ   ^ 


Ketock,  &c. 


^^^ 


♦  From  "  De  Gamelan  te  Jogjakarta,"  Drs.  Groneman  and  Land,  1890. 


APPENDIX  297 


ANALYSIS  OF  TIME-OUTLINE  IN  ENGLISH 
FOLK-SONG 

For  purposes  of  analysis  it  has  been  thought  well  to  separate 
the  outlines  of  time  and  pitch,  in  order  to  facilitate  a  new  study. 
The  time-features  of  the  previous  examples  were  left  unclassified, 
because  these  were  chosen  as  illustrations  of  pitch,  and  in  the 
following  tunes  the  conditions  are  reversed. 

The  bulk  of  our  English  tunes  would  appear  to  fall  into  the  class 
based  upon  equal  outline  and  that  of  the  strict  figure.  The  manner 
in  which  a  folk-singer  will  introduce  variety  while  maintaining  an 
equal  outline  is  as  interesting  as  it  is  instructive.  By  changes  of 
time,  by  a  shortening  of  the  cadence  bar,  by  free  phrase-form,  by 
a  frequent  use  of  five-beat  time,  the  monotony  of  the  equal  outline 
is  broken;  Where  it  is  strictly  maintained  pitch  characteristics 
have  naturally  the  main  interest,  but  by  far  the  larger  number  of 
songs  show  equal  outline  with  figure  variation.  These  time-figures 
are  indicated  above  each  tune,  and  also  the  phrase-form,  in  order 
to  assist  analysis.  The  question  of  how  far  syllabic  outline  may 
have  conditioned  the  time-outline  of  each  individual  song  is  one 
which  cannot  be  entered  into  here  in  detail.  This  is  the  class 
of  song  in  which  the  influence  of  language  is  at  its  strongest,  and 
verbal  suggestion  is  likely  to  appear  in  the  figure-variations, 
though  by  no  means  does  it  invariably  control  them.  The  cadential 
pause-note  which  frequently  terminates  a  phrase  is  a  prolongation 
only,  and  does  not  constitute  variation  of  the  outline. 

The  classes  of  the  strict  and  free  figure  contain  the  finest  tunes 
of  English  folk-song.  The  leading  figure  is  given  first,  and  the 
others  form  variations  upon  it,  and  priority  is  here  of  great 
importance.  It  does  occasionally  happen,  however,  that  the 
leading  figure  is  not  to  be  found  in  the  first  bar,  as  in  '•  The  Seeds 
of  Love,"  and  in  all  probability  this  is  due  to  verbal  influence. 
The  free  figure  at  the  close  of  *'  The  Trees  they  do  grow  high  "  is 
a  frequent  characteristic  in  this  position,  or  at  the  end  of  a  phrase. 
The  basis  of  the  free  figure  is  perhaps  less  congenial  to  the  English 
folk-singer  than  is  that  of  the  strict,  but  in  three-beat  time  a  fairly 
strict  idiom  with  a  pause  on  the  second  beat  of  each  bar  presents 
a  characteristic  type,  familiar  to  us  in  "  Barbara  Allen,"  and  here 


298 


APPENDIX 


illustrated  by  the  fine  tune  of  "  Bruton  Town."  "  Lord  Bateman  " 
is  a  somewhat  similar  example.  It  is  considered  by  the  author  to 
be  in  six-beat  time  which  brings  the  characteristic  pause  on  to  the 
third  beat  instead  of  the  second,  and  adds  dignity  to  the  tune 
without  altering  the  free  nature  of  the  figure. 

Throughout  all  these  examples  there  exists  an  immense  variety 
of  detail  in  the  treatment  of  figure,  which  cannot  possibly  be 
eclipsed,  if  equalled,  by  the  folk-song  of  any  other  country.  Also 
noteworthy  are  the  freedom  of  phrase  and  the  ease  with  which 
change  of  time  is  made.  It  is  thought  that  this  may  be  considered 
on  the  whole  a  typical  collection,  although  it  represents  but  a  few 
out  of  the  many  tunes  published  by  Mr.  Cecil  Sharp,  by  whose 
permission  these  are  here  reproduced. 


Section  R.— The  Basis  of  Equal  Outline.     1.  Unvaried. 

The  Banks  of  the  Sweet  Dundee.     4.4.4.4.* 


p^P^^^g^^^g 


-r—f—f-fz 


i   J   J  I  J.    »ff=i=i=i 


ft^r=f=J-j4J=J-i^^hN— m=r^g^^ 


r^T^^^j^^-^^i^gsj;^^^ 


ip— r- 


±=t=: 


The  Broken  Token.    2.3.3.3 


The  Bold  Fisherman, 
Allegretto.    2.2  A. 


3l^-  j|J=j.=,^^^ 


Ei 


=1 — I 1: 


^1 


-*    J     •'- 


litr* 


^Eg=j=j=^^j^^,^_,I^^E^^.j3^, 


*  These  numbers  indicate  the  number  of  bars  in  each  phrase  successively. 


APPENDIX 


299 


2.  Varied  with  Figures,  Strict  and  Free. 


The  Lover's  Tasks. 

Moderato.  2.2.4.  J  J  j  varied    J      J* 


Robin  Hood. 


7.8.4.    J    J   J    ..    J    J  J     J        J.^J 


y  ?>  ^  I  j^rTl7=^g^^^^^^^^ 


^ 


24^^^ 


^^^ 


^^^^ 


*->-^ 


Admiral  Benbow. 

Allegro  moderato.   4.3.4.4.    J      J 


J    ..    J  J   J 


^pi^^g^^^^^^^:^^ 


^^ 


3c;=it 


i 


JS^,      I  J,  I  j:.^j:^yE^ 


g=^5^ 


=il=S= 


The  Hearty  Good  Fellow.  ^^       ^^ 

A/od.r«/o.  2.2.2.2.2.2.   jT]    i'-    jTTj       JTj       J     Jj       J     J^ 


300 


APPENDIX 


Dabbling  in  the  Dew.        ^____  A       ^a 

Allegro commodo.   2.2.2.2.  J  J  J  J    v.    fZ  J       Fj 


Section  S. — The  Basis  of  the  Strict  Figure  varied  by 
OTHER  Figures,  Strict,  Free,  or  Equal. 


Dicky  of  Taunton  Dean. 


Allegro  moderato.  4.4.2.2.  J**  J    v.    JTjJ      TTZ 


i 


-I        s 


s^=^:^g^^ 


:f5=T 


^ 


:i)=i- 


:*=5t 


iS 


^^ 


-r — r- 


i"  F  r^n--?"^^ 


The  Trees  they  do  grow  high.      /^         y\ 

Allegretto  espresiivo.  4tAA.^.  ^  }    v.    J  J  J      J.    J^  J 


b=T=}t=|=Js 


=^ 


^^S 


3=P= 


^^=^ 


APPENDIX 


301 


As  I  walked  through  the  Meadows. 

Andante  graxioso.  2.2.2.2.  J^  J    v.    J  j  j  J       J  J  j 


i 


The  Seeds  of  Love.  y^^ 

^nrfa«<i«o.  2.2.2.2.2.  .n  J    „.    J .    J* 

1= 


3EdE 


=51=*= 


^^^-J|r-r-r=^S^ 


High  Germany.         —a  rs  ?"=   i        p+n 

^«rf<;«<..  4.4.4.4.  J.  ]  J    J    r.     J.  3  J.  J  J       JJ] 


:f=a: 


■5^=?BK 


-\—<i     i      ^T 


,J^-J|  ^•J:g^^^ 


s) :S.T:i.-^--^ 


The  Banks  of  Green  Willow 


Allegretto.  2.2.2.2.2.  jTj    v.    fZ       J^  J       JT]  J 


.m    0  jTz^-g-^-g, 


1    1    1 


J  I      uJ 


^^^gfe^^ 


302 

Midsummer  Fair. 


APPENDIX 


Allegretto. 


2.2.2.3.  ,^J ..  rTi  fn  m 


Section  T. — The  Basis  of  the  Free  Figure  varied  by 
OTHER  Figures,  Strict,  Free,  or  Equal. 

Bruton  Town.  ^^  

Moderafo.  2.2.2.2.  JZ  J    v.    JTj       ^J       A^ 


^g^^^.j=g5£g=,^r-^r+J^-J 


I       s 


I 


Lord  Bateman.  /^  /^  /\ 

Jl/orfcfa/o  maestoso.  2.2.2.2.  j    J    J    «.     J    .H  J       J  j  j  J  J 


^S 


!^i^^s^ 


B^^H-^^-^ 


^ 


fbizth 


^^p^^^^^P^^^-^-7^^^ 


(i)  Cold  blows  the  Wind. 

Mod«^«/o.  2.2.2.2.  /71  >  V.  rn '  jm 


$ 


2iz:ra!5i=it 


^^^ 


^^ 


^^^g 


^^^^^^^ 


APPENDIX 


(2)  A  '^  '^-.  w 

'   '  Grazioso.  iA.  J    J    2    V.      J      J        /^  J        J.J^ 


303 


Morris  Dance.*     Shepherd's  Hey. 

iAAA.fTTj  J^-J  J  J.      Sfj 


000      000 

XXX      XXX      0000    000 


^^ 


f^^r=gg 


i<X=3t 


Morris  Dance.*     Rigs  O'  Marlow. 
4.4.4.4.  fj..   ..  J^      ri 


•  •^■r»-_  X      X 


X        2     ^'  T^« .     X     X     :ff' 


X  X  X        X 


^^ 


♦  By  permission  of  Messrs.  Novello  &  Co.,  Ltd.     From  "  Morris  Dance  Tunes," 
Set  II,    The  signs  O  and  X  signify  respectively  hand-clapping  and  stick-rapping. 


304  APPENDIX 

ANALYSIS  OF  TIME-OUTLINE 

IN  ENGLISH  DANCE-TUNES  OF  THE 

17th  and  18th  CENTURIES 

The  following  tunes  are  not  given  as  examples  of  folk-Song  or  as 
quasi  folk-song,  and  into  the  question  of  their  origin  it  is  needless 
here  to  enter.  Their  purpose  is  at  least  as  interesting  and  more 
certain.  These  tunes  were  not  printed  and  published  for  the 
people  but  for  the  educated  classes,  and  there  can  be  little  doubt 
that  we  have  here  the  actual  tunes  to  which  danced  the  country 
squires  and  dames  of  the  seventeenth  and  eighteenth  centuries,  a 
fact  to  which  some  of  their  names  testify.  And  apart  from  their 
historical  interest,  the  tunes  have  an  intrinsic  value.  Upon  the 
whole  they  represent  natural  conditions  of  time-outline  that  are 
instrumental  rather  than  vocal ;  there  is  less  freedom  of  phrase, 
but  more  elaboration  of  time-figures  uninfluenced  by  words  than  is 
found  under  purely  vocal  conditions ;  equal  outline  rarely  appears 
unvaried,  and  the  basis  of  the  free  figure  is  nearly  as  common 
as  that  of  the  strict.  They  are  tunes  that  will  repay  thorough 
analysis. 

"  The  Three  Sisters  "  and  "  Helston  Furry  Dance  "  are  of  later 
date  and  are  tunes  that  do  claim  to  have  come  direct  from  the 
people.  The  former  has  the  natural  grace  of  a  folk-song,  and 
might  well  be  one,  the  latter  is  a  version  of  the  well-known 
Cornish  folk-dance  which  has  a  lengthened  opening  phrase  of 
three  bars  instead  of  the  usual  two-bar  one,  which  is  found  in 
"Songs  of  the  West."  It  is  more  than  likely  that  we  have  here 
the  original  version  of  the  tune,  to  which  the  free  phrase  lends  a 
considerable  charm.  The  earlier  printed  version  of  Davies 
Gilbert's,  1823,  does  not  contain  it,  but  in  all  respects  this  is  a 
stiff  and  inferior  tune. 


APPENDIX 


305 


Section  U — The  Basis  of  Equal  Outline,  varied 
WITH  Figures,  Strict  or  Free. 

"  Dancing  Master." 


Punch  Alive.      

^    4.4.4.  Jl  V.  J73 


:pri?t 


^^^ 


gfcnMn'-f-^^^^^ 


Lady  Nevil's  Delight.  ^ ^<  Musick'i  Delight,"  1666. 

4.4.4.4.    J   J    r.     J   -H       JTI3J       JIJ      J.;* 

Ju       .^iiarr-J       I       !       r 


The  29th  of  May.  "  Dancing  Master." 

4.4.4.4.  J  J ..  hn  J    J  J   Oi  J    }  r: 


fs^-=r-^^}S^^^^y^-p^^g=^ 


3o6 


APPENDIX 


Dance.  

4.4.4.4.  rji  „,  }j  ry] 


The  Bashful  Swain. 


4.4.4.    J  J    ..    n   J      -^ 


4.4.4. 


"  Dancing  Master." 


gi^jij  J  J  M^rir  J  J  r  If  ^^^^^^^^ee^ 


Section  V.— The  Basis  of  the  Strict  Figure,  varied  by 
OTHER  Figures,  Strict,  Free,  or  Equal. 


O  Good  Ale. 

4.6.2.   j     r^    J,.    J.^N      J   J   J   j   J 


fe^ 


:e=|t: 


^^f=r=-7^^Q=[J_^n:'iiH:^ 


i 


=1=J5 


^3^  jir-  ,.;^E^tJ-^J^ 


^^==*: 


=it=*: 


The  Three  Sisters. 

2.2.4.  J   ^  „.  .rj-] 


"Christmas  Carols,"  D.wies  Gilbert. 


APPENDIX 


307 


d^J55=^=^^t^^^g5^kEg 


E^ 


Lulle  me  beyond  thee. 

2.2.2.2.2.2.  J  .nH]  v.  m  j.  rTi  m  ; "  ^^"^'"^  ^^'^"•" 


£^-f"T^=J^CgP^::^ 


Parthenia. 


6.2.2.4.  J   ^„.    J.      J.]  J      JT] 


Skill  of  Music,"  Playford. 


fiF=#HF^g^^ 


The  Dame  of  Honour. 

4.4.4.4.  J   ^  „.    .rfj^     > J      J3j      J^ 


D'Urfey,  1719. 


^^ir^rH^^^^j^^^^f^l^^ 


^^^3^^,j?=^^f7.^j  II  ,rJ^.^^=^^U^^J=4 


I  11  "I 


-K, 


S*^=i^» 


^^^^^pl 


3o8 


APPENDIX 


Helston  Furry  Dance.  ^^  "  Cornish  Itinerary,"  1845. 

3.2.3.2.4.4.  J  n  ^.  nfi  n  rn 


$ 


Con  spirito. 


S 


^^^^^^m 


-r   r  r  r  '- 


*^.  -t 


P=trt=r=c^ 


"r— r  I  L    r    r  r  r-y^ 


1^=W=f^ 


^=ii:^ 


Section  W.— The  Basis  of  the  Free  Figure,  varied  by 
OTHER  Figures,  Strict,  Free,  or  Equal. 


Red  House. 


4.4.4. 


-N  J]  r.  J^  fTi  FPj  n 


"  Dancing  Master." 


^^^^^^^^^^ 


-^—f^. 


5^^^ 


?3^^^ 


^^^^^^^ 


f^^i^S^^ 


^ 


3^ 


^^^ 


Windsor  Terass.  

4.4.4.4.  J  jij,  ^.  jjjnj.  rsjn 


"  Dancing  Master." 


APPENDIX 


309 


^^^m^;^^"^^^^^^ 


Love  lies. 


^^^^i^s3s3^ 


The  Whish. 


m  V.  J  .N  J.  >i 


^— g^^-^^ 


*  j- 


-i«i — •- 


iSt=t 


^  "  Dancing  Master." 


g=#;  J  J^=fc;4a.E£.J^^?^:a 


Old  Simon  the  King. 


4      fTPl  rr^j  I         ^    f^  "  History  of  Music,"  Hawkins. 


Sir  Roger  de  Coverley. 

2.  2  2    In  J   J         I      ^      1,1  i       I  J    1      "  History  of  Music,"  Hawkins. 


*  This  barring  is  chosen  as  indicating  the  natural  accents  of  the  tune  which  is 
unbarred  in  this  version. 


310 


APPENDIX 


TIME-TYPES   OF  THE   EAST 

This  section  illustrates  the  range  of  the  Hindu  tala  from  simple 
conditions  hardly  to  be  distinguished  from  the  European  bar  up  to 
the  most  complicated  units.  It  should  be  remembered  that  the 
melodies  are  entirely  unaccented;  a  European  time-signature  would 
thus  give  a  false  impression.  Ekdtdla  has  been  rendered  into  f 
and  also  f ;  and  either  of  these  readings  is  equally  incorrect.  The 
melody  here  given  appears  to  contradict  the  tala,  but  when  sung  it 
would  scarcely  convey  more  than  an  effect  of  slight  variation  upon 
it.  No  attempt  has  hitherto  been  made  to  indicate  the  more 
elaborate  talas  in  European  notation.  The  difficulty  of  singing 
a  melody  against  the  eccentric  regularity  of  Tala  Ara  will  be 
appreciated  by  musicians.  The  melody  is  here  noted  as  in  the 
Hindu  record  without  reference  to  bar-beats ;  the  position  of  each 
beat  being  indicated  by  the  tala-notation. 

Section  X. — Hindu  Talas  and  Melodies.* 


Tala  Thoongree.     Raga  Jogeeah, 


Tala  Ekatala.     Kaga  Parajica. 


J    r    J    r    J    r      J    r    J    r    J    r-       J    r    J    r    J    r      J 


i 


f"    •    r    *    r 


^ 


Itt^ 


1^^ 


^ 


^rfF^-^-fg-^^ 


Tala  Chawtala,     Raga  Chhayanata. 


*  From  "  Hindu  Melodies,"  and  "  Seven  Principal  Musical  Notes,"  S.  M.  Tagore. 


APPENDIX 


311 


Tala  Drutatritalee.     Raga  Kalingara. 

r 


Tala  Madhyamana.    Raga  Basanta. 


Tala  Slathatrltalee.     Raga  Paraja. 


I        I, 


i^j     J^J^J^j      ^    ^    ^    ^    j^J-J-J 


J-J-J-J    J-J^J-J    r  r  r  r 


Tala  Surphakta.     Raga  Surata. 

J     r      J      J  r      J     r     J      J    r       J    r      J      J    r     J     r      J      J    r 


Tala  Ara-chawtala.     Raga  Bibhasa. 

J        J         r         J      r  J         r         J        J        r  J  r 


J        J        P        J 


J        ^        J        J        r        J  r        J 


312 


APPENDIX 


Tala  Jhanptdla.    Raga  Jhighiti. 

J     J     1    J     J       ^     J  J      n    J      J       n      J     J     .    J     J       T      J        J     -.    J     J      -. 


J   J   n  J   J    1    J     J   .   J   J    -,    J  J   -,  J   J     .    J     J   n  J  J    -. 


fe^ 


^i^ 


^^^*^15 


Tala  Ara. 


J^J-^J^J^,^    .      r      V      .*J^J  J-J--«»>.-^   .r  . 


i^^BE^E^j^S^ggg^^^^^g^ 


THE  ELEMENTARY   RONDO  TYPE 

In  this  section  the  refrain  of  the  Rondo  is  indicated  by  the  letter 
R.  Sometimes  this  also  forms  the  opening  theme.  The  Ballad 
rondos  have  been  already  described. 


Section  Y.— English,  Chinese,  and  Hindu  Rondos. 

Dance-Tune.     The  Faithful  Shepherd.  R.      R.      R.      R, 

^  2.  2.  2.  2.  2.  2.  2.  2. 


^3^^^g=^g?3=Fi^^^ 


:sl=4 


'^^ 


R. 


-r    n-c 


f-r+T-trt" 


^N^^^i^: 


^^ 


APPENDIX 


313 


R. 


fef^E^^^B^i^^^g^ 


Morris  Dance.*    Laudnum  Bunches.  R.  R.      R.  R.  R.     R. 
R  4.  4.  4.  4.  4.  4.  5.  4. 


i--a3- 


a-zK^=iJ:zri£, 


^^^^^^^^^^^^m 


53z:^"3^^p^^ 


-— K4- 


D.C. 


?=^r^f^q;^3=ad^3.g^F^F^^^^^g^^Mi 


^i^^sgE^;P;^E3=g=:3^^?=y^j5|,-j=.^=^ 


R. 


^^^lEiEg^IggS^g^g^^ig 


J^^^^EEgE^ 


:ff=p: 


*  By  permission  of  Messrs.  Novello  &  Co.    Lid.     From  "  Morris  Dance  Tunes,"  Set  I, 


314 


APPENDIX 


Chinese  Ballad.     R.      R.      R. 
R.  Orchestra.       2.  4.  2.  3.  2.  5.  4. 


Voice. 


Van  Aalst. 


R  R        R        R        R        R 

Hindu  Ballad*  (Svarajota).     2.'2.  2— 2.' 8— 2." 4—2.  8— 2.' 6— 2. 


Allegro  moihrato. 

R.  (Pallevi.)        ^      ^ 


(Anupallevi.) 


Raga  Bilahari. 


^^^g.^-^- 


♦  From  C.  R.  Day's,  "  Music  and  Musical  Instruments  of  Southern  India  and  the 
Deccan."     By  permission  of  Messrs.  Novello  &  Co.,  Ltd. 


APPENDIX 


315 


w  ^v» 


^^£r-^?5-5?^->^^jg=feP^ 


5. 


^^^^^^^^^ 


*  An  incomplete  bar. 


3i6 


APPENDIX 


THE  ELEMENTARY   VARIATION   TYPE 

The  following  movement  has  been  transcribed  by  the  Author 
from  the  original  letter  notation  as  printed  in  "  Myvyrian  Archaeology 
of  Wales."  It  is  in  many  respects  the  most  concise,  satisfactory  and 
the  least  florid  among  many  examples,  some  of  which  with  their 
ceaseless  reiteration  of  equal  beat-figures  of  a  few  notes,  suggest 
five-finger  exercises  rather  than  variations.  Monotony  pervades 
the  whole  range  of  the  music,  a  fact  which  goes  far  to  prove  its 
authenticity.  The  grace-notes  here  given  are  practically  a  safe 
reproduction,  but  the  sign  which  is  construed  by  the  shake  is  of 
uncertain  interpretation  ;  the  shake  appears  likely,  because  it  is 
difficult  to  see  what  else  could  have  been  intended.  A  reproduction 
of  the  opening  bars  in  the  original  notation  is  given  in  the  article 
on  '•  Wales  "  in  Grove's  Dictionary. 


Section  2. — An  Early  Welsh  Movement  in  Variations. 


The  Prelude  to  the  Salt.      Measure  Mac  Mwn  Byr.      11001111. 
Gosteg  yr  Haleii. 


1^ 


k-Bz^==£z 


S— r-»-- 


^- 


m 


^^h=^==.^ 


I.     Bj        f,-  , 


f=f^^=^=^=?[f-TTTff=3=^ 


es 


APPENDIX 


317 


P^^ 


The  Bass  of  III.  continues. 


-f-M^&Jg^-^  ^  ?^^rff-r 


VIII. 


jf  f  f  -r.j^  r  r  <.^  -^  1-  ..J^r-  -p 


IX. 


i±x£e:r--£E£^:^:g.«d=g=-_g^ 


^^SBt^ 


ep^^S^^l 


g— g^g-^- 


APPENDIX 


XI. 


f^r^-f-^^ 


^-^ 


P    m^    m^ 


=p=r=^ 


gg 


^ 


=g-:rr-=-Tg^ 


tst 


--t—ll^ 


^^^^^ 


m. 


J 


f-^ 


gE=^g=r_L=r.iL_zc=rEEai 


6* 


gi^g^^^^3=^gif-T"^Tfai 


Here  ends  "  The  Prelude  to  the  Salt,"  which  used  to  be  performed  before  the 
knights  of  King  Arthur,  when  the  Salter  was  placed  upon  the  board. 


GLOSSARY   OF    TECHNICAL   TERMS 
USED    IN    THIS   WORK 

This  mark  (*)  indicates  jicw  or  partially  ?iew  terms, 
or  the  new  use  of  a  term. 

Absolute  Pitch     .     .     .    Actual   pitch  according  to  a  given   number  of 

vibrations. 

Accent Stress. 

Accidental The  written  inflection  of  a  note  by  semitone. 

Alto The  upper  middle  part. 

'''Atonic Composed  of  tones  other  than  those  of  the  tonic 

triad. 
Augmejited     ....     One  semitone  longer  than  major  or  perfect. 
Aug7nented  Triad    .     .     The  triad  composed  of  two  major  thirds,  covering 

an  augmented  fifth. 

Bar The  space  between  two  principal  accents. 

*Bar-Jigiirc A  time-figure  that  relates  to  the  bar-standard. 

Bar-line The  vertical  line  dividing  one  bar  from  the  next. 

Bass The  lowest  part. 

Beat  or  Tiine-beat    .     .  A   recurring   point    marking   equal   divisions   of 

duration, 

* Beat-Jigtire A  time-figure  confined  to  division  of  one  beat. 

Cadence A  point  of  rest  in  circling  rhythm. 

Cation A  contrapuntal  type  of  form,  based  on  continuous 

imitation. 

^Centering Proceeding  within  the  key. 

Chaconne An  obsolete  variation-type,  founded  upon  a  dance 

of  the  same  name. 

Chord A  harmonic  unit  of  tone-material. 

Chord  of  the  Ninth  .     .     A  chord  of  four  thirds,  covering  a  ninth. 
Chord  of  tJie  Sevetith     .     A  chord  of  three  thirds,  covering  a  seventh. 

Chromatic (0  A.  semitonal  variation  in  diatonic  outline  ;  (2) 

movement  by  semitone. 
'''Circling  Rhythm  .     .     .     Tlie  rhythm  that  gravitates  to  or  radiates  from  a 

centre. 
319 


320  GLOSSARY 

Clef A  sign  indicating  the  absolute  pitch  of  the  line 

of  the  stave  on  which  it  is  placed. 
*Colotcr-oiitlinc ....    Tone-succession  in  quality. 

Concerto A  cycle  for  a  solo  instrument  with  orchestra. 

Consonant Composed  of  a  synchronous  third,  sixth,  or  fifth  ; 

a  major  or  minor  triad  ;  successions  of  thirds 
or  sixths ;  successions  of  triads  in  first  in- 
version. 
*Coniitmoiis  Style .     .     .     Music  lacking  stanza  divisions  and  formal  con- 
trasts of  tempo. 

Contrapuntal  ....     Parts   proceeding   simultaneously   upon   a  con- 
sonant basis. 

Contrapuntal  Bass   .     .     A  melodic  part  in  the  bass. 

Counterpoint   ....     The  science  of  combining  moving  parts  by  re- 
lations of  intervals. 

*Cycle Any  succession  of  movements,  with  or  without 

stanza  divisions,  that  has  contrasts  of  tempo 
between  one  movement  and  another. 

Degree A  fixed  point  in  pitch. 

Diatonic Limited  to  the  melodic  key. 

Diatottic  Scale      .     .     .     The  melodic  key. 

Diminished      ....     One  semitone  less  than  minor  or  perfect. 

Difninished  Triad    .     .     The  triad  composed  of  two  minor  thirds. 
*Discant A  combination  of  moving  parts  without  a  con- 
sonant basis. 

Discord  or  Dissonance  ,    (i)  Any  interval  that  contradicts  those  of  the 

consonant  triad  ;  (2)  consecutive  fifths. 

Dominant The  fifth  degree  of  the  scale. 

Dro7ie The  continuous  sounding  of  one  note,  usually 

against  a  melody. 

*  Dual  Beat The  equal  division  of  the  beat. 

Duration Degree  of  length  of  a  tone. 

Eleventh The  repetition  of  the  fourth  at  octave  distance. 

*Equal  Outline     .     .     .     Successive  tones  of  similar  value. 

Fifth An  interval  composed  of  two  thirds. 

Figure The  smallest  free  unit  of  music. 

Flat A  sign  lowering  the  pitch  by  a  semitone. 

*  Force-outline    ....  Tone-succession  in  intensity. 

*For7H The  relation  of  parts  to  the  whole  by  means 

of   recurrent    (rhythmic)   combination    and 
balance  of  many  varying  units. 
Fourth The  inversion  of  the  fifth. 

*Free Informal,  at  irregular  intervals. 

*Free  Form Form  based  upon  inexact  recurrence  of  units. 


GLOSSARY  321 

/•'i/i^KC A  coutrapuiiUil  type  of  form,  Ixiscd  on  imitation 

of  units. 
*Fii/l-/o/!c The  normal  interval  of  the  diatonic  scale. 

Ground A  variation-type,  in  which  a  phrase-outline  in  the 

bass  formed  the  unit  of  repetition. 

flannonic  Bass    .     .     .     The  lowest   tone  of  each   chord  in   tlic   normal 

position. 
Harmonic  Caifcncc   .     .     Pause  on  the  tonic  triad,  or  partial  pause  on  the 

dominant  or  other  chords. 
Harmony Chord-succession. 

Idea A  free  unit  composed  of  figures. 

*Idiom The  recurrence  of  figures  in  the  same  part. 

Imitation The  recurrence  of  figures  (or  a  coni])letc  outline) 

by  transference  from  part  to  part. 

Intensity Degree  of  force  of  a  tone. 

Interval The  distance  in  pitch  from  one  tone  to  another. 

Inversion The  placing  of  an  upper  tone  in  the  bass. 

Key The  relation  of  tones  to  a  consonant  centre. 

*Key-eircle The  relations  of  keys. 

Key-note  or  Key-tone     .     The  tonic  note. 

Key-signature ....     The  indication  of  the  number  of  sharps  or  flats 

required  to  form  a  scale  upon  the  pattern  of 

the  scale  of  C. 

Leading-note    ....     The    seventh   degree   of  the    scale,   a   semitone 

below  the  tonic. 

Madrigal A  vocal  type  of  form,  partly  contrapuntal,  partly 

rhythmitonal. 

Major The  larger  of  the  two  normal  intervals,  hence 

applied  to  the  standard  type  of  key  depend- 
ing on  the  major  third. 

Major  Triad  ....     Composed  of  one  major  and  one  minor  third, 

with  the  major  third  below. 

Mediant The  third  degree  of  the  scale. 

Melodic  Cadence  .     .     .     Pause  on  the  tonic  note,  or  partial  pause  on  other 

tones  of  the  scale. 

Melody (0  -^  small  circling  type  dependent  upon  figure, 

phrase,  and  stanza  ;   (2)  an  isolated  outline 
in  harmonic  music. 
*Meiamorphosis     .     .     .     Changes  in  time-outline,  with  repetition  of  pitch- 
outline. 

X 


322  GLOSSARY 

^A/icrotonal Containing  intervals  smaller  than  the  semitone. 

Alinor The  smaller  of  the  two  normal  intervals,  hence 

applied  to  that  variation  upon  the  standard 
key  which  depends  upon  the  minor  third. 

Minor  Triad  ....     Composed  of  one  minor  and  one  major  third, 

with  the  minor  third  below. 

Minuet A  small  stanza  movement,  founded  upon  song- 
type. 
"^Mixop/ionic     ....     Parts  proceeding  simultaneously  without  regard 

to  consonance. 

Mode The  relative  pitch  of  the  scale. 

Modulation      ....     A  change  of  key. 

Modulativc      ....     Passing  from  key  to  key. 

Motett A  vocal  type  of  form,  contrapuntal  and  ecclesi- 
astical. 

Movement (i)  Motion;  (2)  a  separate  division  of  a  musical 

work,  corresponding  to  a  canto  of  poetry  or 
an  act  of  the  drama. 

Natural The  sign  revoking  the  sharp  or  flat. 

Ninth The  repetition  of  the  second  at  octave  distance. 

Note The  written  tone  ;  also  synonym  for  tone. 

Octave The  point  where  the  pitch  of  a  tone  repeats  itself 

Opera A  vocal  and  orchestral    composition   combined 

with  the  drama,  formerly  a  cycle,  now  usually 

continuous  in  style. 
Oratorio A  vocal  and  orchestral  composition,  united  with 

a    religious    text,    of    an    anomalous   cyclic 

character. 

^Outline The  succession  of  tones. 

Overture Generally  understood  to  be  a  single  movement 

'in   sonata-type   for   orchestra  ;    originally    a 

cycle  of  small  movements. 

Part That  which  is  composed  or  written  for  a  single 

voice  or  instrument,  incomplete  in  itself. 

Pedal .     The  continuous  sounding  of  tonic  or  dominant 

tones  against  atonic  chords. 

Perfect Without  variation  of  major  or  minor. 

*Phrase The  grouping  of  strict  accents. 

"^Phrase-outline      .     .     .     The  time- and  pitch-outlines  contained  within  the 

phrase. 

Pitch Degree  of  height  of  a  tone. 

*  Pitch-figure      ....     A  fraction  of  pitch-outline  forming  a  unit. 
*Pitch-idio)n      ....     The  recurrence  of  a  pitch-figure  in  one  part. 


GLOSSARY  323 

*Pitch-iinitaiifln     .     .     .     Transference  of  a  pitch-figure  from  one  part  to 

another. 
*Pifch-flutlinc    ....     Tone-succession  in  pitch. 
*Polyp/to/iy The  development  of  synchronous   pitch-outHne 

upon  the  natural  basis  of  chord-conception. 
*Pulsaiive  Rhythm    .     .     The  rhythm  of  the  beat. 

Quality That  which  distinguishes  the  tone  of  one  voice  or 

instrument  from  another. 

*Raga A    tonalitive    type,    employing    time-outline    to 

emphasise  its  pitch-relations. 

Recitative A   melodic   vocal    usage,    in   which    the   lingual 

element  predominates  over  the  musical. 

Rest The  written  sign  for  duration  of  silence. 

*  Rhythm The  periodic  or  recurring  quality  of  all  movement. 

*Rhythmito7ial  .     .     .     .     Composed  of  tones  conditioned  by  rhythm. 

Rondo A  rhythmitonal  type  of  form  with  a  recurrent 

subject. 

Root The  harmonic  bass  of  a  chord. 

Roitnd     ......     A   melody,   which,    sung    by   several    voices    in 

imitation,  phrase  by  phrase,  makes  harmony 
when  all  its  phrases  are  heard  at  once. 

Scale The  name-order  in  pitch  of  musical  tones. 

*Scale-tonc The  first  degree  of  the  scale. 

Scherzo A  movement  in  rapid  tempo,  frequently  in  song- 
type. 

Score The  written  combination  of  parts. 

Second The  interval  of  the  scale. 

Seinito/ie Half  a  full-tone. 

Segteeticc A  species  of  pitch-idiom. 

Seventh The  inversion  of  the  second. 

Sharp A  sign  raising  the  pitch  by  a  semitone. 

Sixth The  inversion  of  the  third. 

Slur The  line  that  indicates  the  phrase,  or  sometimes 

the  figure. 

Sonata A  cycle  of  movements  composed  of  various  rhyth- 
mitonal types  for  one  or  two  instruments. 
"^Sonata-type      ....     The  type  commonly  known  as  "binary  "  or  "first- 
movement  form." 

Song-type Consisting  of  statement,  contrast,  and  re-state- 
ment, usually  in  three  divisions. 
^Standard The  fixed  tone-material  of  music. 

*  Stanza Two  or  more  phrases  defined  by  a  cadence. 

Stave  or  Stafi'.     .     .     .     The  group  of  lines  on  which  notes  are  written. 


GLOSSARY 


"^strict.     .     . 
*  Strict  Accent 
^Strict  Form 

Subdoininant 

Subject    .     . 

Subinediant  or    Super 
domitiant 

Suite 


Supertonic 
Suspension 


Symphonic  Poem 

Symphony   .     .     . 

Syncopation     .    . 

^Syntonic.     .    .     . 


Formal,  at  regular  intervals. 

The  accent  of  the  bar. 

Form  based  upon  exact  recurrence  of  units. 

The  fourth  degree  of  the  scale. 

A  musical  idea. 

The  sixth  degree  of  the  scale. 

(i)  A  cycle  of  small  contrapuntal  movements 
named  after  dances  ;  (2)  the  name  for 
the  orchestral  cycle  on  a  small  scale. 

The  second  degree  of  the  scale. 

A  species  of  melodic  discord,  formed  by  retarda- 
tion of  a  tone. 

Music  in  continuous  style  for  orchestra,  usually 
associated  with  poetry. 

The  name  for  the  orchestral  cycle  on  a  large 
scale,  formerly  built  upon  types. 

Reiteration  of  a  tied  figure,  which  annuls  the 
strict  accent. 

Music  consisting  of  the  three  tones  of  the  tonic 
triad. 


*Tala   ,     .     . 

*  Tala-bar 
Tempo     .     . 
Tenor      ,     . 
Tenth      .     . 

*  Ternal  Beat 
Tetrachord . 


Theme 
Third 
Tie 


Time  ,     ,     .     . 

*  Time-figure 

'''Time-idiom 

*  Ti/ne-imitaiion 

*  Time-outline    . 
Time-signature 


Tonality 

*  Tonalitive 

Tone  .     . 


The  unit  of  the  Eastern  time-system. 

The  bar  containing  the  tala  and  determined  by  it. 

Speed. 

The  lower  middle  part. 

The  repetition  of  the  third  at  octave  distance. 

The  division  of  the  beat  into  three  parts. 

Three  or  four  notes  in  succession,  covering  a 
fourth. 

A  musical  idea. 

The  interval  of  the  chord. 

A  sign  between  two  notes  indicating  that  they 
are  a  single  tone. 

(i)  The  number  of  beats  in  a  bar  ;  (2)  beat- 
division. 

A  fraction  of  time-outline,  not  less  than  one  beat 
forming  a  unit. 

The  recurrence  of  a  time-figure  in  one  part. 

Transference  of  a  time-figure  from  part  to  part. 

Tone-succession  in  duration. 

The  indication  of  the  number  of  beats  in  a  bar 
and  the  beat-division. 

The  relations  of  all  tones  to  a  given  centre. 

Pertaining  to  tonality. 

The  name  given  to  the  sounds  used  in  music. 


GLOSSARY 


;25 


*  To/n-tna/en'al . 

*  Tone-niovemetit 
Tonic .     .     . 
Transposition 
Treble 
Triad.     , 
Triplet    . 
Tritone   . 
Ttveljth  . 

*Type  .     . 
*7ype  of  For 


The  variations  of  tone  forming  tlic  material  of 

music. 
Combination  of  outlines. 

The  melodic  or  harmonic  centre  of  pitch-relations. 
Change  of  absolute  pitch-level. 
The  highest  part. 

A  chord  of  two  thirds,  covering  a  fifth. 
A  group  of  three  notes  of  equal  value. 
Three  full-tones  in  succession. 
The  repetition  of  the  fifth  at  octave  distance. 
A  melodic  or  harmonic  formula. 
A  familiar  and   generally  accepted   plan    for  a 

movement. 


*Undiilating-     or     Free     The  rhythm  of  wave-motion. 
Rhythm 

*Unit Any  part  of  musical  material  that  is  perceived  to 

recur. 

*Va/ue The  relative  duration  of  a  tone. 

Variations A  rhylhmitonal  type  founded  upon  repetitions  of 

a  melodic  or  harmonic  outline. 


INDEX 


Absolute  music,  141,  216,  21S 

Abstract  form,  118 

Accent,  13,  iS,  19,20,62,  i  qo,  151,  153, 

156,  164,  165 
Accidental,  28,  31 

Accompaniment,  61,  107,  108,  168,  203 
Acoustics,  3 1 
Alternation,   13,   14,  85,  137,  196,  23^, 

239 
Alto,  4 

Anibros,  "  History  of  Music,"  118 
Analysis,  225-229 
Andaman  Islands,  112 
Angouleme,  Monk  of,  no 
Antiphony,  108,  1 14 
Appa'-.sionata  (Beethoven),  254 
Arabic,  32,  58,  59 
Aria,  220 

Atonic  outline,  86-88 
Aul)ry,  Pierre,  246,  247 
Authentic  modes,  116 


B 


Bach,  J.  S.,  130,  167,  200,  201-204, 
223,  237,  244,  246,  24.S,  249 

Balance  of  strict  and  free,  136,  161,  164, 
190,  253,  257,  268 

Bar,  European,  it,  et  seq. ;  Asiatic,  184- 

193 

Bar-tigure,  149,  151 

Bar-line,  12,  13,  19,  1S4 

Barring  of  song-music,  216 

Bass,  4,  41-43  ;  evolution  of,  65,  66 

Beat,  7,  8,  12,  13,  16,  17,  18,  142,  157, 

184 
Beat-division,  9,  1 1,  14,  16,  17,  18,  154, 

172,  18s 
Beat-figure,  149,  151,  152 
Beethoven,  19,  144,  171,  201,  214,  227, 

231,  232,  242,  246,  253,  254,  260, 

261 
Berlioz,  172 
Biwa,  108 
B  Minor  Mass  (Bach),  127 


Brossard's  dictionary,  128 
Buddhist  chant,  109,  114 
Burma,  107 

Burney,   Charles,   "  History  of  Music," 
129 


Cadence,   45,   164,    177-180,  205,  211, 

212,  221,  237,  241,  242,  247 
Canon,  197,  198,  199 
Caiitits  firiinis,  120,  123,  124 
Carissimi,  244 
Centering  outline,  93 
Cesti,  211 

Chaconne,  237,  241 
Changing-note,  62 

China,  32,  51,  52,  53,  54,  59,  109,  236 
Choral ^tyle,  201,  202,  204-207 
Chord,  origin  of  term,  128 
Chords,   illustrations   of,  triads,   38,  42, 

43,63,64  ;  chords  of  seventh,  73-75  ; 

chords  of  ninth,  74  ;  chromatic  chords, 

81-83 
Chromaticism,   75,  84,  88,  92,  93,  94, 

lOI 

Church-music,  15,  30,  31,  110  ei  sci/., 
120-122,  142,  194,  198-199,  205, 
265 

Clavichord,  249 

Clef,  3,  29 

Climax,  138,  229,  231,  242,  254 

C   Minor  Symphony  (Beethoven),    214, 

Colour-analogy,  103,  263 
Colour-outline,  i,  4,  $2,  145,  263 
Concerto,  251,  255 
Concert-music,  261-264 
Consonance,  35,  38,  40  ei  seq.,  60,  61, 

142 
Continuity,  219,  227,  257  et  seq. 
Cotton  M.S.,  123 
Counterpoint,   109,   119,   124-126,  132, 

160,  194,  238,  262,  264-266 
Couperin,  237,  250 
Cultured  song,  220,  234 
Cycle,  243  et  seq. 


327 


328 


INDEX 


D 


Dance-song,  210,  219—221 

Day,  Captain  C,  R.,  47,  58 

Descanter,  119,  123,  124 

Discant,  105  et  seq. ;  definition  of,  106  ; 

origin  of,  109 
Discord,  42,  62-65,  88,  123 
Discords,  preparation  of,  90  ;  resolution 

of,  89-91 
Dominant,  39,  64,  79-81,91  ;  Gregorian, 

114,  115 
Dominant  7th,  65,  74 
Dot,  II 
Doubles,  237 
Dramatic   music,    174,    211,    2x7,   218, 

259,  260,  261 
Duration,  i 


Education,  10,  68,  84,  131,  132,  147 
Emotional  utterance,  98,  99,  145,   146, 

161,   173,  231,  233,  254,  258,  270, 

271 
Equal  figures,  1 50 
Equal  outline,  157,  158,  203,  209 
Equal  temperament,  5,  27 
Estainpie,  246-247 
Esterhazy,  Prince,  222 
Extemporisation,  loi,  106,  119,  120 


False  relation,  8 1 

Faiix-bourdon,  1 2 1 

Fifths  and  fourths,  35,  39,  49 

consecutive,  67-68,  109  : 

Figures,    pitch,     165;    time,     149-154, 

165  ;  imitation  in,  199,  200 
Folk-song,  38,  158,  177,  181,  182,  197, 

198,  210,  233,  241 
Force-outline,  i,  3,  13,  263 
Form,  strict  and  free,  13S-137,  138,  145,   j 

160,  161,  164,  190,  253,  257,  268 
Fugue,  200,  203 
Full-tone,  2,  25 


G 


Gerbert,  iii 

Giraldus  Cambrensis,  197 

Greek  music,  51,  113 

Gregorian,  chant,    11 3-1 15,    117,    118, 

121;  modes,  114,  116;  tonality,  114- 

116,  125 
Groneman,  Dr.  J.,  107 


Ground,  237 

Gruffydd  ab  Cynan,  130,  239 

Guido  d'Arezzo,  116,  117,  118,  120 


H 


Iladow,  W.  H.,  226,  227,  228 
Handel,  244 

Harding,  Dr.  H.  A.,  226,  227 
Harmony,  systems,  37,  70,   128  ;  origin 

of,    60,    61  ;    instrumental,   68,    69; 

primitive,   61,  64,    65;    evolution  of, 

65,  66,  68, 71,  127,  128-131 
Harmonic  principle,  41,  70 
Harmonics,  41 
Harpsichord,  124,  248-250 
Hawkins,  Sir   J.    "  History  of  Music,'' 

40,  no,  116,  123 
Haydn,  222,  223,  227,  231,  232,  237, 

252,  253 
Hindu,    32,  48,    59,   Tj,   98-103,   106, 

IIS,  184-191,  236 
Hindu  FrtW/ or  tonic,  100,  114 
Hipkins,  A.  J.,  47 
Hottentots,  195 
Hungarian,  T7 
Hymn-tune,  182,  211 


Idea,  139,  144 
Idiom,  140,  144,  166 
Imitation,  195  et  seq.,  217,  249 
Instruments,  4,  33,  106,  107,  108,  155, 

156,  206,  249,  252,  260,  262,  265 
Intensity,  i 

Intervals,  2,  24,  25,  26,  36,  37,  120,  121 
Inversion,  25,  26,  42,  43,  75,  121 


Japan,  32,  105,  106 

Japanese  instruments,  106,  107,  108 

Java,  51,  52,  53,  59,  105,  106,  107,  1S7 


K 


Keller,  Godfrey,  128 

Key,  evolution  of,  57,  64,  71,  75,  80,  84, 

851?^  seq. 
Key-board,  4,  3i,  33 
Key-hold,  93,  94 
Key-note  or  key-tone,   25,   39,  40,  64, 

80,  83,  85,  86,  89,  91 
Key-signature,  29 
Key-system  or  key-circle,  27,  31,  57,  92, 

93i  97 


INDEX 


Language,   inlluence   of,   204-206,  20S 

et  sci]. 
Law  of  evolution,  i  },6 
Leading-note,  diatonic,  45,  46,  64,  80, 

177,  17.S 
dominant,  79,  8r,  82,  ?)l 


M 


Macpherson,  Stewart,  19,  227 

Madrigal,  206 

Mass,  Catholic,  24^ 

Mittrd,  184 

Mazarin,  Cardinal,  247 

Measures  of  music,  131,  230 

Melodic  principle,  60,  61 

Melody,  Western,  origin  of,  35,  36,  3.^, 

39,  40,    181,   182;  evolution   of,  44, 

45,  46,   49,    50,  62,    148,    149,    191, 

221,  222 
Eastern,   origin  of,   47  ;   evolution 

of,  5'-S4>  '9^,  193 
comparison  of  Eastern  and  Western, 

191-193 
Metamorphosis,  173,  174 
Micrologos  (by  Guide),  117 
Microlonal,  47,  48,  51,  54,  96 
Minuet,  21Q,  221,  253 
Missa  Pap^r  ^rar<el/i  (Palestrina),  127 
Missa  Soleiitnis  (Beethoven),  201 
Mixophonic  music,  105  et  seq. 
Mode.     See  Scale. 
Modern  music,  222,  232 
Modulation,  92-94 
Monotony,  136 
Monteverde,  211,  259 
Morley,  Thomas,  119,  127 
Morris  dance,  IS7 
Motett,  206 
Mozart,  227,  231,  232,  237,  258 


N 


Napoleonic  scientific  expedition,  157 
Notation,  of  time,  2,  9,  11,  15  et  seq.;  of 

pitch,  3,  5.  22,  28  et  seq.,  jt,  ;  Eastern. 

32,  loi,  103  ;  teaching  of,  270 
Notes,  3,  10,  II,  16 


Octave,  3,  35,  41.  (^6,  67,  109,  123 
Opera,  210,  211,  218,  244,  245,  251, 
259,  260 


Oratorio.  244 

Orchestra,  4,  8,  14,  155,  156,211,260- 

262 
Organ,    14,    116,    155,    201-203,    248, 

24Q,  265 
Organum,  1 10-113,  122 
Ornament,  240 

Outline.  I  ;  standard,  137.  165 
Overture.  257 


Palestrina,  123,  205 

Tarry,  .Sir  IL,  23,  36,  53,  113 

"  Parsifal"  (Wagner),  170,  214 

Part,  4 

Part-singing,  61,  64-68,  195,  199 

Passing-notes,  62,  125 

Pause,  177 

Pedal-bass.  65.  too,  113 

Peii,  J..  21 1 

Phrase,  definition  and  origin,  175,  176 

J'hrase-form,    176-179,    181-182,   210- 

215.  247 
Piggott,  E.  T..  107 
Pitch,  absolute,  4,  5,  21  ;  relative,  5,  21 

et  seq..  98.  99 
Pilch-figure,  165  et  seq. 
Pitch-idiom,  166-170,  203,  241 
Pitch-imitation,  200,  203,  241 
Pitch-notation,  3,  5,  22,  28  et  seq.,  Ji 
Pitch-outline,  i,  2,  3,4,  141,  142,  163 
Plagal  modes,  116,  178 
Plain-song.  120 
Playford,  John,  127,  128 
Poetry,   179,  205,  206,  211,  212,  215- 

217 
Polyphony,  133,  221,  263 
Pricked-song,  120 
Primitive  music,   7,   8,    10,    13,   36,  37, 

96,  1 12,  1 15,  149,  163 
Principles,  134  et  seq.,  269 
Programme  music,  264 


(Quality,  I     . 

Quarter-tone,  2,  48,  10 1,  103 

Quartet,  251,  252,  255 


Raga,  56,98-101,  115,  183,  192 
Rameau,  "Treatise  of  Harmony,"  127- 

130 
Reading  MS.,  122,  198 

Y 


330 


INDEX 


Recitative,  211 

Relations  of  time  and  pitch,  10,  140, 
142,  143,  173,  251 

Reproduction,  223 

Resolution  of  discords,  89-91 

Rests,  II,  177,  237 

Rhythm,  circling,  138;  pulsative,  7,  14, 
138  ;  free  or  undulating,  2.  138,  144, 
145,  241,  258  ;  definition  of,  138 

Rhythmic  principle,  134  e(  seq.,  146 

Riemann,  Dr.,  23,  113,  116,  12S 

Rondo,  234-237 

Root,  39,  41 

Round,  121,  195-198,  204 


Sanskrit,  99,  103,  184,  186,  188 
Scale,  origin  of,  22,  36;  definitions  of, 

23,  24  ;  mode  of,  24,  55  et  seq.,  76-80, 

1 16  ;  degrees  of,  2,  5,  24,  25,  28,  59  ; 

evolution  of,  44  et  seq. 
chromatic,   4,    21,    75;    diatonic, 

25,   38,  48,  75-77  ;    pentatonic,  45, 

50,   52,   53.   54.  63,  64;   Gregorian, 

114,  116 
Scale-tone,  96,  97,  102,  114-116 
Scherzo,  221,  253 
Schiarky,  235 

Schubert,  19,  159,  166,  254 
Score,  4,  31 

Scotus  Erigena,  no,  in 
Semitone,  2,  45,  46,  47 
Sequence,  25,  168,  169 
Sevenths,  diminished,  73  ;  dominant,  65, 

74  ;  major,  72  ;  minor,  74 
Siam,  52,  53,  105,  106 
Singers,  117,  118,  195-198 
Slur,  153,  170 
Sonata-cycle,  224,  251-255 
Sonata-type,  225  et  seq. 
Song- type,  220,  234 
Spain,  157 
Standards    of   lime,  simple,   7  et  seq.  ; 

compound.  12  et  seq.,  181 
Standards  of  tonality,  simple,  27,  38  et 

seq.  ;  compound,  27,  S5  et  seq. 
Stanza-form,  179,  180,  237,  241,  242 
Stave,  3 
Stradella,  211 
Style,  evolution  of,  135,  161,  173,  181, 

182,   190-195,  201,  202,   206,   207, 

209-211,  216-223,  241,  242,  257  (?/ 

Suite,  246-250 
"  Sumer  is  icumen  in,"  121 
Suspension,  125,  164 
Symphony,  251,  252-255,  260 


Symphonic  poem,  262,  264 
Sympson,  Christopher,  124,  127,  128 
.Syncopation,  154.  155,  240 
Syntonic  outline,  86-88 


Tala,  185-193 

Tagore,  Raja  Sir  S.  M.,  58,  98,  99,  102, 

184,  185,  186 
Tempo,  2,  9,  17,  251 
Tenor,  4 

Tetrachord,  25,  49,  76,  ^y,  113 
Theory,   evolution   of,    in,    112,    120, 

121,  122,  124-130 

modern,  19,  67,  132 

Third,  22,  38,  40,  73 
Third-tone,  2,  48 
Tie,  II,  153 

Time-accompaniment,  156,  157 
Time-beat,   7,   8,   12,    13,    16,    17,    18, 

142,  157,  184 
Time-figure,  148-155 
Time-idiom,    155,    159-162,    164,    209, 

217,  218,  263 
Time-imitation,  201 
Time-notation,  2,  9,  11,  15  et  seq. 
Time-outline,    i,  2,  9,    10,   148  et  seq., 

158.  159;  promiscuous,  194,  201,  262 
i   Time-signature.  17,  18 
I  Time-standard,  simple.  7  et  seq.  ;  com- 
pound, 1 2  et  seq.  ,181 
Time-system,  European,  7  et  seq..  12  et 

seq. ;  Asiatic,  183  et  seq.  ;  comparison 

of  above,  188-190 
Tonality,  138,  163,  247 
European,  27,  39,  40,   84,   85    <r/ 

seq.,   129,    141-144,    177,    180,  248; 

Asiatic,  55,  95  et  seq. 
Tone,  I 

Tone-movement,  2 
Tonic,  25,  39,  40,  64,  80,  iT,,  85,  86, 

89,  91  ;  Eastern,  96-98,  102 
Tonic  Sol-fa,  3 1 
Transposition,  55,  58 
"  Treatise  of  Cologne,"  1 1 1 
Treble,  4,  42 
Triad,    consonant,    38   et  seq.,  63,  64; 

dissonant,  72  ;  chromatic,  81,  83 
Triplet,  185 

"Tristan"  (Wagner),  214 
Tritone,  yy 

Tuning,  5,  27,  33,  49,  107,  108 
Turkey,  32,  235 
Types  of  form,   evolution  of,    195-200, 

205,  206,  224-228,  230-232,  233  et 

seq..  247,  252-253 


INDEX 


u 


Union  of  strict  and  free,  136,  138,  169 
Unit,  13s,  137,  139,  199 
Unity,   134,   13s.   19s.  243.  244.   24s, 
250,  251,  255 


Value,  p,  10,  16,  194,  247 
Variations,  237-242 
Variety,  136,  165,  I95 
Veriic  hymn,  1 14 


Villoteau,  G.  A.,  157 
Viol,  I  24,  246 
Virginal,  238 
Vitalianus,  Pope,  116 


W 


Wagner.  86,    170,   172,  214.  215,  218, 

251,  259,  260,  261 
Waldstein  sonata  (P)eethoven).  253 
Wave-rhythm,  138 
Weber.  258 
Welsh  music,  131,  196-197,  239-240 


Printed  by  Rallantvne,  Hanson  &•  Co. 

Edinburgh  &^  London 


Date  Due 


f^^    ^  tj     952 

Kil^^'  ^ 

OCT  2  7  '6( 

U- 

4PB  1  9  '63 

Pil     7  I9( 

i« 

ffiR?    -  ' 

rr-f-^-i 

"uV        d    ; 

BEC  2  2  1 

rpj^ 

1 

LIbrery  Burttu 

Cat.  no.  M37 

7815  G52. 


3  5002  00252  3137 


ML    448    .  G59 

Glyn,  Margaret.  Henr±et.-ta, 

lass- 


Analysls  of  "the  evolution  of 
musical  forms 


pbsy^<^ 


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