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University  of  California  •  Berkeley 


MANAGEMENT  TECHNOLOGY  OF  THE  U.S.  FOREST  SERVICE 
AN  ORAL  HISTORY  WITH 

Gordon  D.  Fox 
Walter  L.  Graves 
Chester  A.  Shields 
Robert  H.  Torheim 


Forest  History  Society,  1980 


The  following  series  of  interviews  were  conducted 
by  the  Forest  History  Society  under  contract  to  the 
U.S.  Forest  Service,  Management  Sciences  Division.   The 
four  interviews  trace  the  development  of  management 
sciences  in  the  U.S.  Forest  Service.   The  interview  with 
Robert  Torheim  was  subcontracted  by  the  Forest  History 
Society  to  the  Regional  Oral  History  Office,  University 
of  California  at  Berkeley. 

It  is  expected  that  this  volume  is  the  first  of 
a  continuing  series  of  interviews  on  management  sciences 
in  the  U.S.  Forest  Service. 


Willa  Baum,  Department  Head 
Regional  Oral  History  Office 


October  20,  1980 
Regional  Oral  History  Office 
Room  486  The  Bancroft  Library 
University  of  California,  Berkeley 


INTRODUCTION 

The  United  States  Forest  Service  has  long  enjoyed  a  deserved 
reputation  for  excellence  and  innovation  in  management  techniques.  From 
its  creation  to  the  present,  it  has  experimented  with  new  techniques  in 
an  attempt  to  administer  its  personnel  at  peak  efficiency  and  to  achieve 
maximum  results  from  its  limited  staff. 

Born  in  controversy,  the  Forest  Service  has  frequently  been  on  the 
defensive.  It  has  been  continuously  required  to  justify  itself  and  its 
policies  to  an  often  skeptical  public.  This  insecurity  has  caused  the 
Service  to  run  a  perhaps  more  efficient  agency  than  any  other  branch  of 
the  government. 

This  drive  for  efficiency  only  partly  explains  why  the  Forest 
Service  became  a  model  of  management  innovation  for  government  bureaus 
and  oftentimes  even  private  industry.  To  understand  this  phenomenon, 
we  must  look  at  the  historical  context  of  the  agency's  birth  and  the 
individuals  who  helped  it  mature. 

The  Forest  Service  was  being  formed  at  the  turn  of  the  century, 
concurrently  with  the  rise  of  professional  forestry  in  the  United  States. 
Trained,  scientifically  oriented  foresters  were  attempting  to  explain 
their  values  to  a  nation  unaware  of  a  need  for  them.  To  argue  their 
case,  foresters  had  to  claim  special  credentials  that  separated  them 
from  their  self-taught,  trained-on-the-job  predecessors.  They  did  this 
by  claiming  expertise  and  wearing  the  mantle  of  professionalism. 

"Professional"  was  a  concept  undergoing  change.  It  was  being 
used  more  and  connoted  an  expert  with  special  knowledge  and  a  sense  of 
ethics.  Much  of  the  growth  of  professionalism  occurred  because 
universities  had  begun  to  give  degrees  in  fields  where  previously  none 
existed.  This  caused  a  social  revolution  with  mechanics  and  technicians 
educated  in  the  "school  of  hard  knocks"  giving  way  to  the  new  breed  of 


university  education  "professionals." 

Professional ization  affected  all  fields  but  none  as  dramatically 
as  engineering  and  administration.  The  movement  toward  professionalism 
in  both  of  these  areas  had  one  central  character,  Frederick  Winslow 
Taylor,  early  president  of  the  American  Association  of  Mechanical 
Engineers  and  the  so-called  "father  of  management  science."  Its  driving 
thrust  was  closely  allied  to  mechanical  engineering  and  its  ideal  of  a 
perfectly  running  machine. 

Forest  Service  Decentralization: 
A  Climate  of  Innovation 

In  the  late  nineteenth  century,  as  Taylor  was  formulating  his  ideas, 
there  was  a  climate  of  excitement  and  optimism.  Political  and  social 
activism  had  reached  new  heights  of  popularity  and  fervor.  Women's  groups 
were  seeking  "social  purity"  and  the  right  to  vote,  Americans  were  flexing 
their  muscles  in  international  affairs,  and  William  James  was  teaching 
the  truly  American  philosophy  of  "pragmatism."  It  was  apparent  that  the 
new  century  would  bring  new  consciousness. 

An  important  part  of  this  consciousness  was  the  growing  realization 
that  natural  resources  were  finite  and  were  being  consumed  at  a  dangerous 
and  negligent  rate.  Conservation  had  become  an  issue  of  importance. 

In  March  1886,  professional  forester  Bernhard  E.  Fernow  was 
appointed  chief  of  the  Division  of  Forestry  of  the  Department  of 
Agriculture.  Congress  had  seen  the  need  for  a  better  knowledge  of  timber 
resources  ten  years  earlier,  but  Fernow 's  appointment  demonstrated  the 
recognition  of  and  the  need  for  the  science  of  professional  forestry. 

At  the  end  of  his  first  year,  Fernow,  in  his  Annual  Report  to 
the  Secretary  of  Agriculture,  presented  an  administrative  plan  for  a 
forest  reserve  system.  He  proposed  three  territorial  divisions 
(Pacific  Coast,  Rocky  Mountains,  and  all  other  areas),  each  headed  by 


an  "inspector,"  who  was  to  be  in  actual  administrative  charge.  Below 
each  inspector  there  were  local  inspectors  and  rangers  who  were  each 
in  charge  of  a  "reserve."  Fernow  planned  to  headquarter  the  three 
territorial  inspectors  in  Washington  D.C.,  and  assign  them  to  inspect 
their  divisions  "at  least  once  a  year." 

In  July  1892,  a  congressional  committee  reported  on  the  so-called 
"Paddock  Bill"  and  quoted  from  Fernow 's  1886  annual  report.  The  report 
called  for  the  transfer  of  the  forest  reserves,  created  only  a  year 
earlier,  from  the  Department  of  the  Interior  to  the  Department  of 
Agriculture.  "Only  a  fully  developed  and  separate  system  of  management 
and  administration,"  the  report  argued,  "carried  on  by  competent  men 
under  expert  advice,  can  accomplish  the  objects  of  a  rational  forest 
policy. " 

In  1896,  the  National  Academy  of  Sciences  appointed  a  commission 
to  study  the  forest  reserves.  Its  report  influenced  President  Cleveland 
to  proclaim,  on  Washington's  birthday  in  1897,  twenty-one  million  acres 
of  forestland.  On  May  1  of  that  year,  the  commission  recommended  a 
general  plan  based  upon  Fernow 's  earlier  system  but  with  more 
decentralized  administration.  Instead  of  locating  the  inspectors  in 
Washington,  the  NASC  design  placed  them  at  regional  headquarters.  This 
plan  would  have  transferred  much  of  the  administrative  authority  to  the 
field.  The  number  of  regions  was  extended  to  four:  California  and 
Nevada;  Oregon  and  Washington;  the  Southwest;  and  Wyoming,  Montana, 
and  Idaho.  In  June,  Congress  established  policies  under  which  the 
forest  reserves  were  to  be  administered.  The  NASC  plan  was  not 
incorporated  into  the  act,  and  administrative  organization  was  left  to 
the  discretion  of  the  secretary  of  the  interior. 


President  McKinley's  secretary  of  the  interior,  Cornelius  Bliss, 
asked  Gifford  Pinchot  to  make  a  study  of  the  reserves.  As  confidential 
forest  agent,  Pinchot  was  specifically  instructed  to  design  an 
organization  to  administer  the  reserves.  He  had  always  believed,  as 
Fernow  had  before  him,  that  forestland  administration  was  unique  among 
government  responsibilities.  The  natural,  economic,  and  social  variance 
among  regions  dictated  a  decentralized  system. 

Pinchot  submitted  his  "Report  on  Examination  of  the  Forest 
Reserves,"  in  March  1898  to  the  secretary  of  the  interior.  The  report 
called  for  the  creation  of  a  "Forest  Service"  of  technically  trained  and 
competent  personnel.  His  proposed  administration  followed  the  NASC 
plan  but  put  even  more  emphasis  on  decentralization.  There  was  to  be 
an  "Administrative  Force"  in  Washington,  D.C.,  composed  of  a  "chief 
forester"  and  an  assistant  "inspector  of  forests."  Fieldwork  would  be 
under  an  "Executive  Force"  of  the  seven  "forest  rangers"  assigned  to 
specific  forest  reserves.  The  rangers  would  be  assisted  by  twenty 
"forest  guards"  and  165  part-time  "fire  watchers."  Following  the 
submission  of  the  report,  Pinchot  severed  official  connections  with 
Interior  and  succeeded  Fernow  as  chief  of  the  Division  of  Forestry  in 
the  Department  of  Agriculture. 

The  "Division  of  Forestry"  was  changed  to  the  "Bureau  of 
Forestry"  in  1901.  That  same  year  the  secretary  of  the  interior 
published  in  his  annual  report,  "Memorandum  Regarding  Government  of 
Forest  Reserves,"  which  was  probably  supplied  by  Pinchot.  Hitchcock 
sent  the  report  on  to  Commissioner  of  the  General  Land  Office  Binger 
Hermann,  with  orders  to  put  the  plan  into  effect.  Hitchcock  stated 
that  it  outlined  "the  principles  and  practice  which  I  have  concluded 
shall  govern  the  administration  of  the  National  Forest  Reserves." 


The  report  called  for  several  elements  of  decentralization. 
Each  forest  reserve  was  to  be  dealt  with  independently.  "The  present 
system  of  uniform  rules  for  diverse  conditions,"  the  report  warned, 
"is  simply  destructive."  Administrative  emphasis  was  to  be  placed  on 
fieldwork  rather  than  on  "the  basis  of  papers  and  reports  from  the 
office  point  of  view."  It  recommended  closer  contact  between  field  and 
office  and  removal  of  unnecessary  steps.  This  was  to  be  facilitated 
by  the  creation  of  the  Office  of  Superintendent,  which  would  gradually 
be  phased  out  in  favor  of  "inspectors  familiar  with  the  woods."  "Local 
questions,"  it  emphasized,  "should  be  decided  on  local  grounds  and  on 
their  own  merits  in  each  separate  case." 

Pinchot  and  his  assistants  remained  dissatisfied  with  Interior's 
management  of  the  reserves.  They  bemoaned  the  "deadening  effect  of 
remote  control  from  Washington,  the  lack  of  adjustment  to  local 
conditions,"  and  other  disfunctions  of  centralization.  In  anticipation 
of  the  transfer  of  the  forest  reserves  from  Interior  to  Agriculture, 
they  began  to  design  a  new  organizational  system  that  would  operate 
more  efficiently. 

A  draft  memorandum  proposing  a  decentralized  system  was  submitted 
to  Pinchot  in  January  1905  by  Frederick  E.  Olmsted  and  Herbert  A. 
Smith.  Titled  "Suggestions  for  the  Administration  of  the  National 
Forest  Reserves  from  Two  Standpoints,  (1)  Future  Ideal  Administration; 
(2)  The  Best  Administration  Possible  Under  Existing  Conditions,"  it 
reiterated  Pinchot's  earlier  arguments  for  decentralization.  Part  I 
provided  for  a  number  of  "district  forest  offices"  to  be  located  at 
key  points  in  the  West.  The  district  offices  were  to  be  headed  by 
"forest  superintendents,"  who  each  had  "direct  administrative  control 

of  a  group  of  reserves." 

- 


Part  II  covered  the  placement  of  "forest  inspectors"  at  "central 
points  in  the  West."  The  inspectors  were  described  as  "the  most 
important  field  officers  and  upon  them  depends,  very  largely,  the 
success  of  the  administration."  Indeed  in  the  envisioned  decentralized 
organization,  the  inspectors  served  as  the  vital  link  between  the 
almost  administratively  autonomous  districts  and  the  Washington  Office. 
The  inspectors  were  to  act  as  evaluators  and  instructors  with  "all 
local  administrative  authority  possible  under  existing  conditions." 
The  position  of  forest  inspector  was  planned  to  gradually  grow  into  that 
of  forest  superintendent. 

On  February  1,  1905  the  forest  reserves  were  transferred  to  the 
Department  of  Agriculture.  The  new  Forest  Service  operated  under  the 
organization  inherited  from  Interior,  while  attempting  to  create  a 
system  that  would  best  serve  its  particular,  and  often  unique,  needs. 
Service  Order  No.  82,  issued  in  July,  instructed  all  forest  officers 
to  "begin  keeping  a  file  of  notes  for  a  revised  and  improved  edition  of 
the  'Use  Book."1 

After  much  internal  discussion,  Service  Order  No.  96  called  for 
a  "Section  of  Inspection"  to  be  established  in  Pinchot's  office.  These 
inspectors  were  to  facilitate  communications  between  Pinchot  and  field 
personnel.  They  were  not  to  give  orders  but  were  to  "render  themselves 
useful  on  the  ground  by  consultation  with  the  men  whose  work  they 
inspect."  Secretary  Wilson  approved  the  recommendation  on  February  26, 
1906. 

A  year  later  the  field  organization  under  the  supervision  of 
district  inspectors  was  described  under  Service  Order  No.  125: 
District  I—Montana,  northern  Idaho,  and  northern  Wyoming,  with 
headquarters  at  Missoula.  District  2--Colorado,  southern  Wyoming,  a 


bit  of  Montana,  South  Dakota,  Nebraska,  and  Kansas,  with  headquarters 
at  Denver.  District  3—Arizona,  New  Mexico,  and  Oklahoma,  with 
headquarters  at  Albuquerque.  District  4— Utah,  western  Wyoming, 
southern  Idaho,  and  eastern  Nevada,  headquarters  at  Salt  Lake  City. 
District  5--California  and  western  Nevada,  headquarters  at  San  Francisco. 
District  6--Oregon,  Washington,  and  Alaska,  headquarters  at  Portland. 
This  plan  was  affirmed  in  Pinchot's  1908  annual  report,  with  District  4 
headquarters  changed  from  Salt  Lake  City  to  Ogden. 

During  the  years  1907  and  1908,  Pinchot  sought  assistance  from 
the  New  York  firm  of  Gunn  and  Richards,  organizational  consultants.  The 
use  of  outside  management  consultants  was  to  become  a  tradition  in  the 
Forest  Service.  In  later  years  the  Service  utilized  to  great  advantage  the 
objective  abilities  of  consultants  to  study  organizational  needs. 

In  the  fall  of  1908,  decentralization  became  a  reality.  Chief 
Forester  Pinchot  sent  a  personal  letter  to  each  forest  supervisor,  in 
which  he  stated: 

Under  the  District  organization,  all  business 
now  transacted  with  the  Washington  Office  will  be 
transacted  with  the  District  Office.  All  correspondence, 
reports  and  papers  which  the  Use  Book  or  subsequent 
instructions  that  provide  that  you  should  send  to  the 
Forester,  will  hereafter  be  sent  to  the  District  Office, 
from  whose  officers  you  will  receive  your  instructions. 

Emphasizing  the  advantages  of  decentralization,  Pinchot  added  that 
"it  will  unquestionably  increase  the  spirit  and  efficiency  of  the  whole 
Service."  He  also  listed  the  six  district  foresters  he  had  chosen  to 
head  the  now  powerful  district  offices. 

The  letters  promised  to  send  a  "Manual  of  Procedure,"  which 
prescribed  the  routine  under  which  business  would  be  transacted  with 
the  district  offices  to  the  forest  supervisors.  The  manual  gave  an 


8 

official  outline  of  the  new  operating  organization  and  detailed 
procedures  to  be  followed  in  the  conduct  of  official  business. 

Decentralization  has  continued  to  be  the  Forest  Service's 
governing  management  technique.  It  has  become  even  stronger,  despite 
the  introduction  of  such  centralizing  forces  as  the  computer  center 
at  Ft.  Collins,  Colorado.  Pinchot's  plan  was  unique  and  imaginative. 
As  Earl  Loveridge  put  it: 

Pinchot's  decentralization  is  one  of  those 
remarkable  instances  of  social  experiment  based  on 
a  consciously-thought-out  principle  of  action. 
Remarkable,  too,  that  the  principle  should  have  been 
developed  at  a  time  when  even  the  term  "management" 
as  we  know  it  today  had  not  yet  been  coined;  at  a 
time  antedating  the  first  management  leaders  such  as 
Taylor,  with  his  teachings  beginning  in  the  publication 
of  his  first  book  in  1911. 

The  climate  within  the  Forest  Service  was  one  of  experimentation. 
In  the  following  interviews,  it  can  be  seen  that  the  scientific 
principles  of  problem  identification,  research  and  investigation,  and 
solution  and  recommendation,  have  been  the  operating  philosophy  of 
Forest  Service  management  technology.  Change  has  never  been  feared, 
but  complacency  has.  "There  is  a  tendency  sometimes  to  think  of  things 
as  they  used  to  be  and  not  be  realistic."  Interviewee  Fox  explains: 
"One  has  to  meet  today's  situations,  today's  problems,  and  you've  got 
to  make  adjustments  to  do  that." 

The  Modern  Period:  The  Interviews 

Gordon  Fox  was  restating  a  principle  of  management  science. 
Intuitive  and  historical  methods  are  not  to  be  accepted  but  a  cognitive 
system— a  combination  of  the  analytical,  behavioral  and  social  sciences- 
can  provide  a  realistic  evaluation  of  "today's  situations." 


Shortly  following  Taylor's  publication  of  Principles  of 
Scientific  Management,  the  Forest  Service  had  its  own  Taylorite  in 
the  person  of  Roy  Headly.  Headly,  as  chief  of  the  Division  of  Operations, 
was  very  innovative  and  introduced  Taylor's  ideas  to  the  Service's 
management.  He  also  brought  Earl  Loveridge  into  the  Service. 

In  the  1930s,  management  fell  under  the  team  of  Loveridge  and 
Chief  of  Personnel  Peter  Keplinger.  Gordon  Fox  describes  Loveridge 
as  a  "doer"  and  Keplinger  as  a  "thinker";  they  balanced  each  other  and 
were  all  the  more  effective.  Loveridge  spent  much  time  in  the  field 
and  experimented  with  applications  of  Taylor's  "work  simplification." 
He  correlated  a  system  of  base  workload  analyses  which  allowed  for  the 
allotment  of  funds  for  each  administrative  level.  Keplinger  used 
correspondence  courses  to  train  field  personnel  and  expand  their  expertise. 
Especially  innovative  was  a  course  he  began  in  administrative  science, 
which  gave  foresters  expected  to  act  as  administrators  some  formal 
background.  He  also  began  a  program  at  American  University  under 
Arthur  Flemming  (who  later  became  secretary  of  health,  education,  and 
welfare)  to  grant  masters  degrees  in  public  administration  to  foresters. 
Fox  was  one  of  the  first  two  foresters  to  complete  this  course. 

In  1934,  Earle  Clapp  submitted  a  report  titled,  "Chief's  Office 
Reorganization,"  arguing  that  the  administrative  organization  needed 
to  be  updated.  "One  of  the  results  of  this  long  outgrown  organization," 
he  wrote,  "has  been  a  more  or  less  general  tendency  to  condemn  or  actively 
to  oppose  activities  which  do  not  bear  directly  on  national  forest 
problems.  It  has  been  reflected  in  efforts  to  prevent  the  use  of  funds 
for  other  work."  He  proposed  that  staff,  budget,  and  wages  be  increased 
and,  more  importantly,  that  administration  be  centralized.  Counter  to 
Forest  Service  tradition,  Clapp  felt  that  conditions  required  that 


10 


closely  related  types  of  forest  work  be  brought  together  into 
"relatively  few  large  groups,"  with  one  man  delegated  to  direct  each 
group.  His  recommendation  for  a  larger  Washington  Office  staff, 
considered  heretical  by  Pinchot's  followers,  was  to  become  more  and  more 
of  a  reality,  as  the  Service's  problems  and  duties  became  more  complex. 
Rather  than  investing  more  responsibility  in  a  single  man,  however, 
power  continued  to  be  dispersed. 

Following  the  tragic  death  of  Chief  Forester  Robert  Y.  Stuart 
in  1933,  the  Forest  Service  reorganized  so  as  to  alleviate  the  pressures 
on  any  one  man.  The  number  of  assistant  chiefs  was  expanded  and 
Loveridge  was  put  in  charge  of  Administration.  This  new  administrative 
layer  supported  the  chief  across  the  board  and  thus  reduced  his  work 
load. 

After  the  1938  reorganization,  the  Forest  Service  contracted  with 
Henry  Farquhar  to  study  the  organization  of  the  Washington  Office. 
Farquhar  was  the  first  outside  consultant  hired  since  Pinchot  had  used 
the  firm  of  Gunn  and  Richards  three  decades  earlier.  For  various 
reasons  his  efforts  were  of  dubious  value,  but  the  use  of  an  outside 
consultant  reestablished  a  pattern  which  would  be  followed  by  later 
administrators. 

The  next  large-scale  use  of  outside  consultants  occurred  in 
1954.  At  the  suggestion  of  Gordon  Fox,  the  Forest  Service  retained 
McKenzie  and  Company  to  suggest  a  design  for  a  modern  directive 
system.  McKenzie  recommended  a  subject-numeric  codification  for  the 
manual,  which  had  been  divided  by  Washington  Office  categories  such 
as  timber,  range,  and  fiscal.  This  new  design  enabled  the  user  in 
the  field  to  look  up  policies  and  instructions  by  subject,  without 


11 

having  to  know  what  division  it  fell  under.  It  also  used  a  closed-end 
decimal  system  so  that  writers  would  be  restricted  as  to  how  much  they 
could  expand  a  subject. 

To  facilitate  rewriting  the  manual,  the  new  classification  of 
management  analyst  was  created.  For  about  eighteen  months,  those 
selected  for  the  new  position,  including  Chester  Shields,  worked  in 
the  Washington  Office  coordinating  the  drafting  and  publication  of 
the  new  Forest  Service  Manual.  They  then  returned  to  their  respective 
regions  to  coordinate  regional  supplements  for  the  manual. 

The  subject-numeric  system  devised  for  the  manual  was  adopted 
for  use  on  a  range  of  related  paperwork.  Shields  had  the  responsibility 
of  field  testing  the  application  of  the  system  to  correspondence.  The 
scheme  that  evolved  enabled  a  number  to  be  affixed  to  a  form  that 
would  relate  to  all  correspondence  on  the  subject  and  to  the  proper  place 
in  the  manual.  Paperwork  experts  had  long  maintained  that  such  a 
system  was  impossible,  especially  in  a  decentralized  organization. 

The  Forest  Service,  however,  enjoyed  great  success  with  the 
system,  probably  because  they  were  able  to  keep  it  simple.  Other  federal 
agencies,  state  governments,  Canadian  and  other  foreign  governments 
have  come  to  the  Forest  Service  to  study  the  system  and  have  applied 
it  to  their  own  uses.  As  Shields  states,  "It  has  been  an  international 


success." 


A  few  years  later,  Fox  and  Deputy  Chief  Clare  W.  Hendee  decided 
that  an  organizational  review  was  due.  Because  of  the  favorable  results 
of  the  earlier  work  done  by  McKenzie  and  Associates  and  because  of  their 
familiarity  with  the  Forest  Service,  they  were  hired  to  perform  the 
new  study  in  cooperation  with  Service  personnel.  The  study  and  resulting 


12 


publication,  "Gearing  the  Organization  to  the  Job  Ahead,"  was  of  epic 
proportions  and  is  a  landmark  in  Forest  Service  administration. 

Three  members  of  the  McKenzie  firm  worked  on  the  project  with 
Fox,  Hendee,  Walter  Graves,  and  Joe  Pechanec  of  the  Forest  Service. 
Together  they  worked  out  a  study  plan  and  interviewed  a  large  cross 
section  of  personnel  to  identify  administrative  problems  and  gather 
ideas  for  possible  solutions.  After  several  months,  a  draft  of  "Gearing" 
was  sent  out  to  everyone  in  the  field,  asking  for  comments.  Most  field 
personnel  accepted  the  new  organizational  design.  However  several 
objections  were  voiced,  such  as  fear  of  staff  overload,  loss  of  power 
at  some  management  levels,  and  increased  inflexibility.  Some  thought 
it  was  "impractical"  and  "theoretical."  One  respondent  spoke  for  many 
by  stating,  "we  got  too  much  planning  without  responsibility  to  make  it 
work  already." 

Comments  from  the  field  were  synthesized  and  several  drafts 
were  written.  Finally,  Shields  and  Art  Grumbine,  chief  of  Operations 
at  Atlanta,  Georgia,  were  assigned  to  redraft  the  organization  section 
in  the  Forest  Service  Manual,  incorporating  the  new  plan,  and  the 
system  was  put  in  effect.  Although  there  were  minor  problems  at  first, 
the  effort  was  successful . 

One  of  the  McKenzie  recommendations  called  for  the  establishment 
of  deputy  chiefs  and  deputy  regional  foresters.  This  system  had  been 
used  previously  but  had  been  abandoned.  This  time  Shields  did  a 
literature  search  and  wrote  job  descriptions  for  the  new  positions, 
which  were  then  adopted.  As  Taylor  had  argued,  it  was  felt  that 
efficiency  could  be  increased  through  use  of  additional  management 
personnel. 


13 


The  recommendations  from  the  study  were  put  into  effect 
incrementally.  Almost  immediately,  deputies  and  associate  deputies 
were  installed  in  the  chief's  office.  An  element  calling  for  multiple 
deputies  in  the  larger  regions  was  not  well  received  in  the  field  and 
was  not  implemented  until  1970.  By  1973  all  regions  had  adopted  the 
multiple  deputy  concept. 

After  World  War  II,  Fox  and  Loveridge  attended  a  lecture  series 
on  operations  research  at  Johns  Hopkins  University,  which  eventually 
led  Fox  to  set  up  the  Operations  Research  unit  at  the  Pacific  Southwest 
Experiment  Station  in  Berkeley,  California.  Patterned  after  military 
technology,  the  Management  Science  Staff  v/as  formed  in  1963  at  Berkeley, 
so  that  they  could  operate  independently  from  the  Washington  Office, 
while  utilizing  the  facilities  of  the  University  of  California.  The 
"think  tank"  was  staffed  by  Ernst  S.  Valfer,  project  leader;  Malcolm  W. 
Kirby,  industrial  engineer;  Sherman  J.  O'Neill,  mathematician;  Gideon 
Schwarzbart,  statistician;  and  Eivor  Hinge,  secretary.  Management 
science  was  finally  institutionalized. 

"OR  [Operation  Research]  is  not  magic,"  the  staff  wrote, 

and  like  other  scientific  procedures  depends  on  3 
things: 

(1)  whether  the  problem  can  be  stated  and  defined. 

(2)  whether  data  is  or  can  be  made  available  to 
describe  it,  and 

(3)  whether  criteria  can  be  set  up  by  which  solutions 
can  be  evaluated.  The  third  requirement  is  often 

the  most  difficult  to  satisfy. 

After  the  operational  research  lectures  at  Johns  Hopkins,  Fox 
had  another  idea.  He  decided  to  set  up  an  "experimental  forest"  for 
both  operations  and  administration  research.  Although  the  early  goals 
were  not  fully  met,  it  was  very  imaginative  and  it  was  well  worth  the 
experiment.  The  experience  also  served  to  make  a  manager  out  of  Shields, 


14 


who  was  brought  in  as  staff  specialist  for  administration,  after  a 
recommendation  by  Graves,  who  was  then  in  the  Washington  Office. 

During  1964-1966  the  Bureau  of  the  Budget  was  reviewing 
management  practices  and  manpower  utilization  in  government  agencies, 
at  the  request  of  the  department  secretaries.  The  review  team  was 
composed  of  Ed  Deckard,  BOB  team  leader;  Sydney  Freeman,  BOB  management 
unit;  Ron  Landis,  BOB  budget  examiner;  a  representative  from  the  Civil 
Service  Commission;  Joe  Loftis,  from  the  secretary  of  agriculture's 
office;  and  Fox  from  the  Forest  Service. 

Fox  convinced  the  BOB  examiners  that  it  would  be  most  advantageous 
if  Forest  Service  personnel  could  work  jointly  with  them  on  the  project. 
It  was  believed,  as  it  always  had  been,  that  the  Forest  Service  could 
only  gain  from  a  critical  study  of  the  organization.  The  result  was  a 
study  comparable  in  size  and  impact  to  the  McKenzie  Study. 

The  "Deckard  Study"  was  an  in-depth  examination  that  ran  for 
several  months  and  covered  all  aspects  of  Forest  Service  programs. 
Forest  Service  personnel,  including  the  Operations  Research  team, 
participated  fully  and,  with  the  BOB  teams  endorsement,  were  able  to 
offer  proposals  of  their  own.  The  myriad  recommendations  are  still 
being  implemented. 

One  recommendation  of  the  Deckard  Study  was  to  review  the  size 
of  ranger  districts,  forests,  and  regions  in  terms  of  efficiency. 
This  resulted  in  two  additional  studies,  the  Size  of  Ranger  District 
Study  and  the  Size  of  Forest  Study.  The  later  study  was  modest  in 
scope,  but  the  Size  of  Ranger  District  Study  was  the  largest  of  its 
type  in  Forest  Service  history  and  involved  some  very  sophisticated 
technical  methodologies. 


15 


Using  "size"  to  mean  acreage,  budget,  workload,  staffing, 
resource  production,  level  of  use,  and  terrain,  a  number  value  was 
given  to  various  factors.  As  Shields  explains,  they  "tried  to  make  use 
of  the  latest  organization  theories  that  related  to  the  technical  systems 
within  which  social  reaction,  work  patterns  and  job  content  are 
evaluated  and  related  to  the  technological  requirements  of  the  job 
on  the  ranger  district." 

Graves  at  this  time  was  chief  of  the  Division  of  Operations 
in  Region  Three.  His  regional  forester  had  given  him  a  leave  of  absence 
for  at  least  a  year,  so  that  he  could  run  the  project.  He  procured  the 
assistance  of  Ken  Norman,  and  they  made  up  the  field  team  that  worked 
closely  with  the  management  sciences  staff  headed  by  Valfer.  In 
Washington,  assistance  came  from  Hendee,  Fox,  and  Shields. 

Graves  and  Norman  interviewed  a  cross  section  of  Service 
personnel  from  seventy  ranger  districts,  ten  or  twelve  national  forests, 
and  regional  office  staffs.  After  assigning  a  numeric  classification 
to  each  forest,  the  values  were  quantified  at  Berkeley  and  an  ideal 
numeric  range  was  established.  In  the  end,  no  districts  were  found 
to  be  too  large  but  several  were  too  small,  and  were  consolidated  to 
form  larger  districts. 

The  Size  of  Forest  Study  was  less  thorough.  Since  an  act  of 
Congress  is  needed  to  add  to  or  subtract  from  national  forests,  the 
implications  were  limited  throughout  the  study.  Again,  no  forests 
were  found  to  be  too  large.  Several  forests,  however,  were 
administratively  consolidated  while  legally  remaining  independent. 
Shasta  and  Trinity  National  Forests  were  combined  as  the  Shasta-Trinity. 
•Sitgraves  National  Forest  was  combined  with  the  Apache. 


16 

Computers,  too,  are  a  part  of  management  sciences.  Robert 
Torheim  sees  computers  as  "a  management  tool,  a  tool  to  manage." 
Brought  in  following  World  War  II,  computers  were  used  first  to  handle 
payroll  and  then  more  and  more  complicated  analyses  of  data.  Suddenly 
it  became  clear  that  the  tool  had  become  the  master  in  some  cases, 
where  the  agency  had  lost  the  older  skills  to  do  certain  jobs.  At  the 
chief's  order,  procedures  were  adopted  to  return  the  computer  to  its 
proper  role. 

Additional  management  studies  have  been  conducted  by  the 
Forest  Service,  and  their  technology  has  continued  to  grow  and  improve. 
Just  as  Frederick  W.  Taylor  argued  for  scientific  management  and  the 
abandonment  of  tradition  or  rule-of-thumb  as  administrative  techniques, 
the  Forest  Service  has  always  been  ready  to  reexamine  its  organizational 
self.  Technical  management  tools  have  been  developed  and  used  at  a 
tremendous  rate,  and  the  Service  has  been  rewarded  by  an  excellent 
reputation. 

The  following  interviews  offer  much  more  detail  on  the  subjects 
discussed  here,  as  well  as  many  that  were  not.  Graves,  Fox,  and  Shields 
can  say  it  best,  because  they  were  at  the  center  as  the  technology  was 
developed.  Torheim  offers  his  perspective  from  a  vantage  point  in 
the  field. 


GORDON  D.  FOX   June  15,  1978 

Ronald  C.  Larson:   Let's  begin  the  interview  with  a  brief 
biographical  sketch  such  as  where  you  were  born  and 
those  events  in  your  childhood  that  you  see  as  maybe 
contributing  to  your  final  choice  of  careers. 

Gordon  D.  Fox:   Thank  you,  Ron.   I  will  follow  that  procedure 
at  least  up  to  a  point.   I  was  born  in  Kent  County, 
Michigan,  in  1908.   My  father  owned  a  small  farm  as 
most  of  the  people  in  that  area  did — what  they  call  a 
family  farm  today.   At  that  stage,  nobody  around  there 
had  a  college  education.   The  feeling  was  that  you 
didn't  need  one  to  be  a  farmer.   I  was  lucky  to  get  a 

high  school  education  because  when  I  finished  the  eighth 

• 

grade  in  a  one-room  school,  the  high  school  five  miles 
from  our  place  changed  from  a  two-year,  ninth  and  tenth 
grade,  to  a  four-year  school  just  at  the  time  I  entered. 
This  was  one  of  the  first  breaks  in  my  career  as  other 
wise  I  wouldn't  have  had  a  high  school  education.   So  I 
finished  high  school  in  1925,  and  then,  of  course,  there 
was  the  question  of  a  future.   Commonly,  in  that  area, 
the  older  son  got  the  farm — which  was  my  brother.   My 
mother  and  I  were  talking  about  the  future  and  I  recall 
her  urging  me,  "Why  don't  you  get  a  job  somewhere  here 
and  save  your  money  and  go  on  to  college?"   I  thought 

it  was  an  excellent  idea  and  the  question  of  what  to 

• 


2 

study  didn't  come  up  until  later.   I  found  a  job  in 
1926  in  a  brass  factory  in  Grand  Rapids  about  18  miles 
from  home.   A  neighbor  was  working  there,  so  I  rode 
with  him.   In  the  following  spring  an  uncle  of  mine 
who  was  then  a  township  supervisor  got  a  job  with  the 
county,  so  I  took  over  his  farm  that  summer.   In  the 
fall  of  1927,  I  started  at  Michigan  State  College.   I 
had  saved  enough  money  in  the  interim  two  years  to  get 
the  college  education  under  way.   My  parents  did  not 
have  the  financial  resources  to  pay  the  cost,  although 
I  remember  my  father  offering  to  mortgage  the  farm  to 
obtain  the  financing. 

The  reason  I  took  forestry  is  that  a  distant  relative 
advised  me  one  time:  "You  know  if  I  were  a  young  fellow 
starting  out,  I'd  take  forestry."   He  had  been  a  police 
man  in  Detroit  for  a  while  and  then  had  moved  to  Traverse 
City  and  was  in  the  clothing  business.   He  didn't  know 
anything  about  forestry  but  his  advice  seemed  pretty 
good  to  me.   It  sounded  like  a  hunt,  fish,  and  trap  job. 
I  always  liked  the  out-of-doors  as  I  was  brought  up  on 
a  farm  and  hunted,  fished,  and  trapped,  so  I  decided  to 
take  forestry. 

As  I  said  I  had  saved  enough  money  to  get  started,  and 
through  a  connection  that  my  uncle  had  with  a  member  of 
the  Board  of  Trustees  at  Michigan  State,  whose  son 
belonged  to  a  fraternity,  I  obtained  a  job  at  his  fra 
ternity  waiting  on  table  and  wiping  dishes  which  gave 


me  my  board  and  room.   This  job  continued  for  four 
years.   During  the  summers  I  was  fortunate  enough  to 
obtain  employment  so  I  could  continue  my  education. 
The  summer  between  my  freshman  and  sophomore  years  I 
worked  in  a  private  tree  nursery.   Additionally,  I 
pitched  baseball  games  on  Sundays  and  received  a  few 
dollars  from  that  source.   By  playing  on  the  freshman 
team  at  Michigan  State  and  on  the  varsity,  up  to  a 
point — I'll  put  it  that  way — not  a  regular  by  any  means, 
I  received  a  "spare-time"  job  cleaning  the  gymnasium 
which  further  eased  the  financial  situation  to  a  degree! 
In  the  summer  of  1929,  I  was  lucky  that  in  the  Upper 
Peninsula,  at  the  Dunbar  Forest  Station,  a  forestry 
professor,  R.  H.  Westveld,  gave  me  one  of  two  jobs  that 
were  open  at  that  location.   It  was  during  the  start  of 
the  big  Depression  and  I  needed  a  summer  job  to  get 
cash  for  tuition — and  hopefully  for  other  necessities. 
Then  in  1930,  as  a  follow-up  on  the  experience  I  had  in 
1929,  I  received  a  job  with  the  Michigan  Department  of 
Agriculture  working  on  the  white  pine  blister  rust  in 
the  Upper  Peninsula. 

. 

RCL:   You  got  that  job  because  of  your  education  at  that  point 
GCF:   The  education  plus  the  fact  that  I  had  had  some  experi 
ence  working  for  Michigan  State  at  that  Dunbar  Forest 
Experiment  Station. 
RCL:   What  did  you  do  there? 


GCF:   I  did  some  work  on  research,  establishing  and  checking 
experimental  plots  and  also  worked  a  short  time  on  white 
pine  blister  rust  control. 

When  I  graduated  from  Michigan  State  in  1931,  I  had 
planned  on  being  back  with  the  state  but  these  were  not 
civil  service  jobs,  and  with  high  unemployment  in  this 
severe  depression  period  and  all  the  political  pressure, 
the  nephew  of  a  state  senator  got  the  job. 
This  same  Professor  Westveld  told  me  to  join  with  three 
graduates  that  were  heading  West.   Two  of  them  had  jobs 
in  Idaho  for  the  summer  and  one  of  them  had  an  automobile 
So  I  joined  them  without  a  job.   They  were  leaving  the 
next  morning.   Professor  Westveld  gave  me  the  cash  he 
had  on  hand  and  wrote  me  a  check  for  fifty  dollars.   The 
first  night  we  spent  in  a  cornfield  in  Iowa,  I  had  one 
running  board  of  the  car  for  a  bed  and  one  of  the  others 
had  the  other  running  board,  and  one  the  back  seat  and 
one  the  front  seat.   That  was  about  the  way  we  operated 
during  the  trip. 

We  arrived  on  the  Clearwater  National  Forest  at  Orofino, 
Idaho  and  I  went  in  to  see  the  forest  officers  of  the 
Clearwater  National  Forest.   It  was  a  few  days  before 
Assistant  Supervisor  Paul  Gerard  came  back  from  a  trip 
on  the  forest  and  I  had  a  meeting  with  him.   By  that  time 
I  was  out  of  cash.   I  was  staying  at  night  along  the 
Clearwater  River.   The  bank  at  Orofino  would  not  cash 


the  check  since  it  was  not  certified.   They  stated 
that  they  would  need  to  send  the  check  to  East  Lansing, 
Michigan,  which  would  take  several  days.   So  I  was  out 
of  cash.   After  talking  with  Assistant  Supervisor  Gerard 
for  a  few  moments  he  said,  "Now,  let  me  see  you  do  a 
little  lettering."   And  I  did  some  lettering  for  him. 
Paul  said,  "Well,  you  seem  a  little  nervous  this  morning." 
I  said,  "I  am,  I  happen  to  be  out  of  money  and  out  of  a 
job."  He  said,  "I'll  give  you  a  job  here  first  drawing 
up  a  fire  plan  organization  chart."  That's  why  he  wanted 
to  check  my  lettering  ability.   He  said,  "You  draw  this 
up  and  then  we'll  look  at  the  next  step." 

*r  xr 

RCL:   The  die  was  cast  right  there. 

GDF:   Yes.   That's  what  I  did,  so  he  gave  me  fire  fighter's 

meal  tickets  and  room  tickets  that  I  would  just  turn  in 
at  a  hotel,  the  Lumbermen's  Hotel,  there  in  Orofino, 
Idaho.   The  Forest  Service  redeemed  the  tickets  from  the 
hotel.   I  still  remember  the  Lumbermen's  Hotel,  the 
proprietor  coming  in  there  with  a  squirt-gun  one  morning 
and  spraying  around  edges  of  the  mattress  for  lice  and 
other  insects.   He  said,  "You  got  to  get  in  these  places. 
That's  where  you  find  them."  The  loggers  and  other  users 
of  the  hotel  were  not  the  best  type  of  roomers. 
When  I  finished  that  job,  Assistant  Supervisor  Gerard 
sent  me  out  on  the  national  forest  to  a  white  pine 
blister  rust  control  camp.   I  still  recall  that  I  had 


6 

five  cents  left  that  I  spent  for  fish  hooks  when  I  left 
Orofino  to  go  out  to  that  place.   The  job  was  as  a  laborer 
to  start  with.   About  two  or  three  weeks  after  I  was  on 
that  job,  the  camp  superintendent,  Webster  Sterba,  a 
forestry  graduate  from  the  University  of  Minnesota,  came 
to  me  and  said,  "You  know  I've  got  one  foreman  who  can't 
see  very  well  and  he  isn't  finding  the  currants  and 
gooseberries  (which  are  the  alternate  hosts  to  the  white 
pine  blister  rust)  and  the  crew  is  missing  too  many.   I'd 
like  to  have  you  take  over  as  foreman  of  that  crew  because 
I'm  going  to  have  to  let  that  other  fellow  go."   So  I  took 
over  as  a  crew  foreman.   I  only  have  the  sight  in  my  right 
eye  and  never  have  had  sight  in  the  left  eye.   He  fired  a 
foreman  because  he  had  poor  eyesight  and  he  put  a  one- 
eyed  man  in  his  place! 

I  never  did  mention  that  incident  because  I  wanted  to 
join  the  Forest  Service.   The  standard  at  that  time  was 
20/20  vision  in  both  eyes.   You  might  ask,  "How  did  you 
get  into  the  Forest  Service?"   It  happened  this  way.   I 
was  in  the  first  CCC  [Civilian  Conservation  Corps]  camp 
in  northern  Minnesota  on  the  Superior  National  Forest  in 
the  spring  of  1933.   They  had  a  camp  doctor  in  each  of 
those  camps.   In  my  camp  we  had  a  young  doctor  just 
graduated  from  a  university  medical  school.   Like  the  rest 
of  us  he  didn't  have  a  practice  or  anything  else.   There 
was  about  25  percent  unemployment  at  that  time. 


We  became  good  friends  so  when  I  took  the  Civil  Service 
examination,  I  had  the  forms  for  the  required  M.D. 
certification.   He  said,  "You  can  do  anything  here  that 
these  other  fellows  can."   So  he  put  it  down  as  20/20 
vision  in  each  eye. 

RCL:   That  was  all  there  was  to  it. 

GDF:   That  was  all  there  was  to  it.   But  that's  the  way  some 

of  these  things  happen  and  that's  just  a  break.  Several 
of  these  happenings  I've  mentioned  were  just  pure  luck — 
just  chance. 

RCL:   A  lot  depends  on  chance  in  anybody's  life,  really. 

GDF:   That's  right,  but  sometimes  you  get  those  breaks,  and 
you  can  look  back  and  think  of  those  things  that 
really  .  .  .  well,  they  determine  your  life  for  you. 
Well,  I  finished  the  job  in  Idaho  that  summer  and  I 
returned  to  Michigan  to  again  take  a  job  with  the 
Michigan  State  Forestry  Department.   W.  K.  Kellogg  had 
given  Michigan  State  College  an  abandoned,  badly  eroded 
farm,  between  Battle  Creek  and  Kalamazoo,  Michigan, 
with  the  understanding  that  it  would  be  reforested.   He 
gave  a  donation  for  that  purpose  also.   The  camp 
superintendent  on  the  Idaho  job,  Sterba,  and  I  became 
good  friends  and  we  went  over  to  Spokane  and  jumped  a 
freight  train  and  rode  that  freight  train  back  to  his 
home  in  St.  Paul,  Minnesota.   We  were  saving  the  cost 
of  that  transportation.   There's  no  point  in  going  into 
that  in  detail  here.   Anyway,  Professor  West veld  offered 


8 

me  the  job  of  reforestation  of  the  Kellogg'  Tract  and 
running  that  crew.   So  I  went  down  to  Battle  Creek  in 

the  fall  of  1931  after  returning  from  Idaho,  and  also  in 

. 
the  spring  of  1932  during  the  planting  season.   Then  in 

the  summer  of  1932,  I  worked  for  the  first  time  for  the 
Bureau  of  Plant  Industry,  again  on  blister  rust  control 
in  the  norther  part  of  the  Lower  Peninsula  of  Michigan. 

RCL:   So  you'd  become  something  of  a  specialist. 

GDF:   That's  right,  and  I've  always  thought  .  .  .  let's  digress 
just  a  moment  on  the  white  pine  blister  rust.   Warren 
Benedict  has  written  the  history  of  that  program.   I  can 
think  of  a  lot  of  foresters  who  got  their  start  on  white 
pine  blister  rust  control  who  otherwise  wouldn't  have 
had  a  job  during  that  Depression  period.   I  think  that 
had  been  one  of  the  important  contributions  of  that 
white  pine  blister  rust  control  program. 

RCL:   It  had  been  beneficial. 

• 
GDF:   That's  right. 

RCL:   How  did  the  reforestation  take  place? 

- 
GDF:   I  hired  a  crew  there.   We  got  the  trees  from  the  nursery 

at  Michigan  State  and  planted  them.   They  are  forty-eight 
years  old  now  and  I  still  enjoy  visiting  the  area.   The 
area  has  been  expanded  and  much  larger  reforestation  has 
taken  place  over  the  years.   But  to  me  that  first  re 
forestation  project  has  more  meaning  than  maybe  the 
500,000  acres  or  more  that  I  was  involved  in  at  different 
times  later  on  in  the  Lake  States.   It  meant  that  I  had 


9 

the  opportunity  during  the  one  year  interval  between 
Michigan  State  and  Yale  to  build  up  enough  cash  to  start 
a  graduate  degree  at  Yale  University. 

At  Yale,  I  was  fortunate  to  get  a  part-time  job  with  the 
Yale  Landscaping  Department .   The  head  of  the  department 
was  a  Yale  forester.   When  I  was  at  Yale,  Henry  Solon  Graves 
who  was  a  former  chief  of  the  Forest  Service,  was  the  dean 
of  the  forestry  school.   I  requested  a  loan  and  still  re 
member  well  when  he  talked  to  me  and  stated,  "We  have 
approved  your  $150  loan."   It  was  loaned  without  interest. 
That  loan  plus  a  job  Alf  Nelson,  a  roommate,  and  I  obtained 
during  the  Christmas  vacation  provided  the  funds  for  the 
second  semester.   I  had  enough  then  with  what  I  was  earning 
to  obtain  a  master's  degree  in  forestry  from  Yale. 
I  will  add  that  at  the  time  that  I  was  finishing  the 
second  semester  the  CCC  program  was  starting.   It  was  one 
of  the  first  programs  of  President  Roosevelt's  New  Deal. 
To  me  an  interesting  side  light  is  that  Professor  H.  H. 
Chapman  helped  me  financially  and  otherwise.   His  picture 
is  right  up  there  on  the  wall.   Professor  Chapman  was  one 
of  the  real  leaders — one  of  the  driving  forces — in  develop 
ment  of  forestry  in  this  country.   Chappy  let  me  drive  his 
car  from  New  Haven  to  Urania,  Louisiana.   There  was  a  spring 
session  at  Urania,  for  Yale  forestry  students.   Another 
student ,  Bob  Beaman ,  and  I  rode  with  him  and  drove  the  car 
from  New  Haven  down  to  Urania  which  means  we  didn't  have  to 

. 


10 

pay  any  transportation.   Chappy  stopped  at  all  the  state 
and  federal  forestry  headquarters  along  the  way  to  find 
out  what  was  happening  in  their  sectors.   I  listened,  and 
it  was  a  good  indoctrination  in  those  visits.   When  I 
finished  at  Urania,  Chappy  paid  my  board  bill  and  loaned 
me  money  to  help  defray  the  cost  of  traveling  to  Duluth, 
Minnesota  for  a  job  in  a  Civilian  Conservation  Camp. 
The  CCC  camp  was  one  of  the  first  ones  in  the  Superior 
National  Forest  in  northern  Minnesota.   My  first  job  there 
on  that  forest  was  as  a  technical  foreman.   There  were 
twenty-two  camps  on  the  Superior  and  two  hundred  boys  in 
each  camp.   The  army  was  also  involved  in  that  with 
largely  reserve  officers  in  charge  of  the  camp.   When  the 
CCs  left  the  camp  in  the  morning  for  work  the  Forest 
Service  had  them  until  they  were  returned  to  the  camp  at 
the  end  of  the  work  day.   It  worked  two  ways  using  the 
capabilities  of  the  Forest  Service  at  the  time.   That  was 
the  best  way  to  handle  it.   I  was  a  camp  technical  foreman 
for  about  four  or  five  months. 

• 

RCL:   What  was  a  technical  foreman? 

GDF:   The  tecnical  foreman  had  charge  of  the  technical  forestry 
activities.   There  were  technical  foremen  who  were 
foresters  and  non-technical  foremen  of  various  occupations 
such  as  civil  engineers,  for  example.   There  was  wide 
spread  unemployment  at  this  time.   There  were  enough 
foresters  to  provide  the  forestry  capability  for  the 
different  jobs.   The  other  foremen  would  be  largely 


11 

supervising  crews  and  often  on  projects  such  as  road 
construction  for  which  the  foresters  did  not  have  the 
capability.   The  foresters  would,  for  example,  mark  timber 
stands  for  thinning  and  lay  out  and  supervise  reforestation 
projects.   One  of  the  first  jobs  at  this  CC  camp  was  that 
we  marked  some  trees  to  be  cut  and  obtained  a  portable 
sawmill  to  saw  them,  and  the  lumber  was  used  for  the 
permanent  camp.   For  the  first  summer  there  were  only  tent 

' 

camps.   Some  camps  were  established  in  just  a  few  days. 
There  were  other  camps  established  on  the  Superior  termed 
NIRA  camps  under  the  National  Industrial  Recovery  Act. 
The  mission  of  these  work  camps  was  giving  employment , 
which  I  believe  was  running  about  25  percent  at  its  peak. 
I  took  over  as  camp  superintendent  of  one  of  those  camps 
of  around  one  hundred  men.   I  had  a  construction  foreman 
and  one  forester,  plus  crew  foremen  selected  from  the 
workers . 

RCL:   How  does  that  differ  from  the  CCC  camps? 

GDF:   We  ran  them  and  the  Army  was  not  involved.   These  were 
older  men.   They  were  not  in  the  young  age  class  of  the 
CCs .   Many  of  the  workers  were  from  the  industrial  mining 
areas  of  northern  Minnesota  and  the  Mesabi  iron  range. 
The  mines  had  shut  down.   They  were  out  of  work  and 
needed  employment.   There  was  no  Social  Security  or 
unemployment  benefits.   When  you  were  out  of  work,  you 
were  done. 

RCL:   So  it  was  something  like  the  WPA. 


12 

GDF:   It  was  during  WPA  times  and  there  were  a  couple  of 

thousand  WPA  workers  on  the  forest  also.   I  was  an  NIRA 

camp  superintendent  for  about  another  four  months  and 

. 

then  received  an  assistant  ranger  job  .  .  .  the  ranger 

of  the  Stony  Ranger  District  had  me  in  there  as  an  assis 
tant  ranger  to  him.   There  were  about  four  or  five  NIRA 
camps  in  addition  to  five  CCC  camps  on  that  Stony  Ranger 
District.   The  ranger  was  Frank  Crow.   We  had  the  NIRA 
camps  and  also  WPA  workers  employed  on  the  Stony  District. 
It  was  a  big  organization  that  was  put  together  in  about 
six  months!   Previous  to  that  time  Frank  Crow  didn't  even 
have  an  assistant  on  his  district.   He  had  a  couple  of 
fire  guards.   Organizationally,  that  was  it  except  when 
there  was  a  forest  fire  and  he  picked  up  some  local  men 
to  fight  the  fire.   So  you  can  visulize  the  administrative 
job  that  was  created.   Many  of  us  who  started  at  that  time 
had  quick  promotions.   It  was,  of  course,  much  faster 
than  normal.   So  I  became  assistant  to  Frank  Crow  and  the 

job  was  largely  inspecting  and  supervising  those  different 

- 


camps  we  had. 

In  the  fall  of  1934  a  ranger  district  opened  up.   There 
had  been  a  considerable  period  of  short  funding  and 
tight  budgets  until  all  the  new  programs  were  started  in 
1933.   They  decided  to  establish  a  district  north  of  Ely 
which  was  the  former  Kawishiwi  District  and  is  now  a  part 
of  the  Boundary  Waters  Canoe  Area.   It's  a  wilderness 
district  up  there.   I  became  district  forest  ranger  of  the 
Kawishiwi  District. 


13 

RCL:   What  year  was  this? 

GDF:   This  is  the  fall  of  1934.   One  of  the  first  jobs  on  the 
Kawishiwi  was  cruising  a  considerable  area  north  of  the 
old  boundary  and  extending  to  the  Canadian  boundary.   The 
cruising  was  to  obtain  timber  values  in  fixing  the  land 
acquisition  costs.   It  was  a  big  acquisition  job  with  a 
short  time  limit.   It  was  one  of  the  big  ones.   We  also 
had  four  work  camps  on  the  Kawishiwi  District. 
I  was  probably  the  last  ranger  up  there  to  use  dog  teams 
in  the  wintertime  across  the  frozen  lakes. 

RCL:   Why  were  you  the  last? 

GDF:   Because  the  Forest  Service  soon  purchased  airplanes.   Dog 
teams  are  an  inefficient  way  to  travel  and  in  this  case 
we  had  a  big  winter  cruising  for  land  acquisition. 

RCL:   That  was  undeveloped  area. 

GDF:   That's  right.   It  is  still  undeveloped  because,  except 

for  the  trails  and  portages,  it's  been  kept  that  way.   In 
fact,  I  still  remember  I  had  the  first  radio  in  Region  9 
of  the  Forest  Service  on  the  Xawishiwi  because  it  was  a 
roadless  wilderness  district.   I  was  out  in  one  of  our 
tent  camps  in  February  when  I  received  word  over  the 
radio  that  there  was  going  to  be  a  National  Forest  Service 
meeting  on  radio  in  Portland,  Oregon,  with  radio  experts 
from  all  the  Forest  Service  regions.   I  was  asked  to 
represent  Region  9.   I  was  the  expert  as  I  was  the  only 
one  who  used  our  Forest  Service  radios.   I  still  remember 
snowshoeing  in  to  the  Fernberg  Guard  Station  that  night 


14 

• 
to  make  connections.   It  was  a  bright  moonlight  night  and 

I  had  about  fifteen  miles  to  snowshoe  to  reach  the  station 
which  was  at  the  end  of  the  road.   The  wolves  were  howling 
as  they  were  chasing  the  deer  in  that  wilderness  area.   I 
reached  Ely  in  time  to  catch  a  train  for  Portland  the  next 
day. 

RCL:   You  snowshoed  for  fifteen  miles? 

GDF:   Oh,  yes.   You  see  probably  half  of  it  was  across  lakes. 

In  June  1935,  I  was  promoted  to  a  timber  management  staff 
position  in  the  supervisor's  of f ice  in  Duluth.   At  that 
time,  the  Superior  Forest  was  not  selling  much  timber. 
It  was  in  a  depression  era.   The  biggest  activities  were 
in  reforestation,  stand  improvement,  and  protection 
activities.   We  established  two  new  tree  nurseries  in  my 
first  year  in  Duluth,  one  at  Ely  and  one  at  Two  Harbors. 
A  management  plan  was  also  completed.   I  was  on  that  job 
in  Duluth  until  1938. 

During  the  five  years  on  the  Superior  National  Forest, 
Region  9  was  building  up  training  programs  in  adminis 
trative  management.   The  region  had  a  large  organization 
and  management  job  almost  overnight .   It  was  an  emergency 
in  several  aspects.   At  the  outset,  the  eastern  regions 
had  considerably  greater  emergency  programs  than  the  West. 
The  unemployed  population  was  in  the  East  and  proportionately 
the  largest  number  and  size  of  the  human  resource  programs 
were  in  the  East.   It  was  easier  and  less  costly  but  they 
gave  the  biggest  workload  to  a  region  like  Region  9  with 


15 

the  Forest  Service.   John  Taylor,  chief  of  personnel  in 
Region  9  was  very  interested  and  knowledgeable  in  admin 
istrative  .maijagement .   He  started  a  training  center  at 
Eagle  River,  Wisconsin.   Groups  of  Region  9  foresters  were 
given  courses  in  adminstration  at  that  location.   My  first 
exposure  to  the  courses  at  Eagle  River  was  in  the  winter 
of  1936. 

RCL:   How  old  was  the  course  by  the  time  you  started? 

GDF:   I  would  expect  it  was  probably  over  a  year  old.   They 

didn't  have  their  own  building  at  that  time  so  they  rented 
one.   It  was  a  resort  type  of  building  in  the  summertime 
and  you  could  rent  it  in  the  winter.   Later,  the  region 
built  a  building  there  as  a  training  facility. 

RCL:   So,  it  really  wasn't  begun  until  two  years  after  the  need 
for  it. 

GDF:   That  would  be  very  close  because  we  are  only  discussing 

the  period  from  the  spring  of  1933  to  1936.   It  was  around 
January  or  February  1936,  that  I  went  down  there  for  a 
month  when  they  were  giving  that  course.   It  was  our  first 
experience  in  an  organized  course  in  administrative 
management.   I'll  give  a  lot  of  credit  to  the  personnel 
staff  in  Region  9  who  set  up  and  staffed  that  short  course 
in  management.   They  were  getting  some  help,  I  am  sure, 
from  Washington  in  terms  of  encouragement  from  people  like 
Peter  Keplinger,  the  chief  of  the  personnel  division,  and 
we'll  get  to  him  later.   I  think  it  was  about  the  next 


16 

year,  1937,  that  personnel  from  the  Division  of  Operation 
came  to  Duluth  and  I  was  first  exposed  to  a  formal  workload 
measurement  and  workload  analysis  procedures. 

RCL:   In  management  terms,  what  sort  of  material  did  you  cover? 

GDF:   We  covered  everything  in  terms  of  planning,  organizing, 

staffing,  directing,  coordinating,  reporting,  and  budgeting, 
in  the  administrative  process  known  as  POSDCORB.  Planning 
in  forestry  has  to  be  both  short  and  long  term.   You  plan 
and  you  check  on  the  results . 

RCL:   How  long  was  the  course? 


. 
GDF:   I  was  only  at  the  Eagle  River  Region  9  management  school 

for  a  month.   It  was  an  exposure.   It  was  a  start  on  this 
science  called  "organization  and  management."   It  was  a 
busy  period  and  those  foresters  were  needed  at  their  staff 
headquarters,  but  it  was  a  good  initial  course.   The 
course  was  well  developed  to  teach  the  principles  of  good 
administration.   The  personnel  unit  at  that  time  was  in 
the  Division  of  Operation  in  Region  9.   They  added  a  couple 
of  staff  members  who  selected  material  and  adapted  it  to 
Forest  Service  operations.   They'd  send  it  out  to  you  to 
study  and  encouraged  its  application.   It  was  an  important 
step. 

I  should  mention  the  job  load  analysis.   It  was  the  first 
time  that  we  had  gone  through  the  procedure  of  setting 
objectives  and  analyzing  the  best  procedures  and  the  time 
allowances  needed  to  achieve  those  objectives.   What  do 
you  need  to  do?  And  how  are  you  going  to  do  it?  What 


17 

are  the  jobs  that  have  to  be  done?  What  are  the  standards 
for  those  jobs?  Are  they  the  best  ways  to  obtain  satis 
factory  quality  results?  For  inspections  of  on-going 
projects,  how  frequent  and  how  intensive  should  they  be 
to  insure  acceptable  performances?  How  much  time  will  you 
need  to  spend  in  the  office?  Or  spend  in  field  operations? 
What  jobs  should  be  delegated?   In  inspections,  the  ob 
jective  is  not  only  to  correct  errors  and  check  performance 
but  to  recognize  and  give  credit  for  good  performance — a 
two-way  street.   After  taking  all  these  things  into  con 
sideration,  you  had  the  total  job  that  needs  to  be  done. 

RCL:   This  is  really  based  upon  Frederick  Winslow  Taylor. 

GDF:   It  was  based  upon  Taylor's  system  of  analysis.   Where  you 
found  the  best  way  of  doing  a  job,  what  functionalization 
is  needed,  what  experts  should  be  selected  and  trained  in 
those  functions  and  to  do  the  most  efficient  job.   Proce 
dures  and  time  allowances  were  not  guessed  at,  they  were 
measured  in  Frederick  W.  Taylor's  development  of  "scientific 
management."   In  Forest  Service  operations  the  time 
standards  were  not  as  precise  as  in  industrial  operations 
where  the  repetitive  operations  could  be  measured  quite 
precisely  with  a  stopwatch.   Many  Forest  Service  standards 
were  based  on  experience  of  foresters  and  others  who  had 
become  experts  on  certain  tasks.   I'll  explore  this  just 
a  little  bit  with  you  right  here.   There  is  a  tendency  at 
times  for  using  just  an  accounting  procedure.   For  example, 
on  a  district,  forest  or  region,  they  are  selling  their 


- 

f" 

18 

timber  and  it's  only  taking  so  much  time  per  thousand 
board  feet,  at  a  certain  cost,  and  that's  a  lot  cheaper 
than  another  outfit  in  an  adjacent  region  or  unit.   There 
fore,  why  can't  the  high  cost  unit  perform  the  job  as 
cheaply  as  the  low  cost  unit?  This  approach  is  often 
used  in  the  government  today,  but  overlooks  the  results  in 
terms  of  quality  standards.   The  Forest  Service  system  of 
engineered  standards  avoided  a  strict  unit  cost  accounting 
disclosure.   Cost  accounting,  of  course  has  its  place  in 
the  administrative  process. 

For  another  example,  without  standards,  a  ranger  could 
sit  in  the  office  and  point  out  an  area  of  timber  to  a 
potential  purchaser  and  tell  him  that  when  a  certain  volume 
is  cut  to  let  him  know  and  he,  the  ranger,  will  have  it 
scaled.   From  a  strictly  cost  accounting  standpoint,  the 
unit   costs  per  MBM  harvested  would  be  very  low.   But  the 
quality  of  timber  sales  supervision  and  management  could 
result  in  forest  destruction.   You  don't  want  that  type 
of  performance.   I've  also  seen  it  happen,  that  if  you 
have  on  an  individual  unit  twice  as  many  employees  as 
needed  to  do  the  work,  they  will  all  put  in  eight  hours 
a  day  but  they  will,  as  we  used  to  say  be  "sand-papering 
the  stumps."   They  will  be  doing  the  tasks  to  too  high  a 
standard  and  their  planning  and  accomplishments  will  be 
costly.   They  will,  however,  put  in  the  required  time 
but  on  less  productive  work.   With  one  man  on  a  unit  which 
has  work  for  two  men,  the  one  man  will  likely  put  in 


19 

considerable  overtime  and  will  cut  the  standards  to  keep 
on  top  of  the  job.   So  this  is  another  reason  for  having 
these  engineered  standards.   They  provide  the  facts  for 
staffing  the  units  on  an  equitable  basis  in  relation  to 
the  workload.   The  Forest  Service  system  used  this  basis 
for  many  years.   Since  funds  were  generally  not  adequate 
to  finance  all  units  at  100  percent,  the  funds  were 
allocated  on  a  percentage  basis. 

The  process  is  a  direct  application  of  Frederick  W.  Taylor's 
principles  of  "scientific  management."   It  does  not  apply 
to  Forest  Service  work  with  the  same  precision  as  to  work 
in  a  factory,  but  it  is  a  much  better  way  to  staff  than 
actual  time  being  used  in  different  areas,  as  a  basis  for 
planning  and  determining  manpower  and  financing  requirements 
to  get  those  jobs  done.   It  also  is  a  training  device  to 
insure  that  the  individual  has  the  best  instruction  on  the 
best  way  to  do  a  job.   Earl  Loveridge  whose  career  ended 
as  assistant  chief  for  administration  was  the  first  forester, 
specialist,  who  applied  the  work  measurement  system  on  a 
national  basis  to  national  forest  tasks. 
There  is  a  story  about  Earl  Loveridge  who  was  really  the 
main  guiding  force  in  obtaining  application  of  this  system 
to  the  Forest  Service.   The  story  has  likely  been  elabo 
rated  on  considerably.   He  once  went  to  a  ranger  district 
to  obtain  a  volume  figure  on  how  many  loads  of  wood  were 
needed  on  the  district  for  the  winter  and  the  time  needed 
for  the  job.   He  took  a  bucksaw  and  timed  himself  for 


20 

fifteen  minutes,  rapidly  sawing  wood.   Then  he  applied 
the  unit  time  allowance  to  the  volume  needed  to  determine 

the  total  time  for  the  ranger  in  getting  his  wood  cut  for 

• 
the  season. 

RCL:   He  worked  as  fast  and  as  hard  as  he  could  for  fifteen 
minutes? 

GDF:   That's  the  story  anyway,  but  just  one  side  of  the  story. 

RCL:   Why  don't  we  go  a  little  bit  into  some  of  the  other  people 
You  mentioned  Loveridge  but  before  him  was  Roy  Headley. 

GDF:   Roy  Headley  was  greatly  interested  in  this  field.   He 

always  appeared  to  be  looking  for  new  ideas  and  was  in 
terested  in  applying  them.   I  am  sure  that  he  was 
instrumental  in  getting  Earl  Loveridge  into  the  Washington 
office  to  work  on  administrative  management. 

RCL:   What  was  Roy  Headley 's  position? 

GDF:   At  that  time,  he  was  chief  of  the  Division  of  Operation. 
That  was  before  the  support  activities  were  reorganized 
into  separate  divisions  for  the  specialized  functions. 
In  fact,  fire  control  and  personnel  and  all  of  the  general 
administrative  functions  were  in  Headley 's  Division  of 
Operation.   I  give  him  credit  for  many  administration 
improvements.   I  noticed  this  morning  in  going  through 
some  old  files  that  I  had  a  note  from  Headley  regarding  an 
approach  in  forest  fire  control.   His  note  ended  with, 
"Now  what  do  you  think  of  this?"  He  was  asking  a  young 
forester  that  question.   He  was  looking  for  ideas.   His 
proposal  was  regarding  the  need  to  have  someone  make  a 


21 

study  of  our  practices  and  procedures  in  fire  control. 
A  forest  officer  would  be  assigned  to  go  to  fires  of 
different  sizes  and  areas  and  study  the  organization  and 
methods  from  start  to  finish.   He  would  have  no  control 
responsibility  on  the  fires,  other  than  to  come  up  with 
suggestions  for  improvement.   He  would  be  checking  and 
determining  what  are  the  best  ways  of  fire  suppression 
such  as,  what  other  things  should  be  done  or  done  dif 
ferently?  Loveridge,  in  my  judgment,  was  an  individual 
who  made  major  contributions  to  Forest  Service  management. 
Peter  Keplinger's  important  contributions  were  as  chief 
of  personnel,  in  the  indoctrination  and  training  aspect, 
and  these  were  equally  valuable  for  the  organization  as 
a  whole.   You  asked  about  my  career  and  we  were  up  to  1937 
and  1938.   Do  you  want  me  to  finish  it? 

RCL :   Yes . 

GDF:   I  was  in  Duluth  for  three  years,  1935-1938,  in  charge  of 
forest  management,  which  mostly  involved  activities  in 
getting  work  done  in  the  camps  and  centers,  rather  than 
selling  timber.   I  think  that  Peter  Keplinger  was  the 
prime  starter  in  1938  of  a  program  in  the  Forest  Service 
for  bringing  in  two  young  foresters  with  interest  and 
presumably  some  aptitutde  in  administrative  management 
and  offered  to  provide  an  opportunity  to  obtain  a  master's 
degree  at  a  university.   Loveridge  I  am  sure,  was  also 
supporting  this  project  but  Keplinger  certainly  worked 


22 

out  the  plan.   There  are  two  types  of  people  in  this  area, 
one  a  studious  type  and  a  thinker,  and  another  one  who 
will  get  things  done.   Loveridge  was  the  type  of  individual 
who  got  things  done  in  a  hurry.   He  outlined  the  steps 
that  needed  to  be  done  in  a  planwise  manner  and  followed 
through  them  to  get  the  job  done.   Kep  was  more  of  a  student 
The  pressure  of  the  routine  job  in  getting  personnel 
selected,  placed,  and  related  functions  was  not  so  much  to 
his  liking,  in  my  opinion.   He  was  more  interested  in  the 
employee  development  functions  and,  I  think,  contributed 
more  in  planning  and  looking  ahead  to  the  needs  of  the 
Forest  Service  and  training  employees  for  those  positions. 
In  the  summer  of  1938  the  Washington  office  program  was 
started  to  bring  in  two  foresters  to  obtain  a  graduate 
degree  in  public  adminstration  at  American  University. 
This  request  went  to  the  field  for  applicants  who  were 
interested.   The  forest  supervisor  of  the  Superior 
National  Forest  at  that  time  was  Ray  Harmon.   Ray  brought 
the  Washington  office  letter  in  to  me  and  said,  "How 
about  you  applying  for  this  assignment?    Read  it  over 
and  see  if  you  might  be  interested."   So  I  looked  it  over 
and  it  sounded  interesting.   As  a  part  of  that  applica 
tion,  you  had  to  have  a  photograph,  give  some  background, 
and  write  up  something  on  what  you  had  done,  something 
original  that  had  some  relation  to  the  purpose  of  the 
Washington  office  assignment.   In  other  words  you  had 
to  have  some  originality.   What  kind  of  an  effort  does 


23 

this  candidate  put  into  something  like  that?  As  I 
mentioned  to  you  the  other  day,  I  had  always  felt  that 
the  "special  use"  policy  of  the  Forest  Service  was  not 
logical.   We  had  taken  over  the  public  lands  for  the  use 
of  the  public  and  then  gave  summer  home  construction' 
permits  for  exclusive  private  use  on  many  "key"  re 
creation  areas.   So  I  wrote  up  a  memorandum  on  that  issue 
and  said  this  was  contrary  to  the  purpose  for  which  the 
national  forests  were  established  and  I  still  remember 
saying  to  Ray,  "How  about  using  that?"  He  read  it  over 
and  looked  up  at  me  with  a  kind  of  smile  on  his  face,  and 
said,  "I  don't  thing  you  better  send  that  one  in!" 
So  I  wrote  up  another  one.   I've  got  a  copy  of  that  here 
too,  some  place.   I  saw  it  this  morning.   There  were 
several  parts  to  it  but  one  of  them  was  something  original 
During  the  fire  season  in  1936,  we  had  a  big  fire  on  the 

Superior.   It  started  on  state  land  and  was  about  10,000 
acres  when  it  hit  us  on  the  national  forest.   It  finally 
reached  another  10,000  acres  before  we  got  control  but 
I  had  that  large  fire  at  that  time.   It  was  in  the  south 
end  of  the  forest  that  was  a  populated  area.   One  of  the 
things  we  had  to  do  was  get  people  out  of  there  with  some 
of  their  belongings  as  a  first  step.   I  said,  "Now  here 
is  something."   There  isn't  anything  in  the  manual  about 
that  type  of  a  situation.   But  here  is  a  case  where  the 
situation  dictates  the  action.   One  better  forget  about 


24 

controlling  the  fire  and  do  the  priority  things  first. 
You  are  saving  people's  property  and  people's  lives  and 
we'll  do  that  first  and  then  control  the  fire. 
Some  other  questions  were  asked  in  the  application.   Any 
way,  I  was  lucky  enough  to  be  one  of  the  first  two 
selected  for  this  program.   K.  D.  Flock,  was  the  other 
individual.   "K"  was  about  seven  years  older  than  I.   He'd 
been  a  ranger  in  Region  1  and  forest  supervisor  of  the 
Beaver  Head  National  Forest.   So  we  went  into  Washington 
headquarters,  and  reported  to  Peter  Keplinger  in  August 
1938.   Kep  mentioned  to  us  that  the  USDA  was  not  interested 
in  training  people  for  administration  and  neither  was  the 
Civil  Service  Commission  at  that  time.   The  only  person 
that  expressed  an  interest  was  Dr.  Arthur  Flemming  who 
at  that  time  was  dean  of  the  school  of  public 
affairs  at  American  University  in  Washington,  B.C.   When 
we  arrived,  Kep  had  Dr.  Flemming  come  over  and  have  lunch 
with  us.   I  was  surprised  that  he  was  only  a  few  years 
older  than  I.   I  was  then  29.   Flemming  was  very  interested 
in  this  program.   At  that  time  we  had  to  work  in  the 
Forest  Service  during  the  day  and  go  to  school  nights  and 
do  most  of  the  studying  on  weekends.   They  didn't  have  the 
authority  that  we  have  now  to  send  someone  to  school  and 
pay  for  it.   We  paid  for  the  tuition  ourselves. 

RCL:   You  paid  for  school  yourself? 

GDF:   Yes,  we  paid  all  costs.   The  Forest  Service  could  only 


25 

bring  us  into  the  Washington  office,  and  provide  training 
on  the  job  during  the  days  in  different  divisions  within 
the  Forest  Service  and  transfer  us  to  the  field  after  com 
pleting  the  scholastic  requirements.   There  was  no  authority 
for  anything  else. 

RCL:   That  wasn't  easy  then. 

GDF:   It  wasn't  easy.   It  was  a  hard  job  because  you  had  to  get 
a  graduate  degree  in  public  administration  in  one  year  by 
working  daytime  and  going  to  school  nights  and  Saturdays. 
You  had  to  get  your  studying  done  in  any  spare  time  you 
could  find.   So  it  wasn't  easy.   But  it  worked  out,  and 
incidentally,  Dr.  Arthur  Flemming,  as  you  know,  achieved 
national  prominence.   He  became  a  member  of  the  Civil 
Service  Commission  and  then  was  president  of  a  Methodist 
university  in  Ohio,  and  then  president  of  the  University  of 
Oregon.   He  was  secretary  of  the  department  of  Health 
Education  and  Welfare  and  held  several  important  jobs 
afterwards.   The  last  one  he  had  was  as  commissioner  on 
aging  until  this  past  year.   I  met  him  again  then.   It  was 
the  first  time  I'd  seen  him  since  I  graduated. 
The  Forest  Service  program  is  important  as  a  landmark,  I 
think,  in  public  administration  in  the  government  as  a 
whole.   The  Forest  Service,  in  particular,  deserves  credit 
for  that  initiative.   The  program  originally  was  set  up 
where  we  would  work  short  periods  in  each  of  the  divisions 
to  get  familiar  with  the  entire  organization.   At  that 
time  Earle  Clapp  was  the  associate  chief  of  the  Forest 


26 

. 
Service  and  Ferdinand  A.  Silcox  was  the  chief.   Clapp  was 

developing  "A  National  Forestry  Program,"  a  plan  for 
forestry  in  the  United  States.   This  was  one  of  those  big 
jobs  where  you  look  at  the  total  forest  situation  in  the 
United  States  and  say  what  ought  to  be  done  and  who  does  it 
The  states,  the  federal  government,  and  the  private  sector 
were  all  involved  in  this  total  picture  and  the  recommenda 
tions  for  action.   Congress  had  requested  this  forestry 
program.   It  just  happened  that  I  got  tied  up  in  this 
national  forestry  program  development  in  some  way. 
RCL:   Was  this  after  you  were  out  of  school? 

GDF:   No,  this  was  when  I  was  in  Washington  here. 

• 
RCL:   Going  to  graduate  school. 

GDF:   Going  to  graduate  school.   I  was  assigned  an  office  with 
Bill  Kramer  who  was  chief  of  the  Division  of  Operation  at 
that  time.   It  finally  developed  almost  into  a  full-time 
job  working  for  Clapp.   I  became  sort  of  a  custodian  of 
all  the  cost  data  in  the  proposed  program  and  worked  out 
a  plan  for  repayment  to  the  treasury  on  the  basis  of  value 
from  added  timber  growth  resulting  from  the  program.   The 
American  University  Administration  Program  was  continued 
after  "K"  Flock  and  I  finished  our  assignment.   I  left 
Washington,  D.C.  in  December  1939. 

Finally  some  universities,  I  believe  the  forerunners  were 
the  University  of  Montana  and  the  University  of  Minnesota, 
started  giving  short  courses  in  administrative  management 
and  our  employees  were  encouraged  to  attend  them.   It  was 


27 

. 

a  lot  faster  than  bringing  in  two  candidates  per  year  to 
D.C.  and  that  practice  was  discontinued  early  in  World 

•  • 

War  II. 

RCL:   Let  me  interrupt  you.   On  this  fellowship  program,  it 
wasn't  really  a  fellowship  program,  why  did  the  Forest 
Service  decide  to  bring  people  up  from  the  field  rather 

'  '   '  '   .1 

than  hiring  people  who  already  had  a  graduate  degree  in 

administration? 
GDF:   They  wanted  to  train  the  foresters  in  it.   Foresters 

occupied  the  managerial  positions  but  did  not  have  that 

kind  of  training.   And  if  you  are  going  to  improve  the 

organization  then  you  needed  some  of  those  people  to  have 

management  training. 
RCL:   I  see.   That  way  you  had  both  a  forestry  background  and 

adminstration  background. 
GDF:   That's  right.   You  had  them  both.   The  theory  was  that 

you  should  be  more  competent  in  the  managerial  jobs  if 

you  had  both  of  those  degrees. 
RCL:   Rather  than  choosing  to  fill  the  position  with  just  one 

type  of  expertise,  either  forestry  or  management,  this 

way  they  got  both. 
GDF:   Right.   I  still  remember  the  American  University  business 

management  students  talking  among  themselves  that  they 

should  have  those  top  jobs  rather  than  professionals  or 

technicians. 

• 

One  thing  that  has  been,  I  think,  a  change  in  the  Forest 


28 

Service  staffing  is  that  there  are  now  more  laboratory 
and  other  technicians  than  we  used  to  have — particularly 
in  research.   I  mean  that  the  build  up  in  discipline 
specialties  now  provide  more  slots  that  are  less  adminis 
trative  in  character  than  previously.   More  particularly, 
when  I  was  occupying  the  different  positions  on  the  way 
up  the  ladder  most  of  the  things  we  were  doing  were  ad 
ministrative — whether  we  were  out  running  a  crew  fighting 
fire  or  whatever  we  were  doing.   It  was  administration. 
We  were  not  isolated.   It  was  always  a  mixture  of  duties 
but  strongly  oriented  to  the  administration  side.   I  have 
always  thought  the  emphasis  on  administrative  training 
was  an  excellent  move  on  the  part  of  the  Forest  Service. 
It  was  triggered  at  a  time  when  the  workload  had  built  up 
tremendously  as  we  discussed  previously. 

RCL:   Overnight,  almost. 

GDF:   That's  right.   And  the  need  was  apparent  and  it  was 

stressed  most  in  the  regions  like  Region  9  where  they  had 
a  greater  managerial  workload  buildup  in  a  short  time 
period. 

From  Washington,  D.C.,  I  went  to  Lower  Michigan  on  the 
Huron  National  Forest  as  assistant  supervisor  of  that 
forest  with  headquarters  in  East  Tawas,  Michigan.   That 
was  in  January,  1940.   It  was  a  small  national  forest  and 
the  administration  was  not  nearly  as  heavy  as  on  the 
Superior.   In  fact,  in  addition  to  the  assistant  supervisor 
position,  I  had  responsibility  for  timber  management  and 


29 

land  acquisition  since  we  didn't  have  the  workload  to 
justify  division  chiefs  for  those  activities.   We  did  have 
some  staff  people  in  other  activities.   I  did  want  to 
stay  on  that  forest  for  enough  time  to  gain  additional 
field  experience. 

RCL:   You  wanted  to  stay. 

GDF:  I  wanted  to  stay  out  in  the  field  for  awhile.  But  there 
was  a  request  from  the  Lake  States  Experiment  Station  at 
St.  Paul,  Minnesota,  from  Raphael  Zon,  the  director,  for 
a  detail  to  that  station.  You  probably  have  seen  his  name. 

RCL:   Yes. 

GDF:   He  wanted  more  attention  given  to  small  sales  to  residents 
rather  than  to  the  big  companies.   Small  sales,  i.e.,  the 
family  type  of  sales.   They'd  get  the  returns  and  not  the 
companies.   It  was  one  of  those  forested  areas  where  per 
capita  income  was  very  low.   A  lot  of  the  farming  was 
subsistence  farming.   There  were  opportunities  for  com 
bining  both  agriculture  and  forestry  in  terms  of  cutting 
timber  during  the  spare  time,  such  as  pulpwood,  cabin 
logs,  sawtimber,  and  posts.   Most  of  the  timber  being  cut 
was  pulpwood  and  was  being  sold  to  the  big  paper  companies. 
On  the  small  sales,  that  we  discussed,  the  payment  for  the 
utilization  of  KV  funds  was  one  of  the  road  blocks. 
Another  problem  on  the  Huron  National  Forest  was  that  sales 
for  the  most  part  in  volume  were  by  the  big  companies. 

This  was  Michigan  after  the  white  pine  had  been  cut  off 


30 

-  > 

and  the  major  stands  had  been  denuded.   We  were  dealing 
with  the  remnants  of  those  stands  but  there  was  still 
enough  growth  that  you  could  have  a  fair  sized  business 
if  the  products  were  diversified.   But  not  enough  for 
these  big  companies  who  were  dealing  in  pulpwood.   They 
would  hire  a  contractor  and  he  would  bring  in  workers 
from  the  outside,  transients  such  as  the  Mexican  migrants. 
They  wouldn't  pay  the  workers  adequate  wages.   When  they 
got  sick  or  something  happened  there  would  be  problems 
in  the  county  and  it  was  unsatisfactory  all  the  way  around. 

And  here  were  these  subsistence  farmers  that  needed  the 

• 
cash  income.   Pulpwood  cutting  paid  so  low  that  there  was 

a  saying  that  nobody  but  a  "damn"  fool  would  cut  pulpwood. 
I  got  to  thinking  about  that.   I  had  checked  on  cooperatives, 
too.   We  were  also  having  trouble  in  the  forests  with 
selling  all  the  timber.   You  didn't  have  just  the  pulpwood. 
There  were  posts,  poles,  cabin  logs,  and  other  products. 
You  need  a  variety  in  product  sales  to  manage  the  forest 
properly  and  to  produce  the  most  income.   So  with  this 

< 

detail  that  I  had  for  three  months  with  the  experiment 
station,  I  had  a  chance  to  see  the  operations  of  coopera- 
tives  in  the  northern  Lake  States.   The  Scandinavians  in 

these  areas  had  built  them  up  based  on  "old  country" 

• 
customs.   I  don't  know  if  you  are  .  .  . 

RCL:   I 'm  Danish. 

GDF:   My  wife  is  Swedish.   She  has  some  friends  in  Copenhagen. 


31 

Many  settlements  made  in  that  area  were  by  immigrants 
from  Scandinavian  countries.   The  cooperatives  sort  of 
intrigued  me.   I  finished  that  job  and  returned  to  East 
Tawas . 

Cooperatives  were  one  of  the  mechanisms  that  were  needed 
to  harvest  the  timber  from  the  forest  for  all  the  products 
under  good  management  practices,  and  also  to  provide  that 
cash  income  needed  there  locally  and  avoid  all  the  prob 
lem  s  with  the  migrant  labor.   So  we  got  a  cooperative 
started.   I  paid  for  the  articles  of  incorporation  per 
sonally  because  the  government  couldn't  do  so.   One  of 
my  forestry  classmates  at  Michigan  State,  who  was  an 
extension  agent  at  East  Tawas,  obtained  the  assistance 
of  an  extension  expert  to  help  in  getting  the  cooperative 
established  under  Michigan  laws  as  a  non-profit  corpor 
ation.   There  was  another  classmate  in  the  area  who  worked 
for  the  Farm  Security  Administration.   This  classmate, 
Forrest  Potter,  obtained  some  financing  from  his  agency 
for  working  capital.   Potter  told  me  that  this  was  the 
first  unsecured  loan  his  agency  had  made — at  least  in 
Michigan.   There  was  no  collateral  at  all,  just  a  group 
of  farmers  we  got  together  who  formed  an  association, 
elected  a  president,  and  board  of  directors  and  did  other 
legal  formalities. 

RCL:   It  was  probably  very  important  to  the  community. 

GDF:   It  was. 

There  were  two  settlements  in  that  area  where  the  cooperative 


32 

was  formed.   The  next  step  was  giving  the  cooperative  a 
name.   The  word  "cooperative"  didn't  usually  ring  a  bell 
in  that  area  either.   So  I  happened  to  be  looking  at  a 
map  and  noticed  that  the  Au  Sable  River,  a  famous  river 
up  there  in  Michigan,  had  one  of  the  two  communities  on 
one  side  and  one  on  the  other.   I  thought  we  would  just 
name  this  the  Au  Sable  Forest  Products  Association  instead 
of  cooperative,  which  we  did. 

RCL:   Why  did  you  switch  from  "cooperative?" 

GDF:   There  was  a  feeling  at  that  time  in  that  area — it  was 

sort  of  a  feeling  that  a  cooperative  was  something  .  .  . 

RCL:   Un-American? 

GDF:   Un-American  may  be  too  strong.   It  was  possibly  a  feeling 
that  it  wasn't  private  enterprise,  individualism,  this 
type  of  thing.   We  got  it  under  way  and  I  think  the 
charter  was  for  thirty  years.   It  did  a  lot  of  good  for 
local  employment  and  the  forest.   It  worked  up  to  a  half 
to  three-quarters  of  a  million  dollars  worth  of  business 
annually.   I  don't  know  whether  that  ties  directly  into 
administrative  management.   We  may  be  getting  a  little 
bit  off  the  main  subject  except  that  the  association  was 
an  administrative  mechanism  designed  to  obtain  the  major 
objectives  of  the  national  forest. 

Then  the  war  came  along  soon  afterwards .   The  Au  Sable 
Forest  Products  Association  was  started  in  1940.   World 
War  II  involved  the  U.S.A.  in  1941.   Toward  the  end  of 
1942,  the  Board  of  Economic  Warfare,  which  had  as  one  of 


33 

OMB  conceived  a  series  of  management  improvement 
projects  to  be  used  nationally,  whereby  they  would 
go  to  the  departments  and  bureaus  of  various  depart 
ments  with  a  team,  study  their  organization  and 
management,  and  come  up  with  substantive  recommenda 
tions  for  major  improvements.   This  had  been  done  on 
one  or  more  departments  of  other  agencies  before  they 
came  to  Agriculture.   The  Forest  Service  was  selected 
as  one  of  the  Agriculture  agencies  as  well  as  the 
Secretary's  office.   The  team  was  composed  of 
Mr.  Deckard  from  OMB,  a  representative  from  the 
another  department,  and  a  Department  of  Agriculture 
person.   Originally  the  approach  they  had  been  using 
in  these  studies  was  to  come  in  and  make  a  completed 
study  and  submit  it  to  the  secretary  of  the  department 
who  then  would  implement  it  as  he  saw  fit.   However, 
in  their  initial  approaches  within  the  Forest  Service, 
Gordon  Fox  suggested  to  Mr.  Deckard  that  a  much  more 
useful  product  might  result  if  the  Forest  Service  could 
work  day  by  day,  item  by  item,  with  the  study  team  to 
help  them  develop  their  study  report  and  then  jointly 
formulate  a  series  of  recommendations  that  we  would 
submit  to  the  Secretary  of  Agriculture.   This  was  ac 
cepted. 

Now  this  approach  of  coming  up  with  a  joint  recommenda 
tion,  or  at  least  a  mutually  agreeable  product,  suggests 


- 

34 

I  couldn't  get  into  the  regular  military  because  of  the 
defect  in  my  vision.   So  I  went  down  there  and  spent  a 
couple  of  years  in  the  Upper  Amazon  in  Peru.   The  first 
stop  was  in  Colombia,  as  I  mentioned,  and  I  also  was  in 
Guatemala  for  a  short  period  advising  on  the  establishment 
of  a  nursery  there  for  Cinchona.   It  was  interesting.   I 
had  contact  with  the  Mayan  Indians  in  Guatemala.   We  used 
the  Inca-Quechua  tribe  Indians  as  cargo-bearers  in  the 
Upper  Amazon  in  Peru.   I  have  had  crews  of  Indians  starting 
with  the  Chippewas  in  Northern  Michigan,  Mayans  in 
Guatemala,  and  Quechuas  in  Peru. 

RCL:   Mr.  Fox,  what  did  you  do  when  you  got  back  from  South 
America  after  the  war? 

GDF:   Upon  return,  I  was  assigned  to  the  Clark  National  Forest 

• 

with  headquarters  at  Irontown,  Missouri,  again  as  assis 
tant  supervisor  of  that  forest  which  was  a  much  larger 
forest  than  the  Huron.   The  problems  in  Missouri  were 
much  different  than  in  the  northern  Lake  States  forests 
that  I  had  been  on  previously.   They  were  new  areas  and 
an  educational  program  was  needed  with  the  residents 
particularly  to  try  to  stop  incendiary  forest  fires  that 
were  customary  in  that  area  and  educate  them  to  protect 
the  forests  and  not  destroy  them. 

RCL:   Did  you  run  into  a  lot  of  problems  doing  that? 

GDF:   We  ran  into  several  problems.   Incidentally,  Roy  Headley, 
as  we  mentioned  before,  was  interested  in  different 
techniques  and  he  hired  a  psychologist  to  work  on  the 


35 

problem.   On  one  district,  they  took  the  strong-arm 
approach  and  tried  to  get  convictions.   Starting  forest 

fires  was  a  federal  offense.   In  this  one  district,  law 

• 
enforcement  was  therefore  the  primary  consideration  in 

trying  to  stop  incendiary  fires.   In  an  adjacent  district, 
the  educational  approach  was  adopted.   Timber  sales  were 
made  to  the  residents,  educational  films  shown  in  schools, 
etc.   The  program  covered  the  damages  from  forest  fires 
and  how  important  it  was  to  stop  them  and  the  related 
benefits.   It  was  interesting  to  note  that  in  those  two 
districts,  at  the  time  that  I  left,  there  was  no  dis 
cernible  difference  between  the  rate  of  incendiary 
forest  fires  with  the  two  different  approaches  although 
the  number  of  forest  fires  in  both  cases  had  gone  down 
very  considerably.  And,  of  course,  has  decreased  greatly 
since  that  initial  period.   That  was  one  of  the  big 
hurdles  to  overcome   in  starting  in  a  new  national  forest. 
The  public  relations  aspects  on  a  new  forest  are  much 
greater. 

As  another  aspect  of  this,  we  moved  from  Irontown,  which 
is  a  small  town,  over  to  Rolla.   I  made  a  study  and  it 
was  based  on  the  fact  that  Rolla  was  a  much  larger  city. 
Irontown  was  a  very  small  town.   Rolla  had  housing 
available  for  the  employees  because  Fort  Leonard  Wood 
nearby  had  just  gone  down  as  the  war  ended  at  that  time 
in  1945.   Housing  was  available  at  low  cost  for  rental 
or  purchase.   In  the  study  of  a  headquarters  location  I 


36 


considered  Rolla  from  the  standpoint  of  a  consolidated 
office  for  the  two  Missouri  forests,  Mark  Twain  and  Clark, 
as  a  logical  combination.   Rolla  was  in  a  central  location 
and  was  a  logical  forest  supervisor's  office  for  the 
consolidated  units.   This  combination  was  made  a  few  years 
ago  and  apparently  is  working  out  well.   I  don't  know  that 
there  is  any  reason  for  spending  time  discussing  other 
affairs  in  Missouri.   The  big  one  was  the  forest  fires 
and  getting  established. 

RCL:   What  did  you  do  then  in  1945  and  1946? 

GDF:   I  was  in  Rolla  until  the  end  of  1946  and  on  the  13th  of 
January  1947,  I  was  transferred  to  Washington,  D.C. 
headquarters.   I   have  been  here  ever  since.   That's 
thirty-one  years. 

There  is  an  interesting  sidelight  on  the  transfer.   Charlie 
Connaughton  who  was  director  of  the  Southern  Forest 
Experiment  Station  was  starting  some  new  field  stations. 
He  was  looking  for  "group  leaders"  and  Charlie  offered 
me  a  job  in  one  of  those  positions  at  Alexandria.  Louisiana 
I  indicated  to  him  that  I'd  come  down  and  talk  with  him 
about  it.   I  went  down  to  New  Orleans.   The  next  day  I 
went  up  to  Alexandria  with  the  station's  business  manager 
and  we  worked  out  the  rental  of  a  new  office  headquarters 
with  room  for  expansion  of  the  field  station  with  new 
members  who  were  coming  aboard.   At  that  time,  at  the  end 
of  the  war  period,  the  unit  was  in  the  county  courthouse, 


37 

which  was  so  crowded  that  they  had  desks  out  in  the 
corridors  for  their  offices.   We  went  across  the  river 
to  Pineville  and  rented  a  building  that  day.   The  next 
day  we  went  back  to  New  Orleans  and  there  was  a  telegram 
from  Washington,  D.C.  ,  informing  me  that  I  was  not  to 
transfer  to  the  southern  experiment  station  but  to 
transfer  to  the  Washington,  D.C.  headquarters.   I've 
always  kidded  Charlie  about  working  for  him — for  three 
days!   I  transferred  to  Washington  with  the  Division  of 
Operation.   The  budget  bureau  had  written  a  letter  to 
the  Forest  Service  stating  that  the  appropriations  seemed 
to  be  growing  way  out  of  line  with  the  volume  of  business, 
out  of  proportion  to  the  benefits  and  they  wanted  an 
answer  to  that  letter. 

I  want  to  digress  just  a  moment  on  that  because  what  had 
happened  was  that  during  the  period  when  we  had  all  the 
labor  from  the  various  emergency  programs  there  was 
plenty  of  help  on  the  national  forests  to  do  all  the 
reforestation  and  fight  forest  fires,  build  roads,  etc. 
During  the  war  these  programs,  of  course,  had  been  dis 
continued.   Since  the  regular  Forest  Service  appropria 
tions  had  not  built  up  proportionally  to  total  workload 
increases  during  that  period,  there  was  a  gap  which  the 
Forest  Service  was  trying  to  fill  with  increases  from 
the  regular  funding  source.   So  on  paper,  it  looked  to 
the  budget  bureau  as  though  the  Forest  Service  was  out 

of  line.   So  I  had  the  job  of  answering  that  letter  which 

. 


38 

required  considerable  study.   In  fact,  the  position  they 
put  me  in  first  was  as  assistant  chief  of  operations  in 
Region  9  in  Milwaukee  and  detailed  to  Washington,  D.C. 
I  think  it  was  planned  that  I  would  go  to  Milwaukee  after 
completing  the  budget  justification.   I  completed  a  report 
on  that  subject  and  it  took  a  long  time  because  I  never 
worked  on  it  full  time.   Shortly  after  I  arrived  Dave 
Nordwall,  who  was  assistant  chief  of  operations,  transferred 
to  Region  5  as  chief  of  operations.   This  meant  that  I 
had  to  try  to  fill  in  as  alternate  chief  of  operations  to 
Bill  Kramer,  chief  of  operations,  primarily  handling  the 
0  &  M  activities,  including  budget  allocations,  which  limited 
the  time  available  on  this  other  project. 
Some  of  the  things  that  were  analyzed  for  the  report  to 
the  Bureau  of  the  Budget,  such  as  the  size  of  the  average 
fire,  which  showed  a  sudden  increase  when  all  CCC  camps 
were  discontinued,  supported  a  need  for  additional 
financing.   The  same  situation  prevailed  for  reforesta 
tion  activities.   There  was  a  substantial  gap.   I  mention 
this  here  because  possibly  the  same  situation  may  face 
the  Forest  Service  in  the  future  if  the  large  human 
resource  programs,  which  now  provide  a  substantial  labor 
supply  on  the  national  forests,  are  discontinued. 

RCL:   Sure.   This  was  your  first  purely  administrative  job, 
wasn't  it? 

GDF :   In  Washington,  yes.   I  had  made  an  initial  contribution 
on  this  report  requested  by  the  budget  bureau  on  a  trip 


39 

which  I  made  to  Washington,  D.C.  about  six  months  or  a 
year  before.   I  had  been  offered  a  job  by  the  Foreign 
Agricultural  Administration,  handling  its  administrative 
support  activities  in  the  Washington  office.   In  other 
words,  this  agency  had  charge  of  the  USDA  assistance  in 
the  foreign  countries.   After  talking  with  them,  I  didn't 
want  to  leave  the  Forest  Service  so  I  turned  it  down. 
After  I  was  in  the  Forest  Service  office  for  a  couple  of 
days,  they  asked  me  to  reply  to  the  budget  bureau  Request 
which  had  recently  been  received.   I  drafted  a  reply  to 
the  budget  bureau  about  our  approach  with  certain  justi 
fications  and  this  might  have  been  a  factor  when  the 
Washington  office  Forest  Service  officials  heard  that  I 
was  going  to  transfer  to  New  Orleans  and  they  wanted  me 
on  the  other  job. 

RCL:   You'd  already  done  some  work  on  it. 

GDF:   I'd  done  a  day's  work  on  it,  I'll  put  it  that  way.   That's 
the  way  many  of  these  things  happen.   Happenstance. 
Anyway,  I  was  transferred  here,  filled  the  position  of 
alternate  chief  of  operations  and  then  chief  of  operations. 
Later  I  proposed  a  change  in  the  name  of  the  unit  to  the 
Division  of  Administrative  Management  to  eliminate  many 
details  such  as  administrative  services  and  space  problems, 
which  took  time  away  from  the  main  objectives.   We  figured 
we  could  set  up  a  separate  unit  for  administrative  services 
but  keep  the  responsibilities  for  administrative  management 
tied  in  with  one  unit,  dedicated  for  that  purpose.   I  was 


40 

' 

there  as  chief  of  the  Division  of  Administrative  Management 
until  after  some  studies,  and  the  workload  buildup,  we 
put  in  associate  deputy  chiefs.   I  was  given  the  position 
of  associate  deputy  chief  for  administration  which  is 
where  I  ended  up . 

Towards  the  end  of  that  period  there  were  several  times 
that  I  made  short  trips  to  developing  countries  in  Latin 
America  on  various  forestry  activities.   I  had  been  in 
terested  in  and  had  kept  contacts  in  Latin  America  in 
the  forestry  sector.   In  early  1968  I  received  a  recom 
mendation  to  assist  the  Interamerican  Development  Bank 
in  its  development  of  their  forestry  programs.   They  had 
nothing  in  that  sector  to  that  date.   The  reimbursable 
detail  to  the  Interamerican  Development  Bank  (IDE)  was 
to  write  a  forest  load  policy  document  and  start  its 
implementation.   The  various  trips  included  heading  an 
AID  mission  to  Honduras  to  advise  on  a  control  program  on 
the  Southern  Pine  Beetle,  Dendroctonous  frontalis, 
epidemic  in  that  country.   I  took  trips  to  Colombia, 
Guatemala,  Honduras,  and  Ecuador  for  the  Interamerican 
Development  Bank.   I  spent  a  month  in  El  Salvador  for 
AID  writing  a  long-range  forestry  program  which  coincided 
in  time  with  the  so-called  Soccer, War  between  El  Salvador 
and  Honduras.   You  probably  heard  of  that  war? 

RCL:   Yes. 

GDF:   Which  incidentally  wasn't  the  cause.   The  soccer  game 

fiasco  helped  to  trigger  the  war  but  the  major  reason  was 


41 

the  high  population  density  in  El  Salvador,  which  is 
reflected  in  the  way  its  forests  have  been  cutover  and 
burned.   The  colonists  cleared  the  slopes  with  a  "cut- 
and-burn,"  shifting  agriculture  to  obtain  the  few  hectares 
needed  to  grow  the  corn  and  beans  in  their  subsistence 
economy.   They  were  going  over  to  Honduras  which  was  less 
heavily  populated.   Honduras  was  sending  them  back  on 
the  basis  that  it  needed  all  of  the  jobs  for  its  own 
citizens.   The  El  Salvadoreans,  particularly  the  large 

land  owners,  didn't  like  having  them  sent  back  as  they 

. 
would  have  to  make  land  available,  and  there  were  other 

factors  involved.   So  this  was  one  of  the  major  reasons 

for  that  conflict .   It  demonstrates  also  what  happens 

to  the  forests  and  the  relationship  to  the  total  economy. 

There  were  other  minor  assignments  in  those  countries 

also. 

I  was  in  El  Salvador  once  to  work  out  a  program  for 

management  of  the  mangroves.   You  know  that  the  mangroves 

grow  at  the  water's  edge  in  the  estuaries  of  tropical 

countries.   So  I  had  been  .  .  . 

RCL:   Did  you  find  any  use  for  the  mangrove? 

GDF :   There  is  plenty  of  use  for  them.   There  are  two  principal 
uses.   One  is  they  had  used  the  bark  of  those  trees  for 
a  tannin  extract.   Mainly  however,  the  wood  is  used  for 
poles  and  posts  and  also  for  timber  in  species  that  grow 
to  a  larger  size.   Care  is  needed  in  harvesting  opera 
tions  since  the  mangroves  grow  in  a  very  delicate  ecosystem. 


42 

They  grow  in  the  estuaries  where  there  is  a  mixture  of 
salt  water  and  fresh  water.   They  gradually  grow  farther 
into  the  water  and  build  up  the  soil  that  way.   Shrimp 
start  their  life  cycle  in  the  mangroves  and  then  they 
go  out  to  sea  and  they  are  netted  there.   Shrimp  are 
economically  much  more  important  then  the  wood  products 
from  the  mangroves.   We  had  to  work  out  a  system  to 
avoid  any  cutting  during  the  wet  season  of  the  year, 
which  was  when  the  shrimp  were  developing  in  the  man- 
groves.   Then  during  the  dry  period,  when  the  shrimp 
had  gone  out  into  the  ocean,  mangrove  harvesting  under 
certain  practices  could  proceed. 

I  was  at  the  Interamerican  Development  Bank  for  about 
nine  months  in  1968  and  1969.   Then  I  returned  to  the 
Forest  Service  again,  planning  on  retirement  at  age  62 
and  getting  back  into  the  international  field.   I  re 
tired  on  March  1,  1971  and  went  into  the  consulting  field. 
I  have  worked  in  about  fourteen  different  countries,  the 
majority  of  them  in  Latin  America,  except  for  the  last 
couple  of  jobs.   One  of  them  was  for  a  year  as  a  consultant 

. 

to  the  National  Farmers  Union,  Green  Thumb,  Incorporated, 
which  is  a  grantee  for  about  sixty-five  million  dollars 
from  the  Department  of  Labor.   Most  of  the  consultancies 
have  been  international.   From  November  1977  to  March  1978 
I  was  with  the  U.  S.  Forest  Service  as  a  consultant  to 
analyze  the  workload  and  staffing  in  the  Washington  office. 


43 

The  taping  to  this  time  covers  the  steps  in  my  career — 

• 
probably  in  more  detail  than  necessary. 

There  has  been  some  time  contributed  to  other  projects. 
An  example,  as  chairman  of  task  force  on  land  and  building 
for  the  Society  of  American  Foresters,  I  assisted  in 
organizing  the  Renewable  Natural  Resources  Foundation. 
The  RNRF  and  the  SAF  headquarters  at  Wild  Acres,  formerly 
the  Grosvenor  estate,  was  obtained  for  that  purpose. 
There  was  need  for  a  common  umbrella  organization  composed 
of  all  the  natural  resource  professional  societies  located 
in  a  common  center  where  they  could  work  together  in  the 
natural  resources  conservation  field.   Most  of  the  prob 
lems  today  don't  come  in  one  discipline.   They  are 
multi-disciplinary.   Here  was  an  opportunity  to  bring 
all  of  these  renewable  natural  resource  organizations 
together  in  one  unit  and  in  one  location  and  under  this 
foundation  which  we  incorporated  in  the  District  of 
Columbia.   The  combination  follows  the  principle  which 
was  developed  during  World  War  II  on  "operations  research." 
It  brought  together  in  one  team  all  the  skills  including 
statisticians  required  to  solve  administrative  problems. 
RCL:   Okay.   There  were  some  studies  that  were  done  during 

your  career  that  we  will  get  into  more.   I  would  like  to 
go  back  to  other  people  in  management  in  the  Forest 
Service.   You  talked  a  bit  about  Roy  Headley.   I  think 
maybe  we  should  go  into  a  little  bit  more  about  Earl 
Loveridge.   Do  you  know  anything  about  his  education? 


44 

GDF :   I  don't  recall  his  education  but  I  do  know  that  he  was 
supervisor  of  a  forest  down  near  Santa  Fe--I  think  it 

was  the  Santa  Fe  Forest.   They  may  have  changed  some  of 

' 
the  names  and  area  since  he  left.   Incidentally,  when  he 

passed  away,  his  will  provided  for  cremation  and  spreading 
his  ashes  over  that  forest  from  an  airplane.   Earl 
Loveridge  was  always  energetic  and  productive.   He  would 
be  down  at  that  office  a  lot  of  mornings,  I'd  say  at 
four  o'clock.   He  wanted  to  get  things  moving.   By  the 
time  the  rest  of  the  staff  arrived  he'd  have  a  few  notes 
spotted  on  the  floor  for  different  jobs  for  different 
people.   He  was  really  the  prime  mover  in  the  application 
of  Taylor's  theories  in  "scientific  management."   Of 
course,  you  know  the  industrial  revolution,  the  speed 
of  it,  was  pretty  much  based  on  Taylor's  developments  in 
that  field.   Instead  of  guessing  at  something,  he  found 
the  best  way  and  developed  the  specialists  that  knew 
those  jobs.   I  don't  think  there  is  any  need  to  go  into 

those  aspects  any  further. 

' 
So  Loveridge  started  the  workload  measurement  system  for 

the  national  forests.   The  title  of  his  basic  publication 
is  "Job  Load  Analysis  and  Planning  of  Executive  Work  in 

* 
, 

National  Forest  Administration."   He  wrote  this  as  a 

manual  for  forest  officers.   You  see  at  that  time  he  was 

» 
assistant  chief  in  the  branch  of  operations—assistant  to 

Roy  Headley  in  the  Forest  Service  here  in  Washington. 


45 

That  was  before  they  set  up  assistant  chiefs.   Earl  told 
me,  and  I  think  there  must  be  evidence  in  your  records, 
that  when  he  applied  this  methodology  to  the  national 
forests  there  were  many  changes  in  numbers  and  sizes  of 
ranger  districts  and  forests  that  previously  were  largely 
established  on  the  basis  of  size  of  an  area  rather  than 
workload.   They  were  the  same  acreage,  which  disregarded 
the  workload  in  those  individual  areas.   Some  of  them,  for 
example,  in  desert  type  of  country,  you  might  say  that  the 
principle  purpose  served  by  that  particular  area  is  to 
hold  the  world  together.   That  is  facetious  of  course,  as 
there  are  environmental  aspects  in  all  cover  types.   But 
there  might  not  be  work  in  terms  of  either  timber,  range, 
fires,  or  other  activities  which  constitute  a  workload  of 
a  caliber  that  a  ranger  or  assistants  should  do.   This  led 
into  a  definition  of  "ranger  caliber"  work  and  described 
what  an  employee,  a  fire  guard  for  example,  would  do  such 
as  checking  fire  caches.   Work  measured  then  formed  the 
basis  for  manning  that  particular  unit  and  assuring  there 
was  enough  to  justify  a  staff. 

RCL:   Why  do  you  think  the  Forest  Service  was  so  advanced  in 
management  studies? 

GDF:   It  keeps  coming  back  to  individuals.   I  think  it  goes 

back  to  the  climate  within  the  Forest  Service,  from  the 
time  of  Gifford  Pinchot ,  as  one  factor.   Pinchot  hired 
a  management  consultant  in  setting  up  the  national  forest 


46 

system  which  provided  for  decentralized  operations. 
Secondly,  the  type  of  individuals  the  Forest  Service  had 
like  Roy  Headley,  Loveridge  and  Keplinger.   Their  selec 
tion  and  development  could  have  been  by  chance  in  an 
organization  that  was  relatively  new  and  growing  rapidly. 
It  was  therefore  more  receptive  to  change.   Don  Clark 
contributed  a  lot  in  this  field.   Don  was  very  practical 
in  taking  leadership,  particularly  in  workload  measure 
ment,  after  Earl  got  up  to  the  stage  where  he  was  assistant 
chief.   Bill  Kramer,  chief  of  operation,  wasn't  involved 
personally  in  detail  and  in  developing  these  studies.   He 
attended  the  meetings  to  be  sure  that  everything  was 
heading  in  the  right  direction  but  left  the  doing  of  the 
job  to  others.   But  we  had  a  good  man  there  in  Don  Clark. 
And  from  the  field,  I  brought  Ray  Connaro  in.   Ray  con 
tributed  quite  a  bit  to  the  program  from  the  South.   Ray 
passed  away  about  a  year  ago.   We  could  name  many  others 
such  as  Marvin  Smith,  Walter  Graves,  Ed  Schultz,  Dave 

Nordwall,  and  Ralph  Fields. 

• 

RCL:   What  was  Connaro ' s  input? 

GDF:   I  brought  him  in  to  work  on  regional,  forest,  and  ranger 
district  job  load  analyses.   He  had  been  assistant  chief 
of  operation  in  Region  8,  at  Atlanta,  so  he  had  had  the 
field  experience. 

RCL:   Explain  to  me  the  workload  analysis. 

GDF:   Let  me  discuss  it  in  two  or  three  aspects. 

RCL :   Okay . 


47 

GDF:   One  was  what  you  might  call  the  "tailor-made"  analysis, 
right  there  locally  at  a  ranger  district  level,  in  which 
the  ranger  who  knew  the  district  worked  out  a  local 
analysis  with  the  forest  supervisor  and  someone  from  the 
regional  office.   They  would  go  through  all  the  jobs  on 
the  district  that  the  ranger  and  staff  had  to  do  and  dis 
cuss  various  jobs.   They  would  ask,  "What  are  you  trying 
to  do  here?"  What  is  your  objective  in  these  activities?" 
Today  they  call  it  "management  by  objectives"  but 
setting  the  target  was  always  the  first  step.   What  do 
you  have  to  do  to  attain  the  objective?  You  analyzed  all 
the  jobs  that  needed  to  be  done  and  how  to  go  about 

• 

getting  them  done.   Standards  were  set  for  the  job  and 
a  unit  time  allowance  for  doing  them  to  that  standard. 
There  is  also  a  volume  of  business,  which  is  the  number 
of  times  the  various  jobs  are  done.   In  other  words,  if 
you  are  going  to  make  a  timber  sale  of  this  size,  how 
much  does  it  cost  you  per  sale?  How  many  sales  of  that 
size  are  projected?  What's  the  total  cost?  The  time 
allowances  were  later  converted  to  dollars  to  find  out 
costs,  but  the  initial  effort  was  in  determining  manpower 
needs.   What  are  the  numbers  of  people  it  is  going  to 
take?  Then  there  is  classification  of  those  jobs  into 
caliber  of  work  and  organizational  level  assignments. 
You  can'i,  for  example,  analyze  the  workload  at  the 
forest  supervisor's  level  until  a  determination  is  first 


48 

made  of  what  jobs  are  going  to  be  done  at  the  regional 
office  level  and  what  will  be  delegated.   The  forest 
supervisor  in  turn,  needs  to  know  what  the  delegations 
are  from  the  regional  office  and  what,  in  turn,  are 
delegated  to  the  ranger  district  level.   The  regional 
office  level,  for  example,  retains  responsibility  for 
policy  and  delegates  the  doing  level  of  jobs  to  the  forests 
If  you've  got  similar  situations  the  delegations  need  to 
be  the  same.   Then  you  have  a  correlation  and  fund 
allotments  were  made  on  the  basis  of  the  workloads.   If 
funds  were  adequate  for  only  about  80  percent  of  the 
workload,  then  each  region  or  forest  got  that  same  per 
centage  of  funding  for  the  fixed  base  workloads  and  there 
were  changes  made  where  there  were  volume  of  business 
changes.   For  example,  if  greater  volume  of  timber  was 
to  be  sold  on  a  forest,  the  timber  sales  project  fund 
would  recognize  the  increase.   If  you  don't  know  what 
the  delegations  are,  you  don't  know  what  the  job  is  at 
the  different  levels.   It's  been  generally  found  that  you 
get  a  better  job  done  if  you  delegate  work,  and  hold  that 
forest  officer  responsible  for  the  results.   If  one  is 
going  to  send  a  request  for  approval,  the  person  who 
approves  it  is  taking  the  responsibility.   There  is  a 
human  tendency  to  do  a  better  job  if  one  is  going  to  have 
to  live  with  his  own  decision  rather  than  accept  the 
decision  of  a  superior  officer. 
RCL:   It's  not  correctable. 


49 

GDF :   That's  right.   Many  aspects  are  involved,  so  you  have 

to  know  what  the  total  job  is  and  how  you  are  going  to  do 
it  and  the  work  analysis  for  the  year  for  non-recurrent 
and  recurrent  work. 

The  recurrent  job  is  the  most  important  factor  generally, 
as  you  first  develop  these  workload  analyses.   There  may 
be  some  changes.   You  may  have  more  fires  one  year  than  you 
have  the  next.   You  know  that  and  some  of  the  other  jobs 
may  vary,  but  generally  it  is  the  repetitive  work  which 
will  be  recurrent.   It  needs  periodic  adjustment  but  not 
annually.   It  is  a  fixed  workload  within  a  district  that 
is  a  factor  in  fixing  the  size  of  the  district. 
Let's  consider  other  aspects  of  it.   The  field  level  jobs 
are  getting  more  multi-disciplinary.   It's  reaching  a 
point  where  with  increased  workloads  you  need  the  expertise 
of  somebody  that  knows  wildlife  management  right  out  there 
on  the  district  and  another  one  who  knows  range,  and  another 
who  has  timber  expertise,  recreation,  etc.   We've  reached 
a  point  where  more  experts  are  staffed  at  these  lower 
levels.   You  want  the  job  done  at  that  ground  level  to 
reflect  the  expertness  of  the  higher  level  guidance  of  the 
different  disciplines.   If  you  don't  have  some  specialists 
who  are  knowledgeable  right  on  the  ground,  then  you  lose 
the  value  of  the  expertise  of  the  upper  levels.   You 
don't  have  the  communication  and  you  don't  have  the  train 
ing  and  the  competence  at  that  ground  level  to  get  the 


50 

job  done  where  it  has  to  be  done.   So  there  was  the  task 
of  expanding  these  districts  in  size  to  increase  the 
workload  more  than  previously  and  justify  manning  with 
greater  expertise  in  different  disciplines  that  are  in 
terrelated.   That's  one  aspect  of  it. 

The  size  of  forests  came  into  it  from  that  standpoint 
too,  so  that  they  could  justify  full-time  staff  specialists 
to  help  plan  and  inspect  the  activities  in  their  fields. 
It  was  a  gradual  evolution  as  the  workloads  grew  and 
adjustments  in  unit  sizes  were  made  to  justify  the  dif 
ferent  specialists  for  the  different  activities  or 
disciplines  that  are  related.   It's  always  a  part  of  the 
package  that  gets  a  multiple-use  job  done. 
We  talked  about  the  workload  analyses  as  they  were  pre 
pared  out  there  on  the  district  with  the  ranger.   Now  to 
correlate  the  workload  analyses  was  another  step,  in 
which  you  are  looking  at  it  for  the  purpose  of  comparing 
the  workload  analysis  was  used  as  a  basis  for  an  alloca 
tion  of  funds  to  the  regional  office  level,  the  national 
forest  supervisor  level,  and  down  to  the  ranger  level,  for 
the  types  of  jobs  we  are  talking  about.   This  requires 
obtaining  similar  data  with  the  same  correlating  factors 
applied  the  same  way  for  each  unit .   For  that  purpose 
correlating  factors  have  to  be  broader  than  when  you  are 
only  preparing  analysis  for  an  individual  unit  and  using 
it  only  on  that  unit.   It's  a  relative  thing  between  these 


51 

different  organizational  units.   For  example,  the 
correlating  factor  for  preparing  time  allowances  per 
unit  for  the  information  and  education  sector  was  based 

on  the  population  factor  and  correlated  in  that  manner 

. 
to  insure  uniform  and  reasonable  time  allowance. 

RCL:   The  units  could  be  of  all  different  sizes. 

GDF:   Yes,  of  different  sizes.   Now,  remember  that  situation 
that  we  discussed  previously.   I  don't  know,  if  it  was 
when  we  talked  about  the  differences  in  unit  costs. 
That  wasn ' t  taped,  so  we'll  use  a  simple  example.   You 
can  mark  a  thousand  board  feet  of  timber  in  less  time 
for  a  timber  sale  in  the  Northwest,  with  the  large  trees 
out  there,  than  is  the  case  with  the  smaller  trees  in 
the  South.   One  needs  to  mark  more  trees  to  get  the  same 
volume  and  this  requires  a  higher  unit  time  allowance  per 
MBM  marked  for  sale.   In  those  situations  the  unit  time 
allowance  for  the  MBM  uniform  correlating  factor  is  higher 
in  the  South.   It  is  the  unit  time  factor  that  is  zoned 
on  a  nationwide  basis  to  provide  uniform  allowances  to 
timber  types  with  approximately  the  same  size  classes  and 
other  conditions.   However,  the  MBM  is  the  correlating 
factor  that  was  used  in  all  zones.   You  are  talking  about 
a  thousand  board  feet  of  timber  and  it  costs  more  for 
timber  sales  in  the  South  than  it  does  in  the  Northwest 
with  the  larger  timber. 

RCL:   I  see.   So  stands  would  not  be  ... 

. 


52 

• 

GDF:   Uniform.   The  timber  stands  vary  by  timber  types,  sizes 
and  other  factors,  such  as  how  long  it  takes  you  to  mark 
the  timber,  the  supervision  of  the  sale  and  all  the 
other  breakdowns  in  the  many  different  jobs.   The  unit 
costs  are  determined  for  similar  zones.   The  difference 
between  this  correlated  analysis  and  the  "tailor-made" 
analysis  is  that  the  correlated  one  is  an  average  and 
does  not  apply  to  an  individual  sale  on  a  specific  ranger 
district.   This  cost  may  be  somewhat  higher  or  lower  than 
the  average . 

Another  example  is  in  the  public  relations  field.   You 
know  that  contacts  will  need  to  be  made  with  the  public 
for  the  different  groups,  different  users  and  different 

interests  in  the  forest.   It  includes  writing  articles 

' 
for  publication  and  newspapers,  giving  talks,  and  other 

relations  with  the  general  public.   There  appears  to  be 
a  greater  need  for  public  involvement  now  than  in  the 
past.   In  fact  it  is  required  by  legislation.   However, 

public  relations  has  always  been  important.   I  can 

• 
remember  what  Lyle  Watts,  in  Region  9  and  later  chief  of 

the  Forest  Service,  said  to  me  one  time.   We  were  talking 

. 

about  Region  9  where  several  new  national  forests  were 

being  established  and  others  were  expanding  to  new  areas. 
Lyle  stated.  "You  know  the  most  important  job  here  in 
Region  9,  at  this  stage,  is  the  public  relations  job ." 
Even  the  people  that  know  something  about  the  national 
forests,  the  timber,  recreation,  fish  and  wildlife  and 


53 

range  resources,  and  the  need  for  protection  and  develop 
ment  have  to  be  kept  informed  on  those  activities  along 
with  other  items.   To  insure  that  a  fair  and  reasonable 
allowance  was  made  for  the  public  relations  activity  it 
was  correlated  on  the  population  factor.   The  staff  time 
allowance  for  this  activity  also  was  a  deterrent  to  going 
"overboard"  on  an  activity  of  this  nature.   Experience 
was  a  factor  in  determining  that  allowance.   This  item  is 
used  as  an  example  for  an  activity  where  it  would  be 
difficult  to  establish  precise  time  allowance.   The  volume 
of  business  factor  used  was  the  number  of  people  in  the 
particular  area. 

RCL:   I  see. 

GDF:   There  is  another  aspect  in  what  was  called  the  allotment 
base.   It  was  divided  into  two  parts.   One  was  what  we 
called  the  "base."  Periodically  you  revised  that  base. 
These  were  jobs  which  were  repetitive  from  year  to  year 
and  didn't  change  appreciably,  but  over  a  period  of 
years,  they  needed  revision.   There  were  other  types  of 
jobs  that  we  called  "project"  such  as  timber  sales.   They 
were  jobs  for  which  the  volume  of  business  varied  from 
year  to  year  depending  on  markets,  financing  received, 
and  on  priorities  of  regional  and  forest  allocations. 
That  part  of  the  workload  analysis  was  changed  each  year 
to  adjust  for  the  volume  of  business  allocations.   At 
one  time  we  kept  within  the  base  a  certain  volume.   This 
stablized  a  fixed  volume  you  were  going  to  cut  every  year 


54 

regardless.   Then  above  that  the  remainder  was  allocated 
annually  depending  on  market  changes,  state  of  the  economy 
and  other  reasons.   Many  of  the  foregoing  were  details  of 
operation.   I  4°n ' t  know  how  much  you  want  to  get  into 
detail . 

RCL:   I  don't  think  we  wan,t  to  go  too  far.   We  need  a  certain 
amount  of  it  to  understand  the  nature  of  what  we  are 
talking  abput T   I  want  to  ask  about  transportation.   There 
always  seemed  to  be  a  large  section  in  all  these  analyses 
on  transportation. 

GDF :   Yes . 

RCL:   I  can  see  how  that  would  really  be  an  airea  that  would 

take  the  greatest  amount  of  management  and  planning.   Can 
you  tell  me  how  that  factor  evolved? 

GDF:   I  think  we  mentioned  progressive  travel.   That  gets  into 
work  planning.   This  is  a  factor  in  work  plans.   Travel 
on  a  district  is  a  big  time  faptop  and  needs  to  be  sum 
marized  by  progressive  travel.   The  best  way  is  not  to 
go  out  to  an  area  today  and  out  there  again  tomorrow, 
but  insofar  as  possible  to  get  all  the  jobs  done  as  you 
go  along.   This  doesn't  apply  to  a  project  job  such  as 
marking  timber  on  a  sale  which  would  take  many  man-days. 
To  develop  the  travel  time  allowance  one  goes  over  the 
location  of  the  routine  activities  such  as  inspection  of 
special  uses  right  there  with  the  ranger.   By  this  method 
you  see  where  he  has  to  go  and  how  much  time  he  is  going 
to  be  on  the  job  and  then  he's  got  a  certain  number  of 


55 

miles  and  it  will  take  him  a  certain  number  of  hours  for 
travel.   The  travel  time  is  then  expressed  as  a  percent  of 
the  work  time  and  added  to  give  the  total  time  allowances. 
They  are  by  districts  and  in  the  "correlated  allotment 
base"  an  average  travel  factor  is  used.   For  a  big  area 
with  twice  as  much  travel  but  the  same  volume  of  work,  you 
would  have  twice  as  much  travel  time  as  a  factor  in  pre 
paring  a  tailor-made  workload  analysis  for  that  district . 

RCL:   The  measurement  then  is  a  mile? 

GDF:   Yes,  that's  right.   You  are  factoring  that  back  into  time. 

RCL:   It  seems  like  what  you  would  call  "common  sense." 

GDF:   Well,  it  is  but  you  would  still  be  surprised  sometimes,  if 
you  don't  do  some  good  planning  it  just  doesn't  happen. 
You  think  of  the  many  different  jobs  .  .  .  even  say  around 
the  house.   Here,  I'll  draw  out  a  little  sketch  of  some 
little  things  I  want  to  get  done  and  when  I  want  to  get 
them  done.   On  my  list,  I've  got  a  call  to  make  this 
afternoon  after  you  leave.   When  you  have  all  the  multi 
tudinous  jobs,  you've  got  to  prepare  a  careful  plan  for 
the  district  with  all  these  different  tasks,  the  employees 
who  are  going  to  do  them  and  when  to  insure  accomplishment, 
It  is  work  planning.   You've  got  to  get  that  correlated 
for  the  unit . 

RCL:   And  perhaps  have  common  sense.   Maybe  sense  isn't  common. 
You  need  some  sort  of  empirical  evidence  to  make  an 

analysis  otherwise  such  activity  has  to  enter  the  realm 

• 
of  chance. 

' 


56 

GDF:   You  minimize  some  of  these  things,   Additionally  —  I've 

seen  this — if  you  do  work  plans  for  a  month  ahead  and  the 
ranger  and  his  assistant  do  it  together,  so  that  they  are 
together  pn  what  is  going  to  get  done,  it  becomes  a  con 
tract  to  get  those  jobs  done.   You  know  in  the  course  of 
that  month  something  is  going  to  come  up  and  it  is  going 
to  change  something  in  the  plan.   In  fact,  if  they  made 
that  plan  and  it  came  out  exactly  the  way  it  was  planned, 
you  might  begin  to  wonder  whether  they  really  recognized 
what  really  needed  to  be  dpne  and  whether  the  work  plan 
controls  the  maker  rather  than  being  a  means  to  help  him. 
A  100  percent  compliance  for  the  ranger  and  his  assistant's 
plan  for  a  month  might  remind  you  of  the  fellow  who  was 
an  excellent  marksman — he  shot  first  and  drew  the  target 
around  where  the  bullet  hit!   In  simple  terms,  one 
determines  the  objectives,  the  jobs  needed  to  reach  them, 
the  best  way  to  do  those  tasks,  what  time  will  be  re 
quired,  and  then  insures  that  everybody  understands  and 
does  their  best  to  achieve  the  objective.   You  can  call 
the  process  management  by  objectives  in  today's  language. 

RCL:   The  basic  assumption  is,  I  guess,  that  it  would  give 
maximum  output . 

GDF:   Give  you  the  maximum  output  and  the  highest  quality. 
Quality  is  an  important  part  because  you've  got  the 
established  standards  to  follow. 

RCL:   I'd  like  to  talk  now  about  the  PWIs — Public  Works  Inven 
tories.   This  is  something  I  have  .  . 


57 

GDF:   Yes.   I  think  its  basis  was  long-range  planning  and 

deals  with  long-range  development  needs  for  non-recurrent 
projects  such  as  reforestation,  roads,  recreation  areas, 
etc. ,  to  bring  the  national  forests  to  a  high  production 
level  in  multiple-use  resource  management.   It  also  in 
cluded  state  and  private  forest  lands.   This  is  the  non 
recurrent  work  we  are  talking  about  here,  not  the  day- 
to-day  recurrent  jobs.   The  PWI  was  an  outgrowth  of  the 
emergency  programs  of  the  1930s.   We  wanted  to  be  ready 
for  any  new  programs  and  insure  that  the  labor  was  used 
on  the  priority  projects  that  contibuted  the  most  to 
protection  and  development  needs.   Secondly,  forestry 
is  a  long-term  development  job  and  long-range  planning 
is  essential.   Reforestation  and  silvicultural  improve 
ment  are  examples  of  activities  with  long-deferred  returns 
In  the  PWI  all  of  those  development  and  protection  tasks 
were  compiled  by  national  forests  in  units  of  work  and 
unit  costs.   Also  we  needed  priorities  for  those  jobs — 
a  coordinated  long-range  approach.   At  the  time  I  started 
in  the  Forest  Service  we  had  nothing  of  that  nature — just 
a  year-by-year  estimate  for  budget  purposes. 

RCL:   No  plan. 

GDF:   No  plan.   We  had  to  make  those.   That  was  one  of  the  first 
jobs  I  got  into.   Where  are  you  going  to  go  and  what  are 
you  going  to  do?  Look  over  the  reconnaissance  of  some 
of  those  areas  and  see  what  silvicultural,  timber  stand 
improvement  work  should  be  done,  and  get  that  crew  working. 


58 

We  first  started  out  with  some  clean-up  along  the  road 
side,  and  fire  breaks  and  that  type  of  thing.   It  was  one 
way  to  keep  them  busy. 

RCL:   Each  day  you  would  decide  what  you  were  going  to  do. 

GDF:   Not  quite  on  a  day-to-day  basis  but  there  was  no  inventory 
from  which  to  select  priorities,   It  was  something  ob 
vious  .  .  .  you  know,  "Let's  go  down  there  and  do  that 
job."   So  we  began  a  systematic  way  of  getting  that  data 
together.   This  gave  a  sounder  basis  for  appropriations 
and  other  purposes  in  volume  of  work,  of  productive  work, 
that  was  needed  on  those  forest  areas.   That  helped  us 
in  many  ways  during  the  different  programs,  particularly 
in  the  depression.   It  helped  us  also,  as  I  mentioned  to 
you,  during  the  accelerated  Public  Works  Program  of  1962 
and  1963,  during  what  you  might  call  a  "recession"  rather 
than  "depression." 

RCL:   Yes.   Is  that  what  they  called  it? 

GDF:   Yes.   We  had  the  data  ready  from  the  PWIs,   We  knew  where 
the  jobs  were  and  the  number  that  could  be  employed  in 
the  rural  areas  on  forestry  jobs  and  do  productive  work. 
There  were  various  facets  to  that  program,  such  as  build 
ings  and  other  construction  activities  in  the  cities  as 
well  as  in  rural  areas.   Roads  and  all  the  varied  public 
works  were  involved  in  the  program.   Many  of  the  agencies, 
of  course,  did  their  best  to  get  in  on  the  program  and 
receive  fund  allocations  from  the  accelerated  public  works 


59 

appropriation.   This  included  federal,  state,  and 
municipal  organizational  units  all  competing  for  funds. 
I  handled  the  program  for  Secretary  Freeman  in  USDA  and 
worked  with  John  Baker,  assistant  secretary  of  agriculture, 
whose  agencies  included  the  Forest  Service,  Soil  Conser 
vation  Service,  FHA,  and  other  agencies.   The  PWI  was 
of  tremendous  help  and  we  were  ready  to  start  on  a  week's 
notice  with  almost  any  potential  funding. 

RCL:   They  had  this  information  from  the  PWIs  which  was  a  sort 
of  workload  analysis. 

GDF:   Yes.   It  was  the  Public  Works  Inventory  that  supplied 
the  information. 

RCL:   To  provide  you  with  an  estimate  of  what  might  be  the 
norm. 

GDF:   You  knew  exactly,  at  least  you  had  a  good  estimate.   If 

you  didn't  have  exact  figures  it  was  close  enough  for  the 
purpose,  such  as  what  acreage  needed  this  kind  of  treat 
ment;  where  they  were  located;  and  what  the  unit  cost 
would  be  for  doing  those  jobs.   When  funds  were  allocated, 
areas  with  the  greatest  unemployment  obtained  the  highest 
allocation  of  funds.   The  PWI  was,  I  think,  a  development 
within  the  Forest  Service  which  put  us  ahead  of  some 
other  agencies  at  that  time,  including  the  Department  of 
the  Interior,  by  having  our  data  readily  available  and 
ready  to  start  work.   We  could  start  the  next  week  and 
stop  the  following  week.   It  isn't  like  building  a  big 
building  somewhere  that  you  can't  quit  in  the  middle  of. 


60 

With  most  of  the  Forest  Service  projects  we  could  start 
promptly  and  quit  promptly — gear  the  work  to  the  availa 
bility  of  funds. 

FCL:   So  having  the  PWIs  available  really  paid  off  for  the 
Forest  Service. 

GDF:   Yes.   It  helped  considerably  having  that  available,  plus 
the  fact  that  we  could  mention  the  productivity  of  our 
projects  in  returns  to  the  federal  government,   such  as 
future  timber  harvests  from  planting  trees,  etc.   It 
isn't  dollars  thrown  down  the  drain  to  keep  people  busy, 
or  as  they  used  to  say  in  WPA,  "Just  raking  leaves." 
The  PWI  has  served  a  very  useful  purpose,   In  building 
the  PWI  we  developed  the  projects  in  more  detail  for 
shorter  range  projects  such  as  priorities  in  the  next 
three  to  five  years.   For  the  longer-range  periods  the 
data  were  more  general.   To  get  too  detailed  on  those 
longer-range  projects  would  become  somewhat  of  an  in 
tellectual  exercise  as  conditions,  could  change  in  the 
interim  period.   The  data  were  accurate  enough  for  the 
purpose . 

RCL:  .  I'd  like  to  know  about  the  development  of  the  Operations 
Research  team,  the  OR  team. 

GDF:   What  happened  was  that  operations  research  was  developed 
during  the  war.   The  navy  used  it  for  example,  to  de 
termine  what  the  losses  would  be  in  convoys  with  different 
numbers  of  cruisers  for  protection.   It  was  mostly  con 
fined,  I  believe,  to  military  operations  at  that  time. 


61 

After  the  war  was  over,  they  had  a  lecture  series  on 
operations  research  at  Johns  Hopkins  University.   I 
attended  it  with  Earl  Loveridge.   He  was  interested  in 
it  also . 

Incidentally,  Loveridge  never  had  an  automobile  of  his 
own,  so  I  drove  him  over  there.   He  had  figured  the  costs 
in  unit  costs  and  so  forth,  and  decided  that  he'd  be 
better  off  and  farther  ahead  to  rent  when  he  wanted  a 
car  rather  than  own  a  car.   He  could  be  right.   But  he 
was  that  kind  of  an  individual. 

A  nyway  I  drove  over  there  and  we  attended  that  conference 
and  the  more  I  thought  about  operations  research,  the 
more  the  word  "research"  rang  a  bell.   I  thought  we've 
got  all  kinds  of  research  going  here  in  the  timber 
business,  range,  fire,  and  everything  else.   But  we  have 
nothing  going  in  this  administrative  field  so  why  not 
start  it  at  an  experiment  station.   We've  got  just  exactly 
the  same  responsiblities  for  research  in  administration 
as  research  in  other  activities.   Then  why  shouldn't  we 
have  research  in  our  administrative  research  units?  For 
other  types  of  research,  we  have  experimental  areas.   We've 
got  all  kinds  of  experimental  areas  where  different  tests 
of  different  kinds  of  species  and  different  types  of 
cutting, , etc .  were  made.   We  could  have  a  national  forest, 
maybe  one  in  the  East  and  one  in  the  West,  and  they  would 
be  the  experimental  forests  for  operations  research  and 
administration  research.   Gordon  Gray  was  in  the  Washington 


62 

office,  Division  of  Operations  at  Denver.   He  and  I 
designated  a  national  forest  in  Region  2  and  selected 
Chet  Shields  for  the  staff  specialist  for  administration 
on  the  forest.   Gordon  Gray,  incidentally,  was  an  excellent 
specialist  in  our  field  and  made  considerable  contributions 
to  the  projects. 

RCL:   That  was  a  very  innovative  idea. 

GDF :   Some  of  the  groups  that  have  been  set  up  in  some  organiza 
tions  in  the  last  ten  or  fifteen  years  are  a  part  of  that 
picture.    Organization  and  management,  or  organization 
and  methods  as  it's  usually  called,  contains  some  of  the 
elements  but  not  to  the  extent  as  in  Operations  Research. 
The  Operations  Research  started  out  saying  that  no  single 
discipline  can  carry  out  a  project  of  this  kind.   You  need 
to  get  all  different  kinds  of  experts  in  on  it.   In  the 
Forest  Service  we  had  people  like  myself  who  were  foresters 
and  had  been  exposed  to  some  of  the  administrative  manage 
ment  techniques  but  you  had  to  get  some,  top  people  in  this 
area,  and  statisticians  are  important  in  this  field  of 
operations  research.   You  get  into  different  specialties 
but  the  professionals  in  management  would  compose  the 
nucleus  of  the  Operations  Research  group.   You  would 
draw  on  other  individuals  with  different  skills  for 
specific  projects  and  then  you'd  have  a  working  group 
and  there  is  a  stimulus  and  a  catalytic  effect  from  ex 
perts  from  different  fields  getting  together  and  the 
effect  it  has  on  each  other.   Most  problems  or  opportunities 


63 

involve  different  disciplines.   This  is  important.   It 
was  part  of  the  thinking  on  getting  a  group  of  this  type 
together. 

As  stated  previously,  it  was  patterned  after  what  the 
armed  forces  had  done  during  the  war,  where  they  brought 
all  the  different  specialties  together  that  could  have 
any  influence  on  a  solution.   If  we  have  these  different 
shipments  cross  the  ocean  and  there  are  this  number  of 
cruisers  for  protection  and  the  losses  are  that  number  of 
cargo  ships,  based  on  experience  records,  then  one  has  to 
determine  statistically  a  justifiable  ratio.   If  the  ratio 
is  less  or  more,  then  it  can't  be  justified  and  you  need 
to  be  able  to  justify  the  logistics  end  of  it.   It  takes 
a  lot  of  skill  to  work  out  something  like  that.   This 
type  of  approach  apparently  was  the  basis  for  Operations 
Research.   Some  of  the  things  they  would  tell  us  about 
in  the  Johns  Hopkins  classes  were  applications  such  as 
knowing  when  crops  in  a  certain  area  were  ready  for 
harvest  and  the  migratory  labor  needed  in  numbers  and 
in  timing  for  that  purpose.   You  have  to  determine  when 
you  need  to  bring  labor  into  the  area  and  how  many  you 
are  going  to  need,  and  if  the  season  is  just  a  little  bit 
delayed  what  is  going  to  happen,  and  all  the  different 
elements.   I  had  hoped  that  the  Operations  Research  pro 
ject  would  be  justified  before  the  appropriations  com 
mittee,  in  the  same  manner  as  other  research  projects. 


64 

We  had  a  study  under  way  at  that  time  so  I  applied  this 
to  different  areas.   Like  most  projects  of  this  nature, 
the  results  depend  on  the  capacity  of  the  people  working 
on  it.   We  were  fortunate  in  the  selection  of  employees 
for  the  Operations  Research  team  and  they  have  justified 
the  project  many  times  and  proven  its  worth.   It  didn't 
go  just  as  I  had  visualized  it  in  all  aspects,  but  we 
got  the  project  under  way  and  that's  the  important  point. 
When  I  was  back  with  the  Forest  Service  a  few  months  ago 
as  a  consultant,  I  was  interested  in  looking  over  some 
of  the  different  projects  assigned  to  the  OR  group.   I 
don't  know  if  I  would  change  that  any  because  after  all, 
I'm  out  of  date  on  it.   But  they  can  get  too  many  two- 
bit  jobs  assigned.   They  should  always  be  working  on 
something  really  important  that  deserves  the  high-level 
support  of  that  group.   But  somebody  is  presumably  setting 
the  priority  and  is  anxious  to  get  this  kind  of  a  job 
done  quickly  and  they  say,  "Let's  give  it  to  them."   You 
run  into  that,  but  that  is  only  one  aspect  of  it.   The 
use  of  one  national  forest  as  an  experimental  forest 
apparently  didn't  work  out  too  well.   But  there  is  a 
need  for  testing  and  debugging  administrative  changes 
before  application  on  a  wide  scale  and  this  has  always 
been  done  and  will  continue.   One  needs  to  try  the  ad 
ministration  change  and  select  some  location  to  test  it 
before  putting  it  into  operation  on  a  service-wide  basis. 
That's  what  the  only  purpose  is.   You  test  it. 


65 

In  my  judgment  the  Operations  Research  Unit  established 
at  the  Southwest  Experiment  Station  has  made  important 

contributions  to  Forest  Service  administration. 

'. 

RCL:   Does  any  other  part  of  the  government  bureaucracy  use  any 
thing  like  that  program  of  operational  research? 

GDF:   I  don't  know.   I  am  far  out  of  date  now  with  what  the  others 
are  doing.   From  my  experience  with  a  couple  of  different 
departments  on  some  recent  jobs,  since  I  retired,  I  feel 

» 

that  it  is  not  being  used  to  the  extent  it  should  be,  I'll 
put  it  that  way. 

Some  of  these  techniques  are  in  the  management  field  includ 
ing  'esprit  de  corps  which  is  the  most  important  management 
consideration.   I  recall  that  Orville  Freeman,  when  he  was 
secretary  of  agriculture,  used  to  refer  to  the  Forest  Service 
as  the  "Marine  Corps"  of  the  department.   But  I  believe  there 
was  a  higher  level  of  'esprit  de  corps,'  then  than  there  is 
at  the  present  time.   I  don't  mean  to  infer  that  the  Forest 
Service  is  not  a  productive  organization.   Overall  it  is 
still  a  very  effective  organization  and  has  considerably 
more  pressures  than  during  the  era  we  are  discussing. 
There  are  a  lot  of  different  administrative  aspects  here 
that  I  don't  know  whether  we've  touched  on.   We  mentioned 
management  by  objectives.   There  is  also  what  is  called 
"work  simplification"  and  "work  improvement  suggestions." 
Basically  we  were  trying  to  find  the  best  way  of  doing  the  job. 

RCL :   Yes . 

GDF:   And  simplifying  it  to  the  point  where  one  didn't  have  any 
unnecessary  steps  in  the  procedures.   They  have  tacked 
new  names,  over  the  years,  on  some  of  these.   It's  history 


66 

repeating  itself.   They  talk  about  the  zero-based  budget. 
We  went  through  that  once. 

RCL:   Would  you  please  tell  me  about  the  Deckard  Study? 

GDF:   Yes.   During  the  1964  to  1966  period,  the  Bureau  of  the 
Budget  was  making  joint  reviews  of  management  practices 
and  manpower  utilization  in  government  agencies,  at 
the  request  of  the  department  secretaries.   One  of  these 
reviews  had  been  completed  in  USDA  by  the  joint  team  of 
three  members  from  the  Budget  Bureau,  one  from  the  Civil 
Service  Commission,  and  one  each  from  the  office  of  the 
secretary  and  the  agency  being  studied. 

The  rumor  came  to  me  that  a  high  official  in  the  department 
had  stated  that  he  wanted  to  see  if  the  Forest  Service 
management  really  justified  its  excellent  reputation 
and  that  he  was  recommending  a  review  of  the  Forest 
Service  by  the  Bureau  of  the  Budget  team.   It  was  approved. 
The  team  consisted  of  Ed  Deckard,  BOB  team  leader;  Sydney 
Freeman,  BOB  management  unit;  Ron  Landis ,  BOB  budget 
examiner  (including  Forest  Service  budgets);  a  CAC  repre 
sentative  (I've  forgotten  his  name);  Joe  Loftus,  secretary's 
office.   Chief  Ed  Cliff  appointed  me  as  the  Forest  Service 
representative  on  the  team.   It  was  an  in-depth  study 
including  trips  to  various  field  units.   It  ran  for 
several  months.   The  discussions  on  recommendations  covered 
all  aspects  of  Forest  Service  programs.   The  review  gave 
an  excellent  opportunity  to  introduce  proposals  from  the 
Forest  Service  and  obtain  the  support  of  the  review  team 


67 

for  them.   Examples  of  Forest  Service  proposals  were 
closing  the  Central  States  Experiment  Station  and  the 
Region  7  regional  office,  and  establishment  of  two  new 
State  and  Private  Forestry  regional  offices — Upper  Darby, 
Pennsylvania  and  Atlanta,  Georgia. 

The  consolidations  and  the  establishment  of  the  two  new 
State  and  Private  Forestry  regional  offices  in  the  East 
provided  an  opportunity  to  save  some  S&PF  financing  that 
was  then  reallotted  for  providing  administrative  manage 
ment  specialists  to  work  with  the  state  forestry  organiza 
tions  in  advising  them  in  this  field.   Over  the  years, 
the  Forest  Service  had  employed  specialists  to  advise 
state  forestry  personnel  in  the  S&PF  program  area,  such 
as  fire  control  and  technical  assistance  to  woodlot  owners. 
During  that  period  the  state  forester  organizations  had 
expanded  and  there  was  a  definite  need  to  assist  them  in 
the  administration  field.   In  fact,  in  my  judgment,  there 
was  a  greater  need  to  increase  the  efficiency  of  the 
state  forestry  units  than  in  some  technical  fields.   The 
expansion  of  the  state  forestry  organizations,  for  example, 
resulted  in  their  employment  of  forest  fire  specialists, 
but  they  were  weak  in  the  administrative  management  field. 
The  Budget  Bureau  review  of  management  practices  thus 
provided  an  excellent  opportunity  to  extend  Forest  Service 
assistance  in  increasing  management  efficiency  of  the 
state  organizational  units  who  were  allotted  federal  funds 
through  the  Forest  Service  for  forestry  purposes. 


68 

As  a  sidelight,  it  was  rumored  that  the  department 
official  who  recommended  the  study  had  thought  that  the 
finding  would  result  in  cost  savings  in  reduced  appro 
priations.   I  still  recall  the  reaction  to  Ed  Cliff's 
presentation  when  increased  funding  was  proposed  for 
activities  such  as  road  construction! 

Secretary  Freeman  wrote  to  President  Johnson  telling  him 
that  our  -Operations  Research  group  was  brought  in  for 
implementation  of  the  results.   The  reply  from  President 
Johnson  to  Secretary  Freeman  and  the  secretary's  ac 
colade  to  the  Forest  Service  speak  for  themselves. 
(See  appendix) 

Presumably,  the  team  report  (called  the  Deckard  Report) 
is  available  to  the  historians. 

RCL:   This  ends  the  intervew  with  Gordon  Fox  on  June  15,  1978. 
We  will  continue  tomorrow. 

RCL:   I  think  I  would  like  to  start  today  by  going  back  to 

personnel  involved  in  Forest  Service  management  technology 
There  is  one  person  who  we  haven't  covered  and  his  name 
doesn't  show  up  too  often  in  the  records.   That  is 
Henry  Farquhar .   Can  you  tell  me  what  you  remember  about 
him? 

GDF:   Henry  Farquhar,  I  believe  had  a  forestry  background 

originally.   He  had  been  working  in  the  administrative 
management  field  and  was  employed  by  Chief  Forester 
Silcox  to  look  at  the  Forest  Service  organization  as  a 

I 


69 

whole,  but  primarily,  I  believe,  he  concentrated  on  the 
Washington  office.   I  say  this  because  of  the  material 
that  I've  seen  and  from  discussions  with  him.   I  remember 
that  the  Forest  Service  had  recently  been  reorganized. 
The  increased  workload,  as  a  result  of  the  Civilian 
Conservation  Corps  and  some  of  these  other  programs  during 
1933  to  1940  period,  was  such  that  a  study  became  necessary. 
It  might  be  that  Silcox  took  an  important  step  in  this 
reorganization  procedure.   He  was  chief  under  the  New  Deal, 
at  a  time  in  which  many  of  the  new  programs  and  pressures 
were  developing  increased  workload  and  increased  political 
pressure  to  fill  the  jobs  that  were  created  and  particu 
larly  some  of  the  top  jobs.   This  was  a  pressure  that  the 
Forest  Service  had  not  been  under  before.   The  Forest 
Service  at  that  time  was  not  organized  at  the  top  level, 
in  terms  of  assistant  chiefs,  and  in  delegations  to  effi 
ciently  handle  the  greatly  increased  and  fast  moving 
programs.   In  other  words,  the  chief  didn't  have  the 
kind  of  a  staff  that  was  needed  under  the  circumstances, 
and  under  that  kind  of  a  workload  that  was  hitting  him 
all  at  once  to  get  that  job  done  adequately. 

RCL:   So  it  was  a  period  of  centralized  management  rather  than 
decentralize^. 

GDF:   In  the  Washington  office  the  big  burden  fell  on  the 
chief  rather  than  being  shared  by  assistants  for  the 
different  programs  to  spread  that  workload.   So  prior  to 
Farquhar,  I  think  shortly  before  he  became  a  consultant, 

- 


70 

there  was  an  increase  in  the  number  of  assistant  chiefs, 
and  Loveridge  became  one  of  those  for  administration,  and 
Granger  was  in  charge  of  the  national  forests.   They  had 
an  assistant  chief  for  research  and  timber.   An  assistant 
chief  for  State  and  Private  Forestry  was  the  last  addition 
It  was  the  first  time  that  State  and  Private  Forestry 
was  recognized  with  that  program  stature.   The  assistant 
chiefs  were  the  chief's  staff,  to  give  him  support  on  a 
staff  basis  across  the  board  and  reduce  his  workload. 
Farquhar  came  in  to  study  that  organization.   He  had  some 
voice  in  the  regional  set  up  ,  but  the  real  study  was  on 
how  it  was  working  and  what  changes  needed  to  be  made. 
In  other  words,  his  work  was  to  perfect  the  organization. 

RCL:   Yes. 

GDF:   My  personal  opinion  is  that  Farquhar  tried  to  do  the 

study  a  little  too  much  alone.   He  may  not  have  consulted 
adequately  with  members  such  as   Earl  Loveridge  and 
Bill  Kramer  and  some  of  the  others.   They  weren't  always 
together  on  proposals.   I  recall  that  Farquhar  had  a 
proposal  in  which  each  one  of  three  branches — state  and 
private,  research,  and  national  forests  would  have  their 
own  administrative  setup.   In  other  words,  they  were  to 
be  independent.   Loveridge  mentioned  to  me  one  time  that 
this  was  not  good  organization  from  his  point  of  view, 
and,  I  think  in  this  case,  I  will  agree  with  Loveridge. 
Loveridge  said, "Well,  now  look,  if  you  go  over  to  the 
department,  or  you  go  to  the  appropriation  hearings,  you 


71 

would  have  three  units  from  the  Forest  Service  going 
independently  to  the  offices  of  Personnel,  Budget  and 
Fiscal  Management,  etc.,  in  the  Department  of  Agriculture, 
Budget  Bureau,  or  on  the  Hill.   This  will  tend  to  pull 
apart  the  Forest  Service  organization  instead  of  keeping 
it  as  a  coordinated  grouping  for  greater  effectiveness. 
We  need  to  be  sure  that  we  do  have  that  tie-in." 
Since  my  interest  was  public  administration,  I  would 
drop  in  and  talk  with  Farquhar  occasionally  during  that 
1938  to  1939  period  that  I  was  in  Washington.   I  recall 
just  before  I  left,  Silcox  had,  I  believe  it  was  a  stroke — 
it  was  a  heart  problem  anyway.   When  I  said  good-bye  to 
Farquhar  he  said  to  me,  "What  will  happen  to  all  the 
work  that  I  have  done  here,  all  the  organizational 
analyses  that  I  have  prepared  for  the  Forest  Service,  if 
Silcox  should  pass  away?"  When  I  reached  Atlanta  on 
leaving  Washington,  a  week  later,  I  got  the  news  from 
our  Forest  Service  office  there  that  Silcox  had  died. 
I  think  Farquhar  had  that  situation  pretty  well  sized-up, 
because  to  my  knowledge,  not  much  ever  did  come  out  of 
his  studies  in  the  organization  and  management  of  the 
Forest  Service. 

RCL:   So,  his  only  support  really  was  from  Silcox. 

GDF:   His  major  support  apparently  was  from  Silcox.   I'm  not  sure 
what  occurred  after  Silcox 's  death.   You  would  have  to 
obtain  that  from  other  sources.   Bill  Kramer  would  be 
able  to  fill  in  the  gaps.   I  went  from  Washington,  D.C. 


72 

to  the  position  of  assistant  supervisor  at  East  Tawas , 
Michigan,  on  the  Huron  National  Forest.   I  had  one  or 
two  letters  from  Farquhar  but  then  I  have  lost  track  of 
whatever  did  happen  to  him  subsequently. 

RCL:   Did  he  leave  the  Forest  Service? 

GDF:   Oh,  yes.   He  was  a  consultant  there  at  the  time. 

RCL:   Were  there,  because  of  the  way  he  was  handling  it, 

animosities  with,  let's  say,  Loveridge  or  any  others? 

GDF:   Well,  I  think  this  much--that  there  was  not  agreement 
on  what  should  be  done — let's  put  it  that  way. 

RCL:   Do  you  think  it  was  because  of  the  lack  of  communication? 

GDF:   I  think  part  of  it  was  lack  of  communication,  and  I  think 
part  because  there  were  definite  ideas  that  were  not 
reconcilable . 

RCL:   So  it  was  based  on  differences  on  how  to  approach  the 
problem. 

GDF:   That's  probably  right,  or  how  to  solve  it  and  improve 
management . 

RCL:   Now,  I'd  like  to  jump  to  a  whole  new  subject  .  .  .  that 
will  be  the  use  of  manuals  and  files  within  the  Forest 
Service,  particularly  as  they  reflect  changes  in  develop 
ments  of  management  technology. 

GDF:   The  manual  and  handbook  system  is  one  that  has  grown  from 
a  time  when  they  first  had  what  was  called  a  Use  Book. 
It  was  a  small  handbook.   I  notice  at  the  present  time  the 
Forest  Service  has  about  a  twenty-foot  shelf  of  handbooks 

and  manuals.   I  was  informed  in  my  recent  study  for  the 

i 


73 

Forest  Service,  that  I  completed  March  1978,  that  about 
4,000  pages  were  written  in  the  previous  year  for  the 
manuals  and  handbooks.   That  includes  new  material  which 
was  required  and  stimulated  by  the  new  laws  and  regulations 
that  have  been  passed  and  also  by  revisions  to  keep  the 
handbooks  and  manuals  current.   At  the  time  that  we  began 
to  look  closer  at  what  was  going  into  those  manuals  and 
handbooks  we  had  what  was  called  the  "four-foot  shelf 
books"  which  have  now  grown  to  twenty. 

The  main  reason  for  the  manual  was  that,  operating  in  a 
decentralized  organization,  our  field  employees  need  to 
know  what  the  policy  of  the  Forest  Service  is  on  all  the 
different  activities  and  different  areas  they  were  work 
ing  in.   Basic  procedures  were  established  to  avoid 
plowing  the  same  ground  time  and  time  again.   You  had 
those  subjects  outlined  in  the  "how  to  do."  The  hand 
books  gradually  evolved  as  the  area  in  which  the  "how 
to  do"  would  be  placed.   The  policy  and  other  broader 
phases  were  also  in  the  manual.   As  they  grew  in  size  and 
as  they  were  written  in  different  program  units,  the 
result  was  a  big  variation  in  the  amount  of  detail.   To 
a  specialist  his  activities  were  most  important  and  he 
often  tended  to  write  too  much  detail  to  be  sure  that 
everything  would  be  the  way  he  would  like  to  have  it  in 
the  field.   The  detail  varied  by  individuals  and  would 
permit  greater  decentralization  in  some  cases.   This  would 
leave  more  latitude  to  the  field  man's  judgment.   There 


74 

was  a  major  job  in  getting  reasonable  uniformity  in  how 
far  you  went  in  detailing  specific  procedures  and  instruc 
tions  for  the  jobs  and  the  different  activities.   The 
Forest  Service  developed,  to  a  large  extent  under  the 
saying  that  "The  situation  dictates  the  action." 
At  that  stage,  we  had  a  consulting  firm,  McKenzie  and 
Company,  come  in  and  make  a  study.   We  called  it  the 
"paperwork  study"  because  it  involved  instructions  in 
manuals  and  handbooks  and  their  coordination  with  the 
regular  correspondence  files  in  communications  between  the 
field  and  the  Washington  office.   To  follow-up  on  the  con 
sultant's  recommendations  and  recognizing  their  importance 
in  administration  of  the  Forest  Service,  we  brought  in 
a  regional  chief  of  operations,  Jim  Her,  and  another 
assistant  to  him,  to  handle  that  task.   That  move  gave 
high-level  direction  to  coordinate  the  manuals  and  hand 
books,  and  to  work  with  and  train  the  program  specialists 
on  how  to  write,  what  to  put  in,  and  what  not  to  put  in 
the  manuals,  so  that  we  were  not  taking  all  the  judgment 
away  from  the  field  man.   We  needed  to  still  recognize 
that  "the  situation  dictates  the  action"  in  the  field  and 
it  is  poor  organization  to  attempt  to  spell  out  every 
thing.   The  more  detail  written,  the  less  that  is  truly 
delegated.   The  best  approach  is  to  get  employees  trained 
and  retain  high  'esprit  de  corps'  in  the  organization. 
The  employees  should  know  the  policies  and  general  pro 
cedures.   Then  they  will  carry  out  the  programs  in  a 

1 


75 

manner  that  is  relatively  uniform  between  districts, 
forests,  and  regions. 

RCL:   So  that  it  is  flexible  enough  that  it  will  allow  a  situa 
tion  to  govern  action. 

GDF:  Definitely,  because  you've  got  to  let  that  employee  make 
decisions  .  .  .  that's  what  you  hired  him  for.  You  want 
his  judgment  to  be  applied  locally. 

In  the  same  study,  McKenzie  and  Company  looked  at  the 
files  and  the  filing  system.   They  changed  the  filing 
system  so  that  it  and  the  manuals  and  correspondence 
use  the  same  system.   They  were  formulated  together.   That 
was  the  first  time  it  was  done  but  as  an  organization  grows 
the  way  the  Forest  Service  had  been  growing  and  is  today, 
operating  procedures  that  were  "good  enough"  have  to 
change  with  current  conditions,  and  with  new  programs. 
They  used  to  say  if  you  haven't  looked  at  your  organiza 
tion  for  five  years,  you  better  take  a  look  at  it  because 
conditions  change  and  you've  got  to  change  with  them.   I 
don't  know  of  any  federal  organizations  whose  programs, 
over  the  years  have  fluctuated  to  the  extent  of  Forest 
Service  operations.   The  Civilian  Conservation  Corps,  WPA, 
NRA,  forest  fire  conditions,  accelerated  Public  Work 
Program,  timber  sales  and  reforestation,  and  the  present 
Job  Corps,  YACC,  and  CCC  programs  are  examples.   The  point 
is  that  these  rapid  changes  have  always  drawn  attention  to 
Forest  Service  organization  and  management  and  this 
emphasis  has  been  a  factor  in  developing  its  capability. 


76 

RCL:   Yes. 

GDF :   So  this  has  been  a  factor  in  the  Forest  Service.   It's 
a  different  organization  in  many  ways  than  it  was  ten 
years  ago  or  twenty  years  or  back  nearly  fifty  years  ago 
when  I  first  had  contact  with  it .   There  is  a  tendency 
sometimes  to  think  of  things  as  they  used  to  be  and  not 
be  realistic.   You  have  to  meet  today's  situations,  today's 
problems,  and  you've  got  to  make  adjustments  to  do  that. 

RCL :   Yes . 

GDF:   This  is  a  factor  and  has  been  important  in  administration 
of  the  Forest  Service. 

RCL:   I  came  across  some  material  that  indicated  that  there  was 

another  "paperwork  study"  that  was  being  conducted  jointly 
with  several  other  agencies,  and  I  think  McKenzie  was 
working  on  this  too.   Do  you  know  anything  about  that? 

GDF:   I  don't  recall  any  "paperwork  study"  except  this  one  for 

which  I  negotiated  the  contract  with  McKenzie  and  Company. 
It  set  a  benchmark  because,  for  the  first  time  in  many 
years,  we  contracted  with  consultants  to  study  our  organiza 
tion.   We  also  found  out  that,  in  the  use  of  consultants, 
you  get  the  most  from  a  study  of  this  type  if  you  assign 
one  or  two  employees  from  your  own  shop  to  work  with  them. 
It  works  out  best  for  two  reasons.   You  can  get  the  out 
side  points  of  view  from  the  company  you  hire  and  get 
their  input  into  it,  but  you  can  also  get  the  local  input. 
Our  people  are  more  likely  to  talk  frankly  to  someone  from 

the  outside  that  we  put  on  the  study.   With  this  system 

1 


77 

we  obtain  an  "in-house"  input  as  well  as  an  outside  view 
from  the  consultants.   You  will  also  obtain  better 
acceptance  by  your  organization  because  your  own  people 
provided  that  input  and  participated  in  the  study. 

RCL:   Not  just  a  bunch  of  "outsiders." 

GDF:   That's  right.   The  question  is  raised,  what  do  they  know 
about  the  Forest  Service?  But  you've  received  that 
important  outside,  unbiased  study.   It  is  a  joint  study. 
Both  the  "outside"  and  "inside"  points  of  view  are  re 
flected  in  joint  recommendations.   It  is,  in  my  judgment, 
the  best  use  of  consultants. 

One  of  the  recommendations  was  for  associate  deputy  chiefs 
to  give  more  assistance  at  the  top  level.   Specialization 
can  be  developed  to  a  point  that  there  is  a  lack  of 
coordination,  lack  of  control  over  the  technical  spe 
cialists  who  are  looking  at  limited  activities.   There  is 
a  tendency  to  break  the  activities  down  into  more  special 
ized  components,  and  the  more  you  do  that  the  harder  it 
is  to  get  coordination.   This  has  been  brought  out 
previously  as  an  outgrowth  of  Taylor's  system,  which  you 
are  probably  aware  of. 

RCL:   Yes.   The  McKenzie  study  was  published  as  "Gearing  the 

Organization  to  the  Job  Ahead."   In  the  records  there  are, 
I  think,  four  very  large  folders  of  comments  made  during 
your  administration  on  "Gearing  the  Organization  to  the 
Job  Ahead."   It  is  quite  a  thing  to  go  through  that. 
Scores  of  comments  were  made  from  the  field  which  were 


78 

pretty  thorough.   I  think  everybody  must  have  made  some 
sort  of  comment .   There  were  comments  in  there  several 
times  saying  that  it  would  require  too  large  an  increase 
in  personnel. 

GDF :   Yes . 

RCL :   Some  said  it  was  too  theoretical  and  wasn't  grounded  in 
reality.   Others  said  it  would  cause  animosity  between 
the  suggested  divisions  and  that  there  was  no  reason  to 
do  that.   The  dissension  is  very  interesting,  even  though 
most,  say  80  percent  of  the  survey,  approved  the  study. 
It  is  my  guess  that,  as  you've  said,  people  were  probably 
resisting  change. 

GDF:   It's  always  hard  to  get  change.   There  is  the  uncertainty 
factor  with  change  and  when  you  are  used  to  doing  things 
and  you  know  all  the  routines  and  habits  it  is  harder  to 
effect  change.   When  you  introduce  a  change  you  are  in 
troducing  something  that  may  have  an  effect  upon  the 
importance  of  their  jobs  and  their  relationships  with  others 

It  is  always  easier  in  making  a  change  if  you  can  time  it 

. 

as  new  persons  appear  in  the  jobs.   You  then  won't  have 
to  change  the  habits  of  incumbents.   "We've  been  doing 
it  that  way  for  fifteen  years."   Also,  if  you  put  in 
another  assistant  to  the  top  supervisor,  you  tend  to  put 
a  buffer  in  between  that  top  man  and  important  specialists 
in  these  technical  divisions.   Change  creates  problems 
which  need  to  be  overcome  to  get  the  beneficial  results. 


79 

RCL:   Were  surveys,  like  that  testing  the  reactions  to  the 
McKenzie  study,  common?  Were  they  commonly  done? 

GDF:   I  would  say  that  they  were  not  commonly  done  with  outside 
consultants  like  the  McKenzie  and  Company  group. 
There  is  another  factor  to  consider  in  hiring  a  consulting 
company.   The  company  may  have  an  excellent  reputation 
but  at  the  same  time  few  contributions  to  any  study  are 
made  by  the  company,  per  se .   The  results  come  from  the 
particular  individuals   and  their  competency,  that  are 
put  on  a  particular  study  by  the  company.   It  isn't  the 
company  that  is  going  to  do  the  job,  it's  the  firm's 
consultants.   You  better  look  at  their  pedigrees,  back 
grounds,  and  training,  and  require  the  individuals  with 
the  types  of  experience  and  competence  in  the  areas  you 
want  studied,  to  be  assigned  by  the  consulting  firm  for 
your  particular  contract. 

RCL:  You  want  to  match  the  job  with  the  person  who  is  actually 
working  on  the  project  and  see  that  the  project  gets 
processed  expertly. 

GDF:   That's  right.   So  when  we  obtained  another  contract  we 
specified  the  assignment  of  the  same  two  consultants  of 
the  firm  who  worked  on  the  first  one  and  they  didn't  have 
to  start  from  scratch  because  in  this  first  study  they 
had  become  familiar  with  Forest  Service  operations.   I 
still  recall  that,  at  the  end  of  the  last  study,  the 
consultant  who  was  heading  it  for  the  firm  told  me  (most 


80 

of  their  work,  of  course,  had  been  with  private  companies), 
that  the  Forest  Service  was  better  organized  in  its  admin 
istrative  practices  than  any  private  company  he  had  ever 
studied.   Most  of  their  consultancies  had  been  with 
private  companies. 

RCL :   Do  you  remember  some  of  the  private  companies? 

GDF:   I  can  remember  one.   I  believe  it  was  one  with  a  railroad 
company  that  he  had  just  completed.   It  was  one  of  the 
railroads  that  was  not  running  a  deficit.   He  said,  "Look 
what  happened  in  our  last  contract  with  that  company. 
There  is  unionization  in  the  company  and  they  put  in  a 
computer  system,  which  we  recommended,  for  some  of  their 
records  .  .  ."I  don't  remember  if  it  was  for  their  pay 
roll  operations  or  something  else,  but  they  couldn't  lay 
anyone  off  to  reduce  their  organization.   So  they  continued 
the  work  about  as  it  was  being  done  as  well  as  using  the 
computers.   That's  quite  a  while  ago  and  I  remember  him 
mentioning  this  item.   The  Forest  Service  at  that  stage 
was  not  unionized. 

RCL:   Did  the  McKenzie  study  result  in  another  reorganization? 

GDF:   It  was  implemented,  I  think.   You  don't  get  100  percent, 
probably  75  percent  .  .  .  somewhere  in  that  neighborhood. 
I  can  remember  in  State  and  Private  Forestry  they  re 
commended  an  associate  deputy  chief.   Bill  Swingler  was  the 
deputy  chief  for  State  and  Private  Forestry.   He  didn't 
want  an  associate;  he  wouldn't  have  one.   There  was  one 

example.   Well,  today  the  Forest  Service  has  at  least  one 
' 


81 

associate  in  each  branch.   For  effective  operation  there 
needs  to  be  an  agreement  between  the  deputy  and  his 
associate  on  who  does  what  and  when.   It's  important  to 
do  that  type  of  planning  to  agree  on  how  you  are  going 

to  work  together. 

. 

RCL:   How  real  was  this  critical  sentiment?  The  report  was 
printed  in  January  of  1960.   How  long  does  it  take  to 
implement  something  like  this  even  to  only  a  certain 
percentage  of  completion? 

GDF:   I  don't  know.   I  think  you'd  say  that  we  started  right 

away  and  how  far  we  went,  and  how  fast,  I'd  have  to  really 

look  at  closer.   I  am  sure  that,  75  percent  of 

the  recommendations  were  implemented.   It  takes  awhile 

but  it  was  started  right  away.   There  was  no  delay  on 

starts. 


RCL:   So  perhaps  it's  still  being  implemented. 

GDF:   Well,  I  feel  reasonably  sure  that  now  there  is  no  one 

around  who  remembers  the  details  of  organization  in  the 
early  1960s  and  who  can  compare  it  in  detail  with  the 
current  functions,  because  of  the  changeover  of  personnel. 
That  doesn't  mean  that  the  proposals  don't  keep  recurring 
to  an  extent,  like  the  one  we  were  talking  about  that 
has  again  been  recommended  now  with  the  increased  work 
load  and  increased  pressures  that  are  causing  it.   We  are 
talking  history  and  there's  no  point  in  my  getting  into 
some  current  recommendations  such  as  those  made  during 
my  recent  consultancy  with  the  Forest  Service.   That's  not 
history. 


•  .  •  • 

82 

RCL:   It  is  ... 

GDF:   But  I  think  that  .  .  . 

RCL:   What  happens  this  morning  is  history.   Let's  not  get  into 

that. 

. 
GDF :   No .   That ' s  right . 

RCL:   Yesterday  we  discussed  job  load  analyses  with  descriptions 
of  workloads  and  other  details. 

GDF:   And  decentralization. 

RCL:   I  think  we  should  get  into  the  annual  workloads  by  forests. 
Can  you  describe  how  that  evolved  and  was  practiced? 

GDF:   The  procedure  was  developed  on  a  national  basis  and  was 
pretty  much  handled  in  the  Washington  office.   They 
supervised  the  workload  measurements  and  then  available 
dollars  were  allotted,  based  on  that  workload,  on  a  per 
centage  basis  to  the  regions  and  forests  for  the  amount 
of  timber  to  be  cut,  etc.,  as  we  had  justified  the  funds 
before  the  appropriations  committee.   We  seldom  received 
100  percent.   We  were  allotting  it  proportionate  to  the 
recurrent  normal  workload  by  organizational  levels.   With 
only  a  percentage,  say  about  75  percent  of  the  total  re 
current  workload,  financed,  there  was  programming  need 
for  annual  work  plans  which  would  assure  that  one  activity 
was  not  financed  about  95  percent  and  another  one  about 
a  45  percent  level.   With  a  multiple-use  program  a 
balance  was  important.   A  work  plan  on  an  annual  basis 
also  took  the  pressure  off  a  forest  supervisor  from  regional , 
staff  members  competing  to  have  their  activities  given 


83 

higher  priority  at  the  forest  level.   An  annual  work 
plan  based  on  available  funds  was,  in  effect,  a  contract 
between  the  regional  forester  and  the  chief  of  the  Forest 
Service  and  between  supervisors  and  their  regional 
foresters  on  the  program  for  the  year  and  against  which 
their  accomplishments  could  be  measured  in  both  quantity 
and  quality  production.   Work  planning  has  been  an  impor 
tant  management  tool  in  planning  what's  to  be  done  and 
the  way  it's  going  to  be  done.   It  still  recognized  that 
there  would  be  times  during  a  bad  fire  season  that  priority 
would  need  to  be  given  to  protection.   But  essentially 
that's  the  way  it  was  developed  and  applied. 

RCL:   So  essentially  it  results  in  Taylor's  goal:  you  will  have 
a  maximum  amount  of  output  from  what  you  have  put  into  it. 

GDF:   That's  essentially  it. 

RCL:   You  don't  have  the  waste  from  poor  management  planning. 

GDF:   The  work  that  is  being  done  is  still  being  done  with  the 
funds  that  are  available  because  that  is  the  way  it  is 
planned. 

Then  there  was  another  factor  and  this  gets  into  a  little 
philosophy  too.   I  can  recall  thirty  or  forty  years  ago 
we  were  talking  about  manning  levels  and  it  was  said, 
"When  we  reach  the  stage  of  workload  expansion  and  fi 
nancing  to  justify  and  provide  the  specialized  assistance 
at  the  supervisor  and  ranger  level,  and  you  have  the 
competence  there  and  in  the  regional  of  f  ices ,  then  we  will 
no  longer  require  specialized  assistance  from  the  Washington 


84 

office  except  for  new  programs  that  may  be  given  the 
Forest  Service  in  which  policies  have  not  yet  been  de 
veloped  for  field  application."   The  thought  was  that 
for  the  established  programs  only  generalists  who  have 
a  knowledge  of  the  programs  would  be  required  in  the 
Washington  office.   The  secretary  of  agriculture  doesn't 
have  all  the  specialists  in  his  office,  yet  he  has  the 
responsibility  for  the  Forest  Service.   I  believe  it  was 
Don  Clark  who  first  explained  this  reasoning  to  me.   As 
mentioned  under  this  proposal   you  would  retain  employees 
at  the  upper  levels,  that  were  experienced  and  knowledge 
able  in  Forest  Service  programs.   When  one  considers 
the  amount  of  new  legislation  that  has  added  to  and 
changed  Forest  Service  programs  in  the  past  few  years, 
one  wonders  whether  the  Forest  Service  will  reach  the 
stability  we  assumed  would  be  the  ultimate  situation  in 
our  long-range  discussion  and  proposals  for  the  Washington 
headquarters  staffing,  in  our  correlated  workload  analyses 
some  forty  years  ago.   As  stated,  there  needs  to  be  less 
delegation,  until  such  time  as  new  policies  are  developed 
for  new  program  operations  and  major  procedures  are 
established.   There  is  often  a  tendency  to  hang  onto 
authority  at  the  top  levels  for  fear  of  mistakes  being 
made  by  delegating  to  lower  echelons.   There  needs  to  be 
recognition  that  delegation  carries  with  it  a  right  to 
make  occasional  mistakes.   So  that's  a  factor. 

RCL:   One  must  also  give  up  a  bit  of  his  power. 

' 


85 

GDF:   One  must  give  up  his  power  of  decisions  but  be  held 
responsible  for  results. 

RCL:   What  we  are  talking  about  is  decentralization. 

GDF :   Yes . 

RCL:   Can  you  discuss  a  bit  about  the  inspection  system  check? 

GDF:   The  inspection  system  has  had  a  few  changes  since  I 

retired.   I  think  we  will  talk  about  it  as  it  was  originally 
conceived  and  implemented.   As  stated  previously  there  is 
a  definite  need  for  change  in  organizational  practices 
and  procedures  with  passage  of  time. 

RCL:   Each  man  is  himself  an  inspector. 

GDF:   That's  right,  because  this  in  effect  was  the  philosophy — 
that  you  as  the  man  on  the  ground  are  going  to  have  to  do 
the  jobs  and  the  men  above  you  still  carry  the  respon 
sibility  and  must  be  informed  how  well  the  activities  are 
being  performed.   Reports  furnish  some  information.   The 
reports  can  test  the  quantity  of  work  as  reported  but 
the  quality  is  something  else  again.   That  doesn't  show 
up  in  a  report.   It  was  found  out  early  that  there  was  a 
need  for  an  on-the-ground  inspection  system  to  be  estab 
lished  along  with  the  substantial  delegations  to  the  field, 
on  the  principle  that  the  "situation  dictates  the  action." 
We  went  to  two  types  of  inspections.   One  is  the  functional 
inspection.   An  example  would  be  for  a  timber  management 
staff  member  from  the  higher  levels  checking  on  quality 
and  quantity  performance  of  the  timber  functional  activities 


86 

such  as  timber  sales,  reforestation,  etc.   They  are 
specialists  reviewing  their  programs  at  the  lower  echelons 
to  which  authority  has  been  delegated.   The  same  applies 
to  functions  such  as  wildlife  and  recreation,  etc.   The 

• 

fiscal  and  accounting  and  other  support  activities  were 
included  in  the  functional  inspections  and  audits.   The 
purpose  is  to  determine  how  well  the  jobs  are  being  done. 
You  didn't  sit  in  an  office  when  you  made  those  inspections, 
you  went  to  look  at  the  jobs  on  the  ground.   As  Loveridge 
used  to  say,  "You  go  see."   There  is  one  story  about  him, 
that  while  riding  along  he  saw  something  that  didn't  look 
right  in  one  of  the  telephone  lines.   He  asked  the  forest 
supervisor  for  a  pair  of  climbers,  and  he  climbed  that 
telephone  pole  to  look  at  a  Western  Union  splice  to  see 
if  it  had  been  done  correctly.   The  point  is  that  the 
inspector  reviewed  the  results  at  the  "ground  level"  and 
dug  deep  enough  to  get  the  facts. 

RCL:   Yes. 

GDF :   In  addition  to  the  inspector  checking  for  faulty  per 
formance  in  relation  to  the  policy  and  procedures  for 
that  job,  he  looked  for  other  aspects.   One  was  whether 
the  policy  and  procedures  should  be  changed  and  he  received 
the  advice  of  the  inspectee  on  that  aspect  on  what  should 
be  changed  in  the  instructions  for  improvement.   This  man 
on  the  ground  who  is  doing  the  job  is  the  one  to  tell  you 
about  that  need  and  suggest  changes.   In  other  words,  an 

inspection  is  more  than  an  "investigation,"  it  is  a  two-way 

'   ' 


87 

street  and  was  always  considered  that  way.   In  fact  one 
of  the  reasons  they  called  it  "review"  instead  of  "inspec 
tion,"  I  notice  the  term  has  been  changed  since  I  retired, 
was  to  get  away  from  an  inference  that  you  are  just  looking 
down  somebody's  neck. 

RCL:   I  see. 

GDF:   But  additionally  you  want  to  find  out  as  a  collateral 
objective  how  good  a  job  this  fellow  is  doing  and  also 
what  he  has  done  that  should  be  passed  along  to  others. 
Improvements  should  be  known  and  used  on  service-wide 
basis  and  the  innovator  should  be  given  credit. 
You'd  include  that  aspect  in  the  inspection  report.   Ad 
ditionally,  with  the  collateral  objectives  the  inspector 
was  given  a  better  reception  than  if  he  were  only  trying 
to  find  poor  performance  in  the  inspectee's  activities. 
There  is  another  type  of  inspection  that  we  called  the 
"general  inspection."   In  general  inspections  out  of  the 
Washington  office  and  regional  offices,  the  inspectors 
reveiwed  all  programs  and  activities  including  relation 
ships  between  the  Research,  National  Forest,  and  State 
and  Private  Forestry  branches  and  their  relationships  in 
turn  with  the  state's  administration  and  with,  local 
activities  and  interests.   It  had  an  oyerall  coordinating 
objective. 

RCL:   They  took  a  broader  view. 

GDF:   As  stated,  the  general  inspections  included  the  total 


88 

picture,  an  acceptance  of  Forest  Service  programs  and 
relationships  with  the  different  groups  and  organizations 
together  with  suggestions.   A  regular  frequency  was  set 

. 

for  the  functional  and  the  general  inspections.   We  found 
that  with  general  inspections  there  was  the  task  of 
writing  the  reports  and  they  were  not  getting  done  promptly 
after  the  inspectors  returned  to  their  offices.   They 
became  busy  on  their  regular  work.   To  avoid  this  delay 
we  finally  added  an  inspector  to  the  deputy  chief  of  admin 
istration  staff — a  general  inspector,  who  accompanied  the 
deputy  chiefs  or  associate  deputy  chiefs  on  general 
inspections.   I  made  one,  for  example,  to  Region  5  and 
General  Inspector  McKennan  accompanied  me.   Part  of  his 
job  was  supplying  a  continuity  of  approach  because  there 
was  a  tendency  for  different  individuals  to  vary  what 
they  would  check,  sometimes  based  on  personal  interests, 
and  it  would  result  in  losing  uniformity  in  inspection 
procedures  and  practices.   Russ  McKennan  furnished  that 
uniformity,  plus  carried  the  burden  of  doing  much  of  the 
writing  of  inspection  reports  promptly  and  eliminating 
delay.   The  general  inspector  also  carried  a  responsibility 
for  checking  on  functional  and  limited  functional  in 
spections  to  keep  them  in  accord  with  the  best  inspection 
procedures,  as  a  part  of  his  job.   Inspection  was  and  is 
a  part  of  the  management  systems  for  the  Forest  Service. 
RCL:   Part  of  the  .management  is  actually  coming  from  the  field 
in  that  if  they  have  ideas  they  percolate  up  to  the  top. 


89 

GDF:   Yes.   That's  where  you  are  going  to  get  most  of  them. 

RCL:   Then  it's  true  decentralization,  isn't  it? 

GDF:   That's  decentralization  but  who  knows  better  than  the 
forest  officer  who  is  out  there  doing  the  job?  And  as 
another  factor,  after  a  length  of  time,  no  matter  what 
your  ability,  you've  been  away  from  the  direct  action 
level  and  one  tends  to  lose  contact  with  field  operations. 
That's  only  natural.   I  thought  that  I  was  in  the  Washing 
ton  office  too  long.   I  did  have  other  contacts  and 
interests  in  the  international  field.   There  is  an  advantage 
in  the  rotation  system  of  the  armed  forces  which  limited 
the  tenure  at  the  upper  levels  and  required  transfers 
to  the  action  sectors  on  a  periodical  basis. 

RCL :   Yes . 

GDF:   For  the  top  jobs.   This  hadn't  been  quite  so  true  after 
you  got  up  to  a  certain  level  in  the  Forest  Service. 
They  had  rotation  but  the  rotation  down  the  line  was  on 
a  promotion  basis  in  career  ladders.   I  never  recommended 
anyone  as  chief  of  operation  in  a  region  who  had  not  had 
a  tour  in  the  Washington  office  for  a  couple  of  years  at 
least,  before  he  assumed  the  field  job.   With  the  Washington 
office  tour  the  candidate  gets  both  points  of  view  and 
functions  more  effectively.   He  knows  some  of  the  problems 
in  the  Washington  office  as  well  as  in  the  field.   It 
works  both  ways. 

RCL:   It's  probably  too  bad.   Washington,  D.C.  is  quite  a  bit 
different  from  any  of  the  national  forests. 


90 

' 
GDF :   Yes.   But  you  see,  again,  at  the  middle  level  some  of  the 

incumbents  went  back  out  from  here  as  a  forest  supervisor 
like  Gordon  Gray,  that  I  mentioned  previously  and  Dave 

- 

Nordwall  also,  and  then  they  went  back  up  the  ladder  to 
higher  jobs.   So  there  is  some  rotation  at  middle  levels 
but  it  is  not  a  consistent  practice.   Both  the  men  mentioned 
took  a  salary  cut  upon  leaving  the  Washington  office. 
RCL :   Yes . 

. 

GDF:   What  we  are  talking  about  is  the  top  level.   If  you  really 
look  at  the  total  organization,  you  find  the  Forest  Service 
working  closely  together  as  a  unit.   It's  one  organization 
and  if  that  feeling  and  understanding  is  lost,  the  Forest 
Service  is  in  trouble. 

RCL:   Sure.   That's  how  people  at  the  bottom  informed  you  and 
the  people  at  the  top  informed  the  people  at  the  bottom. 
They  also  trained  them  through  correspondence  courses. 
Could  you  tell  me  about  them? 

GDF:   Yes. 

RCL:   I  think  it  was  Peter  Keplinger  who  started  this  practice? 

GDF:   Kep ,  is  the  one  who  had  the  correspondence  courses  in 

administration.   Correspondence  courses  were  widely  adopted 

by  the  regions.   Kep  was  a  personnel  officer,  a  teacher, 

• 

and  a  disciple  of  Frederick  W.  Taylor's  theory  of 
scientific  management.   In  Region  9  I  can  recall  taking 
correspondence  courses  and  administrative  management  was 
a  part  of  those  courses.   I  recall  that  in  these  courses 

you  had  the  documents  to  look  up  the  answers.   You  could 

i 


91 

look  at  a  handbook  or  a  manual.   It  was  in  the  manual 
but  you  found  it  and  wrote  the  answer  down.   You  learned 
to  use  the  manuals  by  that  system. 

RCL:   So  there  would  be  a  separate  worksheet  for  each  manual, 
is  that  the  way  it  worked? 

GDF:   I  think  the  ones  I  took  were  "across-the-board." 

RCL:   So  it  required  some  research. 

GDF:   You  learned  to  know  where  to  look.   I  often  used  to  say 
that  I  was  not  worried  about  a  "four-foot-section  of 
manuals  and  handbooks"  if  you  have  a  good  index  system 
that  everyone  can  use  and  turn  to  the  page  that  has  the 
answer  to  the  questions  immediately.   Secondly,  they 
don't  have  to  read  through  maybe  twenty  pages  to  get  the 
one  paragraph  or  so  that  they  are  really  looking  for. 
That  it's  indexed,  and  written  that  way  is  the  important 
consideration. 

RCL:   That's  right.   How  or  why  did  the  individual  in  the  field 
take  a  correspondence  course? 

GDF:   It  was  training,  as  stated,  to  become  familar  with  the 

manuals  and  to  be  informed  on  "key"  Forest  Service  policies 
and  practices.   Keplinger,  I  believe,  started  the  courses 
in  the  West.   They  gave  the  courses  in  the  wintertime,  and 
at  that  time  in  many  locations  forest  officers  weren't 
too  busy.   Everything  was  pretty  well  snowed  in  until  the 
spring  break  so  they  had  time  to  study  the  manuals  and  to 
take  the  courses. 


92 

RCL:   I  guess  I  was  asking  if  there  was  an  incentive  for  taking 
these?  Do  they  help  the  student  to  get  advances? 

GDF :   I  think  this  is  a  factor;  how  much  of  a  factor,  I  don't 

know.   But  it's  fact  that  if  one  didn't  send  the  answers, 
he  was  in  trouble.   How  much  weight  was  given  to  the 
grading,  versus  other  things,  I  don't  know.   I  know  that 
a  much  greater  weight  was  given  to  actual  performance 
and  achievement . 

RCL:   Sure.   I  just  asked  this  because  it  seems  it's  always 

the  natural  tendency  to  not  do  something  like  that.   Study 
ing  is  always  a  very  painful  thing  for  people  to  do.   Were 
these  courses  popular? 

GDF:  I  don't  know  that  I  can  answer  that  or  not.  On  the  ones 
that  I  used  to  work  on,  I  didn't  have  any  particular  ob 
jection  to  them.  In  retrospect  I'm  glad  that  I  took  them. 

RCL:   And  those  were  discontinued  after  Keplinger  left? 

GDF:   I  don't  know  the  extent  they  have  been  used  in  the  last 
twenty  or  thirty  years.   You  know  that  the  regions,  as  I 
mentioned  for  Region  9,  developed  their  own  training 
centers.   In  the  earlier  days  there  were  more  correspon 
dence  courses.   The  ones  that  Kep  stressed  were  mostly 
in  scientific  management.   They  dealt  with  management,  i.e., 
adminstrative  mangement . 

RCL:   Were  those  commonly  applied? 

GDF:  Yes,  I  am  sure  they  were.  I  recall  the  ones  that  I  took 
in  Region  9  and  they  provided  a  type  of  training  that  our 

foresters  had  not  been  exposed  to  previously.   We  talked 

1 


93 

about  the  Region  9  training  school  at  Eagle  River.   With 
that  big  program  they  had  to  get  people  trained  better  in 
administration  and  I  know  that  many  of  the  courses  in 
cluding  the  ones  I  took  were  on  that  important  subject. 

. 

There  was  little  time  to  lose. 

RCL:   Can  you  tell  me  something  about  the  advisory  committees? 

GDF:   The  Forest  Service,  particularly  in  the  national  forests, 
is  dealing  with  local  people  and  also  dealing  with 
resources  that  are  not  only  valuable  locally  but  to 
citizens  at  a  distance.   The  different  population  sectors 
are  interested  in  wildlife,  recreation,  range,  timber,  and 
the  protection  values  of  the  national  forests.   One  of 
the  first  advisory  committees  was  in  the  range  sector 
with  permitees  as  members.   They  weren't  supposed  to  make 
any  decisions,  but  it  did  give  them  a  chance  to  put  for 
ward  their  points  of  view  on  the  range  resource  and  also 
for  them  to  get  the  Forest  Service  point  of  view.   I 
made  a  count  of  the  advisory  committees  the  Department  of 
Agriculture  had  several  years  ago — I  expect  about  fifteen 
years  ago.   The  Forest  Service,  as  I  recall,  had  76  per 
cent  of  all  the  advisory  committees  within  the  Department 
of  Agriculture.   You  had  advisory  committees  for  State 
and  Private  Forestry  and  for  Research.   The  majority  of 
them  advised  on  national  forest  management .   They  could 
be  on  a  national  forest  level  and  have  members  who  were 
prominent  in  the  different  activities — the  wildlife, 


94 


. 


timber,  recreation,  range,  and  others  who  were  just 
interested  in  the  environment  or  some  of  the  broader 
aspects. 

RCL:   Preservationists? 

GDF:   Preservationists  could  be  involved  but  it  gave  a  chance 
to  bring  them  together  and  get  their  points  of  view  and 
also  served  as  an  educational  process  both  ways.   They 
would  carry  it  back  to  their  own  groups.   It  was  public 
involvement .   This  is  more  and  more  in  the  picture  today 
as  interest  in  the  forest  resources  develops  and  the  plans 
for  the  resources  are  under  closer  scrutiny  by  all  the 
special  interest  groups. 

RCL:   Public  relations  has  really  been  an  active  part  of  the 
Forest  Service  activities  for  a  long  time. 

GDF:   It  has  for  a  long  time  and  it  will  continue.   There  has 
been  increasing  public  involvement  and  today  public  in 
volvement  is  written  into  legislation.   The  RARE  II  Project 
is  a  current  example.   This  present  study  is  of  how  many 
areas  and  the  acreage  for  new  wilderness  areas  and  what 
areas  will  be  managed  for  multiple  use.   This  is  a  matter 
of  very  considerable  interest  to  the  public  and  particu 
larly  to  certain  organizations.   I  recall  Chief  McArdle 
one  time,  showing  two  packs  of  cards — a  small  one  about 
one  inch  thick  that  listed  all  the  organizations  that 
were  interested  in  the  national  forests  about  twenty-five 
years  previously  and  one  about  six  inches  thick  with  the 
current  special  resource  interest  groups.   That  last  list 


95 

has  continued  to  grow.   From  what  I  hear  lately  there 
seems  to  be  a  tremendous  amount  of  planning  with  public 
involvement  that  is  taking  considerable  time  away  from 
the  "doing"  job  in  the  field. 

RCL:   Yes.   I  know  one  example  that  is  taking  years,  and  that 
is  the  Mineral  King  area  in  the  Sierra. 

GDF:   Yes.   And  there  is  a  bill  pending  now,  I  believe,  to  turn 
it  over  to  the  National  Park  Service. 

RCL:   Using  Mineral  King  as  an  example — I  am  not  asking  for  a 

specific  answer — would  there  be  an  advisory  committee  for 
that  group? 

GDF:   I  think  there  must  have  been  an  advisory  group  in  that 
general  area.   I  don't  know  whether  it  was  specifically 
for  Mineral  King  or  not.   It  is  probable  that  they  had  a 
National  Forest  Advisory  Committee  and  I  think  it  is  very 
likely  that  some  meetings  involved  Mineral  King. 

RCL:   Yes,  because  it  seems  the  sides  involved  in  the  dispute 

are  so  diverse  and  so  widespread  that  it  would  be  impossible 
to  have  a  committee.   Before  Mineral  King  became  a  large 
issue,  it  would  have  been  much  easier  to  deal  with  but 
now  that  area  has  become  sort  of  a  rallying  point  for 
both  sides. 

GDF:   Now  consider  the  Boundary  Waters  Canoe  Area  in  northern 

Minnesota.  There's  another  one  that's  been  a  controversial 
subject  for  years  and  years  and  made  your  Journal  of  Forest 
History — the  one  that  I  got  a  few  days  ago.  [April  1978] 


. 

96 

There  is  an  article  on  the  history  of  the  various  conflicts 
between  different  interests — the  local  interests,  the 
interests  of  people  who  are  not  local — and  there  are  many 
points  of  view.   All  of  them  can't  be  satisfied. 

RCL:   The  Forest  Service  should  have  calluses  by  now  when  you 

can  go  all  the  way  back  to  the  conflict  between  John  Muir 
and  Gifford  Pinchot  over  the  Hetch  Hetchy.   That's  really 
kind  of  the  birth  of  the  Forest  Service;  they  were  born 
in  controversy. 

GDF :   Of  course,  the  old  saying  is,  "If  you  get  hit  on  all 

sides  of  your  head,  you  stand  up  straighter."   I've  always 
taken  the  position  that  if  the  Forest  Service  ever  reached 
the  point  where  there  weren't  these  controversies,  the 
Forest  Service  would  have  lost  its  reason  for  existence. 
If  you  don't  have  those  differences  of  opinion  and  at  the 
same  time  if  you  ever  make  a  decision  and  you  satisfy,  say 
the  Sierra  Club,  or  the  timber  industry,  100  percent,  you 
better  take  a  look  at  your  decision  because  you  are  going 
to  be  on  a  middle  course  if  you  are  doing  a  good  job.   If 
that  type  of  controversy  doesn't  come  up  again  then  you 
don't  need  the  Forest  Service. 

RCL:   The  Forest  Service  is  really  managers. 

GDF:   Right. 

RCL:   I  think  that  about  covers  what  I  had  in  mind  for  the 

interview.   Is  there  anything  else  you  would  like  to  add? 

GDF:   The  point  that  came  up  early  on  and  that's  on  research  and 
its  proper  place  in  the  Forest  Service.   At  one  time, 


97 

research  was  under  the  regional  forester  and  it  was 
really  a  part  of  operations  and  decentralized.   There 
was  a  feeling,  and  some  reason  for  it,  of  course,  that 
administration  would  get  a  bad  fire  season  and  pull  out 
a  lot  of  people  from  research  into  fighting  fires  and 
research  would  be  neglected.   It  just  didn't  get  con 
tinuity  and  coordination,  so  it  was  set  up  as  a  separate 
branch  of  the  Forest  Service,  reporting  to  an  assistant 
chief  who  in  turn  reported  to  the  chief  of  the  Forest 
Service.   They  would  have  annual  meetings  between  ad 
ministration  and  research  and  talk  over  the  problems  and 
what  should  be  researched  and  administration  would  get 
the  input  from  research  and  find  out  where  they  stood 
and  they  would  all  collaborate  in  setting  up  research 
programs.   There  was  coordination  but  research  was  not 
directly  under  the  other  branches  after  that  change. 
In  research,  apparently,  in  the  early  days  before  it 
became  a  separate  branch,  if  a  forester  wasn't  getting 
along  well  in  an  administrative  position  on  the  national 
forests,  he  would  be  transferred  to  research.   That  kind 
of  a  system  didn't  place  the  best  research  employees 
into  the  research  units.   So  that  was  a  change.   Earle 
Clapp  was  the  head  of  the  Washington  Office  Research 
Organization  who  really  built  research.   He  headed  it 
up  and  I  remember  reading  a  letter  he  wrote  when  he  left 
research  for  another  position  under  the  chief.   He  pointed 
out  that  it  had  to  be  watched  closely  so  that  nothing 
happened  to  research. 


98 

RCL:   Sure,  he  became  fond  of  it. 

GDF:   That's  right. 

RCL:   Now  research  is  one  of  the  main  functions  of  the  Forest 
Service. 

GDF:   That's  right.   They  built  up  because,  for  one  reason 

they've  had  more  support.   They  are  not  in  a  controversial 
area.   They  are  assisting  industry,  recreation,  and  all 
the  other  resource  users.   They  are  researching  all  these 
different  fields  so  they  are  not  as  vulnerable,  you  might 
say,  as  certain  other  national  forest  activities  that  are 
controversial  in  support  from  opposing  interest  groups. 
A  build-up  in  programs  needs  congressional  support  and 
that  depends  upon  local  interest  in  programs  to  a  great 
extent . 

In  the  management  field,  as  the  research  branch  has  grown, 
there  has  been  increased  analysis  given  to  the  composition 
of  the  research  projects.   This  has  occurred  with  the 
increase  in  research  programs  and  as  the  trend  was  more 
to  basic  research  as  the  "cream  was  skimmed"  off  from 
applied  research.   There  was  further  realization  of  a  need 
for  combinations  of  research  specialists  on  the  projects. 
It  should  not  be  overlooked  that  research  leadership  was 
astute  and  aggressive  in  promoting  projects. 
We  always  used  to  say  that  good  administrative  management 
in  research  consisted  of  assigning  the  best  man  available 
to  a  project,  and  providing  him  with  the  tools  needed  to 


99 

do  the  job,  and  the  encouragement  and  incentive  to  find 

i 

the  answers . 

Also  encouraged  were  the  contacts  between  the  researcher 
and  the  user  to  help  ensure  application  of  the  results. 
After  doing  some  checking  I  found  that  in  USDA,  one  agency 
which  did  not  have  a  research  unit  had  a  staff  unit  whose 
mission  was  to  act  as  a  "go-between"  with  the  research 
and  the  operating  organization  in  technology  transfers 
and  research  needs. 

This  separate  unit  had  not  functioned  effectively  and  we 
decided  to  leave  the  contacts  between  the  researcher  and 
the  user  as  the  best  practice. 

One  other  comment  on  research  administration  should  be 
included.   For  many  years  research  was  dependent  upon 
regional  office  personnel  for  all  support  activities. 
Finally,  the  experiment  stations  reached  a  size  where 
they  could  justify  specialist  personnel  for  those  activi 
ties.   There  was  also  a  greater  need  for  administrative 
management  practices.   We  went  to  the  stations  and 
analyzed  the  workload  and  staffed  the  units  accordingly. 
I  don't  recall  the  date,  but  it  was  when  V.  L.  Hooper  was 
in  charge  of  research  and  he  was  interested  in  the  change 
over  and  wanted  assurance  that  the  experiment  station 
management — assistant  directors  could  be  given  the  same 
status  at  meetings,  etc.,  as  the  chiefs  of  operations. 
The  foregoing  addition,  in  my  judgment,  substantially 
strengthened  research  management. 


100 

RCL:   Everybody  views  research  as  being  progressive. 

GDF:   Yes,  they  aren't  subject  to  a  lot  of  problems  such  as 

. 

controversies  on  the  national  forests.   It  gives  them  a 
continuity  and  gets  the  job  done. 

RCL:   Well,  I  guess  that's  it  then.   I'd  just  like  to  thank 

you  very  much  for  your  participation.   You've  been  very 
helpful  and  hospitable. 

GDF:   I  have  enjoyed  it  and  I  will  be  looking  forward  to  getting 
a  copy  of  this  transcript. 

There  are  other  administrative  adjustments  which  facili 
tated  management  that  could  be  discussed.   As  an  example, 
involving  accounting,  at  one  time  we  had  a  limitation  on 
the  cost  of  individual  buildings  which  was  causing  pro 
blems,  particularly  in  inflation  years.   Working  with  the 
committee  staff  members ,  this  limitation  was  removed.   Our 
fiscal  contact  unit  had  been  requiring  that  the  Knutson- 
Vandenberg  (CKV)  funds  that  were  received  from  the  timber 
purchasers  each  sale,  for  improvement  of  the  cutover 
area,   must  be  used  on  the  specific  area  of  that  sale  or 
returned  to  the  timber  receipts  fund.   With  thousands 
of  small  sales,  a  substantial  accounting  job  was  involved. 
Working  with  a  GAO  official,  we  obtained  a  ruling  that 
the  estimates  made  in  advance  of  the  sale  were  an  ade 
quate  basis  for  a  project  and  if  the  actual  cost  was 
somewhat  higher  or  lower  than  the  estimate,  it  could  be 
paid  from  a  joint  KV  account.   This  decision  eliminated 
a  lot  of  unnecessary  accounting  at  all  levels  and  facilitate 

' 


101 

better  timber  management.   Additionally,  the  fiscal 
control  unit  had  ruled  that  KV  funds  could  not  be  used 
for  any  purpose  other  than  "on-the-ground"  timber  stand 
improvement  such  as  felling  snags,  reforestation  and 
thinning  for  stand  improvement.   The  size  of  the  timber 
sale  program  had  increased  in  certain  isolated  areas 
and  shelter  for  the  KV  crews  was  essential,  especially 
in  large  long-term  sales.   Regular  P&M  construction  funds 
had  not  been  adequate  for  the  total  construction  job. 
We  finally  obtained  a  ruling  from  the  USDA  General  Counsel 
that  the  KV  funds  could  be  used  for  expenditures  that 
were  necessary  in  carrying  out  the  purposes  and  intent 
of  the  KV  Act.   We  also  had  an  overall  study  of  accounting 
by  a  consulting  firm  to  up-date  procedures.   An  objective 
of  the  study  was  to  bring  into  closer  alignment  the 
fiscal  accounts  with  production  data  so  as  to  provide  unit 
cost  data. 

There  are  other  examples  that  could  be  listed  but  the 
foregoing  illustrates  management  changes  that  are  made  to 
improve  program  performance. 

I  wish  to  close  this  administrative  management  interview 
with  the  following  statement. 

The  Forest  Service  owes  much  of  its  reputation  for  ad 
ministrative  efficiency  to  the  fact  that  almost  since 
inception  it  has  been  located  in  the  Department  of 
Agriculture.   In  my  judgment  it  would  have  been  a  "run- 
of-the-mill"  organization  if  national  forests  had 


102 

remained  in  the  Department  of  the  Interior — or  even  if 
that  renamed  department  were  to  be  a  Department  of 
Conservation  as  recently  proposed.   For  one  reason,  the 
location  in  a  scientific  department  such  as  Agriculture 
with  its  emphasis  on  growing  crops — and  trees  are  a 
crop — has  kept  it  in  close  contact  with  professional 
disciplines  as  in  research,  extension,  soil  conservation, 
and  others  which  are  related  to  the  Forest  Service 
mission.   Secondly,  and  this  is  important,  the  Forest 
Service  has  been  free  from  political  appointments  to  the 
higher  level  positions  and  this  cannot  be  said  of  re 
source  and  other  organizational  units  in  USDI .   It  has 
meant  that  Forest  Service  employees  look  forward  to  career 
ladders  within  the  organization  based  on  this  performance, 
and  further,  that  the  tools  for  evaluating  productivity 
were  available. 

The  result  has  been  that  "espirt  de  corps"  has  been  high 
and  that,  in  my  opinion,  is  the  most  important  element 
in  an  organization.   It  has  been  said  that  the  best  or 
ganization  won't  work  if  the  employees  don't  want  it  to 
and  that  the  poorest  one  will  if  the  employees  want  it 
to.   There  is  a  lot  of  truth  in  that  axiom.   There  will 
always  be  attempts  to  transfer  the  Forest  Service  else 
where  in  the  federal  structure — it  would  be  a  prize  to 
any  department.   And  if  it  were  transferred  there  would 
be  attempts  to  return  it  to  Agriculture  with  a  much 

better  rational  than  for  other  locations. 

i 


103 

After  having  been  a  consultant  for  several  international 
and   bilateral  technical  and  financial  assistance  insti 
tutions,  in  over  a  dozen  developing  countries,  on  organization 
and  management  of  their  renewable  natural  resources,  I  am 
convinced  that  forest  management  in  all  its  multiple- 
use  values  belongs  in  Agriculture  with  the  charter  for 
rural  development.   Forestry  and  agriculture  have  almost 
a  symbiotic  relationship  in  land  use,  watershed 
protection,  employment  and  income  sources  in  planning 
and  operations  in  rural  areas. 


WALTER  LEONARD  GRAVES     June  29,  1978 

Ronald  C.  Larson:   Mr.  Graves,  I  would  like  to  start  the 
interview  by  asking  about  your  background.   We  can 
treat  your  subject  biographically  for  a  while  until 
we  get  to  this  specific  topic  which  is  management 
technology.   So  starting  at  the  beginning,  where  were 
you  born  and  when? 

Walter  Leonard  Graves:   I  was  born  in  Chicago,  Illinois,  on 

April  27,  1911.   We  moved  away  from  Chicago  quite  early 
in  my  life,  and  my  first  remembrance  is  of  a  small 
town  in  Michigan  called  St.  Helen  where  I  started 
grammar  school  in  a  one-room  schoolhouse.   I  lived  there 
until  shortly  before  World  War  I  when  we  moved  to 
Kalamazoo,  Michigan.   After  the  war,  we  moved  back  to 
St.  Helen  where  my  father  ran  a  little  grocery  store 
for  several  years,  and  then  we  moved  to  Iowa  to 
Oskaloosa  where  I  again  entered  grammar  school.   After 
Oskaloosa  we  moved  seventy-five  or  a  hundred  miles 
from  Oskaloosa  to  a  little  town  called  Wyman,  and  I 
finished  elementary  school  there  and  also  high  school. 
Upon  graduation  from  high  school,  in  1929,  I  entered 
college  at  Ames  which  is  now  called  Iowa  State  University 
and  four  years  later,  in  1933,  graduated  from  Iowa  State 
with  a  B.  S.  degree  in  lumber  marketing. 


2 

RCL:   What  made  you  decide  to  go  into  that  field? 

WLG:   I  decided  on  that  when  I  was  in  junior  high  school 

primarily  because  I  loved  the  outdoors,  and  the  type 

, 

of  work  that  a  forest  ranger  did  appealed  to  me  greatly. 
I  didn't  change  my  decision  throughout  my  junior  and 
senior  years  in  high  school,  and  entered  directly  into 
the  College  of  Forestry  at  Ames.   The  reason  I  majored 
in  lumber  marketing  was  that  I  had  decided  I  would  like 
to  go  to  South  America  and  work  for  United  Fruit.   How 
ever  by  the  time  I  graduated,  United  Fruit  was  not 
hiring  any  more  foresters  due  to  the  Depression.   I 
graduated  in  June,  1933,  and  that  was  right  during  the 
height  of  the  Depression.   The  CCC  camps  had  just 
started  at  that  time  and  I  left  for  Santa  Fe,  New 
Mexico,  the  day  I  graduated  from  Ames.   As  a  matter 
of  fact,  there  were  only  two  of  us  left  in  the  forestry 
graduating  class  at  Ames  to  receive  our  diplomas  and 
to  attend  the  graduation  ceremonies.   The  rest  were 
already  out  on  jobs  with  the  CCC  program.   The  other 
fellow  was  a  Russian  who  left  at  the  same  time  I  did 
for  a  job  out  of  Tucson,  Arizona.   At  that  time  we  had 
our  choice  of  about  any  place  in  the  United  States  we 
might  want  to  go. 

RCL:   Do  you  know  his  name? 

WLG:   Nick  Ponomerov  [possible  spelling].   There  is  quite  a 
story  connected  with  him.   When  he  entered  Ames,  he 

• 


could  speak  practically  no  English.   He  came  directly 
from  Russia,  and  they  finally  found  someone  on  campus 
who  spoke  enough  Russian  so  that  he  could  make  his 
desires  known  that  he  wanted  to  enroll  in  the  School 
of  Forestry.   He  did  and  his  first  year  at  Ames  his 
sleeping  room  was  the  landing  between  the  first  and 
second  floors  in  the  Botany  Building.   He  slept  there 
at  night   and  did  janitorial  work  in  that  building. 
He  lived  on  stale  bread  which  he  could  buy  at  the  bakery 
for  I  think  it  was  one  or  two  cents  a  loaf  at  that  time, 
and  he'd  go  down  to  the  college  dairy  and  get  butter 
milk  for  a  penny  a  cup.  And  he  pretty  much  lived  on  that 
during  his  first  year. 

RCL:   On  buttermilk? 

WLG:   On  buttermilk  and  stale  bread.   But  anyhow  just  briefly 
to  continue  with  him,  he  finally,  because  of  some  dif 
ferences  of  opinion  with  some  of  the  higher  ups  in  the 
Forest  Service,  resigned  from  the  Forest  Service  after 
he  had  been  in  Arizona  a  few  years,  went  back  to  school 
and  got  his  master's  degree  and  doctor's  degree  in 
forestry  or  related  fields,  and  then  went  into  the 
nursery  business  in  Tucson  by  starting  a  nursery  in  his 
backyard.   I  saw  him  I  guess  it  was  in  1949  or  1950  and 
he  had  the  largest  nursery  in  Tucson  and  was  well  on  his 
way  to  becoming  a  very  rich  man.   So  it  was  fortunate 
for  him,  I  would  say,  that  he  did  resign  from  the  Forest 
Service . 


4 

RCL:   Dedicated  person,  yes. 

WLG:   He  was  quite  an  individual. 

RCL:   What  was  your  first  assignment  in  Santa  Fe? 

WLG:   I  was  a  foreman  in  one  of  the  CC  camps.   They  were  hiring 
a  lot  of  foresters  at  that  time  because  they  were  doing 
mostly  conservation  and  erosion  control  work  and  timber- 
stand  improvement  work.   I  was  with  the  CC  in  1933  in 
a  tent  camp  out  of  Santa  Fe  at  what  is  known  as  Hyde 
Park.   Then  in  the  fall  of  1933  they  built  two  camps 
in  Santa  Fe ,  one  for  the  Park  Service  and  one  for  the 
Forest  Service,  side  by  side,  and  moved  us  into  that. 
About  the  first  of  September,  1933  I  was  assigned  to 
mark  timber  for  the  ranger  at  Pecos,  New  Mexico  and  was 
stationed  at  an  elevation  of  about  11,000  feet  up  in 
the  cork  bark  fir  belt.   My  job  was  to  mark  mine  props 
until  snow  drove  me  out  in  the  fall. 

During  that  time  the  announcement  came  out  about  the 
Civil  Service  examinations  for  junior  foresters  and, 
because  I  was  up  there,  I  got  my  mail  late  and  I  missed 
getting,  my  application  in  by  the  deadline.   So  I  went 
back  to  the  CC  camp  that  fall.   The  following  year  I 
had  an  opportunity  to  take  the  examination  and  along 
with  90  percent  of  those  who  took  it  that  year,  I 
flunked  the  exam. 

RCL:   Why  was  that? 

WLG:   I  don't  know  but  I  assume  because  of  the  difficulty  of 


5 

the  exam.   Anyway  90  percent  of  those  who  took  it 
flunked  it,  so  the  Civil  Service  lowered  the  passing 
grade  five  points.   I  had  only  missed  it  by  a  fraction 
of  a  point  and  that  put  me,  with  a  number  of  others, 
over  the  passing  grade  and  in  the  middle  of  the  summer 
of  1935  I  received  a  temporary  appointment  on  the  Pecos 
Ranger  District,  just  out  of  Santa  Fe.   A  year  later,  I 
received  my  permanent  appointment  and  stayed  at  Pecos 
until  1939. 

At  that  time  the  Pecos  was  a  rather  large  ranger  dis 
trict  that  had  been  two  ranger  districts.   When  one  of 
the  rangers  resigned  and  went  into  private  business 
they  consolidated  the  two  districts  and  I  was  the 
assistant  ranger  until  I  got  my  permanent  appointment, 
and  then  instead  of  dividing  the  districts,  they 
divided  the  work.   The  senior  ranger  that  was  there 
took  over  the  range  management  and  fire  control  and  I 
took  over  the  timber  and  recreation.   At  that  time  those 
were  really  just  the  four  main  activities  on  the  district 
I  was  there  until  March  of  1939  when  I  was  transferred 
to  another  district  on  the  Santa  Fe  as  district  ranger. 
That  was  at  Coyote,  New  Mexico,  and  I  was  there  from 
1939  to  1944.   In  March  of  1944  I  was  moved  to  Arizona 
on  the  Coconino  National  Forest  at  Camp  Verde,  Arizona. 
There  we  had  a  summer  and  winter  ranger  station.   We 
had  one  down  in  the  desert  which  we  occupied  in  the 


winter  and  then  in  the  summer  we  moved  up  on  top  in 
the  timber  country.   This  was  a  very  large  district 
and  we  had  to  move  twice  a  year.   A  year  later  because 
of  some  differences  of  opinion  I  had  with  my  forest 
supervisor,  I  was  moved  to  the  Lincoln  National  Forest 
at  Capitan,  New  Mexico,  and  was  there  approximately 
a  year  when  I  was  promoted  and  moved  to  another  ranger 
district  on  the  Lincoln  National  Forest  at  High  Rolls, 
New  Mexico.   I  was  there  about  a  year  or  a  year  and  a 
half.   Then  in,  let's  see,  1948  when  I  was  at  High  Rolls 
I  was  moved  to  Albuquerque  to  the  regional  office. 
Initially  when  I  came  to  Albuquerque  I  was  on  detail 
to  the  Soil  Conservation  Service  for  some  flood  control 
studies  of  the  Rio  Grande  River  Basin.   I  was  on  that 
for  about  six  months  and  then  was  moved  into  the 
Division  of  Range  Management  in  the  regional  office. 
At  that  time  I  had  thought  that  my  specialty  probably 
would  be  range.   I  was  more  interested  in  range  than 
I  was  in  timber.   I  wound  up  being  in  charge  of  the 
range  reseeding  program  for  Region  3  and  did  some  of 
the  very  first  reseeding  work  that  was  done  in  the 
region.   I  was  in  the  regional  office  three  years, 
from  1948  to  1951. 

Then  in  August,  1951,  I  was  transferred  to  Taos ,  New 
Mexico,  as  supervisor  of  the  Carson  National  Forest. 
Of  course,  this  is  one  of  the  aims  of  almost  any 


forester  starting  out — to  become  a  forest  supervisor. 
I  had  always  told  my  wife  that  if  I  ever  became  a 
forest  supervisor  I  would  like  to  either  go  to  the 
Santa  Fe  or  to  Carson  National  Forest  and  it  turned 
out  that  the  Carson  was  the  one  that  I  was  sent  to. 
I  was  there  from  1951  to  1956  and  then  in  June  of  1956 
I  was  given  the  opportunity  to  transfer  to  the  Wash 
ington  office  in  what  at  that  time  was  the  Division  of 
Operations. 

Since  I  had  become  a  forest  supervisor  I  had  become 
very  interested  in  the  administrative  management  part 
of  the  Forest  Service  rather  than  the  resource  manage 
ment  .  .  .  so  I  jumped  at  the  chance  to  go  even  though 
it  was  a  horizontal  transfer  at  the  time.   I  knew  that 
there  would  be  promotions  and  increases  in  salary  as 
time  went  on.   When  I  went  back  there,  I  was  told  that 
probably  two  years  would  be  the  maximum  that  I  would 
be  in  Washington.   On  the  basis  of  that,  we  didn't  buy 
a  home  there  but  rented  and  five  years  later,  we  were 
still  there.   We  had  just  about  decided  to  buy  a  house 
when  I  received  word  that  the  chief  of  operation 
position  in  Region  3  was  open.   Of  course,  this  is 
where  I  wanted  to  come  and  I  jumped  at  the  chance.   We 
came  out  here  in  1961  and  remained  here  until  I  retired 
in  1972.   So  that  pretty  well  briefly  outlines  what  my 
career  in  the  Forest  Service  came  to. 


8 

RCL :   Okay.  So,  most  of  your  time  was  really  spent  in  New 
Mexico  where  you  live  now. 

WLG:   Yes.   I  was  never  in  another  region  except  when  I  was 
still  in  college.   I  had  a  summer  job  in  Region  1  in 
Montana.   Aside  from  that  I  spent  my  entire  career  here 
in  Region  3  plus  five  years  in  the  Washington  office. 
Also  I  was  never  a  member  of  a  supervisor's  staff. 
The  normal  progression  for  most  Forest  Service  career 
employees  was  from  a  ranger  position  to  the  supervisor's 
office  as  member  of  the  staff.   And  then  from  that 
usually  into  the  regional  office,  although  some  go  from 
the  supervisor's  staff  to  supervisor.   I  went  from  the 
ranger  district  to  the  regional  office  and  from  the 
regional  office  to  a  supervisor. 

RCL:   You  skipped. 

WLG:   Skipped  just  one  step  there. 

RCL:   So,  in  various  degrees  of  formality,  you  were  in  manage 
ment  from  the  very  beginning  with  the  CCC. 

WLG:   That's  right,  and  particularly  once  I  got  into  the 

ranger  district  and  became  a  district  ranger,  because 
a  district  ranger  is  a  generalist.   He  cannot  be  a 
specialist  because  he  has  final  responsibility  for  all 
activities  on  his  district  and  he  has  working  for  him 
a  number  specialists  in  various  phases  of  resources. 

RCL:   The  Forest  Service  has  always  promoted  foresters  to 
positions  of  management  rather  than  bringing  in 


9 

management  specialists  with  a  formal  degree  in  manage 
ment  .   I  have  heard  it  explained  that  this  works 
because  everybody  in  the  Forest  Service  is  really 
involved  in  some  sort  of  management;  that's  what  the 
Forest  Service  does. 

WLG:   Well,  I  think  that  is  certainly  true.   I  think  also 
that  there  was  a  feeling,  back  in  the  early  days  at 
least ,  that  foresters  could  do  anything  and  everything 
in  the  Forest  Service,  and  since  it  was  a  "forest 
service"  that  it  should  be  manned  and  staffed  by 
foresters — even  to  the  point  of  doing  the  engineering 
work  on  road  construction  and  this  sort  of  thing.   It 
was  rather  a  primitive  type  of  road  construction,  but 
nevertheless  the  ranger  himself  or  one  of  his  assistants 
did  much  of  this.   As  time  went  on,  the  Forest  Service 
became  more  specialized  and  started  hiring  people  who 
were  really  specialists.   Also  I  think  that  as  soon  as 
a  forester  became  a  district  ranger  he  became  deeply 
involved  in  the  broader  phases  of  administration  and 
became  an  administrator  through  experience  rather  than 
through  training. 

RCL:   Yes.   You  knew  Earl  Loveridge  personally. 

WLG:   Yes. 

RCL:   Can  you  tell  me  something  about  him  as  a  person — some 
thing  about  his  personality? 

WLG:   Yes,   Loveridge  was  not  an  easy  man  to  know  and,  as  a 


10 

matter  of  fact,  when  I  knew  him  I  was  scared  to  death 
of  him.   But  when  I  first  met  Loveridge,  I  was  still  an 
assistant  on  a  ranger  district  and  to  me  anybody  from 
the  regional  or  Washington  office  was  akin  to  God. 

RCL :   Yes . 

WLG :   They  were  people  who  were  pretty  much  idolized. 

Loveridge,  I  guess,  probably  could  be  considered  as 
the  father  of  much  of  the  management  philosophy  in 
the  Forest  Service.   Some  was  good.   Some  didn't  turn 
out  to  be  quite  so  good.   I  remember  one  particular 
case  when  I  first  became  an  assistant  ranger  at  Pecos. 
Loveridge  had  designed  a  method  of  work  planning  and 
accounting  for  the  ranger  and  his  staff  which  involved 
planning  work  by  months  broken  down  into  fifteen  minute 
periods,  and  then  by  also  accounting  for  the  time  the 
forest  officer  spent  on  these  jobs  down  to  fifteen 
minute  periods.   This  became  an  intolerable  situation 
with  the  people  on  the  ground  trying  to  record  time 
down  to  that  brief  an  interval.   It  was  almost  a  case 
of  a  clipboard  and  pencil  in  one  hand  and  a  watch  in 
the  other.   Because  of  the  uproar  from  the  field,  it 
didn't  last.   As  I  recall,  it  was  dropped  in  less  than 
a  year.   But,  I  think  that  many  of  the  ideas  that 
Loveridge  had  were  carried  on,  and  there  have  been  many, 
many  different  types  of  work  planning  experimented  with 
and  tried  in  the  Forest  Service.   Some  of  them  worked 


11 

fairly  well,  some  didn't.   It  depended  to  some  extent 
on  the  individual  who  was  putting  it  into  effect  too. 
We  went  through  at  least  three  or  four  different  types 
of  work  planning  that  I  can  recall.   Everybody  agreed 
and  recognized  the  fact  that,  to  be  efficient,  the 
ranger  should  plan  his  time.   The  questions  was:  how 
formal  should  it  be?  How  much  detail  should  there  be? 
The  most  successful  one  that  finally  evolved  was  one 
that  required  the  ranger  to  plan  his  time  by  priorities 
but  not  try  to  put  time  limits  on  those  jobs.   There 
are  certain  jobs  that  had  to  be  done  regardless,  and 
they  had  to  be  done  at  certain  times.   Other  jobs  could 
be  flexible  and  they  could  be  moved  from  periods  of  peak 
loads  to  periods  when  the  work  wasn't  so  heavy  and  the 
workload  sort  of  leveled  off  for  the  year.   I  think  that 
that  one  was  the  most  successful  really — where  they 
just  planned  by  priorities  rather  than  by  trying  to  say 
it  would  take  six  hours  to  do  this  job  and  four  hours 
to  do  that  job,  and  one  hour  to  do  this  job,  and  so  on. 
And,  of  course,  the  time  it  takes  to  do  a  job  varies  by 
an  individual  anyway. 

RCL:   Yes,  certainly. 

WLG:   They  were  interesting  theories  and  some  were  highly 

theoretical.   I  think  the  best  part  about  it  was  that 
before  any  of  them  were  really  solidified  and  put  into 
effect,  there  was  a  lot  of  feedback  from  people  on  the 
ground  who  were  responsible  for  doing  this.   I  think 


12 

this  was  one  of  the  strong  points.   The  ranger  had  an 
opportunity  to  have  his  input. 

RCL:   What  was  he  like  as  a  person?  He's  been  described  by 
Mr.  Fox,  another  interviewee  on  this  project,  as  being 
a  very  dedicated  almost  machinelike  person. 

WLG:   He  was.   He  was  very  brilliant  and  he  was  extremely 

dedicated  to  the  Forest  Service.   He  was  not  the  warm 
type  of  individual  that  you  instinctively  feel  close 
to,  and  yet  I  think  he  probably  supported  the  people 
on  the  ground  when  they  might  have  difficulties  as  well 
as  anyone. 

I  had  a  little  experience  along  that  line  with  Loveridge 
while  I  was  supervisor  of  the  Carson.   We  had  a  timber 
operator  who  was  especially  cantankerous  and  I  had  lots 
of  trouble  with  him.   He  finally  started  a  political 
effort  to  get  me  removed  from  the  supervisor's  job  at 
Taos.   A  retired  Forest  Service  supervisor  up  there 
wrote  to  Earl  Loveridge  and  protested  this  and  received 
a  very  nice  letter  from  Earl  assuring  him  that  they 
were  not  about  to  remove  anyone  just  because  of  political 
pressure.   They  would  stand  by  any  of  their  people  as 
long  as  they  felt  they  were  doing  right  and  he  told  him 
I  had  been  doing  right.   He  would  stand  behind  those 
people,  no  question  about  it. 

I  knew  his  son  who  was  nicknamed  "Boots"  especially 
well.    Boots  worked  for  me  when  he  was,  I  believe, 


13 

fourteen  years  old,  one  summer  when  I  was  at  Pecos. 
His  dad  sent  him  out  to  our  ranger  district  because  he 
knew  the  senior  ranger,  Ranger  Johnson,  extremely  well. 
They  were  very  good  friends,  so  he  sent  Boots  out  for 
the  summer  and  told  Boots  that  he  was  actually  working 
for  the  Forest  Service  and  would  be  on  the  payroll. 
In  actuality,  Earl  sent  the  money  out  to  Ranger  Johnson, 
and  Johnson  paid  Boots  each  month.   But  he  turned  him 
over  to  work  for  me  and  I  enjoyed  it.   He  was  a  cocky 
little  rascal  but  he  was  smart  and  he  was  willing  to 
work  and  we  had  a  lot  of  fun. 

RCL:   And  he  thought  he  was  working  for  the  Forest  Service. 

WLG:   Yes.  He  thought  he  was  an  employee  of  the  Forest  Service 
at  that  time. 

RCL:   Earl  Loveridge  seems  to  be  a  very  devoted  student  of 
Frederick  Taylor. 

WLG:   Yes. 

RCL:   It  seems  that  maybe  at  the  beginning  there  were  problems 
in  that  his  application  of  management  sciences  was  too 
strict.   Maybe  that's  because  he  was  basing  it  upon 
Taylor's  ideas  which  were  based  upon  shop  practices  and 
didn't  apply  so  strictly  to  the  Forest  Service. 

WLG:   Yes,  could  be. 

RCL:   There  were  other  more  subjective  factors  that  would  enter 
in  with  the  Forest  Service.   So  it  was  probably  just  a 
matter  of  time  before  these  things  had  to  evolve. 


14 

WLG:   I  think  that's  right.   The  Forest  Service  has  always 

been  willing  to  try  anything.   I  think  that's  been  one  of 
their  strengths.   They  have  never  been  completely 
satisfied  with  the  status  quo,  and  they  were  constantly 
trying  new  methods,  some  of  which  worked  very  well. 
Some  others  which  we  will  get  into  a  little  later  didn't 
work  quite  so  well  but  at  least  they  were  tried. 

RCL:   Yes.   It's  an  experimental  field. 

WLG:   Right. 

RCL:   Now  getting  into  experiences  that  you  have  had  in  realms 
of  management  technology,  one  very  interesting  experiment 
was  the  San  Juan  Experimental  Forest  and  I  know  you  weren't 
involved  heavily  in  that  but  could  you  describe  what  you 
remember? 

WLG:   My  memory  of  the  San  Juan  Experimental  Forest  is  very, 
very  vague,  actually.   Ed  Schultz,  who  came  to  the 
Washington  office  the  same  time  I  did,  was  assigned  the 
job  of  carrying  through  the  San  Juan  study  and  I  got  into 
it  very,  very  superficially,  just  around  the  edges.   So, 
actually,  I  am  very  hazy  now  as  to  just  what  the  outcome 
of  that  was.   I  was  not  involved  deeply  enough  to  really 
describe  it . 

RCL:   Okay.   Let's  go  to  something  that  you  were  deeply  involved 
in  and  that  would  be  the  McKenzie  study.   Can  you  describe 
the  McKenzie  Company  and  what  they  did  as  consultants  in 
1957  or  1958? 


< 


15 

WLG:   Yes.   I  believe  it  started  in  1957.   I  am  not  sure  but 

I  think  the  decision  to  have  an  organizational  study  was 
probably  originated  by  both  Gordon  Fox  and  Clare  Hendee, 
of  course,  with  the  approval  of  the  chief  and  his  staff. 

RCL:   Why  is  this,  do  you  think? 

WLG:   Well,  I  think  that  there  was  a  feeling  that  maybe  there 
was  a  better  way  to  organize  the  Forest  Service  than  we 
had;  that  there  was  a  more  efficient  way  of  doing 
business,  or  at  least  we  ought  to  determine  if  there  was 
a  better  way.   At  first,  the  thought  was  that  a  manage 
ment  consultant  company  would  be  hired  or  a  contract 
entered  into  with  them  to  do  the  complete  study  with  no 
participation  by  the  Forest  Service.   Then  it  was  decided 
that  this  was  not  really  too  good  because  no  management 
consulting  firm  would  have  all  of  the  insight  into  the 
Forest  Service  philosophy  and  history  and  the  way  the 
Forest  Service  had  operated  and  developed.   So  it  was 
finally  decided  that  the  best  approach  would  be  to 
contract  with  a  company  to  do  this  in  conjunction  with 
Forest  Service  employees  who  would  work  right  along  with 
the  company  from  the  very  beginning  in  developing  the 
study  plan  and  carrying  the  study  through  and  preparing 
the  report  but  with  a  lot  of  input  from  the  consulting 
firm.   It  was  put  out  for  bid,  no  I  guess  it  was  not 
actually  put  out  for  bid.   I  think  it  was  a  negotiated 
contract  based  on  experience  and  facilities  that  the 


16 

various  firms  had.   A  number  of  firms  were  contacted  and 
they  finally  settled  on  McKenzie  &  Company.   They  had 
done  some  previous  work  for  the  Forest  Service  and  the 
Forest  Service  knew  them  in  another  operation.   There 
were  two  members  of  McKenzie  Company  that  worked  on  it 
constantly.   A  third  member  was  one  of  the  executives 
with  the  company  who  came  in  at  intervals. 

RCL:   You  know  the  names  of  those  people? 

WLG :   Not  anymore .   I  sure  don ' t . 

RCL :   Okay . 

WLG:   Then  there  was  Gordon  Fox  and  Clare  Hendee  and  myself. 

Joe  Pechanec  from  Research  was  the  other  man  on  the  team 
since  research  was  going  to  be  covered  as  well.   This 
was  the  group  that  did  most  of  the  work.   As  I  recall, 
there  was  a  regional  office  representative  and  a  forest 
supervisor  involved  in  the  study  also.   I'm  a  little 
hazy  on  that. 

RCL:   We  can  look  that  up  anyway. 

WLG:   To  get  more  of  a  field  participation,  as  I  recall,  there 
were  representatives  from  the  regional  offices  and  the 
supervisor's  offices.   The  study  plan  was  developed  in 
Washington  primarily,  in  conjunction  with  McKenzie 
Company,  and  then  a  schedule  of  field  visits  was  developed 
and  we  started  out  contacting  people  at  all  levels  of 
the  Forest  Service.   It  was  an  interview  type  of  study 
and  we  got  a  cross-section  of  regional  office  people, 


17 

forest  supervisors  and  their  staff,  rangers  and  Research  and 
State  and  Private  Forestry  employees — those  being  the 
three  legs  of  the  Forest  Service  namely  State  and  Private 
Forestry,  Research  and  National  Forest  Administration. 
This  took  several  months,  just  the  field  portion  of  the 
study,  and  at  intervals  during  the  field  portion,  the 
whole  group  would  get  together  and  discuss  what  they 
found  and  decide  what  more  was  needed,  and  this  sort  of 
thing,  so  we  didn't  go  in  different  directions. 

RCL:   Could  you  describe  exactly  what  you  were  doing  in  the 
field  during  the  research? 

WLG:   Primarily  interviewing  people  as  to  what  they  felt  could 
be  improved  in  the  organization  and  what  they  thought 
was  good  and  any  ideas  they  might  have  on  what  type  of 
organization  would  be  better  than  what  we  had.   We  were 
trying  to  pinpoint  problems  that  at  least  had  arisen  in 
people's  minds  with  the  idea  that  once  we  knew  the  problem 
then  maybe  we  could  get  a  solution  for  it. 

RCL:   Yes. 

WLG:   They  were  not  taped  interviews.   It  was  just  a  matter  of 
sitting  down  with  the  individual  and  taking  notes  as 
he  discussed  what  he  felt  the  problems  were.   We  had  a 
cross-section  of  the  whole  organization  from  the  ranger 
district  right  through.   The  final  report  took  several 
weeks  or  months  to  finally  develop,  as  I  recall,  and 
there  were  several  drafts  written  which  were  reviewed  by 


18 

a  number  of  people.  As  a  matter  of  fact,  the  first  draft 
went  out  to  the  entire  field  and  we  got  feedback  from  all 
members  of  the  organization. 

This  study  finally  developed  several  major  recommendations, 
some  of  which  were  put  into  effect  immediately.   A  lot 
were  put  into  effect  later  on.   One  of  the  recommendations, 
for  example,  called  for  the  establishment  of  deputy 
chief  positions  in  the  chief's  office  and  that  was 
implemented  rather  quickly.   They  had  deputy  chiefs  and 
associate  deputies  under  the  deputies. 

One  recommendation  that  was  put  into  effect  several  years 
later  was  that,  particularly  in  the  larger  regions,  we 
should  consider  multiple  deputies,  the  idea  being  that 
there  should  be  not  less  than  three:  one  deputy  for 
Administration,  one  deputy  for  Resource  Management,  and 
one  deputy  for  State  and  Private  Forestry.   The  intent 
of  this  was  that  it  would  be  implemented  in  the  very 
largest  regions  such  as  Region  5  and  Region  6  and 
possibly  Region  8.   This  was  not  too  well  received  by 
the  field  and  no  attempt  was  made  to  pressure  the  regions 
to  put  it  into  effect.   However,  I  guess  it  must  have 
been  in  about  1970,  the  larger  regions  did  go  this  route, 
and  in  1972  or  1973  it  was  decided  that  all  regions 
should  go  in  this  direction  even  though  some  of  the 
regional  foresters  objected  to  it  very  strenuously. 
My  own  personal  feeling  is  that  it  was  an  expense  that 

could  well  have  been  done  without.   It  had  interjected 

! 


19 

a  layer  of  organization  that  was  costly,  and  I  didn't 
feel,  looking  at  it  from  the  standpoint  of  a  staff  man 
from  the  regional  office,  that  it  was  accomplishing 
enough  to  justify  the  expense.   Now,  there  was  a  great 
deal  of  resentment  by  division  chiefs  toward  this  type 
of  organization  because  it  deprived  them  of  considerable 
authority,  plus  the  fact  that  we  all  resent  and  resist 
change.   There  was  a  very  definite  lowering  of  morale 
in  the  Forest  Service  for  quite  some  time  I  think  prob 
ably  that  has  since  been  pretty  well  overcome  by  the 
fact  that  most  of  us  who  were  in  at  the  time  are  now 
retired,  and  the  younger  people  are  not  familiar  with 
the  earlier  type  of  organization  so  they  have  no  basis 
of  comparison.   They  have  accepted  it  pretty  well,  I 
think,  but  I  still  feel  that  maybe  the  expense  could 
not  be  justified. 

RCL:   Yes. 

WLG :  I  feel  objective  analysis  now  would  probably  pinpoint 
this. 

RCL:   Maybe  more  time  is  needed  before  you  can  do  that  too. 

WLG:   Yes.  It  would  be  a  difficult  thing  to  measure,  and 

• 

what  are  you  buying  with  the  money  that  is  spent? 

RCL:  When  the  McKenzie  study  was  submitted,  and  I  think  it 
was  given  the  title  "Gearing  the  Organization  for  the 
Job  Ahead,"  did  you  have  a  voice  in  the  recommendations? 

WLG:   A  very  minor  voice. 


20 

RCL:   Did  you  dissent  at  that  time? 

WLG:   I  didn't.   First  of  all,  I  had  not  been  in  a  position 

where  I  knew  how  the  regional  office  really  functioned. 
By  the  time  the  recommendations  were  implemented  I  was 
on  the  receiving  end.   Also,  I  didn't  dissent  because 
at  that  time  I  did  feel  that,  in  very  large  regions, 
it  probably  would  be  a  good  deal.   There  was  no  antici 
pation  that  they  would  go  to  every  region  regardless 
of  size.   For  example,  in  Region  3  before  that  type  of 
organization  went  into  effect  we  had  a  very  small  State 
and  Private  organization.   We  had  only  two  states,  one 
of  which,  Arizona,  did  not  have  any  state  forestry 
organization  whatsoever,  the  other  one,  New  Mexico,  had 
a  very  small  one  and  the  State  and  Private  organization 
was  under  the  Division  of  Watershed  Management.   It's 
hard  to  say  whether  that's  a  logical  place  for  it  or 
not,  but  anyhow,  that's  where  it  was  and  it  consisted, 
at  first  of  only  one  person,  and  then  it  got  to  be  two. 
Well,  when  the  new  organization  went  into  effect  and 
a  deputy  for  State  and  Private  was  established,  it  just 
mushroomed.   I  couldn't  even  say  how  many  people  are  in 
the  State  and  Private  organization  in  Region  3  at  the 
present  time.   There  are  many  people,  and  I  wouldn't 
judge  whether  they  are  needed  or  not  since  I  have  been 
out  of  the  organization  this  long.   I  do  know  that  the 
state  and  private  work  certainly  has  grown  in  the  two 

states.   They  have  developed  their  organizations  and 

' 


21 

they  have  grown  but  when  the  recommendations  were  made 
the  team  was  thinking  more  of  state  and  private  organiza 
tions  such  as  the  East  where  they  are  very  strong.   The 
state  forest  service  is  a  very  strong  organization  and 
every  state  has  it.   Region  8  and  Region  9  both  have  lots 
of  states  and  we  could  see  a  very  definite  need  there  for 
something  like  that,  but  certainly  we  didn't  visulaize 
it  in  the  West.   So,  really  I  didn't  object  to  it  at  the 
time. 

RCL:   You  couldn't  see  all  the  ramifications. 

WLG :   No.   I  had  no  idea  that  it  was  going  to  go  into  effect 
in  all  regions.   It  seemed  to  be  one  of  those  things 
that  suddenly  becomes  very  popular,  and  in  spite  of  the 
fact  that  some  of  the  regional  foresters  thought  it 
was  not  the  type  of  organization  they  wanted,  they  were 
told  to  have  it,  and  they  did. 

RCL:  That's  very  interesting.  Well,  while  you  were  doing 
this  job  you  were  really  functioning  as  a  management 
technician  in  a  way. 

WLG:   That's  right. 

RCL:   Had  you  had  any  training  in  management? 

WLG:   No  formal  training,  just  practical  experience,  that's 

all,  plus  whatever  reading  material  I  could  get  my  hands 
on . 

RCL:   Did  you  take  any  of  the  correspondence  courses  that 
were  offered? 


22 

WLG:   No,   Not  at  that  time.   I  don't  think  I  ever  took  a 
correspondence  course.   I  attended  a  lot  of  training 
courses  while  I  was  in  Washington  and  after  I  came  to 
Region  3  as  chief  of  operations,  but  I  don't  recall  any 
correspondence  courses  in  management  except  some  of 
the  resource  activities. 

RCL:   So  you  really  learned  through  experience. 

WLG:   That's  right.   Now,  I  did  take  some  courses  while  I 
was  in  Washington  through  the  graduate  school  there. 

RCL:   Department  of  Agriculture? 

WLG:  Yes,  Department  of  Agriculture  Graduate  School.  They 
were  management  courses  and  were  really  very  good.  I 
felt  I  got  a  lot  of  ideas. 

RCL:   That's  a  good  program  to  have,  really. 

WLG :   Yes ,  very  good . 

RCL:   You  have  had  some  other  practical  experience  and  on- 
the-job  training  with  a  workload  analysis  and  with  a 
study  of  business  management  in  stations  which  resulted 
in  a  change  in  station  management.   Would  you  explain 
that? 

WLG:   This  was  made  in  1956  and  up  to  that  time  there  had 

been  no  workload  study  made  on  the  administrative  phases 
of  the  research  station.   There  was  no  formal  organiza 
tion  to  handle  the  business  management  activities  at  the 
stations.  So  Gordon  Fox  and  I  made  the  study  initially. 
I  think  the  first  station  we  went  to  was  Ashley,  North 


23 

Carolina,  the  Southeastern  station  and  from  there  we 
went  to  the  Southern  station  at  New  Orleans.   Through 
interviews  with  the  members  of  the  research  director's 
staff  and  the  director  himself,  we  identified  the 
business  management  jobs  they  had  to  do  at  the  station 
level  and  then  arrived  at  some  time  requirements  to  do 
those  jobs.   We  got  some  of  the  time  requirements  from 
people  doing  the  jobs  and  some  were  just  based  on  our 
knowledge  of  how  much  time  it  ought  to  take,  and  from 
this  we  developed  workloads  so  that  we  could  determine 
what  kind  of  staffing  they  would  need.   The  result  of 
this  study  was  that  a  unit  of  business  management  was 
established  at  the  stations.   The  man  in  charge  was  on 
an  equal  level  with  the  research  people  who  were  doing 
the  various  resource  and  research  activities  and  was 
considered  a  member  of  the  regular  staff.   Up  until 
then  all  they  had  was  what  they  called  administrative 
assistants  who  were  Jacks-of-all-trades.   They  handled 
fiscal  matters,  budgeting,  and  determined  all  of  the 
business  management  activities  in  and  around  the  station. 
We  established  the  position  of  "business  manager"  and 
then  under  him  the  various  staff  that  he  would  need  to 
relieve  him  of  many  responsibilities.   That  has  worked 
reasonably  well,  I  think.   So  far  as  I  know,  at  the 
present  time  they  still  have  this  type  of  an  organization 
at  the  stations. 


24 

RCL:   This  is  probably  the  first  formal  creation  of  an  actual 
management  technology  unit. 

WLG:   I  think  so.   Yes. 

RCL:   So  Loveridge  had  a  certain  position  and  other  people 

were  doing  things  such  as  you  were  in  certain  positions 
but  now  it  has  been  recognized  as  a  department  of  the 
Forest  Service. 

WLG:   There  had  been  previous  workload  studies  and  organization 
studies  of  the  ranger  districts,  national  forests,  and 
regional  offices  of  the  Forest  Service  which  were  used 
to  determine  the  staffing  needs  in  the  supervisors' 
offices,  regional  offices,  and  on  the  ranger  districts. 
So  the  workload  analysis  was  not  new,  and  in  the  business 
management  study  of  the  station  we  used  many  of  the  same 
techniques  as  were  used  in  the  past.   But  it  was  a 
completely  new  organization  as  far  as  research  was 
concerned. 

RCL:   Personnel  rather  than  physical  facilities. 

WLG:   Right. 

RCL:   What  do  you  see  as  the  outcome  of  that  in  terms  of 

efficiency,  maybe  as  compared  to  what  you  saw  as  the 
outcome  of  the  McKenzie  study? 

WLG:   I  think  it  has  been  very,  very  beneficial.   First  of  all, 
it  allowed  a  career  pattern  between  Research  and  National 
Forest  Administration  that  had  never  existed  before. 
People  were  moved  back  and  forth  and  they  did  not  ask  a 

I 


25 

man  who  was  trained  as  a  research  individual  to  do  the 
administrative  job  since  the  two  are  not  compatible, 
really.   The  research  people  did  not  want  to  have  to 
be  bothered  with  details  of  administrative  matters. 
That's  not  what  they  were  trained  for.   And  this,  I 
think,  as  a  general  rule  is  very  well  accepted  by 
research  people  since  it  relieved  them  of  all  the 
responsibilities  and  worries  of  the  administrative 
side  of  the  job.   So  far  as  I  can  tell  in  talking  to 
people  at  the  stations  after  the  business  organization 

was  put  into  effect,  it  was  functioning  very  well. 

. 

RCL :   It  still  is,  as  far  as  you  know. 

WLG:   As  far  as  I  know,  it  is. 

RCL:   A  very  innovative  and  important  study  that  you  had  a 
good  part  in  was  the  size  of  ranger  district  study. 
Could  you  describe  the  process  in  making  that  study  and 
the  recommendations  that  resulted? 

WLG:   I'm  not  really  sure  just  what  finally  sparked  the  idea 

that  a  study  was  needed  as.  to  the  size  of  ranger  districts 
and  what  was  needed  to  determine  the  optimum  size  of  a 
ranger  district.   But,  I  know  for  some  time,  there  had 
been  a  general  feeling  that  the  spread  in  size  of 
ranger  districts  was  entirely  too  big  and  that  there 
must  be  some  better  method  of  determining  size  than 

;  v.-> 

the  hit-or-miss  arrangement  that  was  used  in  the  past. 
We  had  ranger  districts  that  employed  only  one  man  and 
some  that  had  more  employees  than  many  of  the  forest 


26 

supervisors'  offices.   The  McKenzie  study  touched  on 
this  problem  and  I  think  played  a  part  in  the  decision 
to  make  the  size  of  ranger  district  study. 
Since  I  had  indicated  quite  an  interest  in  this  type  of 
thing,  I  was  asked  to  head  up  the  study.   At  the  time, 
I  had  already  been  transferred  to  Region  3  as  chief  of  the 
division  of  operations,  but  my  regional  forester  agreed 
to  give  me  leave-of-absence  from  my  job  for  whatever 
time  it  took,  which  we  estimated  would  probably  be  at 
least  a  year.   I  was  asked  to  select  somebody  who  I 
felt  would  be  of  most  assistance  in  making  the  study 
and  preferably  somebody  from  a  supervisor's  office  to 
give  us  input  from  the  supervisor ' s  level .   I  asked 
for  a  staff  man  who  had  been  here  in  Region  3  and  was 
presently  in  California  as  a  deputy  supervisor  on  one 
of  the  forests  in  northern  California.   His  name  was 
Ken  Norman,  and  his  supervisor  agreed  to  give  him  a 
leave-of-absence  in  order  to  make  the  study,  so  the 
two  of  us  formed  the  field  team  and  the  Management 
Sciences  staff  in  Berkeley,  headed  up  by  Ernst  Valfer, 
was  brought  into  the  picture  also.   They  directed  us 
and  assisted  in  developing  a  study  plan  for  the  size 
of  district  study.   We  worked  closely  with  them  in  the 
development  of  the  study  plan,  and,  of  course,  through 
out  the  study.   The  plan  was  developed  in  Washington 
and  before  it  was  put  into  effect  it  was  reviewed  and 


27 

approved  by  the  chief  and  his  staff,  so  that  there  was 
complete  agreement  that  this  new  approach  would  be 
taken.   We  also  selected  an  advisory  committee  composed 
of  two  regional  foresters  and  one  or  two  forest  super 
visors.   We  felt  that  we  could  periodically  meet  with 
this  group  and  discuss  what  we  had  found  and  have  them 
help  direct  us.   Gordon  Fox  and  Clare  Hendee  both  worked 
with  us  very  closely  on  this  as  did  Chet  Shields.   How 
ever  they  weren't  involved  in  the  field  phase  of  it; 
just  Ken  Norman  and  I  were  involved  in  that.   They  met 
with  us  at  frequent  intervals  and  whenever  we  met  with 
our  advisory  committee. 

The  study  was  composed  of  interviews  by  Ken  Norman  and 
myself.   It  seems  to  me  that  we  selected  something  like 
seventy  ranger  districts  and  about  ten  or  twelve  national 
forests.   We  also  interviewed  members  of  the  regional 
office  staff  and  people  under  them.   We  developed  a  list 
of  questions  that  would  point  to  the  problem  of  the  size 
of  the  range  district,  the  type  of  work  the  ranger  did, 
how  he  and  different  people  felt  the  organization  was 
functioning  now,  and  what  changes  might  be  needed.   After 
we  developed  this  list  of  questions,  we  went  out  and 
tried  it  on  a  forest  in  California.   As  a  result  of  that, 
several  revisions  were  made  and  new  questions  added  and 
some  deleted. 

RCL:   Which  forest  was  this? 

• 


28 

WLG:   I  think  it  was  the  Shasta-Trinity .   I  believe  that  was 
the  one  we  initially  tried. 

RCL:   And  you  were  trying  to  establish  a  set  form  of  questions? 

WLG:   Right.   Or  at  least  some  parameters  on  the  thing.   As 
we  got  into  different  parts  of  the  country,  we  would 
have  different  questions  which  would  apply  directly  to 
the  type  of  work  they  were  doing,  because  the  type  of 
work  would  vary.   For  example,  on  a  heavy  range  district 
in  Region  4  as  compared  to  a  timber  district  in  Region  8 
the  work  was  totally  different,  so  we  had  to  gear  our 
questions  .  .  . 

RCL:   So  it  was  subject  oriented. 

WLG:   Pretty  much,  yes.   It  took  about  .  .  .  oh,  I  can't  re 
member  how  many  months.   It  took  several  months  just  for 
the  field  phase  of  it.   Periodically  we  would  get  back 
to  Berkeley  from  off  our  field  trips  and  go  over  the 
material  that  we  had  up  to  that  point.   Then  this  was 
all  put  into  a  computer  system  at  Berkeley — the  idea 
being  to  see  if  we  could  develop  some  sort  of  criteria 
that  would  tell  us  when  a  district  was  either  too  small 
or  too  big.   We  finally  wound  up  assigning  a  numerical 
value  to  these  districts.   Everybody  agreed  that  there 
is  a  point  when  a  ranger  district  would  be  too  large. 
To  be  ridiculous,  we  could  say  if  all  the  districts  on 
a  forest  were  consolidated  it  would  be  too  big  a  district. 
Also  everybody  agreed  that  there  was  a  point  below  which 
the  district  was  far  too  small.   A  one-man  district 


29 

where  the  ranger  was  expected  to  be  a  specialist 
in  all  the  activities  that  go  on  in  a  district  just  was 
not  feasible.   He  couldn't  be  both  a  generalist  and  a 
specialist.   But  those  were  the  problems  we  were  wrestling 
with — trying  to  find  out  what  could  be  measured  to 
determine  this.   Now,  I  don't  think  we  really  came  up 
with  anything  that  was  absolutely  conclusive,  that  we 
could  say, "When  it  reaches  this  point,  the  district  is 
too  small  or  too  large."  But  we  had  a  gut  feeling  from 
talking  with  so  many  people  that  there  was  a 
spread  that  would  be  acceptable  and  that  the  one-man 
districts  should  as  soon  as  possible  be  eliminated.   Not 
many  districts,  as  they  then  existed,  were  too  big.   As 
a  matter  of  fact,  as  I  recall,  we  did  not  find  any  that 
we  felt  were  too  big  at  that  point  in  time,  but  as  time 
went  on  they  were  going  to  get  too  big.   But  then  we 
thought,  well,  what  is  the  optimum  size?  What  is  the 
size  that  would  be  most  efficient?  And,  again  we  could 
not  come  up  with  anything  that  was  really  conclusive. 
What  we  finally  developed  was  a  numerical  value  based 
on  various  things — the  number  of  staff  the  ranger  had, 
the  workload  according  to  various  measurements  that  had 
been  developed  over  the  years,  the  types  of  activities 
that  he  had.   These  were  weighted  and  given  values. 
The  acreage  was  a  part  of  it . 

RCL:   Yes. 

' 


30 

WLG:   This  did  enter  into  it.   We  found  ranger  districts  all 
the  way  from  one  in  Region  4  of  750,000  acres  down  to 
districts  that  had  less  than  100,000  acres.   And  we  felt 
that  the  district  of  750,000  acres,  while  it  had  a  very 
small  workload,  was  probably  just  physically  too  large 
an  area  to  cover. 

RCL:   Yes.   Was  terrain  a  factor  in  this  too? 

WLG:   Terrain  was  a  factor  as  were  types  of  transportation.   If 
they  were  strictly  by  horseback,  it  was  a  lot  different 
than  if  they  had  roads.   Because  of  all  these  various 
factors  we  couldn't  really  get  a  concrete  handle  on  the 
problem  and  say, "Now,  this  is  the  size,"  because  there 
were  too  many  variables.   How  good  it  is  now,  I  don't 
know.   But  I  do  know  that  a  number  of  districts  have 
been  eliminated  through  consolidation  as  a  result  of 
the  study.   I  think  that  was  good.   I  think  we  are  get 
ting  more  for  our  money  than  we  did  when  we  had  the  small, 
one-man  ranger  districts. 

Because  of  the  change  in  the  activities  that  go  on  in 
the  ranger  districts  now  as  compared  to  what  it  was  back 
in  the  early  days,  or  the  fact  that  we  have  special 
interest  groups  that  are  watching  what  goes  on  on  every 
ranger  district  now,  we  need  people  on  the  districts 
who  are  specialists  in  their  field — men  who  really  know 
what  they  are  talking  about  in  recreation  management, 
watershed  management,  wildlife  management  as  well  as 
range  and  timber.   Some  of  the  ranger  districts  have  no 


31 

timber  at  all  but  they  all  have  watersheds  and  almost 
all  of  them  have  recreation.   Some  of  them  do  not  have 
any  range  but  they  have  wildlife.   So  we  felt  that  to 
ask  one  ranger  to  become  a  specialist  and  an  expert  in 
all  this  was  just  too  much. 

RCL:   Impossible. 

WLG:   Yes.   So  I  think  it  has  resulted  in  more  effective  use 

of  the  money.   There  was  a  strong  feeling  by  some  people 
in  the  Forest  Service,  particularly  on  range  districts, 
that  the  districts  should  be  very  small  so  that  the 
ranger  personally  knew  all  of  his  permittees,  all  of  his 
users,  and  everything  there  was  to  know  about  his 
ranger  district.   We  on  the  study  didn't  feel  that  this 
was  feasible  or  that  it  was  practical.   But  there  was  a 
difference  of  opinion,  particularly  between  range 
management  people  and  others  who  were  on  the  staffs  of  the 
Washington  office  and  regions.   It  was  an  extremely 
interesting  study  and  we  had  lots  and  lots  of  feedback 
from  the  people  in  the  field  as  to  how  they  felt  about  it- 
the  rangers  themselves.   Some  were  very,  very  good  and 
some  were  pretty  shallow.   Some  of  the  rangers  hadn't 
really  thought  the  whole  thing  through  and  hadn't 
analyzed  what  they  were  doing  and  what  their  job  was, 
and  those  kinds  didn't  give  us  too  much.   Others  had  done 
a  lot  of  thinking  and  gave  us  some  excellent  feedback. 
It  was,  I  think,  the  most  interesting  study  that  I  have 
taken  part  in. 


32 

RCL:   You  mentioned  that  some  of  the  internal  political 

problems  resulted  in  more  external  problems  too,  didn't 
you? 

WLG:   Yes.   As  a  matter  of  fact  some  of  the  consolidations  were 
stopped  cold,  politically.   One  in  particular  that  in 
volved  moving  only  two  families  in  a  small  district  in 
Region  9  was  stopped  by  then  Vice-President  Humphrey, 
and  it  was  dropped  at  that  time.   Whether  it's  been 
consolidated  since  then  I  don't  know,  but  everybody 
agreed  that  it  was  the  most  efficient  thing  to  do. 

RCL:   Yes.   Were  they  afraid  of  loss  of  revenue  or  something? 

WLG:   Well,  it  was  a  small  town  and  the  people  didn't  want  to 
see  any  families  move  out,  and  they  protested  to 
Humphrey  and  stopped  it . 

RCL:   What  about  other  internal  political  problems?   I  imagine 
some  people  were  replaced  if  things  were  consolidated. 

WLF :   Yes.   There  was  a  certain  amount  of  resistance,  certainly, 
to  that  by  a  lot  of  people  who  didn't  want  to  move. 
It  didn't  result  in  anybody  losing  a  job  or  being  laid 
off  or  anything  like  that;  it  was  merely  a  move  into 
other  positions.   But  some  of  them  didn't  want  to  move 
and  they  would  agitate  against  it.   The  ones  that  were 
the  easiest  to  consolidate,  of  course,  were  where  we  had 
two  rangers  headquartered  in  the  same  town.   This  didn't 
make  sense  to  us  on  the  study  team  at  all.   We  could 
not  see  why  we  would  need  two  rangers  and  so  much 
duplication  of  work.   Many  times  the  two  rangers  occupied 


33 

the  same  office  building  but  were  wholely  separate. 
These  were  the  easiest  to  consolidate  and  probably 
caused  the  least  furor  since  usually  one  of  the  rangers 
would  be  transferred  to  another  ranger  district  and 
the  rest  of  the  staff  pretty  much  stayed  right  in  place. 
So  there  was  not  too  much  of  an  impact  and  the  community 
was  not  losing  as  they  were  in  some  others  where  the 
whole  group  was  moved  out . 

RCL:   So  the  districts'  division  was  rather  artificial  to  begin 
with  in  a  lot  of  ways. 

WLG:   Yes.   Very  artificial. 

RCL:   What  was  the  most  difficult  consolidation  that  you  can 
think  of?  Maybe  that  didn't  happen  right  after  the 
study  but  did  in  time.   Were  there  districts  that  were 
to  be  consolidated  where  it  took  a  large  administrative 
change  or  anything? 

WLG:   Well,  I'm  trying  to  think.   The  one  that  comes  to  mind 
as  the  most  difficult  was  one  in  this  region.   It  was 
two  districts  on  the  North  Kaibab  Forest  which  is  north 
of  the  Grand  Canyon.   Both  districts  were  headquartered 
in  the  same  little  town  of  Fredonia,  Arizona,  in  the 
same  building,  a  Forest  Service  owned  building,  with  one 
ranger  being  on  one  side  and  one  ranger  being  on  the 
other  side.   Both  districts  had  many  of  the  same  main 
travel  routes  to  get  out  to  this  one  great  big  hunk  of 
country  which  was  all  one  contiguous  land  mass  with  an 
artificial  division,  and  one  ranger  was  responsible  for 


34 

one  and  one  ranger  responsible  for  the  other.   The  same 
timber  operators  cut  timber  on  both  ranger  districts. 
Many  of  the  same  grazing  permittees  grazed  livestock  on 
the  districts.   I  felt  as  chief  of  the  division  of 
operation,  that  there  was  absolutely  no  excuse  for  having 
two  ranger  districts.   It  was  a  needless  expense  that 
they  could  well  do  without.   There  were  several  people 
in  this  region  who  did  not  agree  with  me  on  this.   The 
regional  forester  didn't  and  we  had  many  discussions  on 
it  but  there  were  not  consolidated  then.   Finally,  they 
were  consolidated  in  January  1974. 

RCL:   Okay.   When  you  would  give  each  district  numbers 

according  to  different  aspects  of  operation,  and  it 
was  quantified  through  the  computers  at  Berkeley,  would 
each  district  end  up  with  a  number? 

WLG:   Yes. 

RCL:   Like  "114"  or  something  like  that? 

WLG:   Yes.   I'm  a  little  hazy  as  to  the  spread  but  I  think 

it  was  from  seven  to  twelve — in  other  words,  seven  would 
be  the  smallest  desirable  district  and  twelve  the  largest. 
But  we  pointed  out  that  this  was  merely  an  indicator. 
If  a  district  measured  out  as  seven,  or  less  than  a 
seven  then  that  was  a  district  we  ought  to  look  at  very 
carefully  to  see  if  it  should  be  consolidated  with  some 
thing  else,  recognizing  that  peculiar  circumstances  exist 
on  certain  districts  that  might  prohibit  just  mechanical 
consolidation. 


35 

RCL:   Yes. 

WLG:   For  example,  if  you  had  a  five  and  a  two,  we  did  not 
say  "You've  gotta  make  a  seven  out  of  it." 

RCL:   Yes. 

WLG:   Or  a  four  and  a  three,  or  whatever.   But  this  would 
raise  a  red  flag  that  these  are  the  ones  we  ought  to 
look  at  and  we  won't  be  too  concerned  with  those  that 
are  within  the  parameters,  only  those  that  are  outside. 

RCL:   I  see. 

WLG:  Bigger  than  a  twelve  or  smaller  than  a  seven  we  better 
look  at  very  carefully  and  see  if  we  should  divide  or 
consolidate  them  or  not.   So  this  is  the  way  it  was 
used,  and  each  region  went  through  their  own  districts 
and  mechanically  determined  what  their  numerical  value 
was.   Then  the  ones  that  were  below  and  above  the  limits 
were  the  ones  that  were  studies.   I  don't  think  we 
found  any  in  our  study  that  were  higher  so  we  didn't 
have  any  splits.  We  did  have  quite  a  few  consolidations. 

RCL:   So  this  gave  you  a  rough  idea  of  the  size  of  workload. 

WLG:  That's  right. 

RCL:  And  then  the  ones  that  were  .  .  . 

WLG:  Workload  coupled  with  land  mass  were  the  two  main  criteria 
but  also  to  be  considered  was  the  variety  of  workload. 
For  example  a  district  with  several  activities  that 
were  fairly  heavy  was  given  more  weight  than  one  with 
only  one  or  two  activities  of  major  consequence. 


36 

Obviously  a  district  with  a  heavy  workload,  in  many 
activities  would  require  more  people  and  it  would  be 
a  larger  district  even  though  it  might  have  a  smaller 
land  mass.   Land  mass  was  not  given  as  much  weight  as 
workload  or  the  variety  of  activities. 

RCL:   The  things  that  would  keep  the  personnel  busy. 

WLG:   Right.  A  district  could  have  a  sizable  area  that  had 
nothing  going  on  there,  really — at  least  it  was  such 
rough  country  that  there  was  no  grazing,  or  timber 
cutting.   There  might  be  a  little  wildlife,  a  little 
recreation,  and  a  little  hunting  maybe,  but  none  of  the 
other  activities.   That  kind  of  land  obviously  doesn't 
require  the  attention  and  the  workload.   There  are 
districts,  for  example,  in  the  South  where  you  can  get 
to  every  foot ,  and  that  have  hundreds  and  hundreds  of 
miles  of  roads  as  compared  to  some  of  the  districts  in 

the  West  where  you  have  very  few  roads. 

- 

RCL:   It's  rather  flat  and  easily  traveled  in  the  South. 

WLG:   Yes,  and  as  compared  to  some,  for  example,  which  are 

wilderness  districts  with  no  roads  on  them.   There  may 
be  one  or  two  roads  close  to  the  boundary,  but  none  in 
side  the  boundaries.   There  is  one  district  in  the  Bob 
Marshall  Wilderness  Area  in  Region  1  that  has  a  ranger 
station  right  in  the  heart  of  the  wilderness,  and  there 
is  a  long  pack  trip  by  horseback  to  get  into  the  ranger 
station.   The  ranger  can  only  function  on  this  district 


37 

for  about  five  or  six  months  a  year.   The  rest  of  the 
time  he  is  a  floater,  either  helping  on  other  ranger 
districts  or  helping  in  the  supervisor's  office,  and 
has,  in  effect,  only  about  one-half  year's  work  there. 

RCL:   How  did  you  select  the  districts  to  study? 

WLG:   They  were  pretty  much  selected  at  random,  but  it  was  a 
structured  randomization,  really,  because  we  wanted  to 
get  a  spread  of  districts  across  the  country  in  dif 
ferent  geographical  locations.   We  also  wanted  to  have 
districts  with  varying  workloads — big  ones,  little  ones, 
and  medium  ones.   They  were  selected  at  random  using 
workload  and  geographical  locations  as  criteria  in  doing 
that.   In  other  words,  if  we  got  too  many  districts  with 
a  large  workload,  we  would  go  back  and  randomly  select 
a  representative  number  of  small  workload  districts  as 
well  as  geographical  location.   I'm  trying  to  think 
how  many  districts  we  had  in  each  region,  but  my  memory 
on  that  is  pretty  hazy.   I  believe  we  hit  every  region 
except  Alaska  and  took  a  sample  within  each  region.   We 
did  not  include  Alaska  because  they  were  so  terrifically 
different  from  anything  in  the  continental  United  States. 
The  size  of  their  districts,  their  activities  and  every 
thing  up  there  is  so  totally  different,  we  felt  they 
should  not  be  included.   For  that  reason  we  just  ignored 
Region  10. 

The  number  of  districts  selected  in  each  region  varied 
depending  on  the  total  number  of  ranger  districts  within 


38 

the  region.   Here  in  this  region,  for  example,  we  only 
had  three  or  four  ranger  districts,  whereas  in  Regions  5, 
6,  and  8  we  had  ten  or  twelve.   Because  we  needed  to 
try  and  get  a  handle  on  the  range  in  size,  we  had  to  look 
at  the  real  small  ones  and  the  real  large  ones,  as  well 
as  the  ones  which  had  an  average  workload  and  an  average 
size  of  land  mass.   We  left  it  to  the  staff  in  Berkeley, 
the  Management  Sciences  people  to  put  the  material  into 
the  computers  and  to  try  to  come  up  with  some  indices 
from  that,  but  we,  of  course,  were  in  on  it.   We  reviewed 
their  results  and  we  had  a  terrific  amount  of  input, 
primarily  because  both  of  us  had  been  rangers  and  we 
knew  what  the  ranger  district  job  was  and  the  Management 
Sciences  people  did  not.   They  were  looking  at  it  purely 
from  the  standpoint  of  values  assigned  that  could  go  into 
the  computer,  that  could  be  quantified  and  identified. 
We  knew  there  were  a  lot  of  variables  and  intangibles 
which  had  to  be  taken  into  consideration  as  well.   There 
was  no  way  you  could  completely  quantify. 

RCL:   They  were  doing  the  abstract  and  you  were  doing  the  real. 

WGL:   Exactly.   Which  made  a  good  combination,  actually.   That 
way  we  didn't  get  carried  away  by  pure  theory,  neither 
did  we  get  carried  away  by  just  the  practical  aspects  of 
the  job.   There  was  a  balancing  out  which  was  quite  good. 

RCL:  Before  we  go  on  could  you  briefly  describe  the  Berkeley 
unit — the  Operational  Research  group,  I  think  they  were 
called  when  they  began. 


39 

WGL:   Well,  when  I  first  knew  them  they  were  called  Management 
Sciences,  and  their  function  was  to  assist  administration 
in  the  study  of  the  various  management  aspects  of  the 
Forest  Service  regardless  of  what  it  may  be.   They  have 
gotten  very  deeply  into  the  budgeting  and  work  planning 
aspects,  and  there  have  been  experiments  on  forests, 
especially  in  Region  5  where  they  were  close  to  Berkeley, 
setting  up  some  different  types  of  management  and  budgeting 
and  staffing  on  the  forests.   They  have  been  deeply  in 
volved  in  this.   The  thing  is  the  Management  Sciences 
group  got  right  into  any  management  study  the  Washington 
office  or  regional  offices  proposed.   They  have  people 
skilled  in  the  management  sciences  and  a  computer  expert 
who  was  of  great  help  in  telling  us  what  we  could  get 
on  to  the  computer,  what  we  might  expect  to  get  out  of 
it,  and  this  sort  of  thing.   As  I  understand  it,  they 
are  getting  somewhat  into  resources  management  activities 
too  and  the  use  of  computer  in  this.   I  think  they  are 
really  a  solution  to  a  very  definite  need.   We  had  only 
laymen  on  our  studies  before  rather  than  experts  in  the 
management  sciences.   And,  of  course,  they  know  where 
they  can  go — and  they  did  go  to  outside  groups,  UCLA 
for  one — for  information  and  suggestions  and  advice  as 
to  approaches  that  could  be  used  on  the  size  of  district 
study. 

RCL:   So  it  is  something  like  the  Forest  Service's  own  think 
tank. 


40 

WLG:   Yes,  very  much. 

RCL:   Very  interesting.   I  think  their  story  is  something  that 
has  to  be  added  to  this  history. 

WLG:   I  would  think  so  because  they  have  been  deeply  involved 
in  so  many  management  studies. 

RCL:   And  still  are. 

WLG :   Yes . 

RCL:   Concurrently  with  the  size  of  ranger  district  study 

another  study  was  conducted  which  I  think  was  released 
later.   This  was  the  size  of  forest  study,  which  was 
based  on  geographical  size  as  opposed  to  the  size  of 
ranger  district  study  which  was  based  more  on  workload. 
Could  you  describe  the  size  of  forest  study? 

WLG:   Yes,  actually  the  study  was  much  briefer  than  the  size 
of  ranger  district  study.   There  were  not  many  field 
interviews.   We  tried  to  approach  it  from  the  standpoint 
of  the  amount  of  staff  that  a  forest  supervisor  could 
handle  effectively.   The  activities  that  take  place  on 
a  national  forest,  and  costs  of  doing  business  were 
important  considerations.   Actually,  the  study  really 
resulted  in  little  more  than  consolidations,  nothing  in 
the  way  of  division  of  forests.   No  forests  were  created 
as  a  result . 

First  of  all,  to  create  a  forest,  or  even  to  do  away 
with  one,  requires  an  act  of  Congress  or  executive  order. 
So  in  those  cases  where  forests  were  consolidated,  they 
still  retained  their  original  entity  as  far  as  the 


41 

proclamation  setting  up  those  forests  was  concerned. 
In  other  words,  if  forests  "A"  and  "B"  were  consolidated 
administratively,  they  were  kept  separate  on  the  books 
for  the  payment  of  monies  to  the  county,  based  on  the 
amount  of  money  received  for  the  use  of  activities  like 
range  management,  grazing  fees,  timber  management,  and 
other  activities.   Otherwise  it  could  drastically  change 
the  amount  of  money  a  county  received,  depending  on. 
how  much  forest  land  it  had  in  it  and  the  type  of  revenues 
that  were  received  from  it.    For  example,  one  which 
has  been  in  effect  for  a  long,  long  time  is  the  Shasta- 
Trinity.   It  is  still  officially  on  the  books  as  Shasta 
Forest  and  Trinity  Forest, ,but  they  are  administered  as 
one  unit.   Some  have  not  retained  their  name  as  the 
Shasta-Trinity  did.   The  Sitgraves  Forest,  for  example, 
was  eliminated  and  consolidated  with  the  Apache  Forest, 
but  it  is  not  known  as  Apache-Sitgraves,  it  is  called 
the  Apache  Forest.   But  still  the  proclamation  has  not 
been  changed.   There  has  been  no  act  of  Congress  to  change 
this  and  throw  it  all  into  one  forest. 

One  of  the  criteria  that  was  used  in  the  size  of  forest 
study  was  the  number  of  ranger  districts.   For  example, 
a  forest  with  two  ranger  districts — and  there  are  some — 
really  does  not  have  enough  to  justify  two   forest 
supervisors'  offices  from  the  standpoint  of  supervision, 
inspections, etc.  that  are  necessary.   The  staff  that  a 
supervisor  would  need  to  assist  him  in  administering 


42 

two  rangers  is  not  enough  to  justify  a  separate  organi 
zation.   As  a  matter  of  fact,  four  is  still  too  small. 
On  the  other  hand,  twelve,  fourteen  or  sixteen  districts, 
are  so  many  that  a  supervisor  and  his  staff  cannot 
effectively  administer  it.   This  was  used  as  one  of  the 
criteria,  plus  the  physical  location,  the  cost  of  getting 
out  to  the  ranger  districts,  and  the  cost  of  doing  busi 
ness.   It  was,  as  I  say,  a  very  brief  study  compared  to 
the  size  of  ranger  district  study.   First  of  all,  at 
that  time  there  were  only  124  national  forests,  but  there 
were  some  800  ranger  districts,  so  sheer  physical  numbers 
and  size  had  a  lot  to  do  with  the  fact  that  it  was  a  much 
briefer  study.   It  did  result  in  consolidation  of  some 
forests,  certainly. 

RCL:   So  large  savings  of  money  and  more  efficient  operation 
were  a  result . 

WLG:   As  an  example,  up  until  the  time  when  the  Sitgraves  and 
Apache  were  consolidated  we  had  two  forest  supervisors, 
and  on  the  Sitgraves  which  is  the  smaller  forest,  a 
relatively  small  staff  compared  to  the  Apache.   However, 
when  they  were  consolidated,  the  Apache  already  had  a 
deputy  supervisor,  so  they  still  had  one  supervisor  and 
one  deputy  and  the  same  number  of  resource  staff  people 
as  before  the  Apache  took  on  the  Sitgraves — plus  the 
addition  of  a  few  technicians— so  there  was  a  considerable 
savings.   Some  of  the  savings  was  undoubtedly  offset  by 
the  additional  distance  that  the  supervisor  and  his  staff 


43 

must  now  travel  to  get  to  those  ranger  districts  that 
were  on  the  Sitgraves,  but  the  added  cost  would  certainly 
not  entirely  offset  the  savings  that  were  made.   The 
cost  of  the  rental  of  the  building  alone  was  considerable, 
as  it  was  a  GSA  leased  building  on  the  Sitgraves  and  it 
was  our  own  building  on  the  Apache.   Regardless  of 
whether  we  own  it  or  lease  it,  the  cost  is  there  and  we 
saved  the  cost  of  one  full  office,  in  addition  to  the 
salaries  of  a  number  of  staff  people.   That  was  the  only 
consolidation  that  was  made  in  this  region.   How  many 
were  made  in  other  regions  I  don't  know.   Up  until  the 
time  I  retired  I  don't  think  there  had  been  any,  not 
even  the  one  here.   I  can't  think  of  any  that  I  was 
aware  of  in  any  other  region. 

RCL:   Did  the  size  of  ranger  district  and  the  size  of  forest 

studies  come  about  as  an  outgrowth  of  the  McKenzie  studies? 

WLG:   I  think  they  did.   Yes,  they  were  an  outgrowth  of  it. 

Certainly  the  McKenzie  study  gave  added  emphasis  to  it. 

RCL:   So  that  was  part  of "Gear ing  Up  for  the  Job  Ahead." 

WLG:   Exactly. 

RCL:   They  were  done  completely  by  the  Forest  Service? 

. 

WLG:   Completely  in  house,  yes. 

• 

RCL:   In  1969  or  1970  a  very  popular  managerial  method  was 

attempted  by  the  Forest  Service  called  "managerial  grid." 
First  explain  how  that  worked,  what  the  managerial  grid 
was,  and  then  go  into  how  the  Forest  Service  tried  to 

• 

use  it . 


44 

WLG:   Yes,  managerial  grid  was  devised  primarily,  I  guess, 

by  two  people  who  published  a  book  on  it.   Very  brief y, 

what  the  managerial  grid  amounted  to  was  categorizing 

. 

managers  into  specific  types.   They  illustrated  this  by 
a  grid  which  was,  as  I  recall,  nine  squares  across  and 
nine  squares  down — in  other  words,  81  squares  in  total, 
beginning  1  through  9  across  the  top  and  1  through  9 
down  to  the  bottom.   Managers  then  were  categorized. 
The  four  major  categories  were  a  1/1,  a  1/9,  a  9/1,  or 
a  9/9.   Now  a  1/1  manager  was  one  who  was  a  complete 
introvert.   He  didn't  have  much  to  say;  he  neither  led 
nor  pushed  really — pretty  much  of  a  Mr.  Milquetoast  type 
of  individual.   The  1/9  manager  was  a  combination  of 
that  type  and  a  very  aggressive  individual  at  times, 
primarily,  I  guess,  because  he  would  get  so  angry  finally 
that  he  would  completely  flip  over  and  become  very 
aggressive.  The  9/1  manager  was  the  exact  opposite  of  . 
the  1/9;  the  9/9  manager  was  the  optimal.   He  was  con 
siderate  of  his  people,  he  spoke  his  mind  very  clearly 
and  logically,  took  advantage  of  his  staff's  knowledge, 
etc. — the  ideal  type  of  manager. 

The  idea  behind  this  was  that  the  manager  and  his  staff 
would  isolate  themselves  for  several  days.   As  I  recall, 
it  took  about  five  days,  eight  hours  a  day,  and  there 
would  be  no  interruptions.   No  one  could  leave.   There 
were  no  phone  calls,  no  nothing.   The  group  then  would 
very  frankly  analyze  each  individual  in  the  group,  the 


45 

boss  and  each  of  the  individuals'  peers.   At  times  this 
got  pretty  brutal,  because  it  was  supposed  to  be  extremely 
frank.   There  was  to  be  no  exchange  of  criticism.   In 
other  words  the  man  who  was  being  analyzed  could  not  be 
come  defensive  and  start  defending  his  position.   He  just 
had  to  sit  and  listen,  the  idea  being  that  this  would 
improve  the  interaction  between  the  manager  and  his  staff. 
I  went  through  this  with  my  regional  forester  as  a  member 
of  his  staff,  and  I  went  through  it  then  with  my  own 
staff.   Before  we  did  this  we  had  a  week  of  training 
in  managerial  grid,  at  our  regional  training  center.   One 
of  the  first  requirements,  of  course,  was  that  we  read 
the  book  completely  and  complete  a  number  of  exercises 
that  went  along  with  it.   We  went  through  it  at  the 
training  center  with  supervisors  and  other  members  of  the 
regional  office  division  staffs.  Then,  after  that 
training,  we  went  into  it  with  the  regional  forester. 
The  result  of  this,  as  far  as  I  could  determine,  was 
practically  nil.   I  thought  the  people  who  needed  it  the 
most,  who  didn't  use  their  staff,  didn't  know  how  to 
delegate,  wanted  to  do  everything  themselves,  really 
didn't  get  anything  out  of  it.   It  didn't  improve  them 
a  bit.   Those  that  already  were  doing  it  didn't  need 
managerial  grid  and  I  could  see  no  change  except  for  a 
very,  very  temporary  period  with  our  regional  forester. 
I  couldn't  see  any  change  between  me  and  my  people  as  a 
result  of  the  managerial  grid.   So  at  least  we  tried  it, 


46 

but  it  didn't  particularly  answer  our  needs.   We  heard 
some  rather  glowing  stories  of  other  federal  agencies 
particularly,  and  some  private  organizations  who  had 
used  it  who  felt  it  had  solved  their  problems,  the 
Internal  Revenue  Service  being  one  of  the  organizations 
which  had  found  it  very  successful.   It  swept  the  Forest 
Service  pretty  much.   I  think  every  region  went  into  it, 
perhaps  some  more  completely  than  others.   I  think  that 
at  least  some  of  the  Washington  office  divisions  also 
used  it,  but  it  died  very  quickly.   It  was  supposed  to 
be  a  continuing  thing;  however,  as  staff  changed,  new 
people  came  in  who  had  not  been  exposed  to  it  and  knew 
nothing  of  what  was  going  on,  so  it  was  doomed  to  die.   You 
would  have  had  to  have  a  complete  retraining  program  every 
time  you  changed  personnel.   Frankly,  I  could  see  no 
results  from  it  other  than  it  sold  a  lot  of  books  because 
everyone  who  took  the  course  had  to  buy  a  book. 

RCL:  It  sounds  like  it  was  a  reflection  of  what  was  going  on 
in  the  broader  culture  with  encounter  groups  and  sensi 
tivity  training,  which  also  died. 

WLG:   We  heard  some  rather  horrifying  stories  in  connection 
with  managerial  grid  where  people  went  through  it  and 
it  was  so  traumatic  it  just  about  ruined  them.   Our 
regional  forester  went  through  it  with  a  group  of  people 
from  other  agencies  before  he  went  through  it  with  us, 
and  he  said  there  were  some  in  there  that  it  just  about 


47 

ruined.   They  were  told  so  brutally  frankly  about  some 
of  their  shortcomings  .  .  . 

RCL:   That  they  were  supposed  to  forgive,  right? 

WLG:   Right,  but  human  nature  just  does  not  work  that  way. 

RCL:   I  saw  some  of  those  forms  and  it  seems  the  numbers  you 
mentioned  were  broken  down  even  farther  like  MBA  type 
before  1955,  MBA  type  between  1955  and  1965,  and  MBA 
type  1965  to  present  which  was  the  highest.   How  did 
that  work  on  the  grid  itself.   Would  you  then  be  given 
a  number? 

WLG:   Yes,  we  were  identified  as  to  whether  we  were  a  1/9 
manager,  a  9/9  manager,  or  9/1  manager. 

RCL:   Who  did  this,  the  other  people? 

WLG :   Yes . 

RCL:   How  did  people  come  out?  Did  anyone  come  out  a  1/1? 

WLG:   No,  I  don't  think  anyone  came  out  a  1/1.   Most  of  our 
people  came  out  a  9/1. 

RCL:   That 's( pretty  good. 

WGL:   Yes,  not  too  bad.   We  had  a  great  variation,  particularly 
in  the  area  of  delegation  where  some  division  chiefs, 
for  example,  just  didn't  delegate  to  their  subordinates 
at  all.   As  a  matter  of  fact,  I  don't  know  why  they  had 
subordinates  because  they  just  couldn ' t  function .   Others 
would  delegate  almost  too  much — almost  to  the  point  of 

. 

abdication . 

RCL:   There  appear  to  be  a  couple  of  questionable  assumptions 
behind  this:  one,  that  the  individuals  participating  in 


48 


the  session  were  in  a  position  to  evaluate  a  person's 
leadership  ability,  that  is,  that  they  would  know  good 
from  bad;   and  the  other  thing  is  that  the  underlings 
would  actually  give  an  honest  evaluation  of  those  above 
them  and  vice  versa.   It  seems  like  there  would  be  a 
natural  tendency  to  not  go  too  far  and  aggravate  some 
body  you  would  be  working  with  the  rest  of  the  time. 

WLG:   I  think  that's  right,  particularly  not  go  too  far  with 

the  individual  you  were  working  under,  your  boss.   There 
was  not  as  much  reluctance  to  speak  frankly  to  your  peers 
as  there  was  to  speak  to  your  superior.   Of  course,  your 
superior  was  right  there  and  went  through  the  whole 
thing  with  you,  and  human  nature  being  what  it  is,  you 
just  don't  say  certain  things  to  your  superior,  so  there 
was  a  reluctance.   Frankly,  I  was  amazed  at  the  frank 
ness  with  which  a  number  of  the  people  spoke.   For 
example,  our  regional  forester,  and  he  recognizes  this 
and  admits  it,  had  a  real  hot  temper  and  it  frequently 
got  the  best  of  him.   We  pointed  this  out  to  him  in  no 
uncertain  terms,  and  he  realized  it  all  right  and  I 
think  he  made  an  honest  effort  to  try  and  control  that, 
but  he  had  a  very  short  fuse  and  could  explode  very 
quickly,  and  did  quite  often. 

RCL:   Do  you  think  if  you  had  been  able  to  keep  up  the  program 
it  would  have  worked  in  the  end? 

WLG:   I  don't  think  so.   I  just  don't  think  it  answered  the 

' 


49 

needs,  or  if  there  was  a  need  for  something  like  this. 
First  of  all,  what  it  was  really  intended  for,  as  I 
view  it,  was  to  change  people  who  were  not  delegating 
and  not  using  their  staff,  to  get  them  to  use  their 
staff  properly  and  to  delegate  properly,  and  I  don't 
think  you  can  change  people  that  easily.   You  can't  put 
them  through  a  course  an,d  get  them  to  flop  over.   If 
they  are  naturally  inclined  in  one  direction,  I  don't 
think  this  will  solve  their  problem.   If  they  are  good 
delegators  and  are  utilizing  their  staff  fully,  then  I 
don't  see  the  need  for  this.   It  was  an  experiment  that 
did  kind  of  sweep  the  country  all  right,  and  any  way 
you  look  at  it,  it  is  an  encounter  group,  which  was 
popular  at  that  time.   There  were  many,  many  different 
kinds  of  these,  and  this  was  selected  by  our  personnel 
people  in  Washington  as  the  one  they  thought  had  the 
most  promise.   I  think  the  people  who  decided  to  put  it 
into  effect  really  thought  it  would  meet  the  needs  of 
the  Forest  Service,  but  it  didn't.   There  may  be  some 
instances  where  people  felt  it  was  beneficial,  but  in 
this  region,  as  far  as  my  own  personal  contact  with  it 
and  knowledge  of  it  is  concerned,  it  didn't  accomplish 
anything.   Supposedly  every  few  weeks  or  months  we 
were  to  sit  down  with  our  superior  and  again  go  through 
much  of  this,  a  follow-up  session,  determining  what 
progress  had  been  made,  what  improvements  and  so  on. 


50 

We  had  about  two  of  those  and  that  was  it.   It  died  a 
natural  death. 

RCL:   Can  you  think  of  examples  where  it  was  actually  harmful? 

WLG:   Not  personally,  I  can't.   I  don't  think  it  actually  hurt 
anybody  in  the  group  that  I  went  through  it  with,  but  I 
did  hear  stories.   Thinking  back,  there  was  one  member 
of  our  staff  who  refused  to  take  it,  one  member  of  the 
regional  foresters  staff  who  did  not  sit  in  on  it ,  and  I 
think  one  reason  was  that  he  was  the  type  of  individual 
who  would  not  delegate  to  anybody.   He  felt  so  strongly 
about  it  that  he  was  not  going  to  go  through  any  kind  of 
a  course  that  would  change  his  way  of  operating  and  the 
regional  forester  agreed — he  was  close  to  retirement 
anyway.   He  was  the  only  one  who  didn't  go  through  it. 

RCL:   It  was  required  of  everyone  else? 

WLG :   Yes . 

RCL:   It  could  be  a  very  traumatic  experience.   That  was  one 
of  the  reasons  for  encounter  groups — the  idea  was  to 
break  somebody  down  and  to  rebuild  them  again. 

WLG:   It  is  very  difficult  to  change  a  person's  character  that 
quickly. 

RCL:   Under  President  Nixon  the  Forest  Service  faced  a  challenge 
with  his  request  or  demand  for  a  consolidation  of  regions 
that  would  coalesce  with  the  other  federal  regions.   Can 
you  describe  the  efforts  that  were  made  to  meet  those 
requirements  and  the  results. 


51 

Yes.   First  of  all,  even  prior  to  that,  it  had  been 
tentatively  planned  within  the  Forest  Service  to  carry 
these  studies  through  to  a  size  of  region  study  also, 
as  the  final  study  in  the  total  organization.   It  was 
abandoned  pretty  much  when  the  size  of  forest  study 
didn't  come  up  with  anything  very  concrete.   Anyhow, 
before  anything  could  be  done  along  that  line,  President 
Nixon  issued  an  executive  order  to  the  effect  that  all 
federal  agencies  with  regional  offices  and  regional 
units  in  their  organization  would  all  have  land  boundaries 
that  would  coincide.   There  was  a  certain  amount  of  logic 
in  this  in  that  it  meant  that  people  who  were  involved 
within  a  region  would  go  to  one  central  place  to  do  all 
of  their  business  with  federal  agencies  in  that  region. 
However,  one  thing  that  was  not  considered  was  the  fact 
that  most  federal  agencies  deal  primarily  just  with 
people,  therefore,  their  boundaries  were  based  on 
population,  whereas  land  management  agencies  such  as 
the  Forest  Service,  Bureau  of  Land  Management,  and  to  a 
lesser  degree  the  Park  Service,  are  based  on  natural 
resources  rather  than  people.   It  was  not  compatible 
for  agencies  like  the  Forest  Service  to  force  their 
regional  boundaries  to  conform  to  other  agencies.   As 
a  matter  of  fact,  if  it  had  taken  place  it  would  have 
gone  to  the  point  where  one  of  the  regions  would  have 
had  no  Forest  Service  units  whatsoever,  and  in  one 
- 


52 

region  in  the  northwest  United  States  where  the  number 
of  forests  would  have  been  tremendous,  there  would 
have  been  something  like  forty  or  forty-five  national 
forests  in  one  region. 

At  any  rate,  in  response  to  the  directive  issued  by  the 
president,  I  was  involved  in  a  rather  superficial  study 
as  to  what  we  could  do  to  more  nearly  conform  to  the 
directive  and  try  to  get  our  regions  somewhat  in  line. 
There  was  actually  no  field  study  done  on  this.   It 
was  merely  getting  together  a  number  of  people  in  the 
Washington  office  and  discussing  the  pros  and  cons  and 
the  problems  that  might  arise  and  the  alternative  pro 
posals.   We  did  come  up  with  a  couple  of  proposals 
different  from  the  one  the  president  had  directed,  one 
of  which  was  a  possible  consolidation  of  Region  2 — which 
is  primarily  Colorado  and  Wyoming — with  the  New  Mexico 
part  of  Region  3,  grouping  Arizona  with  California. 
The  idea  was  that  the  types  of  activities  that  take 
place  in  New  Mexico  are  more  nearly  compatible  with 
types  of  acitivities  in  Colorado  than  they  would  be  with 
activities  in  Mississippi,  Georgia,  Alabama,  and  the 
other  southern  states. 

The  proposal  according  to  the  president's  directive 
would  have  been  to  consolidate  at  least  New  Mexico  with 
Region  8  out  of  Atlanta,  with  possibly  a  suboffice  in 
Dallas.   There  was  also  a  consideration  given  to  re 
arranging  Region  8  so  that  a  few  of  the  states  in  Region  8 


53 

would  become  consolidated  with  Texas  and  New  Mexico 
with  headquarters  in  Dallas.   This  would  probably  have 
resulted  in  the  elimination  of  the  regional  offices  in 
Ogden,  Utah,  and  Missoula,  Montana,  as  well  as  Albuquerque, 
and  the  movement  of  all  of  the  people  in  those  three 
cities  to  some  other  location. 

The  impact  on  a  community  of  moving  that  many  families, 
particularly  out  of  a  small  town  such  as  Missoula  and 
Ogden,  and  even  Albuquerque,  was  terrific,  and  there  was 
a  real  political  uproar  generated  as  a  result  of  this. 
It  had  gone  to  the  point  where  the  chief  of  the  Forest 
Service  had  made  a  trip  to  the  regions  and  talked  to  the 
people  in  the  regional  offices  who  would  be  affected  by 
it  and  explained  what  was  going  to  take  place.   People 
were  actually  preparing  themselves  to  move  out  of 
Albuquerque.   This  I  know  from  firsthand  experience. 
Many,  many  of  them,  knowing  that  a  move  was  imminent  and 
not  wanting  to  move  to  either  Atlanta  or  Dallas,  took 
transfers  to  other  western  regions.   The  morale  in  the 
regional  office  here  hit  an  all-time  low  during  this 
period.   Nobody  felt  like  really  doing  anything  because 
they  felt  they  were  going  to  be  moved  and  whatever  they 
did  would  have  to  be  undone  or  redone  after  the  move 
took  place  anyhow. 

The  senior  senator  from  Montana  really  was  responsible 
for  stopping  the  consolidation  of  the  regions  by  having 
included  in  the  appropriations  bill  for  the  Forest  Service 


54 

a  provision  that  no  Forest  Service  appropriated  funds 
could  be  used  for  transfer  of  regional  offices  from  one 
location  to  another.   This  effectively  stopped  it.   The 
secretary  of  Agriculture  then  issued  a  public  statement 
that  the  proposed  transfer  would  be  canceled.    That's 
been  the  end  of  it.   There  has  been  no  more  talk  of  it 
even  under  the  reorganization  proposed  by  the  Carter 
administration. 

RCL:   It  seems  like  a  very  arbitrary  sort  of  decision. 

WLG:   Very  much.   I  think  the  idea  behind  it  probably  was 

not  too  bad.   You  can't  argue  with  the  fact  that  it  would 
be  more  convenient  for  users  who  deal  with  a  number  of 
federal  agencies  to  go  to  one  headquarters  town  rather 
than  having  to  go  to  two  or  three  different  ones,  which 
they  have  to  do  now  in  many  instances.   But  it  was 
effectively  stopped,  and  the  result  was  that  we  had  any 
number  of  vacancies  to  fill  here  in  this  regional  office 
because  people,  thinking  a  transfer  was  to  be  made,  had 
already  moved  out.   As  a  matter  of  fact,  many  of  the 
stenographic  force  had  gotten  jobs  in  other  agencies  in 
anticipation  of  the  fact  that  there  would  be  no  office 
here.   They  could  not  move  because  their  husbands  had 
jobs  here,  and  they  couldn't  be  transferred,  so  they 
found  jobs  elsewhere.   The  region  was  down  to  the  point 
where  some. of  the  divisions  in  the  regional  office  had 
practically  no  stenographic  help  whatsoever — maybe  one 
or  two  people. 


55 

RCL:   Weren't  the  other  federal  agencies  also  involved  in 
this? 

WLG:   Not  to  any  great  degree  because  there  weren't  many 

regional  offices  here,  as  I  recall.   I'm  trying  to  think — 
the  Internal  Revenue  Service  has  a  district  office.   The 
regional  office  for  Fish  and  Wildlife  Service  here  is  a 
small  one.   I  guess  they  would  have  been  involved.   The 
Bureau  of  Land  Management  is  not  a  regional  office  here; 
I  can't  think  of  any  others. 

RCL:   If  that  were  to  go  through,  states  like  Montana,  or  even 
New  Mexico,  would  end  up  with  hardly  any  representation. 

WLG:   Yes.   For  example,  if  this  office  had  been  moved  to  Atlanta, 
you  can  imagine  the  difficulties  of  people  here,  users 
of  the  national  forests  in  New  Mexico,  having  to  go  to 
Atlanta,  Georgia  to  do  business  with  the  regional  office. 

RCL:   Yes,  and  New  York  City  would  probably  qualify  for  its 
own  regional  office. 

WLG:   As  a  matter  of  fact,  I  think  New  York  State  was  just 

about  a  region  of  its  own  under  the  proposal  and  that's 
a  state  in  which  we  have  no  national  forest  lands. 

RCL:   Well,  it  probably  wouldn't  have  gone  through  no  matter 
what  happened. 

WLG:   It  was  imminent  and  if  the  senator  had  not  stopped  it, 
I  suspect  it  might  have  gone  through  in  the  West,  in 
spite  of  the  fact  that  I  am  sure  the  congressional 
delegation  and  the  states  involved  would  have  been  very 

much  against  it. 

' 


56 

RCL:   This  took  place  then  just  about  the  time  you  were 
getting  ready  to  retire. 

x 

WLG :   Yes . 

RCL:   You  retired  in  what  year? 

WLG:   I  retired  in  1972  and  this  thing  started  in  1971,  I  think, 
It  was  after  I  retired  that  the  chief  of  the  Forest 
Service  came  out  here  and  talked  to  the  people  in  the 
regional  office.   I  went  down  to  the  meeting  and  sat 
in  because  I  had  just  recently  retired.   At  that  time  it 
looked  pretty  certain  that  the  move  was  going  to  take 
place.   It  was  in  that  fall  that  it  was  stopped — the  fall 
of  1972,  I  believe. 

RCL:   So  that  really  ends  your  experience  in  management  tech 
nology  in  the  Forest  Service  in  the  official  sense.   Do 
you  have  any  other  comments  about  what's  happening  now 
regarding  things  that  could  develop  into  administrative 
changes? 

WLG:   That's  a  difficult  question  to  answer — as  far  as  what 
changes  might  take  place. 

RCL:   You  mentioned  Jimmy  Carter's  proposal — 

WLG:   The  Carter  administration's  reorganization  proposal  very 
possibly  may  be  put  into  effect .   Several  different 
proposals  have  been  made  and  there  has  been  a  lot  of 
feedback  from  various  organizations — conservation  or 
ganizations  and  resource-oriented  groups,  as  well  as  the 
agencies  involved.   It  wouldn't  greatly  surprise  me  if 
a  Department  of  Natural  Resources  were  created. 


57 

RCL:   As  part  of  the  Park  Service? 

WLG:   Yes,  and  the  Bureau  of  Land  Management,  the  land  management 
agencies  consolidated  into  one  department.   Most  of  them 
are  now  in  the  Department  of  the  Interior,  with  the  excep 
tion  of  the  Forest  Service.   This  has  been  tried  in  almost 
every  administration,  I  guess,  since  I  came  into  the  Forest 
Service  in  1933  and  it  has  been  unsuccessful,  as  we  know, 
so  far.   However,  the  creation  of  a  new  department  might 
be  somewhat  better  received  by  those  wo  have  opposed  the 
transfer  of  the  Forest  Service  to  Interior.   There  is  a 
certain  amount  of  logic  to  lumping  all  of  the  resource 
agencies  into  one  department,  all  right.   You  can  also  argue 
that  that  would  do  away  with  some  of  the  checks  and  balances 
that  exist  now  with  land  management  agencies  being  in 
different  departments,  so  there  are  some  pros  and  cons  to 
it  both  ways. 

RCL:   It  would  really  be  a  return  to  the  Interior,  since  in  the 
very  beginning  that's  where  the  Forest  Service  fell. 

WLG:   Yes.   One  thing  that  does  bother  me  a  little  is  that  they 
keep  dragging  in  some  other  agencies  that  are  not  really 
land  management  agencies — that  is  including  them  in  this 
Department  of  Natural  Resources,  if  that's  what  it  would 
be  called.   Oh,  I  am  thinking  of  the  Geological  Survey, 
the  organization  that  handles  mining,  the  Maritime  Com 
mission,  and  some  of  these  are  really  not  very  compatible 
certainly  with  the  Forest  Service  and  Bureau  of  Land 


58 

Management.   The  Bureau  of  Land  Management  and  the  Forest 
Service  are  more  nearly  similar  than  any  other  two,  I 
think.   The  Park  Service's  philosophy  and  objectives  and 
everything  else  are  totally  different. 

RCL:   In  opposition  really. 

WLG :   Very  definitely  in  direct  opposition  in  many  instances — 
such  things  as  no  hunting;  any  harvesting  of  wildlife  is 
to  be  done  by  Park  Service  employees  rather  than  the  gen 
eral  public;  no  livestock  use  except  in  certain  rare 
instances  where  such  use  existed  before  the  unit  was 
designated  as  a  national  monument  or  national  park;  no 
timber  cutting.   It  goes  a  little  bit  beyond  what  I  con 
sider  conservation.   I  consider  conservation  to  be  wise 
use  of  the  resources  rather  than  no  use,  and  the  Park 
Service's  philosophy  is  more  nearly  oriented  toward  little 
or  no  use,  except  recreation.   Of  course,  the  wilderness 
areas  of  the  Forest  Service  more  nearly  approach  the 
philosophy  of  the  Park  Service  in  that  respect,  in  that 
they  are  primarily  recreationally  oriented. 

RCL:   There  still  are  other  uses,  though. 

WLG:   Yes  there  are  still  over  uses — livestock  grazing,  for 

example.   There  are  a  number  of  uses  that  do  take  place 
that  are  not  permitted  in  the  parks.   That's  not  to  say 
that  that  shouldn't  be  their  philosophy.   Certainly  we 
need  the  national  parks  which  are  set  aside  for  only  that 
purpose.   No  question  about  it.   But  the  objectives  of 

< 


59 

the  two  agencies  are  so  totally  different,  I  am  not  sure 
there  is  need  to  have  them  in  one  department. 

RCL:   One  of  them  may  overpower  the  other.   All  of  this  is 

speculative  and  past  the  area  we  are  trying  to  cover.   I 
would  like  to  ask  if  you  have  any  other  comments  you  would 
like  to  add  that  have  to  do  with  management  technology. 

WLG:   I  was  thinking  back  to  some  of  the  people  I  have  worked 

with,  and  one  who  immediately  comes  to  mind  is  Chet  Shields 
I  first  became  acquainted  with  Chet  when  he  was  assistant 
ranger  on  the  Cibola  National  Forest  and  I  was  here  at  the 
regional  office  in  range  management .   When  I  went  to  the 
Carson  Forest  as  supervisor  Chet  was  there  on  his  first 
ranger  district ,  so  his  very  first  district  was  under  me 
as  forest  supervisor.   Actually,  the  first  district  that 
Chet  was  assigned  to  he  was  only  assigned  for  a  very  few 
months,  far  less  than  a  year,  and  it  may  have  been  only 
a  month  or  two.   He  never  did  get  out  to  his  district 
really  before  he  was  transferred  to  another  district  on 
the  Carson  Forest. 

Then  after  he  had  been  there  for  about,  oh,  four  or  five 
years  the  opportunity  came  up  for  us  to  recommend  someone 
for  a  year's  scholarship  at  Harvard  leading  to  a  master's 
degree  in  administration.   I  recommended  Chet  for  that, 
and  after  discussing  it  with  him  he  agreed  to  take  it,  and 
he  was  selected.   He  went  back  to  Harvard  at  about  the 
time  I  was  transferred  to  Washington.   After  he  finished 


60 

his  year  at  Harvard,  I  believe  he  went  directly  to  the 
San  Juan  Forest  and  was  involved  in  the  San  Juan  study. 
Then  when  I  came  to  Albuquerque  Chet  had  been  transferred 
into  the  Washington  office  and  he  took  my  place  then  in 
the  Division  of  Administration. 

RCL :   You  wanted  to  get  out ,  didn ' t  you? 

WLG:   Yes,  I  wanted  to  be  moved  out.   I  take  it  back,  Chet  was 
transferred  in  there  while  I  was  still  in  Washington  but 
he  did  not  take  my  place;  Clayton  Weaver  took  over  the 
jobs  I  had  been  doing.   Then  when  Ed  Schultz  was  moved 
out  as  division  director  for  Administrative  Management , 
or  Operations  as  it  used  to  be  called,  I  was  asked  to 
come  back  to  Washington  as  division  director  and  I  re 
fused  it  and  Chet  was  then  put  in  that  job.   He  went  on 
to  associate  deputy  under  Clare  Hendee — Gordon  Fox  was 
there  first  and  Chet  followed  after  Gordon  retired — so 
I  have  watched  Chet's  career  with  a  great  deal  of  interest. 

RCL:   You  two  seem  to  be  pretty  good  friends. 

WLG:   Yes,  we  are  good  friends.   I  thought  a  lot  of  Chet;  I 

thought  Chet  was  far  and  above  the  best  ranger  I  had  on 
Carson  Forest.   Well,  I  won't  say  far  and  above  because 
I  had  another  ranger  there  by  the  name  of  Alan  Lamb  who 
was  equally  as  good.   The  two  of  them  were  really  top 
hands.   They  both  went  a  long  way  in  the  Forest  Service. 
Chet  was  an  exceptional  ranger.   He  had  a  good  understanding 
of  the  problems  of  the  people  on  his  ranger  district.   He 


61 

was  a  very  level-headed,  cool  type  of  individual.   He 
didn't  let  things  fluster  him  or  get  excited  at  all.   I 
thought  an  awful  lot  of  him  and  still  do. 

RCL:   Do  you  have  other  comments  about  things  you  have  done 

yourself  or  comments  about  things  that  were  done  outside 
yourself  in  this  field?   I  think  we  have  pretty  much 
covered  the  areas  that  could  be  considered  management 
technology  that  you  were  involved  in,  but  there  were 
certain  things  that  you  weren't  involved  in.   Can  you 
comment  on  that ,  or  even  on  the  general  philosophy  of  the 
Forest  Service?  Maybe  an  explanation  of  why  they  have 
been  so  innovative  in  this  field. 

WLG:   Well,  whether  this  has  a  bearing  on  the  progress  or  the 
changes  that  have  taken  place  in  the  management  aspect 
of  the  Forest  Service  or  not,  I  don't  know,  but  from  way 
back  in  the  very  beginning  the  Forest  Service  was  made 
up  of  people  who  were  pretty  much  individual  thinkers  and 
this  type  of  philosophy  was  greatly  encouraged  in  the 
Forest  Service.   My  experience  has  been  that  there  were 
very  few  Forest  Service  people  who  were  ever  reluctant 
to  speak  their  mind  about  critical  things  that  were  placed 
in  front  of  them.   It  has  been  the  practice  of  the  Forest 
Service,  as  long  as  I  have  known  it,  that  any  time  a  new 
type  of  activity  was  put  into  effect,  whether  it  be 
management  technology,  resource  job  or  whatever,  that  the 
field  would  be  asked  for  input  and  reactions  to  it.   My 


62 

experience  has  been  that  the  field  responded  to  that  very 
well  and  would  give  their  opinions  on  whatever  it  might 
be — whether  they  thought  it  was  feasible,  whether  it  would 
work  and  if  not,  why  not.   I  think  this  has  been  one  of 
the  strengths  of  the  Forest  Service. 

In  many  respects  the  Forest  Service  down  through  the  years 
has  actually  been  compared  to  the  Marines  in  that  they 
were  pretty  strict  with  their  people  and  yet  they  did  have 
enough  freedom  to  act  on  their  own.   It  has  been  a  de 
centralized  outfit  from  the  very  beginning,  and  again  I 
think  this  was  one  of  the  strengths.   It  probably  came 
about  because  of  the  great  distances,  when  the  Forest 
Service  was  first  established,  between  the  ranger  on  the 
ground  and  the  chief's  office  and  even  the  forest  super 
visor  and  regional  office.   Because  of  the  slow  trans 
portation  and  poor  communications  we  had  in  those  days, 
they  almost  had  to  decentralize  and  leave  it  up  to  the 
man  on  the  ground  to  pretty  much  run  his  own  show.   This 
has  been  pretty  well  carried  down  through  the  years.   I 
think  a  trend  is  beginning  toward  more  centralization, 
quite  a  little  more  than  we  have  seen  in  the  past,  again 
primarily  because  of  the  improved  communication  and 
transportation  methods  so  that  the  ranger  now  is  not 
very  far  from  his  supervisor,  or  the  regional  office,  for 
that  matter. 
RCL:   And  any  single  forester  is  really  not  very  far  from  any 


63 

other  single  forester  because  of  the  computer  center  in 
Fort  Collins,  Colorado. 

WLG:   That's  right. 

RCL:   The  whole  agency  is  getting  smaller  in  that  sense. 

I  think  over  the  years,  if  you  are  looking  to  the  future, 
decentralization  will  become  less  of  a  factor  as  we  get, 
for  example,  closed-circuit  television  where  conferences 
can  be  held  without  ever  moving  out  of  the  individual 
offices.   We  see  some  things  like  this  coming.   There  have 
been  some  tremendous  strides  made,  all  right.   I  would 
say  the  great  majority  of  them  were  to  the  good.   Some  of 
the  most  notable,  of  course,  have  been  in  the  area  of 
forest  fire  fighting  such  as  the  use  of  aerial  attack 
and  the  use  of  satellites  for  detection.   We  will  see 
more  and  more  of  this.   Many  of  the  things  we  used  to  do 
are  already  becoming  things  of  the  past,  fire  lookouts, 
for  example.   Before  too  long  I  think  we  will  see  them 
go  out  of  the  picture  completely. 

RCL:   Satellites  can  see  the  hot  spots. 

WLG:   Yes. 

RCL:   They  can  also  see  insect  epidemics,  even  the  beginnings 
of  the  epidemics.   So  that  is  another  form  of  management 
technology. 

WLG:   That's  right.   Infrared  photography  has  made  tremendous 
changes  both  in  fighting  fire  and  insect  infestation. 
So  the  Forest  Service  that  I  knew  and  grew  up  with  is 


64 

rapidly  becoming  a  thing  of  the  past,  and  I  think  that's 
probably  good,  even  if  I  do  regret  it. 

RCL:   There  is  another  aspect — I  think  this  is  more  of  a  general 
administrative  subject  than  it  is  technology,  but  you 
mentioned  the  Forest  Service  being  compared  to  the  Marine 
Corps  in  esprit  de  corps  and  discipline.   I  know  you 
probably  put  in  long  hours  when  you  were  working  with  the 
Forest  Service,  and  now  overtime  is  being  paid.   Do  you 
think  this  will  have  an  effect  in  making  the  Forest  Service 
employees  feel  separated  in  terms  of  being  a  part  of  the 
larger  Forest  Service?  Do  you  think  they  will  see  them 
selves  more  as  individuals? 

WLG:   I  think  so.   I  know  that  I  have  already  seen  a  change  in 
this  direction  before  I  retired — even  more  so  since  I 
retired.   There  is  not  nearly  the  esprit  de  corps  today 
that  there  was  twenty  years  ago.   The  philosophy  when  I 
came  into  the  Service  was  that  we  hired  out  by  the  year, 
not  by  the  day,  week  or  month,  but  by  the  year.   If  it 
took  seven  days  a  week  to  do  the  job,  that's  what  we  did. 
In  the  almost  forty  years  I  was  in  the  Forest  Service, 
I  didn't  ever  receive  one  penny's  overtime,  and  yet  I  put 
in  constantly  from  15  to  25  percent  more  time,  as  a 
minimum,  even  on  the  regular  job  aside  from  fighting  fire 
every  year.   I  never  received,  nor  expected  to  receive, 
anything  for  it.   Today  for  anything  over  eight  hours  the 
individual  expects  overtime  even  though  it  may  not  be 
fighting  fire. 


i 


65 

I  can  cite  one  instance  that  brought  it  home  to  me  very 
clearly  several  years  ago--several  years  before  I  re 
tired.   I  was  here  in  the  regional  office  and  scheduled 
to  make  an  operational  inspection  of  one  of  the  forests. 
It  had  always  been  my  practice,  if  I  were  to  start  the 
inspection  on  Monday  morning,  to  leave  home  Sunday 
morning-depending  on  how  far  away  it  was — arrive  there 
that  evening  and  stay  until  the  job  was  done.   If  it 
took  me  through  the  next  weekend  or  whatever,  I  spent 
it.   The  young  man  I  had  selected  to  go  with  me  when  he 
found  out  we  were  going  to  leave  on  Sunday  applied  for 
compensatory  time  for  Sunday  in  advance.   I  had  to  call 
him  in  and  give  him  a  little  talk  about  what  was  ex 
pected  of  him  and  that  I  was  not  about  to  approve  his 
compensatory  time.   If  he  wanted  to  stay  home  on  Sunday, 
fine,  as  long  as  he  was  at  the  forest  by  8  o'clock 
Monday  morning  it  was  all  right  with  me.   Well,  he 
changed  his  mind  then,  but  it  just  brought  home  to  me 
the  change  in  attitude  that  is  taking  place.   Again,  I 
am  not  going  to  judge  whether  it's  good  or  bad.   I  think 
it's  a  trend  throughout  the  country.   You  get  paid  for 
everything  you  do  and  you  do  only  what  you're  paid  for. 
I  think  this  is  definitely  the  trend. 

RCL:   It  would  probably  be  difficult  for  the  Forest  Service  not 
to  do  that  when  all  the  rest  of  the  country  is  swinging 
in  that  direction. 

• 


66 

WLG:   There  is  no  choice.   We  have  to  conform.   There  is  no 
alternative  to  it. 

RCL:   What  sort  of  changes  did  this  require  in  making  up  your 
budgets  and  your  workload  analyses?  This  must  have  been 
a  factor  to  be  contended  with. 

WLG:   Well,  I  don't  think  it  had  too  much  of  an  effect  on  the 

workload  analysis  really  because  the  workload  analysis  is 
based  on  the  length  of  time  it  takes  to  do  a  job,  not 
whether  it's  all  done  in  one  day  or  several  days,  but  on 
the  total  number  of  hours  it  would  take  for  an  average 
individual  to  perform  that  job. 

RCL:   Then  your  budget  is  based  on  that,  right? 

WLG:   Yes.   There  have  been,  of  course,  some  tremendous  changes 
in  the  budget  procedure  in  the  last  several  years,  and 
many  of  these  changes  have  taken  place  since  I  retired. 
We  hear  also  about  zero-based  budgets  and  this  sort  of 
thing.   The  Management  Sciences  staff  in  California  has 
been  deeply  involved  in  what,  at  the  time  I  retired,  was 
a  new  procedure  of  budgeting  and  work  planning.   If  you 
can  interview  them,  they  would  be  the  ones  to  go  into  that 
in  detail.   It  was  a  drastic  change  from  anything  we  had 
before  in  the  budget  area.   It  was  just  beginning  when 
I  retired;  they  were  just  getting  started  in  it  and  I 
don't  know  whether  it  continued  along  that  line.   I 
understand  it  has  to  a  degree  but  there  have  obviously 
been  some  major  changes  in  it,  so  I  don't  know  what  the 
current  method  of  budgeting  really  is.   They  made  some 


67 

tremendous  changes  just  at  the  time  I  retired. 
Of  course,  I  think  as  far  as  the  ranger  district  itself 
is  concerned,  there  have  been  more  changes  at  that  level 
than  at  any  other  level  of  the  Forest  Service  down  through 
the  years.   I  think  certainly  most  of  these  changes  were 
very  definitely  needed.   When  I  first  started,  the  ranger 
seldom  had  any  permanent  help,  only  temporary  help  during 
the  summer.   Maybe  he  would  have  one  assistant,  but  that 
was  about  the  extent  of  it.   When  I  took  over  my  first 
district,  which  was  a  fairly  large  district,  I  had  no 
permanent  assistants  at  all.   Therefore,  I  was  expected 
to  become  proficient  in  just  about  everything  from  re 
pairing  telephone  lines,  clearing  trails  in  the  spring 
of  the  year,  to  doing  the  more  professional  timber 
management,  range  management  and  this  sort  of  thing,  and 
did  it  pretty  much  singlehanded .   The  ranger  today  is 
almost  100  percent  an  administrator,  and  not  always  is 
he  a  forester  as  he  was  in  the  early  days.   Of  course, 
in  the  very  early  days  they  were  political  appointees, 
but  as  the  work  became  more  professional  they  became 
professional  foresters. 

Today  there  is  no  need  really  for  a  ranger  to  be  a  pro 
fessional  forester.   He  should  much  better  be  a  profes 
sional  administrator  because,  particularly  in  the  larger 
districts,  that's  what  his  job  is,  in  seeing  that  his 
staff  does  the  work.   Now,  obviously,  for  a  man  in  charge 


68 

to  be  able  to  administer  any  unit  effectively,  he  should 
have  a  working  knowledge  of  what's  going  on  in  his  unit, 
whether  it  be  private  business,  running  a  store,  or  what 
ever.   He  should  have  practical  experience,  no  question 
about  it.   Otherwise,  you  can't  judge  how  well  your 
subordinates  are  doing  their  work  if  you  don't  have  some 
basis  for  comparison.   But  primarily  on  the  larger  dis 
tricts,  I'd  say  from  the  average-size  district  up,  they 
are  administrators  now,  and  generalists,  not  technicians. 
This  was  one  of  the  bases  for  our  size  of  ranger  district 
study  and  one  of  the  things  we  very  clearly  defined  in 
that  study — that  a  ranger  now  is  a  generalist  and  has  to 
be  if  he  is  to  effectively  administer  his  district.   So 
I  would  say  there  has  been  more  change  there  than  anywhere 
else. 

There  was  major  change  in  the  regional  offices  when  they 
went  from  the  regional  forester-division  chief  type  of 
organization  to  the  regional  forester,  multi-deputy, 
staff  unit  type  of  organization.   This  gets  into  another 
whole  new  area — well,  it's  not  new  in  the  Forest  Service, 
but  one  which  we  had  not  discussed — and  that  is  the  line 
and  staff  organization  and  the  combination  of  those,  the 
line-staff  organization,  which  was  so  prevalent  in  the 
Forest  Service,  certainly  up  until  the  reorganization  of 
the  regional  offices. 
Up  until  that  time,  using  the  regional  office  as  an 


1 


69 

example,  each  member  of  the  regional  forester  staff  was 
in  charge  of  a  resource  or  management  division;  division 
of  range  management,  division  of  timber  management, 
fiscal  management,  a  man  in  charge  of  operation,  and  so 
on.   If  there  were  two  or  three  relatively  light  activities, 
particularly  two  or  three  compatible  resources  such  as 
fish  and  wildlife  and  range  management,  they  would  be 
consolidated,  and  the  man  in  charge  was  a  full  member  of 
the  regional  forester  staff  and  was  a  line  officer  to  his 
subordinates.   So  he  was  staff  to  the  regional  forester, 
he  was  line  to  his  subordinates,  and  he  was  line-staff  to 
the  forest  supervisor,  sort  of  a  three-way  proposition. 
The  theory  behind  it  was  that  when  he  was  dealing  with 
the  forest  supervisor,  as  far  as  the  activities  he  headed 
up  in  the  regional  office  he  functioned  as  a  line  officer. 
However,  the  forest  supervisor  always  had  a  line  of  appeal, 
if  necessary,  to  the  regional  forester  if  he  could  not 
accept  what  the  division  chief  told  him  or  directed  him 
to  do.   I  think  it  functioned  quite  well.   Sure,  it  had 
varying  degrees  of  success  depending  upon  the  individual 
in  charge  of  the  division.   A  very  strong,  aggressive 
individual  was  more  of  a  line  officer  as  far  as  the 
supervisor  was  concerned  than  one  that  tended  in  the  other 
direction.   But  the  regional  forester  had  a  staff  of 
anywhere  from  eight  or  nine  to  a  dozen  division  chiefs 
who  advised  him  and  functioned  as  his  immediate  subordinates 


70 

Late  in  1972  or  early  1973  they  changed  to  the  multi- 
deputy  type  of  organization  which  we  mentioned  earlier 
as  part  of  the  McKenzie  report  recommendation  for  some 
of  the  larger  regions.   In  each  region  three  deputies 
were  established — let  me  back  up  just  a  little.   Prior 
to  that  time  by  several  years  one  deputy  was  established 
here  in  Region  3,  as  it  was  in  a  number  of  other  regions, 
and  the  division  chiefs  still  maintained  their  identity. 
So  there  was  the  regional  forester,  the  deputy  regional 
forester  and  the  division  chiefs  and  it  was  a  question 
then  of  knowing  instinctively,  if  no  other  way,  whether 
or  not  a  division  chief  would  go  to  the  deputy  regional 
forester  with  a  problem  for  a  decision  or  to  the  regional 
forester.   The  regional  forester  retained  certain  specific 
things  as  his  direct  responsibility.   One  of  these  was 
personnel  matters,  so  there  was  no  question  there.   If 
there  was  a  personnel  problem  the  division  chief  went  to 
the  regional  forester,  not  to  the  deputy.   From  there  it 
got  into  areas  where  it  was  a  little  on  the  hazy  side  as 
to  which  one  you  would  go  to.   Of  course,  there  were  times 
when  a  division  chief  would  play  a  little  politics  in 
this  respect,  and  if  he  felt  that  the  deputy  regional 
forester  might  be  more  persuasive  than  the  regional 
forester  in  getting  through  something  the  division  chief 
was  trying  to  get  through,  he  would  go  to  the  deputy.   If 
he  felt  that  the  deputy  might  hinder  it  more  than  help 
it,  he  would  go  directly  to  the  regional  forester.   This 


71 

was  the  case  rather  often,  I  would  say.   He  had  no  clear- 
cut  directive  as  to  which  individual  he  went  to.   But  it 
worked  reasonably  well.   The  more  aggressive  a  regional 
forester  was  and  the  more  he  insisted  on  handling  every 
thing  himself,  the  less  effective  the  deputy  became,  of 
course,  to  the  point  where  he  was  almost  just  another 
high  paid  division  chief. 

That  was  in  effect  for  a  relatively  few  years  before  they 
went  to  the  multi-deputy  concept  and  when  they  did  this, 
there  was  a  complete  change  in  the  organization  of  the 
regional  offices.   They  changed  the  nomenclature  as  well 
as  the  actual  functioning  of  the  various  resource  and 
administrative  units.   They  eliminated  the  division  per  se 
and  had  staff  units  with  a  staff  man  in  charge  of  each 
unit.   For  example,  there  would  be  a  timber  staff,  a  range 
staff,  and  so  on.   They  broke  up  the  division  of  operation 
into  three:  one,  was  administrative  services  which  took 
care  of  procurement,  property  management  and  contracting 
and  that  sort  of  thing;  computer  services  which  was  also 
a  part  of  the  division  of  operations  was  broken  out;  and 
budget  and  work  planning  were  broken  out,  so  that  the 
division  of  operations  ceased  to  be  in  effect  and  the  staff 
man  in  charge  of  each  of  these  units  that  I  just  mentioned 
reported  directly  to  the  deputy  regional  forester  for 
administration.   The  same  thing  became  true  in  the  other 
divisions,  however,  there  was  not  the  diversity  in  the 


72 

others.   For  example,  timber  management  is  still  timber 
management,  and  recreation  and  lands  were  broken  apart 
so  that  we  had  a  recreation  staff  and  a  land  use  staff. 
The  main  responsibility  that  the  old  division  chiefs  had 
ceased  to  exist  then,  and  they  became  almost  pure  staff. 
There  was  no  more  responsibility  whatsoever  with  the 
national  forest.   The  regional  forester  then  was  working 
with  only  three  people  instead  of  with  the  ten  to  twelve 
he  had  in  the  past.   At  first,  and  I  think  I  mentioned  this 
earlier,  this  was  not  well  received,  but  I  think  as  time 
has  gone  on,  it  has  been  accepted  or  at  least  tolerated. 

RCL:   Because  new  people  come  in  and  are  not  used  to  anything 
else? 

WLG:   Yes.   And  it  seems  to  be  functioning  fairly  well,  as  near 
as  I  can  tell  from  the  sidelines,  and  I  don't  get  involved 
at  all  anymore.   I  haven't  been  to  the  regional  office 
for  six  months  or  a  year  and  probably  won't  be  again,  so 
what  I  get  is  what  I  hear  from  individuals,  and  depending 
on  who  you  talk  to  whether  it's  good  or  bad,  or  mediocre. 
But  it  was  a  major  change,  no  question  about  it. 

RCL:   From  what  I  see  it  seems  that  the  McKenzie  study  and  the 
results  from  that  study  probably  started  the  first  major 
changes  in  the  Forest  Service  history  regarding  reorgani 
zation  and  that  that  might  be  the  signal  event  of  note. 

WLG:   I  think  so.   I  think  that's  very  true.   I  can't  think  of 
any  study  prior  to  that  which  had  the  impact  of  that  one. 

' 


73 

I  think  that  was  the  turning  point,  all  right.   It 
changed  the  Washington  office;  it  changed  all  offices  of 
the  Forest  Service.   Probably  it  affected  the  ranger 
districts  the  least,  except  that  it  did  generate  the  size 
of  district  study.   This  has  had  some  impact  on  the  dis 
tricts  and  has  resulted  in  the  elimination  of  some  small 
districts,  which  in  my  opinion  was  good.   I  think  this 
was  long  overdue  and  we  needed  this  sort  of  thing. 
Down  through  the  years  I  think  the  Forest  Service  has 
always  been  willing  to  examine  its  own  activities  or 
have  someone  else  examine  them,  and  willing  to  make  changes, 
willing  to  try  new  things.   Invariably  there  were  some 
things  that  did  not  work  out  too  well  or  were  not  too 
good,  but  they  had  to  be  tried  before  this  could  be 
determined.   I  think  we  cooperated  fully  with  the  Deckard 
committee  when  they  made  their  study  and  again  this  was  an 
interview  study. 
That  resulted  in  changes  too. 
Yes. 

Several. 

Yes.   I  think  the  Forest  Service  has  been  recognized  as 
one  of  the  leaders  in  government  in  this  field,  and  one 
that  has  been  willing  to  try  new  things  and  make  changes 
and  not  become  so  steeped  in  its  own  tradition  that  it 

won't  consider  changes. 

• 

It's  always  been  an  innovative  organization.   It's  always 


74 

really  been  immersed  in  controversy.   It  was  born  in 
controversy  and  it  was  born  out  of  experimentation,  too. 

It  was  a  daring  type  of  bureaucracy. 

• 
WLG:   That's  right. 

RCL:   That  has  been  shown  all  the  way  through  so  that  it  has 
the  tradition  of  experimentation  and  the  tradition  of 
change. 

WLG:   Yes. 

RCL:   Well,  I  think  that  just  about  covers  our  interview  unless 

. 

you  have  further  comments. 

WLG:   I  can't  think  of  anything  else  that  has  any  real  bearing 
on  this  particular  subject.   Any  of  us  who  have  been  in 
the  organization  for  a  long  time  can  reminisce  about  the 
many  things  that  took  place,  some  good,  some  bad,  most 
of  them  interesting  whether  they  were  good  or  bad.   As 
far  as  I  am  personally  concerned,  it  has  been  an  organi 
zation  that  I  thoroughly  enjoyed  and  did  I  have  it  to  do 
over  again,  I  don't  think  I  would  change  very  much.   The 
people  I  worked  with  and  I  met,  with  few  exceptions,  were 
very  fine  people  and  people  that  you  would  be  proud  to 
be  associated  with.   It  has  been  a  pleasant  experience, 
not  to  mention  the  fact  that  a  ranger  district  is  a  great 
place  to  raise  children. 

RCL :   You ' re  a  lucky  man . 

WLG:   Yes,  yes  I  think  that's  right.   I  feel  sorry  for  people 
who  are  in  jobs  they  are  unhappy  with  and  dissatisfied 
with.   I  think  that  satisfaction  in  a  job  is  just  as 


75 

important  as  the  money,  if  not  more  so. 

RCL:   Sure.   With  that,  on  behalf  of  the  Forest  History  Society 
and  the  Forest  Service  I  want  to  thank  you  very  much  for 
your  time  and  the  good  interview  you  just  gave. 

WLG:   I  appreciate  that.   I  am  sure  I  have  said  some  things 

that  other  people  wouldn't  agree  with,  which  is  fine.   I 
don't  agree  with  some  things  other  people  say  either. 

RCL:   We  all  do  that. 

WLG:   That's  right,  but  what  I  have  said  is  my  own  opinion  and 
based  on  my  own  observations  and  my  own  feelings. 

RCL:   That's  what  oral  history  is  all  about. 


CHESTER  A.  SHIELDS     June  21,  1978 


Ronald  C.  Larson:   Mr.  Shields,  since  you  are  just  about  to 
retire,  it's  probably  a  good  time  for  this  interview 
because  you  can  go  back  and  reminisce  about  your  time 
in  the  Forest  Service  and  about  the  type  of  job  you 
were  doing.   Why  don't  we  start  with  a  bit  of  your 
biographical  background — such  as  where  were  you  born 
and  when? 

Chester  A.  Shields:   Ron,  I  was  born  at  Olathe,  Colorado,  on 
April  18,  1923,  on  an  irrigated  farm  and  orchard  owned 
by  my  grandfather  who  was  assisted  in  the  operation  of 
it  by  my  father.   My  father,  at  an  early  age,  contracted 
a  serious  case  of  diabetes  and  to  get  lighter  work  for 
health  reasons  we  moved  to  Delta,  Colorado,  and  then 
when  I  was  four  years  old  to  Durango ,  Colorado — what  I 
really  call  home.   In  fact,  that's  where  I  am  going  back 
to  retire.   I  attended  grade  school  and  high  school  there. 
I  was  active  in  music,  academic  and  youth  group  activities 
During  that  time  I  came  to  know  a  number  of  people  who 
worked  on  the  San  Juan  National  Forest.   In  fact,  the 
assistant  supervisor  of  the  San  Juan  Forest  was  one  of 
the  principal  adult  leaders  of  the  youth  group  I  was 
active  with.   I  became  quite  taken  with  the  personalities 
and  activities  that  took  place  on  that  forest  which 
during  high  school  attracted  my  interest  in  forestry. 


2 


I  graduated  from  high  school  in  1941  and  due  to  the 
strong  encouragement  of  my  father,  and  in  spite  of  the 
situation  with  the  Depression  and  so  on,  I  decided  to 
at  least  attempt  to  work  my  way  through  forestry  school . 
Just  outside  of  Durango  was,  at  that  time,  a  small  two- 
year  branch  of  what  is  now  Colorado  State  University, 
Fort  Lewis  College.   It  was  located  at  an  old  Indian 
fort  at  Hesperus,  Colorado,  about  fifteen  miles  from 
Durango.   It  was  built  in  the  1880s,  a  very  small  college, 
The  total  enrollment  was  about  129  people.   Everybody 
lived  on  campus.   But  I  could  take  two  years  of  forestry 
there.   It  is  now  a  four-year  college  and  independent 
degree-granting  school.   The  campus  has  been  moved  to 
Durango,  with  a  nice  brand  new  campus.   In  my  sophomore 
year  there  were  only  two  sophomore  forestry  students  so 
it  meant  that  the  other  student  and  myself  sat  down  at 
a  table  with  the  professor,  as  we  are  with  our  interview 
here,  and  really  learned  the  subject  thoroughly. 
In  1942  I  enlisted  in  the  army  and  was  called  up  to 
active  duty  in  March  1943.   After  training  in  the  States, 
I  went  overseas  for  just  short  of  two  years.   I  served 
in  the  Amphibian  Engineers  as  an  enlisted  man.   We  had 
landing  barge  operations  on  New  Guinea,  New  Britain, 
Luzon,  and  ended  up  in  Japan  in  October,  1945.   I  was 
discharged  and  got  back  home  to  Durango  on  New  Year's 
Eve,  1945.   On  January  2,  1946,  I  went  back  to  Fort  Lewis. 


RCL:   I  bet  you  had  a  celebration. 

CAS:   Well  yes,  it  was  quite  a  homecoming.   I  took  two  more 

quarters  of  work  there  and  then  transferred  to  the  main 
campus.   I  had  accumulated  enough  extra  credits  due  to 
personal  interests  in  subject  matter  outside  of  forestry 
that  in  1947  I  got  a  bachelor's  degree  in  general  science 
and  arts,  and  thanks  to  the  G.  I.  Bill,  the  next  year 
I  got  a  master's  in  forestry.   That  finished  my  pre- 
Forest  Service  career,  although  I  did  have  two  summers 
of  work  experience  as  a  laborer,  one  on. the  San  Juan 
National  Forest  planting  trees  and  maintaining  trails 
in  1942  and  one  summer  of  fighting  fire  and  maintaining 
trails  on  the  Chugach,  Alaska,  in  1947. 

RCL:   So  those  served  to  fill  in  your  education  by  the  time 
you  got  your  M.A. 

CAS:   That's  right.   Well,  it  was  an  M.F. 

RCL:   Then  once  you  gotyourM.F.  did  you  go  immediately  into 
the  Forest  Service? 

CAS:   Yes,  I  did.   In  fact  the  last  quarter  of  school  was  a 
field  quarter,  an  experimental  program  they  tried  for 
a  short  period  of  time  where  the  entire  quarter  was 
spent  with  the  professors  in  the  field.   This  was  in 
addition  to  forestry  summer  camp.   There  were  twelve 
of  us  who  signed  up  for  this  special  field  quarter. 
Most  of  the  time  was  spent  either  on  or  in  the  vicinity 
of  the  Coconino  National  Forest  in  Arizona.   I  was  seeking 


4 

a  job  and  the  professor  knew  it.   He  let  it  be  known 
that  Chet  Shields  was  looking  for  a  job  and  if  they 
wanted  to  size  me  up,  why,  more  power  to  them.   Towards 
the  end  of  the  quarter,  they  approached  me  and  asked 
if  I  would  be  interested  in  a  job  on  the  large  timber 
sale  that  was  going  on  there,  a  chief's  delegated  sale. 
I  said  I  was  if  I  got  a  regular  Civil  Service  appoint 
ment.   I  was  quite  gratified  to  find  that  two  weeks 
later  I  had  physically  in-hand  an  appointment. 

RCL:   That  was  great.   Then  what  assignment  were  you  given  at 
the  unit? 

CAS:   I  was  a  member  of  a  five-man  timber  sale  crew,  headed 
up  by  an  old-time  timber  salesman,  his  assistant,  who 
was  another  old-time  timber  salesman,  and  three  junior 
foresters  who  were  in  training  stages.   I  was  on  that 
for  about  nine  months.   From  that  point,  I  was  trans 
ferred  to  the  Mountainair  District  of  the  Cibola 
National  Forest  in  New  Mexico  as  assistant  ranger  and 
had  that  position  for  eighteen  months.   From  there  I 
was  offered  a  job  as  ranger  on  the  Jicarilla  Ranger 
District  on  the  Carson.   This  was  back  in  the  days  when 
they  still  had  GS-7  ranger  districts.   I  was  a  GS-7 
ranger  for  just  about  five  months  and  then  was  promoted 
to  the  ranger's  job  on  the  Penasco  District  of  the 
Carson.   I  was  ranger  there  about  six  years.   Most  of 
that  time  I  worked  for  Forest  Supervisor  Walt  Graves. 


In  1956,  I  was  asked  by  the  regional  personnel  officer 
if  I  would  be  interested  in  a  fellowship  to  a  graduate 
program  in  Harvard,  the  major  subject  being  economics 
of  conservation.   This  was  a  program  of  twelve  fellow 
ships  that  was  funded  by  Resources  for  the  Future, 
which  is  a  conservation  organization,  financed  at  that 
time  by  the  Ford  Foundation.   This  was  before  the 
Government  Employees  Training  Act  so  it  entailed  going 
on  leave  without  pay  and  being  financed  through  the 
fellowship.   It  sounded  attractive  so  I  put  in  an  ap 
plication  and  received  recommendation  through  the 
Forest  Service  and  did  obtain  a  fellowship  which  re 
sulted  in  a  master's  in  public  administration  at  Harvard 
About  Christmastime,  I  received  a  job  offer  .  .  . 
RCL:   TVas  this  the  Christmas  after  your  Harvard  graduation? 
CAR:   No,  during  the  academic  year,  Christmastime,  1956.   I 
received  the  job  offer  through  the  Washington  office. 
The  situation  was  that  they  had  a  requirement  for  a 
management  analyst  assistant  to  the  forest  supervisor 
on  the  San  Juan.   The  supervisor  was  Gordon  Grey. 
Gordon  had  always  been  a  very  analytical-minded  in 
dividual  and  had  worked  on  activities  that  pre-dated 
the  formal  management  analyst's  activities  when  he  was 
assigned  in  Region  3.   Ultimately  he  was  transferred  to 
the  Washington  office  where  he  was  in  the  peer  group 

and  a  contemporary  of  Gordon  Fox.   He  had  five  years  of 

. 


experience  in  the  old  Division  of  Operations  doing 
analytical  work.   As  I  understood  the  story  from  Gordon 
Grey,  he  and  Gordon  Fox  had  many  conversations  about 
ways  of  improving  management  technology  within  the 
Forest  Service  and  thought  that  many  of  the  new  systems 
that  might  be  desirable  or  that  should  be  further  de 
veloped  and  tested,  should  be  tested  in  the  field 
environment  to  make  sure  that  they  operated  properly. 
As  long  as  there  was  the  concept  of  experimental  forest 
for  resource  management,  why  not  experimental  forest 
for  administrative  management  or  the  development  of 
new  management  technology  for  administration?  Gordon 
Grey  told  me  that  this  also  appeared  to  be  an  attractive 
way  of  getting  out  in  the  field  and  having  the  highly 
desirable  job  of  forest  supervisor,  so  he  and  Gordon 
Fox  proposed  an  experimental  forest  for  administrative 
management  in  the  East  and  one  in  the  West.   Gordon  Fox 
would  be  the  supervisor  in  the  East  and  Gordon  Grey  in 
the  West.   It  apparently  sold  because  Gordon  Grey  was 
made  supervisor  of  the  San  Juan  Forest  in  southwestern 
Colorado  for  this  purpose.   But  before  Gordon  Fox  could 
get  anything  set  up  in  the  East  the  director  of  the 
division  retired  and,  low  and  behold,  Gordon  Fox  was 
promoted,  so  there  never  was  one  set  up  in  the  East. 
The  San  Juan  Forest  had  a  very  heavy  workload.   At  that 
time  it  had  nine  ranger  districts,  and  Gordon  Grey  was 


performing  his  forest  supervisor  duties  plus  making 
a  number  of  studies.   Some  of  the  studies  that  he  was 
actively  designing  and  testing  were  the  "ranger  dis 
trict  uniform  work  planning  system"  and  field  tests 
of  a  subject-numeric  filing  system  that  would  be  a 
radical  change  and  improvement  over  the  old  system  that 
the  Forest  Service  had  had  since  it  started. 
Because  of  the  workload  the  Washington  office  decided 
to  recruit  a  junior  analyst  to  do  leg  work.   Understand 
that  at  this  time  there  were  few  formally  designated 
management  analysts  in  the  Forest  Service  except  for 
a  few  people  who  had  shown  analyst  aptitudes .   Walt 
Graves,  who  during  this  period  of  time  transferred  to 
the  Washington  office,  suggested  that  I  be  offered  the 
job  and  that  surely  the  education  I  was  acquiring  at 
Harvard  would  be  usable  for  this  purpose. 
I  had  some  mixed  feeling  about  converting  from  my  career 
objectives,  being  a  forester,  to  this  type  of  activity 
so  I  sat  down  to  really  analyze  whether  this  was  the 
kind  of  an  assignment  I  would  like  to  have.   In  the 
process,  I  discussed  the  kind  of  activity  with  one  of 
my  professors  at  Harvard,  John  Gaus .   He  found  it  rather 
amusing  that  I  had  these  particular  qualms.   He  was  an 
old  professional  who  had  done  much  consulting  work  as 
a  management  analyst.   He  said,  "Chet,  there  are  two 
approaches  to  this.   One  is  to  get  somebody  who  knows 


8 

what  I  call  the  tools  of  the  trade  in  terms  of  ana- 
lytical  techniques  and  then  teach  them  the  organization 
that  they  are  going  to  work  with,  or  you  can  take  some 
one  who  knows  the  organization  and  teach  him  the  tools 
of  the  trade.   It  works  fine  either  way."   He  said, 
"Don't  be  concerned  about  it.   If  you  would  like  me  to 
help  you  prepare  for  this ,  I  would  be  happy  to , "  and 
he  gave  me  an  extracurricular  course  of  reading.   But 
in  the  process  of  thinking  about  this  it  became  clear 
to  me  that  my  interests  and  perhaps  aptitudes  and  my 
previous  assignments  supported  this  type  of  assignment. 
The  individuals  I  had  worked  for  directly  during  my 
career  up  to  that  time  had  all  been  analytical  minded, 
and  had  set  examples  of  making  management  analyses  that 
were  applicable  on  the  job,  and  I  found  that  I  had  been 
making  such  analyses  on  my  own.   So  it  appeared  a  very 
interesting  and  challenging  area  of  activity  and  I 
accepted  the  job.   I  reported  to  the  San  Juan. 
Incidentally,  I  am  sure  that  no  one  in  offering  it 
realized  that  they  were  offering  me  an  assignment  in 
my  hometown.   I  don't  think  that  it  would  have  made  any 
difference,  but  I  found  it  rather  interesting  to  get 
that  opportunity  just  out  of  the  blue. 

RCL:   That  must  have  been  another  factor  in  your  accepting  it. 

CAS:   Yes,  it  did  offer  extra  interest.   So  I  converted  from 

, 

forester  to  management  analyst  by  way  of  an  executive 


1 


9 

training  plan  which  was  necessary  to  change  professional 
series.  Over  the  next  few  months  I  got  special  training 
in  terms  of  job  assignments,  details,  and  formal  train- 

A 

ing  to  fully  qualify  me  in  the  business  management  series. 
There  were  several  projects  on  the  San  Juan  at  that  time. 
Two  I  have  already  mentioned.   Another  one  was  a  Ser- 
vicewide  workload  analysis  to  establish  the  time 
allowances  necessary  for  the  ranger's  general  adminis 
tration  activities.   But  one  that  was  quite  interesting 
was  an  assignment  to  write  the  definition  and  descrip 
tion  for  the  existing  Forest  Service  form  of  organization 
which  was  called  a  "line-staff  organization." 

RCL:   How  exactly  did  the  San  Juan  Experimental  Forest  func 
tion?  Did  you  work  on  specific  projects?  What  sort  of 
control  was  being  used? 

CAS:   The  forest  was  no  different  from  any  other  operating 

forest  as  far  as  resource  managment  was  concerned,  but 
it  became  the  test  bed  for  these  particular  studies.   For 
example,  in  the  ranger's  general  administration  base  all 
the  rangers  of  the  San  Juan  forest  kept  special  diaries 
of  their  time  for  these  kinds  of  activities.   Now  all 
of  these  projects  were  conceived  as  Servicewide  activi 
ties.   Each  one  of  them  was  approved  by  the  Washington 
office.   Any  special  expenses  including  my  salary  were 
funded  specially,  directly  out  of  the  Washington  office 
so  that  although  it  became  a  test  bed,  I  found  that  in 


10 

extending  the  applicability  I  had  to  take  samples  of 
various  ranger  districts  throughout  the  United  States 
where  we  kept  special  records.   But,  of  course,  I  could 
physically  observe  what  was  taking  place  on  the  San 
Juan  as  part  of  the  validation  process  to  be  included  in 

. 

a  finished  report  for  national  application.   Each  year 
as  new  studies  were  conceived  they  were  proposed  to  the 
Washington  office  and  they  were  either  approved  or  re 
jected. 

During  this  particular  period  of  time,  one  of  my  training 
assignments  was  to  participate  in  an  interview  of  a 
district  ranger  by  Professor  Herbert  Kaufman  of  Yale 
University  who  was  doing  a  special  project  for  Resources 
for  the  Future  concerning  the  administrative  behavior 
of  forest  rangers.   He  had  written  his  Ph.D.  thesis  on 
this  particular  subject.   It  attracted  the  attention  of 
Resources  for  the  Future  and  they  contracted  him  to 
write  a  finished  case  study.  One  of  his  samples  was  a 
district  ranger  in  Region  2.   Gordon  Grey,  my  boss,  was 
aware  of  this  so  he  arranged  for  me  to  be  there  and  ob 
serve  the  interview  techniques  and  gain  whatever  in 
formation  might  add  to  my  abilities  as  a  management 
analyst.   I  found  this  a  very  interesting  experience. 

I  learned  considerably  from  Professor  Kaufman,  and  in 

• 

effect  I  became  an  additional  sample  because  I  was  less 
than  one  year  from  having  been  a  district  ranger  myself. 


11 

Also  as  part  of  my  training  experience  I  had  some 
details  to  the  Washington  office  to  work  with  Gordon 
Fox,  Walt  Graves,  Ed  Shultz,  and  others,  but  my  prin 
cipal  assignment  was  to  work  on  the  projects  that  I 
have  identified.  The  first  one  that  I  actually  com 
pleted  was  a  definitive  study  of  line-staff  organization 
which  was  intended  for  use  by  the  Washington  office 
to  publish  in  the  Forest  Service  manual  as  the  official 
description  of  how  the  organization  was  supposed  to 
operate.   I  also  finished  the  evaluation  of  the  subject- 
numeric  filing  system. 

However,  at  this  time  Gordon  Grey  was  promoted  to  chief 
of  operation  in  the  Denver  regional  office.  Although 
he  was  replaced  by  a  highly  competent  forest  supervisor, 
no  one  on  the  forest  was  a  journeyman  management  analyst 
capable  of  providing  me  the  needed  leadership  and 
descriptions  of  techniques  and  instruction.  I  was  still 
a  junior  analyst  in  terms  of  experience  and  knowledge 
and  I  found  that  I  was  having  great  difficulty  in  con 
ducting  and  completing  the  studies  having  to  get  my 
leadership  and  advice  from  the  Washington  office  or 
by  telephone  or  in  writing  from  Gordon  Grey.  Eventually 
I  became  frustrated  to  the  extent  that  even  though  I 
was  living  in  the  place  that  I  most  wanted  to  live  in 
the  world,  I  requested  a  transfer  to  Denver  so  that  I 
could  continue  working  under  Gordon  Grey  and  make 
progress  on  the  studies. 


12 

When  I  transferred  to  Denver,  I  continued  the  same 
assignment  of  working  on  Servicewide  studies  under 
the  direct  supervision  of  Gordon  Grey.   We  proposed  to 
continue  the  field  location  in  the  process  of  conduc 
ting  the  studies,  and  we  developed  a  year's  list  of 
projects  that  I  could  work  on.   However,  the  Washington 
office  decided  there  was  no  particular  point  in  con- 
tinuing  it  without  the  proposition  of  an  experimental 
forest  as  a  test  bed  where  processes  could  be  directly 
observed.   If  we  were  just  going  to  be  working  from  a 
headquarters  office  location  it  would  be  better  con 
trolled  and  produced  out  of  the  Washington  office. 
After  a  few  months  of  work  I  had  completed  the  studies 
that  were  already  approved  and  I  was  transferred  into 
the  job  of  management  analyst  in  the  regional  office 
in  Denver  in  charge  of  the  "manual  coordination" 
project  in  the  region. 

RCL:   That  was  the  name  of  the  project?  Manual  coordination? 

CAS:   The  assignment  was  that  of  manual  coordinator.   Now  at 
this  point  I  would  like  to  introduce  a  major  subject  of 
development  of  management  technology  within  the  Forest 
Service. 

RCL:   Before  we  go  into  that,  could  you  describe  Gordon  Grey? 
Tell  me  a  little  bit  about  him  and  his  role  and  contribu 
tions  to  the  Forest  Service. 

CAS:   Gordon  Grey,  as  I  said  earlier,  was  a  forester  in  Region 
3  who  had  a  very  analytical  mind,  which  apparently  was 


13 

very  quickly  recognized.   He  was  given  assignments  in 
the  area  of  workload  analysis,  which  used  to  be  a  way 
of  life  in  the  Forest  Service  ever  since  Earl  Loveridge 
introduced  workload  measurement  in  1932.   Gordon  con- 
ducted  workload  analyses  in  Region  3  and  was  recognized 
by  the  Washington  office  somewhere  down  the  line  as 
being  particularly  skilled  in  this  and  was  transferred 
to  the  Washington  office  where,  as  I  said,  he  worked  for 
about  five  years.   He  had  a  fantastic  ability  to  analyze 
figures  and  facts.   His  basic  interests  were  internal 
administration  and  finding  and  developing  new  and 
better  and  more  efficient  ways  of  doing  business.   During 
the  time  he  was  in  Denver  he  started  looking  towards 
retirement  as  soon  as  he  was  eligible.   He  had  a  long 
standing  desire  to  be  a  lawyer  and  a  special  interest 
in  being  a  researcher  in  the  area  of  water  rights  law 
which  is  a  major  activity  in  the  state  of  Colorado. 
Many  law  firms  in  Denver  specialize  in  water  rights. 
So  he  enrolled  in  the  Denver  University  Law  School  as 
a  night  student,  carried  a  full  academic  load,  and  in 
four  consecutive  years  obtained  a  law  degree  with  a 
straight  "A"  average. 

RCL :   Oh ,  man ! 

CAS:   He  still  had  a  couple  of  years  to  go  to  qualify  for 
retirement.  He  lacked  years  of  service  and  trans 
ferred  to  the  Washington  office  as  a  legislative 


14 

analyst  but  in  about  a  year's  time  died  of  a  heart 
attack.   He  was  a  real  pioneer  in  analytical  techniques, 
as  was  Gordon  Fox.   They  were  almost  two  peas  in  a  pod 
in  those  terms.   Very  analytically  minded  with  tremendous 
ability  in  terms  of  developing  analytical   techniques, 
methodologies,  etcetera  to  apply  to  Forest  Service 
management . 

RCL:   Okay,  so  now  why  don't  we  go  to  the  time  when  you  were 
in  Denver  and  working  under  Grey.   You  mentioned  that 
a  new  emphasis  on  management  technology  was  just  be 
ginning  to  take  place. 

CAS:   All  right. 

RCL:   What  year  was  this? 

CAS:   This  would  be  1959,  I960,  along  in  that  era.   To  estab 
lish  the  background,  in  1954  Gordon  Fox  had  gotten 
approval  to  make  a  broad  problem  identification  survey 
across  the  entire  Forest  Service  for  paper-work-related 
problems,  system  needs,  or  ideas  for  improvement.   I 
was  a  district  ranger  at  that  time.   Walt  Graves  was  my 
forest  supervisor  and  the  forest  was  the  recipient  of 
questionnaires  asking  for  our  ideas,  suggestions,  etcetera 
We  were  not  even  aware  of  who  Gordon  Fox  was  or  what  was 
going  on.   Neither  one  of  us  at  that  time  was  working  as 
a  management  analyst .   This  was  a  tremendously  worth 
while  project  that  Gordon  had  conceived  and  it  generated, 
as  I  recall  from  having  transferred  to  the  Washington 


15 

office  and  inheriting  the  files  on  this,  about  two  file 

• 
drawers  full  of  data. 

That  project  identified  very  many  basic  problems  or 
suggestions  for  improvement  that  were  broadly  recognized 
by  way  of  citations  from  these  questionnaires  which 
were  distributed  throughout  the  Forest  Service  on  a 
sampling  basis.   For  example,  the  most  frequently  iden 
tified  problem  and  request  for  change  was  to  do  something 
about  the  Forest  Service  manual.   Another  suggestion  was 
to  get  into  automatic  data  processing — in  1954,  this 
was  quite  early  recognition  of  this  particular  need. 
Another  one  was  a  comprehensive  organization  study  of 
the  Forest  Service,  particularly  considering  the  possible 
need  for  greater  specialization  on  the  part  of  Forest 
Service  personnel.   A  great  many  problems  and  ideas  were 
identified  and  a  large  number  were  approved  as  projects 
for  follow  up. 

The  number  one  problem  that  was  identified,  that  of  the 
Forest  Service  manual,  resulted  in  a  contract  with 
McKenzie  and  Company  to  make  a  study  and  recommend  a 
design  for  a  modern  directive  system.   They  recommended 
a  subject-numeric  codification — in  other  words,  a 
design  that  would  get  away  from  the  previous  manual 
design  by  Washington  office  organization  identification 
in  which  Timber  had  their  part  of  the  manual  and  nobody 
else  could  mess  with  timber,  and  Fiscal  had  their  part 
and  so  on.   The  concept  was  that  we  have  a  subject-numeric 


16 

. 

classification  that  would  be  primarily  for  the  benefit 
of  the  field  operating  units  of  the  Forest  Service. 
The  district  rangers  and  the  forest  supervisors  and  their 
staffs  would  be  able  to  know,  by  subject  matter,  instead 
of  by  Washington  office  organization,  where  to  find 
policies  and  instructions.   It  would  be  a  very  modern 
closed-end  design  decimal  system,  not  an  open-ended 
decimal  which  allows  the  writer  to  expand  to  the  extent 
that  you  could  never  find  anything. 

A  project  was  approved  to  implement  this  and  a  new  segment 
of  organization  was  approved  in  the  Washington  office  to 
head  it  up.   In  addition,  one  position  was  established 
in  each  regional  office  to  be  responsible  for  participating 
in  the  Servicewide  project  of  rewriting,  of  restructuring 
the  entire  Forest  Service  manual  using  this  new  design. 
These  positions  were  determined  to  be  most  suitably  placed 
in  the  management  analyst's  classification  series.   That 
was  the  origin  of  the  management  analyst's  formal  organi 
zational  identification  within  the  Forest  Service.   The 
people  selected  for  these  jobs  spent  the  first  year  and 
a  half  or  so  in  the  Washington  office  coordinating  the 
drafting  and  publishing  of  the  new  Forest  Service  Manual. 
Then  when  they  went  back  to  their  regional  assignments 
their  job  was  to  coordinate  the  writing  of  the  regional 
supplementation  for  those  manuals. 
When  I  transferred  from  the  Servicewide  studies,  when 


17 

they  were  closed  out  in  Denver,  I  was  reassigned  behind 
the  original  manual  coordinator  in  Denver  as  the  manual 
coordinator  or  the  management  analyst.   When  that  job  of 
supplementation  was  done,  then  I  went  into  the  regular 
analytical  activites  of  organization  design,  position 
management,  paperwork  surveys — in  other  words  the  full 
range  of  internal  management  improvement  using  the 
technologies  that  I  had  learned  by  experience,  etcetera. 
Other  projects  stemmed  from  the  1954  paperwork  survey. 
For  example,  another  contract  went  to  McKenzie  and 
Company  to  study  the  Forest  Service  organization  and 
recommend  the  best  structure.   It  was  done  under  Gordon 
Fox's  direction.   Probably  the  principal  result  of 
that  study  was  restructuring  the  Forest  Service  to 
staff  it  with  specialists  and  to  organize  it  so  that 
you  could  utilize  specialists.   This  meant,  for  example, 
the  departure  from  the  policy  of  having  the  ranger  dis 
trict  of  such  a  workload  size  that  one  professional 
forester  with  no  professional  assistants  could  handle 
all  of  the  activities.   It  meant  that  at  the  forest 
supervisor's  level  we  would  staff  with  wildlife  special 
ists,  or  watershed  specialists  or  whatever  complement 
would  be  needed  to  do  the  job  at  that  level.   The  ranger 
district  would  be  the  doing  level;  the  supervisor's 
office  would  be  the  planning  level;  the  regional  office 
would  be  a  broad  policy  level,  plus  would  have  the  kind 


18 

of  specialist  staff  that  could  not  be  supported  by  way 
of  workloads  at  the  lower  levels.   So  this  had  a  tre 
mendous  influence  on  the  future  staffing  of  the  Forest 
Service  and  how  we  approached  management. 
One  of  the  fallout  items  of  the  manual  study  was  the 
adoption  of  the  subject-numeric  classification  scheme 
into  a  range  of  related  paperwork  systems.   We  adopted 

. 

it  as  the  classification  scheme  for  correspondence 
designation  and  filing.   The  subject-numeric  system 
that  I  had  responsibility  for  final  field  testing  was 
a  predecessor  of  this  but,  of  course,  with  different 
titles  and  numbers.   We  then  took  the  basic  subject- 
numeric  system  and  adapted  it  to  numbering  our  forms 
so  that  if  the  form  has  a  certain  number  it  could  re 
late  to  correspondence  designations  and  to  the  policies 

and  instructions  in  the  manual. 

. 
We  also  had  at  that  time  a  classification  scheme  for 

a  composite  job  list  of  all  the  activities  in  the  Forest 
Service  so  that  we  could  cross  reference  all  these 
activities.   This  coordinated  codification  of  a  series 
of  paperwork  systems  was  a  scheme  that  the  experts  for 
paperwork  had  for  many  years  insisted  was  not  possible, 
that  it  would  result  in  such  a  complex  situation  that 
it  just  wouldn't  be  workable,  particularly  in  a  de 
centralized  organization. 
RCL:   These  were  experts  within  the  Forest  Service? 


19 

CAS:   No,  experts  outside  the  Forest  Service.   However,  we 

have  very  successfully  adopted  it  and  primarily  because 
we  have  kept  it  simple.   We  did  not  allow  the  wide 
expansion  of  certain  classifications  within  the  manual. 
We  used  only  the  broad  numerical  classification  for 
form-numbering  as  far  as  the  basic  classification.   The 
net  result  has  been  other  federal  agencies,  state 
governments,  Canadian,  and  other  foreign  governments 
coming  to  the  Forest  Service  and  finding  out  specifically 
what  our  design  is  and  then  adapting  it  directly  to  their 
purpose  using  their  particular  subject  matter  titles, 
and  so  on.   It  has  been  an  international  success. 

RCL:   Yes.   The  Forest  Service  has  in  many  other  areas  of 
management  technology  been  very  innovative. 

CAS:   Yes,  that's  correct. 

While  in  Denver  in  the  regional  office,  I  had  further 
involvement  in  the  implementation  of  the  McKenzie  or 
ganization  study.   One  that  I  did  on  assignment  to  the 
Washington  office,  was  to  redraft  my  old  line-staff 
organization  report,  which  was  intended  for  publishing 
in  the  Forest  Service  Manual,  into  the  organization 
design  concepts  in  the  report.   Art  Grumbine,  the  chief 
of  operation  in  Atlanta,  Georgia,  and  myself  got  the 
assignment.   Bob  Lake,  a  district  ranger  in  Region  2 

• 

who  had  shown  aptitudes  in  drafting  training  lesson 
plans,  sat  alongside  us,  took  our  output,  and  converted 


20 

it  into  training  lesson  plans  for  use  throughout  the 
Service. 

Another  involvement  I  had  was  with  the  regional  forester 
in  Denver,  Don  Clark,  who  had  himself  been  an  analyst 
in  assignment  in  years  past,  and  was  also  a  contemporary 
of  Gordon  Grey  and  Gordon  Fox.   He  had  always  been  in 
trigued  with  the  concept  of  deputies  to  line  officers 
and  also  the  concept  of  assistants.   One  of  the  McKenzie 
concepts  was  that  of  the  possibility  of  having  deputy 
regional  foresters  and  deputy  forest  supervisors  which 
was  not  at  that  time  an  organization  element  within  the 
Forest  Service.   There  had  been  such  positions  years 
before  but  they  had  been  abandoned.   Some  of  the  older 
employees  of  the  Forest  Service  alleged,  at  least  to 
me,  that  the  reason  they  were  abandoned  was  that  the 
deputies  became  the  power  behind  the  throne,  and  the 
line  officers  couldn't  quite  manage  or  cope  with  that 
kind  of  situation.   Anyway,  the  regional  forester  asked 
me  as  a  personal  project  to  study  the  proposition  and 
to  write  him  an  analysis  of  how  those  jobs  would  function 
if  they  were  implemented. 

I,  myself,  found  this  a  very  intriguing  and  attractive 
concept,  and  so  I  did  a  literature  search  and  talked  to 
knowledgeable  people  who  I  thought  would  have  practical 
ideas  concerning  it.   I  finally  concluded  that  rather 
than  submit  a  report  to  him,  the  only  way  to  really 


I 


21 

communicate  how  they  would  function  would  be  to  draft 
job  descriptions  for  such  positions,  which  I  did.   I 
was  flattered  not  only  to  have  his  acceptance  but  to 
have  him  submit  them  to  the  Washington  office  for  con 
sideration.   They  were  largely  adopted  as  the  Service- 
wide  job  description  models  for  those  positions. 
About  this  time,  I  was  asked  to  transfer  to  the  Wash 
ington  office.   This  was  in  early  1963.   I  was  offered 
the  job  of  branch  chief  of  Management  Studies  and 
Systems  Planning.   This  was  the  branch  of  the  old 
Division  of  Administrative  Management  that  was  primarily 
responsible  for  developing  new  management  technology 
and  getting  it  implemented  throughout  the  Service.   The 
principal  thrust  of  my  assignment  on  transfer  to  the 
Washington  office  was  to  continue  the  implementation 
of  the  findings  of  the  paperwork  survey. 
We  had  many  projects  going  on  within  the  Washington 
office  to  do  this.  By  this  time  the  Forest  Service 
Manual  was  pretty  fully  implemented.  We  were  in  the 
process  of  refining  some  of  the  subsystems  that  related 
to  that  such  as  the  form-numbering  systems  and  other 
related  activities.   The  organization  study  was  also 
pretty  fully  implemented  by  this  time  as  far  as  the 
direct  conversion  of  role  statements,  job  descriptions, 
and  so  on,  but  one  of  the  major,  at  least  what  sub 
sequently  became  a  major  continuing  effort,  was  the 


22 

early  identification  of  the  possibilities  of  use  of 
ADP  for  activities  in  national  forest  administration. 

RCL:   Excuse  me,  ADP--is  that  automatic  data  processing? 

CAS:   Correct.   Up  until  this  time,  except  for  use  by 

scientists  in  Forest  Service  research,  we  had  only 
one  principal  ADP  application.   That  one  had  existed 
for  many  years.   It  was  the  coding  and  collating  of 
information  from  the  929  fire  report.   Of  course,  in 
that  early  stage,  you  couldn't  really  say  that  it  was 
automatic  data  processing  but  we  did  use  ADP  codifi 
cation  on  these  929  fire  reports  Servicewide.   We  had 
a  small  punchcard  and  tab  shop  operation  in  the 
Washington  office  where  the  data  was  punched  on  punch- 
cards,  tabulated,  summarized,  and  used  for  analysis 
for  fire  trends  and  other  activities,  so  it  was  extremely 
rudimentary.   At  the  time  I  transferred  to  the  Washington 
office,  a  new  branch  of  ADP  had  just  started  with  a 
man  by  the  name  of  Leonard  Butrym  who  had  previously 
worked  for  the  Management  Studies  and  Systems  Planning 
Branch.   He  became  a  one-man  shop,  without  even  a 
secretary,  with  the  assignment  to  pursue  in  depth  the 
need  for  acquisition  of  modern  computers  and  implementa 
tion  of  them  in  the  Forest  Service. 

On  completion  of  our  analysis,  we  had  computers  in 
stalled  at  San  Francisco,  Portland,  Missoula,  Ogden,  and 
Milwaukee.   The  other  regions  apparently  did  not  at 


23 

that  time  have  enough  workload  to  justify  their  own 
hardware.   This  gave  us  reasonably  good  capability 
for  three  or  four  years  in  the  future,  but  it  was 
obvious  that  soon  we  would  have  Servicewide  need  for 
a  really  comprehensive  ADP  support  activity.   So  in 
1968,  we  brought  Hobbie  Bonnett,  our  computer  admin 
istrator  from  Ogden,  Utah,  into  the  Washington  office 
to  head  up  a  Servicewide  study  of  what  our  total 
future  needs  would  be  in  the  ADP  area. 
Over  the  next  year  Bonnett  continued  this  study  in 
great  depth,  using  consultants  and  sub-contracts  to 
assist  him,  and  developed  a  report  that  we  accepted  as 
the  direction  we  should  go.   It  was  titled  "Blueprint 
for  the  Future."   It  called  for  the  most  modern  future 
concepts  and  appeared  to  be  exactly  what  we  needed 
considering  our  decentralized  organization  and  the  kind 
of  activities  that  we  had. 

About  the  time  that  we  were  getting  ready  to  implement 
it,  the  Department  of  Agriculture's  secretary's  office 
got  very  interested  in  overall  departmental  needs  for 
Agriculture  agencies  and  imposed  a  moratorium  on 
agencies  going  in  their  own  direction.   So  we  had  to 
cancel  our  implementation  efforts  and  work  with  the 
department  in  their  overall  identification  of  computer 
systems  for  the  Department  of  Agriculture. 
Their  eventual  decision  was  to  centralize  it  for  the 


24 

whole  department.   Their  concept  was  to  have  computer 
centers  scattered  throughout  the  United  States  that 
would  be  Department  of  Agriculture  centers,  and  the 
Forest  Service  would  have  its  computing  done  at  these 
centers.   Our  concept  was  to  have  a  network  of  terminals, 
some  of  which  would  have  limited  computing  capability, 
where  we  could  communicate  directly  with  one  central 
Forest  Service  computer  and  get  our  work  done  that  way. 
The  department  had  great  difficulty  getting  approval 
for  all  of  their  concepts.   Eventually  they  restudied 
their  system  and  with  the  development  of  new  hardware 
and  technology  converted  their  concept  to  what  we  felt 
was  very  close  to  our  own  internal  design.   It  would 
permit  a  distributive  network  of  terminals  and  mini 
computers  dealing  with  a  central  computer,  in  our  case 
one  at  Fort  Collins,  which  is  where  we  had  intended  to 
put  ours,  and  this  we  all  agreed,  would  satisfy  our 
needs. 

The  growth  became  so  extensive  in  terms  of  demands  by 
the  field  for  availability  of  the  new  computer  technology 
that  the  associate  chief,  Rex  Resler,  concluded  that  we 
needed  to  update  our  whole  analysis  of  where  we  were 
going  and  define  our  policies  much  more  tightly  consid 
ering  the  kind  of  investments  that  people  were  wanting 
to  make.   So  he  established  another  study  in  1975  again 
to  analyze  what  our  total  needs  were  and  appointed  a 


25 

very  broad-gauged  team  to  make  this  particular  study. 
Headed  up  by  a  regional  forester,  Doug  Leisz,  the  study 
was  composed  of  a  research  station  director  John  Barber; 
an  ADP  technical  specialist  Hobbie  Bonnett;  a  member  of 
our  management  sciences  staff  Mai  Kirby;  three  technical 
representatives  from  national  forest  administration 
Deputy  Regional  Forester  Jeff  Sirnon;  Rex  Hartgreaves , 
Jim  Reid,  and  myself. 

We  came  up  with  a  recommendation  for  a  substantial  ex 
pansion  of  use  and  a  different  form  of  organization  to 
manage  all  of  the  activities.   Our  report  was  called 
"Systems  Development  Action  Planning  Team  Report."   It 
was  accepted  by  John  McGuire  and  his  staff,  and  the  form 
of  organization  accepted  with  it  created  a  new  additional 
associate  deputy  chief  in  the  Washington  office  adminis 
tration  deputy  area  and  three  new  staff  groups.   The  new 
organization  was  headed  up  by  Glenn  Haney  as  the  new 
associate  deputy  chief,  by  Hobbie  Bonnett  as  director  of 
the  computer  technology  staff  which  is  the  staff  who 
deal  with  the  hardware  aspects,  by  John  Kennedy  for 
data  management  which  is  the  data  base  activity,  and  by 
Jim  Space  for  computer  system  applications. 
This  is  a  major  new  thrust  in  terms  of  management 
technology,  and  I  feel  confident  that  it  will  be  a 
prototype  for  many  other  government  agencies  if  not 
private  industry.   There  are  some  units  which  probably 
have  a  similar  organization  already,  but  I  feel  there 


26 

has  been  great  failure  to  recognize  particularly  the 
basic  importance  of  the  data  base  management  and  the 
need  for  that  to  occur  at  a  relatively  senior  level. 
It  does  exist  at  that  level  in  some  of  the  major  in 
dustrial  organizations. 

RCL:   Can  you  just  give  me  an  example  of  how  the  Fort  Collins 
facilities  might  be  used  by  somebody  in  the  field? 

CAS:   The  Departmental  Computer  Center  at  Fort  Collins  is 

linked  by  telecommunications  with  a  significant  number 
of  Forest  Service  field  units  including  all  regional 
offices,  all  stations  and  a  significant  number  of 
supervisor's  offices.   Probably  ultimately  all  super 
visor's  offices  will  be  hooked  into  the  network  so 
they  can  utilize  the  central  computer  from  their  own 
installation.   Fort  Collins  is  also  linked  with  other 
departmental  computer  centers  around  the  country . 

RCL:   So  it  could  supply  information  in  regard  to  records 
and  also  maybe  technical  information? 

CAS:   It  could  do  that,  of  course.   One  of  its  major  uses  is 
actually  computing  activities.   For  example,  they  could 
do  all  the  computing  for  our  road  design  activities  or 
timber  computations,  etcetera.   Any  standard  type  ADP 
application  can  be  done  there.   However,  with  our  design 
of  a  distributive  network,  much  of  the  smaller  scale 
activities  can  in  fact  now  be  handled  at  the  local  level, 
and  only  those  needing  capacities  of  such  a  large 
computer  need  to  go  there. 

i 


27 

One  of  the  other  significant  activities  generated 
during  the  time  I  was  branch  chief  of  the  Management 
Studies  and  Systems  and  Planning  Branch  was  the  pro 
posal  that  had  been  conceived  in  the  Washington  office 
to  have  a  modern  management  information  system.   The 
system  would  not  necessarily  be  automated,  but  where 
automated  techniques  could  apply  it  would  use  ADP.   Of 
course  this  was  back  in  1963,  so  my  first  substantive 
responsibility  was  to  describe  what  such  a  system  would 
be,  and  how  we  would  go  about  studying  the  proposition 
of  coming  up  with  a  system.   I  described  in  outline 
form  what  the  approach  would  be  and  what  it  would 
encompass.   This  was  subsequently  refined  by  Max  Peterson 
who  is  currently  a  deputy  chief  in  the  Forest  Service, 
who  was  in  administrative  management  at  that  time,  and 
by  John  Farrell  who  was  a  Washington  office  employee 
with  considerable  knowledge  in  this  area. 
This  was  approved  and  staffed  with  a  project  staff  and 
ultimately  assigned  an  acronym — INFORM  from  information 
for  Management.   The  project  staff  were  three  special 
ists.   Their  budget  included  enough  funds  to  contract 
for  analyses  from  private  industry,  and  over  the  next 
few  years  we  pursued  this  in  considerable  detail  and 
came  up  with  concepts  of  automated  mapping  systems  and 
data  retrieval,  accomplishment  reporting,  etcetera.   It 
eventually  got  to  the  point  where  we  were  implementing 


28 

with  the  project  staff  and  needed  additional  staffing 
to  complete  the  design  and  to  find  some  mechanism  to 
complete  the  implementation.   At  the  point  that  Associate 
Chief  Resler  assigned  the  systems  management  project 
for  systems  development,  it  became  apparent  that  the  new 
organization  that  was  just  described  would  be  a  logical 
place  to  handle  this  information  system  by  including 
it  with  data  base  management.   So  INFORM  disappeared  as 
a  separate  acronym  and  is  now  incorporated  within  the 
systems  management  organization  that  we  have  implemented. 
We  are  going  ahead  and  refining  and  implementing  it 
using  the  same  basic  concepts. 

Another  effort,  in  terms  of  management  improvement,  that 
I  was  assigned  a  role  in  at  this  time  was  the  operation 
research  activites  taking  place  at  Berkeley,  California. 
These  activities  were  conceived  two  or  three  years 
previously  when  Ed  Schultz,  who  at  the  time  I  went  to 
the  Washington  office  was  director  of  administrative 
management,  and  the  director  of  the  Pacific  Southwest 
Station.   Keith  Arnold,  Gordon  Fox,  and  others  became 
very  interested  in  the  possibility  of  the  use  of 
operation  research  techniques  on  Forest  Service  opera 
tional  problems.   This,  of  course,  had  been  a  develop 
ment  that  came  out  of  World  War  II  where  you  could 
analyze  a  wide  range  of  possible  combinations  of 
activities  for  analysis  and  decision  making. 


29 

At  the  University  of  California  at  Berkeley  they  had 
a  graduate  program  that  Keith  Arnold  was  aware  of, 
which  appeared  to  be  pretty  well  developed.   A  decision 
was  made  to  pick  out  a  few  possible  applications  within 
the  Forest  Service  and  contract  with  the  university  to 
apply  the  techniques  to  see  of  they  would  in  fact  be 
successful.   The  contract  was  awarded  and  the  university 
assigned  three  of  their  senior  graduate  students  to  the 
project,  Ernst  Valfer,  Mai  Kirby ,  and  Gideon  Schwartzbart 
The  project  appeared  to  be  working  very  well  and  Keith 
Arnold  proposed  that  we  implement  our  own  staff  and  let 
them  close  that  contract  and  get  into  business  our 
selves — it  appeared  to  be  that  successful.   We  ended 
up  hiring  the  three  graduate  students  as  Forest  Service 
employees.   My  first  contact  with  the  Management  Sciences 
Staff,  as  it  became  known,  was  to  go  out  and  become 
acquainted  with  what  they  were  doing,  to  observe  the 
progress  being  made  on  completion  of  the  contract  which 
was  still  in  existence  with  the  university,  and  see 
where  it  led  us. 

Over  the  years  the  Management  Sciences  Staff  has  pro 
vided  a  very,  very  substantial  number  of  outstanding, 
completely  new  developments  and  improvements  in  manage 
ment  technology.   It  has  also  been  very  noticeable  that 
they  have  adopted  for  themselves  a  role  wider  than  just 
use  of  operation  research  technology.   Their  whole 


30 

approach  is  to  develop  something  that  is  directly 
usable  by  management  rather  than  only  the  pure  re 
search  approach  of  coming  out  in  publication  with 
basic  knowledge,  which  you  then  have  to  find  a  way 
of  applying.   They  come  up  with  finished  applicable 
systems  which  have  ranged  all  the  way  from  communica 
tion  technology  to  basic  research  on  ways  of  determining 
the  size  of  units,  to  engineering  applications,  for 
road  networks  to — you  name  it. 

RCL:   Are  they  assigned  subjects  to  cover  or  investigate? 

CAS:   The  way  their  projects  are  assigned  is  that  annually 
we  develop  a  program  of  work  jointly  with  them.   They 
report  administratively  to  the  research  station  but  the 
technical  leadership  and  project  sponsorship  are  from 
the  chief's  staff  from  Administration  in  Washington 
office.   The  administrators  are  their  sponsors  in  terms 
of  budgets — in  program  formulation,  I  should  say.   The 
projects  are  conceived  in  a  variety  of  ways.   In  some 
cases  the  Management  Sciences  staff  conceive  the  pro 
jects  themselves.   In  some  cases  potential  projects  are 
suggested  by  field  people.   In  other  cases  Washington 
office  staff  groups  conceive  projects.   Annually  we 
pull  together  all  of  the  proposals  and  make  a  recom 
mendation  on  how  many  projects  we  can  staff  and  fund, 
and  then  the  chief  approves  them  and  they  are  assigned 
through  the  station. 


31 

RCL:   How  or  why  are  they  still  in  California  at  the  Berkeley 
station? 

CAS:   This  is,  of  course,  a  very  useful  working  environment 

for  them.   They  can  divorce  themselves  from  the  day- to 
day  operating  crises  that  are  generated  in  the  Washington 
office.   They  have  a  good  body  of  consultants  avail 
able  to  them  from  the  university,  from  the  station,  and 
from  other  universities  in  that  geographic  area.   They 
have  closely  available  to  them  also  the  regional  office 
in  California  and  local  national  forests  that  they  can 
use  as  a  test  bed  for  projects.   So  it  does  seem  a 
desirable  location  for  them. 

RCL:   You  have  been  describing  events  that  took  place  or 

began  in  1963.  In  1964  you  were  promoted.  Could  you 
describe  that  and  any  other  events  that  took  place  in 
1964? 

CAS:   Early  in  1964,  Ed  Schultz,  who  was  director,  was 

promoted  to  associate  deputy  chief  for  National  Forest 
Protection  and  Development  and  I  was  promoted  to  di 
rector  of  the  Division  of  Administrative  Management . 
Hardly  before  I  could  get  my  feet  on  the  ground  the 
Job  Corps,  or  what  ultimately  became  the  Job  Corps, 
came  along.   Senator  Hubert  Humphrey  had  for  two  or 
three  successive  years  attempted  to  get  a  modern  version 
of  the  old  Civilian  Conservation  Corps  approved  in 
Congress.   When  President  Kennedy  was  inaugurated,  he 


32 

looked  around  for  new  major  initiatives  that  could 
be  adopted  and  this  idea  was  very  attractive  to  him. 
He  set  up  a  task  force  under  Sergeant  Shriver  and 
one  of  their  efforts  was  to  come  up  with  a  CCC-type 
program.   We  still  had  the  background  work  we  had  done 
for  Senator  Humphrey;  we  had  a  pretty  complete  design 
on  hand.   We  started  immediately  and  it  was  assigned 
to  the  Administrative  Management  Division  to  handle 
with  Personnel  to  deal  with  the  personnel  type  activi 
ties,  and  Engineering  to  develop  facilities. 
For  that  next  period  of  time  we  stopped  practically 
all  new  management  technology  efforts  and  devoted  our 
entire  staff  to  helping  with  the  design  and  implemen 
tation  of  the  new  Job  Corps  program.   Then  legislation 
was  passed  and  we  were  funded  under  the  old  OEO 
(Office  of  Economic  Opportunities)  organization.   A 
new  segment  of  organization  was  approved  in  the 
Washington  office  and  our  only  efforts  in  support  of 
it  from  that  time  on  were  to  design  or  adapt  management 
technology  and  activities  that  the  Forest  Service  had, 
to  this  program.   That  in  itself  would  justify  the 
subject  of  a  major  interview  but  that's  not  the  subject 
at  hand  here. 

The  next  major  project  was  when  we  became  the  subject 
of  a  management  improvement  study  generated  by  what  was 
the  predecessor  of  the  Office  of  Management  and  Budget. 


33 

OMB  conceived  a  series  of  management  improvement 
projects  to  be  used  nationally,  whereby  they  would 
go  to  the  departments  and  bureaus  of  various  depart 
ments  with  a  team,  study  their  organization  and 
management,  and  come  up  with  substantive  recommenda 
tions  for  major  improvements.   This  had  been  done  on 
one  or  more  departments  of  other  agencies  before  they 
came  to  Agriculture.   The  Forest  Service  was  selected 
as  one  of  the  Agriculture  agencies  as  well  as  the 
Secretary's  office.   The  team  was  composed  of 
Mr.  Deckard  from  OMB,  a  representative  from  the 
another  department,  and  a  Department  of  Agriculture 
person.   Originally  the  approach  they  had  been  using 
in  these  studies  was  to  come  in  and  make  a  completed 
study  and  submit  it  to  the  secretary  of  the  department 
who  then  would  implement  it  as  he  saw  fit.   However, 
in  their  initial  approaches  within  the  Forest  Service, 
Gordon  Fox  suggested  to  Mr.  Deckard  that  a  much  more 
useful  product  might  result  if  the  Forest  Service  could 
work  day  by  day,  item  by  item,  with  the  study  team  to 
help  them  develop  their  study  report  and  then  jointly 
formulate  a  series  of  recommendations  that  we  would 
submit  to  the  Secretary  of  Agriculture.   This  was  ac 
cepted. 

Now  this  approach  of  coming  up  with  a  joint  recommenda 
tion,  or  at  least  a  mutually  agreeable  product,  suggests 


34 

something  that  I  would  like  to  describe  which  is  a 
very  constructive  and  very  useful  process  that  we  use 
deliberately  in  the  Forest  Service.   The  way  it  operates 
is  that  we  deliberately  assume  a  constructive  attitude 
about  any  effort  for  reviewing  the  Forest  Service  or 
identifying  weaknesses  or  problems  or  whatever.   Our 
assumption  is  that  if  it  is  properly  done,  actions  or 
recommendations  that  will  come  out  of  an  inspection 
or  investigation  or  study  of  the  Forest  Service  can  be 
useful  to  the  Forest  Service.   It  will  provide  some 
thing  that  we  will  be  willing  to  accept  and  implement 
because  it  will  improve  the  Forest  Service.   We  have 
found  over  many  years  of  applying  this  principle  that 
it,  in  fact,  will  operate  that  way  if  we  openly  display 
this  attitude.   If  we  volunteer  not  only  our  willingness 
to  operate  in  this  context  but  our  willingness  to  help 
identify  problems,  help  identify  mistakes,  or  whatever 
it  will  be  constructively  received.   We  can  then  discuss 
constructive  ways  of  solving  these  problems  which 
usually  results  in  recommendations  phrased  in  terms  that 
we  can  willingly  accept  and  implement. 
I  have  not  operated  outside  of  the  Forest  Service  to 
any  extent  but  I  have  discussed  this  proposition  with 
many  people  outside  of  the  Forest  Service.   Apparently 
it's  not  the  usual  approach  in  most  agencies,  but  it 
helps  us  so  much  that  we  welcome  outside  people  to  come 


35 

and  work  with  us  in  inspections  or  whatever.   We  don't 
always  agree  on  the  end  results  but  we  usually  agree  on 
the  majority  of  it.   And  it  has  one  other  effect  that 
was  particularly  noticeable  in  terms  of  the  study  we 
have  just  been  talking  about.   It  was  that  the  Forest 
Service  to  this  day  is  still  implementing  recommendations 
that  came  out  of  it.   I  don't  know  of  any  recommendations 
that  we  rejected  out  of  hand.   We  did  modify  our  imple 
mentation  somewhat  but  there  was  not  a  single  one  that 
in  some  way  or  another  we  did  not  implement  long  after 
anybody  was  concerned  about  asking  for  progress  reports. 

RCL:   So,  in  effect,  you  are  using  outside  bureaus  to  carry 
on  as  an  arm  of  your  own  management  technology.   It 
seems  like  a  wise  thing  to  do. 

CAS:   I  guess  you  could  think  of  it  in  that  way.   But  it's 

awfully  difficult  sometimes.   If  you,  for  example,  are 
dealing  with  an  investigator  who  is  suspicious,  it  is 
difficult  to  get  him  to  accept  the  fact  that  you  are 
open  and  that  you  want  to  be  constructive  about  it.   If 
he  does  not  accept  it,  it's  very  difficult  to  retain 
your  constructive  attitude. 

RCL :   Sure . 

CAS:   But,  as  a  matter  of  deliberate  policy  and  approach  we 

train  our  people  to  operate  in  this  way,  and  when  some 
body  doesn't  want  to  operate  this  way  we  still  attempt 
to  persist  in  a  constructive  way.   And  it  is  something 


36 

• 

• 

that  I  think  is  well  worth  preserving.   It  has  a  very 
great  effect  in  terms  of  how  we  come  up  with  improved 

ways  of  doing  business. 

. 
Well,  getting  back  to  the  management  improvement  survey, 

as  I  recall  there  were  forty-nine  substantive,  compre 
hensive  recommendations  involving  many  different  areas 

- 

of  management  but  twenty-nine  of  those  became  the  re 
sponsibility  of  my  division,  Administrative  Management, 
to  implement.   They  all  had  very  tight  deadlines  or  due 
dates  for  implementation,  way  beyond  our  capability  to 
handle  with  the  staff  we  had.   We  also  had,  of  course, 
a  large  backlog  of  projects  which  we  had  been  bypassing 
because  of  the  efforts  we  had  made  on  the  Job  Corps 
program  design  and  implementation.   Other  crises  or 
unanticipated  requests  for  studies  and  projects  were 
also  pending.   So  there  was  just  no  way  that  we  could 
conceivably  deal  with  those  recommendations,  and  yet 
they  were  priority  assignments  by  the  secretary  of 
agriculture.   So  I  sat  down  with  my  staff  and  analyzed 
the  expected  time  required,  the  staff  we  needed  to  do 
those  jobs,  plus  the  other  jobs  we  already  had  been 
assigned  to  do,  and  then  went  to  the  deputy  chief, 
Clare  Hendee,  and  Gordon  Fox  and  said,  "Here's  what 
we  have  to  do;  here's  what  we  have  to  do  it  with; 
here's  our  estimate  of  what  it  will  take  to  do  the 
job,  and  I  suggest  that  we  need  relief  on  some  of  the 
projects  or  approvals  for  expansion  of  staffing." 


37 

We  sat  down  and  either  delayed  or  totally  eliminated 
many  of  the  jobs,  calculated  the  need  for  staffing  the 
remainder,  and  then  presented  our  proposal  to  the  chief. 
After  asking  very,  very  critical  questions,  he  agreed 
that,  yes,  we  needed  that  staffing  and  approved  it. 

RCL :   How  was  your  approach  in  the  presentation  to  the  chief? 
How  did  you  spell  out  exactly  what  had  to  be  done  and 
how  much  time  it  would  take? 

CAS:   It  was  defined  in  terms  of  the  project  identification. 
The  priority  in  all  cases  was  already  established  as 
high  because  the  chief  had  agreed  to  them  with  the 
secretary.   We  had  an  analysis  of  the  time  requirements 
to  the  man-month  and  the  time  required  staffwise  based 
on  our  experience  of  making  studies.   We  also  defined 
and  described  the  approach  that  we  would  take  to  do 
each  job  and  the  completion  date  that  we  were  expected 
to  abide  (which  was  originally  included  in  the  report). 

RCL:   Was  this  presented  in  the  form  of  a  graph? 

CAS:   No,  it  was  more  in  terms  of  figures — so  many  man-months 
to  do  such  and  such  a  job.   Under  questioning,  he  said, 
"Well,  how  are  you  going  to  do  this  job?  How  are  you 
going  to  go  about  it?  What's  involved?"   I  had  project 
job  descriptions  for  each  one  and  they  were  accepted 
and  we  went  into  a  recruiting  program  for  people. 
There  obviously  were  not  enough  people  within  the  Forest 
Service  who  were  experienced  and  qualified  to  do  these 


38 

jobs  so  we  had  to  accept  the  fact  that  we  would  have 
to  train  quite  a  few  people.   We  could  not  strip  all  of 
the  regional  offices  of  their  knowledge  and  capability. 
We  would  have  to  do  some  work  by  contract ,  some  by  de- 
tailers  or  whatever.   So  we  developed  an  expanded  staff, 
all  specialists  in  management  analysis,  to  do  this  job. 
We  did  recruit  some  people  from  outside  the  Forest 
Service.   We  didn't  just  automatically  assume  they  had 
to  be  Forest  Service  people.   This  then  became  a 
reservoir  of  administrative  management  people  for  the 
next  period  of  quite  a  few  years.   These  were  people 
who  succeeded  to  positions  as  chiefs  of  operations, 
deputy  regional  foresters,  or  research  station  directors 
of  support  services.   Throughout  the  Service  most  of 
these  people  have  pretty  well  succeeded  to  senior 
positions. 

RCL:   Then  you  did  a  lot  for  the  Forest  Service  through  the 
Deckard  Study. 

CAS:   That's  correct.   A  number  of  very  significant  new  de 
velopments  came  out  of  implementing  these  recommenda 
tions.   There  were  also  some  fairly  traumatic  experiences, 
one  or  two  of  which  I  would  like  to  relate.   One  of 
them  was  the  determination  by  the  study  group  that  the 
Forest  Service  had  more  regional  level  and  research 
station  level  units  than  were  justified,  which  we  agreed 
was  true.   The  analysis  we  felt  was  basically  sound. 


39 

However,  we  did  not  agree  that  it  would  be  wise  to 
attempt  to  make  all  the  changes  that  were  recommended. 
So  we  agreed  to  make  a  first  partial  implementation, 
and  we  closed  out  one  research  station  and  one  region. 
It  was  a  very,  very  sensitive  matter,  needless  to  say — 
closing  out  any  unit  always  is — and  the  decisions  were 
made  without  any  publicity,  internally  or  externally. 
The  chief,  Ed  Cliff,  was  very  concerned  about  the  effect 
on  people.   The  research  station  to  be  closed  out  had 
so  few  people  involved  that  this  could  be  rather  quickly 
dealt  with,  but  closing  Region  7  involved  quite  a  few 
people,  and  Ed  Cliff  wanted  it  done  very  quickly.   We 
were  troubled  by  his  request  for  very  quick  closure 
because  our  judgment  indicated  that  quite  a  few  actions 
would  be  needed  and  would  take  time.   Many  of  them  were 
sequential  type  actions.   You  couldn't  do  everything 
simultaneously.   Two  of  the  people  on  the  staff,  Max 
Peterson  and  Don  Smith,  decided  to  use  one  of  the 
emerging  techniques  that  we  had  not  really  much  ex 
perience  with  in  an  administrative  area,  and  that  was 
a  version  of  "critical  path  charting"  called  PERT. 
They  sat  down  and  constructed  a  critical  path  chart 
that  showed  all  of  the  actions  that  would  be  involved: 
the  personnel  actions  to  close  out  jobs  and  transfer 
people;  the  property  actions  to  transfer  the  property 
accountability  to  other  units;  the  records  transfers; 


40 

a  whole  range  of  activities  of  about  six  major  categories 
altogether.    They  charted  these  out  in  the  sequence 
that  would  have  to  take  place  and  assigned  the  best 
judgment  time-estimates  to  do  these  jobs.   It  turned 
out  that  the  critical  path,  or  the  path  of  activities 
that  would  take  the  most  time  which  therefore  became  the 
"critical  path"  so-called,  were  the  personnel  actions. 
Indications  were  that  it  was  going  to  take  three  to  four 
times  the  length  of  time  that  the  chief  wanted  and  that 
it  would  also  involve  actions  not  within  control  of  the 
Forest  Service.   Some  actions  would  require  approvals 
by  department  Office  of  Personnel  and  also  by  the  Civil 
Service  Commission. 

So  the  three  of  us  went  to  the  chief,  Ed  Cliff,  and 
described  to  him  the  process  that  we  would  have  to  go 
through,  the  sequence  of  events,  and  our  best  time 
estimates  of  how  long  it  would  take  to  do  the  job.   We 
tracked  through  the  activities  with  him  and  pointed 
out  to  him  that  there  was  no  feasible  way  to  accomplish 
it  in  the  short  time  that  he  wanted  and  minimize  the 
impact  on  people.   We  also  pointed  out  some  of  the 
concerns  everyone  impacted  would  have,  such  as  knowing 
what  their  job  would  be  and  whether  they  would  have  a 
job  at  all,  and  that  this  was  going  to  take  three  or 
four  times  as  long  as  he  desired. 
After  he  had  studied  it  and  asked  questions  as  to  what 

. 


41 

was  involved,  he  said,  "Well,  I  guess  that's  what  we 
will  have  to  do.   Go  ahead  and  do  what  you  have  to  do." 
I  use  this  example  to  illustrate  how  administrative 
management  technology  can  be  a  major  assistance  to  an 
official  who  has  to  deal  with  a  tough  situation.   This 
showed  him  what  he  could  do  and  what  he  could  not  do 
and  probably  saved  him  from  forcing  us  into  some  actions 
that  we  would  not  be  able  to  accomplish  as  promised, 
which  would  probably  disappoint  or  upset  people  much 
more  than  if  we  said,  "Look,  it's  going  to  take  this 
much  time.   This  is  the  very  best  we  can  do." 

RCL:   Yes.   The  advantage  of  management  technology  is  that 
it  really  allows  you  to  do  some  planning  based  on 
reality  rather  than  just  hopeful  thinking. 

CAS:   That's  correct.   For  a  number  of  years  I  had  this 

particular  critical  path  chart  in  my  office  to  use  to 
illustrate  to  management  analysts  how  they  could  pre 
sent  analyses  that  would  have  significant  effects  on 
management — that  these  weren't  playthings   that  you 
just  used  for  yourself.   Later  on  we  used  the  same 
charting  process  not  only  for  closing  out  units  but 
for  setting  up  new  units.   We  could  logically  identify 
all  the  jobs  that  had  to  be  done  and  which  one  was  the 
critical  path,  which  ones  we  could  take  more  time  with, 
and  so  on . 


42 

RCL:   Why  don't  we  continue  with  the  Deckard  organizational 
study,  and  discuss  some  of  the  spin-offs.   Perhaps  the 
best  place  to  begin  would  be  the  size  of  district  study. 

CAS:   Okay.   One  of  the  major  thrusts  of  the  management 

improvement  study  that  Mr.  Deckard  headed  was  the  number 
and  efficiency  of  organizational  units  within  the  Forest 
Service.   He  made  a  series  of  recommendations  and 
provided  some  analysis  suggesting  that  we  might  be  able 
to  efficiently  administer  the  Forest  Service  programs 
with  many  fewer  units.   That  is,  the  number  of  ranger 
districts,  the  number  of  forests,  the  number  of  regions, 
the  number  of  stations.   We've  already  talked  a  little 
bit  about  some  of  the  experiences  in  terms  of  closing 
out  Region  7  and  one  research  station.   In  our  inven 
tory  of  studies  to  be  made,  we  had  a  proposition  to 
study  the  number  of  ranger  districts  that  we  had  and 
saw  this  as  an  opportunity  to  actively  pursue  it. 
In  my  own  experience  and  in  the  experience  that  we 
could  identify  from  a  literature  search  not  very  much 
had  been  done  in  terms  of  studying  the  relative  size 
of  units,  other  than  manufacturing  activities  or 
mechanical  activities  that  are  very  much  subject  to 
detailed  work  measurement.   So  in  attacking  this  propo 
sition,  we  were  applying  new  approaches  to  management 
technology. 
In  describing  this  study  I  guess  I  should  first  clarify 

.', 


43 

what  I  mean  by  size.   Size   could,  of  course,  just  mean 
a  number  of  acres  contained  in  a  ranger  district  but 
really  size  denotes  much  more  than  an  area.   In  reference 
to  ranger  districts,  we  defined  size  as  a  combination 
of  acres  and  other  indicators  such  as  budget,  workload, 
staffing,  resource  production,  volumes,  levels  of  use, 
and  the  complexity  of  multiple-use  sustained-yield 
management  of  natural  resources.   So  you  can  see,  in 
this  context  the  size  is  a  conglomeration  of  variables 
all  of  which  have  an  influence  on  the  complexity  of 
job,  and  the  amount  of  work  that  one  man  or  a  group  of 
individuals  could  accomplish  in  administering  the  area 
and  all  the  resources  on  it. 

The  previous  size  policy  was  based  strictly  on  the 
amount  of  work  that  we  could  expect  a  professional 
ranger  to  do.   We  identified  work  in  two  categories — 
the  kind  that  was  possible  for  anyone  to  do  and  the 
kind  of  work  that  our  judgment   indicated  must  be 
done  by  the  ranger  personally.   We  called  that  non- 
delegable  work.   We  developed  and  applied  workload 
factors  to  make  this  determination  or  evaluation. 
RCL:   This  would  be  something  like  the  regular  workload 
analysis? 

• 

CAS:   It  stemmed  from  that.   We  used  the  regular  workload 
analysis,  but  we  separated  it  into  what  we  called 
base  work  or  nondelegable  work  which  the  ranger  should 


44 

do  as  far  as  the  policy  determination.   The  rest  could 
be  delegated  to  other  district  staff.   We  arbitrarily 
determined  that  the  nondelegable  work  would  equal 
fifteen  hundred  hours  as  determined  by  the  workload 
factors  that  we  had.   At  least  fifteen  hundred  hours 
of  so-called  nondelegable  workload  was  a  proper  size 
workload  for  a  ranger  district. 

We  also  decided  we  wanted  to  tie  the  size  (size  being 
this  collection  of  variables)  more  directly  to  the 
consequences  of  organizational  effectiveness.   And  in 
so  doing,  we  tried  to  make  use  of  the  latest  organiza 
tion  theories  related  to  the  technical  systems  within 
which  social  reaction,  work  patterns,  and  job  content 
are  evaluated  and  related  to  the  technological  re 
quirements  of  the  job  on  the  ranger  district. 
To  design  this  study,  we  pulled  together  a  number  of 
technically  skilled  people  and  experienced  managers 
to  assist  in  coming  up  with  the  basic  study  approach. 
In  other  words,  we  sat  down  and  defined  the  study  in 
terms  of  the  problem  and  the  constraints  within  which 
we  would  make  the  study  such  as  the  number  of  people 
we  could  assign,  the  data  available,  the  length  of  time 
in  which  acceptable  results  could  be  obtained,  when 
the  final  report  had  to  be  finished,  etc.   We  included 
the  first  ideas  on  methodology  that  would  be  used  to 
make  the  study,  and  the  objectives  of  the  study.   We 


45 

drew  very  heavily  upon  the  skills  of  the  Management 
Sciences  staff  not  only  in  doing  this  but  ultimately 
in  participating  in  the  study. 

Briefly,  the  objectives  of  the  study  were:  one,  to 
determine  whether  a  relationship  exists  between  size 
of  ranger  districts  and  district  effectiveness;  two, 
to  develop  criteria  to  determine  the  acceptable  range 
and  size  of  ranger  districts  by  carrying  out  Forest 
Service  program  objectives  effectively  and  economically; 
and  three,  to  establish  procedures  for  evaluating  each 
district  or  combination  of  districts  for  desirability 
of  size  change. 

Some  of  the  basic  assumptions  or  constraints  on  the 
study,  as  I  stated  a  while  ago,  were  first,  that  we 
would  not  re-examine  the  existing  Forest  Service  or 
ganization  design  or  the  definition  of  the  district 
ranger  responsibilities.   We,  of  course,  had  just 
completed  basically  implementing  the  new  look  at  our 
organization,  through  the  McKenzie  study,  "Gearing 
the  Organization  to  the  Job  Ahead."  We  saw  no  need 
to  start  over  again  in  questioning  the  particular  role 
of  the  ranger  district  as  was  defined  in  that  study. 
Acceptance  of  this  assumption  or  constraint  for  the 
study,  of  course,  led  to  general  acceptance  of  existing 
operating  and  organizational  characteristics.   We  also 
were  constrained  to  obtain  results  in  a  relatively 


46 

short  time,  although  ultimately  it  took  us  about  two 
years  to  complete  the  basic  study. 

We  organized  the  study  by  assigning  a  good  cross-section 
of  people,  management  people,  from  throughout  the 
Forest  Service.   The  chairman  of  the  actual  study  group 
was  Walt  Graves  who  was  at  this  time  chief  of  operations 
of  Region  3.   Others  assigned  were  Ken  Norman,  who  was 
chief  of  the  branch  of  Watersheds  in  California  and  the 
Management  Sciences  staff  composed  at  that  time  of 
Frank  Bell,  Mai  Kirby,  Gideon  Schwartzbart ,  and,  of 
course,  the  chief  of  the  staff,  Ernst  Valfer. 
To  guide  or  steer  the  study  itself,  we  appointed  a 
steering  committee.   It  was  chaired  by  Gordon  Fox, 
associate  deputy  chief,  for  Administration,  and  manned 
by  Regional  Forester  Charlie  Connaughton  from  Region  5, 
Regional  Forester  Floyd  Iverson  from  Region  4,  Forest 
Supervisor  John  Franson  from  Mississippi,  Regional 
Engineer  Ward  Gano  from  Portland,  and  myself  as  an 
ex-officio  member. 

RCL:   Could  you  explain  to  me  the  findings  of  the  size  of 

ranger  district  study  and  then  how  those  findings  were 
implemented?  What  difference  did  it  make  in  the 
organization  of  the  Forest  Service? 

CAS:   Very  briefly,  we  found  that  the  most  dominant  factor 
in  determining  the  effectiveness  of  a  ranger  district 
is  the  competence  of  the  ranger  and  his  staff.   That 


47 

may  sound  like  a  truism  and  a  less  than  astounding 
finding,  but  we  definitely  proved  this  by  way  of  study 
and  documentation.   We  also  learned  and  not  too  sur 
prisingly,  that  the  effectiveness  of  a  district  is 
related  to  the  number  of  professional  employees  on 
that  district.   You  recall  that  I  mentioned  earlier 
that  one  change  in  our  organization  policy  was  to  staff 
with  specialists.   Well,  one  of  the  consequences  is 
that  if  you  have  some  specialists  available  on  your 
immediate  staff  you  have  greater  competence  in  the 
specialty  activities. 

We  discovered  that  there  were  some  generalized  size- 
effectiveness  relationships.   For  example,  the  larger 
ranger  districts  tended  to  be  more  effective  than  the 
smaller  ones,  which  correlates  with  the  number  of 
specialist  employees  that  you  might  be  able  to  afford. 
Also,  interestingly  enough,  the  amount  of  time  rangers 
spend  in  the  field  is  independent  of  district  size. 
We  found  by  study  that  on  a  very  tiny  district  he 
spends  generally  about  the  same  amount  of  time  in  the 
field  as  he  would  spend  on  a  larger  district.   But 
there  was  a  great  deal  of  difference  in  what  he  did. 
If  he  had  a  large  district  with  a  staff,  he  spent  this 
time  on  management  activities.   If  he  had  a  very  tiny 
district,  he  did  considerable  technician  work.   So 
there  was  an  interesting  relationship  there. 


48 

We  also  found,  not  surprisingly,  that  economies  of 
scale  exist  which  relate  to  the  cost  of  operations. 
A  large  operation,  as  is  classically  true,  had  a  lower 
unit  cost  of  operation.   We  designed  a  simulation 
model  for  determining  the  effects  of  the  various 
variables  and  worked  out  a  formula  that  could  be  ap 
plied  from  acquired  data  in  any  unit  or  combination 
of  units  to  determine  what  the  relative  size  index 
range  was. 

We  came  up  with  a  number  of  recommendations  for  the 
chief  in  1967,  and  they  were  adopted  and  published 
in  the  manual  section  governing  the  size  of  ranger 
districts.   Briefly  the  general  factors  as  adopted 
were  first  to  consolidate,  to  the  extent  feasible, 
districts  that  have  headquarters  in  the  same  community 
We  had  many  districts  working  in  the  same  community 
and  we  found  that  the  large  sized  districts,  given  an 
adequate  staff,  could  manage  a  larger  district  and 
eliminate  one  headquarters.   Another  similar  recom 
mendation  was  to  adjust  the  districts,  to  the  extent 
feasible,  to  fall  within  our  computed  optimum  size 
range  using  the  simulation  size  factor  that  we  came 
up  with.   The  reason  I  say  to  the  extent  feasible  is 
that  considering  the  physical  characteristics  on  the 
ground  in  some  cases  you  just  can't  create  additional 
acres  or  something  like  that  to  make  a  district  larger. 


49 

We  also  recommended  that  where  feasible,  the  area  of 
land  to  be  administered  should  be  of  a  size  to  support 
a  staff  of  at  least  four  employees,  including  the  ranger, 
in  grades  GS-7  and  above.   Another  recommendation  was 
to  attempt  to  adjust  district  boundaries  so  that  there 
would  be  enough  workload  in  the  major  resource  functions 
to  warrant  the  assignment  of  a  staff  man  to  each  major 
resource  function. 

All  this  size  evaluation  was  to  be  done  under  the  overall 
criteria  of  giving  adequate  service  to  the  public,  good 
solid  resource  management,  and  minimum  costs  of  admin 
istration — not  only  now  but  projected  ten  years  into 
the  future.  The  net  result  has  been  the  reduction  of  the 
number  of  ranger  districts. 

RCL:   Another  spin-off  of  the  Deckard  study  was  the  size  of 

forest  study  as  was  presented  in  "Size  of  Forest  Policy 
in  the  Forest  Service,"  dated  October,  1971.   Could  you 
discuss  that  as  you  have  the  size  of  ranger  district 
study? 

CAS:   We  made  the  forest  size  study  in  sequence  with  the  size 
of  ranger  district  study  because  the  ranger  district  is 
the  basic  ongoing  organizational  entity  and  is  the 
foundation  on  which  we  build  organizationally  in  terms 
of  resource  management.   So  it  was  not  really  practical 
to  study  it  at  the  same  time  or  to  do  it  first.   We 
approached  it  basically  the  same  way  as  we  did  the  size 


50 

of  ranger  district  study,  though  not  with  as  elaborate 
a  study  design  because  we  had  the  data  already  collected 
by  ranger  districts  and  the  ranger  district  size  policy 
to  build  upon. 

The  basic  study  was  made  by  Len  Lundberg  and  Gene  Hawks. 
They  had  basically  the  same  technical  people  available 
for  assistance  and  consultation  that  we  had  for  the  size 
of  district  study.   We  established  the  objectives  of 
the  size  of  forest  study  first,  which  was  to  determine 
the  size  range  that  provides  acceptable  economies  of 
operation  while  at  the  same  time  meeting  Forest  Service 
criteria  for  standards  of  effective  service,  including 
service  to  the  public,  service  to  the  national  forest 
users,  permittees,  etcetera.   We  first  asked  whether 
or  not  there  are  significant  relationships  between  the 
size  of  a  forest  and  its  cost  of  operation  and  effec 
tiveness.   Secondly,  we  looked  at  the  types  and  amounts 
of  one-time  costs  which  would  be  generally  expected 
by  creating  actual  adjustments  of  forest  boundaries. 
Thirdly,  we  projected  the  types  and  amounts  of  long- 
term  and  short-term  savings,  if  any,  which  may 
accumulate  as  a  result  of  adjustment  of  forest  bound 
aries  . 

We  felt  that  if  the  size  of  a  forest   has  a  definable 
relationship  with  efficiency  and  effectiveness,  then 
it  should  be  possible  to  recommend  a  size-of-forest 


51 


policy  that  sets  guidelines  for  developing  more  effi 
cient  and  effective  forest  limits.   We  did  find  that 
the  effectiveness  of  the  forest  is  in  general  the 
cumulative  effectiveness  of  the  ranger  districts  that 
make  up  a  given  forest.   This,  of  course,  dictated 
that  before  you  deal  with  adjusting  any  forest  boundary 
you  must  first  deal  with  the  size  and  effectiveness 
of  the  ranger  districts  that  might  be  within  that  forest 
We  also  determined  that  the  total  number  of  ranger 
districts  of  reasonable  size  (the  size  being  what  we 
determined  in  the  ranger  district  size  study)  has  little 
influence  on  forest  effectiveness.   In  other  words,  if 
you  have  a  few  effective  districts  or  if  you  have  a 
large  number  of  effective  districts,  the  number  by 
itself  doesn't  have  much  influence  on  the  forest  effec 
tiveness. 

Another  finding  was  the  number  of  ranger  districts  that 
make  up  a  forest  does  have  a  significant  influence  on 
the  costs  of  operation.   For  example,  the  cost  of  opera 
tion  tends  to  be  highest  on  small  forests  with  small 
districts.   We  also  found  that  forests  with  a  certain 
sized  budget  had  a  better  chance  of  obtaining  optimum 
conditions  for  effective  and  efficient  operations.   In 
other  words,  if  you  don't  have  enough  dollars  to  do  a 
certain  level  of  work,  there  is  no  way  you  can  be  very 
efficient.   In  1968  dollars,  it  was  $3  million  so  I 


52 

suppose  you  could  apply  an  inflation  factor  of  about 
three  percent  to  that  today.   We  also  determined  that 
annual  savings  from  the  closing  of  a  forest  super 
visor's  office  through  combining  two  or  more  forests, 
usually  exceeds  one  time  closing  costs  in  a  one-to 
two-year  period.   The  size  of  forest  policy  that  we 
developed  and  recommended  was  adopted  by  the  Forest 
Service  in  1969. 

Another  suggestion  in  the  Deckard  management  survey 
was  that  we  should  have  had  a  policy  on  size  of  regions, 
but  considering  there  were  only  nine  regions,  it  did 
not  seem  reasonable  to  invest  in  a  comprehensive  study 
to  develop  a  policy.   (Although  if  you  wanted  to  make 
an  adjustment  it  would  end  up  being  a  total  major 
study  anyway.)   So  we  did  not  pursue  the  proposition 
of  a  study  to  develop  a  size  of  region  policy. 
A  number  of  months  later  the  Ashe  Reorganization 
Commission  under  President  Nixon  made  a  study  of  or 
ganization  governmentwide  and  recommended  a  set  of 
standard  federal  regions.   Strong  efforts  were  made 
at  that  time  for  all  agencies  to  conform,  and  a  detailed 
study  was  made  by  the  Forest  Service  to  match  as  closely 
as  possible  the  standard  regions.   However,  Congress 
was  unwilling  to  accept  the  elimination  of  any  regional 
offices  in  the  Forest  Service  and,  by  way  of  legislative 
language  in  the  appropriations  bill,  forbade  it  without 


53 

their  permission.   So  that  went  by  the  wayside. 

RCL:   I  bet  it  took  a  lot  of  your  time  just  to  make  a  pre 
sentation,  didn't  it? 

CAS:   The  size  of  forest? 

RCL:   To  try  to  combine  the  regions  into  a  broader  federal 
pattern. 

CAS:   Yes,  this  was  a  very  difficult  experience  to  go  through. 
One  of  the  reasons  it  was  particularly  difficult  for  us 
was  thfit  the  intent  of  the  concept  of  standard  federal 
regions  was  to  decentralize  departments  and  bureaus 
headquartered  essentially  in  the  Washington  area  into 
field  locations.   But  they  started  out  with  social 
programs  departments  whose  workloads  were  based  on 
resident  population,  which  meant  that  you  had  a  whole 
region  encompassing  just  New  England,  another  region 
just  for  New  York  State,  and  quite  large  regions  geo 
graphically  in  the  West.   The  national  forest  regions 
are  just  the  opposite   with  large  acreages  where  there 
are  few  people.   So  the  literal  application  would  result 
in  eliminating  most  of  our  regions  in  the  West  and  not 
having  enough  workload  to  justify  additional  regions 
in  the  East. 

I  think  it  would  be  a  matter  of  historical  interest  to 
tie  to  the  national  forests  size  policy  study  a  very 
interesting  study  we  went  into  with  the  Graduate  School 
of  Business  Administration  at  the  University  of  California 


54 

at  Los  Angeles.   At  the  time  we  were  designing  a  study 

to  deal  with  the  sizes  of  ranger  districts  and  forests, 

l'<  /  A'  r: 
Dr.  Valfer  was  working  with  Dr.  Lew  Davis  at  Berkeley 

who  very  soon  transferred  to  UCLA.   Lew  Davis  was  in 
terested  in  studying  organizations  that  appeared  to 
have  effective  decision-making  mechanisms  in  response 
to  a  changing  population  of  relevant  professional  groups 
from  which  it  draws  its  managers  and  senior  staff.   He 
also  had  in  mind  to  study  organizations  who  were  failures 
in  this  regard.   In  Dr.  Davis 's  view,  the  Forest  Service 
would  be  an  example  of  an  organization  that  was  success 
ful  in  this  regard.   At  the  same  time  we  were  interested 
in  studying  our  forest  organization  in  terms  of  being 
able  to  respond  more  effectively  to  budget  pressures, 
the  increased  need  for  intensive  management  in  face  of 
increased  population,  and  to  provide  a  mechanism  to  re 
spond  to  social  problems  and  the  changes  in  professional 
ism  of  the  labor  force.   So  it  seemed  to  be  a  mutually 
supportive  proposition.   We  agreed  to  have  a  cooperative 
research  project  where  the  Forest  Service  would  provide 
our  organization  as  a  subject  and  test  bed,  and  the 
university  would  provide  us  with  any  resulting  informa 
tion  that  we  could  use  in  our  study  of  forest  organi 
zation  and  in  development  of  career  ladders  for 
professional  people.   Dr.  McWhinney  headed  up  the  project 
for  UCLA. 


55 

RCL:   When  was  this  project  undertaken? 

CAS:   It  was  started  in  the  fall  of  1967.   A  report  was 

published  in  May,  1970.   Both  groups  found  this  a  very 
interesting  project. 

The  report  points  out  there  is  probably  not  much 
startling  information  in  the  study  in  terms  of  the 
observations  of  Forest  Service  people,  but  their  ob 
servations  are  actually  important  in  understanding  the 
organization  and  therefore,  should  be  used  in  terms 
of  adjusting  the  organization's  design  and  for  con 
trolling  the  organization.   The  first  observation  in 
the  report  was  that  the  Forest  Service  seemed  to  have 
a  very  conservative  attitude  and  body  of  techniques 
which  applied  not  only  to  research  management  but  to 
management  of  the  organization.   The  organization 
adapts  to  change,  but  it  seems  to  resist  rapid  change. 
As  a  side  comment,  I  would  say  that  we  are  conservative 
in  terms  of  having  to  make  sure  of  the  direction  of 
change  before  we  invest  in  implementing  that  kind  of 
change.   Another  observation  was  that  the  organization 
seems  to  reflect  the  personalities  of  the  kind  of 
technical  people  that  compose  the  organization.   In 
other  words,  for  many  years,  we  had  a  forestry  image 
and  seemed  to  be  directed  by  the  concepts  taught  at 
forestry  or  training  schools  and  picked  up  in  the 
Forest  Service. 


56 

RCL:   That  makes  sense. 

CAS:   But  interestingly,  they  also  observed  that  there  appears 
to  be  an  entirely  different  breed  of  individuals  en 
tering  the  Service  in  terms  of  attitudes  and  personality 
compared  to  the  early  members  of  the  Forest  Service. 
I  would  suspect  that  a  good  part  of  that  comes  from  our 
deliberate  policy  of  staffing  with  a  variety  of  spe 
cialists  rather  than  foresters,  to  gain  better 
professionalism  in  all  of  the  responsibilities  that  we 
have.   It  has  yet  to  be  seen,  of  course,  whether  over 
the  passage  of  time  these  people  revert  to  some  of  the 
older  attitudes  and  personality  traits.   I  would  say 
at  this  date,  1978,  I  don't  see  that  reversion. 
Some  of  the  broader  findings  on  the  conclusions  of  the 
UCLA  study  were  one,  that  the  Forest  Service  appears 
to  have  a  distinctive  competence  in  social  and  eco 
logical   management  of  the  land  and  in  environmental 
design  in  the  broadest  sense.   What  they  are  saying  is 
that  the  Forest  Service  has  organizational  capability 
to  do  a  number  of  things  that  would  not  necessarily  be 
land  management.   I  think  since  that  time,  we  have  done 
a  number  of  things  which  illustrate  the  capability. 
For  example,  we  have  been  involved  in  social  employ 
ment  programs,  training  programs  for  the  socially  and 
economically  deprived,  such  as  the  Job  Corps,  the 
Youth  Conservation  Corps,  etcetera.   So  it  is  very 


57 

complimentary  to  have  an  organization  like  this  conclude 
that  the  Forest  Service  was  capable  of  handling  an  even 
bigger  job  than  they  were  assigned.   Second,  the  report 
also  strongly  urged  that  decision  making  be  retained  as 
close  to  the  field  as  was  consistent  with  the  environ 
mental  conditions.   This,  of  course,  is  a  restatement 
of  our  basic  concept  of  organization — that  you  place  the 
decision-maker  as  close  to  where  the  decisions  are  made 
as  possible.  Those  acres  of  land  out  there  in  the 

national  forests  are  where  the  decisions  need  to  be  made, 

/ 
At  least  the  operating  decisions. 

The  third  thing  of  considerable  hindsight  interest  is 
that  there  are  great  values  to  be  gained  in  increasing 
the  amount  of  joint  decision  making  particularly  for 
those  decisions  directly  affecting  forest  operation. 
What  they  had  in  mind  was  greater  involvement  of  a 
spectrum  of  specialists  which  would  result  in  a  better 
job  of  making  decisions,  but  they  also  suggested  that 
it  would  be  valuable  to  include  outsiders  from  govern 
ment,  industry,  and  the  public.   Since  that  time  we 
have  gone  very  far  in  terms  of  public  involvement  in 
our  decision  making.   We  have  actually  done  other 
studies  of  our  own  on  how  to  accomplish  this,  how  to 
make  it  effective.   Since  we  have  gone  into  consider 
able  depth  with  public  involvement,  there  has  been 
legislation  pushing  all  of  the  federal  government  in 
this  direction. 


58 

Here  again,  we  were  early  pioneers  in  the  public 
involvement  concept  in  decision  making.   I  like  to 
use  as  an  example  the  earliest  documented  recognition 
of  this  process  that  I  am  aware  of,  which  is  that 
when  Gifford  Pinchot  took  over  the  administration  of 
the  Forest  Reserves  for  the  Department  of  Agriculture 
in  1905,  he  directed  that  a  Forest  Service  manual  of 
instructions  be  developed  which  was  called  the  Use 
Book.   He  was  very  explicit  in  the  foreword  that  it 
was  not  only  to  be  used  by  the  people  administering 
the  organization  but  to  be  available  to  the  full  public 
so  they  could  see  the  rules  and  regulations  under  which 
their  lands  were  to  be  administered  and  used.   So  we 
had  a  long  tradition  in  history  of  the  concept  of 
public  involvement  in  decision  making  although  in  those  . 
days  it  was  quite  autocratic  in  comparison  to  what  we 
now  view  as  desirable. 

The  first  finding  of  the  UCLA  study  was  that  there  should 
be  mechanisms  developed  for  rapid  response  to  change 
demands  on  the  local  and  national  levels,  particularly 
for  timber,  but  also  with  regard  to  jobs  for  absorption 
of  funds  made  available  late  in  the  planning  period. 
All  I  can  say  about  that  is  "Amen."  We  have  been 
struggling  with  rapid  increases  in  programs,  changes  in 
programs,  the  requirement  that  the  public  be  greatly 
involved  in  the  decision  making  etcetera,  etcetera. 
We  have  an  ongoing  conflict  between  rapid  response  and 


59 

public  involvement  in  that  the  greater  the  amount  of 
joint  decision  making  or  whatever,  the  more  time  seems 
to  be  necessary  and  therefore  your  ability  to  rapidly 
respond  seems  to  be  constrained.   There  is  always  the 
tendency,  of  course,  on  the  part  of  many  people  in  the 
federal  government  to  centralize  decision  making  but 
centralized  decision  making  is  not  necessarily  the 
fastest  kind  of  decision  making  for  an  organization 
with  the  mission  of  the  Forest  Service. 
The  study  also  has  suggestions  for  areas  of  constraint. 
One  is  that  care  should  be  taken  in  developing  any 
valuative  accomplishment  measures  which  rely  on  peri 
odically  probing  in  quantitative  form.   With  the  growth 
of  computers  there  has  been  a  very  strong  trend  towards 
doing  just  what  Professor  McWhinney  and  others  sug 
gested  we  ought  to  restrain. 

RCL:   There  have  been  problems  lately  on  that  subject,  haven't 
there? 

CAS:   Yes,  and  of  course,  there  is  a  very  strong  tendency  by 

the  present  administration  to  synthesize  as  much  as 

. 
possible. 

Another  proposal  for  constraint  which  they  suggested 
was  that  we  attempt  to  combat  the  proposition  of  letting 
the  budget  accounting  system  dictate  the  organization 
management  of  the  Forest  Service,  but  use  it  to  serve 
as  a  vehicle  of  support. 


60 

This  UCLA  study  was  a  very  interesting  body  of 
research  into  the  socio-technical  aspects  of  the 
Forest  Service.   The  insights  provided  were  very 
useful  to  us  in  applying  the  size  of  forest  policy 
and  other  organization  analyses  as  well  as  a  sub 
stantial  body  of  knowledge  which  is  useful  for  under 
standing  how  to  successfully  make  decisions  in  a 
multiple-use  environment  and  to  utilize  specialists. 
RCL:   I  see.   Can  you  give  me  the  full  proper  name  of  that 
study? 

. 

CAS:   It's  "Socio-Technical  Systems  on  Organization  Develop 
ment  Research  Program,"  Graduate  School  of  Business 
Administration,  Division  of  Research,  University  of 
California,  Los,  Angeles. 

RCL:   Can  you  give  me  an  example  of  how  this  was  used  by 
the  Forest  Service? 

CAS:   It  was  used  primarily  as  a  source  document.   It  has 
a  great  deal  of  information  useful  for  analyzing  the 
forester  career  ladder.   It  contains  statistical 
information  concerning  promotions,  universities  as  a 
source  of  professionals,  and  has  a  very  useful  dis 
cussion  of  the  use  of  authority.   It  also  contains 
a  detailed  description  of  the  national  forest  organi 
zation  and  methodology  useful  for  analyzing  the 

forest  organization. 

. 

RCL:   It  would  be  something  like  a  reference  book  that 


61 

maybe  you  would  go  back  to  if  you  were  looking  into 
some  subject  relevent  to  this. 

CAS:   That's  correct,  yes.   In  reviewing  it  for  the  purpose 
of  this  interview  I  rediscovered  that  it  has  insights 
fully  valid  today  and  that  it  so  specifically  covered 
some  of  the  major  aspects  that  it  seems  a  shame  we 
don't  dust  it  off  and  recycle  it.   However,  anyone 
wanting  to  pursue  it  can  find  it  in  the  Forest  Service 
Library. 

RCL:  .  Okay. 

CAS:   I  might  mention  that  UCLA  also  extended  their  study 

into  a  second  volume  called  "Technicians  in  the  United 
States  Forest  Service"  by  one  of  McWhinney's  associates, 
James  F.  Koch.   It  was  published  in  1970  also. 

RCL:   We  have  been  discussing  at  some  length  the  spin-offs 

and  ramifications  of  the  Deckard  organizational  study. 
It  appears  that  it  was  really  a  turning  point  for  the 
Forest  Service  in  that  so  many  other  things  have  fol 
lowed.   Would  you  have  any  sort  of  comment  on  its 
overall   impact? 

CAS:   It  was  one  turning  point  in  the  Forest  Service  in  terms 
of  administrative  management.   In  terms  of  resource 
management,  that  went  on  as  it  was,  but  consider  that 
basically  we  have  only  talked  about  three  of  the  rec 
ommendations — those  dealing  with  the  closing  out  of 
some  of  the  regional  installations,  the  size  of  forest 


62 

policy,  and  the  size  of  ranger  district  policy.   Those 
were  only  three  of  some  twenty-nine  recommendations 
directed  to  my  division  to  implement.   We  would  be  here 
for  another  week  if  we  explored  even  superficially  the 
effects  on  the  Forest  Service  generated  by  that  par 
ticular  effort.   As  I  mentioned  earlier,  we  were  proud 
that  we  could  constructively  engage  in  the  formulation 
of  the  findings  and,  in  fact,  implement  them.   Even 
though  it  was  a  pretty  tough  job  to  implement  them,  it 
resulted  in  some  very  worthwhile  results. 

RCL:   Going  back  to  1965,  where  we  left  off  in  your  story 
with  the  beginning  of  the  Deckard  study,  that  year 
wasn't  spent  doing  just  that.   You  also  did  a  study 
of  research  station  support.   Could  you  go  into  a 
discussion  of  that? 

CAS:   Yes.   For  many  years  we  had  been  struggling  with  the 
best  way  of  providing  support  service  activities.   By 
this  I  mean,  personnel,  procurement,  office  management, 
etcetera,  to  our  research  station.   Of  course,  the 
primary  mission  of  these  stations  is  scientific  research 
and  publication  of  the  findings.   We  have  tried  a  great 
variety  of  ways  of  supporting  this  activity,   all  to 
considerable  dissatisfaction  of  the  researchers.   In 
1965  we  kicked  off  a  project  to  study  in  some  detail 
the  best  way  of  providing  it.   Offhand,  I  can't  re 
member  all  of  the  participants,  but  the  chairman  of  the 

study  group  was  Keith  Arnold  who  at  that  time  was  one 

1 


63 

of  the  research  division  directors  in  the  Washington 
office,  who  had  previously  been  director  of  the  station 
at  Berkeley.   Russ  Cloninger,  of  my  staff,  Don  Morton 
from  one  of  the  field  installations  and  Gideon  Schwartzbart 
from  the  Management  Science  staff  were  also  involved. 
We  made  a  very  comprehensive  survey  of  the  kinds  of 
support  activities  needed  and  the  best  way  of  organi 
zing  them,  and  produced  a  study  report  and  recommendations 
which  were  adopted  by  the  Forest  Service.   Basically 
it  is  still  the  design  that  we  have  today,  although 
two  or  three  years  ago  we  updated  it . 

In  1967,  the  administration  became  very  interested  in 
a  system  of  program  planning  and  budgeting  that  had 
been  developed  in  the  Department  of  Defense  and  which 
was  required  to  be  implemented  in  all  federal  agencies 
on  very  short  notice.   The  Forest  Service  was  quite 
interested  in  this  because  for  many  years  we  had  had 
a  rudimentary  version  of  program  planning  and  bud 
geting  which  was  basically  similar.   We  thought  we 
could  very  usefully  and  successfully  implement  this 
particular  system.   The  problem  was  that  the  system  was 
not  fully  designed  and  tested  before  it  was  implemented. 
The  proposal  was  that  everybody  should  develop  the 
necessary  implementing  details  as  they  went  and  it  was 
a  very  complex  large-scale  system. 

I  suspect  the  Forest  Service  was  at  least  as  successful 
' 


64 

as  anybody  else  in  implementing  it,  and  we  did  positively 
attempt  to  use  the  required  system,  but  eventually  it 
fell  into  complete  disuse  as  a  required  federal  govern- 
mentwide  system  because  of  this  failure  to  fully  develop 
and  test  it  before  it  received  such  massive  application. 
Of  course,  when  it  was  abandoned  by  the  federal  govern 
ment,  we  necessarily  dropped  that  version  of  the  system, 
although  we  have  continued  to  use  basically  the  same 
principles. 

RCL:   Was  part  of  the  problem  the  fact  that  the  Defense  Depart 
ment  had  a  whole  different  mission  than  the  Forest  Service? 

CAS:   I  expect  that  basically  that  was  part  of  it  but  I  be 
lieve  one  of  the  major  reasons  it  failed  was  that  it  was 
not  tested  for  different  missions  or  different  applica 
tions.   There  was  such  a  crises  atmosphere  to  it  that 
you  had  to  develop  it  as  you  went  and  it  just  wasn't  a 
very  suitable  approach.   Wherever  we  can,  we  prefer  to 
fully  develop  and  fully  test  and  de-bug  anything  before 
we  implement  it  as  a  matter  of  good  principle,  although 
that  is  not  always  possible. 

About  this  same  time,  in  1967,  we  started  a  comprehensive 
study  on  an   inspection  system.   For  quite  a  number  of 
years  various  individuals  had  been  suggesting  that  our 
basic  inspection  control  system  should  be  reviewed,  up 
dated,  and  hopefully  made  simpler  and  more  responsive. 
This  was  at  the  same  period  of  time  when  we  had  a  large 

number  of  studies  under  way  from  the  Washington  office 

1 


65 

so  we  asked  Region  7  to  use  a  basic  study  design  that 
we  jointly  developed  and  to  make  a  study  of  the  in 
spection  system.   The  design  called  for  a  fairly  wide 
range  of  alternative  approaches.   We  let  this  test  run 
for  two  or  three  years  and  then  tried  to  evaluate  it . 
I  think  the  basic  findings  were  quite  useful  but  we 
were  unable  at  that  time  to  get  any  agreement  generally 
throughout  the  Service  as  to  the  best  direction  to  go. 
I  don't  know  whether  it  was  the  "not  invented 
here  syndrome"  or  not ,  but  I  suspect  that  may  have  been 
at  least  part  of  the  problem.   So  we  decided  that  we 
would  take  what  lessons  we  had  learned  there,  and  all 
the  suggestions  we  had  in  hand,  and  redraft  our  policy 
and  instructions  and  again  attempt  to  get  agreement. 
Here  again  we  had  a  problem  with  getting  acceptance 
throughout  the  Service  on  any  of  the  approaches  that 
we  had,  and  we  were  experiencing  substantial  separation 
between  the  various  units  in  terms  of  each  going  his 
own  way  as  to  how  to  make  inspections.   At  the  same 
time  we  had  a  very  substantial  cutback  in  terms  of 
personnel,  program  activities,  and  so  on,  such  that  we 
were  having  difficulty  doing  all  the  jobs  required  of 
us.   So  during  this  period  of  time  we  also  cut  way 
back  on  the  number  of  inspections.   Finally  there  was 
general  agreement  we  couldn't  let  our  inspections 
slide  any  longer.   We  pulled  together  a  small  group  of 


fifi 

\J\J 

individuals  under  my  direction,  with  Howard  Beaver  as 
operating  chairman,  to  take  all  the  material  we  had 
accumulated — that  is,  the  Region  1  studies,  the  two 
redrafts  we  had  on  policies,  and  the  suggestions  on 
hand — and  completely  redid  it. 

Over  the  next  few  months  we  spent  considerable  time 
working  on  this.   We  established  several  basic  criteria, 
the  main  one  being  that  the  inspection  system  is  the 
basic  quality  control  mechanism  in  the  Forest  Service. 
We  concluded  that  the  system  which  the  Forest  Service 
had  been  using  for  the  last  fifteen  or  twenty  years  was 
basically  sound.   Much  of  the  problem  was  generated 
because  people  were  not  adhering  to  the  system  as  it 
was  intended  and  designed  to  be  used. 

It  did  have  several  distinct  weaknesses.   One  was  that 
there  were  only  a  series  of  single,  best  recommendations 
being  formulated  by  inspectors.   They  were  not  formula 
ting  alternatives  for  consideration  by  their  own 
management .   When  a  manager  saw  only  one  set  of  recom 
mendations  presented  to  him  he  had  no  way  of  knowing 
in  most  cases  what  all  of  the  considerations  were  and 
what  the  other  possibilities  for  action  might  be  for 
correction  of  deficiencies  or  whatever  unless  someone 
described  them  to  him  verbally. 

The  first  thing  we  did  was  to  require  comprehensive 
identification  of  need  for  an  inspection  before  it  was 


67 

made  and  a  description  of  the  plan  under  which  it  would 
be  made.   We  built  in  a  process  describing  alternative 
courses  of  action  for  decision  making  and  eliminated 
the  system  of  having  recommendations  in  the  inspection 
itself.   Only  findings  and,  as  I  described,  alternatives 
for  possible  actions  that  could  be  taken  were  to  be 
included.   We  then  added  an  entirely  new  part  to  the 
process  which  was  the  joint  formulation  of  an  action 
plan  by  the  unit  being  inspected  and  the  inspector  level, 

RCL:   Why  were  recommendations  taken  out? 

CAS:   Because,  as  I  explained,  the  old  system  didn't  fully 
describe  all  the  possible  ways  that  action  could  be 
taken.   Perhaps  more  importantly,  by  experience  we  found 
that  when  the  recommendations  were  not  jointly  for 
mulated  the  inspected  unit,  more  often  than  not,  did 
not  in  fact  implement  the  recommendations.   For  example, 
in  our  old  system  we  had  a  process  of  frequent  report 
ing  on  accomplishments  but  often  there  didn't  seem  to 
be  very  much  accomplishment.   More  importantly  when  we 
made  the  next  inspection  we  found  inspectors  coming  up 
with  the  same  recommendations.   In  an  effort  to  change 
the  old  attitude,  we  decided  to  have  the  report 
document  findings  of  commissions  or  descriptions  of 
situations,  and  then  suggest  alternative  actions.   This 
then  would  be  transmitted  to  the  people  who  had  to 
make  the  decisions,  the  line  officer  in  charge  of  the 


68 

unit,  and  the  line  officer  at  the  next  higher  level. 
They  would  then  jointly  develop  an  action  plan  and  sign 
off  on  it.   It  then  becomes  a  contract  for  action.   So 
far  we  found  that  this  is  working  out  as  intended. 
Another  change  we  made  was  to  attempt  to  eliminate  the 
massive  paper  job  of  periodically  making  an  elaborate 
status  report  and  require  only  certification  of  accom 
plishment.   Those  were  some  of  the  major  changes.   With 
all  of  this,  we  implemented  a  comprehensive  training 
program  and  emphasized  the  need  to  catch  up  on  quality 
control.   We  found  with  the  elimination  of  much  of  our 
scheduled  inspections  from  the  years  past  that  our 
quality  control  had  suffered. 

Another  change  we  made  which  I  think  ended  up  being 
cosmetic  was  that  we  changed  the  title  of  our  control 
system  from  inspection  to  reviews.   I  would  agree  that 
there  was  an  acceptable  reason  for  changing  the  title — 
to  give  it  a  more  constructive,  positive  connotation — 
but  on  hindsight  I  rather  strongly  feel  that  it  was 
not  worth  the  cost  in  terms  of  getting  people  to  change 
their  use  of  language  and  to  find  and  eliminate  all  the 
references  to  inspections  in  the  Forest  Service  Manual 
and  correspondence.   I  think  in  many  cases  we  come  up 
with  valid  reasons  for  changes  in  nomenclature,  and 
many  times  the  changes  are  not  actually  worth  the  cost. 
RCL :   It's  merely  semantical  then? 


i 


69 

CAS:   Well,  in  this  case,  it  was  intended  to  be  more  than 
semantic  but  I  think  in  fact  it  ended  up  being  a 
semantic  change. 

RCL:   That's  right.   In  early  Forest  Service  administration, 
Gifford  Pinchot  urged  very  strongly  a  decentralized 
form  of  management,  and  this  was  at  a  time  when  it  was 
rather  unique  in  government  agencies.   One  of  the  basic, 
elements  of  decentralization  in  terms  of  communication 
is  the  inspection,  and  to  a  large  extent  this  is  a  very 
historical  element  in  the  Forest  Service.   It  is  in 
teresting  to  see  how  it  has  evolved  but  it  is  still 
maintained  even  though  it  is  now  called  review.   Do  you 
have  any  comments  on  the  real  necessity  of  reviews  to 
maintain  a  workable  decentralized  administration? 

CAS:   Yes.   You  have  to  have  controls  to  have  any  efficient 

organization.   I'd  point  out  that  we  have  many  different 
aspects  to  controls.   For  example,  organization  design 
is  a  form  of  control.   Recruitment  and  selection  of 
people  is  in  fact  a  very  real  control  for  the  organi 
zation.   Reports  of  accomplishment  or  whatever  are  a 
very  real  form  of  control,  but  for  activities  there  is 
no  way  that  you  can  determine  whether  or  not  the  re 
sponsibility  is  being  redeemed  short  of  a  knowledgeable 
person's  going  out  and  observing  on  the  ground  and 
making  a  quality  evaluation.   Now  if  we  made  all  of  the 
decisions  in  the  Washington  office  regarding  all  Forest 


70 

Service  activity,  you  might  not  need  to  go  out  and 
see  how  it  was  being  done,  but  I  submit  that  even  there 
you  probably  would  have  to. 

Another  aspect  of  this  is  that  the  secretary  of 
Agriculture  holds  John  McGuire,  the  chief,  personally 
responsible  for  what  goes  on.   And  John  McGuire  has  to 
either  go  out  or  have  somebody  go  out  and  see  whether 
those  responsiblities  are  being  redeemed.   Without  the 
system  of  going  out  and  inspecting  you  couldn't  really 
afford  to  have  the  decentralization. 

RCL:   Could  you  describe  for  me  the  types  of  reviews  now  being 
conducted? 

CAS:   We  have  basically  three  levels  of  reviews.   The  broadest 
category  is  the  general  management  review  where  we  look 
at  the  totality  of  the  management  of  a  selected  or 
ganization  or  combination  of  organizations.   This  is 
made  at  the  national  headquarters  level  and  at  the 
regional  level.   We  also  have  program  reviews  of  major 
program  activities  such  as  timber  or  range,  or  personnel 
or  combinations  of  those,  and  then  we  have  more  de 
tailed  technical  reviews  which  we  call  activity  reviews. 
These  are  narrowly  technical  in  nature  and  they  are 
made  at  all  levels. 

I  might  point  out  one  interesting  aspect  that  may  be 
somewhat  unique  to  the  Forest  Service  compared  to  other 
organizations  and  that  is  that  our  review  system  delib 
erately  is  designed  not  only  to  look  at  the  unit  being 

' 


71 

reviewed  but  also  to  look  at  the  effect  of  the  manage 
ment  or  direction  from  the  reviewer  level,  on  the 
lower  level;  and  the  findings,  conclusions,  and  re 
commendations  are  directed  to  both  levels,  which  is 
in  great  contrast  to,  let's  say,  the  military  view  of 
inspection.   We  also  consider  the  individuals  being 
reviewed  as  part  of  the  review  team. 

RCL:   So  the  process  goes  down  and  up — goes  in  both  directions 

CAS:   And  the  action  plan  generally  includes  actions  directed 
at  both  levels. 

RCL:  It  is  a  decentralized  form  of  administration  if  that 
is  true.  People  at  the  bottom  are  also  running  a  few 
people  at  the  top. 

CAS:   It  certainly  has  an  effect  on  it,  that's  right. 

RCL:  I  understand  that  in  1969  the  Forest  Service  began  the 
design  of  a  new  accounting  system.  Could  you  describe 
that  and  how  it  developed? 

CAS:   A  number  of  years  before  1969,  Congress  passed  a  law 
requiring  an  accrual  accounting  system.   The  General 
Accounting  Office  was  assigned  the  responsibility  for 
seeing  to  it  that  all  federal  agencies  implemented 
such  an  accounting  system.   So  we  set  out  to  design  a 
system  that  would  fit  the  requirements.   We  hired  a 
consulting  firm,  Booze,  Allen,  and  Hamilton,  to  assist 
us  and  pulled  together  a  project  team  to  come  up  with 
a  modern  accounting  system  that  would  fit  the  full 


72 

requirements  of  management.   We  had  in  mind  to  do 
some  things  that  were  beyond  just  the  basic  requirements, 
that  had  we  been  successful  would  have  been  innovative. 
We  conceived  the  idea  of  tying  the  basic  accounting 
work  to  our  work  planning  system.   We  not  only  started 
the  basis  for  the  accounts  right  with  the  operational 
planning  and  early  on  assigned  the  account  numbers,  we 
planned  to  continue  to  use  these  same  numbers  through 
out  the  management  process ,  so  that  ultimately  when  the 
accounting  data  was  transmitted  back  to  the  managers, 
it  would  be  in  terms  they  could  understand  relating 
specifically  to  their  project  activities.   So  it  was 
more  than  just  the  accrual  of  financial  data,  it  was 
also  the  accrual  of  performance  data  and  accomplishments 
beyond  just  the  dollars. 

As  part  of  this  design,  we  decided  that  to  serve  for 
a  long  time  in  the  future,  it  could  be  best  and  most 
efficiently  handled  with  one  national  finance  center. 
In  our  studies  of  this,  particularly  considering  the 
lines  of  telecommunication  that  would  be  needed  to  do 
this,  plus  the  mail  routes  where  you  had  to  do  it  by 
mail,  we  found  the  Denver  area  would  be  most  centrally 
located  to  the  geographic  workload  of  the  Forest 
Service.   We  did  not  select  Denver,  because  the 
Department  of  Agriculture  had  a  policy  of  locating 
offices  in  nonmetropolitan  areas  whenever  feasible. 


73 

Instead  we  selected  Fort  Collins,  Colorado,  which  was 
a  nonmetrpolitan  area,  and  contracted  with  GSA  to  have 
a  lease  building  built  to  our  specifications  which 
would  contain  a  national  accounting  center  plus  a 
national  computer  center,  and  it,  in  fact,  was  built. 
About  the  time  we  were  completing  the  design  details, 
the  Department  of  Agriculture  concluded  that  all  the 
agencies  within  Agriculture  could  best  be  served  by 
a  centralized  departmental  finance  center;  and  that 
to  make  it  successfull  all  agencies  within  Agriculture 
should  participate.   In  the  spirit  of  teamwork  to  make 
it  successful  for  all  agencies,  we  agreed  to  be  a 
party  to  a  centralized,  overall   system.   In  order  to 
accomplish  this  a  number  of  things  had  to  be  done  by 
the  Department:  first  the  establishment  of  a  physical 
location,  the  acquisition  of  computer  hardware  capable 
of  doing  it,  and  so  on.   Of  course,  they  were  starting 
pretty  largely  from  scratch  although  they  did  have  a 
payroll  center  at  New  Orleans  and  selected  New  Orleans 
pretty  largely  because  they  already  had  this  partial 
operation  going  there.   Over  the  next  number  of  years 
the  Department's  finance  office  was  implemented. 
We  stayed  with  our  existing  accounting  systems  pretty 
largely  up  until  about  a  year  and  a  half  ago  when 
the  Department  was  ready  to  take  on  our  work.   At  this 
time  we  constituted  a  task  force  of  specialists  who 


74 

designed  a  new  accounting  system.   We  had  learned  by 
our  experience  in  the  intervening  years  since  1969. 
As  a  result,  we  modified  some  of  our  basic  criteria 
and  found  some  simplifications  that  we  could  implement. 
In  the  beginning  of  the  current  fiscal  year  [1978]  we 
started  pilot  testing  the  system  in  two  regions  of  the 
Forest  Service  and  the  Washington  office.   We  called 
our  new  accounting  system  PAMARS  which  is  an  acronym 
for  Program  Accounting  and  Management  Attainment 
Reporting  System.   It  contains  some  modern  innovations 
beyond  what  we  had  originally  conceived,  but  it  still 
retains  the  tie  to  basic  work  planning  and  provides  a 
way  of  getting  very  quickly  the  current  managment 
attainments  of  the  Forest  Service.   It  will  ultimately 
provide  us  with  the  kind  of  units  of  work-dollar  costs 
that  Forest  Service  management  has  been  desiring  and 
demanding  for  quite  a  number  of  years.   We  evaluated 
the  pilot  test  this  month.   The  Service  has  accepted 
the  system  design  and  is  extending  the  application  of 
it  this  next  fiscal  year.   It  will  be  a  year  and  a 
half  before  we  will  be  able  to  completely  implement  it 
in  all  our  units  because  we  have  to  acquire  additional 
telecommunications  capability  to  get  all  units  on  line 
RCL:   So  eventually  you  might  have  the  capability  of  using 

this  system  to  apply  to  your  older  techniques  of  work 
load  analyses  and  these  other  types  of  things. 


75 

CAS:   In  March,  1971,  I  was  promoted  to  associate  deputy 

chief  and  had,  as  I  imagine  you  would  expect,  somewhat 
mixed  feelings  about  succeeding  to  the  position  that 
Gordon  Fox  had  so  ably  filled  for  so  many  years.   When 
I  first  met  him,  why  I  was  not  even  yet  a  journeyman 
analyst,  but  having  been  in  the  Washington  office  for 
eight  years  and  having  been  in  the  acting  position 
many  times  I  didn't  find  the  transition  to  be  any 
problem. 

RCL:   I  bet  you  felt  his  shoes  were  large  ones  to  fill. 

CAS:   I  certainly  did. 

This  latest  period  of  time  in  my  career,  being  associate 
deputy  chief  has  been  primarily  administrative.   When 
I  changed  from  my  previous  job,  I  was  the  senior 
management  analyst  but  now  I  became  an  administrative 
officer  with  a  wide  range  of  responsibilities  across 
the  entire  spectrum  of  administration.   This  left  me 
very  little  time  to  work  on  any  new  management  technology 
projects  but  gave  me  the  role  of  providing  the  means 
and  support  and  approvals  for  others  to  go  ahead  and 
do  the  management  improvement  work. 

During  this  period  of  time  the  Management  Sciences  staff 
made  great  progress  and  published  a  large  number  of 
study  reports  that  were  implemented.   In  some  other  areas 
during  that  time  when  we  had  cutbacks,  we  found  ourselves 
retrenching  and  trying  just  to  keep  the  regular  organi 
zation  running.   There  was  not  much  time  to  develop  new 


76 

activities  although  the  review  process  that  we  have 
talked  about  and  the  new  accounting  system,  PAMARS , 
took  place  during  that  time. 

One  activity  of  historical  interest,  relates  in  the 
sequence  of  some  of  our  earlier  discussion  having  to 
do  with  organization  design.   It  has  been  a  principle 
of  the  Forest  Service  for  many  years  to  look  periodi 
cally  at  where  we  are  in  our  organization.   For  example, 
the  McKenzie  report  we  talked  about  is  titled  "Gearing 
the  Organization  for  the  Job  Ahead."   Ten  or  more  years 
after  that  study  it  was  widely  felt  by  Forest  Service 
management  that  it  was  timely,  and  I  am  speaking  now  of 
1972  and  1973,  to  review  whether  or  not  we  had  the  right 
form  of  organization  considering  the  changes  that  had 
taken  place  in  the  nation  and  the  projected  new  activities 

RCL:   What  was  the  title  of  this  study  or  the  report  that  was 
published? 

CAS:   The  study  that  we  made  that  was  printed  in  July,  1973, 
was  called  "Design  for  the  Future,  the  Forest  Service 
Organization  Review."   It  was  never  officially  published. 
However,  we  did  complete  it  to  the  point  of  the  chief's 
staff  approval  and  implementation,  and  actually  had  it 
reproduced  in  a  draft  form  that  was  distributed  within 
the  Service. 

This  particular  study  reviewed  the  role  and  functions 
of  all  administration  levels  of  the  Forest  Service, 

' 


77 

although  we  concluded  that  at  the  district  level  we 
did  not  need  any  particular  review.   The  role  there 
was  pretty  well  accepted  as  it  was.   We  did  develop  and 
evaluate  alternative  structures  for  the  Washington 
office,  regions,  stations,  and  areas,  and  we  evaluated 
the  various  alternatives.   It  resulted  in  some  sub 
stantial  shifts  in  the  way  we  were  organized  at  the 
Washington  office  level  and  in  the  regional  offices. 
Probably  the  biggest  change  of  all  was  the  implemen 
tation  of  the  "multiple  deputy  concept"  at  the  regional 
office  level,  which  was  introduced  as  a  possibility 
back  in  the  McKenzie  study.   The  study  was  directed  by 
a  steering  group  chaired  by  Rex  Resler,  the  associate 
chief,  and  the  study  team  was  composed  of  a  wide  range 
of  field  people  which  I  chaired.   We  had  analysts  from 
the  Washington  office  and  the  field  and  a  wide  spectrum 
of  line  officers. 

RCL:   Jumping  ahead  a  few  years  to  1977,  there  is  another 

aspect  of  your  work  that  would  be  considered  management 
technology,  which  was  a  study  in  work  force  planning. 

CAS:   Yes.   We  had  a  great  demand  for  accurate,  current  and 
usable  work  force  planning  information.   We  had  al 
ready  approved  an  effort,  to  which  I  have  already 
alluded,  to  design  a  new  and  better  workload  measure 
ment  system,  but  there  were  other  aspects  that  needed 
to  be  coordinated  at  the  same  time.   So  we  put  to 
gether  a  group  of  representatives  from  various  staffs 


78 

who  had  a  piece  of  the  action  as  far  as  work  force 
planning  is  concerned  and  engaged  in  a  series  of 
coordination  and  development  efforts.   Now  what  was 
involved  was  a  need  to  coordinate  short-range  bud 
geting  work  force  needs  and  long-range  work  force 
projections  for  the  Resources  Planning  Act;  inclusion 
of  the  accounting  system  so  we  could  acquire  related 
attainment  and  unit  cost  figures;  and,  of  course, 
the  workload  measurement  system.   We  also  needed  to 
make  sure  our  recruitment,  skills  inventory,  and 
placement  planning  were  coordinated.   All  this  is 
intended  to  pull  together  the  total  work  force  plan 
ning  needs  of  the  Forest  Service.   However,  typically, 
some  of  the  pieces  will  probably  not  be  fully  developed 
for  another  two  or  three  years,  particularly  the  work 
load  measure  part . 

RCL:   This  is  really  pretty  current  so  it  is  difficult  for 
you  to  give  any  sort  of  discussion  and  certainly  no 
analysis  on  its  effect  or  implementation,  since  it 
hasn't  come  to  that  point  yet. 

CAS:   That's  correct.   I  failed  to  mention  that  the  Management 
Sciences  staff  has  an  approved  project  that  will  also 
contribute  as  part  of  this  in  the  overall  project, 
particularly  in  the  workload  measurement  area. 

RCL:   Well,  I  think  that  you  have  come  all  the  way  through 

your  story.   I  wish  you  luck  in  retirement  in  Colorado 

' 


79 

and  at  this  point  I  would  like  to  thank  you  very  much 
for  your  interview,  and  thank  you  also  on  behalf  of  the 
Forest  History  Society  for  contributing  your  share  to 
this  history. 

CAS:   I've  enjoyed  it  very  much.   I'm  sorry  to  say  that  we 
have  only  been  able  to  touch  on  a  few  highlights  of 
the  wide-ranging  accomplishments  of  the  Forest  Service 
in  management  technology. 


Regional  Oral  History  Office  University  of  California 

The  Bancroft  Library  Berkeley,  California 


U.S.  Forest  Service  Management  Series 


Robert  H.  Torheim 

MANAGEMENT  TECHNOLOGY  IN  THE  U.S.  FOREST  SERVICE: 
EXPERIMENTATION  AND  INNOVATION  IN  THE  FIELD,  1948-1979 


An  Interview  Conducted  by 

Ann  Lage 
March  13-14,  1980 


Underwritten  by  the 
United  States  Forest  Service 


TABLE  OP  CONTENTS  —  Robert  Torheim 


INTERVIEW  HISTORY 


I     BACKGROUND  IN  THE  PACIFIC  NORTHWEST  1 

Seattle  Youth,   1920s-1930s  1 

Semlrural  setting  2 

Influence  of  the  Depression  3 

Training  in  Woodsmanship  4 

War  and  Education  5 

Career  Choice  and  Family  6 

Career  Summary:     From  Junior  Forester  to  Regional  Forester, 

1948-1979  8 

II  RESOURCE  AND  MULTIPLE-USE  MANAGEMENT,  1950s- 1960s  15 

A  Custodial  Role,  1905-1945  15 

Wartime  and  Postwar  Predominance  of  Timber  Management  Activities  16 

Engineers  and  Foresters:  Conflicting  Cultures?  19 

Strength  of  the  Multiple-Use  Ethic  24 

Increasing  Specialization  and  Complexity,  1960s- 19 70s  26 

Land-Use  Planning  in  the  Fifties:  Functional  Plans  28 

Multiple-Use  Planning  and  Its  Drawbacks  29 

Field  Experimentation  in  New  Planning  Techniques  33 

Public  Involvement  in  the  Fifties:  Local  and  Unstructured  34 

Public  Input:  Yaklma  Valley  Elk  37 

William  0.  Douglas:  Naches  District  "Assistant  Ranger"  38 

III  LAND  MANAGEMENT  PLANNING,  1970s  42 

National  Forest  Management  Act:  Forest  Service  Input  42 

Lolo  National  Forest  Plan,  a  Case  Study  45 

From  Unit  to  Forest  Planning  46 

Public  Involvement  in  Determining  Issues  46 

Evaluating  Public  Involvement  48 

Forest  Plans  and  the  RPA:  An  Iterative  Process  51 

Team  Management,  Conflict  or  Consensus?  54 

Learning  the  Art  of  Personnel  Management  58 

Washington  Office  Guidance  for  Land  Management  60 

Uniform  Work  Planning;   Imposed  from  Above  61 

Land  Planning:  Experimentation  in  the  Field  62 

The  Plan  and  Program  Decisions  in  the  Field  65 

Allocation  and  Funding  under  the  RPA  68 

The  Budgeting  and  Allocation  Process,  Pre-1970  69 

Power  of  the  Staff  in  Allocating  Funds  71 

Motivation  for  Forest  Service  Reorganization  73 


IV  MANAGERIAL  METHODS  AND  STYLES  IN  THE  FOREST  SERVICE  77 

Hierarchical  Structure,  Authoritarian  Management,  1920- 1950s  77 

Pioneer  in  Scientific  Management  78 

Autonomy,  within  Set  Limits  80 

Postwar  Changes  81 

"The  Way  the  Rig  Ran,"  an  Illustration  83 

The  Work  Planning  System  in  the  Field  87 

Phasing  Out  the  Diary  89 

Participative  Management  and  Management  by  Objectives  91 

Introducing  Behavioral  Sciences  into  Management  93 

The  Managerial  Grid  Training  System  95 

Longterm  Benefits  from  Managerial  Training  101 

Adapting  to  Change,  Dealing  with  Conflict  103 

Cliff  and  McGuire:  Managerial  Styles  Illustrated  106 

V  THE  FOREST  SERVICE  ORGANIZATION:   CHANGES  AND  CHALLENGES  109 

Reorganization  in  the  Seventies  109 

Field  Experimentation  for  Structural  Change  111 

Multiple  Deputies  and  Line/Staff  Adjustments  113 

Reaction  to  Changed  Staff  Responsibilities  116 

From  Inspections  to  Management  Reviews  120 

A  Growing  Openness  in  the  Organization  124 

The  Forest  Service  on  the  Defense:  Public  Involvement  125 

Involving  the  Public  in  Management  Decisions  127 

Political  Responsibilities  of  Field  Administrators  131 

Forest  Service  Input  on  Legislative  Policy  134 

Computers:  a  Management  Tool,  a  Tool  to  Manage  140 

Management  Information  Systems  145 

A  Centralizing  Influence  146 

Innovative  Response  to  New  Technology  147 

VI  PERSONNEL  MANAGEMENT  150 

Civil  Rights  and  Equal  Opportunity  150 

Efforts  to  Recruit  Minorities  151 

Employment  of  Women,  a  Success  Story  155 

The  Job  Corps  159 

Lateral  Entry  and  the  Promotion  of  Specialists  161 

Employee  Dissatisfaction  in  Region  6  166 

Role  of  Technicians  in  the  Work  Force  169 

Regional  Differences  and  Washington  Office  Coordination  171 

Fostering  and  Controlling  Innovation  in  the  Field  173 


TAPE  GUIDE  178 

INDEX  179 


1 


INTERVIEW  HISTORY 

The  Robert  Torheim  interview  is  the  fourth  in  a  series  on  the  subject 
of  management  technology  in  the  United  States  Forest  Service.  Conceived  of 
by  Dr.  Ernst  Valfer,  chief  of  the  Management  Sciences  Staff  of  the  Forest 
Service's  Southwest  Experiment  Station  in  Berkeley,  the  interviews  explore 
changes  in  the  techniques  of  managing  the  Forest  Service  organization  over 
the  past  half  century.  Individual  interviewees  were  selected  to  represent 
various  eras  of  Forest  Service  managers  and  to  reflect  the  viewpoints  of 
the  field — the  ranger  districts,  forest  supervisors,  and  regional  offices — 
as  well  as  of  the  Washington  office.  Taken  together,  the  completed  interviews 
will  offer  a  broad  perspective,  based  on  firsthand  experiences,  on  how  the 
Forest  Service  has  devised  and  adapted  modern  management  technologies  to  fit 
the  needs  of  its  rapidly  growing  organization  and  to  respond  to  the  increasing 
demands  placed  on  it  by  federal  legislation  of  the  1960s  and  1970s. 

Robert  Torheim  was  selected  as  an  interviewee  for  the  series  in  part 
to  give  the  view  of  a  manager  whose  primary  career  experience  has  been  in 
the  field.  From  this  perspective  he  demonstrates  in  his  interview  how 
changes  in  management  techniques  repeatedly  resulted  from  a  felt  need  at 
the  field  level,  experimentation  with  new  methods  in  the  field,  and  finally 
adoption  and  standardization  of  the  new  methods  by  the  Washington  office  on 
a  service-wide  basis. 

For  six  years  from  1965  to  1971,  Torheim  served  in  the  service's 
personnel  division,  both  in  the  Region  6  office  in  Portland  and  In  Washington, 
D.C. ,  where  he  directed  employee  development  and  training  for  the  Forest 


ii 


Service  nationwide.  His  work  in  personnel  coincided  with  the  onset  of 
Forest  Service  involvement  with  the  Job  Corps  and  the  service's  active 
efforts  to  bring  minorities  and  women  into  the  work  force.  His  accounts  of 
Forest  Service  efforts  to  respond  to  these  societal  needs  is  particularly 
insightful.  Also  of  special  interest  are  Torheim's  views  of  the  art  of 
"people  management,"  and  his  account  of  the  Introduction  of  behavioral 
science  methods  and  principles  into  management,  primarily  through  the 
vehicle  of  the  management  grid  training  system.  His  comments  in  this  area 
illuminate  one  of  the  ways  in  which  the  service  has  been  able  to  deal  with 
Increased  complexity  and  conflict  as  the  business  of  national  forest  land 
management  has  become  a  focus  of  national  concern  and  public  involvement  in 
the  sixties  and  seventies. 

Mr.  Torheim  participated  fully  in  the  preparation  for  this  Interview, 
exhibiting  a  clear  sense  of  the  purpose  of  the  series  and  providing  the 
interviewer  with  a  well  organized  and  thoughtful  outline  of  suggested  topics. 
The  interview  was  conducted  on  March  13  and  14,  1980,  in  the  Region  6  offices 
in  Portland,  Oregon,  close  to  the  suburb  of  Beaverton,  where  Torheim  now 
lives  with  his  wife,  Marjean.  The  three  lengthy  interview  sessions  proceeded 
in  an  orderly  and  concise  fashion,  covering  all  the  topics  as  planned.  Mr. 
Torheim  made  no  substantive  changes  in  the  text  during  the  editing  process. 
The  cooperative  and  quietly  efficient  manner  in  which  Mr.  Torheim  joined  in 
the  entire  interviewing  process  exemplifies  for  the  interviewer  the  skill  of 
participative  management  which  Mr.  Torheim  describes  so  well  in  the  text  of 
this  Interview. 

Ann  Lage 

,__-  In  tend,  ewer /Editor 

August  11,   1980 

Berkeley,   California 


1 


I     BACKGROUND  IN  THE  PACIFIC  NORTHWEST 
[Interview  1:     March  13,  1980]*! 

Seattle  Youth,   19208-19308 

Lage:  This  is  an  interview  with  Robert  Torheim  who  has  recently  retired 

as  regional  forester  for  Region  1  of  the  U.S'.  Forest  Service. 
Today's  date  is  March  13,  1980,  and  I  am  Ann  Lage  from  the  Regional 
Oral  History  Office  of  The  Bancroft  Library.     The  subject  of  this 
series  of  interviews  is  management  technology  in  the  Forest 
Service.     We're  going  to  start  out  with  something  a  little  closer 
to  home,  with  some  discussion  of  your  personal  background.     Do  you 
want  to  tell  me  where  you  were  born,  and  when,  and  what  type  of 
community  it  was? 

Torheim:     I  was  born  in  Seattle,  Washington,  February  18,   1923.     I  was 

really  living  out  on  the  fringes  of  the  city  near  the  University 
of  Washington  which  now  of  course  is  right  in  the  middle  of  town, 
but  at  that  time  it  was  on  the  fringe  of  rural;  it  was  on  the  edge 


MThis 
begun  or 


symbol  indicates  that  a  tape  or  a  segment  of  a  tape  has 
.  or  ended.     For  a  guide  to  the  tapes  see  page  178. 


Torheim:      of  suburbia  as  we  know  it  today.     It  was  suburbia  creeping 
into  the  fringes  of  the  farm  lands  and  cutover  timber  lands. 

Lage:  What  did  your  father  do? 

Torheim:     My  father  was  an  immigrant  from  Norway.     He  was  a  steel  worker 

building  buildings  all  over  Seattle  and  the  Northwest.     My  mother 
was  a  registered  nurse,  an  immigrant  from  Sweden.     She  worked 
part-time  as  a  surgical  nurse.     My  growing  up  days  were  mostly  in 
the  Depression. 


Semirural  Setting 
Lage:  So  your  father's  occupation  wasn't  rural?     You  were  oriented 

' 

toward  the  city? 

Torheim:  Well,  sort  of.  Tou  have  to  know  Seattle.  Seattle  was  a  large 
city  with  a  small  town  atmosphere.  Living  out  in  the  fringes, 
we  lived  close  enough  to  a  dairy  just  three  blocks  away,  a  very 
large  dairy,  that  I  worked  at  milking  cows  and  delivering  milk. 
So  you  see  it  was  a  mix.  In  fact,  if  you  go  west  of  Portland 
where  I  live  now  it's  still  that  way.  You'll  find  dairies  inter 
mingled  with  creeping  suburbia.  Our  family  was  oriented  to  the 
outdoors,  though,  because  my  father  was  a  native  of  the  fjords  of 

• 

" 

Norway,  way  back,  from  a  little  farm.  My  mother  was  from  northern 

Sweden  in  the  forested  area,  so  the  orientation  was  much  toward 

• 

the  salt  water  and  the  forests. 

Lage:     How  about  brothers  and  sisters? 

Torheim:  I  had  one  brother  two  years  younger  than  me. 


Lage:     Did  your  family  enjoy  outdoor  activities?  Did  you  hunt  or  fish? 
Torheim:  Yes,  both;  more  oriented  toward  salt  water — Puget  Sound.  We  used 

to  fill  the  boat  with  salmon  before  there  was  any  kind  of  limit. 

But  then  we  lived  on  salmon  year  around.  That  was  our  principal 

source  of  protein,  in  fact,  during  the  Depression. 
Lage:     So  it  wasn't  just  for  fun. 
Torheim:  We  enjoyed  it,  but  it  was  more  than  for  fun  and,  as  people  did, 

we  traded.  Our  neighbors  had  a  chicken  farm  so  we  traded  salmon 

to  them  for  eggs.  There  was  a  lot  of  that. 

Influence  of  the  Depression 

Lage:     Now,  you  mentioned  the  Depression.  Would  you  say  that  this  had  a 
lasting  effect  on  your  own  perceptions? 

Torheim:  I  think  so,  quite  profound,  because  our  family  had  some  tough 

times  during  the  Depression  as  did  all  our  neighbors.  It  was  very 
much  a  coalescing  and  a  gathering  together  of  people  in  the 
community  for  self-support.  It  was  kind  of  a  tough  time. 

Lage:     I  would  think  it  would  affect  your  vision  of  the  government's 
role  and  maybe  of  the  Forest  Service's  role. 

Torheim:  Probably.  I  have  never  thought  of  it  that  way,  but  I  suppose 
those  imprints  were  made.  Sure,  they  had  to  be. 

Lage:     Different  from  someone  raised  in  the  fifties. 

Torheim:  Oh,  very  much,  yes. 

Lage:     Shall  we  go  into  your  education? 


Torheim:     All  right.      I  went  to  grade  school  and  high  school  there  north 
of  Seattle  near  the  university.      I  wasn't  sure  what  I  wanted  to 
take,  however,  but  I  knew  I  was  going  to  the  university.     I  didn't 
have  any  money.     So  at  age  seventeen  I  enrolled  in  the  Civilian 
Conservation  Corps  and  was  a  $30-a-month  enrollee  for  a  year.     It 
wasn't  very  far  from  Seattle  just  by  pure  chance.     It  was  at  North 
Bend,  which  is  east  of  Seattle  near  Snoqualmie  Pass  in  the 
Snoqualmie  National  Forest,   the  North  Bend     ranger  district.      I 
got  quite  well  acquainted  then  with  the  Forest  Service. 

Training  in  Woodsmanship 

Torheim:     Prior  to  that  time,  during  high  school,  I  spent  a  lot  of  spare 
time  in  the  mountains,  also  that  same  area — hiking,   fishing. 

Lage:  Was   that  common  among  youth  in  your  neighborhood? 

Torheim:     Yes,  we  all  did  that.      It  was  very  common.      This  was  kind  of  an 

evolutionary  process,   I  suppose,  in  retrospect,  finding  one's  way 
into  the  forest.     So  I  knew  much  about  woodsmanship  and  much  about 
getting  along  in  the  forest  before  I  even  graduated  from  high 
school.     Then  I  belonged  to  a  conservation  club  in  high  school. 
We  planted  trees  each  spring  on  the  Snoqualmie  National  Forest. 
This  was  all  part  of  it  too.     Many  of  us  did  this. 

Lage:  Was  your  first  contact  with  the  Forest  Service  with  the  CCC? 

Torheim:     No,  my  first  contact  was  as  a  hiker — backpackers  they  call  them 
today,  but  we  were  hikers.     Fishing,  hitting  the  mountain  lakes, 
going  crosscountry,   and  climb  ing  mountains  and  that  sort  of  thing. 


Torheim:  We  used  to  have  to  get  fire  permits  from  the  ranger.  We  used  to 

run  into  trail  crews.  I  knew  quite  a  bit  about  the  Forest  Service 
from  these  contacts. 

.' 

Lage:     They  were  very  visible  in  these  areas. 

Torheim:  Very  visible,  and  I  knew  all  about  the  difference  between  national 
forests  and  national  parks.  I  used  to  hike  in  Rainier  and  Olympic 
National  Parks  too  by  the  way.  So  I  didn't  have  to  have  a  course 
in  the  difference,   [laughs]  But  I  really  wasn't  thinking  at  that 
time  of  a  career  necessarily.  That  was  solidified  in  the  CCCs. 
When  I  was  an  enrollee  then  I  was  saving  part  of  my  money.  I  was 
saving  $22  out  of  the  $30.  It  was  required  that  you  send  $22  of 
the  $30  home,  and  my  father  was  banking  it  for  me.  So  when  I  got 
out  of  the  CCC  camp,  I  worked  for  a  while  for  a  bank  as  a  messenger, 
and  then  I  enrolled  in  the  University  of  Washington  in  1941  in 
forestry.  I  had  enough  for  my  tuition,  and  then  I  worked  part- 
time  to  keep  me  going.  It  gave  me  a  start. 

War  and  Education 

Lage:     Then  the  war  intervened.  Was  that  after  college? 

Torheim:  No,  it  was  in  the  middle  like  happened  to  so  many  people.  I  got 
through  my  freshman  year  at  the  University  of  Washington.  Then 
I  got  through  the  fall  quarter  of  my  sophomore  year.  Now,  to 
show  you  how  lucky  one  can  be,  I  was  among  the  first  group  of 
teenagers  to  be  drafted  in  Seattle.  Nineteen-year  olds  and 
eighteen-year  olds  had  to  register  for  the  draft  in  1942  in  the 


Torheim:  summer  while  I  was  working  in  the  Forest  Service  at  Skykomish, 
Washington  as  a  student.  By  golly,  the  first  group  that  was 
selected  out  of  those  eighteen  and  nineteen-year  olds  was  in 
January  of  '43,  and  I  was  in  that  first  group,  so  we  all  got  our 
picture  in  the  Seattle  Times — the  first  teenagers  to  be  drafted. 
That's  the  only  thing  I  ever  won!   [laughter]  1  went  off  to  war 
then. 

Lage:     And  then  returned  to  the  University  of  Washington  afterwards? 

Torheim:  Yes,  I  came  back  in  November  of  1945  and  simply  picked  up  where 
I  left  off. 

Lage:     No  change  of  purpose? 

Torheim:  No,  no,  I  was  eager  to  get  my  discharge  and  get  on  with  finishing 
my  education,  and  1  did.  1  worked  again  seasonally  for  the  Forest 
Service  while  going  to  school  and  graduated  in  1948. 

, 
Career  Choice  and  Family 

Lage:     Did  you  ever  have  any  other  thoughts  of  what  you  might  do?  Was 
the  Forest  Service  the  first  real — 

Torheim:  1  took  courses  in  high  school,  college  preparation  courses,  that 

would  prepare  me  for  either  science  or,  well,  we  called  it  business 
then.  I  was  torn  between  whether  I  was  going  to  be  a  business 
administration  major  or  something  related  to  the  outdoors.  It 
might  have  been  fisheries;  the  university  offered  a  fisheries 
course.  Now,  I  spent  lots  of  time  as  a  kid  on  the  campus.  We 
lived  only  a  mile  and  a  half  from  campus,  so  I  used  to  prowl 


Torhelm:     around  the  College  of  Fisheries  and  the  College  of  Forestry, 

and  I  knew  all  about  the  texts  they  used  and  stuff. 
Lage:  This  was  an  early  interest. 

Torheim:     Yea,   a  very  early  interest  but  it  wasn't  solidified  really  until 

I  was  in  the  CCC  camp  and  began  to  work  in  the  forest,  doing 

forestry  work  and  seeing  the  men     in  it  who  are  foremen,  what 

they  were  doing. 

Lage:  Did  the  type  of  individual  seem  particularly  appealing  to     you? 

Torheim:     Oh,  yes,  yes,  very  much,   and  the  type  of  organization,  the  quality 

of  the  people,   and  the  kind  of  work  of  course. 
Lage:  You  really  knew  what  you  were  getting  into  probably  more  than  most 

young  people  do. 
Torheim:     Very  much,  yes.     Then  the  seasonal  experiences  as  a  student  really 

solidified  it. 
Lage:  As  you  look  back  on  it,  are  you  glad  that  this  was  your  career 

choice? 

Torheim:  Oh,  yes,  1  should  say  so. 
Lage:     You  don*  t  have  regrets? 
Torheim:  None  whatsoever.  I  should  say  not.  I'd  do  it  all  over  again  if 

that  were  possible,  sure. 

Lage:     How  about  your  own  family?  Do  you  have  children? 
Torheim:  Yes. 

Lage:     What  lines  have  they  taken? 
Torheim:  Well,  this  is  not  unusual  I  understand.  Neither  of  them  are 

interested  in  forestry  as  a  career  and  aren't  pursuing  it,  but 

much  of  their  free  time  is  spent  in  outdoor  pursuits,  which  is 


8 


Torhelm:     interesting.     Our  daughter  graduated  from  Oregon  State  University 
in  political  science.     She  had  thoughts  of  going  on  to  law  school, 
but  then  she  got  married  and  has  two  children.     She's  moved 
around  a  lot  and  happens  by  chance  to  live  here  in  Portland  now, 
but  they'll  probably  move  on  to  other  things.     So  we  have  two 
grandchildren  and  are  rather  close  for  the  first  time,  and  that's 
kind  of  pleasant.     She  works  too.     She's  an  administrative 
assistant  for  an  insurance  company. 

Lage:  You  have  a  son  also? 

Torheim:     Our  son  has  always  been  in  Portland  since  we  first  lived  here. 
He  went  back  to  Washington,  D.C.,  with  us  for  a  couple  of  years 
and  then  upon  graduation  from  high  school  came  right  back.     He  went 
to  school  and  took  communications — television  and  radio.     Now  he 
is  in  radio  advertising  for  a  local  radio  station  here.     He's 
married,   and  they  have  a  little  daughter.     So  we  have  three 
grandchildren,   all  right  here  in  Portland,  which  is  very  unusual 
for  us  Forest  Service  types  who  usually  are  scattered  around, 
[laughs]     But  that's  just  pure  chance. 

Career  Summary!     From  Junioir  Forester  to  Regional  Forester, 
1948-1979 

^^^^^M^^BMM^H^BM 

Lage:     Why  don't  you  give  us  a  brief  outline  of  the  direction  your  career 
took,  and  then  we  can  go  on  to  specifics  when  we  cover  different 
topics? 


•'••-  '  ''l^t 

Torheim:     Okay.     In  getting  into  the  Forest  Service  I  had  to  come  the  route 
that  everybody  does  by  taking  the  civil  service  examination.     But 
actually  I  evolved  Into  the  Forest  Service,  and  this  was  not 
unusual  with  a  number  of  Forest  Service  people  who  live  somewhere 
near  the  national  forest  and  became  acquainted  with  it.     My 
experience  wasn't  all  that  different.     The  CCC  experience  was  a 
little  bit  different,  but  many  of  my  contemporaries  that  I  went 
to  high  school  and  college  with  had  exactly  the  same  experience. 
By  the  time  that  we  got  our  civil  service  appointments  upon 
graduation,  we  were  already  in  the  outfit  so  to  speak.     Our 
seasonal  work  responsibilities  were  quite  broad. 

By  pure  chance  again,  my  first  appointment  as  junior  forester 
was  on  the  North  Bend  district  of  the  Snoqualmie  Forest  where  I  had 
been  a  CCC  enrollee. 

Lage:  It  was  just  chance? 

Torheim:     Yes,  I  had  not  worked  there  seasonally  at  all.     But  I  had  worked 

on  the  Snoqualmie.     So  I  worked  there,  and  we  got  married,  my  wife 
Marjean  and  I,  in  that  same  year,  1948.     I  worked  as  a  timber 
management  assistant  for  that  district,  an  assistant  to  the  ranger 
for  timber  management  work,   and  I  was  there  for  five  years.     People 
didn't  advance  so  rapidly  then  as  they  do  today  in  the  Forest 
Service. 

Then  I  was  appointed  as  district  ranger  at  Nachea,  which  is 
also  In  the  Snoqualmie,  or  was  at  that  time,  but  on  the  east  side 
of  the  Cascade  Mountains,  a  completely  different  kind  of  district 


10 


Torheim:     but  a  very  interesting  one.      I  was  there  three  years.     Then  I 
moved  from  there  to  the  Olympic  Peninsula,   the  wettest  part  of 
the  United  States  outside  of  Alaska  or  Hawaii,  at  the  Quinault 
Ranger  Station  which  is  about  fifty  miles  north  of  Aberdeen  and 
adjacent  to  Olympic  National  Park.     The  average  annual  rainfall 
there  is  between  140  and  180  inches.     We  used  to  say  it  rained 
twelve  to  fifteen  feet,  which  it  does.      It's  very,  very  wet. 

I  was   ranger  there  for  less  than  three  years.      Then  I  moved 
to  a  dry  climate  again,   to  southern  Oregon   (Medford,  Oregon) 
and  became  the  staff  assistant  to  the  forest  supervisor  for  fire 
control,   range  management,  and  watershed  activities. 

Lage:  What  was  that  forest? 

Torheim:     That's  the  Rogue  River  National  Forest.     There  we  went  down  to 

twenty  inches  annual  precipitation  and  got  dried  out  a  little  bit. 
By  the  way,   this  was  a  typical  career  pattern  from  assistant 
ranger  to  ranger,  probably  two  districts  or  more,   to  staff.     I 
was  there  for  five  years  and  like  most  people  I  was  aspiring  to  be 
a  forest  supervisor.     But  I  began  to  see  working  as  principal 
staff  to  the  supervisor  that  a  lot  of  the  managerial  problems 
were  not  about  things;   they  were  about  people,   and  I  knew  very 
little  about  people  management.      So  I  decided  to  take  a  side  step 
in  my  career,   and  I  applied  for  a  job  here  in  the  regional  office 
in  Portland  in  the  division  of  personnel  management.     There  was  a 
vacancy  there  as  a  placement  officer.     This  was  1965,  and  by  chance 
this  was  when  Job  Corps   came  along,  so  I  was   involved  right  off 


1 


11 


Torhelm:  the  bat  in  recruiting  for  Job  Corps.  I  specialized  in  that  for 

about  close  to  six  months.  Then  I  was  promoted  to  the  branch  chief 
for  employee  development  and  training. 

Lage:     Had  you  yourself  had  training  for  this  kind  of  people  management? 

Torhelm;  No. 

Lage:  It  was  just  an  interest? 

Torhelm:      It  was  an  interest.     I  had  no  formal  training.     Now,   the  Job  that 
I  competed  for  and  was  promoted  to  was  employee  development. 
Having  been  in  fire  control,  which  was  the  principal  training 
activity  in  the  Forest  Service,  I  had  lots  of  experience  in 
training  and  in  safety.     So  technically  I  was  quite  well  prepared 
for  that.     That's  how  I  got  to  be  chief  of  the  branch  of  training 
as  we  called  it.     I  was  in  that  Job  for  almost  three  years.     Then 
I  was  selected  for  the  national  Job  in  Washington  as  the  employee 
development  officer  for  the  whole  Forest  Service  in  the  division 
of  personnel  management  in  Washington. 

Lage:  Was  that  about  in  '68? 

Torheim:     That  was    '68,  yes;  Washington,  D.C. ,    '68.     Of   course,  one  doesn't 
plan  all  the  steps  in  one's  career.  There's  an  awful  lot  of  luck, 
when  openings  occur,   and  when  you're  qualified  at  a  particular 
time.     I  was  in  Washington,  D.C.,  only  two  years  before  the 
opening  in  the  regional  office  in  Portland  as  a  regional  personnel 
officer  came  up,   and  I  was  selected  for  that. 

Page:  Are  these  jobs  that  you  hear  of  and  apply  for? 


13 


Lage:  In  Portland? 

Torhelm:     Right  here,  yes,  in  Portland.     So  I  moved  then  back  into  line 
Jobs,  from  staff  to  line. 

Lage:  You're  going  to  have  to  elaborate  on  that  terminology  at  some 

point. 

Torheim:     Staff  jobs  are  jobs  that  are  responsible  for  certain  programs. 

Line  jobs  are  generalist  Jobs  that  manage  a  unit.     The  line  jobs 
in  the  Forest  Service  are  district  ranger,  which  manages  a  ranger 
district,   a  part  of  a  national  forest;  a  forest  supervisor  who 
manages  a  national  forest;   a  regional  forester  who  manages  a 
region;  and  a  chief  who  manages  all  the  Forest  Service.     So  there's 
a  very  direct  and  short  line  from  the  ranger  to  the  chief. 

Now,   the  deputies  who  fill  the  same  box,  so  to  speak,  are 
also  line;   they  just  help  to  do  the  same  Job. 

Lage:  Then  you  have  the  staff. 

Torheim:     The  staff  then  serves  as  program  managers  for  each  of  the  program 
areas,  and  this  is  true  throughout  the  Forest  Service. 

Lage:  But  isn't  that  one  of  the  new  changes? 

Torheim;     Well,  yes.     There's  a  change  in  responsibility.     When  we  talk 
about  organization  we  can  go  into  that,  and  I'll  describe  that 
in  some  detail,   a  profound  change  in  functioning,  yes,  and  the 
change  in  nomenclature  from  assistant  regional  forester  to 
director  really  is  an  example  of  that. 

Anyway,  I  became  the  deputy  regional  forester  for  Region  6. 
Then  the  reorganization  took  place  (and  we  can  go  into  that  in 
more  detail)  which  resulted  in  Region  6  having  three  deputies 


14 


Torheim:  instead  of  the  one — a  deputy  for  resources,  for  administration, 
and  for  State  and  Private  Forestry.  So  I  became  then  (as  other 
deputy  regional  foresters  in  the  country,  most  of  them  anyway),  the 
deputy  for  resources.   I  was  in  that  job  from  1974  until  1976. 

In  1976  I  was  selected  to  be  the  regional  forester  for  Region  1 
in  Missoula,  Montana. 

Lage:     That  was  the  first  time  you  had  had  any  contact  with  Region  1. 

Torheim:   It  was  the  first  time  I  had  worked  in  Region  1,  yes. 

Lage:     Is  that  unusual? 

Torheim:  A  little  bit.  Yes,  a  little  bit.  The  usual  route  of  travel  is 

/ 

for  a  person  to  have  spent  some  time  in  at  least  two  regions  and 
the  Washington  office.      I  had  spent  my  regional  time  in  one  region 
and  the  Washington  office  and  that's  not  typical. 

Lage:  At  some  point  we  may  also  want  to  discuss  differences  in  regions. 

Torheim:     Yes,    there  are  conspicuous  differences  in  regions  and  they  are 

just  as  noticeable  as  the  differences  in  society  in  different  parts 
of  our  country. 

Then  I  was  regional  forester  in  Montana  for  three  years  and 
I  retired  last  June,   1979.      That's  the  whole  story. 

Lage:  That's  a  good  outline.     We're  getting  the  background  built  up  here. 

So  your  formal  career  was  about  thirty  years  or  more. 

Torheim:      It  was  more  than  that.     With  my  seasonal  time,  my  total  time  with 
the  Forest  Service  was  thirty- two  years.      Then  I  was  in  the  army 
for  three,  so  my  total  federal  service  was  thirty-five  years. 


15 


II     RESOURCE  AND  MULTIPLE-USE  MANAGEMENT,    1950s- 1960s 

A  Custodial  Role,  1905-1945 

Lage:  You've  seen  a  lot  of  changes  in  the  Forest  Service,  particularly, 

you  said,  since  World  War  II. 

Torheim:  Particularly  since  World  War  II.  That's  when  the  Forest  Service 
itself  changed,  of  course,  as  far  as  its  mission— not  mission  so 
much  but  level  of  activity  I  should  say. 

Lage:  Why  don't  you  give  us  an  overview  of  that  change,  and  that  will 

give  us  a  good  picture  to  build  on. 

Torheim:     All  right,   I'll  see  if  I  can  do  it  concisely.     The  Forest  Service 
from  its  beginnings  in  1905  until  World  War  II  was  principally 
occupied  with  protecting  the  national  forest  and  serving  the 
users  of  the  national  forests.     Commodity  production  from  the 
national  forests,  particularly  timber,  was  not  a  big  activity. 
It  was  in  some  national  forests  prior  to  World  War  I,  and  it 
was  in  the  twenties.  But  then  after  the  Depression  occurred  in 
1929  it  trickled  to  almost  nothing,  part  of  the  reason  being 
that  the  demand  for  timber  and  forest  products  was  low  enough 
that  it  was  public  policy  to  have  the  private  sector  provide 


16 


Torheim:   that  and  not  have  the  government  compete  with  the  private  sector, 
which  was  having  trouble  enough  keeping  its  head  above  water. 

Lage:     So  the  private  sector  really  preferred  that  the  government  maintain 
just  a  protective  role. 

Torheim:  Yes ,  particularly  during  those  tough  economic  times  when  the 
public  timber  wasn't  needed,  at  least  in  the  short  run.  Of 
course,  the  plan  was  (and  it  was  public  policy)  that  these  forests 
would  be  available  later  when  it  was  needed.  So  as  far  as  timber 
management  was  concerned,  or  timber  production,  it  didn't  really 
amount  to  a  whole  lot  from  1905  until  1945. 

On  the  other  hand,  the  Forest  Service  did  produce  much  forage 
for  cattle  and  sheep  and  horses  during  all  of  this  period  and  even 
prior  to  the  creation  of  the  national  forests.  So  grazing  was  a 
very  large  activity  in  the  western  national  forests,  and  that  was 
a  commodity.  And  also  public  recreation — concessionnaires  (we 
called  them  special  use  permittees)  as  they  are  today  with  resorts 
and  campgrounds  and  hot  springs  and  ski  areas . 

Wartime  and  Postwar  Predominance  of  Timber  Management  Activities 

Torheim:  The  big  change,  though,  started  during  World  War  II  when  the  demand 
for  timber  rose  dramatically  during  the  war  years.  Certain 
specialty  products  were  removed  from  the  national  forests.  Noble 
fir,  for  example,  to  make  airplanes — to  make  mosquito  bombers — was 
one  type  of  logging  activity  that  was  really  related  to  the  needs 
of  the  war. 


17 


Lage:     Sitka  spruce — 

Torheim:  Sitka  spruce  was  a  World  War  I  activity  for  the  same  reason,  by 
the  way.  There  was  some  of  that  in  World  War  II  also,  but  not 
like  there  was  in  World  War  I  up  on  the  Olympic  Peninsula  and  in 
Western  Oregon  where  the  army  did  the  logging  actually,  the  spruce 

division.  Noble  fir  is  a  limited  range  species  that  has  many  of 

• 

the  characteristics  of  spruce  in  that  it's  lightweight  but  it's 
very  strong.  It  was  used  to  make  the  plywood  that  the  mosquito 
bomber  out  of  Britain  was  made  of  and  other  things  too,  I'm  sure. 
It  had  the  characteristic  of  great  strength.  It  had  a  very  narrow 
range  from  the  Columbia  River  north  on  the  west  side  of  the  Cascade 
Mountains . 

Anyway,  the  Forest  Service  in  many  places  got  into  timber 
management  activities  during  these  war  years.  Immediately  after 
the  war  the  timber  activity  began  to  increase  dramatically.  The 
demand  for  housing  is  what  triggered  that.  You  see,  with  all  of 
this  low  activity  during  the  thirties  and  the  need  then  for  veterans 
and  others  establishing  new  families,  the  housing  market  picked  up 
very  dramatically.  Also,  with  the  rise  of  the  standard  of  living, 
the  use  of  paper  products  (which  is  correlated  to  standard  of 
living)  rose  also. 

So  then  the  public  forests  were  needed,  and  private  industry 
began  to  bid  on  national  forest  timber  sales ,  and  the  Congress 
began  to  appropriate  money  to  manage  the  timber  and  sell  the  timber. 
That  increased  the  activity  on  the  ranger  districts,  particularly 


18 


Torheim:   those  that  had  a  large  resource  of  timber  to  manage.  The  budgets 
became  larger,  and  Congress  appropriated  more  money  for  us.  That 
made  the  Forest  Service  grow  then  over  time,  but  pretty  much  on 
the  timber  forests.  In  the  Rocky  Mountains  and  the  desert  Southwest 
these  activities  didn't  Increase  at  the  rate  they  did  particularly 
on  the  West  Coast,  Region  6  especially,  Region  5  in  California, 
Region  1  in  Montana  and  northern  Idaho,  and  in  Region  A.  That's 
where  the  level  of  activity  really  increased  substantially.   It 
didn't  happen  overnight. 

It's  this  level  of  activity  and  this  change  that  took  place, 
from  an  outfit  that  protected  the  national  forests,  mostly  from 
fire,  and  provided  service  to  the  recreation  user,  to  a  business, 
particularly  the  business  of  selling  timber — preparing  timber  for 
sale  and  selling  it  and  then  being  sure  that  the  resource  is 
perpetuated  under  sustained  yield  principles  over  time.  That 
brought  about  reforestation  programs,  and,  of  course,  all  the 
research  and  state  and  private  forestry  activities  that  were 
related  to  timber  management. 

Lage:     Did  that  require  a  different  sort  of  preparation  for  the  rangers 
or  had  the  ranger  always  had  a  lot  of  diversified  preparation? 

Torheim:  Well,  this  is  interesting.   It  depends  on  where  you  went  to 

school.  If  you  went  to  school  at  Oregon  State,  the  University  of 
California  or  the  University  of  Washington  you  could  land  on  your 
feet,  as  we  used  to  say,  because  you  got  well-prepared  in  those 
universities  to  manage  timber.  If  you  didn't,  it  was  difficult. 


19 


Torheim:     These  timber  management  districts  began  to  generate  a  lot  of 

' 
dollars.     The  Congress  appropriated  dollars  to  produce  timber 

sales.     They  began  to  get  larger  staffs  and  more  technicians  and 

more  foresters,   so  these  so-called  timber  forests  and  timber  ranger 

• 

districts  became  rather  sizeable  business  enterprises.  In  the 
. 

meantime  the  bulk  of  the  Forest  Service  in  terms  of  numbers  of 

national  forests — for  example,  the  Rocky  Mountains  and  the  southwest 
and  other  parts  of  the  country  in  the  East  and  South — didn't  have 
this  same  accelerated  activity.  It  was  substantially  larger  than 
it  was  prior  to  World  War  II,  but  there  was  not  this  dramatic 
change  in  activity.  So  we  found  that  the  Regions  6,  5,  and  1  grew 
very  much  faster  in  terms  of  people  and  budget  than  did  the  other 
regions  in  the  Forest  Service. 

That  meant  that  the  recruiting  activity  picked  up  dramatically 
in  the  forestry  schools.  So  you  found  a  ranger  then,  who  prior  to 
the  war  would  have  himself  and  an  assistant  ranger  and  maybe  a 
part-time  clerk  and  a  fire  control  seasonal  person,  soon  had  a  staff. 
That  was  the  job  that  I  had.  I  was  the  timber  management  assistant 

in  a  rather  sizeable  ranger  district.  I  had  assistants  to  help  me 

• 
and  students  in  the  summer. 

_ 

7-  , 

Engineers  and  Foresters:  Conflicting  Cultures? 

Torheim:  They  began  to  get  engineers  to  build  roads.  Foresters  used  to  do 

all  of  this.  I  was  well  checked  out  and  had  an  education  in  logging 
engineering,  as  did  most  of  my  contemporaries.  So  I  used  to  do 


20 


Torheim:   the  whole  job.   I'd  cruise  the  timber,  and  I'd  lay  out  the  roads 

and  the  whole  works.  Then  we  began  to  get  in  tougher  country, 

' 

and  the  Forest  Service  began  to  get  engineers  to  help  build  these 
roads.     Actually,   they  were  much  more  technically  able  to  do  this. 
We  didn't  think  so  at  first,   I  must  say!     There  was  a  lot  of 
conflict  between  foresters  and  engineers  that  lasted  for  a  number 

of  years. 

. 

Lage:  Did  the  engineers  bring  a  background  of  any  forestry? 

. 
Torheim:     No. 

Lage:     Or  did  they  come  out  of  forestry  schools? 

Torheim:  No.  A  few  did.  There  were  a  few  logging  engineers  who  took  the 

engineering  jobs,  but  the  Civil  Service  Commission  never  recognized 
logging  engineering  as  a  professional  specialty.  There  was  great 
conflict  over  this  between  the  Forest  Service  and  the  Civil 
Service  Commission  for  a  long  time.  The  forestry  schools  that 
taught  logging  engineering  failed  to  get  the  Civil  Service  to 
recognize  it  as  a  distinct  profession.  The  closest  profession  to 

logging  engineering  was  civil  engineering,  but  it  lacked  the 

. 
emphasis  on  applying  engineering  technology  in  a  forest  environment. 

Still,  civil  engineers  could  qualify  on  Civil  Service  examinations 
(and  logging  engineers  could  not) ,  so  the  Forest  Service  got  civil 
engineers.  The  logging  engineer  got  a  lot  of  civil  engineering 
education,  but  the  civil  engineer,  of  course,  got  more  structural 
education,  and  they  were  better  able  to  do  other  things  besides 
road  engineering. 


21 


Torheim:   There  was  a  lot  of  conflict  between  the  engineers  and  foresters. 
Many  engineers  had  trouble  working  under  the  direction  of  a 
forester.  So  in  many  places,  engineers  were  assigned  to  the 
supervisor's  office,  and  they  worked  out  in  the  forest.  Well, 
the  ranger  didn't  think  he  had  control  then  or  the  ability  to 
coordinate  the  engineering  and  the  forestry  activity  on  a  given 
timber  sale. 

Then  [there]  were  the  pure  cultural  differences.  It  was 
thought,  rightly  or  wrongly,  that  engineers  had  no  land  ethic. 
All  they  wanted  to  do  was  build  a  superhighway,  and  the  forester 
would  oftentimes  want  to  modify  that.  But  the  rules  of  engineering 
were  quite  stringent,  so  there  was  a  lot  of  conflict. 

Lage:     Who  would  make  the  final  decision  in  a  case  like  that?  The 
higher-ups  would  have  been  the  foresters. 

Torheim:  Yes,  but  engineering  was  by  that  time  developing  a  very  powerful 
subculture  in  the  outfit,  and  I  must  say  that  the  managers  who 
were  foresters  didn't  really  enter  into  that.  They  decided  that 
if  engineers  were  hired  to  do  engineering  jobs,  they  were  more 
expert  than  foresters,  so  by  edict  they  were  determined  to  be  the 
ones  who  were  even  directive  in  that  activity.  You  have  to  under 
stand  something  about  our  old  organization,  what  it  used  to  be. 
Staff  people,  both  at  the  forest  headquarters  and  regional  office 

. 

really  were  line/staff  in  that  they  had  a  directive  role  in  their 
staff  function.  I'd  like  to  talk  about  this  a  little  later  on  when 
we  talk  about  budget  because  that's  where  the  power  was. 


22 


Torheim:  So  the  district  ranger  then  had  to  field  all  of  these  staff  inputs 
as  if  they  were  line  directed.  The  penalty  you  paid  for  not 
[doing  this]  was  not  being  able  to  get  sufficient  budgets  to  carry 
out  a  job  because  there  was  always  this  club.   That  line/ staff  role 
was  an  interesting  one. 

At  any  rate,  this  happened  particularly  1  would  say  in 
engineering,  and  it  also  happened  in  fiscal  management — accounting — 
particularly  where  managers  who  were  not  foresters  let  these  staff 
people — and  probably  rightly  so  because  they  were  all  very  excellent 
people — kind  of  run  it.  The  ranger's  input  was  often  in  conflict 
with  the  staff's.  On  many  national  forests,  the  style  of  management 
of  the  supervisor  was  such  that  he  really  paid  more  attention  to 
the  staff's  input  in  a  conflict  situation  than  the  ranger's  input. 
Now,  this  differed  with  people,  but  there  were  a  lot  of  managers 
who  operated  that  way.  So  rangers  had  to  be  very  light  on  their 
feet  and  very  adept  at  trying  to  work  their  way  through  the  staff 
communication  and  staff  human  relations  roles  to  make  their  rig  run. 

Lage:     You  sound  like  this  was  where  you  began  to  see  the  people  management 
was  important. 

Torheim:  You  bet!   If  you  got  in  trouble  with  the  staff  person  you  were 
in  trouble  because  there  was  nobody  to  take  the  ranger's  side. 
So  it  was  difficult.  Now,  that's  the  human  part  of  it.   In 
retrospect,  as  far  as  managing  the  public's  business — getting  the 
best  use  of  the  public's  dollar  and  treating  the  land  right — this 
worked  okay  because  these  staff  people  were  terribly  responsible. 


23 


Torheim:     They  weren't  out  just  to  do  the  ranger  in.     They  were  really 

working  from  a  base  of  expertise  and  what  they  thought  was  really 
for  the  best.      The  ranger,  being  a  generalise,   couldn't  be  an 
expert  in  all  of  these  things,  even  though  he  took  logging 

1 

engineering  and  knew  how  to  build  roads. 

Lage:     But  he,  as  you  say,  did  have  more  of  a  land  ethic. 

Torheim:  Yes,  but  that's  funny.  When  you  really  got  to  poking  into  it, 
I  discovered  that  there  were  many  engineers  who  had  a  greater 
land  ethic  than  a  forester.  It's  an  individual  characteristic.  I 
also  discovered  that  many  engineers  who  chose  Forest  Service  careers 
rather  than  construction  in  private  Industry  did  so  because  they 
had  a  feeling  for  the  land.  That's  the  way  it  really  turned  out. 
So  this  was  myth. 

Lage:     Could  the  ranger  have  also  been  more  "lost  in  the  forest"  — 
thinking  about  timber  management  rather  than  land  ethic? 

Torheim:  Yes,  right,  and  this  is  where  the  term  "sawlog"  forester  became 

such  an  epithet  from  certain  interest  groups.  But  these  kinds  of 
absolutes  when  you  dig  into  them  really  don't  stand  up,  as  we 
know.  But  anyway,  if  you  have  those  perceptions,  you  work  around 
and  work  in  the  context  of  those  perceptions ,  and  it  does  affect 
your  behavior.  So  it  did  affect  our  behavior. 


24 


Strength  of  the  Multiple-Use  Ethic 

Torheim:     Anyway,    these  timber  management  districts  and  forests — I  don't 
know  what  percentage  of  the  total  forest  activity  or  national 
forest  activity  there  would  be — but   [it  was]   rather  small  in  terms 
of  numbers.     Just  think,  we're  talking  about  the  west  side  of  the 
Cascade  Mountains  in  Northern  California  and  the  Sierras,   some  of 
the  eastern  Washington,  eastern  Oregon,   Idaho,   and  Montana,  and 
that's  it. 

Lage:  Not  typical  Forest  Service. 

Torheim:     No,  but  the  people  working  in  these  areas  thought  that  was  typical 
Forest  Service.      I  used  to  meet  people  on  fires.     The  great 
melting  pot  was  on  fires.     You  went  to  a  fire  and  people  came  from 
all  over  the  country,  and  then  you  began  to  be  able  to  compare  your 
activities  with  activities  on  ranger  districts  in  the  South  or  the 
Rocky  Mountains  or  wherever.     Then  you  began  to  learn  that  there 
were  a  lot  of  people — and  I'm  speaking  about  people  at  the  ranger 
district  level  early  in  their  career—who  really  would  never  move, 
they  said,   to  Region  6.  "That  big  timber  activity  simply  dominates 
everything,  and  you  really  can't  be  a  multiple-use  forester,   can 
you?"  they  would  say.      Then  we  would  say,  "What's  your  budget? 
How  many  people  do  you  have?"     So  there  was  a  lot     of  bantering 
that  took  place.     But  even  the  bantering  had  some  elements  of 
serious   thought  behind  it. 

Lage:  Would  you  agree  that  multiple-use  ethic  wasn't  as  strong  in  these 

regions? 


25 

. 
Torhelm:      I  think  that  varied.      I  would  say  this.      In  my  own  experience  it 

was  hard  to  maintain  the  multiple-use  ethic  on  a  district  that 
had  a  high  quota  for  timber  production  but  still  didn't  have  the 
numbers  of  people  and  budget  to  carry  it  out.      I'm  speaking  now 
of  the  early  fifties,   that  period  right  after  the  war  when  the 
Congress  really  didn't  provide  all  of  the  dollars  that  were  needed, 
but  yet  we  had  a  contract  with  the  administration,  with  the  Congress, 
to  produce  certain  allowable  cuts  of  timber.     The  way  we  got  that 
job  done  (and  we,  of  course,  would  never  do  that  today),  we  would 
locate  timber  sales  on  paper  after  a  general  reconnaissance  of  the 
lay  of  the  land.     Then  the  timber  purchaser,   the  successful 
purchaser  in  the  auction,  would  lay  out  the  timber  sale  according 
to  our  paper  location  with  their  own  people  and  then  would  lay  out 
the  road  entirely  with  their  own  people. 

Lage:  This  would  be  the  private — 

Torheim:     Private  sector.     We  had  no  people  to  do  that.      Then  we  would  have 

to  approve  it.      They  had  to  go  by  the  plan.     That's  quite  different 
from  the  way  it  was  done  later  where  the  Forest  Service  people 
actually  did  all  of  the  layout,  marked  it  on  the  ground,  and  the 
whole  works.     However,   the  demand  for  lumber  and  plywood  was  so 
great  that  was  the  only  way  we  could  get  the  job  done.     This  didn't 
last  for  very  many  years ,  but  it  shows  you  the  kind  of  innovative 
activity  that  took  place  in  order  to  get  those  kinds  of  timber  on 
the  market,   at  least  in  western  Washington  and  in  western  Oregon. 


26 


Increasing  Specialization  and  Complexity.  19608-19 70s 


Lage:     Was  the  time  of  this  intense  activity  through  the  sixties? 

Torheim:  Oh,  do  you  mean  the  timber  management  activity?  It  goes  on  today. 

Lage:     It  was  continuous? 

Torheim:  Oh,  yes,  very  much  so. 

Torheim:  No,  but  then  the  phase  change  took  place  this  way.  Keep  in  mind 
that  the  numbers  of  people  on  the  ranger  district  were  still 
relatively  small,  and  they  were  foresters  and  engineers.  But 
then  as  we  moved  along  in  improving  our  multiple-use  management 
activities,  and  as  the  Congress  became  more  willing  to  appropriate 
other  dollars,  we  began  to  hire  other  disciplines — soil  scientists, 
wildlife  biologists,  fisheries  biologists,  landscape  architects. 
In  the  business  management  field,  we  began  to  hire  accountants 
more  than  just  clerical  types.  So  then  the  job  of  managing  became 
more  complex  to  coordinate  all  of  this  activity. 

Again,  these  activities  that  generated  the  need  for  these 
other  specialties,  were  principally  timber  sale  activities,  so 
they  occurred  first  on  the  timber  sale  districts.   This  is  what 
caused  the  expansion  of  the  numbers  of  people.  That's  still  the 
case  because  the  principal  activity  on  the  land  which  creates  a 
need  for  these  specialties  is  the  removal  of  the  vegetative  crop, 
principally  timber,  and  the  rehabilitation  of  it,  and  starting 
the  new  crop  so  that  it's  compatible  with  all  of  the  other  resources 
on  that  forest. 


i 


27 


Torhelm:     This  was  an  evolutionary  thing.      The  engineers   came  along  in  the 
fifties.     The  other  specialties,   in  any  number  anyway  as  I 
described  to  you,  started  coming  along  in  the  early  sixties  and 
continue  today.     Now  we're  even  hiring  sociologists  as  this  thing 
evolves.      The  complex  nature  of  management,   the  society  and  its 
complexities  and  all — the  Forest  Service  has  simply  been  part  and 
parcel  of  that.  But  think  of  the  difference  of  a  district  ranger 
in  1938  managing  400,000  acres — he  and  one  assistant  and  some 
part- time  help — compared  with  that  same  district  today,  in  say 
a  westside  Oregon  or  westslde  Washington  district  or  other  places, 
which  probably  has  fifty  or  sixty  people.     Of  course,   they  are 
doing  more,  but  that's  the  difference. 

Lage:  Now,   they're  doing  more.     Are  we  measuring  this  by  how  much  timber 

is  being  produced  or  other  demands  on  the  land? 

Torheim:     It's  quality.     I  described  to  you  the  laying  out  of  the  timber 
sale  on  paper  and  then  the  purchaser  building  the  road  in  and 
taking  care  of  the  layout  on  the  ground.     There  was  little  or  no 
thought,   I  mean  no  intense  thought,   given  to  soil  erosion,   to 
stream  siltation,   to  the  effects  on  wildlife,   to  the  visual 
appearance.     All  of  those  things  now  are  part  of  preparing  a 
timber  sale,   and  that's  vastly  more  complex  than  it  used  to  be, 
and  the  trade-offs.     Also,   the  land  that  was  entered  in  those 
early  years  were  the  lower  slopes,   the  easy  country  as  we  call  it. 

Now  timber  sales  are  laid  out  in  very  difficult  terrain 
where  the  chances  of  damage  to  the  resources  are  very  great  unless 
you  have  some  really  highly  technical  decisions  made.     So  that's 


28 

Torheim:   the  difference.  It's  really  of  quality  more  than  of  quantity. 

The  laws  that  Congress  has  passed  over  the  years  (and  we'll  talk 
about  some  of  these  later),  the  Environmental  Policy  Act,  the 
Resources  Planning  Act,  and  the  National  Forest  Management  Act, 
have  also  generated  Judicially  decreed  requirements  on  the  land. 

Land-Use  Planning_in  the  Fifties^:  Functional  Plans 

Lage:     Okay,  if  you  think  it's  the  time  to  do  this,  give  us  an  example 
of  how  a  land-use  planning  effort  was  undertaken  in  one  of  the 
earlier  periods.   Then  we  can  see  the  increasing  complexity  in  a 
later  period. 

Torheim:   I'll  give  that  a  try.  The  planning  that  was  done — and  the  forester 
has  done  this  way  back  since  the  very  earliest  days  and  I'd  say 
up  into  the  fifties — were  what  we  called  functional  plans;  they 
were  resource  plans.  On  a  ranger  district  we  would  have  a  timber 
management  plan,  and  a  very  good  one.   It  would  lay  out  the  inventory 
of  the  resource  and  how  over  periods  of  time  this  resource  would  be 
harvested  and  managed  and  regenerated. 

Lage:     It  covered  the  district? 

Torheim:   It  covered  what  we  called  working  circles.  The  district  was 
divided  up  into  geographical  units  that  were  most  logically 
managed  for  timber  production  let's  say.  They  were  called  working 
circles.  This  is  a  piece  of  forestry  jargon.  It's  still  used,  but 
not  very  much.  But  there  would  be  a  timber  management  plan  for 
each  of  these  working  circles,  subunits  of  ranger  districts. 

' 


29 


Torhelm:     Then  we'd  have  a  recreation  plan,   including  how  summer  homes  are 
to  be  managed  and  ski  areas  and  campgrounds  and  dispersed 
recreation  and  so  forth.     We'd  have  a  wildlife  management  plan 
and  a  fisheries  management  plan  (again  all  by  the  various 
resources),   and  range  management  plans  and  very  intensive  plans,   I 
should  say. 

Lage:  Who  developed  these  plans? 

Torheim:     These  were  developed  by  the  ranger  with,  of  course,   assistance 

from  the  experts  in  the  supervisor's  office.     A  large  part  of  the 
staff  role  was  to  help  with  these  plans.     The  supervisor  would 
approve  these  plans.     The  ranger  didn't  have  ultimate  approval. 
So  they  were  really  the  supervisor's  plans  for  the  ranger 
district,  prepared  by  the  ranger  and  the  staff. 

Multiple-Use  Planning  and  Its  Drawbacks 

Lage:  Did  the  various  functional  plans  intermesh? 

Torheim:     That's   the  next  job!     Do  they  intermesh?     Well,   in  the  fifties  the 
vehicle   [for  coordinating  the  plans]  was  designed,   and  this  varied 
according  to  regions.     Region  4,   the  Intermountain  region,  was 
probably  one  of  the  leaders  along  with  some  others  in  the  Rocky 
Mountains  in  what  we  called  multiple-use  planning.     Then  this 
became  national  policy.     This  was  the  vehicle  for  coordinating 
all  of   these  plans  so  that  you  didn't  engage  in  some  timber 
management  activity  that  would  have  a  detrimental  effect  on 


30 


Torheim:     wildlife,   for  example.      The  allocations  were  made  as  to  which 
areas  of  the  ranger  district  were  to  be  managed  for  these 
particular  uses  and  where  the  coordination  would  be  done  between 
uses  effectively.     You  could,    for  example,  harvest  some  timber  and 
maybe  improve  the  wildlife  habitat  as  a  result.      So  you  would 
use  silvi cultural  techniques  then  to  enhance  wildlife.     That's  an 
example. 

But  curiously  enough,    the  multiple-use  plan  was  made  entirely 
by  the  ranger.      I  say  "curiously"  in  retrospect.      It  didn't  seem 
curious  at  the  time.     You'd  have  the  resource  plans  approved  by 
the  forest  supervisor,   and  yet  the  ranger  had  responsibility  for 
the  multiple-use  plan  to  coordinate  all  of  this. 

Lage:  What  time  period  are  we  talking  about?     After  the  Multiple-Use 

Act  in  1960  or  before? 

Torheim:     No,  before.     Usually  the  laws  emanated  from  things  already  started 
by  the  Forest  Service,   and  the  laws  were  passed  to  make  that  public 
policy. 

Lage:  So  the  ranger  devises  on  his  own  the — 

Torheim:     No,  no.     Nothing  was  devised  on  one's  own.     We  had  manuals  and 
handbooks  galore.     They  were  originally  conceived  in  that 
fashion,  but  soon,   as  the  Forest  Service  has  done  for  all  the 
years ,   things  developed  in  the  field  that  are  good  practice  become 
policy  and  then  it  becomes  standing  operation  procedure.     That's 
the  way  this  happened.     Albeit  there  were  differences  between  regions 


31 


Torheim:      as   to  the  form  that  these   took,  but  the  multiple-use  plan  was 

the  coordinating  mechanism,  and  I'd  say  a  pretty  good  on*.  Then 
the  Multiple-Use  Act  came  along  and  required  this.  So  it  became 
the  law  to  do  this. 

Well,  it  worked  fine  except  that  what  really  happened  so 
often  was  that  the  multiple-use  plan  was  really  never  used  ouch 
because  the  conflicts  between  uses  would  overpower  the  multiple- 
use  plan.     For  example,  in  a  timber  district  you'd  be  substantially 
budgeted  for  timber,  but  you  were  under-budgeted  for  the  other 
activities.     The  Congress  was  unwilling  and  still  to  this  day  is 
reluctant  really  to  balance  out  the  budgeting  between  the  various 
resources.     It's  not  nearly  as  bad  as  it  was,  but  gosh,   the  money 
we  got  for  wildlife,   for  recreation,   for  range  management  was  a 
mere  pittance  compared  to  the  budget  for  timber  management. 

Lage:  The  plan  was  there  but  more  on  paper? 

Torheim:     Yes,   it  was  difficult  to  actually  do  the  coordination,  particularly 
on  the  timber  district,  because,  with  that  overpowering  timber 
management  budget,  and  with  the  budget  comes  a  goal — to  produce 
the  timber — it  was  very  difficult  to  still  do  anything  effective 
in  the  other  areas .     This  was  solved  later  on  with  the  concurrence 
of  the  Office  of  Management  and  Budget  and  the  Congress  by  putting  into 
the  cost  of  timber  sale  activity  those  coordinating  costs  which 
many  of  us  in  the  field  thought  should  have  been  in  a  long  time 
before  that.     I'm  really  speaking  of  history  now.     This  doesn't 
occur  so  much  today.     But  before,  they  were  all  separate  pieces  you 
see. 


32 


Torheim:     The  forest  supervisor  really  wasn't  pushing  the  multiple-use 

plan  so  hard  either  for  the  same  reasons.     It  was  the  ranger's 
responsibility.     In  the  sixties,   as  it  frequently  happens  in  the 
Forest  Service,   as  I  mentioned  before,  dissatisfaction  began  to 
occur  at  the  ranger  district  and  forest  level  about  this  way  of 
doing  business.     In  the  Forest  Service,   changes  most  often  take 
place  from  the  bottom  up  rather  than  the  top  down.     That's  just  a 
natural  organizational  phenomenon,  but  this  is  especially 
prevalent     in  the  Forest  Service.     This  dissatisfaction  then,  as 
it  usually  is,  was  not  turned  into  disruptive  organizational 
activity,  but  into  suggestions  for  change.     The  Forest  Service 
typically  has  done  this,   too:     people  would  experiment  on  a  given 
forest  or  a  given  ranger  district  with  a  different  way  of  doing 
things  before  it  was  adopted   [nationwide] . 

So  Region  5  and  to  some  extent  Region  6  and  I  imagine  other 
places  in  the  Forest  Service  too — the  informal  communication  system 
was  getting  the  word  through — decided  that  there  needs  to  be  a 
better  way  of  planning,   that  land  allocation  just  wasn't  getting 
done  through  the  multiple-use  planning  process.     As  we  moved  ahead 
In  timber  sales,   for  example,  you  just  had  to  accept  what  happened 
rather  than  laying  out  way  ahead  of  time  just  exactly  how  the 
resources  were  going  to  be  allocated.     The  multiple-use  plan  wasn't 
really  serving  as  a  coordination  mechanism. 

Lage:  Was  it  pretty  much  a  yearly  plan  also? 

' 


33 


Torheim:     No.      These  were  long-range  plans.     Timber  management  plans  are 


ten  years.     Other  plans  have  various  planning  periods.     The 
multiple-use  plan  was  revised  periodically  too.     It's  not  static. 


Field  Experimentation  in  New  Planning  Techniques 

Torheim:     In  the  later  sixties,   then,   this  dissatisfaction  resulted  in 
certain  forests,  probably  on  their  own  actually  in  many  cases, 
experimenting  with  something  different,  until  finally  in  the 
seventies  Region  1  and  Region  6  and  probably  some  other  regions 
too  began  to  experiment  with  land  management  planning  that  was 
really  allocating  the  resources  by  planning  units  rather  than 
having  a  multiple-use  plan  do  that.     So  that  whole  drainages  would 
be  planned  for  all  of  their  resource  activities.     Then  the  thought 
was  that  someday  we  could  put  all  of  these  together,  all  of  the 
resource  allocations  together,  instead  of  having  a  separate  plan. 
That's  just  now  coming  to  be  under  law,  interestingly  enough. 

But  this  began  to  take  place  and  after  some  experimentation 
and  some  differences  and  the  natural  conflicts  that  arise  when 
there  are  differences  between  how  regions  go  about  it,   the 
Washington  office  took  this  over  then  and  said,  "This  is  how 
we're  going  to  do  land  management  planning." 

But  there  were  still  differences  between  regions,  and  some 
regions  had  gotten  in  so  deep   (particularly  Region  1)    that  they 
had  great  trouble  modifying  to  a  general  land-use  planning  format 
that  the  chief  wanted  for  the  whole  country. 


34 


Lage:     Is  there  a  difference  between  land-use  planning  and  land 
management  planning? 

Torheim:  Yes,  my  nomenclature  is  a  little  bit  loose.  It's  really  land 

management  planning  and  "use"  is  probably  too  specific.  We  kind 
of  use  this  jargon  pretty  loosely.  It's  land  management  or 
resource  management  planning,  that's  really  what  it  is. 

Public  Involvement  in  the  Fifties;  Local  and_Unstructured 

Lage:     Let  me  ask  you  another  question  about  the  earlier  period  to  get 

a  contrast  because  public  involvement  becomes  so  important  in  the 
later  period.  What  kind  of  input  was  there  from  the  public  in, 
say,  the  fifties  in  developing  these  plans? 

Torheim:  Very  little. 

Lage:     Of  any  sort? 

Torheim:  Yes,  it  was  very  local  and  not  structured.  The  Forest  Service 

through  its  decentralized  organization  has  always  been  very  close 
to  the  public  it  serves,  but  over  the  earlier  years  mostly 
locally.  So  local  people  who  were  interested  of  course  were 
involved — sometimes  more  informally  than  formally — and  state 
legislators  for  their  district  If_  they  were  interested.  But  it 
was  only  on  an  "if  you  are  Interested"  basis. 

Lage:     Were  they  involved  in  the  sense  of  having  a  conference  with  the 
district  ranger? 


35 


Torheim:     No,  not  so  much.      It  was  kind  of  "what  do  you  think  about  this?" 

. 
and  "do  you  have  some  inputs  to  make  here?"     Most  of  this  was 

really  done  over  the  years  in  the  range  management  plan  because 
the  user  had  so  much  influence  upon  how  that  plan  was  carried  out. 
Probably  in  range  management  planning  the  user  had  more  to  say 
than  anybody  else. 

Timber  management  planning  varied  some  according  to  the 
interest  of  local  people.     That  was  usually  through  organized 
recreationists — outdoor  clubs,  sportsmen's  clubs,   and  this  sort 
of  thing.     Then  where  there  was  conflict,   these  kinds  of  people 
representing  their  group  would  get  involved,   again  in  kind  of  an 
informal  way.     The  ranger  would  go  down  and  meet  with  the  group 
and  get  their  input  and  probably  make  some  modifications.     But 
it  was  not  structured,  and  it  was  done  because  the  ranger  was  so 
close  to  the  action  and  the  people  as  well. 

Lage:  Would  the  ranger  develop  contacts  deliberately  with,   say, 

mountaineering  groups? 

Torheim:     Oh  yes,  yes,   and  this  varied  again. 

Lage:  So  they  knew  the  people? 

Torheim:     Yes,  but  I  would  say  that  the  forest  users  probably  had  the  most 
influence.     The  public  at  large  was  not  well  represented  and 
didn't  seem  to  be  interested.     This,   as  a  ranger,  used  to  worry 
me  and  others.  We  used  to  try  all  kinds  of  techniques  to  get  the 
public  interested  in  the  management  of  the  national  forest,   and 


36 


Torheim:     we  were  always  frustrated  that  we  couldn't  get  that  Interest 

generated.     And  now  look  how  it  Is!      They're  so  interested  that 
you  can  hardly  figure  out  how  to  handle  it. 

Lage:  Now  you're  frustrated  that  they  are  interested! 

Torheim:     Yes,  it's  hard  to  manage.     We  used  to  talk  among  ourselves  a  lot 
about  this  and  we  would  devise  all  kinds  of  I  &  E   (information 
and  education)    techniques  that  were  well  established  in  all  regions. 

Lage:  What  was  your  reason  for  wanting  to  get  them  involved?     Did  you 

think  you  would  come  up  with  a  better  plan? 

Torheim:     Yes,   and  we  thought  that  since  we  were  serving  the  public,   and 

they  were  our  employers,    they  should  have  that  interest.     We  felt 
that  just  a  few  of  us  working  on  a  ranger  district  shouldn't  be 
making  all  of  these  decisions  simply  by  ourselves.     We  wanted  a 
broader  base  of  understanding. 

But  we  didn't  really  invite  their  interest  as  we  look  back 
in  retrospect.     We  didn't  invite  involvement.     We  usually  made  up 
our  minds  what  we  thought  ought  to  be  done  as  professionals,   and 
then  we  went  out  and  tried  to  sell  people  on  it  and  say,   "don't 
you  agree?"  or  "isn't  this  good  stuff?"     A  lot  of  them  would,   as 
a  matter  of  fact.     Not  all.     As  I  say,  occasionally  there  was 
conflict  and  we  really  honestly  tried  to  solve  that.     But  we  had 
no  techniques  for  doing  that.      It  was  rather  crudely  done,   albeit 
we  surely  made  the  attempt. 
## 


37 


Lage:     I  was  interested  in  what  you  were  saying  about  public  input  in 
the  earlier  times,  in  the  fifties.  The  impression  I've  gotten 
through  reading  was  that  foresters  sort  of  fell  back  on  their 
expertise  and  didn' t  want  the  public  involved  that  much  and 
resented  it  at  the  later  date  when  the  public  more  or  less 
demanded  it. 

Torheim:   In  my  experience,  just  the  opposite  is  true.  Now,  that's  not 
to  say  it  might  be  true  somewhere,  but  quite  the  opposite.  I 
don't  mean  just  my  personal  managerial  responsibility,  but  I  mean 
all  the  other  people  I  knew  in  the  units  I  worked  on  were  that  way. 
Let  me  give  you  an  example,  and  this  would  be  typical. 

Public  Input:  Yakima  Valley  Elk 

Torheim:  When  I  was  ranger  at  Naches  on  the  east  side  of  the  Snoqualmie  in 
the  Yakima  Valley,  one  of  our  biggest  resources  there  was  a  large 
herd  of  Rocky  Mountain  elk — well,  several  herds.  Now,  we  worked 
closely  with  the  Washington  State  Department  of  Game  in  managing 
those  animals,  the  state  being  responsible  for  managing  the 
animals  and  the  Forest  Service  being  responsible  for  the  habitat. 
So  we  had  to  work  very  close  together,  and  there  was  always  danger 
of  the  elk  getting  too  numerous  and  overgrazing  their  habitat. 

To  help  us,  and  the  Washington  State  Department  of  Game  too, 
to  get  some  feedback  on  hunting  seasons  and  the  condition  of  the 
range  and  the  numbers  of  animals,  we  would  typically,  with  the 
Washington  state  game  representatives,  go  to  the  Yakima  Sportsmen's 


38 


Torheim:      Club.     We  wouldn't  wait  for  an  invitation.     We  would  go  there 
annually  or  more  frequently  and  get  their  feedback.     We  would 
have  elk  feeding  stations  in  the  winter  on  the  national  forest 
and  we  would  invite  citizens   to  come  out.     But  it  would  usually 
be  sportsmen.     We  had  an  annual  elk  count.  Again  it  would  be 
sportsmen.     We  never  got  any  feedback  from  anybody  else,  except 
the  organized  Yakima  Sportsmen's  Club. 

Lage:  Who  were  interested  in  hunting. 

Torheim:     Yes,   and  the  propagation  and  perpetuation  of  these  elk.     We  and 
the  state  knew  that  the  newspapers  and  the  radio  stations  would 
certainly  be  interested  and  would  cover  it.     But  we  could  never 
get  whoever  the  public-at-large  was.     There  was  a  pub lic-at- large, 
but  they  weren't  organized  to  communicate.  We  had  a  few  individuals, 
and  they  were  motivated  people  who  didn't  belong  to  anything,   and 
they  would  give  me  plenty  of  feedback.     William  Douglas  was  one 
of  these,  Justice  Douglas. 

Lage:  On  this  particular  issue? 

Torheim:     On  every  issue.     Justice  Douglas  was  interested  in  the  Naches 
district,  particularly  because  he  had  his  summer  home  at  Goose 
Prairie.     But  it  was  difficult  to  get  input  from  the  public. 


William  0.  Douglas;     Naches  District  "Assistant  Ranger" 


Lage:  Do  you  have  anything  further  you  want  to  say  about  those  early 

experiences  with  Justice  Douglas? 


39 


Torheim:     As  most  folks  knew,  Justice  Douglas  grew  up  in  Yakima  and  his 

interest  in  the  mountains  were  just  like  mine  as  a  young  person. 
He  would  come  back  frequently,  and  he  kept  a  particular  Interest 
in  the  Naches  and  Tieton  districts,   these  two  Yakima  Valley 
districts  in  the  Snoqualmie  forest.     I  remember  one  instance.     As 
I  told  you  earlier,  we  used  to  have  trouble  getting  budget  dollars 
for  things  other  than  timber.     The  Naches  district  had  over  450 
miles  of  trail  to  maintain,   and  I  was  trying  also  to  reconstruct 
some  trails  that  were  left  from  the  old  mining  days  and  were 
unsafe.     There  was  one  trail  in  particular  that  went  from  Goose 
Prairie  up  to  American  Ridge.     It  served  this  general  area 
including  a  Boy  Scout  camp  and  a  lot     of  recreationists,   and  it 
just  happened  that  Bill  Douglas's  place  was  nearby  too. 

So  by  golly,   I  remember  that  it  didn't  look  like  I  was  going 
to  get  the  dollars  for  that.     I  hope  later  on  we  talk  about  the 
budgeting  process,  how  it  used  to  be  and  how  it  is  today,  because 
it's  terribly  important  to  learn  about  that  in  the  context  of 
history.      [see  pages  69-73] 

Anyway,   this  was  on  my  work  list,   and  I  submitted  it  for  a 
couple  of  years   to  the  supervisor  and  never  got  a  nickel.     Then 
it  turned  out  that  all  of  a  sudden  I  got  some  money—the  whole 
amount — to  reconstruct  this  trail.     This  is  how  it  happened.      I 
don't  think  that  the  supervisor  ever  believed  me  when  I  said  I 
didn't  lobby  Bill  Douglas  for  these  dollars.     But  what  happened 
was  that  two  women  owned  the  Double  K  Dude  Ranch  (and  still  do) 


40 


Torheim:      at  Goose  Prairie,   and  they  were  interested  in  perpetuating  the 
trails  and  improving  them  because  they  took  guests  every  year, 
including  the  American  Forestry  Association  Trail  Riders,  on 
simmer  trips.     This  trail  would  be  a  much  safer  trail  for  their 
use  and  for  the  Boy  Scouts.     They  were  old  friends  of  Justice 
Douglas.      They  lobbied  him.     Justice  Douglas  went  to  the  chief 
of  the  Forest  Service,  who  then  went  to  the  regional  forester,   and 
somehow  an  agreement  was  made  that  the  Naches  district  ought  to 
get  these  dollars. 

Now,    the  sad  thing  is  though  that  no  extra  money  was 
appropriated  by  the  Congress,   so  it  had  to  come  out     of  somebody 
else's  hide.     I  never  knew  whose,  but  the  supervisor  had  this  tough 
choice.     So  it  didn't  help  the  Forest  Service  any,  but  it  was 
interesting  to  see  that  somehow  the  influence  of  Justice  Douglas 
made  it  possible  for  me  to  construct  that  trail,  which  was  very 
much  in  the  public  interest  as  far  as  I  was  concerned. 

Lage:  Well,   that's  public  input. 

Torheim:     Yes,   that's  public  input.      I  guess  some  would  say  today  that  that's 
special  interest  input,      [laughs]     But  that's  the  great  American 
process.     Apparently,   for  $6,000  or  something  like  that,  nobody 
really  wanted  to  get  Justice  Douglas's  back  up.      It  wasn't  really 
worth  that,  I  guess. 

Another  personal  sort  of  thing.  Justice  Douglas  in  the  summer 
used  to  travel  a  lot  as  we  all  know.  He  took  hikes  here  and  there. 
He  used  to  occasionally  go  overseas.  One  summer  (I  think  it  was 


i 


41 


Torhelm:   about  1955  1  would  guess)  he  came  back  from  Nepal,  and  he  wrote 

me  a  letter.  He  asked  me  if  I  would  go  up  into  the  Bumping  River 
country  come  fall  and  collect  some  bear  grass  seed.  He  had  been 
traveling  in  Nepal,  and  he  saw  some  country  that  looked  just  like 
the  Cascade  Mountains  east  of  Mount  Rainier.  He  was  just  sure  that 
bear  grass  would  grow  very  well  there.  So  he  had  contacted  some 
botanist  over  there  who  thought  the  same  thing.  So  by  golly,  he 
asked  me  if  I'd  collect  some  bear  grass  seed,  and  then  he  gave  me 
the  address  that  I  should  send  it  to,  which  I  did.  But  I  never 
did  hear  whether  that  bear  grass  grew  or  notl   [laughter] 

That's  the  way  he  was — very  direct  and  he'd  always  relate  to 
that  part  of  the  country. 

Lage:     So  he  knew  you  directly  from  your  activities — 
Torheim:  Yes,  he  knew  every  ranger  there.  No  matter  how  long  you  were 
there,  he  would  get  acquainted  with  each  one  that  came  along. 
I  am  sure  other  rangers  have  had  similar  experiences.  No,  he  was 
a  very  human  person  to  deal  with.  He  spent  a  lot  of  time  in  the 
district — horseback  trips  and  that  sort  of  thing.  He  was  very 
interested  in  the  management  of  the  district,  very  much  wilderness- 
oriented  as  we  know,  and  somewhat  opposed,  I  think — although  he  used 
to  go  about  it  in  rather  left-handed  ways — but  rather  opposed  to 
commodity  use  of  the  forest.  He  wanted  to  be  sure  it  didn't 
dominate  the  activities.  He  was  a  great  proponent  of  wilderness. 
It  was  kind  of  interesting.  I  used  to  call  him  my  assistant 

• 

ranger  because  he  kept  very  close  track  of  everything  that  happened 
in  that  district.     Well,   that's  just  a  little  aside! 


42 


III  LAND  MANAGEMENT  PLANNING,  1970s 


National  Forest  Management  Act;  Forest  Service  Input 


Lage:     We  were  comparing  the  early  planning  efforts  with  the  later 
planning  efforts. 

Torheim:  Of  course,  then  that  brings  it  up-to-date.  The  important  thing 
is  that  it  was  really  an  evolution  from  resource  planning,  which 
goes  way  back  to  the  early  beginnings  of  the  Forest  Service  and 

was  essentially  that  until  the  fifties,  to  the  first  attempt  to 

' 

coordinate  these  resource  plans  into  multiple-use  plans,   the 

passage  of  the  law  by  the  Congress  which  legalized  that   [the 

. 
Multiple  Use  Act,   1960],  and  now  the  National  Forest  Management 

• 

Act  [1976]  which  further  legalizes  but  spells  out  very  specifically 
how  this  planning  should  take  place. 

All  these  processes  were  developed  from  the  ground  up  and 
finally  formed  into  legislation  by  the  Congress  using  the 
experimentation  of  the  field,  not  designed  at  upper  levels  and 
then  handed  down  to  be  implemented,  which  is  interesting. 
Lage:     So  you  would  say  the  Resources  Planning  Act  and  the  National  Forest 

Management  Act  grew  out  of  the  experience  and  needs  of  the  grassroots 
Forest  Service. 


43 


Torheim:      That's  exactly  the  case,  you  bet. 

Lage:  So  the  Forest  Service  was  in  agreement  with  the  new  requirements 

placed  on  them. 

Torheim:     Absolutely;  we  helped  formulate  them.     The  Congress  added  its  own 
dimension  to  them,    though,   that  makes  it  different.     For  example, 
the  Congress  in  the  National  Forest  Management  Act  was  quite 
specific.      The  National  Forest  Management  Act,   of  course,   emanated 
from  that  problem  with  the  Organic  Act  in  the  Monongahela  case, 
put  the  urgency  behind  having  something  like  that  as  law.     Had 
we  not  gotten  that  case  and  the  act,  I  would  venture  to  say 
that  the  process  would  be  essentially  the  same. 

The  RPA  [the  Forest  and  Rangeland  Renewable  Resources 
Planning  Act,  1974]   grew  out  of  an  earlier  effort  by  the  Forest 
Service  to  put  together  a  program  of  work  planning  and  budgeting 
over  time — an  environmental  program  for  the  future — that  actually 
the  congressmen  picked  up  in  whole  and  made  into  the  Resources 
Planning  Act,  again  with  the  help  of  the  Department  of  Agriculture 
and  the  support  of  the  administration.     The  Forest  Service  doesn't 
do  it  all  by  themselves.    I  suspect  that  lots  of  legislation  comes 
about  in  that  fashion.     The  Clark-McNary  Act  did  way  back  in  1924. 

Lage:  Then  there's  other  input  as  well,  I'm  sure. 

Torheim:     Yes,   and  that's  what  makes  the  difference.     The  flavor  of  it  then 
becomes  more  public  because  other  interest  groups  get  to  make 
an  input,   and  that's  the  way  it  should  be. 


44 


Lage:     That's  an  interesting  evolution.  It  certainly  made  a  difference 
in  the  way  things  are  done. 

Torheim:  Yes,  I  think  it's  for  the  better  because  it  does  put  into  law,  and  into 
regulations  that  emanate  from  the  law, the  way  the  national  forests 
should  be  allocated  and  managed.  That  takes  away  a  lot  of  the 
worry  that  many  of  us  had  about  making  these  kinds  of  decisions 
without  the  public  policy  being  defined,  and  it  should  be. 

Lage:     Do  you  think  that  your  view  is  the  typical  one,  that  you  welcome 
a  more  rigid — 

Torheim:  Oh,  yes.  Well,  it's  not  so  rigid.  As  a  matter  of  principle  I 

think  most  of  us  would  agree.  There  are  some  individual  differences 
of  opinion  on  the  specifics  because,  particularly  on  the  National 
Forest  Management  Act  there  was  great  conflict  among  the  user  groups 
and  interest  groups  about  how  the  regulations  should  be  stated. 
But  that  was  because  there  was  so  much  conflict  in  the  way  the 
legislation  was  put  together,  a  tremendous  conflict.  So  the 
legislation  was  a  compromise  by  the  Congress.  Then  the  interest 
groups  sought  to  get  regulations  formulated  out  of  the  legislation 
that  would  espouse  their  own  point  of  view.  So  this  again  became 
compromise.  So  at  least  I  think  it  makes  it  better  for  the  manager 
on  the  ground  in  these  complex  times  to  know  what  the  direction  is. 


1 


45 


Lolo  National  Forest  Plan,  a  Case  Study 

Lage:     Do  you  think  we  can  take  a  recent  land  planning  effort  that  you've 
been  involved  in  and  talk  about  how  experts  are  used,  how  the 
public  is  involved,  and  how  the  data  is  gathered?  Would  that  be 
useful? 

Torheim:  Yes,  we  could  give  it  a  shot.  I  wonder  how  to  narrow  down  the 
universe.  It  becomes  such  a  complex  thing.  Let's  see,  where 
should  I  start?  I  was  involved  right  up  until  the  day  I  retired 
in  the  land  management  planning  effort  for  the  Lolo  National 

Forest  in  western  Montana.  I  just  learned  here  last  week  that 

J 

it's  about  to  be  completed,  and  it  will  be  the  first  plan  completed 
in  the  United  States  under  the  National  Forest  Management  Act. 

Lage:     The  National  Forest  Management  Act  was  in  '76,  so  this  planning 
effort  went  on  for  several  years. 

Torheim:  Oh,  yes.  It's  a  perpetual  thing.  Of  course,  the  National  Forest 
Management  Act  caused  many  changes  to  be  made,  so  in  spite  of  the 
act  being  passed  in  '76,  the  regulations  under  which  the  activity 
is  carried  out  didn't  take  place  until  just  a  little  over  a  year 
ago.  The  regulations  are  the  trigger,  not  the  law.  So  this  is 
quick;  we  did  this  in  anticipation  that  the  regulations  would  be 
coming  out  soon. 

The  Lolo  was  selected.  Each  region,  by  the  way  had  one  or 
two  forests  selected  and  agreed  to  by  the  chief  to  be  the  first. 

Well,  there  is  inherent  competition  between  units  of  the  Forest 

. 


46 


Torheim:  Service.  So  many  of  us,  being  in  Region  1  and  being  the  "Number-one 
region,"  were  insisting  that  we  have  the  number- one  plan.  We  broke 
our  backs  a  bit  to  do  that.  But  that's  just  the  natural  competition. 


From  Unit  to  Forest  Planning 

Torheim:  First  off,  the  plans  [formerly]  were  not  made  by  entire  forests, 
but  by  taking  units  of  land  on  a  national  forest.  Some  forests 
had  as  many  as  twenty  or  more  units.  Then  there  was  kind  of  a 
forest  plan  that  put  them  together  so  to  speak.  Well,  the  National 
Forest  Management  Act  required — and  by  the  way  we  were  already 
evolving  toward  that — that  a  plan  be  made  for  each  national  forest. 
Then  you  could  have  sub-units  naturally,  but  the  plan  would  be  for 
the  forest.  Then  there  would  also  be  a  regional  plan  to  put  all 
of  the  forest  plans  together.   In  addition  to  that,  the  plan  was 
related  to  RPA  [Resources  Planning  Act]  and  eventually  to  the 
budget  process.  So  it  all  becomes  one  system. 

In  the  Lolo  Forest  they  were  nearly  completed  with  their  unit 
plans,  as  we  call  them.  So  we  took  and  bagged  those  all  up  and 
devised  a  system  to  put  the  unit  plans  together  and  make  the 
forest  plan. 


Public  Involvement  in  Determining  Issues 


Torheim:  Now,  the  forest  plan  is  built  around  what  we  call  issues.   That's 

the  starting  point.  The  issues  introduce  the  public  to  the  process. 
The  issues  come  out  like  this:  What  are  the  areas  of  concern  in 


47 


Torheim:   the  Lolo  Forest  that  you,  the  public,  either  organized  or  not, 
consider  to  be  those  things  that  need  to  be  dealt  with  in  an 
allocation  plan?  They  can  be  very  specific,  such  as  "what  are 
we  going  to  do  with  the  Rattlesnake  Creek;  should  it  be  wilderness 
or  it  should  it  not  be  wilderness?"  to  as  broad  a  topic  as  "what 
should  the  allowable  harvest  levels,  annual  timber  cuts,  be  on 
the  forest  as  a  whole?"  and  then  everything  in  between. 

These  issues  were  first  generated  by  the  forest  supervisor 
and  his  staff  and  myself  as  regional  forester  and  his  staff.  The 
forest  supervisor  and  I  came  to  a  tentative  agreement  of  what  are 
the  issues.  Then  the  forest  supervisor  goes  to  the  public  in  formal 
meetings  and  lays  this  out  with  a  lot  of  homework,  of  course,  and  a 
lot  of  publicity  and  [makes]  very  much  available  the  issue  that  he's 
generated  to  them,  and  gets  feedback  then. 

Lage:     Tell  me  who  the  public  is? 

Torheim:  The  public  is  anybody  who  wishes  to  come. 

Lage:     Is  this  a  public  meeting? 

Torheim:  Public  meetings  were  scattered  all  over  the  Lolo  Forest  at  the 
smallest  communities  to  give  everybody  a  chance  to  come  in. 
Usually  they  are  formulated  into  workshops.  You  have  to  have  a 
mechanism.  People  just  don't  come  and  work  unless  you  have  some 
way  of  doing  it.  So  the  technique  that  we  used,  and  many  other 
units  do  this  for  this  kind  of  public  input,  is  to  have  a  workshop. 
People  will  gather  together.  Most  times  the  groups  in  the  workshops 
are  made  up  of  people  with  conflicting  interests.  So  this 
generates  some  synergism,  and  you  get  a  pretty  good  answer  from  them. 


48 


Lage:     Are  you  looking  for  data  from  them? 

Torheim:  Not  at  this  stage.  We  are  saying,  "What  are  the  Issues?  Let's 
agree  on  the  Issues."  Of  course,  the  public  is  invited  to  write 
in.  A  lot  of  people  don't  want  to  attend  meetings  and  make  inputs 
in  that  way  and  many  do. 

Lage:     How  do  you  reach  the  public  to  invite  them? 

Torheim:   It's  done  through  public  notice,  and  mailing  lists,  and  the 

newspapers,  the  radios.   If  anybody  is  interested,  there  is  plenty 
of  opportunity  and  plenty  of  time.  I  must  say  at  least  in  the 
state  of  Montana,  with  the  very  high  level  of  interest  in  national 
forest  management,  it  wasn't  difficult.  It  varies  throughout  the 
country.  The  same  in  northern  Idaho,  which  is  part  of  our  region, 
and  North  Dakota,  so  we  had  no  problems  with  that. 

Evaluating  Public  Involvement 

Torheim:  But  at  any  rate,  this  generation  of  issues  then  is  very  important 
because  it  is  what  eventually  the  plan  will  speak  to.  Then  the 
supervisor  gets  all  this  input  and  formulates  a  new  set  of  issues 
based  on  the  public  input.  There  is  some  sophisticated  approach 
made  to  counting  public  input  because  it's  such  a  laundry  list, 
and  this  has  been  developed  over  time. 

Lage:     Is  this  a  regional  development? 

Torheim:  No,  this  is  national.  The  processes  of  evaluating  public  input 
have  been  pretty  well  generated  through  Forest  Service  efforts 

with  external  help  from  the  universities,  because  there  is  no 

I 


49 


Torheim:  body  of  knowledge  that  we  could  draw  on  at  all.  I  remember  when 
we  first  began  public  involvement,  public  input,  in  the  RARE  I 
process — Roadless  Area  Review  and  Evaluation — how  we  naively 
went  (and  I  went  personally)  to  the  University  of  Oregon,  the 
sociology  department.  We  said,  "Now,  Mr.  and  Ms.  Sociologist ,  why 
don't  you  help  us  out?"  They  said,  "There  is  no  body  of  knowledge 
here.  We  can  createwaysof  gathering  public  input.  We  know  all 
about  questionnaires,  and  we  know  about  polls,  but  then  you  have 
to  evaluate  it." 

Anyway,  this  has  changed  over  time.  The  university  has 
become  interested.  There  has  been  some  research  and  that  sort 
of  thing.  So  anyway,  public  input  is  evaluated,  and  the  issues 
then  are  finalized  to  a  number  that  can  be  dealt  with.  For  the 
Lolo  Forest,  I  think  it  was  something  between  twelve  and  twenty 
issues.  Then  this  is  circulated  again.  We  say,  "These  are  the 
issues.  How  do  you  feel  about  these  now?" 

Lage:     Again  are  they  variable  in  terms  of  the  breadth  of  the  issues? 
It  p-*n  be  a  very  specific  question  or — 

Torheim:  Yes,  most  of  them  are  broad  so  they  can  be  dealt  with  because  the 
objective  is  land  allocation.  But  each  forest  usually  has  what 
we  call  a  sensitive  area  or  an  area  of  high  public  Interest,  where 
the  interest  is  so  intense  it  has  to  be  set  aside.  The  Rattlesnake 
Creek,  even  though  it's  one  drainage,  had  national  interest  even 
in  its  allocation  so  that  it  was  set  aside  as  a  special  area  for 
consideration  in  the  planning  process. 


50 


Torheim:   I  can't  get  into  all  of  the  technical  details  of  the  process, 

but  anyway,  these  issues  then  really  formed  the  skeletal  framework 
for  designing  the  plan  because  it  would  speak  to  these,  and  land 
allocations  must  be  made  to  give  some  solution  to  these  issues. 

Then  [comes]  the  process  of  inventory  which  is  still  difficult, 
and  assigning  the  objective  of  the  plan  and  then  the  RPA  (what  we 
call  desegregation  of  goals,  of  mostly  outputs)  has  to  be 
integrated  into  that.  So  it's  a  very  integrative  process  that 
only  computers  can  do.  There  is  a  lot  of  alchemy  that  takes  place 
here  unless  you  are  a  computer  technologist. 

At  any  rate,  the  important  thing  is  that  the  regional 
forester  personally  and  the  forest  supervisor  personally  sit  down 
at  check  points  along  the  way  of  making  these  decisions  and  all 
along  the  way  there  is  public  input  at  periodic  intervals.  So 
that's  the  system.  Of  course,  I  left  before  it  was  finalized, 
but  the  plan,  as  I  say,  will  be  coming  out.   It  will,  along  with 
the  forests  and  the  other  regions  that  were  selected  initially, 
become  the  model.  Naturally,  the  interest  groups  that  had  much 
input  into  the  National  Forest  Management  Act — the  outdoor  interest 
groups,  the  Wilderness  Society,  the  Sierra  Club,  and  the  commodity 
interest  groups  are  all  watching  this  very  carefully.   So  it's 
done  in  a  big  glass  bowl — intentionally.  They're  all  watching 
this,  so  I'm  sure  a  good  product  will  come  out. 


51 


Torheim:     Now,   think  how  different  that  is  from  the  multiple-use  plan  that 
was  created  at  the  ranger  district,  signed  off  by  the  ranger  with 
probably  the  local  input  from  ranchers  and  forest  products  people 
and  some  recreationlsts,   compared  now  with  each  plan  being  a 

. 

national  sort  of  thing. 

Forest  Plans  and  the  RPA;  An  Iterative  Process 

Torheim:  Now  then,  the  regional  plan  is  really  built  out  of  the  RPA  and 
drives  the  forest  plans.  The  difficult  chores  are  to  take  the 
commodity  outputs  and  service  outputs  of  the  Resources  Planning 
Act  and  then  desegregate  them  to  the  forests  within  the  context  of 
their  land  resource  base  that  gives  them  the  ability  to  carry  it 
out.  It  is  very  complex. 

Lage:     Are  the  output  levels  predetermined  before  you  start  on  your  forest 
plan? 

Torheim:  Well,  they're  negotiated  between  the  regional  forester  and  the 
forest  supervisors.   The  regions'  output  levels  came  out  of  RPA 
before  the  National  Forest  Management  Act.  It  has  to  be  an 
iterative  process  to  distribute  the  outputs  to  each  national  forest. 

Lage:     Iterative? 

Torheim:  Yes,  where  you  have  to  cut  and  fit,  so  to  speak,  and  you  kind  of 
work  your  way  up  In  Increments,  and  it  develops.  You  bounce  one 
against  the  other  and  keep  building,  instead  of  empirically  where 
you  [develop  output  levels]  just  by  formula.   It's  a  mathematical 


52 


Torheim:     way  of  negotiating  I  guess  you  might  say.      The  important  underlying 
principle  is   that  the  product  and  service  output  levels  must  be 
realistic  and  compatible  with  the  capability  of  the  natural  resources 
on  the  forest  to  produce  and  provide. 

Lage:  This  is  all  computer-based  I  would  gather. 

Torheim:     Oh,    the  data  and  the  varieties  of  data  are  so  complex  that  without 
the  computer  none  of  this  could  be  done.     But  to  reduce  it  to 
what  the  Congress  intended—the  Congress  intended  that  the  Forest 
Service  budget  be  not  just  an  annual  thing  but  be  a  five-year  thing 
based  on  ten-year  assessments  of  the  resource  base  in  the  country, 
and  that  certain  outputs  should  be  made  and  funded  using  good   cost 
accounting  principles,  but  within  the  ability  of  the  land  to 
produce  those  outputs.      That's  what  the  plan  does.      So  the  plan 
then  allocates  according — 

Lage:  Is  this  the  regional  plan? 

Torheim:     The  forest  plan.     The  main  plans  are  the  forest  plans.     The 
regional  plan  is  simply  an  umbrella  to  put  them  together  for 
communicating  with  the  Congress  and  the  chief  and  the  president. 
So  it's  usefulness,   then,  when  the  forest  plans  are  put  together, 
is  to  take  the  RPA  outputs  and  actually  allocate  them  to  the 
forest,  only  again  within  the  context  of  its  ability  to  produce. 
It  becomes  then  a  two-way  vehicle;   it  allocates  the  resource,   and 
then  it  forms  the  basis  for  Congress  to  appropriate  the  dollars  to 
carry  it  out. 

Lage:  We're  talking  about  a  number  of  different  resources  here. 

i 


53 


Torheim:  Oh  yes,  all  of  the  resources  in  the  national  forests,  every  one 

of  them. 

. 

Lage:     They're  all  put  into  dollar  value,  recreation,  wilderness... 

Torheim:   That's  where  it  becomes  difficult  and  probably  always  will  be. 
The  outputs  for  timber  and  for  grazing  are  finite  and  easy  to 
compute,  easy  to  identify.  But  what  about  recreation,  dispersed 
recreation?  How  are  you  going  to  evaluate  that — number  of 
visitors  in  the  wilderness,  for  example?  The  wilderness  doesn't 
even  have  to  be  a  wilderness.  Is  that  a  measure?  Wildlife 
habitat?  How  do  you  put  a  dollar  value?  A  lot  of  these  unit 
measurements  are  still  being  developed  through  research. 

Lage:     Is  the  public  involved  in  those  determinations,  like  how  do  we 
judge  the  value  of  the  wilderness? 

Torheim:  Oh  my,  yes,  I  should  say  so.  The  Wilderness  Society  and  the  Sierra 
Club  are  clear  up  to  their  necks  in  this.  We  rely  heavily  on  the 
public.  The  public  is  very  much  in  the  Forest  Service's  business, 
and  I  think  this  is  terribly  healthy.  It's  working  very  well, 
especially  now  that  Forest  Service  managers  have  become  very 
comfortable  with  dealing  with  the  public.  I  don't  mean  comfortable 
meaning  no  conflict;  I  mean  comfortable  in  the  manager's  ability 
to  deal  with  the  conflicts  that  naturally  emanate  from  different 
interest  groups. 

Lage:     Was  that  a  difficult  process,  having  them  become  comfortable? 

Torheim:  On  my,  it  was  terrible. 

Lage:     Do  you  think  they  are  comfortable  now? 


54 


Torheim:  Oh,  yes.   I  mean  comfortable  with  their  ability  to  carry  it  out. 
Conflict  I  wouldn't  say  is  ever  comfortable,  but  conflict  has 
become  a  way  of  doing  business.   In  fact,  you'll  find  now  managers 
are  even  inviting  conflict  and  stimulating  conflict.  Now,  I 
don't  mean  disruptive  conflicts.   I  mean  differences  in  points  of 
view  that  really  result  in  a  better  decision.  Some  of  our  managers 
even  go  out  and  invite  conflict  by  structuring  public  inputs  so 
people  of  different  points  of  view  can  get  together.  So  this  is  a 
pretty  mature  way. 


Team  Management,  Conflict  or  Consensus? 


Lage:     Could  this  give  the  expert  a  little  more  power  also?  If  you  have 
conflicting  interests  balancing  off  against  each  other,  does  the 
expert  get  to  come  in  with  his  point  of  view? 


Torheim:  Yes,  this  is  a  dilemma.  This  is  the  modern  management  dilemma  in 
the  Forest  Service,  if  I  understand  what  you're  talking  about. 
Maybe  we  could  digress  a  little  bit  here.   I  mentioned  earlier  that 
the  forester  had  an  education  and  experience  to  do  everything  in 
managing  resources,  but  as  the  job  became  more  complex  and  the 
stakes  became  higher,  and  the  Congress  appropriated  dollars  for 
higher  quality  of  work,  we  began  to  employ  other  professions. 
Then  the  ranger's  Job  became  ultimately  more  complex,  to  take  the 
input  from  these  experts  and  come  up  with  a  consensus  to  result 
in  a  plan  of  action. 


55 


Torheim:  As  long  as  there  were  just  a  few — for  example,  I  told  you  about 

the  conflict  between  the  engineer  and  the  forester — 

. 

M 

Torheim:  — two  people  can  usually  resolve  then  what  course  of  action  to 
take,  particularly,  say,  on  a  timber  sale  for  a  road  location, 
albeit  sometimes  the  engineer  would,  with  his  support  from  the 
supervisor's  office,  win  out. 

Let's  compare  that  with  the  ranger  district  later  on.     It 

had  a  wildlife  biologist,   a  soil  scientist,   and  a  landscape 

• 

architect.     Well,  let's  just  use  those  for  examples.     Now,  all 
of  them  participate  as  a  team  to  put  together  a  timber  sale  or  any 
other  activity  that  has  an  impact  on  the  land.     Their  job  is  to 
come  together  with  a  consensus  for  a  plan  of  action.     But  when  you 
think  about  it,   these  expert  specialists  came  from  different 
backgrounds  of  education.     They  didn1 t  learn  in  their  professional 
discipline  leading  to  a  baccalaureate  degree  in  school,   that  they 
had  to  compromise,   as  they  would  call  it,   their  professional 
opinion.     They  learned  quite  the  opposite — to  stick  with  their 
professional  opinion  and  with  great  conviction  see  that  it's 
carried  out. 

The  problem  with  resource  management  is,   though,  being  very 
complex,    certain  trade-offs  have  to  be  made.     You  can't  manage, 
for  example,   a  timber  sale  strictly  to  get  the  maximum  wildlife 
because  you  probably  couldn't  even  build  a  road  to  it  to  get  the 
timber  out.      There  has  to  be  a  consensus  of  opinion  that  optimizes 


56 


Torhein:      all  of  those  activities.      So  you  have  these  people  working 

together  on  the  ranger's  staff,  men  and  women  as  a  team,   and 
they'll  not  come  to  a  decision  because  they  have  all  of  these 
minority  reports.     Well,   the  ranger  sends  them  back.     He  can't 
arbitrate  between  all  of  these,  so  he  sends  them  back.   Then  they 
come  up  with  a  consensus  finally,   and  it  becomes  a  report.  But 
then  some  of  them  will  go  outside  of  the  organization  and  lobby 
in  the  public  arena  quietly  for  their  own  position,   usually  through 
an  interest  group   that  really  supports  the  maximizing  of  their 
particular  resource. 

Lage:  So  you  have  people  from  within  the  organization? 

Torheim:     Yes,    this  is  very  foreign  in  the  Forest  Service,  but  it's  under 
standable  when  you  get  a  mix  of  people  like  this.      I  think  it's 
the  way  society  is  heading  too  in  many  ways  with  more  and  more 
specialists;    these  people  with  great  conviction  really  believe  it's 
unethical  to  compromise,  as  they  say,   their  professional  judgment. 
They  honestly  feel  that  this  plan  is  going  off  in  the  wrong 
direction. 

So  think  of  the  dilemma,  then,  of  the  manager  trying  to  get 
all  of  this  together  and  then  dealing  with  the  conflict  that 
results  generated  by  some  of  his  own  people.      I  don't  mean  to  say 
that  this  happens  all  the  time,  but  there's  enough  of  this 
activity  around  that  it's  something  every  ranger  with  any  kind 
of  business  activity  at  all  has  to  deal  with  periodically.      That's 
quite  different,  you  see,   from  what   it  used  to  be. 


57 


Lage:  Is   that  officially  forbidden  in  the  organization,   this  going 

outside  and  lobbying? 

Torheim:     Well,  what  can  you  do? 

Lage:  Is  it  frowned  upon? 

Torheim:     Certainly.     It's  an  anti-organizational  activity,  but  it's  not 
illegal.     It's  not  something  you  can  fire  somebody  for  unless 
they're  overt  about  it.     The  way  society  is  today  there  is  some 
condoning  of  that.      It's  usually  looked  on  by  some  as  whistle 
blowing.     So  the  interest  group  that  supports  this  minority  opinion 
would  fight  to  the  bitter  end  to  keep  this  employee  from  being 
fired,  naturally .     So  that  usually  never  becomes  an  issue.     I  don't 
want  to  convey  the  idea  that  this  is  happening  all  over  the  place, 
and  it's  all  disruptive.     I  don't  mean  that  at  all.     But  the  point 
I'm  trying  to  make  is  that  there  has  to  be  a  change,  and  it's 
taking  place  slowly. 

The  first  thing  that  has  to  change  is   (and  I  used  to  advise 
college  deans  that  were  in  the  resources  field),  they've  got  to 
begin  at  the  college  level  to  educate  the  specialists  that  they 
may  wind  up   (whether  it's  private  or  public)   in  team  types  of 
activity  because  that's  the  way  the  world  is  put  together  today, 
with  experts,  and  that  they  will  have  to  come  to  a  consensus  if 
they  want  to  work  in  an  organization.     At  the  same  time,   I  used 
to  encourage  our  forest  supervisors  and  district  rangers  to  learn 
how  to  manage' this.   Some  would  just  draw  the  curtain  and  blow. 
They  have  to  anticipate  it.     They  .have  to  give  the  specialists  some 
time  to  learn  the  process,   and  they  themselves  have  to  learn  about 
the  process  of  team  activity,    that  it  is  difficult. 


. 
58 

Learning  the  Art  of  Personnel  Management 

Torheim:     Now,   this  is  just  180  degrees  away  from  where  the  Forest  Service 
used  to  be.     It  used  to  be  that  would  be  completely  not  tolerated. 
In  fact,    the  ranger  would  just  not  be  a  ranger  if  he  could  not 
really  run  the  rig,   so  to  speak,   and  keep  his  people  in  line. 

Lage:  So  there's  a  lot  more  people-managing? 

Torheim:     Yes,   it's  tougher  now  and  much  more  complex.      But  again,   it 

illustrates  that  the  art  of  management  has  to  be  relearned,   and 
there  has  to  be  a  continuing  kind  of  learning  about  this  as  things 
crop  up. 

Lage:  Is   the  ranger  given  specific  training,  personnel  training  in 

managing  his  staff? 

Torheim:     Yes,  more  so  than  it  used  to  be.      It  used  to  be  just  learned  by 
experience.      I  expect  maybe  that's  still  the  most  learning  that 
takes  place,   except  a  lot  of  this  is  on-the-job  training  and  also 
there  are  a  lot  of  continuing  education  opportunities  and  learning 
by  experience  and,   oh,   some  of  them  come  now  with  pretty  broad 
backgrounds   from  universities  more  than  technical  training.     But 
it's  mostly  learned  really  on  the  job. 

Lage:  Is  the  ranger's  job  now  a  higher  level  job   than  it  was? 

Torheim:     Oh,  yes. 

Lage:  You  must  work  many  years  before  you  become  a  ranger  now. 

Torheim:     That  varies  some.      I  worked  five  years  and  became  a  ranger.     But 

my  grade  level  was  GS-9.      That's  the  entrance  level  for  some  people 

today.      If  they  have  a  master's  degree  it   can  be. 

• 


59 


Lage:  How  long  would  the  average  person  work  today  before  becoming  a 

. 

ranger? 

Torheim:  Probably  ten  years.  There  are  exceptions  all  over  the  map,  but 
I'd  say  probably  ten  years.  Now,  that's  not  true  in  some  ranger 
districts  in  the  Rocky  Mountains  and  the  Southwest  where  they 
still  have  a  rather  low  level  of  activity  in  terms  of  people  and 
resources.  There  probably  are  many  people  making  ranger  in  five 
years  there,  but  they  would  have  to  move  off  to  other  places 
before  they  could  really  move  on  to  a  higher  grade  level.  Now 
we  have  three  levels  of  ranger  depending  on  the  work  load — grade 
11,  12,  and  13. 


Lage:     You'd  almost  have  to. 

• 

Torheim:  Yes,  that's  how  the  change  has  taken  place. 

Lage:     If  you  have  several  experts  working  under  you,  and  you  are 
coordinating  their  activity. 

Torheim:  When  I  started,  we  had  two  kinds  of  rangers.  We  had  what  we  called 
the  subprofessional  ranger  and  a  professional  ranger.  You  see, 
when  a  lot  of  the  folks  came  into  the  Forest  Service,  starting  in 
the  very  beginning  days  of  the  Forest  Service  and  up  into  the 
thirties,  they  didn't  have  to  be  college  graduates  to  get  a  sub- 
professional  assignment  that  might  even  lead  to  ranger.  So  we 
had  two  kinds.  We  had  the  SPs  and  the  Ps.  Many  of  these  sub- 
professionals,  right  after  World  War  II,  were  converted  to 
professional  positions. 


60 


Lage:  Would  this  be  the  time  to  talk  in  any  more  detail  about  computers 

and  their  use  in  land  planning?     How  the  various  computer  programs 
are  devised  and  how  they  are  accpeted? 

Torheim:      1  think  I'd  like  to  talk  about  computers   from  the  point  of  view 
of  management  and  not  limit  it  to  land-use  planning.      There's 
kind  of  a  story  chapter  on  computers  whenever  that  would  be 
appropriate.   We'll  talk  about  the  management  of  information  systems, 
which  includes  computers. 


Washington  Office  Guidance  for  Land  Management 

-- 

Lage:     I'm  looking  forward  to  that.   To  finish  up  our  discussion  about 

land  planning,  what  has  been  the  guidance  on  these  plans  from  the 
Washington  office?  1  read  a  very  interesting  pamphlet  that  the  GAO 
put  out  (I  think  it  was  in  '78)*  where  they  analyze  the  progress 
the  Forest  Service  had  made  toward  fulfilling  the  RPA.  They  were 
a  little  critical  of  the  fact  that  the  land  planning  effort  seemed 
to  be  going  off  in  all  different  directions,  and  there  wasn't 
enough  guidance.  Now,  would  you  agree  with  that? 

Torheim:  Oh  yes,  very  much.   In  my  judgment  I  don't  think  that  on  a  national 
basis  we  really  got  hold  of  this  as  fast  as  we  should.  Things 
were  moving  so  rapidly  though,  it's  not  hard  to  understand.  As  I 


*General  Accounting  Office,  The  National  Forest — Better  Planning 
Needed  to  Improve  Resource  Management,  1978. 


i 


61 


Torheim:   described  earlier,  these  changes  in  planning  techniques  and  the 
change  from  multiple-use  planning  to  land  management  planning 
were  born  of  frustration  at  the  field  level,  that  the  multiple- 
use  planning  process  was  not  working  like  it  should.  So  the  Forest 
Service  being  very  decentralized,  of  course,  is  quite  capable  of 

' 

beginning  experimentation  without  any  blessing  from  on  high  as 
long  as  you  stay  within  your  budget,  and  a  complex  unit  can  do 
that.     Now,  there  is  informal  communication  that  takes  place  so 
this  isn't  done  in  secret,  but  it  just  doesn't  have  holy  water  on 
it.     It  isn't  in  the  manual  is  what  I'm  saying.     So  usually, 
through  the  informal  process  and  oftentimes  formalized  by  letter 
if  not  in  the  manual,   the  unit  or  region  or  forest  would  be  given 
license  to  experiment  and  try  it  out.  And  that's  pretty  good.     I 
think  if  an  organization  isn't  willing  to  experiment,   then  change 
never  does  come  about,  any  kind  of  meaningful  change  that  the 
outfit  will  accept. 

" 

Uniform  Work  Planning;  Imposed  from  Above 

• 

Torheim:  In  the  1960s  we  had  a  system  called  "uniform  work  planning."  It 
was  developed  at  the  top  levels  of  the  Forest  Service  and  passed 
down  to  be  implemented.  It  was  a  new  way  of  doing  work  planning 
as  compared  to  the  old  way  which  I  guess  we'll  talk  about  a  little 

later.     I'll  just  use  this  illustratively. 

- 

Lage:     Give  me  a  date  on  it  also. 

' 


) 


62 


Torheim:      I'm  just  getting  the  date — 1959.      I  was  just  leaving  the  ranger 
district  and  going  to  the  staff  job  on  the  Rogue  River.     My 
district  at  Quinault  was  one  of  the  experimental  districts,  but 
again  this  was  formalized  experimental   (top-down).      I  remember 
I  couldn't  move  to  the  Rogue  River  until  I  completed  that  uniform 

work  planning.    The  next  year  then  I  was  in  a  staff  role  and  it 

• 
was  SOP — standard  operation  procedure. 

But  by  golly,   through  the  years  of  uniform  work  planning, 
which  weren't  too  many,   it  was   changed  every  year.      It  was  never 
accepted  in  the  field.     It  was  done  by  rote  simply  as  part  of  the 
budget  and  allocation  process  and  put  in  the  drawer  and  left. 

Lage:  It  didn't  relate  to   the  program  decision? 

Torheim:     No,  because  you  could  go  ahead  anyway,   and  cuff  records  were  kept. 
The  field  didn't  see  that  it  was  useful  to  the  carrying  out  of 
their  business,   although  I  am  sure  it  was  useful  at  higher  levels 
perhaps  for  budget  development;    I  would  guess  it  could  be.     So  I 
think  probably  in  that  experience  (and  I  don't  know  this  for  sure, 
but  I  think  so)   enough  people  were  dissatisfied  that  it  conveyed 
the  idea  that  really  things  ought  to  start  from  the  bottom,  up. 

. 
-• 

Land  Planning:     Experimentation  in  the  Field 

Torheim:     Also,   and  I'm  sure  we'll  talk  about  this  later,  we  began  to  get 
behavioral  science  inputs  into  our  techniques  of  management.     We 
probably  overdid  it  a  little  bit  because  one  of  the  principles 
there  is  participative  type  of  management — to  let  the  user  be 

i 


63 


Torheim:  involved  in  the  development.  As  often  happens  when  you  take  on 
a  new  technique,  you  go  too  far. 

Putting  this  together  (and  I'm  making  some  assumptions  here), 
there  was  great  license  given  informally  and  to  some  degree 
formally,  for  regions  and  forests  to  experiment  with  land  management 
planning  because  it  was  agreed  that  multiple-use  planning  was  not 

working.  So  as  a  result,  Region  1  getting  started  the  first, 

t 

eager,  had  hundreds  of  units.  Some  of  our  national  forests  in 
Region  1  had  as  many  as  fifty  or  sixty  units  or  more.  Just  think 
how  long  that  would  take,  small  units  of  land. 

Lage:     Each  one  developing  a  plan? 

Torheim:  Each  one  developing  a  plan,  a  full  blown  plan  for  that. 

Lage:     This  is  what  time  period? 

Torheim:  This  is  in  the  early  seventies,  '74,  '73  and  on  into  '76,  until  the 
National  Forest  Management  Act  came  along.  Other  regions,  like 
Region  6  here,  had  not  that  many  but  quite  a  few  and  then  elected 
on  their  own  to  consolidate  because  they  saw  that  it  wasn't 
working.  Then  the  method  of  the  technology  of  planning,  was  not 
well  developed.  So  there  was  experimentation  in  this  and  this 

was  done  differently  all  over  the  place. 

•' 

Lage:  A  different  computer  program? 

Torheim:     Oh,  yes,   different  computer  programs  with  high  ownership  in  your 
own  methodology — the  not-invented-here  complex,   the  NIH  factor, 
all  that,   all  the  things  that  organizations   characteristically  go 
through  when  they're  free  to  do  their  own  thing  and  then  later 


64 


Torheim:      find  they  have  to  put  it  together.      They  have  a  high  sense  of 

ownership  because  they  put  so  much  into  it  of  their  own 

• 
creativity,   and  that's  something  that  you  can't  pull  back  too 

well.      So  this  is  the  way  it  went,   and  that's  why  I  mentioned 
earlier  that  I  think  the  passage  of  the  National  Forest  Management 
Act  and  RPA  and  the  regulations,   the  need  to  get  some  uniformity, 
were  things  that  people  accepted  because  nobody  liked  this  lack 
of  uniformity.      That's  why  the  forests,   including  the  Lolo  in 
Region  1  that  I  mentioned,  were  selected  with  the  regional 

foresters,   the  forest  supervisors,   and  the  chief  together,   to  be 

• 

formally  the  first  forests.  It  was  under  the  guidance  of  the 

Washington  office  to  put  it  together. 
Lage:     And  serve  as  an  example. 
Torheim:  You  bet,  and  this  was  done  nationally.  All  these  forests  were 

doing  their  first  plan,  but  it  was  coordinated  and  communicated 

between  regions. 
Lage:     When  you  moved  from  Region  6  to  Region  1,  did  you  notice  a  big 

change? 
Torheim:  Oh  yes,  oh  yes.  We  had  some  changes  to  make,  some  of  which  were 

already  underway. 

Lage:     What  types  of  differences  were  there  in  the  land  planning? 
Torheim:  Region  1  having  gotten  the  first  start  had  all  of  the  small  unit 

plans.   The  supervisors  were  not  terribly  satisfied  with  it,  but 

they  had  gone  so  far  they  were  reluctant  to  change.  Some  forests 

that  hadn't  gotten  much  of  a  start  didn't  have  any  trouble.  But 


65 


Tor-helm:  what  we  did  was  to  consolidate  units  drastically.  That  was 

' 
started  before  I  got  there.  Then,  interestingly  enough,  we  had 

two  forests  that  all  this  time  unit  planning  was  being  done,  were 
doing  a  forest  plan.  This  was  the  Beaver  Head  National  Forest  in 
Montana  and  the  Willamette  National  Forest  in  Oregon.  This  was 

1 

done,   formally  approved  by  the  chief  as  an  experiment,  while 

unit  planning  was  going  on  to  see  how  the  forest  plan  might  work 

. 
out.      Concurrently  with  this,   the  timber  management  plan  was  being 

done  on  the  forest  at  the  same  time.     So  there  was,  you  see,  a 
little  background  even  before  the  requirement  in  the  National 
Forest  Management  Act.     But  this  was  done  by  design. 

. 
The  Plan  and  Program  Decisions  in  the  Field 

Lage:  How  did  these  elaborate  land  management  plans  relate  to  the 

decisions  that  the  rangers  are  going  to  make,   the  program  decisions 
in  the  field? 

Torheim:      They  relate  very  well,  and  when  they're  completed  probably  even 
better.     Even  the  multiple-use  plan  did  to  that  extent,  although 
as  the  resource  management  job  became  more  complex  it  became  less 
useful,  but  the  multiple-use  plan  did  that  too.      It  relates  when 
it  comes  to  doing  an  activity  on  the  ground  and  I'll  keep  referring 
to  timber  management  not  because  that's  the  only  activity  of  the 
Forest  Service,  but  because  probably  it  has  the  most  profound  effect 
on  all  of  the  resources,   and  it  does  take  the  coordination  of  all 
of  the  resources,  and  because  it's  in  a  short  enough  period  of  time 


66 


Torheim:      that  you  can  see  the  results.     But  it  doesn't  mean  the  other 
resources  aren't  involved  too. 

The  timber  management  plan  and  all  of  the  other  resource 

plans  now,   under  this  new  system,  need  to  be  subordinated  to  the 

' 
land  management  plan.     In  other  words,    the  land  management  plan 

makes  the  allocation,   and  then  the  resource  plan  is  carried  out. 

But  of  course,   realistically  it  doesn't  happen  that  way  entirely 

. 

because  the  timber  management  plan,  having  been  generated  over 
time,  contributes  to  the  decisions  made  in  the  land  allocations, 
so  they're  together.  But  eventually  when  that  first  plan  is  done, 
then  the  resource  plans  will  reflect  back  on  the  land  management 
plan. 

Lage:     Will  the  resource  plans  still  be  long  term? 

Torheim:  Yes. 

Lage:  Will  they  cover  the  same  time  periods  as  the  land  management 

plan? 

Torheim:     Yes,   right,  and  they  will  be  part  of  the  land  management  plan. 
That's   the  important  thing.   They'll  be  chapters  of  it  so  to 
speak,  yes.     But  this  initial  goal,  you  see,  has  to  put  the  two 
together  so  it's  not  quite  a  classic  model  yet,  but  that's  the 
way  it  will  be.     In  fact,   that's  the  way  it  is  working.     A  timber 
sale,    for  example,  would  be  guided  by  the  timber  management  plan. 
The  timber  management  plan,   though,  was  guided  by  the  land 
management  plan  which  allocated  this  particular  area  for  timber 
use,  but  also  speaks   to  the  other  resources  and  how  they  too 


67 


Torheim:  should  be  allocated,  so  that  the  trade-off  that  I  talked  about 
earlier  are  made  In  that  timber  sale  to  optimize  all  of  the 
resources  according  to  the  plan.  Or  sometimes  one  resource  is 
maximized  if  it's  a  critical  resource. 

So  the  land  management  plan  then  really  guides  it.  Now, 
another  interesting  feature  is  that  the  public  who  had  a  large 
hand  In  this  is  going  to  be  looking  over  the  manager's  shoulder 
to  be  sure  it's  carried  out  that  way,  and  I  think  that's  very 
healthy.  There's  a  lot  at  stake. 

Lage:     So  how  might  the  district  ranger's  role  be  changed  or  altered  in 
some  way  by  the  land  management  process?  Does  the  district 
ranger  then  have  less  discretion  than  he  used  to  in  managing  the 
district? 

Torheim:  Yes,  less  independent,  un thought-out  discretion  because  the  plan 
is  a  forest  plan.  But  the  ranger,  if  it's  done  right,  had  a  hand 
in  its  preparation.  He  didn't  actually  prepare  it,  because  that's 
the  supervisor's  and  staff's  job,  but  you  can't  do  it  without  the 
ranger's  participation  because  he  has  the  most  intimate  knowledge 
of  the  land  and  he  has  to  make  inputs  at  both  the  inventory  stage 
and  trade-off  stage  when  it  comes  to  optimizing  various  resources. 
So  he  should,  if  it's  done  right,  regard  it  as  his  plan  because 
he  had  a  hand  in  putting  it  together. 

Now  I  think,  just  people  being  people,  this  might  not  always 
come  out  in  the  classical  sense  because  certainly  I  think  I  would 
have  to  expect  that  there  would  be  some  rangers  who  would  be 


68 


Torheim:  somewhat  less  interested  in  a  plan  than  some  others,  and  there 


might  be  some  forests  that  would  involve  the  rangers  more  than 
some  other  forests.  You  know  all  the  human  foibles  that  you  get 
into  in  organizations.  But  that's  the  way  it's  supposed  to  work. 
I  know  in  putting  together  the  Lolo  plan  that  the  entire  forest 
was  very  much  involved  and  the  rangers  indeed  did  feel  ownership 
of  that  plan  to  carry  it  out. 


Allocation  and  Funding  under  the  RPA 

Torheim:  The  real  proof  of  the  pudding  though  is  in  the  allocation  and 
funding  process.  If  the  allocation  of  funds  out  of  the  budget 
doesn't  come  somewhat  close  to  the  plan  or  at  least  follow  the 
plan  in  the  trade-offs  between  resources,  there's  a  danger  it 
seems  to  me  then  that  cynicism  will  develop  in  the  field.  The 
cynicism  would  result  in  "the  plan  is  just  a  paper  plan."  I 
hope  that  doesn't  happen.  I  think  with  the  RPA  it's  not  so  likely 
to  happen. 

Lage:     If  it  happens  is  it  because  Congress  doesn't  come  through  with 
funding? 

Torheim:  We  can't  lay  it  all  on  the  Congress  because  the  Congress  in  recent 
years  has  been  more  generous  than  the  administrations  have  been. 
The  Congress  has  seen  fit  in  the  last  several  years  to  appropriate 
more  dollars  for  national  forest  management  than  the  administration 

. 

has  put  in  the  budget. 


69 


Lage:  When  the  plans  are  being  developed,  what  attention  is  paid  to 

the  promise  of  getting  them  funded?     Do  you  have  an  eye  to  that? 

Torheim:     Yes,    the  RPA  Is  the  guide  for  that,   and  It's  five  years  out.      The 
president  adopts  the  RPA  and  presents  It  to  the  Congress,   and 
that's  a  five-year  program.      So  that's  really  the  benefit  of  the 
RPA.     It  used  to  be  In  annual  Increments. 

Lage:  When  you're  doing  the  land  management  plan,  you're  going  to  have 

some  Idea  of  what  funding  you'll  have? 

Torheim:     Yes,   that's  correct.     Yes,  integrated  into  it.     The  RPA  is 

integrated  into  that.   That's  an  important  part  of  it. 

. 

The  Budgeting  and  Allocation  Process,  Pre-1970 

Torheim:  Perhaps,  Ann,  this  would  be  a  good  time  to  describe  the  old  process 
of  budgeting,  do  you  think,  as  compared  to  what  we  just  talked 
about? 

Lage:     Yes,  1  think  it  fits  right  into  it. 

Torheim:  It's  quite  different.  It's  tremendously  different.  When  I  was  on 
the  ranger  district  (and  this  is  typical) .  This  would  take  us 
from  the  very  early  days  of  the  Forest  Service  up  to  the  end  of 
the  sixties,  the  budgeting  and  allocation  process  was  essentially 
the  same.  The  ranger  really  had  nothing  to  do  with  it  formally. 
Now,  informally  the  ranger  would  communicate  (and  I'll  elaborate 
on  that  a  little  bit) ,  the  basis  for  getting  work  done  on  the 
ground  was  through  what  we  called  a  "project  work  inventory." 


70 


Torheim:  This  was  an  inventory  of  jobs  to  be  done,  all  kinds  of  jobs  on 
the  national  forest  as  monies  became  available  to  do  them. 

The  difficulty  was  prioritizing,  or  to  translate  them  into 
budget  requests.  This  was  done,  but  the  ranger  was  really  never 
much  involved  in  that.  That  wasn't  the  ranger's  role.  So  the 
staff  then  played  an  important  part  beginning  at  the  forest  level 
to  put  together  budget  proposals,  but  really  the  job  was  done 
mostly  at  the  Washington  office  and  the  regional  office.  It  was 
done  by  staff  who  then  were  line/staff.  As  I  mentioned  before, 
they  had  directive  authority  for  their  particular  activity  like 
fire,  timber,  wildlife,  range  and  so  forth. 

Each  ranger  district  had  a  work  load  analysis  which  was 
used  to  budget  the  basic  management  activities  on  the  district. 
This  was  called  the  "base  funding  level."  The  work  load  analysis 
was  updated  periodically.  Project  activities,  such  as  recreation 
facilities  construction,  range  revegetation ,  and  timber  sales 
were  summarized  in  the  project  work  inventory.  These  were  budgeted 
on  an  annual  basis.  The  region  and  forest  line/staff  had  great 
influence  on  the  budgeting  and  allocation  of  these  "project"  funds. 

The  problem  that  the  ranger  faced  was  that  each  year,  at  the 
beginning  of  the  fiscal  year,  he'd  get  dollars,  and  they'd  all  be 
labeled  as  to  what  they  could  be  used  for.  His  job  then  was  to 
make  those  dollars  work.  Now,  they  would  vary  from  year  to  year 
sometimes  and  wouldn't  always  equate  with  the  work  force  that  he 
had,  and  there  was  great  trouble  financing  the  work  force.  Many 


1 


71 


Torhelm:  people  had  to  be  laid  off  in  the  winter  or  work  on  other  activities. 
The  ranger  was  cutting  and  fitting,  and  then  his  goals  were 
determined  by  the  dollars  that  came  down  to  him.  He  didn't  have 
goals  that  were  financed  and  a  contract  made  as  it  is  today  through 
a  plan. 

* 


Power  of  the  Staff  in  Allocating  Funds 

Torheim:      So  here's  where  the  problem  came  in.     A  good  ranger  would  negotiate 
Informally  with  staff  people  in  the  supervisor's  office.     He  would 
convince  through  deed  mostly  and  guile  if  he  didn't  do  it  entirely, 
that  the  dollars  allocated  to  the  district  were  really  producing 
a  lot     of   timber  sales.     My  unit  cost  was  low,   and  my  quality  was 
high,   and  so  really  if  the  forest  supervisor  wants   to  spend  his 
bucks  wisely  it  should  be  on  my  district.     He  should  fund  me  with 

the  full  amount  that  I  think  1  need. 

. 

Lage:     So  you're  in  competition  with  your  fellow  rangers. 

Torheim:   I'm  in  competition,  right,  but  the  staff  is  the  key.  He's  the 
guy  that  doles  out  the  money.  When  it  finally  comes,  it  comes 
out  of  the  appropriation  and  was  dealt  out  all  down  the  line.  Then 
it  was  up  to  the  supervisor  through  his  staff  to  allocate  it  to 
the  districts,  and  that's  when  you  got  your  bucks. 

Lage:     But  each  staff  member  had  a  particular  interest.   Is  that  right? 

Torheim:  Yes,  but  the  monies  came  that  way.  You  see,  the  monies  still  do 

[come]  from  the  Congress  with  labels  on  them — you  know,  fire  money, 
wildlife  money,  timber  money,  recreation  money  and  so  forth. 


72 


Lage:     Then  each  staff  person  could  give  so  much  fire  money  to  each 
district? 

Torheim:  Yes,  right. 

. 
Lage:     That  sounds  like  a  lot  of  politicking. 

Torheim:   It  was. 
## 

Torheim:   The  ranger  then,  of  course,  had  the  duty  to  get  along  with  the 
staff  person,  but  he  also  had  the  duty  to  get  a  high  quality  job 
done,  at  least  cost  on  the  ground.  I  mean  you  couldn't  just  talk 
your  way  into  getting  dollars.   So  there  was  a  lot  of  effort  made 
to  do  a  good  job,  and  particularly  to  convince  the  staff.  Now, 
sometimes  interpersonal  relationships,  in  spite  of  the  quality  you 
might  be  accomplishing,  would  interfere,  as  it  does  in  human 
endeavor,  so  really  you  didn't  want  to  get  all  crossed  up  with  the 
staff  person  because  he  might  then  get  negative  vibrations  about 
you  and  might  not  really  agree  with  you  that  the  quality  is  all 
that  good.  So  negotiation  on  the  same  basis  was  done  between  the 
supervisor,  but  through  his  staff  with  counterparts  (the  assistant 
regional  foresters  in  the  regional  office)  and  they  with  the 
Washington  people.  So  the  staff  people,  from  the  Washington  level 
down  through  the  forest,  were  quite  powerful,  and  there  was  a  lot 
of  job  satisfaction  to  being  a  staff  person  that  way  because  you 
were  expert  in  the  field,  and  you  helped  the  ranger,  but  you  also 
had  a  little  power  which  you  lost  [in  the  seventies]  when  you  were 
no  longer  line,  that  you  had  as  a  director  of  activities  in  a  staff 

• 

position. 


73 


Torhelm:     I  don't  mean  to  caricaturize  this  really,  but  that's  just  the 
way  that  it  worked.   Well,   it  worked  quite  well  actually  as  far 
as  getting  the  job  done  because  the  staff  people  got  there  because 
they  were  experts.     Really  it  was  not  too  hard  then  for  a  ranger 
to  move  into  a  staff  job  with  that  kind  of  a  role  because  he  can 
kind  of  play  ranger  for  six  districts  instead  of  one,  although 
there  is  a  lot  of  conflict  that  goes  with  this.     But  he  could  do 
it;  he  had  the  authority. 

Lage:  It  sounds  like  you  people  do  have  a  good  background  in  conflict 

resolutions! 

Torheim:     Oh  yes,   and  what  I  don't  want  to  do  is  caricaturize  this.      I'm 
emphasizing  this  only  because  that  ingredient  of  management  is 
not  written  about  much  but  really  is  what  makes  the  rig  run.     It 
also  keeps  people's  interest  up,  instills  loyalty  and  has  a  lot 
of  good  features.     But  then  as  the  world  around  us  became  more 
complicated,    this  kind  of  thing  became  more  disruptive.     It  got 
too  big.     When  you  have  a  small  number  of  people  and  a  small 
output ,  you  could  live  with  this .     But  gosh ,  you  couldn ' t  live 
with  this  system  very  well  when  you  had  big  outputs  and  lots  of 
people  to  finance.      It's  just  an  awful  job. 

Motivation  for  Forest  Service  Reorganization 

Torheim:     So  tomorrow  I'm  sure  we'll  get  to  talk  more  about  reorganization, 
but  let  me  introduce  it  this  way.     One  of  the  motivating  forces 
for  reorganization  was  to  change  this  staff  role  from  line/staff 


74 


Torheim:  to  staff,  and  take  the  directive  role  out  of  staff,  but  put  the 
responsibility  then  with  the  line  more  directly.  One  of  the 
necessities  was  to  devise  a  new  budgeting  system  and  a  new  work 
planning  system  that  would  get  away  from  this  negotiation  between 
line  and  staff. 

Lage:     So  the  staff  of  the  supervisor  no  longer  could  allocate  the 


money  to  the  rangers. 

Torheim:  No. 

Lage:  And  the  supervisor  himself  allocated  it? 

Torheim:     Yes,  but  it's  done  now  through  a  system,   a  planning-budgeting- 
programming  system,   and  that's  the  difference. 

Lage:  What  effect  did  that  have  on  the  morale  of  the  organization? 

Torheim:     Well,   it  affected  a  lot  of  staff  people  very  negatively.      They 

thought  that  the  really  important  features  of  their  job  were  cut 
out.     The  assistant  regional  forester  for  fire  management  became 
a  director  of  fire  management.      Some  other  changes  took  place,   too, 
in  that  their  roles  were  described  as  not  being  directive  anymore. 
So  they  felt,   "Well,  god,   the  forest  supervisor  can  do  any  damn 
thing  he  wants,   and  all  he'll  do  is  he'll  just   throw  quality  out 
of  the  window  in  favor  of  production  and  by  golly „    the  regional 

forester  won't  even  know  what's  happening."     Well,   it  didn't 

,, 
really. 

Lage:  What  responsibility  did  they  have  then? 

Torheim:     No,    let's   take  an  example,    the  fire  one  again.      The  fire  management 
director  used  to  be  able  to   tell  the  forest  supervisor,    to  direct 
him  to  do  this,    to  do  that.      The  fire  management  director  would 


75 


Torheim:      also  allocate  the  dollars  to  the  forest  supervisor.     The  new  role 
was  that  he  could  not  direct  the  supervisor  to  do  anything.      The 

regional  forester  and  deputies  could  direct.     The  budgeting  and 

, 
the  fund  allocation  was  done  through  the  regional  forester  and 

deputies  and  was  done  through  the  system  that  we'll  talk  about 
tomorrow. 

Now,   his  input  was   that  of  an  expert.     You  know  the  realities 
of  life  are  that  a  supervisor  and  the  people  on  the  ground  who 
wanted  to  do  the  best  quality  would  certainly  do  nothing  to 
alienate  that  staff  man  and  prevent  him  from  coming  out,  he  and 
his  staff,    to  help  them  do  a  good  job  because  that's  where  the 
expertise  lies. 

Some  people  perhaps  overplayed  this  directive  versus  non- 
directive  role  and  that's  been  sorted  out.     People  are  more 
comfortable  in  their  roles  now  than  they  used  to  be,   I'm  sure. 
But  for  the  transition  period — where  one  day  a  person  was  assistant 
regional  forester  for  fire  management  and  the  next  day  he  was 
director  of  fire  management  and  seemingly  didn't  have  much  of 
this  authority  anymore  but  only  really  functioned  as  an  expert 
to  the  forest  and,  of  course,   the  staff  person  to  carry  out  the 
regional  forester's  policy,    for  instance — some  people  were  in 
their  own  head  really  dramatizing  it,   and  so  it  took  away  a  lot 
of  job  satisfaction.     This  occurred  at  the  Washington  level  as 
well. 
Lage:  They  had  the  same  change  then? 


76 


Torheim:  Yes,  they  had  the  same  change. 

Lage:     Was  this  related  to  putting  extra  deputies  in? 

Torheim:  Yes,  it  was  all  part  of  a  massive  reorganization  in  the  Forest 

Service  from  top  to  bottom.  But  this  is  a  budget  example  only, 

Tomorrow  we  can  talk  about  some  of  the  other  things  around 

reorganization . 

Lage:     And  more  about  how  the  new  budget — 
Torheim:  Yes,  and  the  new  system.  We  need  to  talk  about  how  the  new 

system  works. 

Lage:     Okay,  shall  we  stop  here? 
Torheim:  Yes,  okay. 


I 


77 


! 
' 


IV  MANAGERIAL  METHODS  AND  STYLES  IN  THE  FOREST  SERVICE 
[Interview  2:  March  14,  1980]## 

Hierarchical  Structure.  Authoritarian  Management,  1920-1950s 

Lage:     We  were  going  to  start  out  this  morning  talking  about  managerial 
styles  and  how  they've  changed. 

Torheim:  Okay,  let's  see  how  we  can  handle  this.  Oh,  a  bit  of  historical 
perspective  first  of  all  that  even  precedes  my  interest  in  the 
Forest  Service.  The  Forest  Service  in  the  twenties,  right  after 
World  War  I,  adopted  a  lot  of  the  style  and  organizational 
structure  of  the  military.  There  was  good  reason  for  this.  Many 
of  the  folks  in  the  Forest  Service  who  were  in  high  management 
executive  positions  served  in  the  military  during  World  War  I. 
Many  of  them  schooled  in  forestry  or  engineering  had  served  in 
the  military.  So  their  management  styles  were  already  well-honed 
to  the  military  experience.  Also,  the  type  of  work  the  Forest 
Service  did,  and  especially  fire  control,  lent  itself  well  to 
the  military  style  of  organization  and  management  techniques. 

So  although  not  patterned  directly,  there  was  a  lot  of  the 
military  influence  on  the  development  of  the  managerial  systems 
and  styles  during  the  twenties. 


78 


Lage:     Did  you  have  career  officers  coming  in? 

Torheim:  No,  they  were  people  with  experiences  like  my  own  in  World  War  II, 

, 

who  were  foresters  and  had  been  in  the  Forest  Service  and  then 
went  off  to  war  and  came  back.  Others  had  a  military  experience 
and  went  to  school  after  World  War  I.  But  significantly,  they 
were  in  the  policy  making  positions  and  the  Forest  Service  was 
very  young  yet,  you  see,  and  so  a  style  and  techniques  were 
still  being  put  together.  Even  the  Forest  Service  uniform  to 
begin  with  was  a  military  type  of  uniform. 

Pioneer  in  Scientific  Management 

Torheim:   Then  along  about  the  beginning  of  the  thirties  and  into  the 

thirties,  the  Forest  Service  executives  began  to  adopt  early  for 
a  government  agency,  it  seems  to  me,  some  of  the  scientific 
management  techniques  that  were  developed  even  prior  to  World  War  I 
and  during  the  twenties.  They  fit  well  with  the  Forest  Service 
mission  and  with  the  early  military  type  of  organization  I  spoke 
about . 

The  Forest  Service  even  then  in  the  thirties  pioneered  (for 
government  anyway)  much  of  the  management  techniques,  and  they 
were  things  like  directive  systems  (formal),  work  load  measurement, 
and  planning  that  emanated  from  that,  project  work  inventories 
and  that  sort  of  thing.  The  Forest  Service  was  very  decentralized 
early  in  the  game,  so  this  worked  well  too.  So  the  Forest  Service 

" 

in  many  ways,  for  the  government  at  least,  did  some  pioneer 
application  of  scientific  management  principles. 


79 


Torhelm:  Now  then,  these  principles  really  were  built  on  a  hierarchical 
style  of  management  where  you  had  goals  to  achieve  and  people 
certainly  needed  to  put  their  personal  goals  and  their 
organizational  goals  together.  Authoritarian  type  of  management 
was  very  acceptable.  The  line  and  the  staff,  which  came  from  the 
military,  really  could  function  that  way  to  get  work  done  at  the 
lowest  level  through  policy  established  at  the  highest  level, 
through  quick  communication.  It  worked  quite  well. 

The  type  of  people  that  came  into  the  Forest  Service  fit 
this  too.  A  lot  of  them  were  woods  people  and  hard-working  people, 
who  put  in  long  hours  and  had  a  dedication  to  the  job  and  the  land, 
and  weren't  in  it  for  money.  So  it  was  a  highly  structured 
organization.  Managers,  by  today's  standards  I  would  say,  were 
rather  authoritarian.  I  don't  mean  that's  negative,  but  that  was 
perfect  for  the  times. 

Then  the  CCC,  the  Civilian  Conservation  Corps,  came  into 
being  about  this  same  time.  So  that  made  the  Forest  Service  a 
much  larger  organization  very  suddenly.  Much  of  the  CCC  program 
was  conducted  on  the  national  forests,  and  it  was  handled  by  the 
military.  So  there  was  a  big  rush  of  work  to  do  with  all  of  this 
manpower,  and  the  Forest  Service  was  well  prepared  to  do  that.  So 
this  simply  enhanced  the  need  for  this  kind  of  management  and  the 
very  structured  way  of  communicating,  and  the  directive  system 
being  put  together,  and  the  manual,  and  how  we  do  things. 


80 


Autonomy,  within  Set  Limits 

Torheim:  Yet  there  was  a  lot  of  personal  responsibility  given  in  the 

decentralized  organization  to  the  person  in  the  field.  So  there 
was  a  lot  of  job  satisfaction,  even  with  authoritarian-type 
management. 

Lage:     It  seems  almost  in  conflict.  I'm  sure  it  wasn't  in  reality. 

Torheim:  Not  if  people  accept  this,  that's  fine. 

Lage:     Authoritarian,  and  yet  a  lot  of  autonomy  at  the  same  time. 

Torheim:  Oh  yes,  right,  autonomy  as  far  as  making  decisions  in  the  field 
within  the  structure  of  the  manual  policy.  Then  the  inspection 
system  kept  that  thing  glued  together,  a  very  structured  inspection 
system.  That  inspection  system  was  used  not  only  to  check  out 
quality  and  quantity  of  activity,  but  it  also  was  kind  of  a 
coaching  tool.   It  wasn't  just  an  audit.  It  was  used  for 
coaching  and  for  training  people  certainly,  and  it  worked  very 
well.   The  CCC  program  also  brought  about  quite  a  structured 
approach  to  training  and  the  Forest  Service  mission,  especially 
in  fire  control  which  required  (and  still  does)  a  very  military 
type  of  organization  to  respond  immediately  to  the  emergency  helped 
[reinforce  this  approach].  The  Forest  Service  culture  was  much 
influenced  by  the  fire  job  in  these  years  because  most  of  the  job 
was  protection  of  the  national  forests. 

So  it  was  all  very  fine,  very  satisfying.   This  increase  of 
activity  in  the  CCC  days  of  the  thirties  caused  forestry  schools 
to  blossom  and  bloom  because  there  was  great  demand  for  foresters. 
• 


81 


Torheim:  So  the  Forest  Service  grew  quite  rapidly  in  that  period  between 
1932  and  1942.  I  came  on  the  scene  then,  as  I  mentioned,  about 
1940  and  '41  and  '42,  in  that  period. 


Postwar  Changes 

Torheim:     Then  my  perceptions  and  those  of  my  peers  of  what  kind  of  management 
the  Forest  Service  had  is  where  I  pick  up  the  thread.      It  was 
obvious  that  these  were  dedicated,  hard-working  men,   these  forest 
supervisors  and  district  rangers,    that  they  brooked  no  nonsense. 
You  either  toed  the  line  or  you  got  out,   and  that  was  okay.     You 
knew  exactly  where  you  stood. 

After  World  War  II  then,  most  of  us  rejected  the  military 
life.     Of  course,   the  whole  society  was  that  way.     We  got  our 
discharge,  we  got  out,  we  went  back  to  school,  we  finished,  we  got 
out  and  went  to  work.     And  then  we  began  to  wonder  a  little  bit 
about  this  style  of  management.      I  know  I  did,   and  I  know  my  peers 
did  (the  new  junior  foresters  that  were  coming  into  the  outfit) . 
We  began  to — I  don't  say  we  didn't  accept  it.     We  did,  but  we 
began  to  wonder  really  if  that's  the  way  it  should  be.     For 
example,   if  a  district  ranger  failed  on  a  forest  fire  in  some  way — 
made  some  gross  management  error — he  was  really  forced  to  leave 
the  service  in  many  cases. 

Lage:  I  didn't  realize  it  was  that  severe. 


82 

Torheim:  Yes,  I  don't  mean  he  was  fired  summarily  because  the  civil 

service  system  provided  due  process.  But  they  could  make  it  so 
uncomfortable  that  usually  a  man  would  seek  other  employment,  or 
sometimes  if  he  didn't  he'd  be  relegated  to  a  rather  disagreeable 
assignment.  We  observed  this  in  Region  6.   I  know  we  had  certain 
Siberias,  so  to  speak,  where  rangers  would  be  moved,  usually 
because  they  failed  on  a  fire. 

On  the  other  hand,  if  you  succeeded  in  the  fire  game  you 
moved  very  rapidly  through  the  outfit. 

Lage:     So  fire  control  really  dominated — 

Torheim:  Very  much,  very  much.   There  was  a  period  in  the  thirties  and  into 
the  forties  when  many  of  the  Forest  Service  executives  earned  their 
spurs  so  to  speak  early  in  their  careers  in  fire  fighting  and  fire 
management.   It's  a  very  difficult  and  demanding  job  and  a  very 
fine  way  to  learn  how  to  manage  people  and  programs. 

Lage:     In  that  style  though. 

Torheim:  In  that  style,  yes,  that's  the  difference.  There  were  all  kinds 
of  managers,  but  generally  the  theme  was  very  authoritarian.  In 
other  words ,  they  demanded  that  people  do  things  the  way  they 
should  and  the  way  that  they  wanted  them  to  do.   The  supervisor 

i 

was  really  the  person  who  called  the  shots. 
Lage:  Is   this  the  forest  supervisor  you're  speaking  of. 

Torheim:     Yes,  when  I  say  supervisor  I  mean  forest  supervisor. 
Lage:  Did  the  ranger  himself  follow  this   type  of  style? 


83 


Torheim:     Yes,   that's  right.     But  of  course,   there  were  a  few  who  didn't 
and  there  was  always  some  conflict.     Those  rangers  that  really 
had  trouble  with  that  kind  of  style,  who  wanted  to  play  it  a 
little  looser  or  use  more  of  their    Imagination    or  depart  from  the 
manual  really  got  in  trouble  very  quickly. 

"The  Way  the  Rig  Ran,"  an  Illustration 

Torheim:      Let  me  give  you  an  example  with  some  names.     This  is  not  an 

aberration  either  because  I'm  sure  there  were  lots  of  similar 
stories  like  this.      There  was  a  ranger  at  Naches  on  the  Snoqualmie 
who  preceded  me.     His  name  was  Horace  Cooper.      Coop  was  a  well- 
loved  ranger  by  other  rangers  and  all,  but  forest  superviors  had 
an  awfully  hard  time  with  Coop  because  he  didn't  fit  this  mold. 
He  was  a  fellow  who  really  regarded  the  manual  as  something  that 
guided  his  activity,  but  his  view  of  the  manual  was  that  if  it 
didn't  say  in  the  manual  "thou  shalt  not,"  it  was  okay.      So  he  read 
the  manual  in  quite  a  different  way  from  most  people.     However, 
his  objective  was  to  do  a  good  job  of  management  and  he  did  on  the 
ground. 

Lage:  How  old  a  man  was  he?     Was  he  in  your  age  group? 

Torheim:     No,  he's  half  a  generation  ahead  of  me.      Coop  lives  here  in 

Portland.     I  suppose  he's  about  seventy  today.     We  all  know  him 
well  and  love  him  dearly.     He's  just  a  great  person,   and  he  tells 
these  stories  on  himself,   by  the  way,   so  I  don't  feel  uncomfortable 
about  telling  this.     But  it's  illustrative  of  management  style. 


84 


Torhelm:      This  was  about  1950,   I  don't  know  the  exact  date,  but  I  was  a  young 
forester  on  the  North  Bend  district  so  we  all  knew  this  story,   and 
Coop  used  to  tell  it.      The  forest  supervisor  was  a  man  named  Herb 
Plumb  who   came  along  in  the  Forest  Service  early  in  the  game  before 
World  War  I.     He  was  typical  of  many  forest  supervisors.     He 
retired  about  1952  or  '53  or  somewhere  in  there  and  is  now  dead. 

Well,  Herb  ran  a  tight  ship.  He  had  been  on  other  national 
forests  and  in  the  RO  [Regional  Office].  He  was  a  fine  man,  but 
he  was  two  different  personalities.  Off  the  job  he  was  a  very 
fine  social  person  and  just  a  real  fine  human  being.  On  the  job 
he  was  really  a  martinet.  He  ran  a  tight  ship.  He  and  Coop  had 
opposite  personalities,  so  we  had  trouble! 

The  rangers' grades  for  a  long  time  were  P-2  on  many  districts. 
P-l   ("P"  means  professional)  was  the  entrance  grade  for  professionals 
and  P-2  was  ranger.     As  the  work  load  increased  after  World  War  II 
though,   the  classification  of  some  of  these  jobs  caused  them  to  go 
up.     So  some  ranger  districts  became  P-3.      The  Naches  district 
being  a  large  district  rated  a  P-3.      So  one  day  Herb  Plumb   drove 
over  to  Naches,   and  he  had  in  his  pocket  Cooper's  P-3  promotion. 
He  got  to  Coop's  office  (which  later  became  mine),   and  it  looked 
across  the  ranger  station  compound  to  the  ranger's  house.     Herb 
Plumb  walked  into  the  office,   greeted  Coop,  and  exchanged  a  little 
small  talk.      The  he  looked  out  the  window,   and  he  saw  a  new 
breezeway  had  been  constructed  between   the  house  and  the  garage, 
which  was  separate.     Now,   this  is  in  country  that's  twenty  below 
zero  and  four  feet  of  snow  for  about  four  months! 


85 


Torheim:      So  he  said  to  Coop,  "Coop,   did  you  build  that  breezeway?"     Coop 

said,  "Yes,  I  built  that  breezeway."     Herb  said,  "I  didn't  approve 
of  that."     Now,   think  about  that!     Today  a  forest  supervisor 

wouldn't  know  one  way  or  other  whether  a  ranger  was  building  a 

. 

breezeway,  but  that's  the  way  it  was.     Herb,   like  many  of  his 

• 

peers  at  that  time,  knew  every  facet  of  every  job  on  the  ranger 
district.  He  spent  a  lot  of  time  in  the  field.  Of  course,  you 
have  to  put  this  in  the  context  of  Coop  being  a  maverick  and 
probably  Herb  also  held  a  rather  tight  rein  on  his  use  of  funds. 

So  then  they  got  into  a  discussion  of  no  approval  and  what 
kind  of  funds  did  you  use  and  that  sort  of  thing.   It  turned  out 
that  Coop  was  in  the  soup  one  more  time  with  Herb  Plumb.  So  Herb 
took  the  promotion  out  of  his  briefcase  and  showed  it  to  Coop,  tore 
it  to  pieces  and  threw  it  in  the  wastebasket,  and  Coop  never  got 

his  P-3  until  some  time  later. 

. 

That's  illustrative  of  that  style  of  management.     Coop  just 
didn't  follow  the  processes  properly.      I'm  sure  he  did  a  good  job 
with  the  breezeway  because  we  lived  in  the  house  later  on,   and  you 

could  walk,   even  when  the  snow  was  quite  deep,   from  the  woodshed 

. 

garage  to  the  house,   [laughs]  But  there  are  lots  of  stories 
around  like  this,  and  if  you  talk  to  other  people,  you  will  find 
other  national  forests  had  the  same  kind  of  management  style  and 
behavior  and  the  strict  adherence  to  manual  instructions  and  these 
same  kinds  of  things.  So  that  was  the  way  the  rig  ran. 


86 


Torheim:     Now  then,   as  these  folks  that  had  been  forest  supervisors  and  the 
like  during  the  twenties  and  thirties  retired,   then  the  Forest 
Service's  new  managers  began  to  change.   That's  because  times  had 
changed.     Younger  people  coming  up,   and  many  of  them  having  been 
in  the  war,   didn't  ascribe  to  that  kind  of  management.     So   there 
was  evolution  In  a  way  from  the  authoritarian-type  of  management 
to,   oh,  more  of  a  humanistic  I  would  say   [type].      Some  of  them, 
as  you  typically  find,  some  of  them  went  over  the  brink  a  little 
bit  and  got,    as  a  reaction  to  authoritarian  management,  a  little 
too  humanistic-- some  of  us  thought  anyway,   if  that's  possible. 
But  really  there  was  a  mix  during  the  fifties  because  so  many  of 
the  scientific  management  type  of  people  and  some  of  the  newer 
people  were  all  kind  of  mixed  together.     This  was  the  state  of 
affairs  until  the  sixties  really. 

At  the  same  time,    the  Forest  Service  really  stuck  with  the 
manual  and  the  directive  system,   and  they  still  do.     The  use  of 
work  load  measurement  was  refined.     Uniform  work  planning  came 
into  being.      These  were  really  merely  extensions  of  scientific 
management  principles  with  humanist ics  kind  of  built     into  the  mix, 
which  meant  that  the  ranger  began  to  participate  a  little  more  with 
the  supervisor  in  planning  together  Instead  of  being  directed  from 
on  high. 


1 


87 


The  Work  Planning  System  in  the  Field 


• 
Lage:     Do  you  want  to  say  more  about  how  the  work  load  analysis  and  the 

planning  system  worked,  from  the  viewpoint  of  the  field? 

Torheim:  Yes,  I'll  try  that.  I  probably  don't  remember  all  of  the  details 
as  much  as  those  who  have  studied  it  more.  The  work  planning 
system — first  of  all,  you  got  your  fund  allocations  and  then  the 
ranger  and  his  staff  would  put  together  an  annual  program  of  work 
based  on  the  budget  and  the  allocation  of  funds,  and  it  was  in 
much  detail.  We  had  ledger-type  forms  to  use.  So  these  were  put 
together  and  became  the  gross  work  planning  for  the  year.  Now, 
these  were  backed  up  by  project  work  plans,  so  the  detail  was  there. 

Lage:     How  did  they  relate  to  these  longer  range  functional  plans? 

Torheim:  Not  very  closely  because  the  fund  allocation  drove  the  whole 

system,  and  that  was  an  annual  thing.  Sometimes  it  went  up  and 

down  like  a  yoyo. 

- 

Lage:  So  the  other  functional  programs  that  we  talked  about  were  more 

like  dreams? 

Torheim:     Well,   they  were  wish  lists,  yes.     But  they  guided  the  activity.     We 
didn't  stray  from  those,  but  we  only  did  the  increments  of  those 
plans  which  the  funding  permitted  and  it  would  vary. 

Lage:  So  they  were  long-range  goals  which  may  or  may  not  be  worked  towards, 

• 

depending  on  the  budget? 

. 

Torheim:     Yes,  if  you  didn't  make  it  this  year  on  your  trail  construction 
program,  you  hoped  to  get  money  next  year  and  get  a  little 
farther.     Sometimes  you  kept  slipping  back,  which  we  did  in 


88 


Torheim:      campground  activity.      Campground  Improvements  were  built  In  the 

CCC  days.     We  didn't  get  the  money  to  maintain  them,   and  this  Is 

• 
still  a  problem,  by  the  way. 

It  was  very  structured,  but  worked  quite  well  I  must  say.      The 
project  work  Inventory  that  each  ranger  district  had  was  a  list 
of  things  to  be  done  that  was  updated  periodically.      So  you  had 
lots  of  things  to  dip  Into  that  were  real  and  you  could  cost   them 
out.      Then  the  work  plan  for  the  year  was  put  together  and  all  of 
your  people  were  funded.     Many  of  them  were  only  funded  for  part 
of  the  year  and  only  worked  part  of  the  year.     We  had  lots  of 
seasonal  employees. 

Then  that  was  translated  into  monthly  work  plans.     We  sat 
down— the  ranger  and  his  people — each  month  and  made  a  monthly 
work  plan  by  day,  everyday— what  you  were  going  to  do  everyday — 
and  out  of  what  fund  you  were  going  to  work  and  what  you  were 
going  to  accomplish.      Then  you'd  have  a  contract  so  to  speak  with 
the  forest  supervisor.      The  staff,  of  course,  would  join  in  too 
in  the  supervisor's  office.     But   that  was  your  contract  and  at  the 
end  of  the  month  you  went  down  through  it  with  your  people,   and 
you  checked  off  in  red  what  you  accomplished  and  what  you  didn't, 
and  you  made  a  new  plan  and  picked  up  those  things  or  some  things 
would  cancel  out  or  change  or  you  had  a  fire  and  you  had  to  delay 
the  whole  thing  and  do  it  all  over.     But  it  was  done  by  days. 

i 


89 


. 
Phasing  Out  the  Diary 

.. 
Torheim:  Then  for  many  years,  Forest  Service  employees  kept  daily  diaries. 

The  daily  diary  served  a  number  of  purposes.  For  one  thing,  it 

. 

was  used  to  account  for  your  time  on  your  work  plan,  to  account 
for  your  time  on  the  payroll  sheet,  and  to  let  the  supervisor 
and  the  staff  know,  if  you  Just  sent  the  diary  in  every  month,  what 
you  did.  Then  it  was  used  for  future  work  planning  as  well  —  how 
long  does  it  take  to  do  a  job?  It  also  served  as  a  useful  record 
and  reminder,  particularly  for  rangers  in  their  contacts  with 
permittees,  if  there  is  a  dispute  or  something  later  on,  or  if 
you  want  to  recall  something. 

So  all  of  us,  or  most  of  us,  made  diaries  for  many  years. 
Many  of  these  are  in  the  archives  yet  today.  They  form  a  useful 

source  of  history. 
' 
• 
Lage:     Would  you  say  that  would  be  an  accurate  historical  record?  Did 

people  really  put  down  exactly  what  they  did? 
Torheim:  That  would  vary  with  the  individual.  Some  people  were  very 

creative  about  their  diary  writing. 
Lage:     [laughs]  I  like  your  terminology. 
Torheim:  Yes,  some  people  didn't  like  to  write  diaries.  I  remember  one 

fellow  who  had  his  clerk  write  his  diary  all  the  time.  He  would 

tell  the  clerk  periodically  what  he  did. 


Torheim:  But  generally  the  diary  was  used  appropriately.   I  know  in  my  own 

. 

experience,  I  didn't  make  lengthy  narratives  (that  wasn't  the 
intent  of  the  diary),  but  I  noted,  and  I  know  my  colleagues  that 


90 


Torheim:   I  worked  with  did,  what  we  did  during  the  day.  We  put  down  the 
functions  account  too  if  that  were  appropriate. 

Lage:     Was  that  well  accepted  or  did  people  gripe  about  it? 

Torheim:  It  was  well  accepted  until  the  fifties  again.  We  began  to  change, 
and  there  was  a  lot  of  dissatisfaction  about  the  diary,  as  we 
moved  along  particularly  in  the  fifties  and  sixties,  and  finally 
the  diary  was  abandoned.  You  know,  we'd  never  think  that  the 
diary  would  be  abandoned.  But  it  didn't  get  abandoned  without 
pressure  from  the  bottom.  It  got  abandoned  because  it  wasn't  a 
useful  tool  anymore,  and  we  got  into  a  different  kind  of  work 
planning. 

Lage:     Was  it  abandoned  along  with  the  work  load  analysis  and  other 
things  that  it  tied  in  with? 

Torheim:  Sort  of.  I  probably  am  a  little  fuzzy  on  the  history,  and  it 

didn't  just  stop  forthwith.  It  varied.  Again,  experimentation 
took  place.  Most  change  in  the  Forest  Service  begins  with 
experimentation.  Only  certain  individuals  were  required  to  keep 
a  diary.  Then  for  a  while  selected  positions  just  for  historical 
purposes  kept  the  diary.  Then  finally  it  was  just  wiped  out 
completely.  By  that  time,  though,  there  were  things  to  replace 
it  like  a  little  modified  budgeting  process,  more  participation 
up  and  down  the  line,  a  uniform  work  planning  system  which  was  a 
pretty  good  one  but  didn't  work  because  it  was  developed  at  the  top. 

But  in  a  way,  this  was  an  evolutionary  period  between  the 
more  directive  type  of  management  and  the — I  use  the  word 
"authoritarian*1  for  lack  of  a  better  word — but  more  directive 


91 


Torheim:   really  is  what  I'm  talking  about.  I  don't  mean  authoritarian 

in  a  negative  context  at  all.  It  was  simply  that  the  person  who 

was  forest  supervisor  or  ranger  had  a  lot  of  power  and  exercised 

• 

it  overall,  I'd  say,  wisely. 

' 

Participative  Management  and  Management  by  Objectives 

Torheim:  There  was  an  evolution  then,  you  see,  between  this  type  of  work 
planning  I  was  talking  about  and  the  present  system  which  is 
related  to  land  management  planning  and  is  much  more  complex  and 
it's  computer-based. 

Lage:     Can  we  get  into  a  description  of  that? 

Torheim:  Yes,  I  probably  won't  go  into  it  in  detail  because  it  is  quite 
detailed,  but  let's  compare  it  with  where  we  were. 

Lage:     Is  that  management  by  objectives? 

Torheim:  Yes,  it's  all  tied  together.  The  system  is  still  being  perfected, 
of  course.  But  generally  speaking,  the  budget  is  now  put  together 
three  years  out,  and  it's  even  more  than  that.  It  just  gets  a 
little  less  accurate  as  you  move  out,  but  it's  tied  to  the  Resources 
Planning  Act,  which  is  a  five-year  plan. 

In  land  management  planning  the  ability  of  the  land  to 
produce  or  provide  services  is  considered.  The  interesting 
difference  though  is  that  the  ranger  and  the  forest  supervisor 
participate  together  with  their  staffs  in  the  formulation  of  these 
plans  and  budgets  out  over  time,  based  on  objectives  that  are  also 
jointly  agreed  on  up  and  down  the  line,  and  related  to  the  RPA. 


92 


Torhelm:  The  Congress,  having  passed  the  RPA,  has  a  certain  commitment  to 
fund  at  these  levels,  that  didn't  exist  before.  There  is  still 
conflict  between  the  executive  branch  and  the  legislative  branch 
though  when  it  comes  to  trying  to  beat  inflation  and  prioritizing 
this.  At  any  rate,  it's  quite  different  in  that  respect. 

Then  the  ranger — having  participated  (and  it's  updated 
annually)  in  the  objectives  to  be  accomplished  and  the  funding 
required  to  do  that  and  the  people  power  to  accomplish  it — has 
ownership.  Then  there  are  no  surprises.  You  get  funding 
estimates  that  are  fairly  close  to  the  budgets  that  were  submitted. 
So  you  can  really  plan  out  ahead  instead  of  just  starting  from 
scratch  each  year. 

Now,  they  always  don't  turn  out  exactly  that  way  because 
priorities  aren't  always  the  same  at  the  national  level.  At  any 
rate,  it  works  quite  differently  then,  so  that  the  ranger  indeed, 
in  comparison  with  the  past,  can  really  be  participative  in  the 
formulation  of  the  budgets  which  resulted  in  fund  allocation,  and 
then  he  can  expect  that  over  a  period  of  time  they'll  generally 
be  carried  out. 

Lage:     Does  he  have  any  more  discretion  in  how  he's  going  to  use  the 
money  that  year  or  is  it  still  allocated — 

Torheim:  He  has  more  discretion.  There  are  certain  rules  of  the  game,  and 
most -of  them  are  by  law  and  regulation  on  fund  integrity,  because 
it  relates  to  how  the  Congress  appropriates  the  money.  Those 
rules  are  well  known.  But  there  is  more  discretion  in  putting 

I 


93 


Torhelm:      together  the  budget  within  those  guidelines  by  far.     As  compared 
with  the  way  it  used  to  be,  when  it  was  done  really  at  the 
supervisor's  office  and  at  the  regional  office's  level  and  simply 
handed  to  the  ranger.     He  didn't  participate  formally  like  he 
does  today.      [He]  merely  competed  for  funds,  as  we  talked  about. 
The  staff  assists  the  ranger  doing  that  and  doesn't  direct 
him.      I  don't  think  they  play  quite  as  many  interpersonal  games 
as  there  used  to  be. 

Lage:  So  the  ranger  before,   it  sounds  as  if  he  did  have  some  power,  but 

it  was  on  the  informal  level  of  gamemanship. 

Torheim:     Well,  yes.     He  didn't  think  he  had  power  when  it  came  to  fund 
allocation  because  the  staff  really  had  command  of  that.     But 
that's  not  true  anymore.     It's  in  the  line  now  between  the  super 
visor  and  the  ranger,  with  much  help  from  the  staff.     The  staff 
really  makes  it  work.     That's  the  basic  difference  I'd  say. 

Lage:  Is  there  a  milestone  date  or  approximate  time  span  for  these 

changes  to  more  participative  management? 

Torheim:     Approximately  1965  to  the  present. 

Introducing  Behavioral  Sciences  into  Management 

Torheim:     Now,  management  styles,   of  course,  have  changed,   too,   to  make  this 
possible.     Again,    they're  evolutionary,   and  they  change  among 
people.     One  of  the  profound  events   in  my  judgment  that  took  place 
in  the  Forest  Service  and  made  the  Forest  Service  managers  able 
to  cope  with  the  rapid  change  in  the  social  structure  in  the  country 


94 


Torheim:  and  recent  legislation  was  the  introduction  of  behavioral  sciences 
into  management.  This  happened  again,  as  it  often  does,  not  in 
a  planned  "let's  do  this"  sort  of  a  way,  but  again  through 
individuals  becoming  interested,  and  then  the  time  was  right. 

I  think  I  can  describe  that  to  you  because  I  was  a  part  of 
that  activity.  Keep  in  mind  the  background  again  of  new  people 
coming  into  the  organization,  many  having  been  in  the  military, 
the  old  style  of  management  disappearing  and  new  kinds  of  people 
coming  into  the  Forest  Service,  more  than  foresters — other 
disciplines — that's  all  part  of  the  background. 

In  1964,  the  director  of  personnel  management  in  Washington 
was  a  man  named  Hy  Lyman  who  had  come  up  through  the  ranks  and  had 
always  been  interested  in  management  as  a  science  and  an  art  and 
was  interested  in  the  business  of  management,  in  addition  to  having 
been  forest  supervisor  and  ranger  and  all  those  sorts  of  things. 
So  he  had  a  more  than  usual  interest  in  this  subject.   (He  was 
director  of  personnel  management.) 

The  people  in  personnel  at  that  time  in  the  regions  and  in 
the  Washington  office,  were  not  all  personnel  types.  When  I  say 
that  I  mean  professionals  with  an  education  and  background  in 
personnel.   The  Forest  Service  had  quite  a  mix,  and  I  was  one  of 
those.  They  had  lots  of  foresters  who  had  moved  over  to  personnel 
management  [who]  really  had  experiences  in  the  field  personally 
too.  Among  those  there  were  also  some  professional  personnel 
people  who  were  being  moved  into  the  outfit.  They  had  a  greater 


Torheim:   and  deeper  knowledge  of  personnel  systems  and  of  human  behavior 
and  psychology. 

Lage:     They  came  out  of  the  business  schools? 

Torheim:  Right,  or  they  came  out  of  political  science  or  all  kinds  of 

places — liberal  arts  types.  So  there  was  this  mix.  The  training 
arm  of  the  Forest  Service  was  used  during  this  period  to  effect 
change.  They  were  kind  of  a  licensed  change  agent.  Now,  I  say 
this  only  in  perspective  because  it  didn't  seem  so  at  the  time, 
but  as  I  look  back  now  it  seems  that  this  was  the  focal  point. 
That's  where  the  interface  took  place  between  people  who  had 
technical  backgrounds  like  myself,  and  people  who  were  coming 
in  new  in  the  outfit  from  universities  and  [who]  had  contact  with 
behavioral  sciences. 

Lage:     When  you  say  "the  training  arm"  was  that  a  certain  division? 

Torheim:  Yes,  it's  part  of  personnel  management — employee  development  and 
training  still  is  there,  and  most  personnel  departments  have  that. 
The  Forest  Service  was  always  very  strong  in  training  and  still  is. 


The  Managerial  Grid  Training  System 

Torheim:  It  just  happened  that  the  kind  of  mix  of  people  that  were  interested 
in  this  happened  to  be  in  the  right  places  for  something  to  happen, 
and  it  happened  this  way.  Hy  Lyman  and  some  of  the  folks  in 
personnel  management,  and  some  of  the  interested  other  staff  people 
in  Washington  went  to  a  managerial  grid  seminar.  This  seemed  to 
put  all  of  their  latent  feelings  about  organization  management  into 


96 


Torheim:  a  formal  focus  in  a  laboratory  setting,  highly  structured,  that 
they  could  understand.  It  seemed  like  it  would  surely  work  well 
for  the  Forest  Service  in  these  changing  times,  of  trying  to  get 
the  various  disciplines  working  together  (they  weren't  just 
foresters  anymore),  team  action,  participative  management,  and  it 
seemed  good  to  them. 

They  selected  a  couple  of  regions  who  had  regional  foresters 
that  were  known  to  be  people  who  were  also  interested  in  management 
and  experimentation  and  might  be  willing  to  try  it  out.  So  they 
went  to  Region  1  where  Neil  Rahm  was  the  regional  forester.  Neil 
had  always  been  interested  in  the  business  of  management.   In  fact, 

: 

he  was  kind  of  an  experimenter  himself,  and  the  region  was  a  region 
that  had  that  kind  of  culture.  So  with  some  help  from  the 
Washington  office  then,  Region  1  was  going  to  try  out  the  managerial 
grid  with  groups  of  people  and  see  how  that  would  work. 

Regions  compete,  and  so  some  of  the  other  regions  also  thought 
it  would  be  a  good  idea.  I  was  the  chief  of  the  employee  development 
branch  in  Region  6,  and  Dan  Bulfer  was  the  regional  personnel 
officer.  He  was  an  old  fire  man  and  trainer  and  everything  else. 
He  didn't  like  to  see  Region  1  going  off  into  something  he  thought 
was  pretty  good  and  not  have  big  Region  6  also  have  an  opportunity 
to  do  that.  I  was  new  in  heading  up  the  training  branch,  and  I 
kind  of  felt  like  Dan  did.  This  looked  interesting  to  me,  and  we 
had  a  group  of  people  in  the  region  who  had  also  been  kind  of 
chipping  away  at  old  traditions.  You  can't  do  this  just  in  the 


97 


Torheim:   regional  office.  These  were  forest  supervisors  and  rangers,  and 

they  were  all  well  known  to  us. 

• 

Our  regional  forester  was  Herb  Stone.     Herb  was  near  retire 
ment     and  had  been  around  a  long  time.     Herb  was  a  very  open -minded 
man  who  liked  to  try  new  things  too,   so  Dan's  job,  with  our  staff's 
help,  was   to  convince  Herb  that  this  would  be  a  good  idea  to 
experiment  with,   and  he  bought  it. 

Then  some  other  regions  here  and  there  got     involved  too. 
Some  regions  thought  this  was  a  bunch  of  junk  and  just  rejected  it 
completely.     Anyway,   this  caught  fire.     What  helped  it  along,    in 
my  judgment  too,  was  the  Job     Corps  that  came  into  the  Forest 
Service's  realm  of  responsibility  at  exactly  the  same  time.      It 
was  a  very  difficult  program  for  us  to  manage  because  it  was  really 
a  social  program.      It  wasn't  like  the  CCC  program.     We  thought  it 
was  going  to  be.     But  it  was  really  to  permit  young  men — unemploy- 
ables — to  become  employable.      It  wasn't  to  get  work  done  in  the 
woods. 

They  came  from  the  darndest  social  background  and  troubles 
and,   gosh,  we  had  all  of  the  human  problems  you  can  possibly 
imagine. 

Lage:  Did  you  have  rangers  in  charge  of  Job  Corps  people,  or  did  you  have 

specially  trained  people? 

Torheim:     Well,  we  had  a  mix.      In  Region  6  anyway,  we  chose  our  very  best 
young  managers  in  the  field  to  go  into  Job  Corps  and  manage 
these  centers,   and  it  was  a  good  thing  we  did.     But  the  Job  Corps 


, 


Torheim:  staff  weren't  from  our  culture  at  all.  They  were  educators,  they 
were  sociologists,  they  were  psychologists,  they  were  people 
from  the  penal  institutions  all  over  the  country.  They  were  the 
people  that  came  into  the  Job  Corps  to  do  the  work.  They  were 
managed,  though,  by  Forest  Service  managers.  We  selected  young 
managers  that  we  felt  might  go  on  up,  and  they  just  weren't 
equipped,  especially  to  work  with  this  disparate  group  of  people, 
to  run  a  center  (Job  Corps  camp) . 

So  the  managerial  grid  and  the  introduction  of  behavioral 
sciences  through  this  method  seemed  to  work  very  well,  and  it 
coalesced  and  made  it  possible  for  these  units  to  work  together 
to  accomplish  their  goals. 

Lage:     So  you  used  Che  managerial  grid  in  the  Job  Corps  units? 

Torheim:  You  bet,  right. 

Lage:     How  did  it  work?  Can  you  tell  us  more  about  what  the  managerial 
grid  is? 

Torheim:  Yes,  the  managerial  grid  was  simply  a  system  of  training  managers 
in  what  I  call  participative  management.  Now,  that's  an  over 
simplification,  but  it's  a  way  of  learning  how  to  work  together 
with  people  to  accomplish  the  organization's  goals.  It  teaches 
teamwork,  and  it  teaches  the  synergism  of  people  getting  together 
without  all  having  the  answer  and  through  the  synergistic 
interactions  of  this  group,  it  can  come  up  with  better  answers 
than  the  sum  of  the  whole.  Of  course,  this  fit  the  Forest  Service 
needs  to  a  "T"  because  this  was  the  way  the  Forest  Service  worked. 


99 


Torhelm:  We  never  had  a  vehicle  to  do  It,  nor  did  we  have  the  understanding 
of  how  people  functioned  this  way. 

There  were  some  elements  of  sensitivity  training  in  it  which 

later  were  at  least  modified  by  us.  A  lot  of  people  rejected  it 

•-  '• 

on  that  basis.      1  must  say  it  wasn't  a  large  part  of  the  managerial 

grid,  but  at  least  it  caused  people  to  interact  with  each  other 

• 

on  a  personal  basis  to  see  how  they  really  felt  about  each  other 
working  in  a  team. 
Lage:     How  did  that  go  over?  I  think  this  is  referred  to  in  one  of  the 

other  interviews  where  he  describes  it  as  sort  of  a  lengthy  session 

' 

of  several  days  of  interaction. 

• 

Torheim:      It  was  very,  very,  very  tiring.     But  if  you  think  it  was   tiring  for 
the  participants,  you  ought  to  see  how  tiring  it  was  for  those  of 
us  who  conducted  it.     We  conducted  many  dozens  of  training  seminars. 

Lage:  I  would  think  it  would  be  very  hard  for  sort  of  a  traditional 

Forest  Service  type  to  accept. 

Torheim:      That's  why  it  was  hard  on  the  people  conducting  it.      It  just  tore 
the  outfit  apart  sometimes.     People  had  well-established  niches 
or  they  had  pretty  solid  coats  of  armor  around  their  personalities, 
and  it  was  just  all  laid  out.     We  modified  it  in  Region  6  though 
because  that  didn't  seem  to  be  terribly  important.     We  didn't 

want  people  to  modify  their  behavior,  and  we  didn't  think  it  was 

' 

possible.     We  felt  the  psychologists  were  wrong  there.      It  turned 
out  that  that's  the  way  it  worked  best. 


100 


Torhelm:  One  thing  you  could  do  with  the  managerial  grid  was  to  actually 
modify  it  to  suit  your  own  needs.  Now,  the  first  seminars  were 
simply  to  learn.  The  real  payoff  in  managerial  grid  though  was 
the  subsequent  follow-ups  where  you  worked  with  actual  working 
groups.  The  first  session  was  a  laboratory  mixed  bag  of  people 
from  all  kinds  of  units.  The  real  payoff  though  was  in  what  we 
called  "phase  2s"  and  "phase  3s"  and  on,  where  you  dealt  with  a 
facilitator.  The  training  people  and  others  learned  to  act  as 
facilitators.  You  worked  with  an  actual  group,  a  ranger  and  his 
staff,  a  forest  supervisor  and  his  staff,  or  groups  of  people  that 
worked  together.  They  worked  on  real  life  problems  and,  with  the 
aid  of  the  facilitator,  learned  how  to  work  them  out  together 
better. 

Lage:     You  were  sort  of  along  while  they  were  doing  their  routine  work 
to  help  them? 

Torheim:  Yes,  we  had  sessions,  but  they'd  bring  to  the  sessions  the  real 
life  things  they  were  working  with,  and  that  was  the  payoff.   If 
there  hadn't  been  a  managerial  grid,  I  suppose  over  time  some 
other  techniques  [would  have  been]  used.  But  that  opened  whole 
new  doors.  It  opened  up  the  outfit  to  the  use  of  consultants 
from  universities,  other  than  the  forestry  faculty.   It  got  us 
into  schools  of  business,  of  public  administration.  It  got  us 
into  private  industry,  which  was  also  doing  the  same  thing,  by 
the  way. 


101 


Longterm  Benefits  from  Managerial  Training 

.'  /^  -  ^ 

Torheim:   It  just  opened  up  the  interaction  of  managers  at  all  levels  to  the 
world  around  them  much  larger  than  just  managing  the  national 
forests,  and  that  was  a  profound  change.  Coupled  with  the  Job 
Corps,  and  the  selection  of  our  best  people  in  this  cauldron  of 
management  activity  who  now  had  moved  up  to  executive  positions , 
it  put  the  Forest  Service  in  fine  shape  for  the  resource  conflicts 
which  have  come  along  since  then,  particularly  in  the  wilderness 
issue  and  timber  management  issues  and  that  sort  of  thing. 

Lage:     Would  you  say  it  was  more  successful  in  training  your  younger 
people  rather  than  changing  the  behavior  of  more  established 
people? 

Torheim:  Yes,  it  didn't  change  the  basic  behavior  of  the  established,  but 
many  of  the  established  people  really  modified  their  behavior 
within  the  context  of  this  because  it  worked.  Another  thing  you 
saw  was  that  people  out  on  the  outer  fringes,  the  typical  change 
agents,  were  going  a  little  too  fast.  They  were  leaving  folks 
behind,  so  they  had  to  kind  of  back  off.  There's  a  tendency,  at 
least  in  the  Forest  Service  there  always  has  been,  that  when  you 
get  something  new  that  works,  we  just  jump  over  the  cliff.  Then 
you  find  out  you  jumped  too  far  and  too  fast  and  you  haul  yourself 
at  least  halfway  back  up  to  reality  and  then  get  on  with  it.  We 
did  this  too.  A  lot  of  it  was  over  done.  This  turned  off  a  lot 
of  people,  particularly  the  critics  who  said  it  wouldn't  work. 


102 


Torheim:  But  Che  payoff  was,  at  least  to  getting  the  whole  organization 
into  this  way  of  thinking,  is  that  it  became  a  way  of  doing 
business.  I  don't  mean  only  the  managerial  grid,  because  that 
was  just  a  vehicle  to  learn,  but  the  participative  type  of 
management,  the  ability  to  deal  with  conflict,  the  ability  to 
understand  group  interaction  and  what's  really  happening  to  your 
group,  and  then  stop  the  action  and  critique  it  and  say,  "We're 
getting  all  hung  up" — that  was  a  new  business.  Usually  you  kept 
all  of  this  inside  of  you  and  hoped  you  could  work  it  out  through 
your  force  of  personality  or  intellect.  It  particularly  fostered 
an  ability  to  deal  externally  with  conflict  and  not  be  all  torn 
up  about  it  or  go  into  a  shell,  but  actually  nurture  it  with  the 
idea  that  this  is  going  to  work  out  good. 

This  all  came  about  over  a  period  of  time  up  through  the 
latter  half  of  the  sixties  and  into  the  seventies  as  a  way  of 
doing  business.  But  what  really  Institutionalized  this  way  of 
managing  was  that  those  managers  who  really  had  accepted  behavioral 
science  techniques  as  a  way  of  managing  seemed  to  be  the  ones  who 
were  getting  promoted.  They  were  the  ones  that  were  actually 
producing  and  getting  credit  because  they  were  better  managers. 
This  became  very  obvious  then  [that]  this  is  a  way  of  doing 
business.  The  heads  of  the  agencies — the  chief  and  the  staff  and 
the  forest  supervisors  and  the  regional  foresters — accepted  this 
too.  So  again,  it  started  really  from  the  bottom  up. 


103 


Torheim:  The  last  folks,  I  would  say,  to  really  accept  this  as  a  change 
of  style  were  the  people  at  the  Washington  office.  But  that's 
only  natural.  The  felt  need  was  at  the  ranger  district  level. 
You  had  new  people.  You  had  a  whole  mix  of  people  other  than 
foresters.  The  conflicts  were  there,  and  could  be  dealt  with. 
And  the  younger  people,  the  people  that  are  always 
tapping  on  the  egg  shell.  In  my  judgment  (and  I  think  others, 
probably  in  my  peer  group,  would  support  that),  I  think  that  was 
a  milestone  of  change  in  the  way  the  Forest  Service  has  done  its 
business. 

Adapting  to  Change,  Dealing  with  Conflict 

Lage:     I  would  think  that  your  peer  group  would  be  a  key  group,  as  the 
ones  who  came  in  under  the  old  style,  but  had  to  adapt. 

Torheim:  Yes. 

Lage:  Did  you  find  that  a  lot  of  them  fell  by  the  wayside?     If  they  had 

been  attracted  to  a  certain  style  in  the  Forest  Service,  how  well 
did  they  do  when  it  changed  so  drastically? 

Torheim:      That  was  a  highly  individual  thing,   I'm  sure.      It's  hard  for  me 
to  say.      I  don't  know  of  anybody  falling  by  the  wayside  so  to 
speak,   although  there  must  be  some  who  did.     When  I  was  in  personnel 
management,   I  began  to  learn  about  these  things  personally  for  the 
first  time.     You  don't  otherwise  so  much,  but  in  personnel  management 
lots  of  people  came  to  consult  with  me  about  their  careers.      It 
had  nothing  to  do  with  change  so  much  but  just   careers  in  general. 


104 


Torheim:     There  were  a  lot  of  people  who  were  not  achieving  their  career 
expectations,   and  this  is  true  in  any  organization.     But  I  was 
never  so  aware  of  that  until  people  would  come  to  see  me  because 
of  my  job.     We'd  have  a  chance  to  talk  and  look  at  the  alternatives. 
I  think  perhaps  this  abrupt  change — I  shouldn't  say  abrupt,  but 
a  rather  short  span  of  time  anyway — this  change  from  a  more 
structured  type  of  management  style  to  a  more  open  style  really 
did  trouble  some  people  and  made  it  difficult  for  them  to  move  up 
because  they  were  already  locked  into  the  old  style  of  management. 
That  was  standard  procedure  for  them. 

Lage:  Also,   I  think  it  fits  with  a  certain  personality  structure  that's 

hard  to  change. 

Torheim:     Yes,   that's   right.      It's  awfully  complex  and  in  an  organization 
as  you  move  along,   a  lot  of  it's  pure  chance.     One  doesn't  take 
his  or  her  career  and  design  it  and  then  proceed.     He  may  have 
some  goals  but,   gee,   there's  an  awful  lot  of  chance!      It  walks 
you  around  from  here  to  there  as  you  move  along.     But  that's 
life;   that's  what  makes  it  exciting.      I'm  sure  this  happened  too. 

At  any  rate,   this  is  the  way  the  Forest  Service  does  business 
today  and  it's  really  not  labeled;   it's  understood.      I  suppose 
as  time  goes  on,   there  will  be  further  evolutionary  changes  as 
society  changes.     But  it's  made  the  Forest  Service  very  adaptable 
over  the  years.      The  Forest  Service  has  adapted  quickly  to  the 
norms  of  society  and  the  society  that  it  serves.     That's  been  the 
strength  of  the  Forest  Service. 


105 


Lage:     Do  you  think  this  helped  in  dealing  with  all  the  increased  level 
of  public  involvement? 

Torheim:  Very  much,  and  that's  how  the  Forest  Service  actually  became  a 
leader  in  government  in  public  involvement  in  a  field  that  was 
never  touched. 

Lage:     Some  of  the  same  skills — 

Torheim:   The  same  skills,  yes;  the  ability  to  deal  in  conflict  situations, 
the  ability  to  understand  the  group  process  and  the  communication 
process,  and  the  ability  to  actually  create synergism  to  get  the 
best  answers.  That's  all  a  spin-off  from  the  adoption  of 
behavioral  science  techniques.  This  is  most  unusual  to  me  because 
foresters,  engineers,  and  biologists  of  various  kinds,  which  really 
make  up  the  bulk  of  the  Forest  Service  work  force,  had  zero 
education,  most  of  us,  in  these  fields.  So,  many  of  us  were  boning 
up.  1  read  psychology  books.  I  attended  classes,  seminars.  All 
of  us  did  for  these  kinds  of  subjects  that  we  never  got  in  school. 

Lage:     Has  any  of  this  filtered  down  to  the  professional  schools  so 
that  they  do  train— 

Torheim:  Oh,  sure,  sure.   Still  not  so  much,  but  then  the  Forest  Service 
picks  this  up  by  continuing  these  as  inhouse  training  programs. 
It  was  pretty  exciting  to  get  into  these  fields  because  I  used 
to  consider  these  as  rather  theoretical  ivory  tower  sorts  of 
activities  and  probably  would  have,  too,  if  I  had  taken  it  on 
campus.  But  if  you  can  apply  it  to  your  real  job  and  see 
immediately  whether  it  works  or  doesn't,  that  does  make  it  pretty 


106 

Torheim:  exciting  and  makes  it  useful.   So  this  is  what  took  place  and 
then,  of  course,  getting  into  the  conflicts  that  emanated  from 
special  interest  groups  having  different  views  about  how  the 
public  lands  should  be  classified  and  all,  there  was  work  to 
do  with  these  new  techniques.  I  guess  that's  about  my  view  of 

it  anyway. 

*  j 


Cliff  and  McGuire;  Managerial  Styles  Illustrated/^ 


Lage:     You  had  something  you  wanted  to  add  on  differences  in  style. 

Torheim:  Just  a  little  personalized  input  to  illustrate  changes  in 

management  style  we  were  talking  about.  Ed  [Edward  P.]  Cliff 
was  chief  of  the  Forest  Service  [1962-1972]  had  come  up  through 
the  organization  in  the  traditional  way  we  had  spoken  about.  He 
was  a  very  capable  forest  supervisor  in  southern  Oregon.  He  came 
up  through  experiences  with  a  heavy  fire  forest,  lots  of 
management  problems  in  the  thirties  with  arson  and  everything  else 
in  this  forest.  He  was  a  good  manager.  He  worked  his  way  up  as 
regional  forester  and  through  the  ranks  and  eventually  to  chief 
in  the  characteristic  way. 

[He  was]  well-liked  by  everybody.  We  knew  exactly  where 
Ed  stood,  the  typical  espouser  of  scientific  management  principles. 
When  I  was  in  the  Washington  office  I  used  to  on  occasion  attend 
chief  and  staff  meetings  in  Ed  Cliff's  office.  Ed  had  a  rectangular 
table,  and  each  of  the  deputy  chiefs  had  their  chairs  around  this 

rectangular  table.   Then  Ed  managed  the  meeting.  They  always  sat 

' 


107 


Torheim:  in  the  same  chairs.  The  associate  deputy  chiefs  had  chairs  away 
from  the  table  and  generally  kind  of  behind  their  deputies.  Then 
those  of  us  in  staff  roles  would  come  in  to  make  certain  inputs 
on  certain  items  of  the  agenda.  We  sat  in  kind  of  a  peanut 
gallery  off  to  one  side.  Now,  this  wasn't  a  big  room.  It  was  a 
rather  small  room.  But  it  was  very  structured.  The  interaction 
then  was  also  quite  formal.   I  don't  mean  stuffy,  but  rules  were 
certainly  well  understood  if  not  written  down  [chuckles]  on  how 
one  communicated.  It  worked  quite  well. 

There  was  a  real  shift  when  John  McGuire  succeeded  Ed  Cliff 
[1972],  and  this  was  noticeable  to  all. 

Lage:     Were  you  in  Washington? 

Torheim:  No,  I  was  in  the  field  then.  I  was  deputy  regional  forester  in 
Region  6,  but  we  go  back  frequently  to  Washington  and  deal  with 
the  chief.  John  McGuire  was  one  of  the  early  people  in  the 
behavioral  science  input  to  management.  He  was  director  of  the 
southwestern  experiment  station  at  Berkeley.  He  was  quite  an 
espouser  of  new  principles  of  management.  He  had  come  out  of 
research  and  so  he  was  a  little  closer  to  the  field  later  in 
his  career.  His  personal  style  was  different,  too.  But  it  was 
quite  noticeable  what  John  did  differently  then  about  these  chief 
and  staff  meetings.  He  didn't  use  a  rectangular  table.  It  was 
gone.  He  had  a  very  large  circular  table  in  the  middle  of  his 
room,  and  he  and  his  deputies  sat  around  the  circular  table,  so 
they  were  interacting  eyeball  to  eyeball.   It  was  a  low  coffee- 
type  table. 


108 


Torheim:  Then  the  others,  the  associate  deputies  and  those  of  us  who  had 
come  in  to  make  inputs,  we  just  sat  casually  around  where  we 
wanted  to  pick  a  chair.  John  then  stimulated  conflict  and 
conversation.   In  fact,  one  of  his  techniques  was  if  they  weren't 
getting  enough  input  on  the  problem  to  be  solved  he  would  be  a 
devil's  advocate  or  he  would  say  something  that  was  certainly 
challengeable  and  stimulating.  That's  the  research  approach,  by 
the  way. 

So  it's  an  interesting  difference  in  styles  even  to  the  very 
furniture  in  the  chief's  office.   [laughter] 

Lage:     Were  you  quite  aware  he  was  only  playing  the  devil's  advocate, 
or  you  weren't  quite  sure? 

Torheim:  Oh,  yes,  quite  sure.  He  always  used  that  technique  very  openly — 


no  games. 

Lage:     He  came  out  of  the  research  branch? 

Torheim:  Yes,  most  of  his  career  was  in  research. 

Lage:     Was  that  unusual? 

Torheim:  No,  Ed  Cliff's  predecessor,  Dick  McArdle  was  also  out  of  research. 
Chiefs  have  come  both  from  administration  and  research.  Well,  I 
thought  that  was  just  a  little  story  illustrative  really  of  a 
small  part  of  management  activity,  but  it  expresses  not  only  a 
little  difference  in  personnel  but  a  little  difference  in  managerial 

style  to  be  more  at  harmony  with  the  way  the  outfit  was  moving. 

• 


109 


V  THE  FOREST  SERVICE  ORGANIZATION:   CHANGES  AND  CHALLENGES 

- 

Reorganization  in  the  Seventies)^ 

Lage:     Should  we  move  to  more  discussion  of  the  reorganization  in  the 
Forest  Service? 

Torheim:  Yes,  let's  do  that.  I'll  probably  have  a  little  trouble  with 

dates  and  all,  but  I  can  get  into  the  general  area.  The  Forest 
Service  had,  as  we  talked  about  earlier,  the  line/staff  type  of 
organization  with  the  assistant  forest  supervisors  and  assistant 
regional  foresters  having  line  direction  in  their  activities.  We 
talked  about  that  quite  a  little  bit.  Now  then,  as  we  moved  along 
with  getting  more  and  more  different  kinds  of  people  in  the 
organization,  beginning  to  introduce  behavioral  science  principles 
into  management,  the  drifting  away  of  scientific  management  and 
more  authoritarian  type  of  management,  and  learned  more  about  the 
participative  approach  to  getting  the  job  done  better  through  team 
action,  it  soon  became  obvious  that  the  line/staff  organization 
wasn't  working  all  that  well. 


110 


Torheim:  Land  management  planning  had  an  influence  on  it,  too.  There  was 
a  lot  of  what  we  called  functionalism.  Functional ism  (and  it's 
not  a  very  good  word,  but  for  lack  of  a  better  one  I'll  use  it) 
meant  that  we  dealt  with  a  bag  full  of  functional  activities  with 
strong,  directive  staff  members  pushing  their  activity  at  the 
expense  (now,  this  is  a  bit  of  a  caricature) ,  but  at  the  expense 
of  the  other  activity.  The  supervisor  had  a  lot  of  trouble 
sorting  out  all  of  this  direction  he  was  getting  from  assistant 
regional  foresters  who  were  pushing  their  own  program,  and 
likewise  the  ranger  was  having  trouble  sorting  out  priorities 
among  all  the  direction  he  was  getting,  from  the  various  forest 

staff  members,  and  playing  the  budget  and  fund  allocation  game 

. 

at  the  same  time. 

This  wasn't  working  well,   as  the  job  became  more  complex — 
land  management  planning,   trade-offs,  increased  work  force, 
and  that  sort  of  thing — and  our  increased  awareness  about  what 
was  happening  to  us.     So  it  looked  like  maybe  a  different  kind 
of  organization  was  needed.     Also,  at  the  same  time,  with  the 
tremendous  increase  in  work  load  brought  about  by  new  legislation 
and  more  public  interest  in  national  forests,   the  ranger  couldn't 
keep  track  of  everything  in  a  big  district  anymore  personally. 
The  forest  supervisor  couldn't  run  every  ranger  district  like  he 
used  to  either.     He  couldn't  keep  track  of  all  this  stuff.     All 
the  public  job — public  involvement  and  contacts  with  the  public — 
this  is  all  part  of  the  things   that  were  happening  in  the  sixties. 


Ill 


Torhelm:   The  generic  term  for  the  managerial  grid  system  and  the  introduction 
of  behavioral  science  was  called  organization  development.  This 
was  the  generic  term  for  all  of  this  activity  we  talked  about 
earlier.  The  objective  there  was  to  improve  your  organization 
along  the  lines  that  you  thought  needed  improving. 

Lage:     Was  there  a  particular  individual  who  was  connected  with  pushing 
this? 

Torheim:  No,  this  was  pushed  from  all  directions,  and  that's  what's 

interesting  about  it.   It's  kind  of  like  I  described  the  move 
for  multiple-use  planning  to  land  management  planning.  There  was 
a  general  overall  feeling  of  dissatisfaction.  No  individual 
pushed  it  at  all.  It  was  at  the  field  by  the  way,  at  the  field 
level. 


Field  Experimentation  for  Structural  Change 

Torheim:  Again,  experimentation  seemed  to  be  the  way  to  make  this  change, 
if  necessary,  work  out.  Some  forests  were  selected  by  the  chief 
and  the  regional  foresters  to  do  experimentation.   One  of  them 
was  the  Eldorado  National  Forest  in  California,  and  there  were 
some  others  too.  But  they  began  to  experiment  with  organization 
change,  a  little  different  type  of  staff  alignment,  more  deputy 
supervisors  and  that  sort  of  thing. 

Again,  [with]  the  intense  Interest  and  competition  and  need, 
other  regions  wanted  to  get  in  on  it  too.  So  here  we  go  again! — 
which  is  healthy.  In  every  region  there  is  always  a  forest,  a 


112 


Torheim:   change-agent  forest,  somebody  willing  to  try.  So  it  turned  out 
that    several  regions,  with  or  without  blessings  from  the 
Washington  office,  began  to  do  some  organizational  experimentation— 
not  going  outside  of  the  directives  from  the  chief,  but  really 
teetering  on  the  edge. 

After  a  while,  the  chief  acquiesced  (let  me  put  it  that  way) 
because  a  lot  of  people  had  already  started  organization  change 
without  the  blessing  of  the  chief,  so  the  chief  said,  "Okay, 
let's  try  this."  We  found  several  regions  trying  organization 
change,  but  it  wasn't  well-directed,  kind  of  like  the  land 
management  planning,  and  it  got  out  of  hand.  But  I  think  in 
retrospect  it  was  useful  because  it  caused  a  lot  of  experimentation 
to  take  place. 

Lage:     Where  were  you  as  an  observer?  How  were  you  involved  in  this? 

Torheim:   I  was  deputy  regional  forester  in  Region  6.  We  had  some  forests 

in  Region  6,  and  I  guess  every  region  did,  that  were  trying 

. 

different  ways  of  organizing.  With  the  informal  communication 
systems  between  regions  and  forests,  these  supervisors  would  talk 
to  each  other,  and  they'd  get  new  ideas.   I  don't  mean  anything 
dramatic  was  happening,  but  we  were  trying  to  learn  how  to  change 
and  cope  with  all  of  these  ways  of  doing  business.  Usually  on 
the  forest  level,  it  was  decided  to  consolidate  the  various 
resource  activities  so  the  forest  supervisor  wouldn't  have  so 
many  subordinates.   In  some  of  these  big  forests,  the  supervisor 
would  have  thirteen  staff  people  and  six  rangers  all  reporting 
to  the  forest  supervisor.  So  that  was  where  the  problems  were 
in  the  larger  forests. 


113 


Torheim:  The  upshot  of  this  was  that  this  [experimentation]  couldn't  go  on, 
so  the  chief  grabbed  hold  of  the  thing  and  kind  of  stopped  the 
action  of  experimentation  and  based  on  the  experimentation,  laid 
out  some  organizational  structures  for  forests  that  would  be  okay. 
They  could  work  within  these  various  organization  patterns.  Then 
eventually  this  was  done  for  the  regions  as  well.  They  were  done 
together.  This  happened  about  1972. 

Multiple  Deputies  and  Line/Staff  Adjustments 

Lage:     What  was  the  actual  outcome? 

Torheim:   The  basic  change  was,  in  most  cases — well,  all  of  the  regions 
were  organized  the  same.   (Let's  start  with  the  region.)  I'll 
talk  about  the  western  regions  because  the  eastern  regions  have 
a  little  different  responsibilities  for  state  and  private 
forestry.  But  the  western  regions  typically  had  a  regional  forester 
and  a  deputy  regional  forester.  The  regional  forester  and  deputy 
occupied  the  top  management  slot  as  a  unit,  the  typical  alter-ego 
deputy  type. 

Then  there  were  assistant  regional  foresters  for  each  of 
these  activities  that  we've  talked  about,  not  just  in  resources 
but  also  in  business  management  and  state  and  private  forestry. 
Now,  that  was  quite  a  span  of  control  when  you  think  of  all  of 
those  staff  people  reporting  to  the  regional  forester  and  deputy, 
plus  all  of  the  forest  supervisors.  There  can  be  as  many  as 
thirty  or  forty  people.  The  new  structure  consolidated  the  assistant 


114 


Torheim:   regional  foresters  Into  groups  under  multiple  deputies.  So  the 
job  that  I  had  as  deputy  for  Region  6  was  changed  to  deputy 
for  resources,  which  meant  I  was  responsible  for  all  of  the 
resource  management  activity,  but  not  for  state  and  private 
forestry  anymore  and  not  for  business  management.  There  were 
two  other  deputies  that  handled  that,  one  state  and  private  and 
one  in  administration.  This  was  the  same  organization  for  all 
of  the  western  regions. 

Lage:     Then  the  staff  people  would  report  to  you? 

Torheim:  Yes,  the  staff  people  reported  to  me.  Now,  at  the  same  time 

the  role  of  the  staff,  or  the  assistant  regional  foresters,  was 
changed.  They  were  no  longer  assistant  regional  foresters.  They 
were  called  directors  of  timber  management,  directors  of  fire, 
directors  of  wildlife  and  so  forth.  The  line/staff  was  eliminated; 
they  were  staff.   So  they  could  not  direct  a  [forest]  supervisor. 
The  deputy's  job  was  to  coordinate  this  activity,  so  that  policy 
and  personnel  selection  and  budget  formulation  was  done  through 
the  deputy,  from  the  forest  supervisor  through  the  deputy.  Of 
course,  the  interaction  takes  place,  but  the  responsibility  [lay 
with  the  deputy] ,  and  conflict  was  resolved  that  way. 

Now,  the  forests  were  organized  a  little  similarly,  but 
forests  differ  in  size  and  mission  and  geographical  location.  In 
essence  the  roles  of  the  staff  people  on  the  forests  (the  assistant 
forest  supervisors)  were  changed  also.  That  was  a  profound  change. 


Lage:     You  mentioned  yesterday  that  these  staff  people  had  had  personnel 

L. 
1 


powers — the  selection  of  personnel. 


115 


Torheim:  Yes . 

Lage:     How  did  that  work? 

Torheim:  Say  a.  region  was  going  to  select  a  forest  staff  person  or  a 

forest  supervisor  within  the  authority  of  the  regional  forester. 
Typically,  this  would  be  done  with  a  selection  committee  made 
up  of  the  regional  forester  and  all  of  the  assistant  regional 
foresters  in  the  staff  organization  with  input  from  personnel, 
maybe  some  input  from  the  forest  supervisor  and  maybe  not,  it 
depends  on  how  that  particular  region  was  managed. 

If  the  selection  was  to  be,  say,  for  a  forest  staff  person 
in  range  management,  the  assistant  regional  forester  for  range 
management  really  had  the  most  say  about  that  and  very  frequently 
it  was  his  recommendation  that  prevailed.  Sometimes  that  was  not 
acceptable  to  the  forest  supervisor,  but  he  had  to  take  it  anyway. 

Also,  the  review  of  promotion  rosters  and  the  general 
personnel  activity  was  done  that  way,  again  with  the  assistant 
regional  forester  in  charge  of  the  activity,  having  the  dominant 
say  about  the  people  who  were  moving  along  in  the  field  in  his 
activity.  Again,  frequently  there  would  be  conflict — not  always, 
but  sometimes. 

With  the  new  role  of  directors  then,  they  didn't  have  this 
kind  of  clout  so  to  speak.  They  would  advise  the  regional  forester 
about  who  they  thought  ought  to  be  selected,  but  then  there  would 
be  a  smaller  group  probably  just  a  few  of  the  assistant  regional 
foresters.   It  depended  on  the  system  that  was  used,  but  it  would 
be  a  smaller  group,  and  he  would  just  recommend.  He  wouldn't  veto. 


116 


Torheim:     Before  the  reorganization,   the  assistant  regional  forester  had  an 
out-and-out  veto — maybe  not  formally  written  down — but  by  golly, 
if  he  didn't  approve,   the  regional  forester  absolutely  wouldn't 
go  along  with  the  choice. 

There  was  more  debate  and  then  in  many  cases  the  supervisor 
had  something  to  say  about  it.     He  could  make  an  input.      Sometimes 
he  was  overruled,  but  at  least  he  was  part  and  parcel  to  the 
decision-making  process,   instead  of  wondering  who   they  were  going 
to  send  him.   So  this  changed  it. 

That  had  really  been  a  job-satisfying  activity  for  the 
assistant  regional  foresters,   that  many  of  them  felt  they  had 
lost.     There  was  a  sense  that  they  should  watch  the  people  coming 
along  in  their  activity  and  keep  close  track  of  them,   and  they 
had  lots  to  say  about  the  future  of  the  technical  expertise  in 
the  outfit,  particularly  in  the  staff  roles.     Then  in  selecting 
line  people  like  supervisors  they  had  a  lot  to  say  too.      Sometimes 
if  an  assistant  regional  forester  didn't  think  that  a  person  was 
suitable  they  weren't  selected.      The  regional  forester  paid  close 
attention  to  his  staff  in  these  matters,   again  often  to  the 
dissatisfaction  of  the  supervisor.     This  was  shifted  around. 

f 

Reaction  to  Changed  Staff  Responsibilities 

Torheim:     Again,  many  of  the  now-called  "directors"   thought   that  the  supervisors 
had  just  rejected  them,   that  it  was  just  a  matter  now  between  the 
regional  forester  and  the  supervisors  and  they  were  just   clear  out. 

1 


117 


Torhelm:  They  weren't  even  asked  anymore.  Now,  this  is  a  caricature 
again,  but  some  of  them  felt  pretty  strongly  that  way. 

Lage:     You  must  have  seen  this  at  close  hand  from  your  job. 

Torheim:   I  was  very  much  involved  with  this,  yes.   I  was  an  arbiter  lots 

of  time  between  the  staff  person — the  director — and  the  supervisor. 
Again  this  was  an  individual  thing.  Lots  of  people  were,  in  fact, 
quite  comfortable  with  this  change. 

The  other  power  loss  (job  satisfaction)  that  many  directors 
felt  was  the  inability  to  influence  fund  allocation.  Some  felt 
very  strongly  that  the  funds  should  go  to  those  supervisors  who, 
in  the  judgment  of  the  director,  were  making  the  best  use  of  those 
funds.  After  the  reorganization,  of  course,  it  was  more 
formalized.  All  the  directors  did  was  to  recommend,  and  then  the 
deputy  would  make  the  decision.  Then  we  moved  over  toward  a 
more  management  by  objectives  kind  of  thing. 

A  number  of  directors  at  all  levels — and  this  was  true  at 
the  forest  level  among  the  staff  people,  the  Washington  office 
level,  and  the  regions,  it  was  an  individual  thing — felt  that 
their  job  was  much  diluted.  I  noticed,  however,  that  this  wasn't 

9 

universally  true.     Some  of  the  former  assistant  regional  foresters 
moved  over  to  the  director  role  or  changed  their  way  of  operating 
quite  easily  and  comfortably. 

Lage:  Did  some  move  up  to  the  deputy  role  as  well? 

Torheim:     Yes,   oh  sure,  but  there  aren't  too  many  of  those  jobs.     But  what  I 
think  1  noticed  mostly  was  that  people  coming  into  the  director's 
jobs   for  the  first  time,  with  their  role  established  before  they 


118 


Torheim:     got  the  job,  had  no  trouble  at  all  with  it.     So  over  time  this 
was  taken  care  of. 

What  interested  me  was  that  we  were  very  much  aware  of  this, 
because  we  had  a  greater  sensitivity  of  how  to  work  together,  we 
actually  critiqued  this  problem,   talked  about  it.      It  was  there. 
In  years  past,   that  would  have  been  kind  of  underground.     You 
wouldn't  have  talked  about  that  kind  of  a  personal  thing.     No, 
we  put  it  up  on  top  of  the  table  and  dealt  with  it. 

Lage:  With  the  individuals  involved? 

Torheim:     Oh  sure,  you  bet.     We  talked  about  it,  how  we  were  going  to 

overcome  this.      So  that  was  kind  of  a  healthy  way  of  dealing  with 
it. 

Lage:  Was  it  effective  in  bringing  planning  in  a  more  unified — 

Torheim:     Yes,   I  think  you'd  be  honest  to  say  though  that  there  are  still 
some  who  would  say,   "No,   it  didn't  do  anything."     That's  an 
individual  judgment.     My  own  judgment  is   that  after  the  trauma  of 
change  was  overcome,   it  works  well  now.     But  some  other  things 
have  happened.      Some  of  the  supervisors  finally  realized  that  they 
had  indeed  pulled  away  from  the  staff — "Gee,   this  is  great;  my 
shackles  are  gone" — and  they  quit  communicating  with  staff  directors. 
What  they  discovered  was  that  the  quality  of  work  on  the  ground 
that  the  director  and  his  staff  can  help  them  achieve  was  missing. 
Then  they  began  to  have  a  self-awareness  that  if  they  didn't 
really  open  up  the  lines  of  communication  between  their  staff  and 
the  expert  staff  in  the  regional  office,   they  were  going  to    [lose] 
quality  thereby.     So  they  got  back  together  so  to  speak! 

' 


119 


Lage:  The  staff  person  for  timber  management  in  the  regional  office 

didn'  t  have  a  line  at  all  to  the  staff  person  for  timber  management 
in  the  supervisor's  office.     That  wasn't  a  direct  line  either. 

Torheim:     Yes,  it  was;   informally,  a  very  direct  line.     You  bet.      In  the 

old  system  that  was  a  directive  line  as  well.      In  the  new  system 
that's  a  consultative  line  and  a  quality  control  line.     But  you 
see  why  the  supervisor  and  ranger  sometimes   felt  that  the  staff 
was  really  running  the  show  because  he  had  direct  staff 
communication  from  Washington  to  the  regional  office  to  the 
forest,   and  the  ranger  was  directed  to  perform.      The  regional 
forester  and  the  forest  supervisor  never  got  involved.     Now,  that 
would  be  a  worst  case  example,  but  it  could  happen. 

But  any  organization  structure  change  by  itself  isn't  good 
enough  unless  the  people  make  it  work.     There's  the  old  cliche 
that  a  good  bunch  of  people  can  make  any  organization  structure 
function.     I  think  that's  still  true.     But  what  interests  me  is 
that  this   change  was  brought  about  through  field  dissatisfaction 
and  a  felt  need  by  the  field.      It  wasn't  imposed  by  the  Washington 
office.      In  fact,   the  Washington  came  along  somewhat  reluctantly 
I  would  say  after  the  fact.     But  that's  okay.      I  think  effective 
change  is  made  only  that  way. 

Lage:  The  sense  I  get  is  that  the  dissatisfaction  on  the  field  level 

was  related  to  the  change  in  their  missions,    the  new  needs. 

Torheim:     The  new  need.     Not  so  much  mission  change,  but  the  greater 

complexities  of  managing  the  national  forests — public  awareness, 


120 


Torheim:  new  legislation,  a  different  mix  of  people  instead  of  just 

foresters,  Job  Corps — they  were  all  together. 
Lage:     It's  such  a  complicated — 
Torheim:   Complicated;  yes,  very  complex. 


From  Inspections  to  Management  Reviews 

Lage:     We  haven' t  talked  about  the  inspection  system  and  the  way  that 
that  changed.   Is  this  a  good  place  to  go  into  it? 

Torheim:  Yes,  it  would  be  involved.  The  inspection  system  in  the  Forest 
Service  was  a  very  useful  tool  in  management  and  really  has  kept 
the  outfit  together  getting  the  job  done  rather  uniformly  and 
well  I  think,  between  regions  and  from  top  to  bottom.  That  was 
developed,  of  course,  out  of  the  scientific  management  principles 
of  the  twenties,  the  militaristic  background  of  management  and 

some  of  the  good  things  that  come  out  of  that  kind  of  management 

. 

activity.  The  Forest  Service  used  the  inspection  system  for  more 
than  just  quality  and  quantity  control  as  we  mentioned  earlier. 

It  was  also  used  for  training. 
## 
Torheim:  The  inspection  system  was  quite  structured.  Generally  it  was  made 

up  of  several  kinds,  but  the  principal  kinds  of  inspections  were 
first  of  all  functional  inspections.  These  were  inspections  carried 
out  in  a  functional  activity  like  wildlife  management  or  watershed 
management  or  fire  or  timber.   [It  was]  conducted  by  the  staff 
person  at  all  levels,  by  the  way.  The  Washington  office  inspected 
• 


121 


Torhelm:  the  region,  the  region  inspected  the  forest,  and  the  forest  the 
ranger  district.  So  functional  inspections  were  carried  out  on 
a  regular  programmatic  basis  periodically  over  time.  That's  the 
way  the  Forest  Service  really  maintained  quality  control  and 
perpetuated  training  because  there  was  lots  to  be  learned  this 
way. 

Lage:     Was  this  a  tense  event  for  the  ranger? 

Torheim:  Let  me  talk  about  styles  again.  I'll  describe  the  types  of 

inspection,  and  then  I'll  tell  you  how  they  were  really  carried 
out.  Within  the  functional  there  was  also  a  limited  functional. 
Take  fire  management.  A  general  function  will  be  all  of  the 
activities  in  fire.  A  limited  functional  might  be  a  slash  burning 
activity  (a  piece  of  the  fire  activity). 

Then  there  were  the  G.I.I.'s  (general  integrating  inspections) 
at  all  levels,  which  looked  periodically  at  the  whole  management 
picture — all  activities  together.  Then  there  were  special  audits 
required  often  by  law — personnel  audits  and  fiscal  audits 
principally.  So  this  was  all  part  of  the  inspection  system. 

With  all  the  background  that  we  talked  about  earlier,  that 
inspection  system  didn't  work  well  within  the  context  of  the  new 
organization,  the  new  way  of  managing  the  Forest  Service  and 
the  moving  away  from  functionalism  with  all  of  its  board  fence 
syndrome  to  a  more  team- oriented  way  and  integrative  way  of 
managing.  This  time  again,  there  was  experimentation  at  the  field 
level  in  various  ways  of  changing  inspections.  Certain  regions 


122 


Torheim:  like  Region  1  were  selected  formally  by  the  chief,  in  this 

instance,  to  try  out  some  new  ways  of  inspecting.  The  upshot  is 
that  out  of  this  experimentation  and  a  really  felt  need  again, 
the  inspection  system  was  changed  to  put  together  management 
reviews  mostly  based  not  Just  on  periodic  scheduling  but  on 
perceived  need.  Also  it  was  a  participative  type.  Really  the 
change  was  made  more  in  how  it's  done  rather  than  what  was  done. 

Let  me  describe  the  way  that  the  other  inspections  were 
carried  out.  With  the  old  type  of  inspection  carried  out  from 
one  level  of  the  hierarchy  down  one  notch,  naturally  you'd  find 
the  problems  of  gamesmanship  and  some  of  the  negative  things, 
along  with  all  of  the  positive  things  that  occurred.  Now,  I  want 
to  say  right  at  the  outset  that  I  always  thought  personally  the 
inspection  system  had  many  more  positive  things  than  negative. 
But  the  problems  that  would  come  about  would  be  the  usual  problems 
of  trying  to  show  your  best  face  and  not  really  laying  out  your 
problems  much.  Problems  should  be  discovered  by  the  inspector — 
this  was  the  inspec tee's  point  of  view,  if  you  want  to  carry  it 
to  the  utmost. 

If  you  generated  problems  or  demonstrated  problems  to  the 
inspector  sometimes  really  you  didn't  get  much  help.  All  you  got 
was  a  poor  report,  and  then  you  had  trouble  crawling  out  of  the 
hole.  Now,  compare  that  with  the  present  type.  The  present 
type  of  inspection  is  a  problem-generating  activity  by  the 
inspecting  group  and  the  inspectee  who  work  together  as  a  team, 

and  it's  problem-solution. 

' 


123 


Lage:  So  the  ranger  wouldn't  feel  threatened  to  bring  up  the  fact  that 

he  had  a  problem. 

Torheim:     No,   there's  no  threat.     Right,   that's  the  whole  objective.     So 
there's  a  complete  change  in  how  that's  done. 

Lage:  Now,   it  really  happens  that  way?     The  ranger  is  not  looked  at 

critically  because  he  hasn't  been  able  to  solve  his  particular 
problem. 

Torheim:     No.     Besides,  it's  no  surprise.      If  a  supervisor  and  the  regional 
people  are  doing  their  job,   they  know  currently  how  a  performance 
is  taking  place  anyway  through  informal  visits  and  the  usual 
interaction,   so  there  aren't  any  surprises.     Usually  there  are  truly 
management  problems  that  need  solving,   and  they're  laid  out.     The 
old  system  was  based  more  on  discovery.     Now,   again  that's  a 
generalization  that  wasn't  always  carried  out  that  way  by  individuals. 
Certain  individuals  didn't  believe  in  that  and  had  a  personality 
and  a  way  of  looking  at  the  world  around  them  that  permitted  them 
to  actually  do  problem  solving  even  under  the  old  system.     We  had 
certain  people  who  were  candid  and  above  board  that  could  make 
even  the  old  system  work  well.     But  generally  it  didn't  fit  the 
new  way  of  managing.      In  my  judgment,   the  new  system  (the 
management  reviews  and  the  program  reviews)   are  working  quite  well. 

Now,  keep  in  mind  that  also  under  the  old  system,   the 
assistant  regional  forester  and  staff  people  generally  were 
directive.     Remember,   they  had  line  direction,   so  there  was  a 
high  level  of  threat  there  to  one's  career.     There  still  is  a 


124 


Torheim:      threat  if  you  don't  perform,  but  it's  based  really  on  that 

performance  and  not  on  discovery  and  game  playing  that  might 
take  place. 


A  Growing  Openness  in  the  Organization 

Lage:  Now,   the  other  thing  that  occurs  to  me  (and  this  may  be  wrong) , 

as  you  describe  the  new  plan,  you're  describing  it  from  the 
point  of  view  of  a  higher-up,  whereas  you  were  down  in  the  bottom 
of  the  barrel  during  the  older  system.     Do  you  think  that  you're 
in  touch  enough  with  how  a  ranger  perceives  it  now — ? 

Torheim:     No,   I'm  not  naive  enough  to  believe  that.     One  of  the  prices  you 
pay  as  you  move  up  in  the  hierarchy  is  that  you  don't  really  get 
all  of  the  bad  news  from  below.     You  have  to  really  understand 
that  or  you  can't  function.      So  I'm  sure  there  must  be  all  kinds 
of  problems  that  people  are  solving  today,   too.     There  always  will 
be  and  that  will  cause  further  change  in  the  future.      It's  only 
natural  that  if  you  have  something  to  do  with  instituting  and 
installing  new  ways  of  doing  business  you  have  a  lot  of  ownership 
and  you  feel  good  and  positive  about  it,  and  you're  sure  it  must 
be  working  beautifully  at  all  levels.     But  it's  probably  not! 
[laughs]      So  I  don't  deny  that. 

Lage:  On  the  other  hand,   if  it's  not  as  authoritarian  an  organization, 

you  probably  know  more  about  what's  going  on. 

Torheim:  I  think  so,  and  we've  had  enough  external  feedback,  I  think,  to 
reinforce  that.  One  of  the  things  that  you  get  from  almost  any 
consultant  that  comes  into  the  outfit  or,  even  the  public,  is  the 


125 


Torhelm:      openness  of  the  Forest  Service,   the  willingness  to  lay  things  out 
In  the  open,    the  nonthreatenlng  atmosphere  and  kind  of  a  general 
aura  of  constructive  candor  that  seems  to  be  an  Inherent 
characteristic  of  the  outfit.  So  I  think  people  feed  back  better 

than  they  used  to. 

* . 
Also,   the  young  people  in  the  outfit  aren't  inhibited. 

They're  not  overwhelmed  by  organization.     I  was  kind  of  overwhelmed 
by  just  the  organization  itself  when  I  came  in — the  expertise  of 
everybody,   and  where  I  sat,   and  that  sort  of  thing.     The  young 
people  I've  met  with  today,   they  just  lay  it  out.     My  children 
do  that,   too.     So  there's  a  different  social  conscience  and  social 
behavior  in  the  nation  that  the  organization  has  too. 

Lage:  Less  fear  of  authority  maybe. 

Torheim:      I  think  so  and  just  a  general  more  openness.     I  think  so. 


The  Forest  Service  on_the  Defense;     Public  Involvement 

Lage:  Some  of  the  reading  that  I've  done  sort  of  contradicts  a  couple 

of  things  you've  said.     In  reading  about  public  involvement,    for 
instance,  a  couple  of  the  studies  that  were  made  mentioned  that 
the  Forest  Service  was  terribly  defensive  in  dealing  with  the 

public  and  very  threatened.     Now,  this  of  course  was  back  say 

' 

in  the  earlier  part  of  the  seventies. 

Torhelm:  That's  true.  We  had  a  real  tough  time  in  the  organization  to 
really  get  aware  that  the  good  things  that  we  thought  we  were 
doing  in  managing  the  national  forests  really  weren't  thought  to 


126 


Torhelm:  be  so  good.  We  felt  sincerely  that  they  were.  Besides,  as  1 

mentioned  earlier,  the  Forest  Service  always  was  getting  pretty 
good  feedback — but  it  was  pretty  small  feedback,  as  we  talked 
about  yesterday — and  not  really  much  feedback  by  people  who 
didn't  agreed  with  the  way  we  managed;  mostly  by  people  who 
agreed.  So  it  was  kind  of  a  shock  to  us  in  the  outfit,  who  were 
convinced  that  we  were  doing  a  good  job,  to  hear  from  so  many 
people  all  of  a  sudden,  practically,  that  all  was  not  that  well. 
So,  yes,  we  got  defensive.  Then  we  sought  to  find  a  way  to 
prove  to  the  public  that  things  were  okay.  But  I  think  the  turning 
point  was  when  we  got  into  a  massive  public  involvement  effort 
nationwide  for  the  first  time,  or  western  regionwide,  in  the  so- 
called  RASE  I,  The  Roadless  Area  Review  and  Evaluation,  for  the 
first  time,  trying  to  segregate  out  wilderness  for  the  future. 

That  was  the  most  massive  attempt  at  public  involvement 
that  any  government  agency  or  private  agency  as  far  as  I  know  had 
ever  engaged  in.  We  were  pure  amateurs  at  it.  But  we  had  a 
dedicated  purpose  to  really  make  it  work.  That  changed  everything 
in  my  judgment.  Then  we  really  got  feedback — honest  feedback — 
from  a  broad  spectrum  of  the  public.  Because  of  the  new  ways 
of  managing,  we  didn't  find  conflict  so  threatening.  Now,  many 
individuals  did  for  a  while,  but  it  became  more — 

Lage:     You  get  de-sensitized  to  that  kind  of  thing. 

Torheim:  Well,  it  didn't  seem  so  personally  threatening  because  you  could 
work  on  the  issues ,  and  we  used  to  take  it  personally  because 
when  you  work  with  forests  or  live  in  the  forest,  you  have  a  lot 


127 


Torheim:  of  ownership  as  to  how  that  land  is  managed  and  you  feel  that  if 
people  are  criticizing  land  management,  they're  criticizing  you 
personally.  We  got  over  that  and  got  to  working  with  jhings — 
of  course  you  can't  get  away  from  people.  You  still  have  personal 
responsibility  for  your  actions  but  at  least  you  could  get  down 
to  dealing  with  conflict  on  a  land  allocation  issue  for  the  merits 
of  the  case  by  various  interest  groups.  So,  yes,  this  was  a 
tough  change  but  I  think  the  Forest  Service  accomplished  it.  It 
took  several  years. 

Lage:     But  there  is  still  a  lot  of  attacks,  and  you  still  are  in  a 
defensive  posture. 

Involving  the  Public  in  Management  Decisions 

Torheim:  I  think  there  always  will  be.  I  think  that's  healthy.  It's  the 
way  society  is  put  together.  I  know  this  is  an  oral  history,  but 
if  you  want  to  look  ahead  a  little  bit,  here's  my  judgment  of 
where  we're  headed  just  briefly,  and  I  think  it's  the  way  we  ought 
to  go. 

As  I  mentioned  earlier,  the  public  generally  was  not 

• 
interested  for  many  years  directly  in  what  we  were  doing  in 

managing  national  forests.  Then  they  became  terribly  interested 
particularly  in  the  land  allocation  issue  and  resource  allocation 
issue.  This  is  continuing  today,  but  I  see  that  the  land  allocation 
issue  through  legislation  and  land  management  planning  is  going  to 
be  dealt  with  pretty  soon.  What  I  see  then  on  the  horizon  is 


128 


Torheim:   that  the  public  interest  groups  will  begin  to  be  watching  how 
the  national  forests  are  managed — are  they  being  managed  to  a 
quality  standard  and  are  they  being  managed  within  the  confines 
of  the  law  and  the  land  management  plans  and  the  resource  plans. 
So  I  think  we  will  see  a  transition,  I  think  a  Very  healthy  one, 
for  the  ranger  having  segments  of  the  public  watching  how  he  does 
his  business  everyday. 

Lage:     Do  you  mean  how  he  cuts  his  timber? 

Torheim:  You  bet — some  of  the  nitty  gritty. 

Lage:     You  don't  find  that  threatening? 

Torheim:  Oh,  no.  I  think  that's  healthy.   In  fact,  we  were  preparing  our 
people  for  that  in  Region  1  just  before  I  retired.  We  were 
actually  preparing  for  that.  It  won't  happen  all  of  a  sudden,  but 

we  see  some  evidence  of  that  already.  Why  not  get  ready  for  it? 

. 

So  we  found  rangers  inviting  more  and  more  people  and  interest 
groups   right  out  to  the  woods  to  see  what  we're  doing  here. 

Lage:  When  you  invite  them  up  there  is  it  kind  of  a  "show  me"  effort? 

Torheim:     It  used  to  be,   it  used  to  be.     Now,  we  invite  criticism.      It  used 
to  be.   Gosh,   it  used  to  be  a  "show  me"  trip  and  you  put  your 
best  foot  forward,   and  you  showed  all  of  the  good  things  you  did 
and  put  up  signs  and  the  whole  works.     No,  no.      [laughs]     No  more! 
And  I  think  that's  great.     That's  the  way  it  should  be. 

Lage:  So  maybe  you're  involving  them  a  little  more  in  some  of  the 

' 

problems  that  you  have  as  well. 


129 


Torheim:  Sure,  that's  what  public  Involvement  is  all  about.  It  should  be 
an  integral  facet  of  the  management  activity — the  way  you  do 
business — and  beyond  the  land  management  planning,  eventually, 
as  I  think  anyway,  into  the  actual  techniques  of  management. 

Lage:     That's  a  long  way  from  considering  the  forester  as  the  expert. 

Torheim:  Right. 

Lage:     Do  you  think  the  public  is  becoming  more  expert  in  the  field? 
Is  that  one  reason  that  you  are  able  to — 

Torheim:  Those  who  are  interested  enough  to  do  it,  certainly  are,  I  should 
say.  Take  a  look  at  forestry  courses  and  classes  on  the  campuses 
today.  It  used  to  be  that  only  forestry  majors  were  in  forestry 
classes,  and  they  were  darn  small  classes,  many  of  them.  Now 
forestry  classes  are  huge  classes  on  many  campuses  because  there 
are  lots  of  nonmajors  taking  forestry  electives  or  taking  minors 
in  forestry.  There  are  also  people  taking  forestry  who  never 
intend  to  practice  forestry,  just  like  people  who  take  law  but 
never  become  lawyers  or  whatever.  When  I  say  "forestry"  I  mean 
in  the  broadest  sense. 

Other  resource  courses  too — wildlife  biology,  soil  science. 
There  are  not  just  professionals  in  these  courses  anymore.  So 
that,  plus  the  general  interest  of  lots  of  people,  plus  the 
organized  groups  that  make  it  their  business  to  kind  of  watch  how 
the  public  lands  are  managed. 

Lage:     How  do  you  feel  after  one  of  these  plans  has  been  developed  in 

such  an  intricate  fashion  with  all  of  the  public  involvement  and 
then  it's  set  aside  by  a  court  decision? 


130 


Torheim:     Oh,   I  feel  very  neutral  about  that  and  wish  we  could  have  done 
better.     I  used  to  feel  defeated  and   [that  it  was  a]   disaster. 
No  more!      That's  part  of  the  process.     Now,   I  don't  mean  to  say 
that  one  gets  cynical  about  it  because  you  do  feel  disappointed. 
But  what  you  do  is  go  back  and  find  out  where  it  went  haywire 
and  do  it  again.     That's  been  done  many  times. 

Lage:  It  sounds  as  if  at  least  you  personally  are  able  to  really  step 

back  and  take  a  more  objective  view. 

Torheim:     Yes,   and  I  think  our  managers  are.     The  people  who  hurt  on  those 
kinds  of  things  are  the  technicians  who  really  put  their  soul 
and  body  into  that.     The  managers  today  in  the  Forest  Service,  if 
he  or  she  can't  take  that,   they  can't  be  managers.     They  have  to 

regroup  their  forces.     But  it's  easy  to  see  where  the  technicians 

. 
who  put  all  of  their  professionalism  and  technology  into  those 

plans  really  feel  put  down.     Particularly  the  pesticide  issue, 
where  they  know  through  scientific  evidence  that  2,   4-D  is 
absolutely  not  toxic.     The  professional  can  show  you  the  scientific 
literature  for  thirty  years  on  this.     What  they  don't  realize  is 
that  it's  not  a  scientific  question.      It's  a  political  question. 
That's  tough  for  the  technologist  and  scientist.      It's  really 
tough.     But  if  the  manager  doesn't  believe  it's  a  political  issue 
and  deal  with  it  politically,   I  mean  with  a  small  "p,"  as  well  as 
a  large  "p,"  then  he'll  miss  the  boat.     He  won't  get  the  job  done. 
So  that's  what  it's  all  about.      I  guess  we're  philosophizing  a 
little  here!      [laughs] 


131 


Political  Responsibilities  of  Field  Administrators 

Lage:  We  talked  just  briefly  yesterday  about  the  political  responsi 
bilities  of  field  administrators,  and  we  were  going  to  discuss 
that  further.  What  were  you  talking  about? 

Torheim:  Let's  take  it  in  an  historical  perspective  again.  First  off, 
I  want  to  say  again  that  there  has  been,  historically,  marked 
differences  between  regions.  So  I'm  going  to  speak  really  for 
the  western  regions  and  my  own  experience,  particularly  Region  6 
and  Region  1.  The  job  of  dealing  with  members  of  Congress  in 
particular  (the  senators  and  the  representatives) ,  at  least  in 
my  experience  in  the  western  regions,  was  handled  for  many  years 
quite  closely  by  the  regional  forester  and  his  immediate  staff  and 
by  maybe  a  selected  supervisor  now  and  then,  but  again  closely 
directed  by  the  regional  forester.  Now,  the  reason  for  this  was 
that  it  was  thought  that  the  supervisors  and  rangers  had  little 
opportunity  to  get  very  sophisticated  in  dealing  with  members 
of  Congress  and  might  really  step  across  the  boundary  of  the 
separation  of  powers  or  would  get  into  a  political  hassle  and  put 
themselves  in  jeopardy  as  professionals  when  they  really  are 
carrying  out  the  mandates  of  Congress.  So  the  general  feeling 
in  the  field  then  was  that  we  should  not  be  political,  so  to 
speak,  and  we  shouldn't  really  have  any  oral  communication. 
Now,  that  doesn't  mean  that  when  congressmen  come  out  to  the 
district  that  you  don't  show  them  around,  but  they  were  usually 
escorted  by  the  regional  forester  or  by  the  forest  supervisor. 


132 


Torheim:   So  I  would  say  that  the  communication  in  the  field  with  members 
of  Congress  was  extremely  limited.   In  the  seventies,  with  the 
proliferation  of  new  laws  and  with  the  increased  public  interest 
in  the  national  forest  and  all  of  the  conflicts  and  special 
interest  groups,  congressmen  began  to  get  (in  the  West  anyway) 
terrifically  sensitized  by  national  forest  issues.   In  fact, 
they  became  campaign  Issues  very  often.  In  Region  6  this  meant 
that  the  regional  forester  even  hung  on  more  tightly  to  that. 
Charlie  Connaughton,  who  was  regional  forester,  and  Herb  Stone 
before  him,  both  espoused  this  philosophy — not  to  put  the  field 
folks  in  jeopardy. 

The  level  of  activity  became  so  great,  finally,  and  the 
members  of  Congress  themselves  began  to  communicate  informally 
with  forest  supervisors  that  this  became  very  hard  to  manage. 

Lage:     Would  the  members  of  Congress  be  trying  to  affect  policy  on  the 
forest? 

Torheim:  No,  not  really.  No,  they  don't  do  that.  But  you  can  fall  into  a 

trap.   I'll  give  you  some  examples  as  we  go  along,  particularly  on 
when  you  have  interest  groups  that  have  different  opinions  and 
the  congressmen  were  trying  to  sort  them  out. 

Charlie  retired  in  1971  and  Rex  Resler  became  regional 
forester  and  I  became  deputy,  as  we  talked  about  earlier.  Then 
we  began  to  think — and,  of  course,  this  had  been  developing  while 
Charlie  was  regional  forester,  too — that  we  really  ought  to  find 
a  way  for  our  supervisors  to  communicate  with  the  members  of 

' 


133 


Torheim:  Congress.  For  Instance,  all  the  congressional  constituent  mail 
used  to  have  to  come  right  to  the  regional  office  and  be  signed 
off  here — every  one  of  them.  I  was  doing  a  lot  of  this. 

Lage:  Any  mall  to  a  congressman  they  would  send  straight  on  over  to 

the  Forest  Service? 

Torheim:     Yes,  indeed.     You  bet.     A  congressman  would  write  to  a  forest 

supervisor  sometimes   (or  staff)   asking  about  this  problem — this 
constituent  was  unhappy  or  wanted  information.     That  supervisor 
would  send  a  copy  of  that  letter  right  away  to  the  regional 
office.     He  would  write  a  draft  reply,  and     it  would  come  to  the 
regional  office  for  my  or  the  regional  forester's  signature,  and 
then  go  back  to  the  member  of  Congress.     We  kept  tight  control,   and 
that  was  to  be  sure  things  were  done  properly. 

We  were  having  trouble  being  responsive.     The  communication 
time  began  to  lengthen  because  there  was  such  a  volume  of  this 
activity.     All  these  things  were  happening  gradually.   So  Rex  and 
myself  and  the  supervisors  and  the  assistant  regional  foresters 
put  on  our  thinking  caps  about  how  we  might  want  to  change  this. 
We  decided  we  ought  to  really  find  some  way  for  the  forest 
supervisors  to  respond  directly.      So  we  opened  the  manual  a  crack 
and  permitted  the  supervisors  to  respond  to  some  things  but  not 
to  others.      Then  we  let  them  get  a  little  experience,  and  we  had 
some  training  sessions  in  congressional  relations  and  all.     Anyway, 
finally  over  time,   that's  opened  up  now  so  that  there's  free 
communication  between  forest  supervisors   (not  so  often  rangers) 


134 


Torheim:      and  members  of  Congress  and  their  staffs.      It's  quite  normal 

and  it's  not  controlled.  The  timing  is  controlled,  but  at  least 
the  communications  can  'be  made  directly  now  formally  between  the 
forest  supervisor  and  members  of  Congress. 

Lage:  But  you  don't  find  the  congressman — I  would  think  they  would  have 

a  tendency,   if  there's  a  lot  of  constituent  dissatisfaction,   to 
try  to  influence  your  policy  directly. 

Torheim:     Oh,  of  course,   and  they  do.     That's  always  been  the  case  because 
if  you  get  a  letter  from  a  congressman  about  a  problem,  you're 
sure  as  heck  going  to  find  out  what  it's  about.     Many  constituents 
use  the  congressman  for  leverage.   That's  okay.      That's  just 
another  input.     Now,   that's  on  things .      It's  "this  special  use 
permit"  or  "this  road"  or  "this  timber  sale"  or  "my  contract," 
that  sort  of  thing.     Those  are  pretty  straight  forward. 

Forest  Service  Input  on  Legislative  Policy 

Torheim:     The  other  increased  level  of  activity  in  the  political  arena, 
though,  has  occurred  in  the  policy  formulation  in  legislative 
business,   and  that's  a  little  more  tricky.     We  didn't  get  involved 
in  that  at  all  much  until  recent  years.      That  was  closely  held  by 
the  Washington  office  and,  of  course,   still  is.      There  are  some 
definite  routes  to  travel  because  in  legislation  in  particular, 
the  Forest  Service  being  part  of  the  executive  branch  then 
testifies  for  the  president  on  positions.    So  you  can't  take 
positions   in  the  field.     Everybody  understands  that.     But  it's 


135 


Torheim:  awfully  easy  to  get  in  a  bind  if  you're  not  careful.  This  has 
happened  most  recently  with  all  of  the  wilderness  legislation 
because  there  is  so  much  of  it  and  because  the  expertise  really 
is  at  the  forest  level,  that  the  forest  supervisors  now  are 
frequently  called  upon  to  testify  at  hearings,  to  give  technical 
information.  They  had  to  be  careful  that  they  keep  it  to 
technical  and  not  to  positions.  Members  of  Congress  are  very 
sensitive  to  this  too. 

The  real  bind  though  is  when  the  member  of  Congress  gets 
in  trouble  with  constituents  when  he  tries  to  sort  out  some 
middle  ground  between  polarized  positions  on  wilderness,  for 
example.  Here's  an  example.  The  Alpine  Lakes  wilderness  legislation 
in  the  state  of  Washington  on  the  Snoqualmie  and  Wenatchee  forests 
was  in  the  hopper  while  I  was  deputy  regional  forester  in  Region  6. 
The  member  of  Congress  in  whose  district  this  was  mostly  located 
was  Representative  Lloyd  Meads  from  Everett,  Washington.  Lloyd 
was  putting  a  piece  of  legislation  through  the  house,  and  there 
was  a  companion  bill  in  the  Senate  that  Senator  [Henry]  Jackson 
was  sponsoring,  to  create  an  Alpine  Lakes  wilderness. 

The  Forest  Service  had  a  plan — this  is  a  very  typical  case — 
the  Forest  Service  had  done  its  study  and  had  a  plan.  The  timber 
industry  and  other  commodity  users  had  put  together  a  coalition 
and  working  group.  They  came  up  with  a  plan  for  an  Alpine  Lakes 
wilderness  that  was  quite  a  bit  smaller  than  the  Forest  Service 
plan.  The  Federation  of  Western  Outdoor  Clubs  and  the  Sierra  Club 


136 


Torheim:   and  others  put  together  a  similar  working  group  and  they  came  up 
with  a  wilderness  proposal  much  larger  than  the  Forest  Service. 
This  is  very  typical.  This  has  been  repeated  in  many  pieces  of 
wilderness  legislation.  Nobody  disagreed  that  some  of  the  Alpine 
Lakes  area  should  be  wilderness.  This  is  north  of  Mount  Rainier, 
very  beautiful  country.  The  question  is  how  large  should  it  be? 

The  congressman  then  had  really  three  positions  he  could 
take  to  produce  a  bill.  Naturally,  he  was  trying  to  seek  the 
compromise  position.  Without  getting  into  all  of  the  details, 
frequently  the  Forest  Service  study  is  typically  somewhere  in 
between,  so  that  generally  they  use  the  Forest  Service  study  and 
then  build  their  legislation  out  of  that;  then  through  public 
hearings  [they]  will  modify  it.  It  never  gets  to  be  as  large  as 
the  wilderness  interest  group  wants,  nor  does  it  ever  become  as 
small  as  the  commodity  interests  want  typically. 

The  problem  is  though  that  the  congressman  or  senator  latches 
onto  the  Forest  Service  study,  and  this  becomes  the  basis  for  a 
bill.  A  lot  of  the  public  interest  groups  and  the  members  of 
them  attack  the  Forest  Service  then  because  that's  the  one 
that  he  selected.  Well,  everybody  knows  that  it's  not  necessarily 
going  to  come  out  that  way,  but  that's  a  convenient  one  for  him 
to  select  because  it's  typically  in  the  middle.  So  then  the  lobbying 
goes  on  and  the  forest  supervisor  is  attacked  in  editorials — not 
always  attacked — but  it's  espoused  to  be  the  Forest  Service  position. 
It  really  isn't  at  that  point  because  the  Forest  Service  hasn't 
been  called  upon  to  testify  yet. 


137 


Torheim:  But  anyway,  there's  an  awful  lot  of  lobbying  going  on  at  this 
stage  of  the  game.  The  forest  supervisor  gets  accused  of 
generating  wrong  information — "his  study  information  data  is  no 
good" — by  both  parties.  So  it  puts  you  in  a  bind,  a  national 
public  bind,  that  in  the  past  our  supervisors  never  experienced 
at  all.  So  they've  got  to  handle  this  quite  astutely,  and  I  must 
say  that  most  of  the  time  they  do.  But  they  have  to  really  know 
and  learn  about  the  legislative  process  and  the  political  process. 

So  now  our  supervisors  are  very  sophisticated  in  this  area. 
We  have  training  sessions  for  all  of  our  forest  supervisors 
nationwide  in  Washington  where  they  actually  visit  committees 
of  Congress  and  get  accustomed  to  them.  Many  of  them  have  visited 
congressmen  annually  to  keep  them  updated  on  what's  going  on.  I 
think  they  do  a  marvelous  job.  Now,  this  interestingly  enough  is 
not  new  to  the  supervisors  in  the  East  and  the  South.  They've  been 

doing  this  for  years. 
## 

Torheim:   In  the  West  the  national  forests  were  created  out  of  the  public 
domain  and  in  any  given  state  there  are  a  number  of  national 
forests.  In  the  South  and  the  East,  the  national  forests  were 
created  under  the  Weeks  law  through  purchase  of  private  land 
(much  of  it  went  back  to  counties  for  taxes)  and  other  purchases 
and  donations.   So  for  example,  the  southern  region,  with  head 
quarters  in  Atlanta,  extends  all  the  way  from  Texas  to  Virginia. 
The  eastern  region,  with  headquarters  in  Milwaukee,  extends  all 
the  way  from  Maine  to  Minnesota  and  West  Virginia. 


138 

• 

Torhelm:      So  supervisors  really  have  to  represent  the  regional     forester 
in  their  states.      The  regional  forester  couldn't  take  care  of 
that  many  members  of  Congress.     So  they  characteristically  dealt 
on  a  state  basis  as  an  arm  of  the  regional  forester  with  the 
members  of  Congress.     Now,  of  course,   the  issues  there  over  these 
years  were  mostly  local  issues  pertaining  to  that  national  forest. 
In  the  West,  because  of  the  wilderness  issue  and  the  need  to 
allocate  these  lands,  they  were  national  problems  on  the  western 
national  forests.   So  that's  why  everything  was  held  so   closely 
until  finally  the  volume  of  activity  got  so  big,   the  forest 
supervisor  had  to  be  expert  in  dealing  with  it.      So  that's  the 


reason. 

Lage:  As  you  describe  that  process,  how  the  Forest  Service  became 

Involved  and  is  now  involved  in  the  political  process,   it  sounds 
as  if  the  Forest  Service  takes  a  very  passive  role — they're  drawn 
into  it,  and  then  they  have  a  need  to  be  able  to  testify.      Is  that 
always  the  case  or  does  the  supervisor  ever  try  to  promote  his 
plan  through  the  political  process? 

Torheim:     No,  no,  he  certainly  doesn't  do  that.     You  have  to  really  make 

that  distinction  because  that  can  turn  on  you.     That's  not  the  role 
of  the  supervisor.     The  role  of  the  supervisor  is  to  keep  the 
member  of  Congress  informed  and  to  make  technical  input  in  a  formal 
way.      The  Washington  office  takes  on  the  chore  at  committee 
hearings  in  Washington  to  represent  the  administration,  but 

frequently  the  supervisor  will  go  back  and  assist  from  a  technical 

1 


139 


Torheim:     point  of  view.     But  he  really  has  to  be  sure  that  he  stays  in  that 
role. 

Now,   this  sometimes  is  difficult,   and  that's  the  dilemma, 
because  in  high  spirited  debate,  one  interest  group  or  another 
will  accuse  the  forest  supervisor  of  lobbying  for  his  position. 
That  may  not  be  true,  but  they  try  and  make  a  case  that  way.      The 
supervisor  really  has  to  establish  a  record  of  not  having  done 
that.      There's  been  many  times  in  the  heat  of  debate  with  polarized 
groups  who  feel  very  strongly  about  their  position,  and  the  member 
of  Congress  trying  to  sort  this  out  and  satisfy  both  sides,    [that] 
the  heat  really  becomes  more  intense  than  the  light.     It  takes 
a  very  astute  forest  supervisor  not  to  get  defensive  about  his 
study  plan  and  start  lobbying  for  that. 

Lage:  I  would  think  that  would  be  hard  to  do. 

Torheim:     Yes,  he  really  has  to  know  the  political  process.     He  has  to  know 
his  role,  and  he  has  to  stay  with  it.    Sometimes  that  doesn't  work 
out  so  good.     They  slip  a  little  bit  in  the  heat  of  the  battle, 
and  we  have  to  pull  back.     But  that's  a  new  role  for  the  western 
supervisor,   and  a  very  high  risk  role,    that  our  folks  as  managers 
had  never  learned  and  had  to  learn  through  doing.  Now     we  have 
training  programs,  hopefully  before  they  become  supervisors  or 
soon  after,    to  become  acquainted  with  it. 

Lage:  The  supervisor's  job  sounds  a  lot  more  difficult  than  it  used  to  be. 

Torheim:      It  really  is.     Oh,   I  should  say  so. 

• 


140 


Computers;  A  Management  Tool,  a  ToojL  to  Manage 

Lage:     We  wanted  to  get  into  the  question  of  computers  and  I  thought  you 
had  a  very  interesting  way  of  describing  computers — "a  management 
tool,  a  tool  to  manage."  What  brought  that  characterization  to 
mind? 

Torhelm:  It's  just  my  perception,  I  guess.  But  it's  an  interesting  story 
and,  as  I've  come  to  learn  over  time,  not  really  peculiar  to  the 
Forest  Service.   But  here's  the  way  it  happened  with  the  Forest 
Service.  A  computer  was  used  by  the  Forest  Service  pretty  early 
in  the  game  when  it  became  part  of  getting  the  job  done  as  an 
accounting  tool,  like  a  big  calculator.  Most  regions  had  computers 
not  too  long  after  World  War  II,  but  again  they  were  used  for 
payroll,  engineering,  road  design,  and  mathematical  types  of  things. 
So  they  were  really  run  by  the  technicians  and  they  were  budgeted 
for  getting  technical  work  done. 

Most  of  us  didn't  know  anything  about  computers.  We  had  no 
education  in  that,  and  we  (managers,  generalists)  regarded  the 
computer  to  simply  be  a  number-crunching  rig.  Of  course,  as  we 
all  know,  the  technology  of  information  systems  and  computer 
technology  have  advanced  quite  rapidly,  and  the  machines  became 
cheaper.  Then  the  new  people  graduating  from  the  universities 
came  into  the  outfit  with  an  education  in  computer  programming 
and  computer  technology  so  things  were  changing  at  the  bottom. 
We  found,  at  least  when  I  first  was  aware  of  it,  when  I  was  a 

staff  person  on  the  Rogue  River  National  Forest,  some  of  the 

i 


141 


Torheim:     new  foresters  coming  out  to  ranger  districts  wondered  why  there 

• 

was  no  computer. 

• 

Lage:     How  early  was  this?  This  was  quite  a  while  ago? 

Torheim:  1961,  1962,  in  there.  They  had  learned  how  to  use  computers. 
Computers  were  then  beginning  to  be  a  little  smaller.  So  that 
was  my  first  insight  that  computers  might  even  possibly  be  used 
on  the  forests.  I  thought  they  were  things  you  used  up  in  Portland 
or  Washington  or  in  the  bank.  Then  first  the  technology  developed 
rapidly.  The  first  thing  we  did  in  Region  6,  the  first  change  that 
I  can  recall,  was  that  we  got  into  what  we  call  "desk  top" 

computers.  These  purchases  were  closely  controlled  so  again  it 

. 
was  done  on  an  experimental  basis.  It  was  done  for  road  design 

mostly  (that  was  well  adapted)  and  other  kinds  of  activity- 
management  planning,  where  you  had  lots  of  data,  was  done  on 
computers.  But  still  a  central  computer  system  was  doing  most 
of  the  work. 

Then  we  got  to  the  point  where  the  computers  were  costing  an 
awful  lot  of  money.  By  that  time,  I  was  in  the  regional  office 
and  working  on  budgets  and  things  and,  gosh,  it  was  clear  into 
the  early  seventies  when  I  was  deputy  regional  forester  that  Rex 
Resler  and  I  suddenly  called  a  halt. 

What  we  realized  was  when  we  looked  at  our  budget,  and  we 
were  trying  to  make  savings  here  and  there,  that  decisions  we 
had  made  years  ago  (or  somebody  had)  about  the  use  of  computers 
had  mortgaged  our  souls  for  the  future.  Because  once  you  put 


142 


Torheim:      activities  that  used  to  be  done  by  hand  on  the  computer,  you've 
lost  the  hand  technology  and  you're  wholly  dependent  on  that 
computer  to  get  the  job  done,  or  you  designed  your  output  needs 
to  be  more  complex  than  they  were  and  they  can't  possibly  go  back 
to  hand  cranking.    So  what  we  discovered  was  that  decisions  made 
at  lower  levels  of  the  organization  in  project  work  requiring 
computers  had  mortgaged  our  opportunity  to  make  any  changes  for 
the  future.      So  we  just  had  to  stop  to  understand  what  was 
happening. 

Well,   this  was  happening  simultaneously  all  over  the  outfit. 
I've  learned  since  that  industry  had  the  same  problem.      The 
technicians  had  been  managing  the  computers  because  it  was 
regarded  to  be  a  tool  to  get  the  job  done,   and  really  its  costs 
were  not  even  being  paid  attention  to   [by]  management,  or  decisions 
weren't  being  made  in  terms  of  priority  or  how  the  dollars  were 
going  to  be  used.     Should  we  really  get  a  new  computer  for  this 
national  forest,  or  should  these  dollars  go  for  some  other  activity? 

Lage:  Do  you  mean  this  is  more  in  terms  of  the  purchase  of  computers 

rather  than  in  the  types  of  programs? 

Torheim:     Yes,   and  then  the  maintenance  of  them  afterwards  too. 

Lage:  But  didn't  they  become  essential  in  your  land  planning  as  it  got 

more  complicated? 

Torheim:  Of  course,  but  by  that  time  we  had  gotten  hold  of  the  management 
of  it.  The  point  is  that  the  managers  were  not  managing  the  use 
and  the  funding  of  computer  technology.  It  was  just  kind  of  a 


143 


Torheim:  given  in  the  budget  and  then  everything  else  was  subordinate 
to  it  because  we  were  locked  in. 

About  that  time,  the  Department  of  Agriculture  was  trying  to  do 
the  same  thing  department-wide  to  get  hold  of  it.  So  there  were 
lots  of  stops  and  goes,  and  that's  been  happening  periodically 
since,  trying  to  get  a  management  handle  on  it.  The  technology 
was  advancing  so  rapidly,  too,  that  the  small  computer — $10,000 
or  less — became  very  feasible  at  the  ranger  district  level. 

Then  we  had  to  find  ways  to  link  these  computers,  to  make 
the  most  of  our  money.  Then  we  had  the  internal  arguments  about 
centralized  computer  systems  versus  distributive  networks,  with 
the  department  pushing  for  a  centralized  system  and  decentralized 
organizations  like  the  Forest  Service  pushing  for  distributive 
networks,  using  outside  and  internal  computers  in  a  mixed  network. 

The  upshot  of  all  this  was  that  a  lot  of  managers  really  got 
turned  off  by  computers — "stop  the  action  right  now;  this  thing  is 
a  monster."  They  didn't  understand  it  either.  I  know  that  we 
felt  that  this  thing  had  really  gotten  away  from  us  because  we 
had  abdicated  our  management  role.  We  spent  lots  of  time  working 
on  the  fleet  of  equipment  (trucks  and  cars  and  all  of  that  stuff) , 
and  how  we  managed  that  in  cost-effective  ways  in  deciding  whether 
we  were  going  to  acquire  new  ones  or  not,  but  we  just  let  this 
computer  thing  run  itself  with  the  technicians  telling  us  that  we 
got  to  have  this  computer  for  this!   [laughter] 


144 


Torheim:  This  was  felt  service-wide,  so  the  chief  put  together  a  study  and 

I  think  now  each  region  and  the  Washington  office  too  have 

• 
management  involvement  completely.  There  are  all  kinds  of 

management  committees  to  get  the  technologist  and  the  manager 
together,  and  then  management  by  objectives  has  helped  so  we  can 
look  out  to  the  future.  Also,  of  course,  the  technology  of 
information  systems  has  been  simplified  a  lot  so  you  don't  have  to 
put  huge  million  dollar  investments  anymore  into  incremental 
change,  into  hardware. 

So  that's  the  small  story  of  computers.  As  I  say,  it's  been 
repeated,  I'm  sure,  in  many  organizations  but  the  Forest  Service 
was  awfully  slow  to  pick  up  on  it  [laughs]  until  it  became  a 
crisis. 

Lage:     What  about  the  proliferation  of  computer  programs  throughout  the 
service?  It  sounds  like  there  again  was  an  instance  where  the 
decentralized  development  may  have  had  some  benefits,  but  also 
was  inefficient. 

Torheim:  The  benefit  is,  it  stimulates  creativity  but  it  isn't  always 

cost  effective  when  you  find  that  regions  are  re-inventing  the 
wheel.  But  it  does  stimulate  creativity.   The  trick  is  to  find 
the  middle  ground  where  you  can  stimulate  creativity  by  giving 

opportunity  for  experimentation,  but  then  when  you  find  something 

. 
that  works,  let's  spread  it  around  a  bit  so  everybody  doesn't 

have  to  spend  their  own  developmental  time  and  dollars.  That's 
really  what's  taking  place  now.  It's  going  to  be  a  while  before 
it's  all  fixed,  though,  because  a  lot  of  people  have  ownership 
in  these  programs. 


145 


Lage:     Yes,  and  the  other  thing  I  think  would  be  difficult  is  managers 
without  a  lot  of  knowledge  of  computer  technology  having  to  make 
the  decisions  or  evaluate  them. 

Management  Information  Systems 

• 

Torheim:      The  job  ahead,   and  this  has  taken  place  now  visibly  for  the  first 
time,   is  the  use  of  computers   for  management  information.      Still, 
the  dominant  use  of  computers  in  the  Forest  Service  until  very 
recently  has  been  for  a  number  crunching,   as  I  call  it. 

Lage:  What  do  you  mean  by  that? 

Torheim:      Taking  a  mass  of  data  and  getting  mathematical  solutions,  whether 

they  be  for  payroll  or  for  engineering  design,  weather  information, 
cost  accounting  and  that  sort  of  thing.     Now  they're  being  used 
more  for  management  information  systems  linked  to  land-use 

planning  and  the  budgeting  process. 

' 


Lage:  How  does  that  work? 

Torheim:     Well,   it's  terribly  complex  and  I  probably  don't  understand  all 
of  it  myself,  but  you  can  take  the  data  that  you  generate 
(inventory  data)   and  you  can  ask  the  "what  if"  questions  and 
assemble  data  in  various  ways  for  different  management  objectives. 
Computers  nowadays  even  print  out  in  real  words  instead  of  numbers. 

Lage:  So  it  prints  out  possible  alternatives? 

Torheim:      It  prints  out  possible  alternatives,   so  you  can  select  alternatives 
or  mix  and  match  them  and  it  does  it  very  rapidly.   And  it  does 
more  than  that.     Word  processing — regions  now  are  communicating  by 


146 


Torheim:      computer.     Mary  was  telling  me  here  in  Region  6,  and  Region  1  was 
headed  this  way,    that  when  they  write  a  circular  memorandum  to 
go  to  national  forests,   they  just  put  it  on  their  computer  in 
Portland.     Then  periodically  during  the  day,   forests  will  simply 
interrogate  the  computer  with  their  terminals  and  see  what  the 
letters  of  the  day  were  in  the  mail. 

Lage:  So  it's  a  communication  system  as  well. 

Torheim:     Yes,   that's  good.     But  there's  a  tendency,    if  you're  not  careful 
to  let  the  technicians  use  it  as  a  toy  that's  darn  expensive, 
particularly  when  lower  parts  of  the  organization  have  the  most 
knowledge,   and  they're  pushing  the  top  to  fund  some  of  these 
things  which  they  sincerely  believe  will  work  well.     This  was  the 
dilemma  that  we  were  in  in  the  Forest  Service,  but  I  think  it's 
being  managed  much  better  now.     It  took  some  organization  change, 
too,    to  do  that,  by  the  way,   and  get  the  managers  more  involved 
instead  of  Just  putting  it  off  in  a  subunit,    technical  subunits, 
of  the  organization. 

. 
A  Centralizing  Influence 

Lage:  Does  the  use  of  the  computer  affect  the  organization?     I  think 

you're  saying  some  of  this  too,  but  does  it  make  it  more 
centralized  or  does  it  allow  it  to  be  less   centralized,  or  can 
you  pretty  well  control  that  effect? 

Torheim:     You  can  do  it  both  ways. 

Lage:  Do  you  feel  like  you  can  control  the  computer? 


147 


Torheim:     Yes,  you  can  control  its  use  and  what  it's  used  for  better.      I 
guess  in  many  ways  it  has  a  tendency  to  centralize.     In  fact, 
looking  ahead  a  little  bit,   I  see  the  Forest  Service  probably 
moving  back  to  more  centralization  in  certain  activities,   simply 
because  of  the  complexity  and  cost.     I  don't  mean  the  organization 
generally  to  become  that  way.     We  talked  earlier  about  all  of  the 
experimentation  that  took  place  in  the  past  in  reorganization  and 
in  work  planning  systems  and  land  planning.   That  was  not  very 
efficient.     So  the  changes  for  the  future  and  even  in  the  recent 
past  have  become  a  little  more  centralized  and  a  little  more 
organized  than  simply  saying  let's  see  what  the  next  push  from 
the  field  is.     That's  evident  in  land  management  planning  emanating 
from  the  National  Forest  Management  Act.      I  think  that's  been  done 
very  well. 

Lage:  Do  you  think  that's  a  good  thing?     Or  will  that  lead  to  less 

experimentation  and  change? 

Torheim:     Well,  I  don't  know  but  I  think  it  will  still  permit  experimentation 
or  change  but  more  organized  and  directed.     I  think  so,. but  we'll 
have  to  wait  and  see.     That's  future  oral  history!      [chuckles] 

Innovative  Response  to  New  Technology 

Lage:  Are  there  any  other  communication  systems  that  you  might  comment 

on — for  instance,  use  of  satellites — or  are  there  other  new  technical 
advancements  that  have  changed  the  way  the  Forest  Service  operates? 


148 


Torheim:  Of  course,  all  of  the  communication  systems  and  transportation 
systems  that  society  in  general  has.  The  Forest  Service  has 
spanned  transportation  all  the  way  from  horseback  to  the  jet 
airplane.  Satellites  are  used  not  directly  by  the  Forest  Service 
to  my  knowledge  anyway,  but  the  resource  inventory  and  mapping 
is  done  now  by  satellite  using  NASA  equipment.  The  Forest 
Service  has  had  an  ongoing  program  with  NASA  in  Houston  to  adapt 
NASA  technology  to  the  Forest  Service,  for  instance.  That's 
mostly  in  the  mapping  and  inventory  area. 

Lage:     So  you  use  NASA  experts  or  do  you  have  Forest  Service — 

Torheim:  We  have  Forest  Service  people  on  board  as  liaison,  and  they  take 
new  technology  and  adapt  it.  They're  mostly  engineering  people. 
It's  an  ongoing  program.  It's  been  several  years.  There  are  a 
lot  of  technical  changes  in  fire  [fighting] — the  use  of  aircraft, 
infrared  imagery,  of  course  fire  retardants  out  of  airplanes. 

Lage:     Would  you  describe  the  Forest  Service  as  an  innovative  organization? 
Does  it  pick  up  on  these  new  technical  advancements? 

Torheim:  Yes,  very  much,  very  much — within  the  confines  of  budget,  of 
course.  We  have  development  arms  in  the  Forest  Service,  not 
only  in  ongoing  research,  but  we  also  have  development  centers 
for  equipment  in  California  at  San  Dimas  and  at  Missoula.  We're 
very  active  in  developing  equipment  that  private  industry  then 
picks  up  on  if  there's  a  market  for  it  and  manufactures. 

Lage:     The  Forest  Service  itself  has  developed  the  equipment? 


149 


Torheim:     Yes,  it's  those  kinds  of  things  for  which  there  isn't  enough 

market  because  it's  so  specialized  that  industry  would  not  make 
capital  investments.     So  the  Forest  Service  has  these  small 
equipment  development  centers  and  is  funded  by  the  Congress. 
It's  small  scale — trail  diggers,   for  example,   special  tools  for 
fire  fighting,   safety  equipment  for  fire.     Nobody  else  does  this 
except  the  Forest  Service.     But  that's  not  a  large  part  of  our 
business. 

Lage:  You  mentioned  that  you  didn't  have  too  much  to  contribute  on  the 

subject  of  mathematical  models. 

Torheim:     Not  really,   except  as  it's  used  in  land  management  planning  and 
budgeting  and  the  computer's  end  product.     I  was  not,  of  course, 
the  developer  of  any  of  those  things.     But  they  were  useful  tools, 
and  so  I  fostered  their  development.     That's  the  manager's  job 
anyway.     You  have  to  see  what  the  end  product  is  and  if  it's 
useful.     Then  you  make  it  possible  for  the  innovators  to  get  their 
job  done.     If  roadblocks  are  in  the  way,  you  knock  them  down. 
Then  if  after  the  periodic  checks  it  fails,  you  go  back  and  try 
it  over  again,  but   [managers  don't  get  involved]    in  the  technology 
itself. 


150 


VI  PERSONNEL  MANAGEMENT 

Civil  Rights  and  Equal  Opportunity 

Lage:     We're  going  to  turn  now  to  the  question  of  personnel  management 
and  particularly  you  have  mentioned  you  wanted  to  talk  about 
civil  tights  and  equal  opportunity. 

Torheim:   The  Forest  Service  has  had  great  trouble  trying  to  get  a  better 
representation  of  the  population  in  its  work  force  mix.  A  lot 
of  it  is  historical.  The  Forest  Service,  because  of  the  nature  of 
its  work  and  the  types  of  people  who  were  attracted  to  it  from 
the  very  beginning,  turned  out  to  be  mostly  white  Anglo-Saxon 

Protestant  males.  The  business  was  woods  work  and  forestry.  So 

. 
for  many  years  it  was  really  a  single-profession,  male  outfit. 

There  were  many  women  in  the  organization,  but  mostly  in  support 
roles,  in  administration  roles,  clerical  roles.   I  expect  very 
Important  roles,  but  they  were  not  well  represented  throughout 
the  work  force  at  all. 

Also,  in  most  of  the  Forest  Service,  there  were  very  few 
black  people,  Chicanes,  or  other  minorities — very  few  Indians 
surprisingly,  even  though  the  national  forest  are  adjacent  to  all 


151 


Torheim:   kinds  of  Indian  reservations.  No  particular  attempt  was  made  to 
attract  people — women  and  minorities— to  the  work  force  because 
the  nature  of  the  business  was  that  people  sought^  jobs.   There 
was  no  social  awareness  or  even  concept  of  reaching  out,  which 
there  is  today.  That  was  true  in  society  as  a  whole,  and  the 
Forest  Service  was  no  different. 

Now  then,  when  the  Civil  Rights  law  was  passed,  and  it  became 
a  matter  of  public  policy  to  begin  to  expand  the  work  force  to 
represent  the  population  better,  the  Forest  Service,  with  its 
gung  ho  attitude  of  getting  things  done,  plunged  right  in.  But 
even  today,  the  Forest  Service  has  done  poorly  in  this  regard,  and 
you  just  can't  believe  how  much  effort  has  been  put  into  doing 
this.   I've  been  troubled  by  this  for  a  long  time  because  we  did 
put  so  much  effort  [in  it] ,  and  anything  else  that  we  did  in  the 
Forest  Service  with  this  kind  of  effort  usually  produced  results. 
This  has  not  happened  in  getting  better  representation  in  the 
work  force. 

Efforts  to  Recruit  Minorities 

Lage:     What  type  of  effort  are  we  talking  about?  What  kinds  of  things 
were  done? 

Torheim:  We  conducted  nationwide,  probably  the  first  among  government 

agencies,  a  very  highly  sophisticated  sensitivity  program,  first 
of  all,  on  the  culture  of  minorities,  what  they're  all  about  from 
a  manager's  point  of  view;  how  to  attract  minorities  Into  the  work 


152 


Torheim:   force.  You  see,  many  Forest  Service  people,  as  we  were  discussing 
with  my  wife  Mar jean  last  night,  lived  out  in  the  woods  and  really 
had  no  contact  with  people  other  than  people  who  looked  just  like 
themselves  and  had  the  same  value  systems.  Very  few  inner  city 
people  wanted  to  work  in  the  woods.  They  didn't  like  it.  It 
wasn't  part  of  their  culture,  and  they  were  not  even  much  involved 
in  recreation  activities  in  the  forest. 

So  we  thought  it  necessary,  first  of  all,  to  have  an  internal 
training  program. 

Lage:     Was  this  when  you  were  in  Washington? 

Torheim:  Yes,  and  then  later  on  when  I  was  back  out  in  the  region  again.  We 
started  this  in  the  sixties,  and  it  accelerated  in  the  seventies. 
The  Forest  Service  was  characteristically  low  man  on  the  totem 
pole  in  the  Department  of  Agriculture  in  achieving  its  minority 
mix  goals,  and  the  Department  of  Agriculture  was  low  in  government. 
So  we  were  the  lowest  of  the  low. 

It  was  easy  to  rationalize  this,  but  we  didn't  do  that 
because  we  had  a  job  to  do.  We  approached  it  just  like  achieving 
any  other  goal,  and  managers  really  worked  their  tails  off  to 
accomplish  this  but  with  disappointing  results.   So  it  became 
terribly  frustrating. 

Then  we  employed  minorities  in  staff  positions  to  help  us 
do  this.  We  set  up  civil  rights  groups  in  regional  offices  and 
in  the  Washington  office.  We  began  to  reach  out.  We  had 
sophisticated  recruiting  programs  to  reach  out  and  get  people. 

• 


153 


Torheim:     We  had  great  trouble  finding  qualified  people  who  wanted  to  work 
for  us.      There  was  great  competition  to  get  female  and  black, 
particularly,  professionals.     We  couldn't  compete  with  the  pay 
that  industry  was  giving.     We'd  get  some  aboard,   and  they'd  do 
well,   and  they'd  go  off  to  another  agency  who  would  offer  them 
better  jobs. 

Lage:  Were  the  people  you  were  able  to  recruit  did  they  tend  not  to  be 

in  forestry?     Did  they  tend  to  be  in  business? 

Torheim:     Yes,  right,  you  couldn't  find  forestry  students  who  were  black  or 
female  for  a  long  time.      So  then  we  began  to  work  with  the 
universities  and  encouraged  them  to  recruit  minority  students 

themselves  and  we  would  provide  work  for  them. 
II 

Torheim:     As  I  was  saying,   this  was  frustrating  and  continues  to  be  to 
quite  an  extent  in  achieving  minority  goals.     The  effort  the 
Forest  Service  made  continues.      I  think  we  were  quite  innovative 
in  putting  together  structured  civil  rights  training  programs  and 
using  some  of  the  techniques  we  used  out  of  behavioral  science 
to  see  if  we  couldn't  get  our  attitudes  turned  around  and  get  our 
people  acquainted  with  what  it  takes  to  have  minorities  on  the 
payroll  and  what  it  takes  to  attract  them  to  our  kind  of  business. 

We  even,   on  a  service-wide  basis,  used  the  southern  region 
to  recruit  black  people  because,  after  all,  Montana  had  no  chance 
of  getting  black  people.    They  just  don't  live  there.   So  we  were 
attempting  to  get  people  out  of  the  South  and  Chicanos  out  of  the 


154 


Torheim:     the  Southwest.      There  was  some  success  at  that.   But  again,  with 

such  cultural  change,  people  didn't  stay  long.      They  found  another 
job  later  on  back  where  they  used  to  live,   and  they  would  take  it. 

Lage:  1  would  think  you  would  have  more  success  with  Indians  or  Chicanes 

that  might  have  more  ties  to  the  land. 

Torheim:     That  very  thing  was  done.     We  faced  reality  then  and  decided  that 
really  Region  1  should  concentrate  on  the  Indian  population 
because,   after  all,   there  are  lots  of  employable  Indian  young 
people  that  live  close  to  national  forests.   It's  right  within 
their  own  culture,   close  to  their  homes,   and  they  don't  have  to 
go  through  cultural  shock  necessarily.     So  this  is  what  Region  1 
is  doing  now.      It  isn't  realistic  to  encourage  people  unless  they 
want  to  and  some  do  now.     There  are  some  who  do  and  who  do  very 
well.     So  this  is  the  thrust  in  Region  1,  and  it's  beginning  to 
work  quite  well,  with  lots  of  help  from  the  forest  supervisors. 

Lage:  Have  there  been  any  particular  problems  connected  with  such 

things  as  different  time  concepts  among  some  of  the  people 
employed? 

Torheim:     Yes,   that's  true.     You  have  to  understand  the  culture  of  the  society 
from  which  these  people  are  entering  the  work  force.      In  Region  1 
we  contacted  the  community  colleges,   and  we  made  a  contract  with 
the  tribes.      The  tribal  councils  are  very  interested  in  getting 
their  young  people  into  the  community  colleges.     Then  we  would 
provide  the  work  for  them,  even  while  they  were  in  school,   and 
this  seems  to  be  working  well.      They're  close  to  home.     The 


155 


Torheim:      community  colleges  were  even  willing  to  put  on  training  programs 
right  on  their  reservation.     This  is  the  way  it's  finally  working 
now. 

Lage:  Would  they  come  in  in  technician  roles? 

Torheim:     Yes,   they'd  be  technicians.     It  wasn't  realistic,  right  at  the 

outset,    to  encourage  people  to  go  to  professional  schools  because 
you  really  have  to  make  it  visible  that  there  is  a  career,   and 
you  have  to  get  enough  Indian  people  into  your  work  force  to  make 
that  real,  not  just  theoretical.     It  was  easier  to  do  something 
in  the  short  term  and,  besides,    there  was  an  employment  problem 
for  these  young  men  and  women.     So  it  met  all  those  needs.     I  hope 
this  continues  to  work  well. 

In  the  other  regions,   Region  6,  of  course,  has  a  mixed 
population.     I  don't  know  how  they're  doing  now  but  we  were  having 
troubles  retaining  people  once  we  got  them  because  they  would  go 
onto  other  work,  which  is  okay.      The  goal  should  be  to  give 
them  opportunity  and  not  necessarily  to  stay  in  your  own  outfit. 
But  still  it's  not  going  along  like  it  should  and  I  don't  know 
really  why.     I  suppose  it's  going  to  take  a  while. 

Employment  of  Women,  a  Success  Story 

Torheim:     This  is  not  true  with  women.     The  employment  of  women  in  the 

Forest  Service  is  an  utter  success  story  compared  with  where  we 
were.      I  don't  say  that  the  goal  achievement  is  as  high  as  it 
should  be,  but   compared  with  where  we  were  and  the  progress  that's 


156 


Torheim:  being  made,  I  think  it's  working  well.  We  have  women  graduates 
now  in  forestry  that  come  into  the  work  force  just  the  same  as 
men  and  in  wildlife  biology,  landscape  architecture,  archeology, 
you  name  it.  The  big  gap  is  the  lack  of  women  in  managerial 
roles.  As  I  was  mentioning  to  you  earlier,  the  first  woman 
ranger  has  been  appointed  in  Region  2  (Colorado).   I  think  this 
is  just  one  of  many  to  come. 

We  have  moved  some  professional  women  from  other  places  from 
private  industry  and  universities  directly  into  the  work  force, 
but  at  rather  high  grade  levels.  The  Forest  Service  has  been 
doing  this  for  years. 

Lage:     In  what  types  of  work? 

Torheim:   The  chief  archeologists  in  Region  6  and  in  Region  1  are  women. 

They're  at  grade  13  or  14.  The  personnel  officer,  administrative 
officers  for  forests,  are  more  and  more  women.  But  we  don't  have 
any  women  forest  supervisors.  That's  what  I'm  talking  about.  We 
have  one  director  of  information  in  San  Francisco  who  has  been 
there  for  a  couple  of  years,  a  woman.  But  I'm  talking  about  women 
in  the  mainstream  of  policy  formulation  and  generalized  management, 
and  those  are  line  jobs.  But  I  think  that  will  come  as  more  and 
more  women  enter  the  work  force.  It's  common  now  to  have  women 
in  all  kinds  of  jobs  at  the  ranger  district  and  forest  level. 

Lage:     Is  this  well-accepted  from  this  predominantly  male  organization? 

Torheim:  I  think  this  is  an  individual  thing.  My  perception  is  that  it's 
so  common  now,  it's  accepted  as  an  organizational  norm.  I  think 
some  people  still  have  personal  Kang-ups  about  it. 


i 


157 


Lage:  Did  you  have  the  kind  of  training  for  that  as  you  did  for  minority 

employees? 

Torheim:     Yes,  we  did.     Yes,  we  had  a  lot  of  problems.     When  we  first  began 
to  bring  women  into  the  work  force,   in  traditional  male  roles, 
we  had  a  lot  of  opposition  by  some  forest  supervisors  and  rangers 
and  particularly  the  wives  of  Forest  Service  professionals.     There 
were  really  uprisings. 

Lage:  That's  interesting.     Men  do  work  with  women  in  other  settings. 

Torheim:     The  forest  setting,   though,   is  a  little  different.     It's  a  pair 
working  together,   small  groups,  much  on  their  own;  women  living 
in  bunk  houses  for  which  we  were  not  prepared.     Now  we  build  bunk 
houses  for  men  and  women.   There  are  all  of  these  hang- up s  that 
people  get  into,  not  so  much  on  what  happened  but  what  they 
anticipate  might  happen — that  kind  of  thinking.  Wives  who  really 
didn't  want  their  husbands   to  go  out  in  the  morning  in  a  pickup 
with  a  female  partner  on  a  timber  cruising  job,  something  like 
that.      They  would  say,  "I  didn't  want  that  to  happen." 

Then  the  response  to  that  would  be  that  forest  supervisors 
and  rangers  would  not  place  women  in  roles  like  that.      So 
therefore,   they  couldn't  get  women  to  work  in  the  forests  because 
those  were  the  jobs.     But  this  was  overcome  through  experience. 
So  now  I  perceive  that  it's  pretty  well  accepted  as  far  as  women 
in  the  work  force  is  concerned.      Getting  women  into  managerial 
roles  is   the  next  step,  but  we're  doing  that.      The  way  to 
accomplish  things  is  through  goal  establishment.     Characteristically 


158 


Torheim:  in  Region  1,  we  exceeded  our  goals  annually  in  the  hiring  and 
upward  mobility  of  women.  It  was  no  trouble  at  all. 

' 

Lage:     You  found  women  eager  to  get  into  it? 

Torheim:  Yes,  women  were  eager.  They  were  competent.  They  were  willing 
to  make  the  transition.   They  had  an  understanding  that  this  was 
a  difficult  thing  for  them  to  be  accepted  in  the  work  force  and 
they  performed  as  we  expected  them  to — outstandingly.  Put  that 
all  together  and  it's  not  too  hard  finally  to  get  acceptance. 
But,  gee,  it  took  a  long  time.   So  I  see  that  continuing,  and  now 
if  you  look  at  the  colleges  of  forestry  and  in  other  natural 
resource  curricula  at  universities,  you'll  see  in  some  of  them 
as  much  as  50  percent  women. 

So  I  think  we  re  on  the  way.  Now,  if  we  could  only  integrate 
blacks,  Chicanos,  and  Indians,  particularly,  into  the  work  force 
in  a  similar  manner  I  think  we  would  then  achieve  the  social  goals 
we  are  supposed  to  achieve.  But  I  think  that  will  come.   It's 
just  a  little  slow  and  the  Forest  Service  has  had  great  difficulty 
in  spite  of  massive  energy. 

Lage:     Now,  you,  I  can  tell,  have  been  committed  to  this  goal.  Was  the 
commitment  as  widespread?  Was  there  a  difference  between  age 
groups  in  the  degree  of  commitment? 

Torheim:  Not  once  it  became  organization  policy.  We  had  trouble  with 
commitment  originally  because  the  people  didn't  think  it  was 
possible.  Since  they  didn't  think  it  was  possible  then  if  they 
had  personal  biases  against  it,  they  could  put  that  right  together 


159 


Torheim:     with  seeing  to  It  that  It  became  Impossible.      It  takes  more 
than  just,   "Well,  our  door  is  open."     It  takes  a  commitment 
to  go  out  and  bring  people  to  your  threshold  and  Invite  them 
In  and  then  nurture  them  while  they're  In.     A  lot  of  our  folks 
wouldn't  take  that  step.     They  didn't  think  that  was  right. 
People,  if  they  were  motivated,   as  they  were,   to  get  into  an 
organization  should  compete  equally  and  find  their  own  way. 
We  had  difficulty  overcoming  that. 

However,  once  it  became  a  matter  of  the  Forest  Service's 
reputation  and  the  chief's  reputation,  and  esprit  de  corps  of 
where  we  are  a  "can-do"  outfit  and  we  were  a  "no-do"  outfit, 
then  even  the  people  who  were  having  trouble  personally  set  that 
aside  and  began  to  achieve  this  objective  for  organizational 
purposes. 

The  Job  Corps 

. 
Lage:  Did  the  Job  Corps  provide  you  any  help  in  this? 

, 
Torheim:     The  Job  Corps  was  a  great  help  In  this,  yes.     At  least  it  got  our 

people  acquainted  with  women  and  minorities  in  a  work  environment. 

Still  the  work  environment  wasn't  quite  the  same. 
Lage:  What  about  developing  interest,   like  so  many  people  came  in 

through  the  CCC? 
Torheim:     The  Job  Corps  didn't  do  that.     We  thought  it  was  going  to.     We 

thought,   gee,  you'll  have  so  many  black  people  and  Chicanes  as 

Job  Corps  enrollees  and,  boy,  when  they  graduate  they  11  come 


160 


Torheim:      right  into  the  Forest  Service.      They  were  so  far  behind,   even 

when  they  graduated,    they  couldn't  even  qualify  for  the  smallest 
Job.      There  were  some,   and  a  lot  didn't  want  to  I  must  say  too. 
A  lot  of  them  weren't   trained  for  that.      The  education  in  Job 
Corps  was  not  in  natural  resources.      It  was  to  be  a  cook,    to  be 
a  carpenter,   to  be  a  painter,   and  we  didn't  emply  those  kind  of 
people. 

Lage:  So  the  Job  Corps  wasn't  oriented  to  natural  resources? 

Torheim:     No,   it  provided  a  natural  resource  environment  to  learn  other 
things . 

Lage:  Did  it  take  them  out  for  the  most  part  into  the  forests? 

Torheim:     Oh,  yes,    that's  where  they  lived,  yes.      It  was  a  good  environment, 
an  excellent  environment. 

Lage:  That's  interesting  that  they  picked  that  environment,   and  yet  they 

weren't  training  them  for  that  kind  of  a  life.    There  is  some 
mystique     about  that  environment. 

Torheim:     Because  the  original  objectives  of  the  Job  Corps  were  not  that 

clear,   it  was  thought  that  we  would  provide  them  woods  work,   and 
that  was  the  reason  for  putting  them  out  there,   and  making  them 
employable  through  learning  the  world  of  work.     It  became 
evident  though  that  that  wasn't  a  skill  that  was  marketable,   and 
we  had  to  provide  them  with  the  kinds  of  job  skills  that  were 
marketable.     That  became  the  trades — heavy  equipment  operators, 
for  instance.      Then  we  began  to,  with  contracts  with  the  unions, 
put  together  a  really  meaningful  trade  apprentice  program.     That's 


161 


Torheim:  what  it  Is.   It  serves  them  better.  They  can  go  back  into  their 
own  environment  and  get  a  job.  In  fact,  with  the  apprentice 
program  you  were  guaranteed  a  job.  So  it  changed.  Then  the 
character  of  the  people  who  came  into  the  Job  Corps  changed 
too.  So  it  was  different. 

Anyway,  I'd  say  that  women's  role  in  the  Forest  Service  is 
moving  along  quite  well,  albeit  slowly.  At  least  it's  easy  to 
see  where  it's  headed.  It's  not  so  easy  for  me  to  see  where 

< 

we're  headed,  at  least  in  the  western  regions,  with  minorities 
yet,  but  it  will  come. 

Lateral  Entry  and  the  Promotion  of  Specialists 

Lage:     You  mentioned  lateral  entry  into  the  profession  and  that  might  be 
something  we  should  follow  up  on.  Hasn't  there  been  sort  of  a 
traditional  objection  to  it? 

Torheim:  Yes ,  that ' s  changed  a  lot  in  recent  years ,  but  yes ,  when  it  was 
really  foresters  who  were  the  largest  professional  body  in  the 
Forest  Service,  you  started  from  scratch  and  worked  your  way  up; 
everybody  did.  When  we  began  to  introduce  other  disciplines  in 
the  Forest  Service,  though,  we  had  to  have  instant  expertise.  So 
we  had  to  hire  people  at  all  levels.  For  example,  we  had  to  have 
soil  scientists  who  were  truly  professionals.  We  went  to 
universities  and  hired  some  to  take  on  the  director  jobs  and 
upper  staff  jobs  and  the  same  with  wildlife  biologists  and 
fishery  biologists.  We  got  them  from  the  state  game  and  fish 


162 

Torheim:      departments.     We  picked  up  people  from  the  Park  Service,    the 
visitor  information  services  naturalists,   that  sort  of  thing. 
It  wasn't  until  we  began  to  have  a  need  for  these  other 
disciplines  that  we  moved  people  laterally  into  the  Forest 
Service. 

Lage:  What  about  laterally  at  higher  levels?     Say,   into  personnel 

management  in  Washington. 

Torheim:     Oh,  we've  done  that,  yes.      Oh,  yes,   and  that  continues   too; 

not  as  much,  but  yes,   there's  some  of  that  too,  much  more  than 
it  used  to  be.      That  used  to  be  rare.     Now,  just  because  of  the 
nature  of  the  experience  necessary,   it  isn't  done  maybe  as  much 
as  some  agencies  do,  but  still  it's  not  a  bit  uncommon.      It's 
also  not  as  uncommon  if  somebody  leaves  the  Forest  Service  and 
then  comes  back.      It  used  to  be  that  that  was  it.      If  a  person 
would  resign  from  the  Forest  Service  and  go  to  work  for  private 
industry  or  the  state  or  somewhere,   they  really  weren't  welcome 
back.     But  that's  not  true  anymore. 

Lage:  That  was  disloyalty? 

Torheim:     No,  no,   in  fact,   in  many  instances  it's  an  excellent  broadening 

for  them  and  they're  oftentimes  welcomed  back  if  their  performance 
was  good  when  they  left  and  their  performance  was  good  where 
they  worked  during  that  time. 

Lage:  At  the  higher  levels,   is  it  still  the  foresters  who  get  the  higher 

jobs? 


163 


Torheim:      Our  chief  of  the  forest  service  now  Is  an  engineer.    That's  the 
first  time.     Max  Peterson  Is  a  civil  engineer. 

Lage:  Was  there  any  objection  to  that  on  traditional  grounds? 

Torheim:     No,  not  that  I  know  of.     The  Society  of  American  Foresters  didn't 
rise  up  in  arms  or  anything  like  that.     We've  had  a  regional 
forester,  as  I  remember,  who  was  an  engineer,   at  one  time. 
Engineers  who  have  been  in  the  outfit  long  enough  have  had  the 
same  experiences  as  foresters. 

Lage:  They've  come  up  the  traditional  way? 

Torheim:     Yes,   as  Max  has.      1  would  say  though  that,  yes,  most  of  them  are 
foresters  and  probably  will  continue  to  be  because  the  profession 
of  forestry  leads  in  that  direction.     But  as  these  other 
disciplines  begin  to  work  their  way  up  from  the  specialist  role 
into  the  managerial  role — I'm  speaking  of  the  wildlife  biologists, 
the  fishery  biologists,   soil  scientists,   and  landscape  architects 

and  others — I     think  we'll  see  them  assume  the  generalist  roles 

. 

more  and  more.      It's  just  natural. 

• 
Lage:  More  into  the  managerial  end  of  it? 

Torheim:     Yes,  and  it's  a  personal  choice.     Lots  of  professionals  in  a 
specialty  really  don't  want  to  be  in  a  generalist  role.      That 
brings  up  a  problem  that  I  and  others  have  tried  to  solve  for 
years  and  it  hasn't  been  solved  yet.   Because  of  the  civil  service 
classification  system,  you  <•«"  achieve  financial  compensation  in 
increments  of  Increase  only  by  movement  upward  in  the  hierarchy, 

not  by  becoming  more  proficient  in  your  profession.     There  are 

. 
limits  on  that.      I'll  give  some  examples. 

• 


164 

. 
Torheim:     A  wildlife  biologist  can  work  up  in  his  or  her  specialty  to 

about  grade  12  or  13,  maybe  14  at  the  very  most.      But  if  they've 
gone  that  route,   then  that's  the  end  of  it  for  them.      If  they 

• 

want  to  achieve  higher  level  grades  though,  they  had  to  make  a 
decision  sometime  back  when  they  were  a  GS-11  or  12  that  they 
would  move  over  to  a  more  generalist  position,  which  they  could, 
like  a  forest  supervisor  and  ranger  or  whatever.  Then  they 
could  achieve  higher  grades  up  in  the  managerial  roles. 

That  forces  a  specialist  to  make  a  decision  at  that  earlier 
time  if  they  want  to  be  the  very  best  wildlife  biologist  in  the 
Forest  Service  or  if  they  want  to  get  compensated  a  little  better 
in  the  future  and  be  a  generalist.  Now,  private  industry  handles 
this  in  a  very  effective  way  which  I  wish  the  government  would 
emulate,  and  that  is,  why  shouldn't  an  expert  wildlife  biologist, 
who  wants  to  remain  in  that  specialty  be  paid  according  to  his  or 
her  expertise  rather  than  where  that  person  sits  in  the  hierarchy? 
It's  conceivable,  for  example,  that  a  director  of  wildlife 
management  in  a  regional  office  might  have  some  expert  employees 
getting  more  pay  than  the  director.  Research  does  this.  Research 
scientists  are  compensated  not  on  the  basis  of  where  they  sit 
In  the  research  hierarchy,  but  on  their  expertise. 

Lage:     What  about  that  director  himself,  the  director  of  wildlife 
management?  Isn't  he  an  expert  in  that  field? 

Torheim:  Not  so  much.  When  he  moves  there  he's  not  so  much  anymore.  He's 
getting  to  be  program  manager.  Anyway,  the  principle  is  that  if 
we  could  somehow  compensate  people  for  their  expertise  we  would 


165 


Torheim:     not  force  them  off  Into  generalist  roles  just  to  achieve  better 
compensation.     We  could  provide  distinct  career  ladders  for 
those  people  who  want  to  choose  between  either  being  an  expert 
specialist  or  being  a  generalist.      It  shouldn't  have  to  be 
movement  upward  in  the  hierarchy  to  achieve  pay  compensation 
commensurate  with  their  expertise.     You  should  be  able  to  do  it 
with  your  specialty.      This  will  happen  someday.      It  happened  in 
research  many  years  ago,  but  we  just  haven't  made  the  grade.     But 
the  Forest  Service  is  still  working  at  it. 

Lage:  How  does  the  research  division  feed  back  into  your  specialists? 

Torheim:      There's  a  technology  transfer  mechanism.     Research  in  the  Forest 
Service  does  research  not  just  for  the  Forest  Service  in  forestry 
but  for  the  nation  as  a  whole — private  industry  and  the  states 
and  other  federal  agencies,  as  well,  and  internationally.      So  the 
Forest  Service  is  one  client.     But  the  Forest  Service  is 
responsible  for  the  forestry  research  in  the  United  States.     Then 
there  are  mechanisms   to  link  the  research  knowledge  to  the 
practitioner  and  it's  done  through  the  staff  people — sometimes 
well  and  sometimes  less  than  well.     That's  a  whole  subject  in 
itself — technology  transfer  and  some  of  the  problems  that  are 
attendant  thereto.     But  that's  the  way  it's  done.      I  think  that's 
about  the  story  on  the  intent  of  integrating  more  of  society's 
representatives  in  the  work  force  of  the  Forest  Service. 


166 


Employee  Dissatisfaction  in  Region  6## 

Lage:  I  read  a  UCLA  study  report  (which  pointed  out  that  Region  6  had  the 
highest  level  of  employee  dissatisfaction — ranger  dissatisfaction — 
with  their  job.  You  said  you  had  some  explanation  for  that. 

Torheim:  Region  6  got  trapped  a  little  bit,  and  it  had  to  work  its  way  out 
of  the  trap.   It  came  about  this  way.  With  the  rapid  increase  in 
timber  management  activities  (timber  sale  programs)  in  Region  6 
with  the  national  need  for  housing,  the  region  began  to  be  funded 
by  the  Congress  with  rather  substantial  Increases  to  put  more 
timber  on  the  market.  Therefore,  the  region  began  to  employ 
foresters,  as  many  as  80  to  120  a  year  and  some  years  more. 

So  during  a  period  of  about  1957  or  '59  somewhere  up  until 
about  1965  or  '67  (a  period  there  of  seven  or  eight  years),  large 
numbers  of  foresters  were  coming  into  Region  6.  They  were  being 
recruited  to  do  this  job.  Then  the  timber  sale  program  was  brought 
up  to  the  sustained  yield  levels  and  it  flattened  out.  The  region 
then  had  a  large  number  of  forestry  graduates.  The  way  you  work 
your  way  up  in  the  Forest  Service  is  to  work  your  way  up  in  the 
hierarchy.  That's  the  way  the  classification  system  is.  So 
traditionally,  you'd  have  to  work  your  way  up  from  an  entrance 
level  of  GS-5  or  GS-7  and  GS-9  working  in  a  specialty  and  then 


*William  McWhinney,  The  National  Forest;  Its  Organization  and 
Its  Professionals.  1970,  p.  137. 


167 


Torheim:     you'd  have  to  go  to  GS-11  as  a  district  ranger  or  maybe  a 
forest  staff. 

But  there  were  so  many  people  at  this  entrance  level  (GS-5, 
7,  and  9)   that  there  weren't  enough  jobs  for  them  to  move  up  in 
any  reasonable  span  of  time  to  GS-11.      In  fact,  many  of  them 
weren't  even  able  to  get  out  of  GS-7.      So  there  was  a  tremendous 
blockage. 

This  caused  an  awful  problem.  These  folks  couldn't  really 
find  employment  in  other  regions  either  because  the  high  level 
of  activity  was  mostly  in  Region  5  and  Region  6.  Region  5  had 
a  similar  problem.  It  just  wasn't  in  the  same  dimension. 

I  was  in  personnel  management  at  the  time  that  we  began  to 
really  consider  this  as  being  an  issue.      This  was   1966.      So 
Region  6  tackled  the  problem  and  decided  that  we  needed  to  do 
something  about  it.     So  we  worked  out  an  elaborate  system  with 
other  regions  and  with  the  Washington  office  to  find  other 
assignments  for  these  people.     We  had  to  do  that. 

The  other  thing  that  we  had  to  do  was  begin  to  put. technicians 
in  the  work  force.   What  we  discovered  we  had  done  was   to  hire 
foresters  and  really  were  putting  them  in  technician-type  jobs 
because  they  could  land  on  their  feet  so  to  speak,  particularly 
if  you  graduated  from  a  western  school!     So  we  had  foresters  that 
were  really  not  promotable  because  they  were  in  technician  jobs. 
Lage:  But  their  expectations  were  higher. 


• 


168 


Torheim:  Yes,  right,  of  course  they  were.  Then  we  had  some  foresters  that 

we  hired  who  truly  weren't  foresters.  They  were  indeed  technicians, 
even  though  they  had  a  forestry  degree.   So  we  had  to  sort  out 
those  folks  and  redirect  their  careers.  We  were  taking  any  forester 
who  graduated  there  for  such  a  long  time.  Anyway,  with  all  of  this 
we  began  to  then  tackle  the  problem.  We  worked  with  the  community 
colleges  in  Oregon  and  Washington  and  helped  them  strengthen 
their  technician  programs,  their  two-year  associate  degree 
programs.  We  worked  closely  with  them.  We  found  opportunities 
for  foresters  to  move  on  to  other  regions  in  some  cases.  Some 
were  moved  into  technician  jobs  and  sought  careers — found  careers — 
moving  up  the  technician  ladder. 

Lage:     How  far  can  you  move  up  the  technician  ladder? 

Torheim:  Well,  not  very  far  compared  to  professionals  but  then  some  people 
want  to  be  specialists  and  be  very  good  at  a  narrower  job.   So 
we  found  some  of  those  who  really  were  more  comfortable  doing  that — 
not  a  great  number,  but  some  were.  Then  we  almost  stopped  the 
recruiting  of  new  foresters  until  we  got  this  sorted  out.  But 
there,  was  a  period  there  of  about  five  years  when  there  was 
tremendous  dissatisfaction  by  this  great  pool  of  GS-7s,  essentially 
foresters. 

Then  as  we  began  to  sort  this  out  and  get  people  distributed 
better  in  the  work  force  (and  of  course  retirements  and  people 
moving  on  helped  too) ,  we  designed  a  different  kind  of  recruiting 
system  on  a  much  lower  level  and  a  planned  experience  program  for 

1 


169 


Torhelm:  new  foresters  so  when  they  came  into  the  work  force,  they  knew 
that  if  their  performance  justified  [it] ,  that  they  could  work 
their  way  up  to  a  journeyman  grade  in  five  years,  and  if  they 
couldn't  they  ought  to  go  out.  So  that's  kind  of  the  way  it 
works  now.  It's  changed  a  lot  because  the  work  load  is  different 
now.  It's  more  diversified  and  the  levels  of  recruitment  are 
much  lower.  There  are  personnel  ceilings  now.  So  that  was  a 
temporary  thing  that  we  tackled,  but  it  wa  a  great  concern  to 
the  service  as  a  whole  even  though  most  of  the  problem  was  in 
Region  6. 


Role  of  Technicians^  in  the  Work  Force 

Lage:     You  mentioned  the  technicians.  Has  the  role  of  the  technician 
changed  over  the  years? 

Torheim:  Yes,  the  junior  colleges  (the  community  colleges)  have  done  a 
marvelous  job  of  educating  technicians  to  a  very  high  level  of 
competence.  So  the  Forest  Service  really  has  many  technicians, 
not  just  in  forestry  but  in  engineering  and  in  the  business- 
management  activities  as  well. 

Lage:     These  work  under  rangers  primarily? 

Torheim:  Right,  mostly. 

Lage:     How  is  the  relationship  between  the  professional  arm  and  the 
technician? 

Torheim:  The  technician  is  the  doing  arm;  they're  the  experts.   In  timber, 
for  example,  they  would  cruise  the  timber  and  lay  out  the  timber 
sales  and  do  the  technical  work  of  that  kind.  The  forester  would 


170 


Torheim:     prescribe  the  kind  of  silvl cultural  techniques  to  use — the  latest 
professional  technology  to  regenerate  timber  and  that  sort  of 
thing.      The  technician  would  raise  the  trees  in  the  nursery.      In 
fire  management  the  technician  is  really  highly  skilled  in  fire 
fighting,   fire  management,   forest  fuels  work  and  that  sort  of 
thing. 

The  professional  is  in  the  policy  area,  new  technology,    the 
translation  of  research  results  into  new  ways  of  doing  business. 
They  are  two  jobs.      Early  in  a  person's   career,   a  professional 
might  well  be  working  for  a  skilled  technician  of  a  much  higher 
grade.     They  work  together,   and  technicians  train  new  foresters 
so  to  speak,  and  other  professionals  as  well. 

Lage:  Does  that  create  some  ill  feeling? 

Torheim:     Well,  no.     I  suppose  there  might  be  some  individuals.    That  was 
true  when  I  started  in  the  Forest  Service  too,  by  the  way.     We 
didn't  call  them  technicians.     The  oldtimers   that  really  ran  the 
district  trained  all  of  the  new  professionals  in  how  to  do  things. 
We  would  impart  our  knowledge  of  more  theoretical  things  and  that 
sort  of  thing  to  technicians.      It's  always  been  a  very  close 
relationship. 

One  of  the  changes  that's  taken  place,  however,  between 
technicians  of  today  and  the  past  is  that  technicians  today  are 
much  more  mobile  than  they  used  to  be.      The  technician  of  the  past 
for  many  years  was  usually  a  local  person  who  grew  up  in  the 
same  locale  as  the  ranger  station  that  he  worked  at,   oftentimes 

- 


171 


Torheim:  lived  Just  down  the  road  or  had  a  small  ranch;  very  often  worked 
only  seasonally,  but  never  had  any  idea  of  moving  because  their 
roots  were  firmly  there  where  they  worked.  That  kind  of 
identified  the  technician.  Now,  that  was  great.  That  kind  of 
tenure  when  the  professionals  were  moving  around  a  lot  really 
kept  the  warp  and  the  woof  of  the  outfit  together. 

That's  not  true  anymore.  There's  some  of  that,  but  we  find 
now  that  technicians  move  readily  from  one  region  to  another,  from 
one  forest  to  another,  just  the  same  as  anybody  else.  But  for 
those  who  don't  wish  to,  there  is  still  a  fine  career  with  tenure 
being  very  much  a  plus,  if  they  keep  up  with  the  technology  of 
the  business. 

Regional  Differences  and  Washington  Office  Coordination^ 

Lage:     I  wanted  to  go  back  again  to  some  other  questions  on  some  of  the 
things  we've  already  covered.   I  was  telling  you  about  the  GAO 
study  of  '78  that  seemed  to  indicate  that  the  integrating  of  all 
the  aspects  of  the  RFA  had  fallen  short,  at  least  by  '78.  They 
mentioned  that  in  Washington  the  headquarters  groups  for  RFA 
budget  and  programming,  and  land  management  planning  were 
uncoordinated,  were  separate. 

Torheim:  We  felt  this  in  the  field  as  well.  Of  course,  it's  quite  complex 
and  the  organization  to  carry  it  out  wasn't  fully  developed. 
The  goal  was  to  integrate  the  RPA  and  the  land  management  planning 


172 


Torheim:     under  the  National  Forest  Management  Act,   to  distribute  the 

national  RPA  goals  then  to  each  national  forest,  and  assist  them 
through  the  regional  plan,   and  then  have  those  mesh  with  the 
ability  of  the  lands  in  that  forest  to  produce  those  goals.      That's 
a  tall  order. 

At  the  same  time,   the  techniques   for  doing  that  were  still 
being  developed.     But  it  was  not  done  in  a  coordinated  fashion 
at  the  Washington  office  level.     So  as  typically  happens  in  the 
Forest  Service,    the  regions  then  have  a  tendency  to  go  off  on 

their  own  and  make  it  work.      This  is  happening  less  and  less  as 

_ 

this  becomes  an  established  way  of  doing  business.   It's  now 
become  okay  for  regions  to  do  that  and  the  chief  will  actually 
select  a  region  or  two  to  do  the  experimentation  for  the  Forest 
Service.  We're  doing  that  in  Region  1.  I  suppose  that  in  the 
past  Region  1  might  have,  just  on  its  own,  as  we  did  in  land 
management  planning,  say,  "We're  going  to  go  out  and  make  a 
product  and  see  if  the  rest  of  the  service  will  accept  it." 

Now  it's  a  little  better  managed  and  regions  are  actually 
selected  to  do  that.   So  we  were  doing  that  in  Region  1.  The 
inherent  competition  though,  again,  between  regions  makes  other 
regions  want  to  also  reach  out  and  see  if  they  can't  do  it  too. 
So  they  were  doing  this.  So  a  forest  was  selected  for  each  region 
this  time  to  experiment.  Our  region  developed  the  computer  program 
to  do  this  very  job  of  integrating.  So  when  the  GAO  made  its 
remarks,  they  were  appropriate.  The  will  to  integrate  it  was  there, 

1 


173 


Torheim:     but  it  hadn't  been  achieved  yet.      So  it  was  partially  achieved. 

On  those  forests  where  land  management  plans  had  been  essentially 
completed,   they  were  being  used  (although  crudely)    to  formulate 
budgets  and  then  to  see  if  we  couldn't  get  the  RPA  goals  at 
least  in  part  distributed  downward  through  that  plan. 

But  with  the  new  forest  plans,  now,   it  looks  like  RPA  and 
land  management  planning  will  get  together  in  the  system  that  was 
envisioned  originally.     This  will  take  a  little  while. 

Fostering  and  Controlling  Innovation  in  the  Field 

Lage:  It  sounds  from  what  you've  said  that  Region  1  is  particularly 

Innovative.     Is  that  true? 

Torheim;     In  certain  areas.     Each  region  is  innovative  in  different  things 

I  suppose.     Region  3  was  the  most  innovative  region  to  my  knowledge 
when  we  were  doing  work  planning.      They  had  a  very  sophisticated 
system  which  was  adopted  by  the  regions  later  on,   and  they  probably 
did  better.     Region  4  was  a  leader  in  the  Forest  Service  in 
multiple-use  planning.     Each  region  will  kind  of  pick  up  on 
something  that  they're  particularly  Interested  in  and  had  probably 
some  experts  or  people  interested  also — a  regional  forester  and 
other  managers — who  thought  that  that  was  a  good  thing  to  do. 

So  this  was  one  of  the  strengths  of  the  Forest  Service  in 
my  judgment;   it  just  needed  to  be  managed  a  little  bit.     Occasionally 
we  would  go  out  and  get  so  innovative  individually  and  so 
possessive  of  our  own  innovative  ability  that  we  would  find  each 


174 


Torheim:   region  inventing  its  own  wheel.  That's  counter-productive  and 
expensive.  The  service  has  kind  of  gathered  all  that  up,  and 
the  field  feels  good  about  that.   The  field  used  to  complain 
about  this,  that  "we  don't  really  all  have  to  do  our  own  thing." 
On  the  other  hand,  it's  a  fine  line  about  how  far  do  you  let 
innovation  go  and  make  it  manageable  without  stifling  creativity 
which  I  think  can  be  managed. 

Lage:     You  mentioned  that  the  Forest  Service  has  a  reputation  in 

Washington  for  being  very  innovative  and  that  other  agencies  come 
to  them  as  an  example. 

Torheim:  Yes,  I  experienced  that  a  lot  in  personnel  practices  and  training, 
employee  development,  organization  development,  especially,  but 
not  limited  to  that;  Forest  Service  work  planning  techniques 
[have  been]  adopted  by  other  agencies.   The  Forest  Service  has 
been  a  leader  in  using  modern  management  techniques  to  get 
government  business  done. 

Lage:     Then  why  did  they  have  this  openness?  It's  been  described  as  kind 
of  a  closed  organization  coming  from,  in  the  past,  basically,  one 
profession — and  yet  they've  been  open  to  using  techniques  outside 
their  field. 

f 

Torheim:      I  think  it's — well,   I  can  only  speculate — one  thing  is  the  very 
nature  of  managing  the  public  lands  and  natural  resources,   it's 
something  that's  being  developed  as  you  go.      There  is  no  body  of 
precise  knowledge,   like  mathematics  or  engineering,   that  permits 
you  to  manage  and  integrate  any  trade-offs  between  natural 

1 


175 


Torhelm:      resources.      So  the  person  in  the  field  has  to  use  basic  education 
and  ecology  and  the  biological  sciences  and  apply  all  of  them  and 

like  a  big  grand  organ — with  some  kind  of  plan,  of  course,   and 

• 
whatever  research  knowledge  is  available — to  make  it  work.   So 

there  is  a  way  of  looking  at  the  job  to  be  done  that  isn't 
precisely  defined.     Couple  that  with  a  decentralized  organization 
that  puts  personal  responsibility  at  the  lowest  level  of  the 
organization  for  significant  achievement.      I  think  you  have  the 

ingredients  then  that  stimulate  creativity  and  willingness  to 

. 
innovate  or  try  new  things. 

Coupled  with  that,   the  policy  of  transferring  people  from 
one  unit  to  another  and  to  Washington  from  the  field  and  back  has 
a  tendency  to  disseminate  this  kind  of  thinking  from  the  bottom 
of  the  organization  to  the  top.     Then  the  esprit  de  corps  and  good 
feedback  that  accompanies  that,  perpetuates  it,   1  think.     The  living 
close  to  your  job,   the  close  amalgamation  between  family  life  and 
the  job  itself  in  the  early  part  of  most     people's  career 
contributes  to  that  feeling  also,   and  the  willingness  to  work 
more  than  eight  hours  a  day,    the  willingness  for  wives  to  pitch 
in  and  kind  of  live  the  same  job  life  their  husband  does,   at  least 
for  that  part  of  your  career  when  you're  in  a  ranger  district. 

Lage:  Is  this  still  current  today? 

Torheim:     Yes,    to  a  lesser  extent  than  it  once  was,  but  there  is  much  of 
this  still  there.     Let  me  put  that  altogether.     That's   the 
ingredients  that  make  up  the  culture  of  an  organization  over  time, 


176 


Torhelm:      I  would  guess,   so  a  lot  of  it  becomes  kind  of  subliminal  really. 
You  just  pick  it  up  as  you  would  any  culture  in  any  organization 
or  society.     So  I  think  probably  that's  speculation,  but  in  my 
judgment  [it's] what  makes  the  outfit  tick. 

Lage:  From  what  you've  said  the  field  has  been  the  leader  in  so  many 

of  the  changes  and  the  innovations,   and  the  Washington  office 
sort  of  comes  along  afterwards. 

Torheim:     Yes,   that's  right  in  some  things.      1  don't  think  that's  unusual 
either  because  the  felt  need  is  at  the  field  level.     Now,    the 
Washington  level  has  a  different  mission  too.     As  every  Washington 
office  does  in  government,   they  had  a  difficult  job  of  making 
the  span  from  the  legislative  process   (the  political  process)   to 
the  administrative  process.      In  other  words,   translating  the  laws 
and  regulations  into  how  the  job  is  to  be  done.     So  they  lived  in 
a  world  that  was  quite  different  from  the  field  world  which  is 
getting  jobs  done  on  the  land  and  dealing  with  the  users  directly. 
So  it's  hard  for  Washington  office  people  to  even  find  time  to 
get  into   their  heads  the  field  needs  on  a  day-to-day  basis.     Now, 
this  is,   of   course,  worked  at  very  strenuously  through  visits  to 
the  field,    the  management  review  system,  and  the  simple  process  of 
moving  people  back  and  forth  keeps  a  sense  of  reality  at  that 
level.      So  that's  not  unusual.     In  fact,   I  think  it's  healthy  for 
innovation  to  really  come  from  the  field  level. 


177 


Torheim:     The  key  though  is  not  letting  it  go  wild,  but  accepting  that  and 
managing  it.     I  see  the  Forest  Service  doing  that  more  now  by 
actually  designating  regions,  even  at  their  own  suggestion,   to 
experiment,   and  then  "let's  monitor  it  and  we'll  help  you  with  it 
and  other  regions  can  look  in  your  window  while  you're  doing  it." 

That's  becoming  the  accepted  way  of  doing  business  now  and  I'm 

. 
glad  to  see  that. 

Lage:  Is  there  anything  else  you  think  we  need  to  add  to  this  picture  of 

management  technology? 
Torheim:      I  think  we've  covered  about  all  I  know  and  probably  a  lot  of  stuff 

1  don't  know!      [laughter] 
Lage:  That's  good!     That's  what  oral  history  is  all  about.     Okay,   let's 

sign  off  then. 


Transcriber:   Michelle  Stafford 
Final  Typist:  Keiko  Sugimoto 


178 


TAPE  GUIDE  —  Robert  Torheim 


. 


Interview  1:  March  13,  1980 
tape  1,  side  A 
tape  1,  side  B 

tape  2,  side  A  36 

tape  2,  side  B 
tape  3,  side  A  72 

Interview  2:  March  14,  1980 
tape  3,  side  A  (continued) 

tape  3,  side  B  89 

insert  from  tape  5,  side  A  106 

tape  4,  side  A  109 

tape  4,  side  B  120 

tape  5,  side  A  137 

tape  5,  side  B  153 

insert  from  tape  4,  side  A  166 

resume  tape  5,  side  B  171 


179 


INDEX  —  Robert  Torheim 


budget.      See  organizational  management,  budget  allocation  process 
Bulfer,  Dan,     96 


Civilian  Conservation  Corps,     4,  5,    7,  9,   79 

Civil  Service  Commission,   conflict  with  Forest  Service,     20 

Cliff,  Edward  P.,     106-107 

communication  systems,     147-148 

computers : 

centralizing  influence,     146-147 

and  management  information,     145-146 

management  problems  with,     140-145 

conflict  management  and  resolution,     53-54,   56-57,   101-106 
Congress,   U.S.: 

and  Forest  Service  budget,     19,   31,   68-69,  92 

Forest  Service  dealings  with,     131-139 

and  legislation  re  national  forests,     42-44 

Depression,   1930s,  influence  of,     3 

diaries ,     89-90 

Douglas,  William  0.,      38-41 

engineers  in  Forest  Service,     19-21,   23 

fire  control,  influence  on  Forest  Service  management,      77,   80 

Forest  and  Rangeland  Renewable  Resources  Planning  Act.      See  Resources 

Planning  Act 

forestry  schools  and  education,     18-20 
Forest  Service,  United  States 

custodial  role,  pre-World  War  II,     15-16 

field  experimentation  and  Influence,     30,   32-33,   42,   60-64,  111-113,   121, 
172-174,  176-177 

increasing  size  and  complexity  of,     26-28 

regional  differences,     24-26,   33,   64,  137-138,   173 

specialization  in,     19-23,   26-28,  54-57,  161-165 

timber  management,  predominance  of,     16-19 

Washington  office,     60,   64,  171-174 

See  also  organizational  management,  personnel  management,  land  and 
resource  planning  techniques 

grazing  on  national  forests.      See  range  management 

•  ° 


180 


inspection  system,     80,  120-124.     See  also  management  reviews 
Job  Corps,      11,  97-19,   159-161 


land  and  resource  planning  techniques: 

functional  planning,     28 

land  management  planning,      33-34,  45-51,   62-68 

multiple-use  planning,     29-33 

See  also  individual  resources,   i.e.,   timber  management 
legislation: 

effect  on  Forest  Service,     30-33,  46,  110 

Forest  Service  influence  on,     134-139 
Lolo  National  Forest  plan,     45-51 
Lyman,  Hy,     94,   95 


McGuire,  John,     107-108 

management  by     objectives.     See  organizational  management 

management  reviews,     122-124 

managerial  grid  training  system,     95-100 

manual  and  directive  system,      7,   8,   86 

mathematical  models,   use  of,      149 

Multiple  Use  Act,      30-31,   42 

multiple-use  ethic,     24-26 


National  Forest  Management  Act,     42,   44,   45,   64,   65 


organizational  management 

budget  and  allocation  process,     21-22,   39-40,   62,   68-76,   87-89 

line/staff  positions,     13,   21-23,   69-73,   113-119 

management  by  objectives,     91-93 

reorganization,   1970s,     13,    73-76,   109-120 

scientific  management  techniques,      78-80,   87-91,   106,   120 


personnel  management 

authoritarian  management,      77-86,   106-107 

employee  training,     95-100,  137,  139,  153 

minority  hiring,      150-155 

participative  management,     62,   92-108 

promotion  and  demotion,     11-12,   14,   58-59,   81-85,   104,   116,   161-169 

women,  employment  of,     155-159 
pesticide  use  on  national  forests,     130 

political  responsibilities  of  field  administrators,     131-139 
project  work  inventory,     69-71,   78,   88 


181 


public  involvement  in  land  allocation  and  management,     105,   127-128 
Forest  Service  reaction  to,     125-127,   129-130 
systematic  input  and  evaluation,     46-51,   53-54 
user  influence,     34-41 


Rahm,  Neil,     96 

range  management,     16,   35 

ranger  grades  and  responsibilities,     58-59,   67-73,   81-85,   166-169 

recreational  uses  of  national  forests,     4-5,  16 

Resler,  Rexford,     132,   141 

Resources  Planning  Act  (RPA) ,     42-43,  91-92 


scientific  management.     See  organizational  management 
Seattle,  Washington,     1-3 
Stone,  Herbert,     97 


technicians,     168,   169-171 

technology,   innovative  use  of,     143-147.     See  also  computers 

timber  management,     16-19,   25-33 

Torheim,  Robert  H. 

career  summary,      8-14 

Civilian  Conservation  Corps  enrollee,     5,   7 

education,     5-6 

wife  and  children,      7-8 

youth  and  family,     1-5 


uniform  work  planning,     61-62,   86 


work  load  measurement,      78,   86,    87 
World  War  II,     5-6 

influence  on  Forest  Service,     16-17 


Yakima  Valley  elk  management,     37-38 


Ann   Lage 


1963:     B.A.,  history,  honors   graduate,  University  of 

California,  Berkeley 

1965:     M.A.,  history,  University  of  California,  Berkeley 
1966:      Post-graduate  studies,   American  history;   Junior 

College  Teaching  Credential ,  history ,   University 

of  California,  Berkeley 

1970-1974:      Interviewer/member,   Sierra  Club  History  Committee 
1974-Present:     Coordinator/Editor,  Sierra  Club  Oral   History 

Project 

Coordinator,   Sierra  Club  Archives   Development  Project 

Liaison,  Sierra  Club  Archives,  Bancroft  Library, 
University  of  California,  Berkeley 

Research  Consultant,  conservation  history,  Sierra  Club 
1978-Present:     Co-Chalrman,  Sierra  Club  History  Committee 
1976-Present:     Interviewer/Editor,  conservation  affairs, 

Regional   Oral   History  Office,  University  of  California, 
Berkeley