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BY  THE  SAME  AUTHOR 


FROM  JEFFERSON  TO  LINCOLN 

(1815-1860) 
in  the  Home  University  Library 


THREE  CENTURIES 

OF 

AMERICAN  DEMOCRACY 


BY 

WILLIAM  MacDONALD,  LL.D. 

SOMETIME   PROFESSOR   OF   AMERICAN   HISTORY 
IN   BROWN   UNIVERSITY 


NEW  YORK 
HENRY  HOLT  AND  COMPANY 

1923 


THE  If£W  YORK 
PUBLIC  LIBRARY, 

ASTOR.  LEt*)X  AND 

^LDENFOUNDATiONS 

R        1 etz         L 


COPYBIGHT,    1923, 
BY 

HENRY  HOLT  AND  COMPANY 


PRINTED   TN 
tiNICE.1   STATES  OF   AMEBICA 


, 


PREFACE 

I  have  had  particularly  in  mind,  in  writing  this 
book,  the  very  large  number  of  persons  who  want 
to  know  the  main  facts  and  the  formative  influences 
in  the  growth  of  the  United  States  as  a  democratic 
nation,  but  who  nevertheless  have  no  time  to  read 
elaborate  narratives  or  to  study  a  series  of  books  on 
special  periods  or  topics.  I  hope,  however,  that  the 
book  may  also  prove  useful  to  students  and  teachers 
as  a  summary  narrative  around  which  the  details  of 
lectures  or  comprehensive  reading  can  be  grouped. 

The  references  to  authorities  are  intended,  like  the 
text,  primarily  for  the  general  reader  who  may  wish 
to  pursue  the  subject  further  in  books  that  are  most 
worth  while.  So  many  elaborate  bibliographies  of 
American  history  are  now  available  that  anyone  who 
desires  to  follow  any  particular  topic  to  its  limits 
can  easily  find  guidance,  while  the  systematic  student 
will  naturally  enlarge  his  bibliography  according  to 
his  needs  or  the  library  resources  at  his  command. 

I  can  acknowledge  only  in  a  general  way,  but  at 
the  same  time  with  sincere  appreciation,  my  indebted- 
ness to  the  long  list  of  scholars,  many  of  them  my 
valued  associates  and  friends,  whose  labors  have 
made  so  much  of  American  history  an  open  book  to 


vi  PREFACE 

whomsoever  will  read.  I  must  pay  particular  hom- 
age, however,  to  the  late  Professor  William  A. 
Dunning  and  Professor  John  W.  Burgess  of  Columbia 
University,  who  more  than  any  others  have  placed 
the  constitutional  aspects  of  the  Civil  War  and  the 
Reconstruction  period  in  their  true  light,  and  whose 
views  at  a  number  of  points  will  be  found  reproduced 
in  these  pages. 

William  MacDonald 

January,  1923. 


CONTENTS 

CHAPTER  PAGE 

I.  The  Centuries  of  Beginnings i 

II.  Through  Revolution  to  Independence   .    .  26 

III.  Framing  a  National  Constitution    ....  50 

IV.  The    Organization    of     Government    and 

Politics 79 

V.  Democracy  and  Nationality 107 

VI.  A  New  Phase  of  Democratic  Control    .    .  140 

VII.  A  House  Divided  against  Itself 167 

VIII.  The  Triumph  of  Nationality 196 

TX.  The  Politics  of  Industry  and  Power  ...  226 

X.  America  and  a  New  World 256 

XL  Politics  and  the  American  Mind 284 


vu 


THREE     CENTURIES     OF 
AMERICAN    DEMOCRACY 

CHAPTER    I 
THE    CENTURIES    OF    BEGINNINGS 

The  United  States  is  often  spoken  of  as  pre- 
eminently a  country  of  rapid  growth.  Only  in  com- 
parison with  Europe,  however,  where  civilization  had 
reached  a  high  development  centuries  before  the 
existence  of  the  American  continent  was  known,  or 
with  China  and  India,  where  culture  was  a  well- 
developed  plant  ages  before  European  civilization 
had  wholly  broken  with  barbarism,  is  America  a 
young  country.  Between  the  first  voyage  of  Colum- 
bus and  the  Declaration  of  Independence  nearly 
three  hundred  years  elapsed,  and  the  Declaration  of 
Independence  is  now  almost  a  century  and  a  half 
behind  us.  The  establishment  of  the  elements  of 
European  civilization  in  North  America  was  accom- 
plished only  by  long  and  devious  efforts,  with  steps 
often  halting  and  always  slow,  while  the  imposing 
political  structure  which  the  United  States  presents 
today  has  been  the  arduous  achievement  of  four 
generations. 

The  discovery  of  a  New  World  at  the  end  of  the 
fifteenth  century,  only  forty  years  after  the  invention 


2  AMERICAN    DEMOCRACY 

of  printing,  was  one  of  a  succession  of  events  which 
completed  the  historical  transition  from  the  later 
middle  ages  to  early  modern  times.  Preceded  as  it 
was  by  a  series  of  geographical  discoveries  which  had 
revealed  the  general  form  of  the  African  continent, 
and  by  an  eager  study  of  geography  which  rapidly 
dispelled  many  older  notions  regarding  the  shape  and 
size  of  the  globe,  the  discovery  of  extensive  land 
areas  to  the  west  took  its  place  at  first  with  the  other 
discoveries  that  were  being  made,  and  years  passed 
before  the  importance  of  what  had  been  found  was 
generally  appreciated.  Even  after  the  existence  of 
two  great  continents  and  numerous  adjacent  islands 
had  been  definitely  established,  and  map  makers  had 
drawn  in  crude  outline  the  form  of  the  American 
Atlantic  coast,  only  three  European  .states,  Spain, 
France,  and  England,  interested  themselves  in  the 
new  discoveries  and  for  more  than  a  century  Spain 
alone  attempted  permanent  occupation.  The  impor- 
tance of  America,  either  as  a  field  for  European 
colonization  or  as  an  element  in  the  spread  of  political 
influence,  dawned  but  slowly  upon  the  consciousness 
of  Europe. 

It  is  interesting  to  note  that  the  colonizing  efforts 
of  Spain,  the  nation  which  until  the  end  of  the  six- 
teenth century  took  the  lead  in  American  discovery 
and  settlement,  were  directed  throughout  to  regions 
whose  influence  upon  the  development  of  the  United 
States  has  been  relatively  slight.  The  theory  of 
colonization  which  England  in  time  came  to  follow, 


THE    CENTURIES   OF    BEGINNINGS  3 

namely,  the  transfer  over  seas  of  a  population  which 
should  reproduce  in  the  colony  something  of  the 
social  and  political  life  of  the  mother  country  and 
work  its  way  to  eventual  self-support,  found  no  illus- 
tration in  Spain.  To  Spain  the  American  colonies 
meant  a  rich  revenue  with  which  to  support  dynastic 
and  political  ambitions  at  home,  and  revenue  and 
control  rather  than  general  economic  or  social 
development  were  the  chief  aims.  Spain  found  what 
it  wanted  in  the  native  states  of  the  west  coast  of 
South  America  and  in  Mexico,  where  in  each  case  the 
native  population  was  virtually  enslaved  for  the 
exploitation  of  the  mines  and  a  few  natural  products. 
By  the  time  of  the  American  revolution  Spain  was 
in  control  of  all  of  South  America  except  Brazil, 
which  a  papal  bull  had  allotted  to  Portugal,  of  Cen- 
tral America  and  Mexico,  of  the  peninsula  of  Florida 
and  the  Gulf  coasts  of  the  present  States  of  Alabama, 
Mississippi,  Louisiana,  and  Texas,  and  of  the  Pacific 
coast  as  far  north  as  San  Francisco,  this  latter  point 
having  been  reached  in  the  year  in  which  the  Declara- 
tion of  Independence  was  issued.  In  none  of  these 
regions,  however,  was  there  a  veritable  Spanish  civil- 
ization, none  had  any  considerable  Spanish  popula- 
tion, and  in  none  had  the  general  economic  develop- 
ment of  the  country  been  systematically  undertaken 
either  by  the  government  or  by  the  inhabitants. 
The  records  of  the  labors  and  journeys  of  missionary 
priests  and  soldier  adventurers  are  still  fascinating 
reading,  and  the  old  Spanish  missions  of  California 


4  AMERICAN    DEMOCRACY 

still  recall  the  days  when  church  and  state  made 
common  cause  for  the  advancement  of  the  kingdom 
of  God  and  the  king;  but  the  American  colonies  of 
Spain  were  only  outposts  of  Spanish  political  in- 
fluence, occupied  territories  held  rigorously  in  sub- 
jection and  mercilessly  exploited,  foreign  areas  which 
Spain  had  appropriated  in  the  days  of  its  greatness 
and  which  it  long  clung  to  in  its  decay. 

France,  a  century  behind  Spain  in  American 
colonization  save  for  one  or  two  unimportant  essays, 
pursued  in  general  the  same  unenlightened  policy. 
Until  the  defeat  of  the  Spanish  armada,  in  1588, 
destroyed  the  naval  power  of  Spain  and  in  conse- 
quence weakened  its  hold  upon  its  colonies,  no  nation 
ventured  seriously  to  interfere  with  its  activities  in 
the  regions  which  it  had  occupied.  French  adven- 
turers turned  to  the  north,  explored  the  Gulf  of  St. 
Lawrence,  followed  the  St.  Lawrence  river  to  its 
source  in  the  Great  Lakes,  traversed  the  lakes  and 
charted  their  limits,  found  the  headwaters  of  the 
Mississippi,  and  pursued  the  Father  of  Waters  to  the 
Gulf  and  paddled  their  canoes  the  length  of  the  Ohio, 
the  Illinois,  and  other  tributary  streams.  From 
Quebec,  the  seat  of  French  power  in  America,  traders 
and  priests  made  long  and  hazardous  journeys  into 
the  interior,  fraternized  with  the  Indians  when  tribes 
were  not  hostile,  exchanged  European  goods,  fire- 
arms, and  brandy  for  furs,  and  cultivated  regard  for 
the  French  people  and  respect  for  the  French  king. 
By  the  middle  of  the  eighteenth  century  the  whole 


THE    CENTURIES    OF    BEGINNINGS  5 

northern  half  of  the  continent  east  of  the  Rocky 
Mountains  and  a  large  part  of  the  Mississippi  valley- 
were  in  French  hands,  and  the  colony  of  New  France 
was  the  proudest  appanage  of  the  French  crown.  A 
century  and  a  half  of  romantic  effort,  however,  had 
brought  no  considerable  French  population  to  New 
France,  the  economic  foundations  of  a  permanent 
society  had  not  been  laid,  food  and  other  articles  of 
common  use  had  still  in  part  to  be  brought  from 
France,  and  the  fur  trade,  the  one  remunerative  ven- 
ture, had  begun  to  show  decline.  There  was  little 
assurance  that  French  colonial  power  in  North 
America  would  long  continue  even  if  political  events 
in  Europe  had  not  conspired  to  overthrow  it. 

With  the  exception  of  California  and  the  States  of 
the  southwest,  no  important  traces  of  either  French 
or  Spanish  colonization  survive  in  the  United  States. 
Even  in  Canada  the  use  of  the  French  language  con- 
tinued only  within  the  limits  of  the  ancient  province 
of  Quebec  or  here  and  there  among  fur  traders  and 
Indians,  French  law  and  customs  exercised  no  perma- 
nent influence  outside  of  the,  zone  of  French  occupa- 
tion except  in  Louisiana,  and  the  Catholic  faith  found 
small  tolerance  in  any  English  colony  except  Mary- 
land and  was  long  regarded  with  aversion  in  many 
American  States.  Almost  the  only  surviving  evi- 
dences of  Spanish  occupation,  aside  from  the  missions, 
in  the  southwest  and  California  are  the  old  Spanish 
land  grants,  the  basis  of  land  titles  in  much  of  the 
territory  which  once  belonged  to  Spain,  and  the  use 


6  AMERICAN    DEMOCRACY 

of  a  corrupt  speech,  partly  Spanish  and  partly 
Mexican,  among  certain  classes  of  the  population. 
The  colonies  which  declared  their  independence,  took 
the  name  of  the  United  States  of  America,  and  fought 
to  a  successful  issue  a  war  of  revolution  were  over- 
whelmingly English  in  race,  language,  law,  social 
institutions,  and  habits  of  thought. 

The  period  of  English  colonization  which  begins 
with  the  successful  establishment  of  an  English 
settlement  in  Virginia  extends  over  a  hundred  and 
twenty-five  years.  The  motives  of  colonization  were 
various.  The  influx  of  gold  and  silver  from  the  mines 
of  Mexico  and  Peru,  continuing  with  little  interrup- 
tion until  the  latter  part  of  the  sixteenth  cenury,  had 
profoundly  affected  economic  life  in  Europe,  made 
possible  an  increasing  substitution  of  money  exchange 
for  barter,  facilitated  international  trade,  and  sup- 
ported the  armies  upon  which  the  power  of  Spain 
largely  rested.  With  the  rapid  decline  of  Spain  after 
1588  rival  nations  sought  in  America,  although  not 
in  the  Spanish  colonies,  the  same  wealth  which  had 
made  Spain  great.  England,  at  last  a  sea  power, 
reached  out  for  colonies  in  a  half-conscious  search 
for  imperial  control,  and  with  the  further  hope  of 
finding  markets  for  its  goods  and  profits  for  its 
capital  and  its  ships.  Religious  difficulties,  fruits  of 
the  Protestant  revolt  which  had  separated  England 
from  Rome  and  given  it  a  national  church,  led  the 
members  of  more  than  one  dissenting  or  proscribed 
sect  to  seek  in  America  the  freedom  of  faith  and 


THE    CENTURIES    OF    BEGINNINGS  7 

practice  which  was  denied  to  them  at  home.  To  not  a 
few  Englishmen  colonization  appealed  as  a  romantic 
adventure,  a  new  knight  errantry  in  which  gentlemen 
and  commoners  might  hope  to  win  distinction  at  the 
same  time  that  they  recouped  their  fortunes  or 
rehabilitated  their  reputations. 

Colonization,  however,  was  expensive,  and  the 
English  crown  under  James  I  and  his  successors  was 
poor.  The  spread  of  English  influence  beyond  seas 
must  be  accomplished  by  private  effort  if  it  was  to  be 
accomplished  at  all.  Resort  was  had,  accordingly, 
to  chartered  companies  and  huge  land  grants  to 
individuals  or  groups  of  proprietors.  The  Virginia 
company,  chartered  in  1606  and  twice  reorganized, 
succeeded  after  several  years  of  painful  effort  in 
establishing  a  permanent  colony  in  the  James  river 
region;  but  the  cultivation  of  tobacco,  made  possible 
on  a  large  scale  by  the  gradual  introduction  of  Negro 
slave  labor,  proved  profitable,  and  by  1621,  when  the 
charter  of  the  company  was  withdrawn  and  the 
colony  reverted  to  the  crown,  the  success  of  the 
Virginia  experiment  was  assured.  The  Maryland 
colony,  based  upon  a  charter  granted  to  Lord  Balti- 
more in  1628,  was  more  wisely  and  generously 
managed  and  prospered  from  the  start,  while  the 
freedom  of  conscience  which  was  extended  to  Catho- 
lics gave  both  the  colony  and  its  founder  an  honor- 
able place  in  the  history  of  religious  liberty.  Neither 
Virginia  nor  Maryland,  however,  was  a  source  of 
financial  profit  to  its  founders,  neither  ever  attracted 


8  AMERICAN    DEMOCRACY 

any  large  emigration  from  England,  and  for  many- 
years  the  growth  of  population  and  trade  was  small. 

The  desire  for  religious  liberty  which  led  Lord 
Baltimore,  with  the  help  of  royal  connivance,  to  open 
the  Maryland  colony  to  Catholics  turned  the  eyes  of 
English  Protestant  dissenters  also  toward  America. 
The  first  attempt  at  colonization,  that  of  the  Separa- 
tists or  Pilgrims  at  Plymouth,  was  pitifully  weak,  for 
the  supporting  sect  was  small  and  without  financial 
resource,  and  no  Protestant  body  in  England  had 
charity  for  any  other.  Labors  and  privations  as 
great  as  those  which  had  been  undergone  in  Virginia 
marked  the  first  years  of  the  Plymouth  settlement, 
and  the  little  colony  never  succeeded  in  obtaining  a 
charter  or  an  assured  legal  status. 

The  Massachusetts  colony,  on  the  other  hand, 
represented  a  large  and  well-managed  effort  of  the 
powerful  Puritan  body  in  England  to  set  up  in 
America  a  Puritan  commonwealth.  Organized  in 
form  as  a  trading  company  with  a  royal  charter,  and 
with  a  vast  grant  of  territory  far  beyond  any  possi- 
bility of  immediate  settlement,  the  Massachusetts 
company  was  in  fact  a  close  corporation  controlled 
by  Puritans  and  in  close  touch,  until  the  Puritan 
period  in  England  came  to  an  end,  with  the  Puritan 
body  and  its  leaders  at  home.  Firmly  and  arbitrarily 
ruled  by  its  Calvinist  clergy  and  a  few  secular  lead- 
ers, the  colony  ruthlessly  repressed  religious  and 
political  dissent,  destroyed  with  barbaric  cruelty  the 
power  of  some  of  the  Indian  tribes,  dominated  the 


THE    CENTURIES    OF    BEGINNINGS  9 

neighboring  colonies  of  Connecticut  and  Rhode 
Island,  spread  its  lines  of  control  into  New  Hamp- 
shire and  Maine,  and  for  fifty  years  stoutly  resisted 
every  effort  of  the  crown  to  call  it  to  account  or  to 
interfere  with  the  conduct  of  its  affairs.  Population 
grew,  settlements  multiplied,  trade  increased,  and  the 
level  of  individual  prosperity  was  high.  Alone 
among  all  the  colonies  that  England  has  had  Massa- 
chusetts was  governed  by  a  sect,  and  it  was  in  the 
colony  in  which  religion  was  long  the  greatest  single 
force  in  public  life  that  the  spirit  of  political  inde- 
pendence was  most  pronounced  and  the  later  struggle 
for  independence  most  aggressive  and  unrelenting. 

Dissenters  were  akin,  however,  in  little  save  dis- 
sent, and  the  religious  intolerance  and  arbitrary 
political  methods  of  the  Massachusetts  Puritans 
caused  more  than  one  group  to  seek  freedom  else- 
where. A  violent  theological  controversy  sent  Wheel- 
wright and  a  few  followers  to  Exeter,  where  they 
founded  a  settlement  which  later  grew  into  the  colony 
of  New  Hampshire.  Another  group,  followers  of 
Mrs.  Ann  Hutchinson,  a  strong-minded  woman  who 
had  been  adjudged  a  dangerous  heretic,  established 
themselves  on  the  island  of  Rhode  Island;  while  still 
another  group  of  religious  and  social  libertarians,  led 
by  Roger  Williams,  settled  at  Providence.  The 
colony  of  Rhode  Island,  organized  as  such  under  a 
royal  charter  in  1663,  represented  the  union  of  four 
different  settlements,  Newport,  Providence,  Ports- 
mouth, and  Warwick,  each  of  which  had  its  own 


io  AMERICAN    DEMOCRACY 

particular  reasons  for  regarding  Massachusetts  with 
distrust.  A  less  aggressive  body  of  dissenters,  headed 
by  Thomas  Hooker,  quietly  withdrew  to  the  fertile 
valley  of  the  Connecticut,  and  a  party  of  emigrants 
from  England  who  had  expected  to  settle  in  Massa- 
chusetts, but  who  were  deterred  by  the  heresy  con- 
troversies which  they  found  there  upon  their  arrival, 
moved  on  to  New  Haven.  In  1665  a  royal  charter 
merged  New  Haven  and  the  river  towns  in  the  colony 
of  Connecticut.  A  few  straggling  settlements  in 
Maine,  eventually  absorbed  by  Massachusetts,  com- 
pleted the  English  occupation  of  New  England. 

The  downfall  of  the  Puritan  commonwealth  and 
Cromwellian  protectorate  in  England  and  the  restora- 
tion of  Charles  II,  in  1660,  brought  a  renewal  of 
interest  in  colonization.  The  charters  of  Connecticut 
and  Rhode  Island,  far  more  liberal  from  the  stand- 
point of  popular  government  than  any  previous 
charters  had  been,  were  a  rebuke  to  the  oligarchical 
spirit  of  Puritanism  and  an  important  step  in  the 
direction  of  a  divorce  of  religion  from  politics. 
Charles  had  many  political  debts  to  pay,  however, 
and  the  American  continent,  most  of  whose  eastern 
half  had  already  been  claimed  in  one  way  or  another 
for  the  English  crown  notwithstanding  the  French 
occupation  of  the  interior,  was  a  welcome  resource. 
A  Dutch  colony  in  New  York,  the  only  attempt  of 
The  Netherlands  at  colonization  in  North  America, 
was  taken  as  spoils  in  a  war  with  the  Dutch  and  given 
to   the    king's   brother,    the    Duke   of    York.    Lord 


THE    CENTURIES    OF    BEGINNINGS  n 

Carteret,  a  royal  favorite,  received  a  grant  of  New 
Jersey,  and  a  group  of  titled  proprietors  headed  by 
Lord  Shaftesbury  obtained  a  grant  of  Carolina  for 
which  John  Locke,  the  English  philosopher,  drafted 
a  feudal  constitution.  The  colonizing  work  of  the 
seventeenth  century  was  completed  in  1681  when 
William  Penn,  the  most  prominent  representative  of 
the  Quaker  sect  in  England,  was  made  lord  proprietor 
of  Pennsylvania.  The  Pennsylvania  colony  was  the 
first  English  enterprise  to  attract  a  German  population, 
and  the  absorption  of  some  small  Swedish  settlements 
in  Delaware  presently  made  it  even  more  cosmo- 
politan. 

There  was  little  in  all  this  to  suggest  the  ultimate 
emergence  of  a  great  nation.  The  English  colonies, 
scattered  along  the  Atlantic  coast  from  Maine  to 
Carolina  and  with  their  settlements  everywhere  easily 
accessible  from  the  sea,  were  hemmed  in  between  the 
ocean  which  separated  them  from  England  and  an 
untrodden  wilderness  stretching  no  one  knew  how 
far  to  the  west.  The  conquest  of  the  country  meant 
the  levelling  of  primeval  forests,  the  slow  clearing  of 
the  land,  and  the  defeat  or  subjugation  of  Indian 
tribes  which  in  the  centre  and  north  long  remained 
hostile.  There  was  no  important  emigration  from 
Europe,  save  to  Pennsylvania,  after  1640,  and  while 
the  abundance  of  free  land  and  a  healthy  climate 
made  America  a  place  of  opportunity  for  those  who 
could  support  the  rigors  of  a  primitive  and  laborious 
life,  there  was  no  apparent  promise  of  a  large  popu- 


12  AMERICAN    DEMOCRACY 

lation  for  many  generations  to  come.  With  the 
abatement  of  religious  bitterness  in  England  and  the 
waning  of  the  early  spirit  of  adventure  the  infant 
settlements  were  left  to  grow  in  numbers  mainly  by 
the  slow  process  of  natural  increase,  and  to  depend 
upon  themselves  for  the  financial  resources  necessary 
for  the  development  of  their  economic  life.  None 
of  the  colonies  was  financially  profitable  to  the  com- 
panies or  individuals  who  initiated  them,  and  in  none 
was  prosperity  due  to  English  financial  aid. 

The  spirit  of  union,  too,  was  lacking.  Each  colony 
was  a  separate  political  entity,  owing  allegiance  to  the 
mother  country  but  politically  in  no  way  bound  to 
regard  its  neighbors.  Virginia  had  nothing  in  com- 
mon with  New  York  or  New  Jersey,  and  Quaker 
Pennsylvania  had  small  inducement  to  cultivate  the 
friendship  of  Puritan  New  England.  Physical  com- 
munication was  difficult  except  by  sea.  The  Carolina 
settlements,  separated  by  a  wilderness  from  Virginia 
and  Maryland,  saw  more  of  the  English  colonists  in 
the  island  of  Barbados,  from  which  the  early  Carolina 
population  had  been  in  part  recruited,  than  they  did 
of  their  neighbors  to  the  north,  and  another  stretch  of 
wilderness  separated  Virginia  and  Maryland  from 
Pennsylvania.  Only  in  New  England,  where  dis- 
tances were  small  and  the  towns  of  one  colony  touched 
those  of  another,  was  colonial  union  natural  or  prac- 
ticable. A  New  England  Confederation,  formed  in 
1643  primarily  for  joint  defence  against  the  Indians, 
held  the  germ  of  intercolonial  unity;  but  the  domi- 


THE    CENTURIES    OF    BEGINNINGS  13 

neering  attitude  of  Massachusetts  bred  discontent  in 
Connecticut  and  Rhode  Island,  the  foundations  of 
genuine  political  accord  in  general  matters  were  not 
laid,  and  with  the  collapse  of  the  Indian  resistance 
the  Confederation  first  declined  and  then  ceased  to 
exist.  Not  until  the  later  French  and  Indian  wars 
did  the  northern  colonies  again  make  serious  attempts 
to  act  together,  and  the  temporary  unions  which  were 
then  formed  were  for  military  purposes  only. 

Economic  and  social  conditions,  also,  made  for 
sectional  diversity  and  separateness  rather  than  for 
unity.  The  dominating  class  of  landed  proprietors  in 
Virginia,  Maryland,  and  Carolina,  at  one  in  origin  and 
social  sympathy  with  the  Cavaliers  and  country  gentle- 
men of  England,  preferred  country  life  to  life  in  towns 
and  were  averse  to  manual  labor  or  personal  partici- 
pation in  trade;  and  the  plantation  system  of  farm- 
ing, with  its  staple  crops  of  tobacco  and  rice  marketed 
through  agents  in  England,  and  its  slave  labor  which 
climatic  conditions  seemed  to  ordain  as  the  only  form 
of  labor  possible,  coincided  with  their  tastes.  Most 
of  the  southern  planters  who  were  church  members, 
except  the  declining  Catholic  minority  in  Maryland, 
were  adherents  of  the  Church  of  England,  and  the 
theological  controversies  which  were  long  the  meat 
and  drink  of  the  Puritans  suggested  to  Episcopalians 
only  a  fierce  and  half-successful  attempt  to  destroy 
the  crown  and  set  up  a  Calvinist  theocracy. 

In  New  England,  on  the  other  hand,  where  the 
Church  of  England  was  nonexistent  and  where  Puri- 


14  AMERICAN    DEMOCRACY 

tanism  left  an  indelible  mark,  the  primary  physical 
conditions  were  different.  The  climate  was  rigorous, 
the  soil  possessed  by  nature  only  moderate  fertility, 
the  rivers  were  not  navigable  far  from  the  sea 
although  good  harbors  were  numerous,  and  the 
Indians  were  long  a  menace.  Physical  conditions, 
accordingly,  dictated  the  location  of  the  first  settle- 
ments on  the  coast  rather  than  in  the  interior,  drew 
the  population  together  in  small  compact  communi- 
ties, and  reduced  individual  land  holdings  to  com- 
paratively small  areas  which  a  single  family,  working 
without  the  aid  of  either  slave  or  hired  labor,  could 
clear  and  cultivate.  In  place  of  staple  crops  for 
export  there  was  diversified  production  almost  wholly 
for  local  consumption.  Every  advance  of  settlement 
into  the  Indian  wilderness  was  a  hazardous  venture, 
and  for  a  hundred  and  thirty  years  after  colonization 
began  the  frontier  settlers  were  exposed  to  attack. 
Puritan  faith  and  practice,  moreover,  with  their 
emphasis  upon  personal  conduct  and  weekly  religious 
instruction,  accorded  better  with  town  life  than  with 
life  in  the  country.  The  town,  accordingly,  became 
the  political  unit  throughout  New  England,  whereas 
in  the  south  the  political  unit  was  the  plantation  or 
the  county.  Even  in  Rhode  Island,  an  alien  region 
of  dissent  so  far  as  Puritanism  was  concerned,  the 
organization  of  social  life  was  essentially  the  same  as 
in  Massachusetts  and  Connecticut. 

On  the  other  hand,  with  all  their  local  differences 
and    insularities    the    English    colonies    nevertheless 


THE    CENTURIES    OF    BEGINNINGS  15 

possessed  important  fundamental  characteristics  out 
of  which  unity  might  grow.  The  prevailing  language 
was  everywhere  English.  The  use  of  Dutch  in  New 
York  had  begun  to  decline  even  before  the  colony 
passed  into  English  control,  and  the  corrupt  dialect 
which  the  Pennsylvania  Germans  developed  did  not 
spread  beyond  that  colony  and  was  localized  even 
there.  Every  colony  had  English  law  as  the  basis  of 
its  jurisprudence,  and  the  procedure  of  the  colonial 
assemblies  was  modelled  upon  that  of  the  House  of 
Commons.  Every  colony  looked  to  England  as  the 
protecting  mother,  and  the  claims  of  allegiance  were 
not  disputed,  except  in  Massachusetts,  even  when 
quarrels  with  the  crown  became  most  acute.  Some 
trade  went  on  from  colony  to  colony,  and  colonial- 
built  vessels  carried  lumber  and  fish  from  New  Eng- 
land to  the  south,  tobacco  and  rice  from  the  southern 
colonies  to  England,  rum  to  the  West  Indies  and 
Africa,  and  Negro  slaves  from  Africa  to  the  planta- 
tion colonies. 

Certain  political  resemblances,  also,  prepared  the 
way  for  common  political  action  later.  Whatever 
the  original  legal  organization  of  the  colony,  whether 
a  chartered  company  as  in  Virginia  and  Massachu- 
setts, a  grant  to  one  or  more  proprietors  as  in  Mary- 
land, Carolina,  and  Pennsylvania,  or  something 
resembling  an  incorporation  of  the  whole  people  as  in 
Connecticut  and  Rhode  Island,  time  and  circum- 
stances had  developed  forms  of  government  which 
were  in  the  main  similar  from  colony  to  colony  and 


1 6  AMERICAN    DEMOCRACY 

which  in  practice  gave  to  each  colony  a  virtually 
complete  control  of  its  own  internal  affairs.  Every 
colony  had  a  legislative  house  the  members  of  which 
were  elected  by  the  freemen,  or  legal  voters,  and  an 
upper  house  or  council  which  exercised  executive 
powers  and  in  some  cases  shared  in  those  of  legis- 
lation. The  governors,  appointed  by  the  crown  in 
Virginia  after  162 1  and  by  the  proprietors  where 
proprietary  control  continued,  were  in  New  England 
chosen  by  the  freemen,  but  whether  elected  or 
appointed  the  governor  was  the  head  of  the  colonial 
executive  and  the  responsible  director  of  colonial 
defence.  The  needs  of  local  government  were  met 
by  the  organization  of  towns  and  counties,  a  system 
of  courts  with  final  appeal  to  the  king  in  council  was 
gradually  evolved,  and  local  and  colonial  taxes  were 
voted,  assessed,  and  collected. 

Strictly  speaking,  however,  no  colony  except  Caro- 
lina possessed  a  constitution,  and  the  elaborate  feudal 
constitution  of  Carolina  was  not  in  fact  applied.  The 
colonial  charters,  framed  with  the  approval  of  the  law 
officers  of  the  crown  and  granted  in  the  king's  name, 
were  grants  of  territory  and  privilege  and  as  such 
were  naturally  the  fundamental  bases  of  colonial 
rights;  but  they  did  not  spring  from  the  people  them- 
selves, they  were  not  subject  to  amendment  by  the 
people  or  by  the  colonial  governments,  and  they  might 
at  any  time  be  taken  away  for  cause  by  the  royal 
authority  which  had  granted  them.  From  a  constitu- 
tional standpoint  a  colonial  charter  resembled  far  more 


THE    CENTURIES    OF    BEGINNINGS  17 

a  modern  municipal  charter,  in  which  are  embodied 
the  privileges  and  duties  to  which  the  municipality  is 
subject  and  beyond  which  it  cannot  go,  than  a  modern 
State  constitution.  The  innumerable  controversies 
which  developed  with  proprietors  or  crown  over 
charter  rights,  however,  and  the  disposition  of  the 
colonies  to  insist  upon  the  most  favorable  interpreta- 
tion of  their  claims  which  the  charter  provisions  would 
bear  had  the  effect  of  giving  to  a  charter  something 
of  the  character  of  a  fundamental  law,  and  prepared 
the  way  for  the  devotion  to  the  idea  of  a  written 
constitution  which  is  specially  characteristic  of  the 
United  States. 

Some  of  the  early  grants  of  territory,  made  at  a 
time  when  the  form  and  size  of  the  continent  were 
unknown,  appear  grotesque.  The  Massachusetts, 
Virginia,  and  Carolina  grants,  for  example,  ran  "  from 
sea  to  sea,"  the  notion  that  the  South  sea  or  Pacific 
ocean  was  to  be  found  at  least  as  near  as  the  Missis- 
sippi long  persisting  among  political  geographers. 
The  Pennsylvania  and  Maryland  grants  overlapped, 
the  boundaries  between  Connecticut  and  Rhode 
Island  and  between  Connecticut  and  New  York  were 
long  in  dispute,  and  the  aggressive  colony  of  Massa- 
chusetts fought  hard  for  the  extension  of  its  frontiers 
into  Rhode  Island  on  the  south  and  into  New  Hamp- 
shire and  Maine  on  the  north.  No  serious  attempts 
were  anywhere  made,  however,  to  settle  the  far  inte- 
rior, and  most  of  the  vast  region  west  of  the  Appala- 
chian mountains  eventually  reverted  to  the  crown. 


18  AMERICAN    DEMOCRACY 

The  English  claims  to  territory  did  not  go  undis- 
puted. Spain,  firmly  planted  in  Mexico  and  Cuba 
and  with  its  territory  encircling  the  Gulf  of  Mexico, 
was  a  barrier  in  the  way  of  expansion  to  the  south, 
and  north  of  Mexico  was  slowly  conquering  the  south- 
west and  the  Pacific  coast.  France,  unsuccessful  as 
a  colonizer  so  far  as  the  establishment  of  large  per- 
manent settlements  was  concerned,  but  zealous  and 
aggressive  when  the  acquisition  of  territory  and 
political  influence  was  the  prize,  laid  claim  by  right 
of  discovery,  exploration,  and  occupation  to  the  entire 
Mississippi  valley  and  the  region  tributary  to  the 
Great  Lakes  and  the  St.  Lawrence,  drew  its  bound- 
aries so  as  to  include  about  half  of  the  present  State 
of  Maine,  and  dreamed  of  a  mighty  effort  which 
should  crowd  the  English  into  the  sea  and  win  North 
America  for  the  French  crown. 

Perhaps  France  could  never  in  any  case  have 
realized  its  romantic  hopes  even  had  the  French  and 
English  colonies  been  left  to  settle  the  matter  for 
themselves,  but  the  shattering  of  its  dream  was  the 
result  of  events  in  Europe  to  which  the  struggles  of 
French  and  English  in  America  were  only  incidental 
accompaniments.  The  accession  of  William  and 
Mary  as  joint  sovereigns,  in  1689,  marked  the  end 
of  the  attempt  which  Charles  II  and  James  II  had 
persistently  made,  the  former  more  or  less  secretly 
and  the  latter  openly,  to  restore  Catholicism  in 
England.  Charles  was  dead,  James  was  a  fugitive 
in  France.     Between  William  of  Orange,  who  before 


THE   CENTURIES    OF    BEGINNINGS  19 

his  accession  to  the  English  throne  had  been  the  fore- 
most leader  of  political  Protestantism  in  Europe,  and 
Louis  XIV  of  France,  the  most  powerful  and  dazzling 
representative  of  political  Catholicism,  there  had  long 
been  relentless  hostility,  and  the  main  interest  of 
William  in  the  English  crown  was  the  added  oppor- 
tunity which  it  gave  him  to  safeguard  and  advance 
the  interests  of  Protestantism  against  the  schemes  of 
the  French  king.  Beyond  the  question  of  religion, 
however,  far  more  a  force  in  international  politics  in 
the  seventeenth  and  eighteenth  centuries  than  it  has 
been  at  any  time  since,  was  the  yet  larger  question  of 
political  control  in  Europe  and  throughout  the  world. 
When,  in  1763,  the  power  of  France  was  broken  and 
the  world  predominance  of  England  was  assured, 
Europe  and  America  had  been  for  nearly  seventy-five 
years  involved  in  war. 

The  four  successive  intercolonial  wars  in  America 
which  fill  most  of  the  period  between  1689  and  1763, 
and  which  were  commonly  referred  to  in  the  English 
colonies  as  the  French  and  Indian  wars,  were  in 
essence  only  the  American  phases  of  wars  between 
England  and  France  in  Europe.  Colonial  posses- 
sions, more  and  more  regarded  as  potential  resources 
of  wealth  as  well  as  undoubted  resources  of  political 
prestige,  were  prizes  to  be  fought  for,  and  when 
France  and  England  went  to  war  in  Europe  the 
French  and  English  colonies  went  to  war  in  America. 
Until  the  Seven  Years'  war  (1 756-1 763)  only  the 
northern  English  colonies  were  particularly  affected, 


20  AMERICAN    DEMOCRACY 

for  French  occupation  of  the  Ohio  valley  had  been 
too  slight  to  permit  the  French  to  take  the  offensive 
there  or  to  make  their  presence  a  menace.  In  the 
north,  on  the  other  hand,  where  the  French  had  the 
advantage  of  position  and  could  rest  on  the  defensive 
if  they  chose,  the  frontiers  of  New  England  and  New 
York  lay  open  to  attack,  and  it  was  along  this  exposed 
frontier  that  the  French  in  Canada,  reinforced  by 
Indian  allies,  struck  repeated  blows  and  carried 
death,  plunder,  and  devastation  far  and  wide. 

The  first  three  wars,  the  last  of  which  ended  in 
1748,  made  comparatively  little  impression  upon  the 
French  position.  The  vast  territory  of  New  France 
remained  essentially  intact.  A  new  English  colony, 
Georgia,  fruit  of  the  philanthropic  interest  of  Ogle- 
thorpe in  debtors  and  men  who  had  failed  in  life,  had 
been  planted  between  South  Carolina  and  Florida  in 
part  as  a  further  protection  against  Spanish  invasion, 
but  the  other  English  settlements  still  hugged  the 
coast  and  the  frontier  was  everywhere  in  peril.  The 
island  of  Cape  Breton  with  its  fortress  of  Louisburg 
had  been  taken  from  the  French  by  siege  only  to  be 
restored  to  them  by  treaty.  No  other  successful 
attempt  had  yet  been  made  to  attack  Canada  by  sea, 
and  the  colonies  had  been  left  to  rely  mainly  upon 
themselves  for  troops,  munitions,  and  supplies.  In- 
ternally, however,  New  France  was  weaker  than  the 
English  knew.  Its  population  was  hopelessly  out- 
numbered by  the  population  of  the  English  colonies, 
its  fur  trade  was  profitless,  its  political  administra- 


THE    CENTURIES    OF    BEGINNINGS  21 

tion  was  inefficient  and  corrupt,  and  communication 
with  France  depended  far  less  upon  French  war 
vessels  in  the  Gulf  of  St.  Lawrence  than  upon  the 
inactivity  of  the  English  fleet  at  sea. 

The  Seven  Years'  war  which  was  to  see  the  down- 
fall of  French  power  in  America  began  irregularly  in 
the  colonies  two  years  before  war  was  formally 
declared  in  Europe.  The  opening  campaigns  were 
disastrous  for  the  English.  Braddock  met  defeat  in 
an  attempt  to  reach  the  Ohio,  and  efforts  to  penetrate 
Canada  by  way  of  Lake  Champlain  and  the  valley 
of  the  Mohawk  were  frustrated  by  dissentions,  bad 
management,  delays,  and  French  adroitness.  Nova 
Scotia  and  Cape  Breton  were  presently  taken  by  the 
English,  however,  some  thousands  of  the  French  popu- 
lation of  Nova  Scotia  being  harshly  deported  to  the 
English  colonies,  and  the  way  was  prepared  for  a 
combined  attack  upon  Quebec  and  Montreal  by  land 
and  sea.  In  1759  an  English  force  under  Wolfe  took 
Quebec,  and  the  next  year  New  France  surrendered 
to  Amherst.  The  rich  possessions  of  France  in  India 
had  already  passed  into  English  hands,  and  the 
colonial  power  of  France  was  for  the  time  being  de- 
stroyed. 

The  downfall  of  New  France  was  a  victory  for  the 
English  colonies  aided  by  English  subsidies,  English 
troops,  and  the  English  navy,  and  in  the  laurels  of 
victory  both  the  mother  country  and  the  colonies  were 
entitled  to  share.  It  was  not  a  victory  of  a  better 
theory  of  empire  over  an  inferior  one,  nor  of  a  nation 


22  AMERICAN    DEMOCRACY 

with  a  healthy  civilization  over  a  nation  whose  civili- 
zation was  unsound.     It  was  a  victory  of  superior 
numbers,    superior    resources,    and    wiser    planning. 
While   to   England,   however,   the   overthrow  of   the 
French  power  in  America  was  of  small  importance  in 
comparison  with  the  humiliation  of   France  by   the 
establishment  of   English   supremacy  in   Europe,   to 
the  colonies  the  intercolonial  wars  were  an  experience 
of  far-reaching  value.     War  had  enforced  the  need 
of  colonial  unity.     It  had  familiarized  the  colonists 
with  military  operations  on  a  considerable  scale,  and 
the  experience   stood   them  in  good  stead  when,   a 
dozen  years  later,  the  war  of  revolution  broke.     The 
defeat  of  the  French  not  only  freed  the  frontier  from 
danger  of  further  attack,  but  also  opened  the  door 
to  the  extension  of  settlement  westward  as  popula- 
tion grew.     With  the  obstacle  of  New  France   re- 
moved the  building  of  a  great  colonial  dependency 
could  go  on  unchecked.     The  immediate  future  of 
the  American  continent  north  of  the  Spanish  posses- 
sions was  now  in  English  hands. 

By  the  peace  of  Paris,  concluded  in  1763,  France 
ceded  to  England  all  French  territory  on  the  main- 
land of  North  America,  while  Spain,  which  had  joined 
in  the  war,  ceded  Florida  and  a  narrow  strip  of  terri- 
tory on  the  Gulf  of  Mexico  as  far  west  as  the  Missis- 
sippi. The  entire  eastern  half  of  the  continent,  from 
the  Mississippi  to  the  Atlantic  and  from  the  Gulf  of 
Mexico  to  the  Arctic  ocean,  thus  passed  under  Eng- 
lish  control.     A  royal  proclamation,   issued  shortly 


THE    CENTURIES    OF    BEGINNINGS  23 

after  the  peace,  provided  for  the  administration  of 
the  newly-acquired  territory.  Three  governments 
were  created:  Quebec,  comprising  in  general  the  parts 
of  Canada  which  depended  upon  the  St.  Lawrence  and 
the  Great  Lakes;  East  Florida,  practically  coex- 
tensive with  the  present  State  of  Florida;  and  West 
Florida,  comprising  the  extreme  southern  parts  of 
what  are  now  the  States  of  Alabama,  Mississippi,  and 
Louisiana  as  far  as  the  Mississippi  delta.  The  region 
between  Quebec  and  the  Floridas  and  west  of  the 
Appalachians  as  far  as  the  Mississippi  was  left  with- 
out organization,  and  the  governors  of  the  English 
colonies  were  forbidden  to  make  any  grants  of  land 
in  the  region  without  special  authorization.  By 
drawing  a  demarcation  line  along  the  Appalachian 
watershed  which  separates  the  streams  flowing  into 
the  Atlantic  from  those  which  belong  to  the  Missis- 
sippi river  system,  and  setting  off  the  territory  west 
of  the  line  as  a  region  apart,  the  proclamation  in 
effect  fixed  the  western  boundaries  of  the  older  colo- 
nies and  put  an  end  to  their  old  claims  to  indefinite 
extension  westward. 

The  Paris  settlement  was  not  wholly  satisfactory 
to  the  older  colonies.  The  guaranty  of  the  continu- 
ance of  French  law  and  the  Catholic  faith  which 
Amherst  had  given  when  New  France  surrendered, 
and  which  was  confirmed  by  the  peace,  was  viewed 
with  apprehension  in  Puritan  Massachusetts  and 
Connecticut.  The  abridgment  of  the  western  land 
claims  was  unpalatable  to  every  colony  whose  claims 


24  AMERICAN    DEMOCRACY 

were  affected,  and  while  the  royal  proclamation  had 
perforce  to  be  acquiesced  in  for  the  moment,  no 
colony  abandoned  its  claims  and  several  of  them, 
notably  Virginia,  revived  them  after  the  Revolution 
to  the  temporary  embarrassment  of  the  national  gov- 
ernment. 

As  a  whole,  however,  the  territorial  arrangements 
of  1763  excited  little  general  interest.  There  were 
other  concerns  of  more  immediate  appeal.  War 
debts  were  heavy  notwithstanding  English  aid,  the 
paper  currency  was  depreciated  and  the  volume  of 
specie  small,  and  taxation  was  burdensome.  The  first 
charter  of  Massachusetts  had  been  taken  away  in 
1684,  and  the  new  charter  of  1691,  under  which  the 
governor  was  appointed  by  the  crown,  had  been  fol- 
lowed by  renewed  quarrels  in  which  governors  and 
people  were  about  equally  at  fault.  The  royal  gov- 
ernors of  New  York  were  in  many  instances  incom- 
petent or  corrupt,  and  heated  controversies  with  the 
assembly  and  the  people  regularly  recurred.  North 
Carolina,  separated  from  South  Carolina  early  in  the 
eighteenth  century,  long  remained  a  weak  and  back- 
ward colony  in  comparison  with  its  southern  neigh- 
bor, and  the  new  colony  of  Georgia  showed  little 
strength  until  after  the  Revolution. 

Yet  the  colonies  on  the  whole  were  prosperous. 
Population  was  growing,  intercolonial  and  over  seas 
trade  was  expanding,  and  the  beginnings  of  manufac- 
tures were  to  be  discerned.  American-built  vessels 
were  readily  sold  in  Europe,  and  Virginia  tobacco, 


THE    CENTURIES    OF    BEGINNINGS  25 

South  Carolina  rice,  wheat  from  Pennsylvania,  and 
timber,  naval  stores,  fish,  and  rum  from  New  Eng- 
land were  increasingly  in  demand.  Intellectual 
interests,  too,  narrow  as  their  horizon  undoubtedly 
was,  had  not  been  wholly  neglected.  The  colleges  of 
Harvard,  Yale,  and  William  and  Mary  were  leading 
the  way  to  higher  education,  the  study  of  law  was 
zealously  pursued,  a  few  libraries  had  been  accumu- 
lated, and  the  writings  and  scientific  discoveries  of 
Benjamin  Franklin  had  made  his  name  familiar  to 
European  scholars.  The  hold  of  Puritanism  had 
been  greatly  weakened  by  the  spread  of  a  liberal 
theological  movement,  and  a  series  of  preaching  tours 
by  George  Whitfield,  which  extended  to  all  the  colo- 
nies, strengthened  the  trend  to  religious  tolerance. 
A  few  colonial  newspapers  had  sprung  up,  the  colonial 
press  turned  out  a  swelling  stream  of  pamphlets  and 
books,  and  a  postal  system  operated  regularly  be- 
tween Boston  and  Philadelphia  and  irregularly  from 
Philadelphia  to  Virginia  and  the  south.  Political 
discussion,  although  often  envenomed  by  personal- 
ities, was  on  the  whole  serious,  and  practical  experi- 
ence in  colonial  assemblies  and  town  or  county  meet- 
ings accorded  an  invaluable  training  for  the  treatment 
of  larger  general  affairs  when  the  day  of  union  should 
arrive.  It  was  a  primitive,  simple,  healthy,  con- 
ventional, hard-working,  but  forward-looking  America 
which  emerged  from  the  intercolonial  wars  to  face  the 
grave  issue  of  independence. 


CHAPTER    II 

THROUGH    REVOLUTION   TO 
INDEPENDENCE 

The  revolt  of  the  English  colonies  in  America 
against  British  control  which  broke  out  suddenly  soon 
after  the  peace  of  Paris,  and  which  in  a  little  more 
than  a  decade  developed  into  open  revolution  and  a 
war  for  independence,  was  primarily  occasioned  by 
an  attempt  of  the  British  government  to  tax  the  colo- 
nies for  the  purpose  of  meeting  a  part  of  the  increas- 
ing cost  of  colonial  administration.  To  the  colonial 
protest  against  taxation,  however,  was  joined  a  pro- 
test against  a  system  of  trade  regulation  which  for 
more  than  a  century  had  been  imposed  by  Great 
Britain,  and  the  enforcement  of  which,  albeit  irregular 
and  often  negligent,  had  long  been  a  source  of  irri- 
tation and  complaint.  Whether  the  trade  restrictions 
alone  would  ultimately  have  provoked  a  revolution 
may  well  be  doubted,  for  the  system  was  far  less 
burdensome  in  fact  than  it  was  in  form;  but  the  an- 
nouncement of  a  purpose  to  enforce  the  trade  laws 
in  connection  with  the  project  of  taxation  made  a 
combination  of  grievances  too  weighty  to  be  borne. 

As  early  as  1649  Parliament  had  attempted  to 
regulate  the  trade  of  the  colonies  for  the  special  bene- 

26 


REVOLUTION    TO    INDEPENDENCE  27 

fit  of  British  merchants  and  ship  owners,  and  from 
1660  a  long  series  of  statutes  had  sought  to  exclude 
foreigners  from  the  colonial  trade,  to  insure  the 
marketing  of  all  important  colonial  products  in  Eng- 
land or  in  other  English  colonies,  and  to  make  Eng- 
land the  door  through  which  foreign  goods  destined 
for  the  colonies  must  pass.  Colonial  and  British 
vessels  were,  to  be  sure,  put  upon  the  same  footing 
so  far  as  trade  with  the  colonies  was  concerned,  and 
the  purpose  of  the  statutes  was  undoubtedly  to  en- 
courage colonial  trade  rather  than  to  check  its 
development;  but  the  denial  of  the  right  to  buy  or 
sell  directly  in  foreign  ports  placed  the  colonial  mer- 
chant and  ship  owner  at  the  mercy  of  English  ship- 
builders and  traders,  and  deprived  the  colonies  of  the 
benefits  of  foreign  competition  either  in  prices  or  in 
transportation  rates. 

The  restrictions  which  the  acts  of  navigation  and 
trade  sought  to  impose  were  met  in  America  for  many 
years  by  more  or  less  open  disregard  and  by  system- 
atic evasion.  Smuggling  was  widely  practiced  and 
generally  condoned,  and  the  bribery  of  customs  offi- 
cials and  even  of  royal  governors  took  on  the  charac- 
ter of  a  system.  As  a  matter  of  fact,  accordingly, 
the  statutes,  while  increasingly  elaborate  and  detailed 
as  the  system  grew,  interfered  but  little  with  colonial 
prosperity,  and  the  protests  of  English  merchants  and 
shippers  at  the  practical  failure  of  a  system  which 
had  been  created  for  their  benefit  did  not  avail  to 
secure  even  a  moderate  enforcement.     It  was  clear 


28  AMERICAN    DEMOCRACY 

to  the  colonists,  however,  that  with  as  yet  no  colonial 
manufactures  of  importance  and  a  disposition  in 
England  to  restrict  the  few  that  had  been  established, 
and  consequently  with  a  permanent  adverse  balance 
of  trade  which  must  be  settled  in  specie,  exclusion 
from  foreign  markets  save  through  the  gateway  of 
England  entailed  a  continual  drain  of  specie  and  in- 
creasing economic  servitude  to  England;  and  against 
the  restrictive  system,  once  the  enforcement  of  the 
acts  seemed  likely  to  be  taken  seriously  in  hand, 
America  was  prepared  to  make  vigorous  protest. 

The  Seven  Years'  war  left  Great  Britain  with  a 
heavy  debt,  a  depleted  treasury,  and  an  unprece- 
dented burden  of  taxation.  It  seemed  to  the  Gren- 
ville  ministry  only  proper  that  the  colonies,  freed  by 
the  war  from  any  further  danger  from  the  French 
and  with  their  own  war  expenditures  in  part  reim- 
bursed by  grants  from  the  British  treasury,  should 
pay  some  portion  at  least  of  the  imperial  cost  of  colo- 
nial administration.  Apparently  the  ministry  would 
have  been  satisfied  if  the  amounts  required  could 
have  been  furnished  by  the  colonies  themselves 
through  taxes  imposed  by  the  colonial  assemblies,  but 
the  assemblies  had  long  been  prone  to  use  the  power 
of  the  purse  as  a  lever  for  coercing  governors  and 
other  representatives  of  the  crown,  quarrels  and 
delays  over  salaries  and  other  charges  had  been  fre- 
quent, and  even  with  a  willing  spirit  the  amounts 
obtainable  through  assembly  grants  would  probably 
be  irregular  and  would  almost  certainly  be  insuffi- 
cient. 


REVOLUTION    TO    INDEPENDENCE  29 

Accordingly,  with  some  hesitation  and  apprehen- 
sion, resort  was  had  to  direct  taxation.  An  elaborate 
scheme  of  stamp  duties,  applicable  to  legal  docu- 
ments and  certain  classes  of  printed  matter  and 
similar  in  all  essential  respects  to  a  system  long  in 
operation  in  England,  was  prepared,  but  the  action 
of  Parliament  was  delayed  for  a  year  in  order  that 
the  colonial  assemblies  might,  if  they  chose,  propose 
some  satisfactory  alternative  through  which  the 
desired  revenue  could  be  obtained.  The  assemblies 
were  agreed  only  in  objecting  to  the  tax,  and  accord- 
ingly in  March,  1765,  the  Stamp  Act  became  law. 
The  attention  of  the  ministry  having  in  the  mean- 
time been  drawn  to  the  great  extent  of  colonial  smug- 
gling, the  provisions  of  an  act  imposing  heavy  duties 
upon  sugar  and  molasses,  which  had  been  allowed  to 
lapse,  were  revived  and  extended,  and  preparations 
were  made  for  a  rigorous  enforcement  of  the  trade 
laws. 

The  Stamp  Act  encountered  forcible  resistance 
in  the  colonies.  Stamp  distributors  were  mobbed  or 
intimidated,  stamps  and  stamped  paper  were  de- 
stroyed, and  only  in  the  Carolinas  and  Georgia  were 
the  requirements  of  the  act  observed.  A  colonial 
congress,  meeting  at  New  York,  adopted  resolutions 
protesting  against  the  claim  of  right  to  tax  the  colo- 
nies without  their  consent.  Four  months  after  the 
act  was  to  have  gone  into  effect  it  was  repealed,  the 
repeal  being  accompanied,  however,  by  a  resolution 
asserting  the  constitutional  right  of  Parliament  to  tax 


30  AMERICAN    DEMOCRACY 

the  colonies  in  all  cases  whatsoever  —  a  declaration 
which  would  have  been  ominous  had  there  been  any 
real  likelihood  of  translating  it  into  a  permanent 
policy.  The  attempt  to  enforce  the  trade  laws  proved 
to  be  extremely  costly,  but  naval  vessels  with  rev- 
enue jurisdiction  continued  to  patrol  the  coast  not- 
withstanding that  smuggling  still  went  on.  In  1767, 
with  a  new  ministry,  a  new  revenue  scheme  of  indirect 
taxation  through  customs  duties  was  elaborated,  and 
writs  of  assistance  authorized  revenue  officers  to 
search  for  and  seize  smuggled  goods.  The  antici- 
pated revenue,  however,  was  not  obtained,  and  fre- 
quent collisions  with  customs  officers  kept  alive  the 
fires  of  revolt. 

It  was  reasonably  clear  that  America  could  not  be 
made  to  pay  taxes  of  any  kind  for  the  support  of  the 
British  colonial  establishment,  and  that  the  enforce- 
ment of  the  revenue  laws  involved  an  expense  out 
of  all  proportion  to  the  revenue  collected.  It  was 
equally  clear  that  the  relations  between  the  colonists 
and  British  officials  were  becoming  dangerously 
strained  and  that  the  authority  of  the  crown  was 
being  openly  defied.  Not  all  of  the  colonies,  how- 
ever, were  equally  aggressive  in  their  opposition. 
Down  almost  to  the  outbreak  of  war  the  leadership 
of  colonial  resistance  lay  with  Massachusetts  and 
Virginia,  and  while  Connecticut,  Rhode  Island,  and 
New  York  followed  willingly  where  others  led  the 
way,  neither  New  Jersey,  Pennsylvania,  nor  Mary- 
land   showed   equal    energy   in    resisting    the    crown 


REVOLUTION    TO    INDEPENDENCE  31 

demands,  and  the  Carolinas  and  Georgia  followed 
Virginia  only  afar  off.  Had  the  British  ministry 
comprehended  the  real  situation  it  might  very  pos- 
sibly have  divided  the  colonies  by  concessions  or 
special  treatment,  and  checked  the  growth  of  the 
movement  for  independence  before  the  movement  had 
become  strong. 

The  task  of  raising  the  controversy  from  the  nar- 
row plane  of  economic  grievance  to  the  broader  field 
of  constitutional  right  was  assumed  by  Massachusetts. 
The  Puritan  colony  was  well  fitted  for  the  work. 
Almost  from  the  beginning  of  its  existence  it  had 
stubbornly  resisted  every  attempt  of  the  crown  to 
interfere  with  its  affairs,  and  had  boldly  claimed 
rights  and  privileges  under  its  charters  which  neither 
the  first  nor  the  second  charter  had  apparently  in- 
tended to  grant.  In  the  new  controversy  which  had 
now  opened  the  arguments  drawn  from  the  restrictive 
effect  of  the  trade  laws  were  urged  with  all  the  force 
and  ingenuity  that  they  would  bear,  but  the  attempt  to 
raise  a  revenue  by  taxation  was  met  by  the  contention 
that,  among  Englishmen,  there  could  be  no  taxation 
without  representation.  That  the  American  colonies 
were  not  represented  in  Parliament  even  indirectly 
could  not  be  questioned;  that  they  could  in  practice  be 
represented,  in  view  of  the  distance  which  separated 
them  from  England,  was  more  than  doubtful;  and  if 
they  could  not  enjoy  the  privilege  of  representation 
which  the  British  constitution  enshrined,  they  were 
by  that  fact  freed  from  any  obligation  to  pay  taxes 


32  AMERICAN    DEMOCRACY 

save  such  only  as  their  own  elected  assemblies  im- 
posed. And  since  taxation  without  representation 
was  unconstitutional,  taxation  without  representation 
was  tyranny,  and  tyranny  might  properly  be  resisted 
by  force. 

Such  was  the  argument  which  Samuel  Adams  and 
other  revolutionary  leaders  in  Massachusetts  devel- 
oped, and  which  in  time,  with  far-reaching  inferences 
and  applications,  twelve  other  continental  colonies 
came  to  accept.  Only  slowly,  however,  did  the  logic 
of  Adams  and  his  followers  win  its  way.  Many  mem- 
bers of  the  aristocratic  and  official  classes,  many  pro- 
fessional men  and  large  landowners,  and  an  appre- 
ciable percentage  of  the  rank  and  file  either  rejected 
the  argument  altogether  as  leading  straight  to  revo- 
lution and  independence,  or  gave  it  only  a  half-hearted 
assent,  or  surrendered  at  last  to  the  inevitable  only 
when  the  patriot  party,  admirably  organized  and 
wholly  uncompromising,  resorted  to  coercion.  The 
revolution  which  made  the  United  States  an  inde- 
pendent nation  was  undoubtedly  in  its  inception  the 
work  of  a  small  minority,  and  the  partisans  of  Eng- 
land who  were  forcibly  suppressed  or  harshly  expelled 
numbered  some  of  the  wealthiest  and  most  influential 
men  whom  colonial  life  had  produced;  but  the 
minority  had  laid  hold  of  the  great  ideas  of  nationality 
and  independence  which  the  conservative  opposition 
did  not  share,  and  with  those  ideas  the  minority  car- 
ried the  day. 

To  the  growth  of  the  spirit  of  resistance  and  inde- 


REVOLUTION    TO    INDEPENDENCE  33 

pendence  which  the  revenue  schemes  aroused,  British 
colonial  policy  made  a  substantial  contribution.  The 
colonial  theory  which  regarded  the  colonies  as  fields 
for  economic  exploitation,  and  measured  the  strength 
of  empire  by  the  area  to  which  imperial  rule  extended 
rather  than  by  the  happiness  and  prosperity  of  the 
people,  was  not  English  in  origin,  for  the  same  theory 
had  obtained  throughout  in  Spain  and  France;  and 
the  restrictions  which  England  had  imposed  upon 
colonial  shipping  and  trade  were  no  more  unenlight- 
ened than  was  the  economic  policy  of  the  eighteenth 
century  generally.  The  attempt  to  tax  the  colonies 
directly,  however,  in  addition  to  taxing  them  in- 
directly through  the  control  of  their  most  lucrative 
trade,  was  a  grave  political  blunder  all  the  more  seri- 
ous because  the  constitutional  issue  involved  was 
easily  to  be  perceived;  and  constitutional  struggles 
had  more  than  once  brought  revolution  in  England 
itself.  It  was  long  the  fashion  to  blame  the  king, 
George  III,  for  the  loss  of  the  American  colonies,  and 
the  baneful  influence  of  the  royal  personality  was 
unquestionably  great  and  compelling;  but  the  states- 
men who  scrambled  and  bribed  for  office  under  George 
III  showed  little  more  practical  wisdom  than  did  the 
king  when  the  American  colonies  were  concerned. 
Neither  Whigs  nor  Tories,  the  two  great  parties  of 
the  day,  were  deeply  troubled  about  the  constitutional 
rights  of  Englishmen,  and  no  strong,  clear  voice  save 
that  of  Edmund  Burke  was  long  heard  in  opposition. 
Later  generations,  more  liberal  and  intelligent,  were 


34  AMERICAN    DEMOCRACY 

to  see  in  the  struggle  against  absolutism  in  America 
an  important  phase  of  the  still  longer  struggle  against 
a  similar  policy  in  the  mother  country,  but  the  full 
significance  of  the  contest  was  not  appreciated  until 
after  a  vast  colonial  domain  in  America  had  been  lost. 

Multiplying  incidents  showed  better  than  argument 
the  inflammable  state  of  colonial  public  opinion.  A 
street  fight  with  British  troops  at  Boston  in  March, 
1775,  magnified  by  history  into  a  massacre,  evidenced 
the  hatred  which  the  British  uniform  excited.  In 
1772  the  British  sloop-of-war  Gaspee,  engaged  in 
enforcing  the  customs  laws,  was  burned  by  Rhode 
Island  men  in  Narragansett  bay.  Associations  whose 
members  pledged  themselves  not  to  import  or  use 
British  goods  were  formed,  and  when  the  ministry, 
seeking  to  make  a  test  case  as  well  as  to  help  the 
East  India  Company  out  of  financial  embarrassment, 
reduced  to  a  low  point  the  colonial  duties  on  tea,  the 
people  of  Boston  threw  the  consignments  of  tea  into 
the'  harbor  and  tea  ships  arriving  in  other  colonies 
were  sent  back  or  their  cargoes  impounded.  Colonial 
newspapers  published  long  discussions  of  colonial 
rights,  revolutionary  pamphlets  multiplied,  and  patri- 
otic clergy  spoke  out. 

It  was  not  in  the  British  temper  to  yield  to  oppo- 
sition without  a  struggle,  and  a  policy  of  open  coer- 
cion was  now  inaugurated.  Massachusetts  was 
obviously  the  chief  offender,  and  that  colony  was 
singled  out  for  punishment.  In  1774  the  port  of 
Boston  was  closed  to  commerce  except  in  food,  the 


REVOLUTION    TO    INDEPENDENCE  35 

embargo  to  remain  in  force  until  satisfaction  was 
accorded  to  the  East  India  Company  for  its  tea,  town 
meetings  were  forbidden,  and  the  choice  of  members 
of  the  colonial  council  was  placed  under  the  control 
of  the  royal  governor.  A  parliamentary  statute, 
applicable  to  all  the  colonies,  authorized  the  trial  in 
England  or  in  another  colony  of  persons  charged  with 
offences  under  the  revenue  laws,  colonial  juries  being 
notoriously  unwilling  to  convict  even  in  the  face  of 
indubitable  evidence.  Boston  passed  under  martial 
law,  General  Gage  arrived  as  military  governor,  and 
the  military  and  naval  forces  in  America  were 
strengthened. 

The  open  resort  to  coercion  was  the  one  thing 
needed  to  unite  the  colonies.  From  New  Hampshire 
to  Georgia  the  people  rallied  to  the  support  of  Massa- 
chusetts and  the  relief  of  the  embargoed  inhabitants 
of  Boston.  A  Continental  Congress  framed  a  for- 
cible but  dignified  statement  of  colonial  rights,  and 
adopted  articles  of  association  which  looked  to  com- 
plete commercial  nonintercourse  with  Great  Britain 
and  the  encouragement  of  American  industries. 
Secret  committees  of  correspondence  kept  the  several 
colonies  informed  of  British  plans  and  proceedings, 
committees  of  public  safety  collected  arms  and  organ- 
ized military  drill,  and  available  stores  of  munitions 
and  military  supplies  were  carefully  listed.  When 
in  April,  1775,  a  British  force  from  Boston,  attempt- 
ing to  destroy  some  military  stores  at  Lexington  and 
Concord,   met   stubborn   resistance   and   was   driven 


36  AMERICAN    DEMOCRACY 

back  in  ignominious  retreat,  the  time  for  argument 
had  passed  and  the  war  of  revolution  had  begun. 

Not  as  yet,  however,  was  it  a  war  for  independence. 
The  second  Continental  Congress,  which  in  1775 
assumed  the  direction  of  colonial  resistance  and  gov- 
erned by  general  consent  until  it  was  replaced  by  the 
Congress  of  the  Confederation  in  1781,  appointed 
George  Washington  commander-in-chief  of  the  forces 
of  the  United  Colonies,  planned  military  operations 
on  a  comprehensive  scale,  wrestled  with  problems  of 
finance,  authorized  one  colony  after  another  to  resist 
the  crown,  and  opened  to  trade  all  American  ports; 
but  it  also  framed  a  "  declaration  of  the  causes  and 
necessity  of  taking  up  arms  "  which  explicitly  repu- 
diated the  idea  of  independence  and  asserted  that 
forcible  resistance  had  been  resorted  to  only  because 
the  rights  of  the  colonies  were  endangered.  It  was 
the  logic  of  events,  enforced  by  the  practical  argu- 
ments of  a  small  minority  who  had  caught  the  vision 
of  nationality  and  were  determined  at  all  hazards  to 
make  it  a  reality,  that  turned  the  war  from  the  nar- 
row confines  of  organized  resistance  to  the  large 
ground  of  a  war  for  independence.  That  independ- 
ence was  inevitable  once  open  warfare  had  begun  is 
today  easily  to  be  perceived,  but  nearly  fifteen  months 
elapsed  after  the  fighting  at  Lexington  and  Concord 
before  the  great  Declaration  made  the  United  States 
an  independent  nation. 

The  British  defeat  of  April  19,  1775,  was  followed 
by  the  investment  of  Boston  by  irregular  colonial 


REVOLUTION    TO    INDEPENDENCE  37 

forces,  the  nucleus  of  the  American  army  of  which 
Washington  shortly  took  command.  Royal  gover- 
nors were  driven  out,  assemblies  which  had  been  pro- 
rogued or  dissolved  were  reconvened  and  popular 
governments  restored,  and  forts  and  munitions  were 
seized.  Thousands  of  loyalists,  willing  to  oppose  the 
mother  country  by  peaceful  means  but  unwilling  to 
oppose  it  by  force,  sought  in  England  or  Nova  Scotia 
new  homes  in  place  of  those  which  they  were  con- 
strained, not  always  gently,  to  abandon.  An  am- 
bitious attempt  under  Benedict  Arnold  to  capture 
Quebec  failed  disastrously,  but  the  hope  of  conquer- 
ing Canada,  whose  inhabitants  showed  no  desire  to 
join  the  English  colonies  in  revolt,  continued  to  be 
cherished.  In  March,  1776,  the  British  were  forced 
to  abandon  Boston,  and  the  British  headquarters  were 
transferred  to  New  York,  thereafter  throughout  the 
war  in  British  hands.  The  strategical  importance  of 
the  Hudson  river,  separating  New  England  from  the 
middle  and  southern  colonies  and  opening  access  to 
Canada  by  way  of  Lake  Champlain  and  the  Mohawk 
valley,  made  the  New  York  region  the  key  to  the 
military  situation;  and  the  success  of  Washington  in 
maintaining  himself  on  the  Hudson,  keeping  open 
land  communication  with  New  England,  and  pre- 
venting the  successful  invasion  of  the  colonies  from 
the  north  was  one  of  the  great  causes  of  ultimate 
victory  for  the  American  arms. 

The  response  of  the  British  ministry  to  colonial 
protest  and  resistance  was  a  combined  offer  of  the 


38  AMERICAN    DEMOCRACY 

sword  and  the  olive  branch.  A  royal  proclamation 
declared  the  colonies  to  be  in  rebellion,  an  act  of 
Parliament  interdicted  all  trade,  and  more  troops  were 
sent.  With  these  coercive  measures  went  the  an- 
nouncement that  the  right  to  impose  taxes  in  the 
colonies  would  not  be  exercised  provided  the  colonial 
assemblies  would  themselves  undertake  to  make  pro- 
vision for  the  support  of  the  British  administration. 
In  terms  the  concession  might  mean  much  or  little, 
but  there  was  no  confidence  in  America  in  the  good 
faith  of  either  the  king  or  his  minister,  Lord  North, 
and  the  reply  of  the  Continental  Congress  was  a 
stinging  rejection  of  the  offer.  No  other  reply  could 
well  have  been  made  even  if  confidence  had  been 
great,  for  the  signature  of  John  Hancock,  president 
of  the  Congress,  to  the  Declaration  of  Independence 
was  only  a  few  hours  old  when  the  answer  was  given. 
The  Declaration  of  Independence,  in  the  main  the 
work  of  Thomas  Jefferson,  combined  with  rare  skill 
and  effectiveness  a  theory  of  government  and  a  state- 
ment of  grievances.  The  theory  of  a  free  state, 
grounded  in  a  divine  order  of  human  equality,  sub- 
sisting under  forms  of  government  sanctioned  by  the 
consent  of  the  governed,  operating  for  the  mainte- 
nance of  human  rights,  and  subject  to  change  through 
revolution  when  the  government  ceased  to  serve  the 
ends  for  which  it  had  been  created,  was  of  a  piece 
with  the  political  philosophy  which  the  writings  of 
Rousseau  immortalized,  but  it  was  also,  although  with 
different    pihraseology,    the    essential    foundation    of 


REVOLUTION    TO    INDEPENDENCE  39 

English  political  theory  and  practice.  No  modern 
state  has  made  its  entrance  into  the  family  of  nations 
with  a  more  noble  statement  of  doctrine  than  that 
which  the  United  States  adopted  as  the  basis  of  its 
faith,  none  has  more  solidly  buttressed  its  programme 
of  independent  action  with  a  convincing  specification 
of  grievances.  The  long  indictment  of  the  king  and 
Parliament  which  the  Declaration  contains  swept  the 
field  of  British  injustice  and  misconduct,  and  left  no 
other  possible  conclusion  than  that  the  colonies  had 
become  absolved  from  further  allegiance  to  the 
British  crown  and  were  entitled  to  live  henceforth  as 
free  and  independent  states.  Here  and  there  an 
earnest  patriot  drew  back  from  this  last  irrevocable 
step,  but  the  overwhelming  majority  of  what  was  now 
to  become  the  American  people  approved.  From 
the  fourth  of  July,  1776,  there  was  no  longer  a  group 
of  American  colonies  but  an  American  nation. 

Independence  had  been  proclaimed,  but  the 
declaration  had  still  to  be  made  good.  More  than 
five  years  of  dreary  and  desperate  war,  illumined  on 
only  two  occasions  by  decisive  successes,  were  to 
pass  before  the  preliminaries  of  a  victorious  peace 
could  be  signed.  The  brilliant  campaigns  of  Wash- 
ington in  New  Jersey,  while  they  revealed  to  the 
world  a  master  of  strategy,  did  not  shake  the  hold  of 
the  British  upon  New  York,  and  the  "  rebel  capital " 
of  Philadelphia  passed  easily  into  British  hands  when 
the  British  were  ready  to  take  it.  The  defeat  of 
Burgoyne  and  the  capitulation  of  his  army,  however, 


4o  AMERICAN    DEMOCRACY 

in  October,  1777,  put  an  end  to  all  danger  of  further 
invasion  from  Canada  and  brought  to  the  United 
States  the  active  aid  of  France.  South  of  Virginia, 
where  early  grievances  against  Great  Britain  had 
been  less  serious  and  where  enthusiasm  for  the  war 
was  in  consequence  less  sustained  than  in  New  Eng- 
land and  the  middle  States,  the  British  for  a  time 
overran  the  country,  but  the  persistent  and  skilful 
fighting  of  Nathanael  Greene  and  his  associates  even- 
tually drove  Cornwallis  from  the  interior  of  North  and 
South  Carolina  to  the  coast  and  ended  the  possibility 
of  dismembering  the  union  by  cutting  off  the  Caro- 
linas  and  Georgia.  On  the  sea  American  losses  were 
heavy,  but  American  naval  vessels  and  privateers  ter- 
rorized British  commerce  even  in  British  waters  and 
bred  respect  for  American  seamanship  and  daring. 

The  alliance  with  France,  cemented  by  political 
and  commercial  treaties  in  1778,  was  of  inestimable 
importance  to  the  United  States.  Everything  that 
was  chivalrous  and  romantic  in  the  French  tempera- 
ment had  been  stirred  by  the  spectacle  of  a  group  of 
struggling  colonies  resisting  British  domination  and 
boldly  asserting  their  right  to  independence,  and  the 
Declaration  of  Independence  made  a  profound  im- 
pression in  a  country  in  which  the  seeds  of  a  yet 
greater  revolution  were  already  ripening.  It  was  to 
the  lasting  credit  of  Franklin,  for  ten  years  a  colonial 
agent  in  England  before  the  war  and  now  the  Ameri- 
can diplomatic  representative  in  France,  that  he 
should  from  the  first  have  gauged  with  precision  the 


REVOLUTION    TO    INDEPENDENCE  41 

temper  of  the  French  people,  and  he  used  all  the  re- 
sources of  his  extraordinary  personal  popularity  and 
consummate  diplomatic  skill  to  win  France  to  the 
American  cause.  Official  French  support  for  the 
United  States  was  not,  of  course,  wholly  disinterested. 
There  was  still  the  memory  of  a  New  France  that  had 
been  lost,  there  was  still  the  age-long  antipathy  to 
England  and  English  policy  which  waited  only  a 
favorable  moment  for  revenge;  and  while  the  re- 
covery of  New  France  was  a  hope  too  shadowy  even 
for  a  dream,  the  loss  by  Great  Britain  of  its  colonial 
possessions  in  America  would  be  a  blow  to  British 
imperial  prestige  which  France  might  help  to  strike 
and  from  which  it  might  expect  to  reap  advantage. 

The  opportunity  came  with  the  defeat  of  Burgoyne 
at  Saratoga,  and  in  February,  1778,  the  treaties  of 
alliance  and  commerce  were  signed.  From  a  political 
point  of  view  the  terms  were  exacting  for  the  United 
States,  because  France,  foreseeing  that  an  open 
alliance  with  America  meant  a  renewal  of  war  with 
England,  insisted  that  in  the  making  of  peace  between 
the  United  States  and  Great  Britain  the  interests  of 
France  should  be  consulted.  The  United  States,  in 
other  words,  was  not  at  liberty  to  make  peace  alone. 
But  the  conclusion  of  an  alliance  meant  also  French 
troops  and  French  naval  forces  in  America,  much 
needed  supplies  of  war  material,  and  loans,  in  addi- 
tion to  formal  recognition  as  a  nation,  and  the  price 
was  not  too  high.  Moreover,  the  widening  of  the 
field  of  war,  dividing  British  forces  and  multiplying 


42  AMERICAN    DEMOCRACY 

British  efforts,  was  reasonably  likely  to  work  to  the 
supreme  advantage  of  the  United  States  if  another 
victory  like  that  over  Burgoyne  could  be  obtained. 

The  victory  came  at  Yorktown  in  October,  1781, 
through  the  combined  efforts  of  the  Americans  and 
the  French.  The  British  forces  under  Cornwallis, 
escaping  northward  from  the  Carolinas  and  counting 
upon  aid  from  Clinton  at  New  York,  were  caught  in 
the  Yorktown  peninsula  by  the  armies  of  Washing- 
ton and  Rochambeau  which  had  hurried  from  the 
north,  and  surrendered.  The  war  for  independence 
was  over.  Couriers  carried  the  good  news  from  town 
to  town  and  from  State  to  State,  night  watchmen 
echoed  the  joyful  tidings  as  they  made  their  rounds, 
and  bonfires,  parades,  and  church  services  voiced  the 
gratitude  of  a  people  whose  anxious  hopes  had  been 
long  deferred.  The  ministry  of  Lord  North  fell,  and 
the  demand  for  peace  which  had  been  growing  in 
England  ever  since  the  signature  of  the  French 
alliance  needed  no  further  arguments  to  enforce  it. 
In  September,  1782,  a  preliminary  peace  was  signed. 
A  year  elapsed  before  the  terms  of  peace  with  France 
and  Spain,  both  of  which  nations  were  now  parties  to 
the  war,  could  be  arranged;  then  in  September,  1783, 
a  definitive  treaty  in  terms  identical  with  those  of 
the  preliminary  treaty  of  the  previous  year  ended  the 
state  of  war.  The  Declaration  of  Independence 
issued  more  than  seven  years  before  had  been  made 
good,  and  the  United  States  took  its  unquestioned 
place  among  the  nations. 


REVOLUTION    TO    INDEPENDENCE  43 

In  the  discussion  of  the  terms  of  ultimate  peace 
which  had  gone  on  in  Congress  ever  since  the  alliance 
with  France,  the  question  of  how  much  territory 
should  be  claimed  had  naturally  played  an  important 
part.  The  early  hope  of  conquering  Canada  had 
been  abandoned,  but  there  were  still  many  who 
desired  to  include  within  the  boundaries  of  the  United 
States  all  British  territory  at  least  as  far  north  as  the 
St.  Lawrence.  This  ambition  was  wisely  laid  aside. 
The  French  population  of  Quebec  had  no  grievances 
against  the  British  crown,  it  was  guaranteed  the  use 
of  the  French  language  and  French  law  and  the  free 
exercise  of  the  Catholic  faith,  and  its  incorporation  in 
the  new  United  States  would  have  introduced  an 
alien  element  not  easily  to  be  assimilated.  The 
settled  portion  of  French-speaking  Canada,  accord- 
ingly, remained  in  British  hands.  West  of  the  point, 
in  the  northern  part  of  the  State  of  New  York,  at 
which  the  boundary  line  cut  the  St.  Lawrence  the 
line  followed  the  middle  course  of  the  river  and  Lakes 
Ontario,  Erie,  and  Huron  to  a  point  on  the  western 
side  of  Lake  Superior,  and  thence  to  the  source  of  the 
Mississippi,  incorrectly  supposed  at  that  time  to  rise 
in  the  Lake  of  the  Woods.  The  western  boundary 
was  the  Mississippi,  while  the  southern  boundary  was 
the  provinces  of  East  and  West  Florida,  which  at  the 
close  of  the  war  were  retroceded  by  Great  Britain  to 
Spain.  All  of  the  region  west  of  the  original  thirteen 
States,  which  by  the  royal  proclamation  of  1763  had 
been  detached  from  the  coast  colonies  and  left  without 


44  AMERICAN    DEMOCRACY 

political  organization,  thus  passed  to  the  United 
States. 

The  war  had  been  a  bold  adventure,  and  almost  to 
the  end  defeat  seemed  often  more  imminent  than 
victory.  It  is  clear  that  Great  Britain  persistently 
underestimated  the  magnitude  of  its  military  task, 
and  that  more  troops  and  better  leadership  might 
have  crushed  American  resistance  beyond  reasonable 
hope  of  early  resurrection.  The  larger  proportion  of 
the  British  forces  were  always  available  for  a  single 
engagement  or  campaign,  and  the  task  of  Washing- 
ton, with  widely  scattered  contingents  less  in  num- 
bers by  a  fourth  than  those  of  his  opponent,  was  to 
avoid  operations  in  which  his  army  would  certainly 
be  crushed  and  at  the  same  time  keep  the  field. 
Nearly  one-half  of  the  American  land  forces  were 
furnished  by  New  England,  but  the  difficulties  of 
recruiting  increased  as  the  war  dragged  on  and  short 
term  enlistments  and  desertion  were  a  constant  men- 
ace. Arms,  munitions,  clothing,  food,  and  supplies 
of  all  kinds  were  pitifully  deficient,  and  the  sufferings 
of  the  American  troops  in  the  memorable  winter  at 
Valley  Forge  were  only  a  more  striking  example  of 
privations  which  were  endured  by  all  the  American 
forces  throughout  the  period  of  the  war. 

Economically,  the  war  exacted  a  heavy  toll. 
Manufacturing  was  in  its  infancy  when  the  war  began, 
and  supplies  of  the  most  common  and  necessary 
articles  were  speedily  drained.  Foreign  and  coast- 
wise commerce  was  all  but  destroyed,  and  the  few 


REVOLUTION    TO   INDEPENDENCE  45 

staples  upon  which  the  colonies  had  depended  for 
purchase  of  European  goods  remained  unsold.  So  far 
as  the  civil  population  was  concerned  there  was  at 
no  time  any  serious  lack  of  food,  but  the  depreciated 
paper  currency  issued  by  Congress  and  the  States, 
practically  worthless  by  the  end  of  the  war,  paralyzed 
trade  and  made  the  provisioning  of  the  army  difficult 
and  irregular.  The  attempts  of  Congress,  none  of 
them  more  than  temporizing  devices,  to  deal  with  the 
pressing  problems  of  finance  and  trade  achieved  no 
important  result,  and  the  country  drifted  into  bank- 
ruptcy beyond  the  power  of  either  the  nation  or  the 
States  to  prevent  it.  Far  the  larger  part  of  the  loans 
which  France  extended  took  the  form  of  supplies 
rather  than  money,  and  almost  the  only  specie  in 
circulation  was  that  which  the  British  shrewdly  dis- 
pensed in  purchasing  food.  Fortunately  for  the 
future  there  was  little  devastation  of  the  country, 
and  few  scars  of  war  remained  to  tell  where  the 
armies  had  fought. 

The  war  bore  with  unequal  weight  upon  the  dif- 
ferent sections  of  the  country.  New  England  saw 
few  important  military  operations  after  the  British 
evacuation  of  Boston.  New  York  City,  on  the  other 
hand,  was  occupied  by  the  British  until  the  conclu- 
sion of  peace,  and  Washington's  most  difficult  and 
brilliant  operations  were  carried  on  in  New  Jersey 
and  near  Philadelphia.  Virginia  saw  no  fighting  of 
importance  after  the  opening  of  hostilities  until  the 
siege  of  Yorktown,  notwithstanding  that  for  two  years 


46  AMERICAN    DEMOCRACY 

British  and  American  forces  were  pursuing  one  an- 
other back  and  forth  across  the  Carolinas.  When, 
following  the  surrender  of  Burgoyne,  the  British 
turned  their  attention  to  the  south,  it  was  apparently 
with  the  hope  of  detaching  the  southern  States  from 
the  rest  of  the  country  and  holding  them  for  the 
crown  either  by  conquest  or  by  conciliation.  That 
the  effort  failed  was  due  to  the  prompt  action  of  the 
patriot  party,  which  at  the  very  beginning  of  the  war 
had  crushed  a  loyalist  rising  in  western  North  Caro- 
lina, and  which  now  met  the  campaigns  of  Corn- 
wallis  and  the  raids  of  Tarleton  with  the  guerilla 
tactics  of  Marion,  Sumter,  and  Pickens  reinforced  by 
the  able  generalship  of  Greene.  "  United  we  stand, 
divided  we  fall  "  had  been  an  early  colonial  motto, 
and  the  underlying  spirit  of  union,  albeit  very  un- 
equally developed  in  different  States  and  sections,  was 
sufficient  even  under  the  severest  stress  of  war  to 
defeat  the  plans  for  disrupting  the  nation. 

No  story  of  the  American  revolution  would  be 
complete  which  did  not  take  account  of  the  great 
personalities  which  the  more  than  sixteen  years  of 
continuous  struggle  brought  to  the  front.  To  Samuel 
Adams  of  Massachusetts,  more  than  to  any  other  one 
man,  belongs  the  honor  of  seeing  from  the  beginning 
the  inevitable  connection  between  open  resistance  and 
independence;  and  to  the  achievement  of  independ- 
ence and  the  rejection  of  every  offer  of  compromise 
he  devoted  himself  with  unrelenting  zeal.  No  other 
Massachusetts  leader  stands  out  so  prominently  in 


REVOLUTION    TO    INDEPENDENCE  47 

the  first  ten  years,  but  the  constitutional  arguments 
of  John  Adams,  elaborated  in  pamphlets  and  news- 
paper articles,  carried  weight  with  many  thoughtful 
patriots  to  whom  oratory  and  agitation  made  less 
convincing  appeal,  and  stamp  their  author  as  one  of 
the  great  constitutional  statesmen  of  the  revolutionary 
period.  A  somewhat  similar  matching  of  personal- 
ities was  to  be  found  in  Virginia,  where  the  fiery 
speeches  of  Patrick  Henry  were  balanced  by  the 
dignified  but  powerful  writings  of  Jefferson.  The 
state  papers  and  controversial  articles  which  flowed 
from  the  pen  of  John  Dickinson  of  Pennsylvania  were 
so  numerous  and  important  as  to  earn  for  their  author 
the  title  of  "  the  penman  of  the  revolution,"  and 
although,  when  the  Declaration  of  Independence  was 
adopted,  Dickinson  drew  back  at  the  thought  of  an 
irrevocable  break  with  the  crown,  he  nevertheless 
accepted  the  decision  of  Congress  and  the  people  and 
entered  the  patriot  army  as  a  common  soldier. 

The  greatest  of  Pennsylvanians  and  the  peer  of 
American  diplomatists,  Franklin,  served  the  colonies 
faithfully  in  England  until  the  approaching  rupture 
dictated  his  withdrawal,  took  the  leading  part  in 
negotiating  the  treaties  which  brought  France  to  the 
American  side  and  the  treaties  with  Great  Britain 
which  ended  the  war,  and  lived  to  put  his  name  to  the 
Constitution  of  the  United  States.  The  impressive 
figure  of  John  Rutledge,  combining  in  himself  for  more 
than  two  years  all  the  powers  of  government  of  South 
Carolina  while  Greene  and  the  partisan  leaders  fought 


48  AMERICAN    DEMOCRACY 

the  British  until  Cornwallis  withdrew,  is  one  to  which 
historians  have  yet  to  do  full  justice.  The  popular 
writings  of  Thomas  Paine,  reaching  ears  which  were 
dull  to  formal  argument,  lent  a  weight  which  more 
sober  leaders  gladly  recognized. 

The  overshadowing  personality  of  Washington  had 
more  than  military  greatness  to  give  it  distinction. 
It  fell  to  Washington,  first  as  commander-in-chief 
responsible  to  Congress  and  later  as  military  head 
with  virtually  dictatorial  powers,  to  deal  with  Con- 
gress and  the  country  as  well  as  with  the  army;  and 
his  wisdom,  patience,  and  hope,  sorely  tried  as  they 
were  by  the  incompetence  of  politicians  and  the  in- 
trigues of  his  own  military  subordinates,  stand  out 
boldly  even  in  the  days  of  deepest  gloom.  The  mili- 
tary success  which  came  to  him  after  years  of 
desperate  struggle  would  of  itself  have  sufficed  to 
make  him  a  national  hero,  but  it  was  the  dignity  and 
nobility  of  his  character  combined  with  his  abilities 
as  a  general  which  marked  him  even  during  the  war 
as  the  most  representative  American.  It  is  said  that 
John  Adams,  who  as  a  member  of  Congress  proposed 
the  choice  of  Washington  as  commander-in-chief,  was 
shrewdly  of  the  opinion  that  a  Virginian  and  an 
Episcopalian  as  commander  of  a  New  England  army 
of  dissenters  would  make  for  colonial  unity;  but 
whatever  the  opinion  of  the  candidate  on  that  ques- 
tion, it  is  certain  that  neither  during  the  war  nor 
afterwards  as  president  was  Washington  regarded  as 
the  representative  of  anything  less  than  the  whole 
United  States. 


REVOLUTION    TO    INDEPENDENCE  49 

The  one  hundred  and  seventy  years  which  inter- 
vened between  the  first  charter  of  Virginia  and  the 
Declaration  of  Independence  had  transformed  thirteen 
independent  colonies  into  States  and  bound  the  States 
together  in  a  nation.  The  sharp  conflicts  which  had 
ended  in  separation  had  not  greatly  changed  the 
essentially  English  character  of  the  American  people, 
for  America  was  still  English  in  habits  of  thought  as 
well  as  in  its  fundamental  political  and  legal  insti- 
tutions, and  the  resentment  and  bitterness  which  the 
war  evoked  did  not  long  survive  the  conclusion  of 
peace.  The  way  was  open  now,  however,  for  the 
development  of  practices,  institutions,  and  ideals  which 
should  be  distinctively  American.  The  immediate 
outlook  for  success  was  not  encouraging,  for  the 
treasury  was  empty,  industry  was  prostrate,  and  the 
structure  of  national  government  was  upon  the  point 
of  falling  to  pieces.  Few  nations  have  begun  their 
careers  with  greater  burdens  than  those  which  in  1783 
rested  upon  the  United  States.  It  was  for  the  men 
who  had  organized  the  country  for  independence  and 
war  to  show  that  they  could  now  organize  it  for 
nationality  and  peace.  If  that  great  step  could  be 
successfully  taken  the  future  of  the  new  American 
nation  was  assured. 


CHAPTER   III 
FRAMING   A   NATIONAL   CONSTITUTION 

No  sooner  was  the  Declaration  of  Independence 
adopted  than  the  Continental  Congress  turned  its 
attention  to  the  preparation  of  a  national  constitution. 
The  informal  union  of  the  States  which  had  taken 
the  name  of  the  United  States  of  America  rested  as 
yet  only  upon  general  consent,  and  the  Congress 
which  had  assumed  the  direction  of  affairs  had  only 
a  precarious  and  undefined  authority.  If  the  States 
which  collectively  had  declared  their  independence 
were  to  receive  recognition  as  a  nation,  capable  of 
making  war  and  concluding  peace,  of  conferring  and 
maintaining  rights  of  citizenship,  and  of  exercising  the 
powers  and  enjoying  the  privileges  which  inter- 
national law  accorded  to  sovereign  nations,  it  was 
necessary  that  the  powers  of  the  national  government 
should  be  defined  and  the  relations  between  the  nation 
and  the  States  regulated.  English  precedent  would 
have  dictated  the  formation  of  a  constitution  partly 
written  and  partly  the  creation  of  precedent,  in  which 
case  the  Declaration  of  Independence  would  have 
been  only  one  of  numerous  constitutional  documents. 
The  controversy  over  taxation  and  representation, 
however,  the  peculiar  importance  which  in  a  number 

SO 


FRAMING   A    NATIONAL   CONSTITUTION      51 

of  colonies  had  been  attached  to  the  charters  or  pro- 
prietary grants,  and  the  inclination  early  shown  by 
States  to  draw  up  constitutions  for  themselves,  com- 
bined to  dictate  a  national  constitution  which  should 
be  written.  Only  in  this  way,  it  was  believed,  would 
the  independent  powers  of  the  States  be  preserved 
and  the  limits  of  national  authority  established.  It 
was  a  novel  idea  for  which  the  practice  of  nations 
afforded  no  conclusive  precedent,  but  it  accorded  with 
the  American  temperament  and  seemed  likely  to  meet, 
better  than  any  other  method,  the  existing  conditions. 
The  committee  to  which  the  matter  was  referred 
was  industrious,  and  within  a  few  weeks  after  the 
adoption  of  the  Declaration  of  Independence  a  draft 
form  of  Articles  of  Confederation  was  reported  to 
Congress.  The  engrossing  preoccupations  of  war,  on 
the  other  hand,  delayed  consideration,  and  it  was  not 
until  November,  1777,  some  fifteen  months  after  the 
draft  was  reported,  that  the  document  received  con- 
gressional approval.  The  States,  whose  acceptance 
was  necessary  before  the  Articles  could  become  effec- 
tive, took  their  time,  and  a  controversy  over  claims 
to  western  lands  in  which  Virginia,  which  had  asserted 
a  preposterous  claim  under  one  of  its  ancient  charters 
to  the  region  of  the  Ohio  valley  and  about  the  Great 
Lakes,  refused  to  yield  unless  other  States  would 
surrender  their  claims,  threatened  for  a  time  to  defeat 
the  scheme.  Only  in  March,  1781,  more  than  three 
years  and  three  months  after  the  Articles  had  been 
approved  by  Congress,  was  the  ratification  of  the  last 


52  AMERICAN    DEMOCRACY 

State  received.  Almost  every  political,  social,  and 
military  condition  which  existed  when  the  draft  was 
first  presented  had  changed  by  the  time  the  first  con- 
stitution of  the  United  States  became  operative. 

The  Articles  of  Confederation  provided  for  a 
national  government  in  which  legislative  and  execu- 
tive powers,  the  latter  only  rudimentary,  were  vested 
in  a  Congress  the  members  of  which  were  designated 
by  the  State  legislatures,  the  number  of  representa- 
tives being  not  less  than  two  nor  more  than  seven  as 
each  State  might  choose,  but  each  State  having  one 
vote.  The  powers  conferred  upon  Congress  and  the 
limitations  imposed  upon  the  States  were  similar,  so 
far  as  they  went,  to  the  powers  and  limitations  set 
forth  later  in  the  Constitution  of  1787,  but  neither 
directly  nor  indirectly  was  Congress  vested  with 
power  to  enforce  its  decisions,  nor  could  any  State 
be  compelled  to  observe  the  restrictions  which  the 
Articles  laid  down.  With  the  exception  of  an  un- 
wieldy system  of  arbitration  courts  for  the  settle- 
ment of  controversies  over  land  grants  a  judicial 
department  was  lacking,  and  there  was  no  recognition 
of  a  "  supreme  law  of  the  land  "  which  the  present 
Constitution  accords  to  acts  of  Congress,  treaties,  and 
the  Constitution  itself.  The  only  financial  resource 
of  the  national  government  was  requisitions  appor- 
tioned among  the  States,  but  while  the  States  were  of 
course  morally  bound  to  pay  the  requisitions,  Con- 
gress was  financially  helpless  if  payment  failed  or  was 
refused. 


FRAMING    A    NATIONAL    CONSTITUTION      53 

The  defects  of  the  Articles  of  Confederation, 
obvious  enough  in  the  light  of  the  more  perfect  Con- 
stitution which  replaced  the  Articles,  were  bound  in 
the  long  run  to  prove  fatal;  but  the  narrowness  of 
political  vision  with  which  the  statesmen  who  framed 
the  document  have  often  been  charged  should  not  be 
over-emphasized.  There  were  serious  obstacles  in 
the  way  of  constructing  any  scheme  of  national 
government  at  all.  A  union  composed  of  thirteen 
States,  no  one  of  which  had  any  organic  political 
connection  with  any  other  and  each  of  which  regarded 
itself  as  independent  and  sovereign,  must  in  the 
nature  of  things  be  a  federal  union;  and  a  federal 
union,  if  it  was  to  be  successful,  presupposed  not  only 
a  just  and  workable  distribution  of  duties  and  privi- 
leges between  the  States  on  the  one  hand  and  the 
national  government  on  the  other,  but  also  an  assured 
protection  of  the  States  against  the  encroachment  of 
the  nation  and  power  in  the  national  government  to 
enforce  and  maintain  the  rights  conferred  upon  it. 
It  was  precisely  at  these  elementary  but  vital  points 
that  the  Articles  of  Confederation  were  inherently 
defective,  but  the  defects  were  due  to  the  suspicions 
and  jealousies  of  the  States  and  their  unwillingness 
to  accept  a  central  authority  rather  than  to  the  short- 
sightedness and  political  inexperience  of  the  Congress 
which  framed  the  plan.  In  the  then  state  of  public 
opinion  independence  was  one  thing  and  nationality 
another,  and  the  States  which  individually  or  in 
informal    co-operation   had   pressed   the   controversy 


54  AMERICAN    DEMOCRACY 

with  Great  Britain  and  taken  up  arms  in  defence  of 
their  rights  had  yet  to  learn  that  only  through  organic 
union  could  they  insure  for  themselves  or  for  their 
posterity  a  common  defence  or  a  general  welfare. 

Throughout  nearly  the  entire  period  of  the  war, 
accordingly,  the  United  States  continued  to  lack  a 
national  government  legally  constituted.  The  Con- 
tinental Congress  which  organized  American  resist- 
ance, concluded  an  alliance  with  France,  pledged  the 
faith  of  the  nation  for  the  repayment  of  foreign  loans, 
and  wrestled  with  the  all  but  insoluble  problem  of 
revenue  was  indeed  a  government  de  facto,  and  its 
acts,  though  often  questioned  and  still  more  often 
ignored,  were  nevertheless  to  be  looked  upon  as 
grounded  in  general  consent;  but  it  was  not  a  govern- 
ment de  jure,  and  the  long  interval  which  elapsed 
between  the  adoption  of  the  Articles  of  Confederation 
by  Congress  and  their  acceptance  by  the  States  made 
the  eventual  transition  from  revolutionary  to  con- 
stitutional government  far  more  a  matter  of  form 
than  of  practical  substance. 

At  the  beginning  of  March,  1781,  the  Articles  hav- 
ing at  last  been  ratified,  the  Continental  Congress, 
which  during  the  larger  part  of  the  war  had  sat  at 
Philadelphia,  quietly  transformed  itself  into  the  Con- 
gress of  the  Confederation.  In  October  came  the  sur- 
render of  Cornwallis  at  Yorktown,  and  before  another 
year  had  passed  the  preliminary  treaty  of  peace  had 
ended  the  war.  Aside  from  the  conclusion  of  peace,  in 
regard  to  whose  terms  there  was  frequent  debate,  the 


FRAMING   A   NATIONAL   CONSTITUTION      55 

most  pressing  issue  was  that  of  revenue.  So  much 
of  the  army  as  did  not  melt  away  was  disbanded,  and 
Washington  took  leave  of  his  officers,  surrendered  his 
commission  to  Congress,  and  retired  to  his  seat  at 
Mount  Vernon.  But  the  army  was  unpaid,  the 
national  government  was  bankrupt,  the  national  and 
State  currency  retained  only  a  shadow  of  value,  and 
every  State  was  heavily  in  debt.  Washington,  in  a 
circular  letter  to  the  governors,  urged  the  necessity 
of  establishing  public  credit  and  paying  the  revo- 
lutionary debts,  but  the  counsel  was  not  easily  to  be 
acted  upon  in  a  country  from  which  specie  had  almost 
disappeared  from  circulation  and  domestic  industry 
and  foreign  trade  were  stagnant.  There  were  still 
staple  products  to  export,  but  the  British  trade  laws, 
which  in  spite  of  their  restrictions  had  given  America 
a  privileged  market  in  Great  Britain  and  the  British 
West  Indies,  now  operated  to  exclude  American 
products  as  those  of  a  foreign  country  or  to  burden 
them  with  heavy  duties;  and  the  absence  of  a  com- 
mercial treaty  with  Great  Britain  to  supplement  the 
political  treaty  of  peace  left  American  commerce  to 
seek  its  markets  in  other  parts  of  the  world  or  else 
to  risk  the  evasion  of  the  British  trade  laws  by  the 
old  device  of  smuggling. 

The  eight  years  during  which  the  Articles  of  Con- 
federation remained  nominally  in  force  are  a  gloomy 
record  of  desperate  and  ineffectual  attempts  on  the 
part  of  Congress  to  obtain  a  revenue.  The  response 
of  the  States  to  requisitions  grew  more  and  more  lax, 


56  AMERICAN    DEMOCRACY 

and  by  1786  all  hope  of  further  returns  from  that 
source  had  disappeared.  A  natural  source  of  reve- 
nue, that  of  customs  duties,  could  be  made  available 
only  with  the  consent  of  all  the  States,  and  two  urgent 
requests  for  authority  to  levy  such  duties  were  nega- 
tived, one  by  the  refusal  of  Rhode  Island,  the  other 
by  the  opposition  of  New  York.  The  western  lands, 
the  claims  to  which  had  been  ceded  to  the  United 
States  and  which  were  held  as  public  domain,  were 
vaguely  regarded  as  a  potential  source  of  wealth  from 
which  the  national  debt  might  eventually  be  paid; 
but  although  the  survey  of  the  lands  and  the  acqui- 
sition of  the  Indian  titles  was  begun,  no  appreciable 
returns  from  sales  were  received  until  years  after  the 
Constitution  was  adopted,  and  the  public  lands  never 
yielded  in  revenue  as  much  as  they  had  cost. 

Within  the  States,  also,  social  order  was  disrupted 
and  the  authority  of  government  was  in  peril.  As 
happens  in  every  war  some  fortunes  had  been  made 
by  speculation,  but  the  people  as  a  whole  were  poor, 
taxes  were  heavy,  efforts  of  creditors  to  press  their 
claims  in  court  were  a  grievance  hard  to  bear,  and 
farm  products  could  not  be  sold.  Even  with  the  best 
of  public  spirit  the  requisitions  of  Congress  could 
with  difficulty  have  been  paid  because  of  the  lack  of 
specie  and  the  worthless  condition  of  the  currency, 
and  with  little  money  for  any  purpose  the  States 
naturally  looked  first  to  their  own  needs  rather  than 
to  those  of  the  nation.  There  were  alarming  symp- 
toms of  insurrection,  and  when  in  1786-87  an  armed 


FRAMING    A    NATIONAL    CONSTITUTION       57 

revolt  against  the  State  government  broke  out  in 
Massachusetts  and  only  with  difficulty  was  suppressed, 
it  was  clear  that  events  were  moving  toward  a 
crisis.  Massachusetts  had  appealed  to  Congress  for 
aid,  but  there  was  no  national  army  adequate  for  the 
emergency  and  Congress  doubted  its  own  consti- 
tutional authority  to  act.  If  a  formidable  revolt 
against  government  could  develop  in  Massachusetts, 
admittedly  one  of  the  strongest  States  in  the  Union, 
what  might  not  insurrection  accomplish  in  a  weaker 
State  with  a  national  government  impotent? 

It  was  evident  that  the  Articles  of  Confederation 
must  be  revised.  The  question  of  revenue  and  debt 
could  not  be  much  longer  postponed,  and  the  States 
must  be  guarantied  protection  against  domestic  vio- 
lence in  case  their  own  powers  were  insufficient.  A 
conference  at  Annapolis,  Maryland,  called  nominally 
to  consider  a  commercial  dispute  between  Maryland 
and  Virginia  involving  jurisdiction  over  the  waters 
of  Chesapeake  bay,  could  find  no  way  of  permanently 
settling  either  that  or  any  other  controversy  between 
States  so  long  as  the  Articles  remained  in  force.  The 
obstacles  to  revision  were  serious,  for  the  Articles 
themselves  could  be  amended  only  with  the  unani- 
mous consent  of  the  States,  and  the  same  particular- 
istic spirit  which  had  twice  defeated  the  attempt  to 
secure  an  independent  national  revenue  could  be 
counted  upon  to  oppose  changes  which,  if  they  were  to 
meet  the  existing  difficulties,  would  certainly  deprive 
the  States  of  some  of  their  powers.    Washington  and 


58  AMERICAN    DEMOCRACY 

other  political  leaders,  however,  had  for  some  time 
been  corresponding  on  the  subject,  and  with  this 
preparation  and  the  added  influence  of  the  Annapolis 
convention  Congress  took  the  bold  step  of  calling  for 
a  convention  to  revise  the  Articles  and  "  adapt  them 
to  the  exigencies  of  the  union." 

The  Constitutional  Convention  assembled  in  May, 
1787,  at  Philadelphia.  It  was  a  notable  body,  repre- 
sentative of  the  best  intelligence,  the  widest  political 
experience,  and  the  most  devoted  public  spirit  of  the 
States.  The  choice  of  Washington  as  president  of 
the  Convention,  while  it  removed  him  from  the  floor, 
insured  a  dignified  and  serious  conduct  of  business 
and  at  the  same  time  left  him  free  to  exercise  his 
influence  personally  with  members.  The  proceedings 
went  on  behind  closed  doors,  the  journal  recorded 
action  and  not  debate,  and  the  public  knew  nothing 
of  the  proposals  submitted  or  the  controversies  en- 
gendered until,  after  more  than  four  months  of  labor, 
the  new  Constitution  was  transmitted  to  Congress 
for  submission  by  that  body  to  the  States. 

It  was  well,  perhaps,  that  the  proceedings  were 
secret,  for  acute  and  fundamental  divergencies  of 
opinion  developed  from  the  first.  The  Convention 
had  been  called  to  revise  the  Articles  of  Confedera- 
tion, and  any  amendments  which  it  proposed  would 
require  the  approval  of  all  the  States.  But  it  was 
early  perceived  that  a  mere  revision  of  the  Articles, 
remedying  a  defect  here  and  supplying  an  omission 
there,  would  not  meet  the  existing  crisis.     It  was  the 


FRAMING   A   NATIONAL   CONSTITUTION       59 

Articles  themselves  that  were  at  fault.  A  government 
without  an  independent  revenue  or  power  to  enforce 
its  votes  could  never  be  a  workable  institution,  and 
neither  of  these  indispensable  attributes  could  be 
grafted  upon  the  Articles  without  changing  funda- 
mentally the  essential  character  of  the  document  and 
creating  a  wholly  new  relationship  between  the  nation 
and  the  States.  Was  the  Convention  at  liberty  to 
frame  a  new  system  under  the  guise  of  amending  the 
Articles,  and,  if  it  was,  would  its  work  have  to  go 
for  naught  unless  every  State  approved?  In  view  of 
the  attitude  of  Rhode  Island  and  New  York  toward 
the  two  revenue  proposals  which  Congress  had  made, 
and  of  the  suggestive  fact  that  Rhode  Island,  alone 
among  the  States,  had  failed  to  send  any  delegates  to 
the  Convention,  no  member  of  the  Convention  would 
have  been  willing  to  affirm  that  any  amendment  that 
might  be  framed  would  receive  the  assent  of  all  the 
States. 

When  the  Convention,  convinced  that  a  new  federal 
government  must  somehow  be  constructed,  turned  to 
that  task  it  met  other  serious  difficulties.  How,  for 
example,  was  the  relative  influence  of  large  and  small 
States  in  the  new  national  legislature  to  be  adjusted? 
In  the  Congress  of  the  Confederation  each  State, 
irrespective  of  the  number  of  delegates  which  it  chose 
to  send,  had  one  vote.  If  that  system  were  continued 
the  large  States,  less  numerous  at  the  time  than  the 
small  ones,  might  at  any  time  find  themselves  out- 
voted, and  the  majority  of  population  and  wealth  in 


60  AMERICAN    DEMOCRACY 

the  country  would  thus  be  subjected  to  the  will  of  a 
minority  merely  because  the  minority  happened  to 
represent  a  greater  number  of  organized  common- 
wealths. On  the  other  hand,  if  the  voting  power  of 
the  States  were  to  be  made  proportionate  to  their 
population,  the  minority  of  large  States  would  enjoy  a 
complete  and  permanent  control  and  the  views  of  the 
small  States  could  be  disregarded  at  will.  The  prob- 
lem of  how  to  connect  representation  and  voting  with 
population  was  further  complicated  by  the  existence 
in  five  southern  States  of  a  considerable  population 
of  Negro  slaves.  If  the  slave  population  were  de- 
ducted and  only  whites  were  counted,  these  five 
States  would  be  automatically  reduced  to  relative 
unimportance  in  the  national  legislature;  while  if 
slaves  were  counted  the  southern  whites,  who  save 
in  rare  instances  alone  enjoyed  political  rights,  would 
have  a  political  weight  out  of  all  proportion  to  their 
numbers. 

The  rival  economic  interests  and  contrasted  social 
conditions  of  the  several  States  provoked  still  other 
controversies.  In  those  States  in  which,  as  in  Massa- 
chusetts, Connecticut,  New  York,  and  Pennsylvania, 
manufactures  were  developing  and  interest  in  foreign 
trade  was  keen,  traders  and  manufacturers  wanted  a 
strong  national  government  which  should  encourage 
industry  and  trade  by  imposing  discriminating  tariff 
duties  and  restrictive  navigation  laws  as  an  offset  to 
the  hostile  commercial  policy  of  Great  Britain.  The 
agricultural  interests,  on  the  other  hand,   strong  in 


FRAMING    A    NATIONAL    CONSTITUTION       61 

all  the  States  and  predominant  in  the  South,  feared 
lest  protective  tariffs  and  restrictive  trade  laws  should 
operate  to  raise  the  prices  of  manufactured  goods 
without  any  corresponding  increase  in  the  prices  of 
agricultural  products  in  either  home  or  foreign  mar- 
kets. In  the  States  in  which  Negro  slavery  no  longer 
existed  or  had  become  of  no  importance  the  conflict 
between  aristocratic  and  democratic  theories  of 
government  was  already  going  on;  and  although  the 
influence  of  the  aristocratic  classes  had  been  much 
weakened  by  the  expulsion  of  loyalists  during  the 
Revolution,  the  wage-earning  population  of  the  larger 
towns  and  many  small  farmers  and  merchants  looked 
with  distrust  upon  any  government,  State  or  national, 
in  which  wealthy  landowners  and  representatives  of 
a  few  old  families  were  in  control.  Many  members 
were  opposed  to  Negro  slavery,  and  others  were 
anxious  to  abolish  the  African  slave  trade  even  though 
slavery  itself  was  not  disturbed. 

These  were  some  of  the  problems  of  a  national 
legislature.  The  question  of  a  national  executive, 
while  apparently  regarded  as  less  fundamental,  was 
not  easily  settled.  A  New  York  delegate,  Alexander 
Hamilton,  later  the  organizer  of  the  national  finances 
and  the  consummate  expounder  of  foundation  theories 
of  American  constitutional  law,  frankly  wished  for  a 
strong  executive  with  powers  akin  to  those  of  the 
British  crown.  At  the  other  extreme  were  members 
who  would  have  put  the  executive  power  in  the  hands 
of  a  committee  or  commission  and  subjected  it  closely 


62  AMERICAN    DEMOCRACY 

to  the  legislature.  An  executive  elected  for  seven 
years,  an  executive  ineligible  for  re-election  whatever 
the  length  of  the  term,  an  executive  chosen  by  Con- 
gress, were  among  the  proposals  submitted.  The 
question  of  a  national  judiciary,  a  department  of 
government  which  was  lacking  under  the  Articles, 
seems  to  have  given  less  trouble  than  either  the  legis- 
lature or  the  executive,  possibly  because  there  was 
little  reason  to  anticipate  that  national  courts  would 
be  of  much  importance;  but  the  related  question  of 
how  best  to  make  national  laws  and  obligations  bind- 
ing upon  a  State  without  something  like  physical 
coercion  at  the  hands  of  Congress  and  the  executive 
was  not  easily  settled. 

Only  with  sharp  differences  of  opinion,  and  a  near 
approach  to  rupture  which  led  Franklin  to  suggest 
that  the  proceedings  of  the  Convention  be  opened 
with  prayer,  were  the  divergent  views  of  States,  sec- 
tions, and  classes  finally  compromised.  In  the  Con- 
stitution as  at  last  adopted  the  existing  Congress  of 
one  house,  with  each  State  possessing  one  vote,  was 
replaced  by  a  Congress  of  two  houses,  the  upper 
house,  or  Senate,  composed  of  two  members  from 
each  State  and  the  lower  house,  or  House  of  Repre- 
sentatives, made  up  of  members  whose  number  varied 
with  the  population  of  the  States,  each  member  of 
either  house  having  one  vote.  The  question  of  slaves 
was  compromised  by  counting  three-fifths  of  the  slave 
population  for  purposes  of  representation  in  the 
House    of    Representatives.     The    interests    of    the 


FRAMING    A   NATIONAL    CONSTITUTION       63 

small  States  were  safeguarded  by  giving  to  the  States 
equal  representation  in  the  Senate  and  requiring  the 
assent  of  both  houses  to  every  act  of  legislation;  the 
interests  of  the  large  States  were  protected  by  reserv- 
ing to  the  House  of  Representatives  the  right  of 
originating  bills  for  raising  revenue;  and  the  desires 
of  those  who  wished  for  commercial  retaliation  against 
Great  Britain  were  satisfied  by  giving  to  Congress  the 
right  to  regulate  commerce  with  foreign  nations  and 
between  the  States.  To  the  Senate,  which  was 
thought  of  as  a  body  having  somewhat  the  character 
of  an  executive  council  notwithstanding  its  legislative 
functions,  was  reserved  the  right  of  approving  treaties 
and  confirming  executive  appointments,  but  in  most 
other  respects  the  powers  of  the  two  houses  of  Con- 
gress were  equal  save  in  respect  of  money  bills. 

The  executive  authority  was  vested  in  a  president, 
chosen  for  four  years  not  by  the  people,  or  by  Con- 
gress, or  by  the  State  legislatures,  but  by  electors 
equal  in  number  to  the  senators  and  representatives 
to  which  each  State  was  entitled,  and  selected  for  the 
purpose  in  any  manner  that  a  State  might  think  best 
to  adopt.  On  the  question  of  the  eligibility  of  the 
president  for  a  second  or  third  term  the  Constitution 
was  silent,  and  the  only  suggestion  of  a  cabinet  was 
a  reference  to  "  heads  of  executive  departments " 
whose  opinions  the  president  might  require  in  writing. 
A  vice-president,  chosen  in  substantially  the  same 
manner  as  the  president  and  for  the  same  term,  was 
designated  as  the  presiding  officer  of  the  Senate,  but 


64  AMERICAN    DEMOCRACY 

no  share  in  the  executive  power  was  assigned  to  him, 
and  no  provision  was  made  for  the  choice  of  another 
vice-president  in  case  the  elected  vice-president, 
through  the  death,  resignation,  removal,  or  disability 
of  the  president,  became  president.  Between  the 
president  and  Congress,  on  the  other  hand,  a  certain 
connection  was  established  by  provisions  impowering 
the  president  to  suggest  desirable  legislation  and 
giving  him  a  qualified  veto  upon  bills  or  resolutions 
which  the  two  houses  might  pass. 

The  federal  judicial  system,  as  a  whole  the  most 
novel  feature  of  the  Constitution  in  comparison  with 
the  Articles  of  Confederation,  comprised  a  Supreme 
Court  and  such  lesser  courts  as  Congress  might  from 
time  to  time  create.  The  judges  of  all  the  courts, 
appointed  by  the  president  with  the  approval  of  the 
Senate,  were  protected  against  political  interference 
by  a  tenure  of  office  during  good  behavior  —  an  Eng- 
lish definition  which  meant  in  practice  tenure  for 
life  —  and  a  guaranty  that  their  salaries  should  not 
be  reduced  during  their  terms  of  service.  The  juris- 
diction of  the  federal  courts  was  carefully  guarded, 
but  the  all-important  supremacy  of  federal  law  was 
insured  by  the  provision  that  the  Constitution,  the 
laws  of  Congress,  and  treaties  should  be  "  the  supreme 
law  of  the  land,"  binding  upon  officials  and  courts 
of  the  States  as  well  as  upon  those  of  the  nation. 
With  federal  law  directly  applicable  to  individuals 
throughout  the  United  States,  devices  for  coercing  a 
State  in  case  of  neglect  or  disobedience  became  un- 


FRAMING    A   NATIONAL    CONSTITUTION       65 

necessary  except  in  the  event  of  open  rebellion,  and 
of  open  rebellion  the  Convention  was  not  called  upon 
to  think. 

The  powers  which  the  new  Constitution  granted 
to  Congress  insured  to  the  federal  government  an 
independent  revenue,  the  control  of  the  post  office 
and  of  interstate  and  foreign  commerce,  the  sole  right 
to  coin  money,  and  complete  authority  in  international 
relations.  The  admission  of  new  States  to  the  Union, 
together  with  the  administration  of  federal  territory 
not  yet  organized,  was  also  vested  in  Congress.  With 
the  grant  of  power,  however,  went  the  imposition  of 
obligations,  one  of  the  most  important  obligations 
being  that  which  bound  the  United  States  to  guaran- 
tee to  every  State  a  republican  form  of  government, 
to  protect  a  State  against  invasion,  and  to  aid  in 
the  suppression  of  domestic  violence  if  requested  to 
do  so  by  the  State  legislature  or  executive.  Domestic 
risings  such  as  had  lately  threatened  the  government 
of  Massachusetts,  if  they  occurred  again,  would  have 
now  to  reckon  with  a  federal  government  constitution- 
ally impowered  to   interfere. 

The  fact  that  the  Constitution  of  1787  has  never 
been  revised  as  a  whole,  and  that  amendments  of  its 
specific  provisions  have  for  more  than  one  hundred 
and  thirty  years  been  regarded  as  sufficient  to  adapt 
it  to  the  needs  of  a  growing  nation,  has  been  in  large 
measure  responsible  for  the  "  worship  of  the  Con- 
stitution "  which  foreign  critics  have  often  noted  as 
an  American  political  trait.     Historically  considered, 


66  AMERICAN    DEMOCRACY 

however,  the  Constitution  had  both  virtues  and  de- 
fects. The  virtues  were  many  and  great.  The  Con- 
stitution replaced  a  loose,  primitive,  and  hopelessly- 
inadequate  scheme  of  federal  government  with  a 
firmly-knit,  highly-organized,  and  practically  effec- 
tive plan.  It  gave  an  equitable  voice  in  national 
affairs  to  States  which  differed  widely  in  population 
and  economic  condition,  preserved  to  the  States  the 
control  of  their  domestic  affairs  at  the  same  time  that 
it  merged  their  common  interests  in  the  larger  general 
welfare  of  the  nation,  and  conferred  upon  the  federal 
government  the  powers  necessary  to  effective  existence 
without  thereby  making  the  federal  government 
absolute.  It  created  executive  and  judicial  depart- 
ments, and  defined  the  limits  of  their  powers  and  of 
those  of  the  legislature  at  the  same  time  that  it  pro- 
vided for  the  co-operation  of  Congress,  the  president, 
and  the  courts  in  the  joint  work  of  government.  Not 
the  least  of  its  virtues  was  that  it  was  brief  and  con- 
cise, drawing  broad  lines  and  framing  fundamental 
definitions.  Its  provisions  were  definite  enough  to 
sustain  all  the  powers  granted,  flexible  enough  to 
admit  of  application  to  changing  social  conditions, 
and  open  to  amendment  whenever  three-fourths  of 
the  States  could  agree  upon  a  change.  It  was  essen- 
tially a  practical  document,  drawn  up  by  practical 
men  to  meet  a  practical  need,  and  the  fact  that  it  has 
worked  in  the  main  as  it  was  expected  to  work  not- 
withstanding the  vast  social  changes  which  have  since 
taken  place  is  a  tribute  to  the  political  wisdom  of 


FRAMING    A    NATIONAL    CONSTITUTION       67 

the    statesmen    who    laboriously    hammered    it    into 
shape. 

The  defects  of  the  Constitution  were  chiefly  such 
as  time  alone  could  show.  The  overpowering  per- 
sonality of  Washington,  marking  him  out  beyond 
cavil  as  the  first  president  under  the  new  scheme, 
apparently  blinded  the  eyes  of  the  Convention  to  the 
inherent  weakness  and  possible  mischief  of  an  elec- 
toral procedure  under  which  a  majority  of  the  whole 
number  of  electors,  with  no  opportunity  for  joint 
consultation,  must  nevertheless  agree  upon  the  same 
candidate  if  the  choice  of  a  president  was  not  to  be 
thrown  into  the  House  of  Representatives.  The 
growth  of  political  parties  and  elaborate  party  organ- 
izations was  not  foreseen,  and  the  Constitution  in  fact 
contains  no  allusion  to  parties,  candidates,  or  plat- 
forms. Few  persons  anticipated  the  admission  to 
the  Union  of  a  long  series  of  new  States,  none  foresaw 
the  extension  of  American  territory  to  the  Pacific, 
Alaska,  and  the  islands  of  the  sea.  The  growth  of 
great  business  corporations,  the  struggles  of  capital 
and  labor,  and  a  host  of  economic  and  social  problems 
now  regarded  as  of  national  rather  than  State  con- 
cern, and  in  the  face  of  which  the  ancient  Constitution 
has  sometimes  been  subjected  to  grave  strain,  were 
all  in  the  future.  It  was  the  Constitution  rather  than 
the  nation  which  in  1787  led  the  way,  but  it  is  easy 
to  see  that  the  growth  of  the  nation  has  today  left 
the  Constitution  somewhat  behind. 

The    fundamental    weakness   of    the    Constitution, 


68  AMERICAN    DEMOCRACY 

viewed  from  the  standpoint  of  European  rather  than 
American  political  development,  lies  in  the  absence  of 
provisions  for  direct  popular  initiative  and  control  in 
federal   affairs.     The   English   theory   of   responsible 
government,   under  which   the   direction  of  national 
policy  is  vested  in  a  ministry  which  represents  the 
party   majority   for   the   time   being  in   the  popular 
branch  of  the  legislature,  finds  no  illustration  in  the 
American  Constitution  of   1787.     Instead,  the  Con- 
stitution prescribes  fixed  chronological  terms  of  six 
years  and  two  years   respectively   for   senators   and 
representatives,  and  creates  an  executive  head  who 
is  not  responsible  to  Congress,  performs  none  of  the 
functions  of  a  prime  minister,  and  only  indirectly  can 
control   or    direct   legislative   action.      The   member- 
ship of  the  House  of  Representatives  is  renewed  as  a 
whole  every  two  years.     The  members  of  the  first 
Senate  were  divided  by  the  Constitution  into  three 
classes  elected  for  two,   four,  and  six  years  respec- 
tively, so  that  while  the  maximum  term  is  six  years, 
in  practice  the  renewal  of  one-third  of  the  member- 
ship of  the  Senate  coincides  with  the  biennial  renewal 
of  the  entire  membership  of  the  House.     A  change  of 
public  sentiment  which  showed  itself  in  a  complete 
alteration  of  the  party  complexion  of  the  House  could 
not,  accordingly,   affect  more  than  one-third  of  the 
Senate,   while   the   four-year   term   of   the   president 
overlaps  two  full  terms  of  the  House  and  is  itself 
overlapped  by  the  full  term  of  the  Senate.     There  is 
no  way  in  which  members  of  the  House  can  be  called 


FRAMING    A   NATIONAL    CONSTITUTION       69 

to  account  by  their  constituents  before  the  expiration 
of  the  chronological  period  of  two  years,  and  the 
Senate,  prior  to  the  adoption  of  a  recent  amendment, 
was  removed  from  direct  popular  control  by  the  fact 
that  its  members  were  chosen  by  the  State  legisla- 
tures. 

The  reason  for  the  adoption  of  this  rigid  system 
instead  of  a  system  generally  spoken  of  as  popular 
or  responsible  were  mainly  two.  The  first  was  the 
absence  as  yet  of  national  political  parties  organized 
for  the  support  of  national  policies.  The  beginnings 
of  American  parties  date  only  from  the  submission  of 
the  Constitution  of  1787  to  the  States  for  ratification, 
and  the  first  national  elections  were  those  for  which 
the  Constitution  itself  provided.  Neither  nominating 
conventions  nor  formal  platforms  were  to  appear  for 
more  than  forty  years.  To  have  constructed  a 
national  government  which  embodied  the  principles 
of  ministerial  responsibility  and  control  such  as  in 
theory,  although  at  the  time  very  little  in  practice, 
prevailed  in  England  would  have  been  to  frame  a 
constitution  for  political  conditions  which  did  not  yet 
exist. 

The  second  reason  was  the  underlying  fear  which 
a  majority  of  the  Convention  felt  of  too  great  popular 
control.  No  State  as  yet  had  universal  manhood 
suffrage,  and  the  connection  between  voting  and 
property  holding  was  everywhere  recognized  as  one 
rightly  to  be  maintained.  The  system  of  so-called 
"  checks  and  balances  "  which  set  the  Senate  over 


70  AMERICAN    DEMOCRACY 

against  the  House  of  Representatives,  the  executive 
against  the  Congress,  and  the  States  against  the 
federal  government,  while  primarily  intended  to  pre- 
serve the  States,  the  nation,  and  the  several  depart- 
ments of  the  government  from  encroachment  one 
upon  the  other,  operated  equally  to  make  the  federal 
government  secure  against  sudden  or  radical  changes 
of  public  opinion;  and  such  security  the  Convention 
obviously  tried  to  attain.  The  new  frame  of  govern- 
ment did  indeed  insure  government  by  the  people, 
but  "  the  people  "  were  long  to  be  regarded  not  as  the 
whole  nation  taken  together  and  governing  directly 
through  elected  representatives,  but  rather  as  a  select 
minority  fitted  by  education,  property,  and  social 
position  for  the  high  duties  of  voting  and  the  special 
privilege  of  holding  office.  The  growth  of  democracy 
waited  upon  the  growth  of  nationality. 

A  comparison  of  the  texts  of  the  Articles  of  Con- 
federation and  the  Constitution  shows  many  similari- 
ties of  phrase,  and  a  number  of  the  provisions  of  the 
earlier  document  were  transferred  bodily  to  the  later 
instrument.  Only  a  liberal  use  of  language,  however, 
could  regard  the  Constitution  as  a  revision  of  the 
Articles,  and  the  procedure  which  the  Convention 
agreed  upon  for  the  adoption  of  the  Constitution  by 
the  States  was  as  revolutionary  as  was  the  other 
action  taken.  The  Articles,  it  will  be  remembered, 
could  be  amended  only  with  the  consent  of  all  the 
States.  There  was  only  too  much  reason  to  fear  that 
some  of  the  States  would  object,  and  the  Constitution 


FRAMING   A   NATIONAL    CONSTITUTION       71 

itself  accordingly  provided  that  ratification  by  con- 
ventions in  nine  States  should  be  sufficient  to  put 
the  Constitution  into  effect  for  those  nine.  What 
would  happen  if  the  States  which  refused  or  neglected 
to  ratify  should  insist  upon  their  rights  under  the 
Articles  was  not  clear,  but  it  was  apparently  assumed 
that  if  nine  States  accepted  the  Constitution  the 
superiority  of  the  new  system  would  eventually  win 
the  adhesion  of  the  others.  The  Constitution  was 
accordingly  transmitted  to  Congress  with  the  request 
that  it  be  submitted  to  the  States  for  ratification  by 
conventions  in  accordance  with  its  terms. 

The  submission  of  the  Constitution  to  the  States 
made  public  for  the  first  time  the  text  of  the  docu- 
ment, and  within  and  without  the  State  conventions 
party  lines  speedily  formed.  Innumerable  objections 
to  details  were  of  course  raised,  but  the  objection 
that  the  Convention  had  exceeded  its  authority  in 
framing  a  new  constitution  instead  of  revising  an  old 
one  had  weight  with  those  only  who  enjoyed  splitting 
technical  hairs.  The  most  fundamental  criticism  had 
to  do  with  the  essential  nature  of  the  new  federal 
scheme,  and  in  particular  with  the  mutual  relations 
of  nation  and  States.  The  champions  of  the  Con- 
stitution, taking  the  name  of  Federalists,  while  insist- 
ing that  a  new  government  would  be  useless  unless 
it  was  strong  where  the  Confederation  was  weak,  took 
pains  to  point  out  that  the  proposed  federal  govern- 
ment would  possess  only  such  powers  as  the  States 
delegated  to  it,  and  that  whatever  was  not  granted 


72  AMERICAN    DEMOCRACY 

was  to  be  understood  as  withheld.  The  national 
government  must  be  independent  and  efficient,  other- 
wise it  would  not  long  endure,  but  there  was  no 
danger,  it  was  urged,  that  the  States  would  be  reduced 
to  inferiority,  because  the  control  of  their  own  domes- 
tic affairs  and  large  powers  of  government  generally 
would  still  rest  with  them.  Accordingly  the  omission 
of  a  bill  of  rights,  the  absence  of  which  provoked 
immediate  and  general  criticism,  was  not  important 
because  none  of  the  personal  privileges  and  immuni- 
ties which  the  traditional  bill  of  rights  embodied  was 
affected  by  any  of  the  powers  given  by  the  Consti- 
tution to  the  federal  government. 

The  argument  was  satisfactory  to  those  who  wanted 
a  strong  central  government,  able  to  deal  with  finance 
and  trade  and  capable  of  inspiring  respect  among  the 
nations.  It  was  not  at  all  convincing  to  the  Anti- 
Federalists,  who  dreaded  the  encroachment  of  a 
strong  federal  authority  and  preferred  to  trust  the 
States  rather  than  the  nation.  Patrick  Henry  warned 
the  Virginia  convention  of  the  anticipated  danger,  and 
further  pointed  out  that,  once  in  the  new  union,  no 
State  could  withdraw.  The  difference  between  the 
Federalists  and  the  Anti-Federalists  at  this  stage 
should  be  correctly  understood.  No  one  wished  to 
perpetuate  the  weaknesses  of  the  Confederation;  no 
one  desired  a  national  government  which  could  not 
command  respect.  To  the  Federalists,  however,  the 
hope  of  developing  a  strong  nation  lay  in  the  creation 
of  a  strong  centralized  government,  while  to  the  Anti- 


FRAMING    A    NATIONAL    CONSTITUTION       73 

Federalists  such  a  hope  seemed  most  likely  to  be 
realized  by  preserving  a  high  degree  of  State  inde- 
pendence and  reducing  the  powers  of  the  national 
government  to  the  lowest  practicable  terms.  Over 
these  two  divergent  points  of  view  American  political 
parties  were  to  fight  their  battles  for  more  than 
seventy  years. 

Happily  for  the  nation  the  victory  lay  with  the 
Federalists.  On  December  7,  1787,  Delaware  rati- 
fied the  Constitution,  and  on  June  21,  1788,  the 
affirmative  vote  of  New  Hampshire  brought  the  num- 
ber of  ratifying  States  to  the  prescribed  nine.  In 
Delaware,  New  Jersey,  and  Georgia  acceptance  had 
been  unanimous,  and  the  majorities  in  Pennsylvania, 
Connecticut,  Maryland,  and  South  Carolina  were 
large.  In  Massachusetts,  on  the  other  hand,  where 
opposition  was  curiously  strong,  ratification  was 
secured  only  by  the  close  vote  of  187  to  168,  and 
the  vote  in  New  Hampshire  stood  57  to  46.  With 
the  ratification  of  New  Hampshire,  the  ninth  State, 
the  Constitution  was  technically  in  force.  Two  of  the 
most  important  States,  however,  Virginia  and  New 
York,  had  not  yet  ratified,  and  without  their  support 
the  union  would  fail.  Fortunately  the  question  did 
not  come  to  an  issue,  the  ratification  of  Virginia  fol- 
lowing only  four  days  after  that  of  New  Hampshire, 
while  New  York  ratified  in  July.  In  each  of  these 
States  the  margin  of  assent  was  slight,  the  vote  of 
Virginia  standing  89  to  79  and  that  of  New  York  30 
to  28.    In  North  Carolina  and  Rhode  Island  political 


74  AMERICAN    DEMOCRACY 

controversies  long  prevented  ratification,  and  neither 
of  these  States  was  represented  in  the  new  union  until 
some  time  after  the  new  federal  government  had  been 
put  into  operation. 

More  than  forty  years  later,  in  the  great  debate  in 
the  Senate  between  Webster  and  Hayne,  the  question 
was  raised  as  to  who  ratified  the  Constitution.  Web- 
ster, expounding  a  large  nationalist  view,  insisted  that 
ratification,  although  in  form  the  work  of  State  con- 
ventions, was  in  fact  the  solemn  act  of  the  people  of 
the  whole  United  States,  and  that  the  States  as  such 
were  not  parties  to  the  agreement.  Hayne,  who  was 
supporting  the  attempt  of  South  Carolina  to  nullify 
an  act  of  Congress  so  far  as  the  territory  and  people 
of  that  State  were  concerned,  insisted  that  ratification 
was  the  work  of  the  States,  and  that  "  the  people  of 
the  United  States  "  was  a  meaningless  phrase  since 
the  only  "people  "  in  1787-88  was  the  people  of  the 
several  States.  The  letter  of  the  Constitution  sus- 
tained the  argument  of  Hayne,  but  the  theory  of 
Webster,  embodied  in  the  constitutional  law  of  the 
United  States,  was  the  theory  of  nationality  and  the 
only  one  upon  which  the  nation  could  oppose  dis- 
union. Four  years  of  civil  war,  however,  were 
necessary  before  the  old  theory  of  State  rights  was 
finally  disposed  of  and  the  national  theory  of  the 
Constitution  established. 

One  notable  piece  of  legislation,  profoundly  affect- 
ing the  future  of  the  United  States,  had  come  from 
Congress   during  the  sessions  of   the   Constitutional 


FRAMING   A   NATIONAL    CONSTITUTION       75 

Convention.  In  July,  1787,  an  ordinance  had  been 
passed  for  the  organization  and  government  of  the 
territory  of  the  United  States  northwest  of  the  Ohio 
river.  A  provisional  government  under  a  governor 
and  council  was  provided  for,  but  whenever  any  por- 
tion of  the  territory  attained  a  population  of  sixty 
thousand  it  was  to  be  entitled  to  admission  to  the 
Union  as  a  State  on  a  footing  of  equality  with  the 
other  States.  Not  less  than  three  nor  more  than  five 
States  were  to  be  formed  out  of  the  region,  and  in 
each  of  them  slavery  was  to  be  prohibited.  The 
ordinance  marked  the  beginning  of  the  system  of 
territorial  government  which  existed  until  compara- 
tively recent  years,  and  the  present  States  of  Ohio, 
Indiana,  Illinois,  Michigan,  and  Wisconsin  have  the 
ordinance  of  1787  as  a  part  of  their  fundamental  law. 
Provisional  governments,  not  as  yet  recognized  by 
Congress,  had  already  been  set  up  in  Vermont  and 
Kentucky,  and  settlement  was  spreading  into  Tennes- 
see, so  that  with  the  prospect  of  a  State  government 
in  Ohio  the  thirteen  original  States  seemed  likely  in 
a  few  years  to  have  their  number  increased  to  at 
least  sixteen  or  seventeen.  It  was  with  this  modest 
expansion  in  mind  that  the  Constitutional  Convention 
gave  to  Congress  the  right  to  admit  new  States,  but 
with  the  proviso  that  no  new  State  should  be  formed 
out  of  another  State  or  by  uniting  two  or  more  States 
or  parts  of  States  without  the  consent  of  the  States 
concerned  as  well  as  of  Congress. 
As  soon  as  the  adoption  of  the  Constitution  by  the 


76  AMERICAN    DEMOCRACY 

ratification  of  eleven  States  was  assured,  Congress 
took  the  necessary  steps  to  put  the  new  government 
into  operation.  The  first  Wednesday  of  January, 
1789,  was  designated  as  the  date  for  the  choice  of 
presidential  electors,  the  first  Wednesday  of  February 
as  the  date  at  which  the  electors  should  meet  and  cast 
their  votes  for  president  and  vice-president,  and  the 
first  Wednesday  in  March  as  the  date  for  the  inaugu- 
ration of  the  new  government.  In  the  absence  of 
party  organizations  and  nominating  machinery  the 
system  of  independent  and  isolated  selection  which 
the  Constitution  had  provided  was  left  to  work  out 
such  results  as  it  might.  That  the  scheme  did  not 
break  down  completely  at  the  start  was  due  solely  to 
the  general  expectation  that  Washington  would  be 
the  first  president,  and  the  electors  met  that  expecta- 
tion by  making  him  their  unanimous  choice.  With 
regard  to  the  vice-presidency,  on  the  other  hand, 
there  was  no  such  unanimity,  and  the  choice  of  John 
Adams,  while  representing  the  largest  number  of 
votes  cast  for  any  candidate  except  Washington, 
represented  also  a  minority  of  the  whole  number  of 
votes  cast.  Until  1804,  however,  the  Constitution 
required  a  majority  vote  only  in  the  case  of  the 
president,  the  vice-president  being  chosen  by  a 
plurality. 

Pending  the  selection  of  a  site  for  a  national  capital 
it  had  been  agreed  that  the  new  government  should 
be  inaugurated  at  New  York.  The  journey  of  Wash- 
ington from  Mount  Vernon  was  a  triumphal  progress, 


FRAMING    A   NATIONAL    CONSTITUTION       77 

towns  and  States  vying  with  one  another  in  doing 
honor  to  the  first  citizen  of  the  reorganized  republic. 
But  difficulties  of  communication  and  travel,  together 
with  the  dilatory  habits  which  the  lax  times  of  the 
Confederation  had  encouraged,  made  the  new  Con- 
gress late  in  assembling,  and  it  was  several  weeks 
before  the  two  houses  were  able  to  organize.  In  an 
impressive  ceremony  of  inauguration,  delayed  until 
April  30,  Washington  took  the  oath  of  office,  read  a 
brief  address,  and  the  first  presidential  administration 
began.  For  his  services  as  commander-in-chief  dur- 
ing the  Revolution  Washington  had  declined  to  accept 
compensation,  asking  only  that  his  necessary  expenses 
be  reimbursed,  and  he  now  followed  the  same  course 
as  president. 

With  the  inauguration  of  the  new  government 
under  the  Constitution  the  Congress  of  the  Con- 
federation, which  for  some  weeks  before  had  held  no 
sessions,  ceased  to  have  a  legal  existence.  There 
were  none  to  mourn  its  going,  but  its  record,  weak 
indeed  in  comparison  with  that  of  the  powerful  body 
to  which  it  gave  place,  had  not  been  without  honor. 
It  had  made  the  peace  which  recognized  the  inde- 
pendence of  the  United  States.  It  had  held  the 
nation  together  in  the  face  of  bankruptcy,  economic 
prostration,  and  social  confusion.  It  had  provided  a 
governmental  organization  for  the  western  territory 
and  paved  the  way  for  the  admission  of  new  States. 
It  had  summoned  the  Constitutional  Convention  and 
directed  the  transition  from  the  old  government  to 


78  AMERICAN    DEMOCRACY 

the  new.  Its  weakness  was  the  weakness  of  the  loose 
confederated  system  under  which  it  worked  —  a  sys- 
tem which  magnified  the  States  at  the  expense  of  the 
nation  and  exposed  the  national  government  to  vexa- 
tious obstruction.  That  the  Congress  could  have 
done  much  better  few  would  now  care  to  affirm;  that 
it  did  as  well  as  it  did  was  to  its  credit. 

With  a  scheme  of  government  indefinitely  superior 
to  that  which  it  had  hitherto  possessed  and  with  a 
president  who  commanded  universal  affection  and 
respect,  the  Republic  passed  into  a  new  stage  of  its 
career.  There  remained  the  task  of  organizing  the 
system  which  the  Constitution  outlined,  of  binding 
the  States  together  in  a  new  loyalty,  and  of  making 
the  United  States  a  nation  in  fact  as  well  as  in  name. 


CHAPTER   IV 

THE    ORGANIZATION    OF    GOVERNMENT 
AND    POLITICS 

The  United  States  of  1789  occupied  a  continental 
area  considerably  less  than  one-third  of  that  to  which 
the  republic,  exclusive  of  Alaska,  now  extends.  The 
population,  slightly  less  than  four  million  in  1790, 
the  first  census  year,  had  already  begun  an  irregular 
movement  westward,  but  four-fifths  of  the  population 
was  still  to  be  found  within  a  comparatively  short 
distance  of  the  Atlantic.  There  were  as  yet  few 
large  towns,  the  most  important  being  Boston,  New 
York,  Philadelphia,  and  Charleston.  To  the  north 
lay  the  British  possessions  in  Canada,  to  the  south  the 
Spanish  provinces  of  East  and  West  Florida  barred 
access  to  the  Gulf  of  Mexico  save  by  way  of  the 
Mississippi,  and  the  vast  region  west  of  the  Missis- 
sippi also  belonged  to  Spain.  The  treaty  of  peace 
with  Great  Britain  had  proclaimed  freedom  of  navi- 
gation on  the  Mississippi  and  its  tributaries,  but  Spain 
held  the  mouth  of  the  river  and  New  Orleans,  and  it 
was  some  years  before  unimpeded  access  to  the  gulf 
was  secured.  The  boundary  line  between  the  Ameri- 
can and  British  possessions,  defined  in  terms  by  the 
peace  treaty,  had  not  yet  been  run,  and  more  than 

79 


80  AMERICAN    DEMOCRACY 

fifty  years  were  to  pass  before  the  last  remnants  of 
boundary  controversy  disappeared. 

The  political  subdivisions  of  the  United  States 
comprised  the  thirteen  original  States  and  the  North- 
west Territory.  Vermont,  which  had  maintained  an 
independent  political  organization  since  the  Revo- 
lution, was  ready  for  admission  as  a  State  as  soon  as 
the  opposition  of  New  York  and  New  Hampshire, 
which  between  them  claimed  jurisdiction  over  the 
region,  should  be  withdrawn.  The  District  of  Maine, 
substantially  identical  in  area  with  the  present  State, 
was  a  part  of  Massachusetts,  although  separated  from 
Massachusetts  proper  by  the  intervening  State  of 
New  Hampshire.  The  admission  of  Kentucky 
awaited  the  consent  of  North  Carolina,  which  had  not 
yet  ratified  the  Constitution  but  which  asserted  a 
shadowy  jurisdiction  over  the  Kentucky  settlements; 
and  the  admission  of  three,  four,  or  five  States  out  of 
the  Northwest  Territory  had  already  been  promised 
whenever  the  requirement  of  the  ordinance  of  1787 
regarding  population  should  be  met.  A  region  not 
exceeding  ten  miles  square,  the  location  of  which  had 
not  yet  been  determined,  to  be  acquired  by  cession  on 
the  part  of  one  or  more  States,  had  been  assigned  by 
the  Constitution  to  the  exclusive  jurisdiction  of  Con- 
gress as  the  seat  of  the  national  government. 

Each  of  the  States  had  an  organized  government 
based  upon  a  written  constitution.  The  State  con- 
stitutions differed  widely  in  form  and  content,  and  in 
Connecticut  and  Rhode  Island  the  colonial  charters 


ORGANIZATION    OF    GOVERNMENT  Si 

of  the  previous  century,  amended  by  substituting  the 
authority  of  the  State  for  that  of  the  crown,  continued 
to  serve  for  many  years  the  purpose  of  constitutions. 
In  every  State,  however,  legislative,  executive,  and 
judicial  powers  were  more  or  less  clearly  separated, 
State  officers  and  members  of  the  legislature  were 
elected  for  short  terms,  and  appropriate  forms  of 
local  government  served  local  needs.  In  New  Eng- 
land, where  compact  settlements  were  numerous,  the 
local  government  was  the  town;  in  the  more  sparsely 
settled  South,  the  county;  while  in  the  middle  Atlantic 
States  the  two  forms  were  variously  combined.  City 
government  was  still  in  its  infancy,  but  a  few  com- 
munities had  special  forms  of  municipal  organization. 
A  property  qualification  for  voting  and  holding  office 
was  practically  universal,  and  the  percentage  of  voters 
to  population  was  from  two  to  five  times  less  than 
the  present  average. 

The  Congress  which  assembled  in  March  and  April, 
1789,  faced  a  colossal  task.  There  was  a  written 
Constitution  to  interpret  and  a  national  government  to 
organize.  All  of  the  debts  which  the  Congress  of  the 
Confederation  had  contracted  and  all  of  the  other 
engagements  which  it  had  entered  into  were  by  the 
Constitution  made  binding  upon  the  new  govern- 
ment, but  almost  the  only  action  of  the  earlier  Con- 
gress which  could  be  called  legislation  was  the  ordi- 
nance of  1787,  which  the  new  Congress  promptly  con- 
firmed. A  department  of  foreign  affairs,  a  depart- 
ment of  war,  a  finance  department,  and  an  office  of 


82  AMERICAN    DEMOCRACY 

postmaster  general  had  been  created  under  the  Con- 
federation, but  with  these  exceptions  there  was  hardly 
the  intimation  of  a  federal  administrative  system  to 
be  taken  over.  The  new  congressional  system  of  two 
houses  bore  little  resemblance  to  the  previous  system 
of  a  single  chamber,  while  for  the  organization  of  the 
federal  courts  there  were  no  federal  precedents  what- 
ever. For  all  practical  purposes  the  work  of  organ- 
ization had  to  be  begun  at  the  foundation. 

The  Federalist  and  Anti-Federalist  parties  which 
had  been  formed  while  the  Constitution  was  before 
the  States  for  ratification  continued  into  the  con- 
stitutional period,  but  with  important  changes  in 
character  and  purpose.  The  Federalists,  who  had 
championed  the  Constitution  when  it  was  submitted 
and  later  had  won  the  battle  in  the  State  conventions, 
had  succeeded  in  winning  all  the  seats  in  the  Senate 
and  more  than  four-fifths  of  the  seats  in  the  House 
of  Representatives,  and  the  Federalist  majority  now 
set  itself  to  organize  a  strong  national  government 
based  upon  a  liberal  interpretation  of  the  consti- 
tutional provisions.  The  Anti-Federalists,  with  oppo- 
sition to  the  Constitution  no  longer  an  issue,  found 
their  platform  in  a  strict  construction  of  the  Con- 
stitution and  a  limitation  of  the  powers  of  the  federal 
government  to  the  authority  clearly  granted.  The 
marked  legal  character  which  American  political 
debate  exhibited  for  nearly  a  century  was  the  direct 
result  of  these  early  party  differences. 

The   position   of   Washington   was    peculiar.    His 


ORGANIZATION    OF    GOVERNMENT  83 

political  sympathies  were  with  the  Federalists,  and 
his  appointments  to  office  as  a  whole  favored  that 
party.  On  the  other  hand  the  presidency,  as  he  con- 
ceived it,  was  essentially  a  nonpartisan  office,  far  more 
akin  to  the  constitutional  position  of  the  crown  in 
Great  Britain  than  to  that  of  presidential  party 
leadership  at  the  present  time.  When,  accordingly, 
Congress  shortly  created  the  executive  offices  of  secre- 
tary of  foreign  affairs  (soon  changed  to  secretary  of 
state),  secretary  of  the  treasury,  and  secretary  of  war 
(including  for  several  years  the  navy),  together  with 
the  office  of  attorney  general,  Washington  apportioned 
the  appointments  equally  between  Federalists  and 
Anti-Federalists.  The  first  secretary  of  state,  Jeffer- 
son, was  the  intellectual  leader  and  presently  the 
controlling  political  head  of  the  Anti-Federalists,  and 
the  first  attorney  general,  Edmund  Randolph  of  Vir- 
ginia, was  of  the  same  party.  The  secretaryship  of 
the  treasury,  on  the  other  hand,  far  more  important 
at  the  moment  than  the  portfolio  of  foreign  affairs, 
was  given  to  Alexander  Hamilton  of  New  York,  the 
intellectual  leader  of  the  Federalists,  and  another 
Federalist,  General  Henry  Knox  of  Massachusetts, 
was  made  secretary  of  war.  It  did  not  escape  notice 
that  two  of  the  four  secretaries  were  from  the  same 
State  as  the  president,  and  that  the  important  State 
of  Pennsylvania  had  been  passed  over. 

The  practice  which  Washington  early  adopted  of 
calling  for  the  opinions  of  these  heads  of  departments, 
not  merely  upon  subjects  "  relating  to  the  duties  of 


84  AMERICAN    DEMOCRACY 

their  respective  offices "  as  the  Constitution  pre- 
scribes, but  upon  questions  of  general  policy  as  well, 
created  the  cabinet.  The  name,  borrowed  from  Eng- 
land, was  a  misnomer,  for  the  heads  of  the  American 
executive  departments  were  not  ministers  in  the 
English  sense,  they  were  not  responsible  to  Congress 
for  the  tenure  of  their  offices,  and  neither  collectively 
nor  in  conjunction  with  the  president  were  they 
charged  by  the  Constitution  or  by  Congress  with  for- 
mulating or  directing  government  policy.  They  were 
only  chief  clerks,  holding  office  at  the  discretion  of  the 
president  and  subject  to  his  control.  Washington 
felt  the  need  of  advice,  however,  and  consulted  his 
cabinet  frequently,  and  the  anomalous  and  peculiarly 
American  institution  continued  notwithstanding  that 
a  number  of  presidents  made  but  little  use  of  it. 

The  energy  and  sagacity  with  which  Congress 
addressed  itself  to  the  organization  of  the  federal 
system  make  the  years  of  Washington's  first  adminis- 
tration among  the  most  notable  in  the  history  of  the 
nation.  A  long  series  of  statutes,  many  of  whose 
provisions  are  still  in  force,  provided  for  the  work  of 
the  executive  departments,  the  army  and  navy,  and 
the  post  office,  established  a  decimal  system  of  coin- 
age, gave  legal  protection  to  authors  and  inventors  in 
copyrights  and  patents,  established  rules  for  the 
naturalization  of  foreigners  and  the  registration  of 
shipping,  and  provided  for  the  survey  and  sale  of 
public  lands.  A  protective  tariff  act  levied  discrimi- 
nating duties  on  a  considerable  list  of  imported  articles 


ORGANIZATION    OF    GOVERNMENT  85 

with  the  avowed  purpose  of  encouraging  American 
manufactures.  The  great  judiciary  act  of  1789 
created  a  federal  district  court  for  each  State,  grouped 
the  States  in  three  circuits  over  whose  courts  the 
justices  of  the  Supreme  Court  were  to  preside,  and 
regulated  the  jurisdiction  and  procedure  of  the  courts 
and  the  process  of  appeal  from  a  lower  court  to  a 
higher.  As  the  United  States,  being  a  government 
of  delegated  powers,  had  no  common  law  such  as  each 
of  the  States  had  inherited  from  England,  there  could 
be  no  common  law  offences  against  the  nation,  and  an 
act  was  accordingly  passed  defining  certain  crimes 
against  the  United  States  and  providing  for  their 
punishment. 

Washington  was  free  to  try  the  experiment  of  a 
bipartisan  cabinet,  but  political  partisanship  and  per- 
sonal rivalries  could  not  long  be  kept  out  of  Congress 
when  great  questions  of  national  policy  were  at  stake. 
The  first  great  controversy,  destined  to  have  a  pro- 
found influence  for  many  years  upon  the  course  of 
party  development,  arose  over  the  question  of  the 
national  debt.  Hamilton,  who  as  secretary  of  the 
treasury  had  been  called  upon  by  the  House  of  Repre- 
sentatives to  submit  a  plan,  proposed  a  funding 
scheme  under  which  not  only  the  federal  debt,  ac- 
crued interest  as  well  as  principal  and  domestic 
indebtedness  equally  with  foreign  loans,  but  also  the 
Revolutionary  debts  of  the  States  should  all  be  as- 
sumed by  the  United  States  as  a  funded  or  consoli- 
dated   national    debt.     The    total    amount    of    this 


86  AMERICAN    DEMOCRACY 

indebtedness  was  about  eighty  million  dollars,  of 
which  approximately  twenty-five  million  dollars 
represented  the  debts  of  the  States.  The  existing 
paper  currency  was  so  nearly  worthless  that  no  at- 
tempt was  made  to  redeem  it,  but  provision  was  made 
for  receiving  the  paper  money  in  payment  of  sub- 
scriptions to  the  proposed  new  loan  for  which  the 
funding  scheme  called. 

Immediate  and  violent  opposition  to  the  plan  ap- 
peared both  in  Congress  and  in  the  country.  The 
aggregate  of  the  proposed  debt,  it  was  declared,  was 
appalling  and  the  amount  could  never  be  paid.  The 
principal  and  interest  of  the  foreign  loans  must  pre- 
sumably be  paid  in  full  if  embarrassing  complications 
abroad  were  to  be  avoided,  but  why  pay  interest  upon 
interest  by  turning  the  arrears  of  interest  upon  both 
foreign  and  domestic  debt  into  a  new  principal? 
Hamilton  had  proposed  to  assume  the  old  debt  at  its 
face  value,  but  all  of  the  old  issues  of  certificates  were 
heavily  depreciated,  and  much  of  the  debt  was  notori- 
ously held  by  speculators  who  had  bought  at  a  ruin- 
ously low  figure  on  the  chance  of  a  rise.  It  would 
be  a  gross  injustice,  the  opponents  of  the  plan  insisted, 
to  reward  speculators  who  had  taken  a  gambling 
chance,  and  neglect  the  original  holders  of  the  debt 
who,  perhaps  from  sheer  necessity,  had  parted  with 
their  investment  at  a  loss.  The  opposition  to  the 
proposed  assumption  of  the  State  debts  was  par- 
ticularly violent.  Not  all  of  the  States  were  equally 
in  debt;  some  had  already  paid  a  part  of  their  indebt- 


ORGANIZATION    OF    GOVERNMENT  87 

edness,  and  reimbursement  would  be  a  gift  out  of 
hand;  others  had  paid  nothing,  and  to  them  reim- 
bursement would  be  equivalent  to  approval  of  their 
neglect.  It  was  intimated  that  Hamilton  and  his 
friends  were  in  league  with  the  speculators  and  the 
monied  classes,  and  the  presentation  of  the  report 
was  declared  to  have  started  numerous  agents  on 
their  travels  in  search  of  debt  holders  who  would  sell. 
Hamilton  had  anticipated  most  of  the  objections, 
and  the  arguments  with  which  he  combatted  them 
were  a  lesson  in  ethics  quite  as  much  as  in  public 
finance.  The  foundation  of  national  credit,  he 
pointed  out,  was  good  faith,  and  good  faith  implied  a 
scrupulous  performance  of  engagements  in  accord- 
ance with  their  terms.  A  certificate  of  national  in- 
debtedness was  a  promise  on  the  part  of  the  govern- 
ment to  pay  to  the  holder  the  full  amount  for  which 
the  certificate  called,  and  the  holder,  whether  or  not 
he  was  the  original  purchaser,  should  be  taught  that 
the  promise  of  the  government  was  good.  If,  accord- 
ingly, the  original  owner  had  parted  with  his  certifi- 
cate for  less  than  its  face  value  with  interest,  his 
loss  was  a  proper  penalty  for  his  want  of  faith  in 
the  government;  while  as  for  the  present  holder  who 
had  bought  the  certificate  at  a  discount,  his  position 
was  identical  with  that  of  the  original  purchaser  so 
far  as  the  obligation  of  the  government  to  pay  the 
full  amount  called  for  was  concerned.  The  arrears 
of  interest  were  as  much  an  obligation  as  the  prin- 
cipal, but  since  under  the  circumstances  the  entire 


88  AMERICAN    DEMOCRACY 

arrearage  could  not  well  be  paid  at  once  any  more 
than  could  the  entire  principal  of  the  debt,  the  only 
just  method  was  to  treat  it  as  a  part  of  the  new  prin- 
cipal. As  for  the  debts  of  the  States,  they  equally 
with  the  national  debt  were  the  price  of  liberty,  and 
the  nation  which  had  won  its  independence  because 
of  what  the  States  had  done  ought  now  to  assume  the 
State  debts  as  a  common  charge. 

The  argument  could  not  be  answered,  but  a 
political  bargain  was  nevertheless  necessary  to  carry 
the  funding  bill  through  Congress.  The  question  of 
the  location  of  the  national  capital  had  aroused  keen 
rivalry  between  States  and  sections,  and  the  general 
understanding  that  Washington  and  Jefferson  favored 
the  selection  of  a  site  on  the  Potomac,  the  title  to 
which  Virginia  and  Maryland  were  prepared  to  cede, 
met  with  strong  opposition  in  the  middle  States  and 
New  England.  Jefferson,  on  the  other  hand,  to- 
gether with  many  members  of  Congress  from  the 
South,  was  bitterly  opposed  to  the  funding  plan,  and 
the  opposition  votes  seemed  likely  to  be  sufficient  to 
defeat  the  bill.  Hamilton,  who  had  the  support  of 
the  northern  Federalists,  saved  his  scheme  by  an 
agreement  with  Jefferson  under  which,  in  return  for 
enough  southern  votes  to  insure  the  passage  of  the 
bill,  northern  members  agreed  to  the  location  of  the 
capital  on  the  Potomac.  The  funding  bill  became 
law,  the  new  loan  was  promptly  subscribed,  and  the 
crucial  question  of  the  debt  ceased  to  be  either  a 
danger  or  an  anxiety. 


ORGANIZATION    OF    GOVERNMENT  89 

The  funding  of  the  debt  was  only  a  part  of  Hamil- 
ton's far-reaching  plan.  Financial  machinery  was 
still  lacking,  and  the  federal  mint,  whose  only  output 
for  some  time  was  copper  cents,  could  not  meet  the 
imperative  need  for  a  national  currency.  Hamilton 
accordingly  proposed  the  incorporation  of  a  national 
bank.  The  bank,  comparable  in  its  organization  to 
the  Bank  of  England  rather  than  to  the  present 
national  banks,  was  to  be  a  private  corporation  twenty 
per  cent,  of  whose  capital  of  ten  million  dollars  was 
to  be  subscribed  by  the  United  States,  with  a  corre- 
sponding representation  of  the  government  on  the 
board  of  directors  and  close  government  supervision 
of  operations.  The  bank  was  to  act  as  the  fiscal 
agency  of  the  government  and  serve  as  the  repository 
of  government  funds,  in  return  for  which  services  it 
was  to  have  the  privilege  of  issuing  paper  currency 
which  the  government  agreed  to  receive  so  long  as 
the  notes  circulated  at  par.  The  charter  of  the  bank 
was  to  run  for  twenty  years,  and  during  that  time  no 
other  similar  institution  was  to  be  created. 

The  proposal  of  a  bank  precipitated  another  violent 
debate  in  which  Jefferson,  chagrined  at  his  own  share 
in  the  success  of  the  funding  scheme  and  now  openly 
in  opposition  to  the  great  secretary,  took  a  leading 
part.  It  was  insisted  that  the  bank  was  a  monopoly, 
that  it  would  be  able  to  coerce  the  States,  and  that 
nowhere  in  the  Constitution  was  authority  for  the 
creation  of  a  bank  or  any  other  kind  of  corporation 
to  be  found.     The  constitutional  objection,  raised  at 


90  AMERICAN    DEMOCRACY 

a  time  when  the  supreme  court  had  as  yet  rendered 
no  important  decisions,  went  to  the  roots  of  the 
theory  of  the  national  government.  There  was  no 
question  but  that  the  Constitution  contained  no  refer- 
ence to  corporations  or  to  banks;  and  if  the  Consti- 
tution represented  a  specific  grant  of  power,  and  if 
what  was  not  clearly  granted  was  to  be  understood  as 
withheld,  on  what  ground  could  an  action  to  which 
the  Constitution  made  neither  direct  nor  indirect 
allusion  be  sustained? 

There  were  Federalist  votes  enough  to  pass  the 
bank  bill,  but  Washington,  moved  by  the  violent 
attacks  in  Congress  and  himself  apparently  somewhat 
in  doubt,  called  for  the  written  opinions  of  his 
cabinet  before  affixing  his  signature.  The  opinion  of 
Jefferson,  to  which  that  of  Randolph,  the  attorney 
general,  was  merely  supplementary,  developed  con- 
cisely the  strict  construction  view  of  the  Constitution 
with  which  he  and  his  political  followers  were  there- 
after to  be  identified.  To  Jefferson  the  question  was 
solely  one  of  constitutional  authority.  Whether  or 
not  a  bank  was  a  useful  thing  he  did  not  discuss,  for 
the  reason  that,  under  his  strict  interpretation  of  the 
Constitution,  the  federal  government  was  limited  to 
things  that  were  necessary;  and  since  a  bank,  how- 
ever useful  or  convenient,  was  obviously  not  neces- 
sary, the  government  was  debarred  from  creating  such 
an  institution.  "  Necessary,"  in  the  sense  in  which 
the  word  is  used  in  the  Constitution,  meant  indis- 
pensable or  unavoidable;  to  interpret  the  word  in  the 


ORGANIZATION   OF    GOVERNMENT  91 

sense  of  convenient  or  useful  would  open  the  door 
to  an  extension  of  federal  power  whose  limits  no  one 
could  foresee. 

The  opinion  of  Hamilton,  prepared  with  Jeffer- 
son's opinion  before  him,  is  the  first  great  exposition 
of  the  legal  theory  of  the  American  Constitution  and 
the  basis  of  the  position  taken  years  later  by  the 
Supreme  Court.  To  Jefferson's  theory  of  strict  or 
literal  interpretation  Hamilton  opposed  the  doctrine 
of  implied  or  resulting  powers.  It  is  true  that  the 
Constitution  is  a  grant  of  powers  and  that  what  is 
not  granted  is  withheld,  but  how  much  is  granted  and 
how  much  is  withheld  is  a  question  of  fact  whose 
answer  must  take  account,  not  merely  of  the  text  of 
the  Constitution,  but  of  the  nature  of  government  in 
general  and  of  the  aims  which  the  government  of  the 
United  States  was  created  to  serve.  Every  grant  of 
power  to  a  government  carries  with  it,  by  necessary 
implication,  the  right  to  employ  any  means  that  are 
appropriate  to  putting  the  power  into  effect,  pro- 
vided only  that  the  means  selected  are  not  forbidden 
by  the  Constitution  and,  in  the  case  of  the  United 
States,  are  not  reserved  to  the  States.  When,  accord- 
ingly, the  Constitution,  after  enumerating  at  length 
the  powers  of  Congress,  gives  to  Congress  the  author- 
ity to  make  all  laws  "  necessary  and  proper  "  to  give 
effect  to  the  enumerated  powers,  the  phrase  is  entitled 
to  be  construed  liberally;  and  since  a  national  bank 
is  not  forbidden  by  the  Constitution,  infringes  upon 
no  rights  of  the  State  or  of  the  people,  and  is  itself 


92  AMERICAN    DEMOCRACY 

a  useful  agency  for  the  management  of  national 
finances,  Congress  is  free  to  incorporate  such  an 
institution  if  it  so  desires. 

Washington  approved  the  bill,  the  bank  enjoyed 
a  successful  career  for  the  twenty  years  of  its  exist- 
ence, and  the  notes  of  the  bank  provided  a  national 
currency  which  circulated  at  par. 

The   importance   of   the   bank  controversy  in   the 
development  of  American  nationality  can  hardly  be 
overestimated.     The  broad  construction  views  which 
Hamilton   and  his   followers   expounded,   while   they 
unquestionably  widened  the  application  of  the  Con- 
stitution far  beyond  anything  which  the  framers  of 
the  instrument  probably  had  in  mind,  nevertheless 
gave  to  the  federal  government  a  range  of  power,  a 
wealth  of  resource,  and  a  weight  of  authority  which 
the    restrictive    interpretation    of    Jefferson    and    the 
Anti-Federalists  would  have  denied.    The  Jeffersonian 
view  was  in  essence  the  theory  of  a  loose  confedera- 
tion, while  Hamilton's  view  was  that  of  a  nation.    Yet 
for  more  than  two  generations  the  Jeffersonian  doc- 
trine was  to  continue  to  find  able  and  aggressive  sup- 
porters, political  parties  were   to  make   strict  con- 
struction the  underlying  basis  of  their  programmes, 
and  national  control  was  to  encounter  resistance  in 
the  States  on  the  ground  that  State  rights  were  being 
infringed.     It    was    no    mere    theoretical    discussion 
among    lawyers    that    divided    States,    sections,    and 
public  men  into  hostile  camps  and  prepared  the  way 
for  civil  war.     It  was  a  profound  and  soul-stirring 


ORGANIZATION   OF    GOVERNMENT  93 

consideration  of  the  nature  of  the  American  union,  a 
searching  inquiry  into  the  philosophy  of  American 
political  and  social  life,  and  in  defense  of  the  rival 
opinions  thousands  of  good  men  later  dared  to  die. 
A  third  part  of  Hamilton's  financial  programme 
remained.  The  great  measures  which  Congress  had 
adopted  still  left  the  national  revenue  deficient,  and 
this  deficit  Hamilton  proposed  to  meet  by  the  imposi- 
tion of  internal  taxes  on  distilled  spirits.  The  ques- 
tion in  this  case  was  one  of  policy  rather  than  of 
constitutional  right.  Internal  revenue  or  excise  taxes 
were  notoriously  hateful,  and  the  inquisitorial  methods 
which  had  commonly  been  employed  for  their  col- 
lection had  provoked  evasion  and  fraud  if  not  open 
resistance.  Hamilton  pointed  out,  however,  that  not 
only  were  distilled  liquors  everywhere  regarded  as 
proper  subjects  of  taxation,  but  that  the  inducement 
to  fraud  would  be  greatly  lessened  by  a  licensing 
system  under  which  the  producer,  while  subject  to 
strict  governmental  supervision,  would  find  it  to  his 
advantage  to  pay  the  tax  in  return  for  the  exclusive 
privilege  of  manufacture  and  sale.  It  was  apparent 
that,  with  the  exception  of  customs  duties,  the  avail- 
able sources  of  federal  revenue  were  few,  and  the  need 
of  revenue  carried  the  proposal  through  Congress.  A 
local  insurrection  in  western  Pennsylvania  directed 
against  the  tax  was  later  suppressed  without  blood- 
shed by  an  imposing  display  of  military  force,  and  the 
ability  of  the  government  to  secure  obedience  to  its 
laws  was  demonstrated. 


94  AMERICAN    DEMOCRACY 

With  the  submission  of  an  elaborate  report  on 
manufactures  in  which  the  economic  doctrine  of  pro- 
tection to  young  industries  was  set  forth  at  length, 
the  financial  work  of  Hamilton  came  to  an  end.  He 
had  brought  order  out  of  financial  chaos,  given  the 
nation  a  revenue,  laid  the  foundations  of  American 
constitutional  law,  and  framed  for  the  Federalists  a 
political  theory  and  a  programme ;  and  the  great  work 
which  he  accomplished  still,  in  its  principles,  survives. 

More  than  two  hundred  amendments  to  the  Con- 
stitution had  been  proposed  by  the  ratifying  conven- 
tions of  the  States,  and  there  was  general  agreement 
that  a  bill  of  rights  ought  to  be  incorporated  in  the 
document.  James  Madison  of  Virginia,  who  had 
been  a  member  of  the  constitutional  convention  and 
later  had  been  elected  to  the  House  of  Representa- 
tives, took  the  lead  in  urging  amendment.  One  of 
the  first  acts  of  Congress,  accordingly,  was  to  frame 
out  of  the  numerous  proposals  twelve  amendments, 
ten  of  which  were  ratified  by  the  State  legislatures 
and  became  in  1791  a  part  of  the  Constitution.  North 
Carolina  ratified  the  Constitution  before  the  end  of 
1789,  and  the  ratification  of  Rhode  Island  followed 
in  1790.  The  next  year  Vermont  was  admitted  as 
a  State.  The  admission  of  Kentucky  in  1792  and 
of  Tennessee  in  1796  brought  the  number  of  States 
to  sixteen  before  the  close  of  Washington's  second 
administration.  In  1791  the  seat  of  the  national 
government  was  transferred  from  New  York  to 
Philadelphia,  where  it  remained  until  1801,  when  it 


ORGANIZATION   OF    GOVERNMENT  95 

was    permanently    established    in    the    District    of 
Columbia. 

Meantime  the  party  struggles  of  Federalists  and 
Anti-Federalists  grew  more  intense.  The  congres- 
sional elections  of  1790,  while  making  no  material 
change  in  the  party  complexion  of  the  House  of 
Representatives,  reduced  to  a  narrow  margin  the 
Federalist  majority  in  the  Senate  —  an  indication 
that  in  some  of  the  States  Federalism  was  losing 
ground.  Washington  and  Adams  were  re-elected 
with  unimportant  opposition  in  1792,  but  the  congres- 
sional elections  of  that  year  gave  the  Anti-Federalists, 
now  coming  to  be  known  as  Republicans,  a  slight 
majority  in  the  House.  The  democratic  principles 
of  Jefferson,  reinforced  by  the  early  successes  of  the 
French  Revolution  of  1789  and  systematically  spread 
by  correspondence,  private  conversations,  and  a 
radical  press,  were  making  their  way  among  the 
people,  and  although  the  great  organizing  work  of 
the  Federalists  was  not  likely  to  be  undone,  the  class 
spirit  which  that  party  embodied  and  the  arrogant 
temper  which  it  more  and  more  exhibited  presaged 
a  fall. 

Until  1792  the  United  States  was  happily  free  from 
foreign  entanglements,  but  the  declaration  of  war  by 
France  against  Great  Britain  in  that  year  suddenly 
raised  the  question  of  the  position  of  the  United 
States  under  the  treaty  of  alliance  with  France.  One 
of  the  provisions  of  the  treaty  of  1778  was  a  mutual 
guaranty  of  territorial  integrity  in  case  of  attack;  and 


96  AMERICAN    DEMOCRACY 

if  the  war  between  Great  Britain  and  France, 
although  formally  declared  by  France,  was  in  fact  a 
war  for  the  defence  of  the  French  Revolution,  the 
United  States  was  apparently  bound  to  side  with  its 
ally.  The  arrival  early  in  1793  of  a  new  French 
minister,  the  Citizen  Genet,  eager  to  insure  American 
support,  precipitated  a  decision.  The  official  recep- 
tion of  the  minister  would  be  a  recognition  of  the 
revolutionary  government  which  he  represented,  and 
such  recognition  would  probably  lead  to  war  with 
England.  Washington  and  his  cabinet,  however,  took 
the  ground  that  while  Genet  should  be  received,  the 
war  was  not  a  war  of  defence,  and  a  proclamation  of 
American  neutrality  was  accordingly  issued.  The 
proclamation  gave  deep  offence  to  Genet,  and  his 
political  intrigues  and  criticism  of  the  administration, 
continued  for  several  months,  finally  led  Washington 
to  ask  for  his  recall.  A  change  of  government  in 
France  in  the  meantime  would  have  put  Genet's  head 
in  peril  had  he  returned,  and  he  preferred  to  remain 
in  America  as  an  exile.  He  married  a  daughter  of 
Governor  Clinton  of  New  York,  became  a  gentleman 
farmer  and  a  promoter  of  agricultural  societies,  and 
died  in  1836. 

The  controversy  with  Genet  was  followed  in  1794 
by  the  conclusion  of  a  commercial  agreement  with 
Great  Britain.  No  British  minister  had  as  yet  been 
accredited  to  the  United  States,  and  the  only  diplo- 
matic agreement  between  the  two  governments  was 
the  peace  treaty  of  1783.     Now  that  Great  Britain 


ORGANIZATION    OF    GOVERNMENT  97 

and  France  were  at  war,  American  commerce,  already 
suffering  somewhat  from  the  discriminating  duties  and 
regulations  of  the  acts  of  trade,  was  exposed  to  loss 
unless  American  neutrality  was  respected.  In  No- 
vember, 1794,  John  Jay,  chief  justice  of  the  Supreme 
Court,  whom  Washington  had  sent  to  England  as  a 
special  envoy,  succeeded  in  concluding  a  commercial 
treaty.  The  treaty  was  far  from  satisfactory  in  a 
number  of  respects,  and  the  provision  regarding  trade 
with  the  British  West  Indies,  a  trade  particularly 
lucrative  for  Americans  and  consequently  greatly 
coveted,  was  so  restrictive  that  the  Senate,  in  ratify- 
ing the  treaty,  rejected  the  West  Indies  article. 
Imperfect  as  it  was,  however,  the  agreement  was  bet- 
ter than  no  treaty  at  all,  for  it  at  least  laid  a  founda- 
tion for  commercial  relations.  The  House  of  Repre- 
sentatives, which  under  the  Constitution  has  no  voice 
in  the  ratification  of  treaties,  but  is  nevertheless  under 
obligation  to  vote  any  money  for  which  the  execution 
of  a  treaty  calls,  attempted  to  make  political  capital 
for  the  opposition  by  calling  upon  Washington  for 
copies  of  the  papers  relating  to  the  negotiations,  but 
the  request  was  refused  and  the  necessary  appropria- 
tions were  eventually  made.  A  British  minister  was 
presently  sent  to  the  United  States,  and  diplomatic 
intercourse  between  the  two  countries  ran  for  a  time 
as  uneventful  a  course  as  the  continued  wars  of  revo- 
lutionary France  would  permit. 

Washington  could  probably  have  had  a  third  term 
had  he  desired  it,  but  his  decision  to  retire  to  private 


98  AMERICAN    DEMOCRACY 

life  in  1797  set  the  precedent  which  has  ever  since 
been  followed  of  two  terms  as  the  maximum  period 
of  presidential  office.  He  had  not  found  the  presi- 
dency a  bed  of  roses.  Dissensions  in  the  cabinet  had 
sorely  tried  his  patience,  and  partisan  criticism  in 
Congress  and  in  the  country  had  proved  a  painful 
and  exasperating  experience.  Great  as  was  the 
personal  affection  which  the  people  as  a  whole  still 
accorded  to  him,  his  political  popularity  had  suffered 
with  the  waning  prestige  of  the  Federalist  party. 
His  farewell  message,  apparently  in  considerable 
measure  the  work  of  Hamilton,  was  a  legacy  of  wise 
political  counsel  to  the  young  but  growing  nation,  and 
his  warning  against  "entangling  alliances"  with 
foreign  states  strengthened  a  conviction  which  has 
continued  to  the  present  time  as  one  of  the  main 
characteristics  of  American  policy.  At  the  expiration 
of  his  term  he  retired  to  Mount  Vernon,  where  he 
died  suddenly  in  1799.  The  luster  of  his  name  has 
not  dimmed  with  the  years,  and  the  stately  home 
which  he  loved  is  still  a  pilgrims'  shrine. 

John  Adams,  upon  whom  the  choice  of  the  presi- 
dential electors  fell,  had  long  served  the  States  and 
the  nation  honorably  and  well.  He  was  an  able 
lawyer,  an  experienced  diplomatist,  a  staunch  patriot, 
and  a  statesman  of  ripe  knowledge  and  high  purpose. 
But  the  qualities  and  tastes  which  in  Washington 
showed  themselves  in  an  impressive  dignity  produced 
in  Adams  a  coldness  and  hardness  of  manner  which 
repelled,  and  those  of  his  political  supporters  who 


ORGANIZATION    OF    GOVERNMENT  99 

most  respected  him  felt  for  him  little  personal  regard. 
The  political  position  of  the  administration,  more- 
over, was  anomalous.  The  election  of  1796  had  given 
Adams  seventy-one  electoral  votes  and  Jefferson  sixty- 
eight,  and  as  the  vote  of  Jefferson  was  larger  than 
that  of  any  other  candidate  except  Adams,  Jefferson 
became  vice-president.  With  a  Federalist  president 
and  a  Republican  vice-president,  and  with  the  vice- 
president  the  acknowledged  head  of  a  party  whose 
power  in  the  country  was  rapidly  becoming  predomi- 
nant, the  electoral  contest  of  1800  was  foreshadowed 
from  the  start. 

The  congressional  elections  of  1798  seemed  to  indi- 
cate a  Federalist  revival.  The  Republican  majority 
in  the  House  of  Representatives  was  reduced  and  the 
Federalist  majority  in  the  Senate  increased.  In 
1798  an  attempt  on  the  part  of  three  mysterious  go- 
betweens  in  France,  whose  names  were  concealed  in 
the  published  diplomatic  correspondence  by  the 
letters  X,  Y,  and  Z,  to  extort  money  from  American 
envoys  as  the  price  of  a  new  treaty  with  the  govern- 
ment of  the  Directory,  and  the  indignant  declaration 
of  Adams  that  he  would  never  send  another  minister 
to  France  until  he  could  be  assured  that  the  American 
representative  would  be  received  and  treated  in  a 
becoming  manner,  caused  an  outburst  of  war  fever, 
raised  Adams  for  a  brief  moment  to  popularity,  and 
in  the  congressional  elections  of  that  year  gave  the 
Federalists  control  of  both  branches  of  Congress. 

It   was   a   short-lived    victory,    however,    for    the 


;  oOA 


ioo  AMERICAN    DEMOCRACY 

Republican  tide  could  not  be  stayed  and  the  days  of 
the  Federalists  were  numbered.  Jefferson  could  per- 
haps have  prevented  the  Federalist  success  of  1798 
had  he  chosen  to  exert  his  strength,  but  he  preferred 
to  wait  until  1800  when  the  presidency  as  well  as 
Congress  might  be  won.  In  the  meantime  the  strong- 
holds of  Federalism  were  attacked  on  their  doctrinal 
side.  A  suit  against  the  State  of  Georgia,  in  1793, 
brought  in  a  federal  court  by  a  citizen  of  another 
State,  had  suddenly  opened  the  eyes  of  the  States 
to  the  possibility  of  using  the  federal  courts  to  en- 
force the  claims  of  private  persons  against  sovereign 
States.  Under  pressure  from  the  States  a  consti- 
tutional amendment  excluding  from  the  jurisdiction 
of  the  federal  courts  suits  against  a  State  by  citizens 
of  other  States  or  of  foreign  countries  was  framed  by 
Congress,  and  in  1798  became  a  part  of  the  Constitu- 
tion. There  could  be  but  little  doubt  that  the  Con- 
stitution as  originally  adopted  made  possible  such 
suits  as  were  now  barred,  but  the  adoption  of  the 
Eleventh  Amendment  was  a  clear  victory  for  the 
reserved  rights  of  the  States  on  whose  behalf  Jefferson 
had  long  forcibly  argued. 

The  theory  of  State  rights  and  strict  construction 
was  further  developed  in  the  political  field  in  two 
notable  documents.  Two  sets  of  resolutions,  one 
drafted  by  Madison  and  the  other  by  Jefferson,  were 
introduced  in  the  assemblies  of  Virginia  and  Ken- 
tucky and  with  some  modification  were  adopted. 
Approaching  the  question  of  the  nature  of  the  union 


ORGANIZATION    OF    GOVERNMENT         101 

from  a  different  angle  than  that  which  had  been  taken 
in  the  controversy  over  the  bank,  the  Kentucky  and 
Virginia  resolutions  laid  down  the  doctrine  that  the 
federal  union  was  a  political  compact  between  sove- 
reign States.  To  this  compact  each  State  gave  its 
adhesion  as  a  State,  and  since  the  powers  which  the 
Constitution  conferred  upon  the  federal  government 
were  such  only  as  the  States  themselves  had  volun- 
tarily granted,  each  State  was  entitled  to  judge  for 
itself  whether  or  not  the  compact  had  been  observed 
and,  if  the  terms  had  been  violated,  of  the  nature  and 
means  of  redress.  Precisely  what,  in  practice,  were 
the  means  at  the  disposition  of  a  State  for  obtaining 
redress  in  case  the  federal  compact  was  violated  the 
Virginia  resolutions  did  not  make  clear,  but  the  Ken- 
tucky resolutions  declared  that  a  State  might  right- 
fully nullify  within  its  own  territory  an  act  of  the 
federal  government  which  it  believed  the  Constitution 
did  not  authorize. 

This  was  the  famous  compact  theory  of  American 
government  which,  thirty  years  later,  Webster  in  his 
debate  with  Hayne  vigorously  opposed  and  to  which 
South  Carolina  by  an  ordinance  of  nullification 
essayed  to  give  practical  application.  The  extent  to 
which  nullification  might  rightfully  be  carried,  and 
the  situation  in  which  a  State  would  find  itself  if  the 
federal  government  refused  to  yield,  were  questions 
to  which  the  resolutions  afforded  no  satisfactory 
answer,  but  no  great  political  wisdom  was  needed  to 
perceive  that  nullification,  if  it  meant  anything  more 


102  AMERICAN    DEMOCRACY 

than  formal  protest,  could  end  only  in  a  forcible 
repudiation  of  federal  authority.  Moreover,  if  the 
union  was  a  compact  to  which  the  States  were  sever- 
ally parties,  any  State  which  felt  itself  aggrieved 
might  presumably  withdraw  and  become  independent, 
for  as  between  a  State  and  the  nation  there  naturally 
could  be  no  impartial  judge  before  whom  the  case 
might  be  tried.  That  such  was  the  necessary  out- 
come of  the  combined  theories  of  compact  and  nulli- 
fication, however,  Jefferson  and  his  followers  did  not 
go  so  far  as  to  admit,  and  the  dark  clouds  of  a  super- 
ficial and  unworkable  political  doctrine,  conceived  in 
opposition  to  a  growing  national  government  whose 
unifying  force  able  men  were  long  eager  to  resist, 
continued  to  hang  over  the  progress  of  the  nation 
until  the  civil  war  cleared  the  air. 

The  State  legislatures  to  which  the  Kentucky  and 
Virginia  resolutions  were  sent  either  returned  guarded 
replies  or  sought  to  turn  the  argument  by  emphasiz- 
ing the  importance  of  the  union,  but  the  Federalist 
leaders  nevertheless  looked  forward  with  apprehen- 
sion to  the  presidential  election  of  1800.  The  party 
could  do  no  less  than  support  Adams  for  a  second 
term,  and  the  foreordained  candidate  of  the  Republi- 
cans was  Jefferson.  The  electoral  vote  showed  an 
unexpected  result.  Jefferson  had  received  seventy- 
three  votes;  Aaron  Burr  of  New  York,  a  Republican 
aspirant  for  the  vice-presidency  and  for  the  presi- 
dency if  he  could  get  it,  had  the  same  number;  and 
Adams   had    received    sixty-five.     The    Constitution 


ORGANIZATION    OF    GOVERNMENT         103 

provided  that  in  case  of  a  tie  vote  the  House  of  Rep- 
resentatives should  choose  the  president  by  ballot 
from  the  two  or  more  candidates  having  the  same 
number  of  electoral  votes,  each  State  casting  one  bal- 
lot. The  choice,  accordingly,  lay  between  Jefferson 
and  Burr,  with  the  further  consequence  that  which- 
ever of  the  two  was  not  chosen  president  would  be- 
come vice-president  by  virtue  of  having,  after  the 
choice  of  a  president,  the  next  highest  number  of 
votes. 

It  was  a  bitter  situation  for  the  Federalists,  for 
that  party  was  in  a  majority  in  the  House,  and  a 
Federalist  House  was  now  called  upon  to  choose  be- 
tween two  Republican  candidates.  Politically,  the 
only  question  was  which  of  the  two  was  the  least 
objectionable.  Burr,  a  brilliant  but  unscrupulous 
politician  of  questionable  morals,  who  had  long  been 
the  leading  opponent  of  Hamilton  in  New  York,  was 
frankly  regarded  as  dangerous.  Jefferson,  on  the 
other  hand,  while  radically  opposed  to  Federalist 
policy  at  most  points,  was  the  author  of  the  Declara- 
tion of  Independence  and  had  had  practical  experi- 
ence of  public  affairs  as  governor  of  Virginia, 
secretary  of  state,  and  vice-president.  After  long 
discussion  and  rumors  of  attempted  intrigue,  ten 
States  voted  for  Jefferson  and  he  was  accordingly 
elected.  Burr,  who  then  had  the  highest  vote  of  the 
remaining  candidates,  became  vice-president.  The 
congressional  elections  had  given  the  Republicans  a 
majority  of  more  than  two-thirds  in  the  House  and  of 


io4  AMERICAN    DEMOCRACY 

nearly  one-third  in  the  Senate,  so  that  both  the  execu- 
tive and  the  legislative  departments  of  the  govern- 
ment were  now  in  the  hands  of  the  same  party.  The 
majority  of  the  Supreme  Court  was  Federalist,  and 
the  Federalists  attempted  to  insure  judicial  protection 
for  their  policies  by  creating,  in  the  last  hours  of  the 
Adams  administration,  an  additional  and  wholly  un- 
necessary set  of  federal  district  courts  whose  judges, 
under  the  Constitution,  could  not  be  removed  on 
political  grounds.  The  attempt  to  set  the  courts  in 
opposition  to  the  rest  of  the  government  failed,  how- 
ever, for  while  the  new  administration  could  not 
remove  the  judges  the  same  result  was  presently 
attained  by  abolishing  the  new  offices. 

The  Republican  victory  in  1800  ended  the  impor- 
tance of  the  Federalists  as  a  national  party.  Feder- 
alist candidates  for  the  presidency  or  vice-presidency 
continued  to  be  voted  for  as  late  as  the  election  of 
1816,  but  the  control  of  Congress  was  never  regained. 
In  a  number  of  States,  particularly  in  New  England, 
there  continued  to  be  for  some  years  an  influential 
Federalist  following,  but  the  party  attitude  toward 
national  issues  became  increasingly  one  of  mere  fac- 
tional opposition,  and  during  the  war  of  181 2  some 
fragments  of  the  party  were  openly  disloyal.  The 
great  achievements  of  the  party  in  its  early  years, 
however,  endured.  The  Federalists  had  carried  the 
Constitution  to  ratification  in  the  State  conventions, 
organized  the  new  federal  government  on  a  broad  and 
practical  basis,  championed  a  theory  of  national  rights 


ORGANIZATION    OF    GOVERNMENT         105 

and  powers  which  no  subsequent  assaults  were  able 
to  overthrow,  and  prepared  the  way  for  general  re- 
spect for  the  United  States  abroad.  They  had  brought 
to  the  support  of  the  government  in  its  period  of 
beginnings  the  indispensable  aid  of  the  propertied 
classes  and  placed  the  national  finances  on  a  solid 
foundation.  The  administrative  system  which  they 
set  up  is  identical  in  principle  with  that  which  obtains 
today,  and  much  of  the  constitutional  law  which  the 
federal  courts  expound  is  only  the  logical  develop- 
ment of  the  doctrine  which  Hamilton,  the  greatest  of 
all  the  Federalist  statesmen,  laid  down. 

The  strength  of  the  party  was  also  its  weakness. 
With  all  the  practical  ability  of  the  Federalists  in 
getting  necessary  things  done,  their  conception  of  gov- 
ernment was  essentially  aristocratic  rather  than 
popular.  The  conservative  reaction  which  set  in  in 
Europe  after  the  first  few  years  of  the  French  Revo- 
lution found  its  counterpart  in  America  in  the 
Federalist  devotion  to  the  idea  of  a  strong  and  cen- 
tralized government  and  in  a  profound  dread  of 
popular  control.  A  numerous  democracy  comprising 
the  whole  adult  manhood  of  the  nation,  free  from 
property  qualifications  for  voting  or  office  holding  and 
acting  upon  Congress  and  the  president  through  the 
influence  of  organized  public  opinion,  was  a  political 
conception  alien  to  the  Federalist  mind.  The  incom- 
ing wave  of  Jeffersonian  democracy,  accordingly, 
could  be  met  by  the  Federalists  only  with  an  instinc- 
tive resistance  whose  end  was  party  collapse.     They 


106  AMERICAN    DEMOCRACY 

had  laid  the  foundations  and  erected  the  super- 
structure, and  the  imposing  building  which  they 
planned  still  stands  as  their  monument,  but  the  house 
was  now  to  become  for  a  time  a  people's  house  in  a 
sense  of  which  its  Federalist  builders  had  not  dreamed. 


CHAPTER    V 
DEMOCRACY  AND  NATIONALITY 

Jefferson  was  the  first  great  American  statesman 
whose  personal  ascendancy  was  both  complete  and 
undivided.  Hamilton,  notwithstanding  his  intellec- 
tual power  and  rare  political  skill,  shared  his  political 
influence  among  the  Federalists  with  Washington  and 
Adams,  and  neither  in  elections  nor  in  the  working 
out  of  party  policy  in  Congress  was  his  leadership  the 
only  force  to  be  reckoned  with.  Jefferson,  on  the 
other  hand,  had  no  peers.  He  dominated  his  party 
from  the  beginning  to  the  end  of  his  eight  years  of 
office,  and  the  leaders  whom  he  drew  about  him  only 
echoed  his  thoughts,  repeated  his  words,  and  did 
what  he  desired.  Jeffersonian  Republicanism  was 
more  than  a  phrase;  it  represented  a  body  of  doctrine 
and  a  political  programme  of  action  of  which  Jeffer- 
son, far  more  than  any  of  his  contemporaries,  was  the 
author  and  the  responsible  exponent,  and  long  after 
he  had  retired  from  office  his  followers  continued  to 
associate  themselves  with  his  name  and  to  turn  to 
him  for  advice.  Time  has  modified  the  Jeffersonian 
principles  and  worked  revolutionary  changes  in  their 
application,  and  the  Democrats  who  today  celebrate 
the  anniversary  of  Jefferson's  birth  are  a  party  whose 

107 


108  AMERICAN    DEMOCRACY 

opinions  and  acts  Jefferson  would  often  have  viewed 
with  apprehension,  but  the  commemoration  is  never- 
theless a  tribute  to  a  statesman  who  fought  the  Fed- 
eralists to  defeat  by  the  popular  force  of  democratic 
argument. 

The  personality  of  Jefferson  presented  striking 
contradictions.  He  was  widely  read,  possessed  an 
omnivorous  interest  in  science,  literature,  geography, 
politics,  and  philosophical  speculation,  and  enjoyed 
a  wider  personal  acquaintance  in  France  and  a  more 
intimate  knowledge  of  French  thought  and  social 
habits  than  had  been  possessed  by  any  other  Ameri- 
can except  Franklin.  In  an  age  when  theological 
opinions  were  prevailingly  rigid  and  dogmatic  he  was 
an  extreme  liberal,  and  Puritan  ministers  in  Massa- 
chusetts did  not  hesitate  to  brand  him  as  an  atheist 
and  to  hold  his  name  anathema.  He  possessed  a 
modest  fortune  which  made  him  financially  inde- 
pendent, and  his  life  as  a  Virginia  planter  was  in 
most  external  respects  like  that  of  his  neighbors.  But 
he  had  also,  to  a  degree  quite  without  parallel  among 
American  statesmen,  a  French  love  of  political  theory 
and  of  theoretical  consistency.  The  democratic  ideas 
which  the  French  Revolution  embodied  held  for  him 
the  only  sound  philosophy  of  government,  and  his 
opposition  to  Federalism  was  a  matter  both  of  con- 
science and  of  intellectual  conviction. 

Jefferson  took  office  under  peculiarly  favorable 
conditions.  The  overwhelming  success  of  the  Repub- 
licans in  the  election  of  1800  had  given  the  party  a 


DEMOCRACY    AND    NATIONALITY  109 

clear  working  majority  in  the  Senate  and  an  impreg- 
nable majority  in  the  House  of  Representatives,  and 
congressional  support  for  presidential  policies  was 
assured.  The  country  was  prosperous.  In  most  of 
the  States  except  those  of  the  slaveholding  South 
manufactures  were  developing,  and  both  domestic  and 
foreign  trade  were  active.  The  new  secretary  of  the 
treasury,  Albert  Gallatin  of  Pennsylvania,  while  en- 
tirely sympathetic  with  Jefferson's  political  views,  was 
an  able  financier  of  the  Hamilton  school,  and  the 
finances  of  the  nation  were  certain  to  have  competent 
management  at  his  hands.  The  census  of  1800 
showed  a  population  of  more  than  5.300,000,  an  in- 
crease of  over  one-third  since  1790.  The  settled 
area  was  expanding  rapidly  toward  the  west  and  by 
1802  Ohio  was  ready  for  admission  as  a  State,  while 
within  the  manufacturing  States  the  growth  of  indus- 
try was  drawing  people  from  the  country  into  the 
towns  and  enlarging  the  varied  interests  of  an  urban 
life.  In  Europe  the  peace  of  Amiens,  in  1802,  ended 
for  a  time  the  war  which  for  ten  years  had  been  going 
on  between  Great  Britain  and  France,  and  gave  the 
harassed  continent  a  brief  breathing  space  before  the 
long  struggle  with  Napoleon  which  was  soon  to  begin. 
With  Europe  at  peace  and  American  industry  expand- 
ing the  economic  outlook  was  bright. 

Jefferson  was  zealous  for  economy,  and  Gallatin 
shared  his  view.  Hamilton,  in  submitting  his  funding 
plan,  had  argued  that  the  debt  certificates  or  bonds, 
in  a  country  where  money  capital  was  deficient,  would 


no  AMERICAN    DEMOCRACY 

serve  some  of  the  purposes  of  currency.  Hamilton 
apparently  regarded  a  public  debt  as  a  permanent 
charge  upon  which  other  financial  transactions  could 
be  based,  but  to  Jefferson  a  debt  was  a  burden  and 
a  menace  and  he  accordingly  bent  all  his  efforts  to 
discharge  it.  By  drastic  economies  in  every  direc- 
tion, including  the  reduction  of  the  army  and  navy 
almost  to  the  vanishing  point,  the  debt  was  reduced 
nearly  one-half  by  March,  1809.  The  early  hope  of 
obtaining  a  revenue  from  the  public  lands,  on  the 
other  hand,  was  not  realized.  The  cost  of  surveying 
the  lands  was  small,  but  a  low  price  per  acre  led  to 
large  purchases  by  speculators  and  discouraged  settle- 
ment, while  a  high  price  or  sales  only  in  large  tracts 
deterred  individual  buyers  who  desired  homes.  No 
satisfactory  solution  of  the  difficulty  was  ever  found, 
and  although  the  varying  prices  which  were  adopted 
from  time  to  time  —  for  a  considerable  period  $1.50 
per  acre  for  ordinary  land  in  quantities  not  less  than 
a  quarter  section,  or  160  acres  —  aimed  primarily  to 
encourage  settlement,  the  large  grants  eventually 
made  to  highways,  railways,  and  other  public  objects 
in  addition  to  those  made  to  the  States  left  a  final 
deficit  on  the  land  account. 

Jefferson  was  an  expansionist.  He  believed  in  the 
West,  and  before  the  ordinance  of  1787  had  been 
adopted  he  had  drafted  a  plan  for  the  organization 
of  the  western  territory  and  a  scheme  of  public  land 
survey.  When,  accordingly,  in  1802  it  became  known 
that  Spain  by  a  secret  treaty  had  transferred  all  of 


DEMOCRACY    AND    NATIONALITY  in 

its  vast  possessions  between  the  Mississippi  river  and 
the  Rocky  mountains  to  France,  Jefferson  took  alarm. 
The  hold  of  Spain  upon  New  Orleans  and  the  mouth 
of  the  Mississippi  was  already  an  obstacle  to  the 
development  of  commerce  between  the  young  settle- 
ments in  Ohio,  Kentucky,  and  Tennessee  and  the 
other  States  by  way  of  the  Gulf  of  Mexico;  and  with 
the  province  of  Louisiana,  as  the  western  possessions 
of  Spain  were  called,  in  the  hands  of  Napoleon  the 
facilities  for  the  transshipment  of  goods  at  New 
Orleans  which  Spain  had  accorded  might  at  any  time 
be  withdrawn.  The  prospect  of  a  French  colonial 
empire  in  America,  moreover,  filled  Jefferson  with  so 
much  apprehension  as  to  lead  him  to  declare  that  an 
alliance  between  the  United  States  and  Great  Britain 
would  become  a  necessity. 

The  American  minister  at  Paris  was  accordingly 
instructed  to  negotiate  for  the  purchase  of  so  much 
of  Louisiana  as  would  give  to  the  United  States  the 
control  of  the  lower  course  of  the  Mississippi  and 
insure  unimpeded  access  to  the  gulf.  Napoleon's 
interest  in  Louisiana  was  short-lived,  and  although  the 
French  foreign  minister,  Talleyrand,  refused  to  part 
with  the  mouth  of  the  river  he  suddenly  offered  to  sell 
the  whole  province,  and  with  some  hesitation  the  offer 
was  accepted.  The  purchase  price,  to  be  paid  partly 
in  money  and  partly  by  the  assumption  of  certain 
claims  of  French  subjects  against  the  United  States, 
was  about  $15,000,000. 

Jefferson  had  fought  the  Bank  of  the  United  States 


ii2  AMERICAN    DEMOCRACY 

on  the  ground  that  neither  directly  nor  indirectly  was 
such  an  institution  authorized  by  the  Constitution, 
and  it  was  even  more  clear  that  the  Constitution  con- 
tained no  reference  to  the  acquisition  of  foreign  terri- 
tory. Constitutional  objections,  however,  appear  to 
have  had  no  weight  with  Jefferson  so  far  as  Louisiana 
was  concerned,  and  he  not  only  approved  the  treaty 
of  purchase  but  continued  to  the  end  of  his  life  to 
regard  the  acquisition  of  Louisiana  as  one  of  the 
great  achievements  of  his  career.  The  opposition  in 
Congress  was  unimportant  and  in  April,  1803,  the 
treaty  was  ratified.  The  Louisiana  purchase  nearly 
doubled  the  area  of  the  United  States,  and  the  nation 
was  committed  to  a  policy  of  expansion  which  there- 
after was  steadily  pursued. 

The  interest  of  Jefferson  in  Louisiana  did  not  date 
from  the  transfer  of  the  province  from  Spain  to 
France.  Some  time  before  the  secret  treaty  was 
known  in  America  he  had  proposed  to  Congress  the 
dispatch  of  an  exploring  expedition  which  should 
trace  the  course  of  the  Missouri  river,  find  the  head- 
waters of  the  Columbia,  and  follow  the  latter  river 
to  the  Pacific.  The  fact  that  the  region  to  be  trav- 
ersed belonged  to  another  nation  did  not  deter  him, 
and  in  the  message  in  which  he  communicated  the 
suggestion  to  Congress  he  even  went  so  far  as  to  refer 
to  the  "  declining  state  "  of  Spanish  influence  in  the 
region  and  to  the  expedition  itself  as  a  "  literary 
enterprise  "  to  which  Spain  would  probably  not  ob- 
ject.    The  Lewis  and  Clark  expedition  which  set  out 


DEMOCRACY    AND    NATIONALITY  113 

in  1804  was  the  fruit  of  this  proposal,  and  upon  its 
discoveries  was  later  based  in  part  the  claim  of  the 
United  States  to  the  Columbia  river  valley  and  the 
Oregon  country. 

The  frontier  population  of  Kentucky  and  Tennessee 
had  at  no  time  felt  respect  for  the  Spanish  authority 
at  New  Orleans,  and  a  policy  of  expansion  favored 
conspiracies  and  plots.  As  far  back  as  the  beginning 
of  Washington's  second  administration  there  had  been 
mysterious  intimations  that  Genet,  the  French  minis- 
ter, had  in  mind  an  attack  upon  Spanish  power  in 
Louisiana  and  West  Florida  and  that  Jefferson,  then 
secretary  of  state,  was  not  ignorant  of  what  was  going 
on.  The  recall  of  Genet,  however,  ended  the  matter 
until  the  project  was  revived  by  Aaron  Burr.  Burr, 
who  had  killed  Hamilton  in  a  duel  in  1804,  and  in 
consequence  had  disappeared  from  public  office  at  the 
close  of  his  first  term  as  vice-president,  was  now  a 
disreputable  figure  and  a  desperate  man.  He  still 
possessed,  however,  a  certain  underground  influence 
which  made  him  dangerous,  and  neither  public  odium 
nor  poverty  lessened  his  capacity  for  political  intrigue. 
In  1806,  after  protracted  negotiations  and  plottings 
the  precise  nature  of  which  is  not  yet  fully  known,  he 
started  down  the  Ohio  at  the  head  of  a  small  armed 
force,  apparently  expecting  to  be  reinforced  in  Ken- 
tucky and  in  the  recently  organized  Territory  of 
Mississippi  and  to  stir  up  a  revolution  in  the  south- 
west or  in  West  Florida.  Jefferson,  who  had  kept 
himself  informed  of  Burr's  movements,  waited  until 


ii4  AMERICAN    DEMOCRACY 

the  expedition  was  well  on  its  way;  then  at  Natchez 
Burr  was  arrested  and  later  was  tried  in  Virginia  for 
treason.  The  federal  court  was  obviously  hostile  to 
Jefferson  as  Jefferson  was  to  the  court,  but  Chief 
Justice  Marshall  properly  held  that  Burr  could  not 
lawfully  be  tried  in  Virginia  for  an  alleged  crime  com- 
mitted in  the  West,  and  intimated  that  if  he  were 
guilty  of  treason  at  all,  in  regard  to  which  there  was 
doubt,  the  place  for  the  trial  was  Ohio,  where  the 
expedition  had  been  organized.  The  case  was  not 
pressed,  but  the  episode  completed  the  political  ruin 
of  Burr,  and  the  once  powerful  politician  lived  there- 
after in  obscurity  and  poverty  until  his  death  in  1818. 
Jefferson's  attitude  toward  Burr  was  for  the 
moment  sharply  criticized.  It  was  true  that  he  had 
risked  his  political  popularity  in  the  Southwest  by 
arresting  Burr,  and  the  trial  was  an  assertion  of  the 
right  of  the  United  States  under  the  Constitution  to 
protect  itself  against  treasonable  conspiracy  notwith- 
standing that  the  Burr  expedition  had  much  popular 
support.  But  the  president  had  taken  no  steps  to 
break  up  the  conspiracy  while  the  plans  were  being 
almost  openly  laid,  and  his  effort  to  secure  a  con- 
viction from  the  court  was  so  apparent  as  to  lead  to 
the  suspicion  that  he  was  seeking  to  crush  a  political 
opponent  quite  as  much  as  to  vindicate  the  national 
authority.  It  was  once  more  a  case,  apparently,  of 
the  defect  of  the  quality.  Jefferson's  belief  in  State 
rights  made  him  in  general  tolerant  of  opposition  and 
indifferent  to  intrigue,  but  the  same  temper  made  him 


DEMOCRACY    AND   NATIONALITY  115 

merciless  in  punishment  when  his  authority  as  presi- 
dent was  openly  defied.  The  episode  did  not  per- 
manently injure  either  his  own  popularity  or  that  of 
his  party.  Jefferson  himself  had  been  re-elected  in 
1804,  the  congressional  elections  of  that  year  and  of 
1806  still  further  reduced  the  dwindling  Federalist 
minority  in  both  houses,  and  the  Republican  position 
was  secure.  The  federal  and  State  officials  in  the 
Southwest  who  had  refrained  from  breaking  with 
Burr  until  they  could  see  how  the  enterprise  was 
likely  to  turn  out  hastened  to  wash  their  hands  of  him 
after  his  arrest,  and  before  long  the  Burr  conspiracy 
had  ceased  to  be  talked  of  as  sober  history  and  had 
become  a  romantic  tale.  The  people  of  the  South- 
west, on  the  other  hand,  did  not  change.  They  cared 
little  for  Burr  personally  and  they  respected  Jeffer- 
son, but  they  had  only  contempt  for  the  Spanish  rule 
in  West  Florida  and  were  ready,  when  the  time  should 
come,  to  put  an  end  to  Spanish  authority  by  force 
and  carry  American  territory  to  the  gulf. 

In  the  meantime  Jefferson  and  his  party  had  been 
meeting  a  test  of  a  different  kind.  The  renewal  of 
war  in  Europe  under  Napoleon  in  1803  again  exposed 
American  commerce  to  attack.  Napoleon  was  unable 
to  cope  with  Great  Britain  on  the  sea,  and  he  accord- 
ingly sought  to  break  its  power  by  the  establishment 
of  a  "  continental  system  "  under  which  virtually  the 
whole  Atlantic  coast  of  Europe  was  declared  to  be 
under  blockade  and  neutral  commerce  with  Europe 
or    with    British    dependencies    was    subjected    to 


n6  AMERICAN    DEMOCRACY 

search,  seizure,  or  confiscation.  The  United  States 
as  a  neutral  power  had  no  direct  interest  in  the  war, 
but  although  the  expiration  of  the  Jay  treaty  in  1806 
left  it  once  more  without  a  commercial  agreement 
with  Great  Britain,  it  insisted  upon  its  right  as  a 
neutral  to  trade  with  both  belligerents  in  goods  which 
were  not  contraband  of  war,  and  denied  the  right  of 
either  France  or  Great  Britain  to  enlarge  the  defi- 
nition of  contraband  to  include  food  and  articles  of 
common  use  merely  because  such  goods  might  pos- 
sibly serve  military  purposes.  But  if  France  was 
anxious  to  prevent  American  trade  with  Great  Britain, 
Great  Britain  was  equally  determined  to  prevent 
American  trade  with  France,  and  as  the  "  continental 
system"  stood  by  the  end  of  1806  any  American 
vessel  bound  for  a  European  port  was  liable  to  be 
searched  or  seized  by  a  British  naval  vessel,  at  the 
same  time  that  any  American  vessel  which  had  been 
searched  by  a  British  vessel  was  thereby,  under 
Napoleon's  decrees,  rendered  liable  to  seizure  by 
France.  The  claim  which  France  put  forward  was 
peculiarly  irritating  because  search  and  seizure  could 
not  as  a  rule  be  safely  resisted  by  merchant  vessels, 
and  the  detention  of  vessels  and  their  cargoes  under 
such  circumstances  appeared  very  much  like  an  insult 
added  to  injury. 

The  position  of  the  United  States  was  obviously 
one  of  great  difficulty.  Legally,  its  rights  as  a  neu- 
tral power  were  hardly  open  to  serious  question  even 
though  some  of  its  claims  were  debatable.  Under  such 


DEMOCRACY    AND    NATIONALITY  117 

war  conditions  as  prevailed  in  Europe,  on  the  other 
hand,  American  rights  could  not  be  maintained  ex- 
cept by  force,  and  force  implied  an  efficient  navy 
and  an  administration  willing  to  use  it.  But  the 
economies  of  Jefferson  had  reduced  the  navy  to  a  few 
vessels,  and  any  attempt  to  meet  British  and  French 
aggression  by  force  would  not  only  court  ignominious 
failure  but  might  involve  the  United  States  in  war 
with  both  of  the  European  belligerents.  Jefferson 
adopted  a  policy  of  systematic  non-resistance.  He 
refused  to  allow  American  naval  vessels  to  leave  port 
or  to  be  put  into  commission,  he  declined  to  authorize 
the  privateering  which  at  that  time  was  sanctioned  by 
international  law.  For  the  defence  of  the  coast 
against  naval  raids  he  relied  upon  gunboats,  light 
draught  vessels  carrying  one  or  two  small  cannon  and 
capable  of  operating  in  shallow  waters  and  small  har- 
bors which  the  deep  draught  British  or  French  vessels 
could  not  enter.  The  gunboats,  at  which  the  Federal- 
ists jeered  with  delight,  never  rendered  any  appre- 
ciable service,  but  more  than  one  hundred  were  built 
at  the  cost  of  Gallatin's  carefully  accumulated  sur- 
plus. Finally,  in  1806,  the  American  ports  were 
closed  altogether  to  commerce  by  an  embargo  act. 

The  effect  of  the  embargo  was  disastrous.  The 
trade  of  Great  Britain,  against  which  the  act  was 
specially  aimed,  suffered  no  serious  injury,  but  the 
American  export  trade  was  destroyed.  Manufactures 
and  agricultural  staples  could  not  be  sold,  prices  de- 
clined heavily,  workingmen  and  farm  laborers  were 


n8  AMERICAN    DEMOCRACY 

thrown  out  of  employment,  merchants  sustained  heavy 
losses  or  went  into  bankruptcy,  and  vessels  deterio- 
rated at  their  wharves.  For  nearly  two  years,  how- 
ever, the  embargo  continued;  then,  with  the  business 
of  the  country  stagnant  and  commercial  and  man- 
ufacturing New  England  apparently  on  the  point  of 
revolt,  the  embargo  act  was  withdrawn  and  an  act  of 
non-intercourse  substituted.  The  only  material  differ- 
ence between  the  two  systems  was  in  the  permission 
which  the  non-intercourse  act  gave  for  the  resumption 
of  trade  with  either  Great  Britain  or  France  in  case 
either  of  those  powers  lifted  its  restrictive  orders  or 
decrees. 

Jefferson's  second  term  ended  with  the  controversy 
still  pending.  In  all  probability  he  could  have  been 
again  elected  had  he  offered  himself  as  a  candidate, 
but  the  precedent  which  Washington  had  set  could  not 
with  dignity  be  disregarded.  Few  presidential  ad- 
ministrations are  so  difficult  to  judge  impartially.  A 
later  disciple  of  Jefferson  and  an  even  more  rigorous 
exponent  of  strict  construction  doctrine,  John  C.  Cal- 
houn of  South  Carolina,  admitted  that  Jefferson  did 
not  live  up  to  his  theoretical  opinions  during  his 
presidency,  and  the  historian  Hildreth  acutely  ob- 
serves that  Jefferson's  political  philosophy  was  always 
more  negative  than  positive.  It  was  his  fate  to  come 
to  prominence,  first  as  author  of  the  Declaration  of 
Independence  and  later  as  head  of  the  Anti-Federal- 
ists, primarily  as  a  critic  of  abuses  and  leader  of  an 
opposition,  and  throughout  his  career  his  attention 


DEMOCRACY    AND    NATIONALITY  119 

was  centered  far  more  upon  what  he  regarded  as  ex- 
cesses and  usurpations  of  power  than  upon  the  for- 
mulation of  a  constructive  policy.  The  political  evils 
which  needed  to  be  combated  always  bulked  larger 
in  his  mind  than  the  good  which  a  self-governing 
society  might  hope  in  practice  to  attain. 

Once  authority  was  in  his  hands,  however,  the  in- 
evitable demands  of  a  growing  nationality  gripped  his 
judgment  and  made  short  work  of  his  theoretical 
scruples.  The  ostentatious  simplicity  which  led 
him  at  the  opening  of  his  first  administration  to 
present  himself  without  display  to  take  the  oath  of 
office  gave  place  within  two  years  to  an  official  routine 
which  differed  but  little  from  that  which  had  char- 
acterized the  administrations  of  his  predecessors;  and 
his  substitution  of  written  for  spoken  addresses  to 
Congress,  while  due  in  part  to  the  fact  that  he  was 
a  poor  speaker,  strengthened  rather  than  weakened 
his  official  influence  through  the  power  of  his  pen. 
The  administrative  machine  which  the  Federalists 
had  constructed  was  too  efficient  and  too  necessary 
to  be  displaced,  and  while  most  of  the  Federalist 
functionaries  who  were  in  office  in  1801  had  given 
way  to  Republicans  by  1809  and  the  number  of  civil 
employes  had  been  cut  down,  the  everyday  opera- 
tions of  government  went  on  very  much  as  before. 
Jefferson  bought  Louisiana  without  a  shadow  of 
direct  constitutional  warrant  because  the  safety  and 
welfare  of  the  nation  seemed  to  require  it,  and  be- 
cause so  superb  an  opportunity  for  territorial  expan- 


120  AMERICAN    DEMOCRACY 

sion  was  not  to  be  lost.  He  ruled  his  party  with  an 
iron  hand,  and  his  control  of  the  government  was  far 
more  absolute  than  that  which  Washington  had  ever 
exercised  or  than  any  succeeding  president  was  to 
enjoy  until  the  memorable  days  of  Andrew  Jackson; 
yet  he  never  ceased  to  believe  and  to  declare  that 
power  belonged  to  the  people,  and  it  does  not  appear 
that  he  ever  thought  of  himself  as  acting  in  any  other 
capacity  than  that  of  the  people's  chosen  represent- 
ative. It  was  the  familiar  case  of  a  statesman  whose 
theoretical  views,  stoutly  held  to  throughout  as  mat- 
ters of  doctrine,  bent  in  practice  to  the  necessities  of 
circumstance  and  the  exigencies  of  party  leadership, 
and  the  dreary  episode  of  the  embargo  and  non-re- 
sistance did  not  shake  his  hold  upon  the  devotion  of 
the  people  or  prevent  the  nation  from  marching  for- 
ward on  its  way. 

A  Twelfth  Amendment  to  the  Constitution,  ratified 
by  the  States  in  time  for  use  in  the  election  of  1804, 
had  made  impossible  the  recurrence  of  such  a  com- 
plication as  had  arisen  in  1800  by  requiring  the 
electors  to  cast  two  ballots,  one  for  president  and  the 
other  for  vice-president,  both  president  and  vice- 
president  being  chosen  by  a  majority  of  all  the  votes 
cast  for  the  respective  offices.  The  mantle  of  Jeffer- 
son descended  upon  Madison,  the  third  Virginia 
president,  who  had  served  acceptably  as  secretary  of 
state  and  was  in  full  sympathy  with  the  Jeffersonian 
programme.  The  opposition  to  the  embargo  caused 
the  congressional  elections  of  1808  to  show  a  slight 


DEMOCRACY    AND    NATIONALITY  121 

Federalist  gain,  but  there  was  no  sign  of  any  real 
weakening  of  Republican  control.  Anything  like 
open  opposition  to  the  federal  government  such  as 
was  being  talked  of  quietly  in  New  England  was  too 
serious  a  step  to  be  taken  lightly;  a  war  policy  was 
out  of  the  question  at  the  moment  unless  the  United 
States  wished  deliberately  to  invite  defeat,  and  the 
plight  of  American  commerce  might  at  any  time  be 
ended  by  the  decisive  victory  of  Great  Britain  or 
France  in  Europe.  If  the  new  administration  could 
weather  the  storm  Republican  ascendancy  might 
apparently  long  continue. 

Madison,  however,  although  the  inheritor  of  the 
Jeffersonian  tradition,  had  none  of  the  commanding 
personal  influence  which  had  been  Jefferson's  great 
resource,  and  the  progress  of  events  carried  him 
swiftly  forward  in  a  current  whose  force  he  could  not 
resist  and  in  which  he  was  hardly  free  to  choose  his 
course.  The  Napoleonic  wars,  growing  in  magnitude 
and  bitterness  until  almost  every  European  nation 
was  involved,  had  locked  Great  Britain  and  France 
in  a  life  or  death  struggle,  and  no  small  state,  least 
of  all  a  small  and  remote  neutral  nation  like  the 
United  States,  could  hope  for  consideration  from  either 
combatant.  Small  as  was  the  United  States  in  com- 
parison with  the  European  belligerents,  however,  it 
was  independent,  it  had  neutral  rights  to  maintain 
and  national  dignity  and  self-respect  to  assert,  and 
the  drift  toward  war  was  irresistible.  But  against 
whom,  if  war  came,  should  war  be  declared?     So  far 


122  AMERICAN    DEMOCRACY 

as  injuries  to  American  commerce  were  concerned 
both  France  and  Great  Britain  were  aggressors,  for 
what  was  not  seized  by  the  one  was  ruthlessly  appro- 
priated by  the  other.  Should  the  United  States  de- 
clare war  against  both  and  launch  its  combat  against 
all  Europe?  The  fact  that  England  was  the  ancient 
enemy  and  France  the  ancient  friend  had  some  weight 
in  determining  public  opinion,  but  war  must  be  justi- 
fied nevertheless  and  as  between  the  two  aggressors 
it  was  not  easy  to  apportion  guilt. 

The  war  of  1812  has  sometimes  been  spoken  of 
as  a  second  war  of  independence,  but  the  resemblance 
to  the  great  contest  of  1775-83  is  slight.  Madison, 
in  his  message  to  Congress  recommending  a  declara- 
tion of  war  against  Great  Britain,  felt  called  upon  to 
specify  a  number  of  grievances,  but  none  of  them 
except  interference  with  American  commerce  and  the 
impressment  of  American  seamen  by  the  British  navy 
had  previously  been  emphasized  and  the  unfriendly 
conduct  of  France  was  overlooked.  As  a  matter  of 
fact  specific  grievances,  irritating  as  they  were,  had 
much  less  to  do  with  the  case  than  the  general  feeling 
of  indignation  and  chagrin  which  the  long-continued 
aggressions  of  both  Great  Britain  and  France  had 
caused,  and  the  declaration  of  war  was  levied  against 
the  former  rather  than  against  the  latter  because  the 
British  navy,  since  Nelson  had  ended  the  sea  power 
of  France  at  Trafalgar  in  1805,  had  been  the  chief 
offender.  Whether  or  not  Madison,  as  hostile  rumor 
charged,  consented  to  war  as  the  price  of  a  renomina- 


DEMOCRACY    AND    NATIONALITY  123 

tion,  is  of  no  great  importance  and  there  was  no  need 
of  denial  to  disprove  the  tale,  for  Madison  was  too 
shrewd  a  politician  and  too  well  informed  regarding 
public  opinion  not  to  know  that  the  country  as  a 
whole  wanted  war,  and  that  if  he  opposed  a  declara- 
tion another  president  would  be  chosen  in  his  place. 

The  war  was  a  record  of  almost  unrelieved  incom- 
petency, unpreparedness,  and  failure  for  the  United 
States  so  far  as  land  operations  went,  and  the  land 
operations  of  the  British  in  America  brought  them  no 
glory.  The  naval  victory  of  Commodore  Perry  on 
Lake  Erie  in  September,  1813,  stirred  the  nation  to 
enthusiasm,  but  the  attempt  of  the  American  forces 
to  invade  Canada  was  a  failure  notwithstanding  one 
or  two  successful  engagements,  and  the  burning  of 
the  capitol  building  at  Washington  by  the  British  in 
retaliation  for  the  destruction  of  the  parliament  build- 
ing at  York,  now  Toronto,  was  an  inglorious  achieve- 
ment. New  England  was  openly  opposed  to  the  war 
throughout,  and  a  convention  at  Hartford,  Connecti- 
cut, adopted  a  series  of  resolutions  demanding,  among 
other  constitutional  amendments  which  were  deemed 
essential,  one  which  should  take  from  Congress 
the  power  to  declare  war  without  the  support 
of  three-fourths  of  the  States  represented.  The  dis- 
heartening failures  on  land,  however,  were  offset  by 
some  brilliant  victories  on  the  sea,  and  the  small 
American  navy,  supplemented  by  privateers,  made 
American  skill  and  courage  respected. 

So  much  of  Europe  was  at  war  in  181 2  that  the 


124  AMERICAN    DEMOCRACY 

addition  of  a  war  with  the  United  States  made  little 
difference  for  the  moment,  and  Great  Britain  in  fact 
paid  relatively  small  attention  to  the  American  cam- 
paigns until  after  the  overthrow  of  Napoleon  in  1814. 
The  opinion  of  Wellington,  whose  advice  was  then 
sought,  was  unfavorable  to  the  continuance  of  the 
war  in  America,  and  as  the  downfall  of  Napoleon  left 
no  reason  for  continuing  the  policy  of  restricting 
neutral  commerce,  no  particular  reason  for  going  on 
with  the  war  remained.  The  British  orders  in  coun- 
cil affecting  American  trade  had  in  fact  been  with- 
drawn shortly  before  Congress  issued  a  declaration 
of  war,  but  the  withdrawal  was  not  known  in  the 
United  States  until  after  hostilities  had  begun  and  the 
action  was  then  too  late  to  exert  any  influence. 

The  peace  treaty,  signed  at  Ghent  on  December 
24,  1 8 14,  made  no  mention  of  the  causes  or  occasion 
of  the  war  and  contained  no  renunciation  by  Great 
Britain  of  the  commercial  policy  over  which  the  war 
had  in  the  main  been  fought.  Both  parties  appear 
to  have  realized  that  the  past  with  its  irritating  and 
grievous  incidents  was  over,  and  that  with  the  dis- 
appearance of  the  circumstances  went  also  the  drop- 
ping of  the  policy  of  harassing  neutral  trade.  There 
was  no  conquered  territory  to  change  hands  and  the 
United  States  made  no  claim  for  damages  on  account 
of  injuries  to  its  commerce,  but  provision  was  made 
for  settling  the  long-standing  dispute  over  the  north- 
eastern boundary.  Three  weeks  after  the  treaty  was 
signed,  but  before  the  news  was  known  in  America, 


DEMOCRACY    AND    NATIONALITY  125 

the  one  brilliant  American  victory  of  the  war  came 
with  the  defeat  of  a  British  army  at  New  Orleans  by 
General  Andrew  Jackson,  and  victory  and  peace  were 
celebrated  at  the  same  time.  The  conclusion  of  a 
commercial  treaty  presently  re-established  commer- 
cial relations  between  the  two  nations,  and  contro- 
versy with  Great  Britain  disappeared  for  a  time  from 
American  politics. 

The  conclusion  of  peace  opened  a  new  period  of 
enlargement  for  American  industry.  Political  oppo- 
sition to  the  Bank  of  the  United  States  had  been 
sufficient  to  prevent  a  renewal  of  the  bank  charter 
upon  its  expiration  in  181 1,  and  the  United  States 
went  through  the  war  without  the  aid  of  a  fiscal 
agency  and  a  stable  paper  currency  such  as  the  bank 
had  provided.  In  1816,  however,  a  second  bank, 
substantially  identical  in  character  with  the  earlier 
institution  but  with  a  capital  of  thirty-five  million 
dollars  instead  of  ten  million,  was  chartered  and  the 
financial  policy  which  Hamilton  had  inaugurated  was 
resumed.  A  new  tariff  act  of  the  same  year  imposed 
relatively  high  duties  on  an  enlarged  list  of  imported 
articles  with  the  avowed  object  of  encouraging  and 
protecting  American  manufactures.  The  war  itself 
had  not  been  particularly  expensive,  but  the  decline 
of  revenue  during  the  period  of  the  embargo  had 
stopped  the  reduction  of  the  debt,  and  the  costs  of 
war  together  with  the  added  expenses  of  civil  adminis- 
tration caused  the  debt  to  increase  from  $53,000,000 
in  1810  to  about  $91,000,000  in  1820.     A  policy  of 


126  AMERICAN    DEMOCRACY 

economy  and  the  absence  of  extraordinary  expendi- 
tures reduced  the  debt  by  nearly  one-half  in  the 
course  of  the  next  decade.  Louisiana  was  admitted 
as  a  State  in  1812,  and  the  admission  of  Indiana  in 
181 6  brought  the  number  of  States  to  nineteen  by  the 
close  of  Madison's  second  administration. 

It  was  apparent  that  the  Republican  party  was 
changing  its  policy,  and  that  theories  and  practices 
which  the  Anti-Federalists  and  even  Jefferson  him- 
self would  have  rejected  were  now  recognized  ele- 
ments of  the  Republican  programme.  A  Republican 
Congress,  for  example,  had  refused  in  181 1  to  extend 
the  charter  of  the  first  Bank  of  the  United  States, 
but  it  was  a  Republican  Congress  which  chartered 
the  second  bank  five  years  later.  The  encourage- 
ment of  American  manufactures  by  the  imposition  of 
protective  tariff  duties  was  a  Federalist  rather  than 
an  Anti-Federalist  policy,  but  it  was  a  Republican 
Congress  that  enacted  the  protective  tariff  act  of 
1 81 6.  Theoretically  the  Republicans  still  stood  for 
State  rights  and  a  strict  construction  of  the  Constitu- 
tion, for  economy  in  expenditure  and  the  reduction  of 
the  powers  of  the  federal  government  to  the  lowest 
point  consistent  with  efficient  administration,  but  in 
actual  practice  there  was  little  now  to  distinguish 
Republican  methods  at  these  points  from  those  which 
had  obtained  during  the  years  of  Federalist  control. 
The  powerful  influence  of  the  Supreme  Court,  forced 
into  the  background  under  Jefferson  but  now  assert- 
ing itself  more  and  more  as  important  cases  multi- 


DEMOCRACY    AND    NATIONALITY  127 

plied,  was  thrown  consistently  upon  the  side  of  a 
liberal  interpretation  of  the  Constitution,  and  the 
greatest  of  all  the  chief  justices,  John  Marshall  of 
Virginia,  whose  appointment  to  office  was  one  of  the 
last  acts  of  the  Adams  administration,  must  be  counted 
among  the  foremost  builders  of  American  nationality. 
Virginia  has  been  called  the  mother  of  presidents, 
but  in  the  early  years  of  the  republic  the  Federalist 
opposition  referred  to  the  succession  of  Virginia  presi- 
dents which  began  with  Jefferson  by  the  less  compli- 
mentary epithet  of  the  Virginia  hierarchy.  The  Hart- 
ford convention  of  1814  had  proclaimed  as  one  of  its 
grievances  the  apparent  purpose  to  keep  the  presi- 
dential succession,  which  already  numbered  Washing- 
ton, Jefferson,  and  Madison,  in  the  Virginia  line  and 
to  make  the  office  of  secretary  of  state,  which  both 
Jefferson  and  Madison  had  held,  a  stepping-stone  to 
the  presidency.  Only  once  more,  however,  was  the 
Virginia  precedent  to  be  observed.  James  Monroe 
of  Virginia,  to  whom  the  majority  of  the  presidential 
electors  gave  their  choice  in  181 6,  had  been  secretary 
of  state  under  Madison,  and  was  the  last  of  the  presi- 
dents who  had  seen  service  in  the  Revolutionary  war. 
Educated  as  a  lawyer,  he  gave  up  the  practice  of  the 
profession  early  in  life  and  for  a  number  of  years 
before  his  election  as  president  had  been  almost  con- 
tinuously in  office,  part  of  the  time  as  American 
representative  in  France.  His  political  views  were 
in  general  those  of  Jefferson,  but  he  had  no  marked 
force  of  personal  character,  and  the  two  great  events 


128  AMERICAN    DEMOCRACY 

of  his  administration  owed  little  of  their  importance 
to  his  personal  influence.  The  absence  of  pronounced 
political  color  in  the  president,  on  the  other  hand,  was 
at  the  moment  an  advantage  rather  than  an  embarrass- 
ment. Party  lines  were  fading,  and  although  the 
"  era  of  good  feeling,"  as  the  later  years  of  Monroe's 
presidency  came  to  be  called,  was  in  reality  a  period 
of  factional  struggle  and  uncertain  groping  for  new 
issues,  there  was  no  assured  party  following  which 
Monroe  or  any  other  president  could  have  led.  His 
all  but  uncontested  re-election  in  1820  was  a  tribute 
which  a  more  aggressive  president  could  hardly  have 
received,  and  the  modest  dignity  and  urbanity  with 
which  he  filled  the  presidential  office  helped  to  facili- 
tate the  passage  of  the  political  life  of  the  nation 
from  an  old  order  to  a  new. 

The  disappearance  of  old  party  distinctions  and  the 
temporary  waning  of  popular  interest  in  the  legal 
and  constitutional  aspects  of  public  questions  was 
largely  due  to  the  marked  changes  in  social  and 
economic  conditions  which  the  United  States  was 
undergoing.  The  first  two  decades  of  the  republic 
had  seen  the  invention  and  development  of  the  steam- 
boat, the  cast-iron  plough,  the  cotton  gin,  the  textile 
carding  machine,  the  high-pressure  steam  engine,  and 
the  screw  propeller;  and  the  application  of  steam, 
joined  to  rapid  improvements  in  machinery  and 
mechanical  processes,  was  working  an  industrial  revo- 
lution whose  effects  were  felt  throughout  the  country. 
The  steamboat  solved  the  problem  of  up-stream  navl- 


DEMOCRACY    AND    NATIONALITY  129 

gation  on  the  Ohio  and  Mississippi,  opened  the  West 
to  the  manufactured  products  of  the  middle  States  and 
New  England,  and  shortened  by  one-half  the  ordinary 
voyage  to  Europe.  Until  1793  the  difficulty  of  clear- 
ing the  cotton  fiber  of  seeds  and  chaff  had  kept  the 
cultivation  of  cotton  at  a  low  level  in  comparison 
with  tobacco  and  rice,  but  the  invention  of  the  cotton 
gin  in  that  year  changed  the  face  of  southern  agri- 
culture and  in  a  few  years  made  cotton  the  king  of 
American  staples.  In  the  face  of  an  expanding  in- 
dustrial life  at  once  varied  and  profitable  the  old  con- 
troversies over  a  strict  or  loose  interpretation  of  the 
Constitution  and  the  reserved  rights  of  the  States  lost 
interest  for  the  average  citizen,  and  the  people  turned 
with  a  new  zeal  to  the  conquest  of  the  western  wilder- 
ness and  the  acquisition  of  wealth  through  manufac- 
tures and  trade. 

The  lure  of  the  West,  strong  even  during  the  Revolu- 
tion, drew  the  venturesome  with  an  irresistible  attrac- 
tion. A  steady  stream  of  population  from  the  older 
States  of  the  East  poured  into  the  Ohio  valley,  and 
a  new  frontier  was  hardly  established  before  the 
waves  of  migration  again  pushed  it  forward.  One  by 
one  the  Indian  tribes  were  dispossessed  and  their 
remnants  removed  to  the  border  of  the  Mississippi  or 
beyond,  and  town  and  county  organizations  reflected 
the  local  political  habits  of  the  settlers  from  New 
England,  the  middle  States,  and  Virginia  and  the 
Carolinas.  North  of  the  Ohio  river  slavery  had  been 
excluded  by  the  ordinance  of  1787,  and  it  was  a  free 


130  AMERICAN    DEMOCRACY 

population  of  workers  that  levelled  the  forests,  broke 
the  prairies,  and  built  homes,  churches,  and  schools. 
Into  the  Atlantic  coast  States  in  turn  filtered,  after 
1 815,  the  first  appreciable  beginnings  of  the  mighty 
stream  of  European  immigration  which  within  another 
generation  was  largely  to  displace  native-born  labor 
in  the  mills,  reinforce  the  westward  movement,  and 
give  to  the  United  States  a  permanently  cosmopolitan 
character.  Census  returns  of  population  leaped  from 
5,300,000  in  1800  to  7,200,000  in  1810;  by  1820  the 
figure  had  grown  to  9,600,000.  Mississippi  was 
ready  for  admission  in  181 7  and  Illinois  was  added  the 
following  year.  In  181  0,  after  a  tedious  diplomatic 
controversy  and  a  period  of  irregular  fighting  hardly 
to  be  dignified  by  the  name  of  war,  the  Spanish 
provinces  of  East  and  West  Florida  passed  into  the 
control  of  the  United  States  by  purchase  and  terri- 
torial expansion  had  reached  the  Gulf  of  Mexico. 
The  admission  as  a  State  of  Alabama,  the  gulf  por- 
tion of  which  American  forces  had  early  invaded, 
followed  immediately,  but  nearly  a  generation  elapsed 
before  Florida  was  ready  for  statehood. 

The  Florida  annexation  was  just  being  completed 
when  there  burst  upon  the  country,  with  a  sudden- 
ness which  to  the  aged  Jefferson  was  as  a  fire  bell  in 
the  night,  the  political  issue  of  slavery.  The  Terri- 
tory of  Missouri,  organized  in  181 2  with  a  western 
frontier  which  extended  to  the  Rocky  mountains, 
applied  for  admission  as  a  State,  and  at  the  same  time 
a  similar  application  was  made,  with  the  approval  of 


DEMOCRACY    AND   NATIONALITY  131 

Massachusetts,  by  the  District  of  Maine.  Maine,  of 
course,  would  be  a  free  State,  and  the  House  of 
Representatives,  a  majority  of  whose  members  repre- 
sented States  in  which  slavery  did  not  exist,  demanded 
that  slavery  should  be  excluded  from  Missouri. 
The  admission  of  two  free  States,  however,  would 
destroy  the  balance  which  thus  far  had  been  main- 
tained between  free  and  slave  States,  and  give  the 
free  states  a  permanent  majority  in  the  Senate,  where 
the  States  were  represented  equally,  as  well  as  in 
the  House.  The  Senate,  its  action  controlled  by  the 
slavery  interests,  refused  either  to  pass  the  Missouri 
bill  or  to  admit  Maine  unless  slavery  was  to  be  per- 
mitted in  Missouri,  while  the  House  refused  to  vote 
for  the  admission  of  Missouri  save  as  a  free  State, 
and  the  result  was  a  deadlock  in  Congress  and  a  con- 
troversy which  shook  the  nation  to  its  foundations. 
The  political  opposition  to  slavery  went  back  to 
the  beginning  of  the  government.  The  compromise 
in  the  constitutional  convention  by  which  three- 
fourths  of  the  slaves  were  counted  in  reckoning  the 
population  of  a  State  for  purposes  of  representation 
in  the  House  was  a  concession  to  the  political  power 
of  the  slaveholding  States  which  the  free  States  had 
been  compelled  reluctantly  in  1787  to  make.  A  fur- 
ther compromise,  aimed  at  the  African  slave  trade, 
had  allowed  the  trade  to  continue  for  twenty  years, 
at  the  end  of  which  time  Congress  was  empowered  to 
prohibit  it,  and  a  prohibitory  statute  had  been  passed 
in   1806.     At  the  time  when   the   Constitution  was 


112  AMERICAN    DEMOCRACY 


l0 


framed  slavery  was  relatively  of  small  importance, 
and  many  southern  slave  owners  shared  the  feeling 
of  repugnance  which  the  institution  inspired  in  the 
North;  but  with  the  invention  of  the  cotton  gin  slave 
labor  suddenly  took  on  a  new  significance  for  indus- 
try, and  the  wealth  which  was  now  being  drawn  from 
the  cotton  fields  dulled  the  opposition  of  southern 
planters  as  well  as  of  many  northern  merchants  and 
manufacturers  to  the  inherent  evils  of  the  system.  Yet 
it  was  clear  that  with  all  its  apparent  prosperity  the 
South  was  not  sharing  in  the  industrial  development 
of  the  rest  of  the  country,  that  free  labor  and  manu- 
factures would  not  go  where  slave  labor  predominated, 
and  that  the  South  was  doomed,  if  it  adhered  to 
slavery,  to  remain  a  primitive  agricultural  section 
constantly  declining  in  relative  wealth  and  importance. 
Negro  slavery,  in  other  words,  was  on  the  defensive 
as  an  economic  system.  To  have  abolished  it,  on 
the  other  hand,  would  have  been  to  overturn  the 
established  economic  and  social  order  of  the  slave- 
holding  States  with  no  assurance  that  free  labor,  under 
the  peculiar  conditions  of  a  hot  climate,  would  take 
its  place;  at  the  same  time  that  the  political  impor- 
tance of  the  southern  States,  with  a  relatively  small 
white  population  which  would  alone  enjoy  political 
rights,  would  hopelessly  decline.  A  large  part  of 
the  South  seemed  predestined  by  nature  for  the  pro- 
duction of  cotton,  and  the  destruction  or  even  the 
serious  curtailment  of  one  of  the  greatest  of  American 
industries  was  something  not  even  to  be  threatened. 


DEMOCRACY    AND    NATIONALITY  133 

The  weakness  of  slavery  was  thus  also  to  some  degree 
its  strength.  The  only  hope  of  slavery,  in  a  nation 
which  was  developing  a  varied  industry  carried  on 
by  free  labor,  was  in  the  maintenance  of  a  balance 
between  slave  and  free  States  in  the  Senate,  where 
the  equal  representation  of  the  States  would  be  suf- 
ficient to  bar  hostile  legislation;  and  the  free  States 
were  certain  in  the  long  run  to  support  such  a  com- 
promise lest  the  entire  cotton  industry,  production, 
manufacture,  and  export,  should  be  put  in  jeopardy. 
Of  the  twenty-two  States  which  in  1819  composed  the 
union  eleven  were  free  and  eleven  were  slave.  The 
admission  of  Missouri  with  slavery,  Maine  being 
free,  would  maintain  the  sectional  balance,  but  with 
slavery  excluded  from  Missouri  the  control  of  the 
Senate  would  be  lost  forever.  The  free  State  mem- 
bership of  the  House  of  Representatives  already 
exceeded  the  slave  State  membership  by  twenty-four, 
and  with  a  growth  of  population  appreciably  less  in 
the  slaveholding  section  than  in  the  rest  of  the  coun- 
try there  was  no  prospect  that  slavery  would  ever 
gain  control  of  the  House. 

The  argument  was  political  and  sectional  but  it  was 
not  constitutional,  and  if  slavery  was  to  be  protected 
the  Constitution  must  somehow  be  brought  to  its  side. 
The  supporters  of  slavery  found  their  ground  in  a 
new  development  of  strict  construction  doctrine, 
namely,  that  under  the  Constitution  every  State  was 
entitled  to  maintain  its  own  "  domestic  institutions  " 
without  interference  by  the  other  States  or  by  Con- 


134  AMERICAN    DEMOCRACY 

gress,  and  that  the  protection  to  which  the  States  were 
constitutionally  entitled  extended  to  their  labor  sys- 
tem whether  slave  or  free.  It  was  not  difficult  to 
show  that  the  Constitution  recognized  slavery  as 
existing,  but  whether  or  not  the  Constitution  was  in- 
tended to  protect  slavery  was  not  so  clear.  If  slavery 
was  a  national  institution  Congress  might  certainly 
regulate  or  restrict  it,  but  if  it  was  in  fact  one  of  the 
"  domestic  "  institutions  over  which  the  States  were 
assumed  to  retain  complete  control,  only  great  lati- 
tude of  interpretation  could  bring  it  within  the  scope 
of  the  "  general  welfare  "  for  which  Congress  was 
empowered  to  provide. 

The  controversy  could  not  be  settled  on  principle 
and  it  was  accordingly  settled  by  compromise.  The 
House  of  Representatives  agreed  to  the  admission  of 
Missouri  as  a  slave  State,  the  Senate  agreed  to  the 
admission  of  Maine,  and  the  two  houses  joined  in 
prohibiting  forever  the  admission  of  further  slave 
States  from  the  Louisiana  purchase  north  of  the  par- 
allel of  latitude  36'  30",  the  southern  boundary  of 
Missouri.  As  the  boundary  between  the  United 
States  and  the  Spanish  possessions  in  the  Southwest 
at  that  time  coincided  roughly  with  the  eastern  and 
northern  boundaries  of  the  present  State  of  Texas 
and  the  western  boundary  was  the  Rocky  mountains, 
it  was  evident  that  the  territory  which  the  Missouri 
compromise  left  open  for  the  organization  of  slave 
States  was  very  much  smaller  than  the  territory  which 
would  be  free;   but  the  disparity  seemed  less  then 


DEMOCRACY    AND    NATIONALITY  135 

than  it  does  now  because  most  of  the  territory  west 
of  the  Mississippi  and  the  Missouri  was  regarded  as 
permanently  unfit  for  settlement,  and  for  years  there- 
after was  represented  in  maps  as  the  great  American 
desert. 

The  Missouri  struggle  was  a  rude  shock  to  the 
spirit  of  national  unity.  The  growth  of  slavery  in 
one-half  of  the  States,  slowly  molding  economic  life 
and  social  habit  into  forms  radically  different  from 
those  which  the  other  States  enjoyed,  had  suddenly 
provoked  a  grave  political  crisis  which  had  divided 
the  nation  and  in  regard  to  which  political  parties 
must  henceforth  take  sides.  The  controversy  was 
novel  to  many  in  that  it  seemed  to  present  only  a 
fundamental  issue  of  right  or  wrong,  but  a  social 
institution  to  which  a  large  part  of  the  nation  was 
devoted,  and  upon  which  material  prosperity  seemed 
at  the  moment  vitally  to  depend,  was  certain,  now  that 
it  had  been  put  upon  the  defensive,  to  ally  itself  with 
every  national  or  sectional  interest  from  which  it 
might  hope  to  draw  support,  and  to  put  the  Union 
itself  in  peril  rather  than  to  yield  ground.  In  the 
presence  of  slavery  the  American  nation  found  itself 
sectional,  and  the  fatal  step  of  compromise  taken  in 
1820  indicated  the  line  which  for  forty  years  the 
nation  was  to  follow. 

Thanks  to  the  far-seeing  statesmanship  of  John 
Quincy  Adams,  Monroe's  secretary  of  state,  the  Mon- 
roe administration  won  a  diplomatic  victory  abroad 
which  did  something  to  offset  the  rebuff  which  the 


136  AMERICAN    DEMOCRACY 

Missouri  controversy  had  given  to  national  unity  at 
home.     The   attempt   of    Napoleon    to    bring    Spain 
under  the  control  of   France  had  awakened  a  new 
spirit  of  nationality  among  the  Spanish  people,  and 
with  the  failure  of  that  attempt  and  the  subsequent 
downfall  of  the  Napoleonic  power  in  the  peninsula 
a  succession  of  revolts  against  the  reactionary  Span- 
ish crown  spread  throughout   the  colonies  of   Spain 
in  America.     By  the  beginning  of  Monroe's  second 
administration  every  Spanish  colony  in  Central  and 
South  America  had  a  revolutionary  government  and 
was  successfully  maintaining  the  independence  which 
it  had  declared.     Under  the  lead  of  the  Holy  Alli- 
ance, a  reactionary  combination  of  European  powers 
of  which  Metternich,  the  chief  minister  of  Austria, 
was  the  moving  spirit  Spain  was  encouraged  to1  at- 
tempt the  recovery  of  its  colonies.     The  prospect  of 
a  Spanish   invasion   of   Central  and   South  America 
backed  by  the  military  resources  of  the  Holy  Alliance 
was  a  grave  menace  to  the  United  States,  presaging  a 
renewal  of  political  complications  with  Europe  even 
more  serious  than  those  from  which  the  United  States 
had  lately  emerged.    At  the  same  time  Russia,  which 
already  held  Alaska,  took  occasion  to  assert  an  ill- 
founded  claim  to  so  much  of  the  Pacific  coast  as  lay 
between  Alaska  and  the  Oregon  country,  and  an  im- 
perial ukase  closed  the  region  to  foreign  trade.     If 
the  Russian  claim  were  allowed  to  go  uncontested  and 
the  plans  of  the  Holy  Alliance  were  carried  out,  the 
United   States  would  find  itself  confronted  with  a 


DEMOCRACY    AND    NATIONALITY  137 

powerful  European  combination  to  the  south  and  the 
Russian  imperial  government  in  the  northwest,  and 
the  American  continents  would  once  more  become  a 
field  for  European  exploitation. 

Adams  had  been  the  principal  negotiator  of  the 
treaty  of  Ghent,  and  a  long  official  residence  abroad 
had  made  him  intimately  aware  of  the  political  spirit 
of  Europe.  He  accordingly  persuaded  Monroe  to  in- 
corporate in  his  annual  message  to  Congress  in  1823 
two  passages  which  together  constitute  the  famous 
Monroe  doctrine.  One,  aimed  particularly  at  Russia, 
declared  that  the  American  continents  were  not  here- 
after to  be  regarded  as  fields  for  colonization  by  any 
European  power.  The  other,  directed  at  Spain  and 
the  Holy  Alliance,  announced  that  while  the  policy 
of  the  United  States  was  one  of  non-interference  with 
the  affairs  of  any  European  state  and  non-participation 
in  European  political  arrangements,  any  attempt  on 
the  part  of  the  allied  powers  to  assist  Spain  in  over- 
throwing the  revolutionary  governments  which  had 
declared  their  independence,  and  whose  independence 
the  United  States  had  recognized,  would  be  regarded 
as  "  the  manifestation  of  an  unfriendly  disposition  " 
toward  the  United  States.  The  bold  warning  was 
sufficient,  the  plans  of  Spain  and  the  allies  were 
abruptly  dropped,  and  the  independence  of  the  gov- 
ernments of  Central  and  South  America  was  assured. 
Negotiations  with  Russia  had  been  begun  before  Mon- 
roe's message  was  delivered,  and  a  treaty  presently 
provided  for  the  withdrawal  of  the  Russian  claim. 


138  AMERICAN    DEMOCRACY 

The  substance  of  the  Monroe  doctrine  was  not  new, 
for  the  policy  of  holding  aloof  from  entangling  alli- 
ances with  Europe  went  back  to  the  time  of  Wash- 
ington and  was  implicit  in  the  neutrality  which  had 
several  times  been  proclaimed.  The  statements  of 
Monroe's  message,  however,  were  the  first  clear  enun- 
ciation of  the  principle  as  a  national  policy,  and 
although  time  has  greatly  modified  the  position  taken 
in  1823  and  national  practice  has  more  than  once 
seriously  infringed  upon  it,  the  Monroe  doctrine  still 
remains  one  of  the  primary  principles  of  American 
diplomacy  so  far  as  political  relations  with  Europe 
are  concerned.  The  declaration  made  clear  the  su- 
premacy of  the  United  States  in  American  affairs,  and 
its  prompt  acceptance  by  the  European  powers  whose 
schemes  it  disrupted  was  a  tribute  to  the  moral  and 
physical  weight  of  the  young  nation.  The  fact  that 
Canning,  the  British  prime  minister,  who  was  opposed 
to  the  Holy  Alliance,  had  suggested  in  1822  a  joint 
declaration  by  Great  Britain  and  the  United  States 
against  European  intervention  in  Central  and  South 
America  does  not  lessen  the  distinction  of  Adams's 
achievement,  for  the  suggestion  of  Canning  was  de- 
clined on  the  same  ground  as  that  upon  which  the 
declaration  of  Monroe  was  later  based,  and  the 
Monroe  doctrine  once  it  was  proclaimed  applied  to 
Great  Britain  as  well  as  to  Spain  and  the  allies. 

Monroe  was  not  only  the  last  of  the  Virginia  hier- 
archy but  the  last  also  of  the  presidents  who  had 
personally  taken  part  in  the  establishment  of  the  fed- 


DEMOCRACY    AND    NATIONALITY  139 

eral  government.  Most  of  the  statesmen  of  the  early- 
constitutional  period  were  dead,  a  new  generation  with 
new  ideas  and  a  new  spirit  had  come  upon  the  stage, 
and  there  was  a  crude  but  energetic  West  henceforth 
to  be  reckoned  with.  The  transition  to  a  new  order  of 
which  Monroe  had  seen  the  beginnings  had  been 
nearly  accomplished,  and  no  prophet  was  needed  to 
foretell  that  the  new  order  would  be  very  different 
from  the  old. 


CHAPTER   VI 

A  NEW  PHASE  OF   DEMOCRATIC   CONTROL 

If  birth,  education,  and  public  service  could  ever 
of  themselves  suffice  as  a  preparation  for  the  presi- 
dency, John  Quincy  Adams  should  have  been  one  of 
the  most  successful  of  American  presidents.  He  was 
the  son  of  John  Adams.  He  had  entered  the  public 
service  in  boyhood  as  his  father's  secretary,  served 
with  distinction  as  a  diplomatic  representative  of  the 
United  States  in  The  Netherlands  and  elsewhere  dur- 
ing some  of  the  most  exciting  years  of  the  Napoleonic 
wars,  concluded  the  peace  treaty  with  Great  Britain 
at  the  close  of  the  war  of  1812,  and  after  the  war  had 
returned  to  the  United  States  to  become  for  eight 
years  secretary  of  state  under  Monroe.  He  was 
widely  read,  possessed  a  greater  familiarity  with 
European  politics  than  any  American  of  his  day,  and 
was  one  of  the  few  presidents  who  have  had  a  prac- 
tical knowledge  of  foreign  languages.  His  one-time 
Federalist  support  in  New  England  had  dropped  away 
when  he  upheld  the  embargo,  and  thereafter  his  polit- 
ical opinions  became  those  of  a  moderate  Republican 
with  whom  an  intense  belief  in  American  nationality 
and  a  jealous  regard  for  American  independence  and 
prestige  were  controlling  motives.    No  man  in  public 

140 


A    PHASE    OF    DEMOCRATIC    CONTROL     141 

life  was  apparently  better  fitted  to  lead  the  nation  in 
the  period  of  political  transition  through  which  it  was 
passing  and  to  bridge  the  interval  which  separated  the 
old  order  from  the  new. 

Yet  the  four  years  of  his  presidency  were  for  the 
nation  a  period  of  acrimonious  political  turmoil,  while 
to  Adams  they  brought  declining  official  influence  and 
personal  regard  and  an  ultimate  repudiation  and  de- 
feat clearly  foreshadowed  from  the  start.  Trouble 
began  with  the  election  of  1824.  Of  the  four  candi- 
dates in  the  field,  all  nominally  Republicans,  Andrew 
Jackson  of  Tennessee  received  99  electoral  votes, 
Adams  84,  William  H.  Crawford  of  Georgia  41,  and 
Henry  Clay  of  Kentucky  37.  No  candidate  had  a 
majority,  and  the  election  devolved  for  a  second  time 
upon  the  House  of  Representatives,  which  under  the 
Twelfth  Amendment  was  required  to  choose  a  pres- 
ident from  among  the  three  candidates  having  respec- 
tively the  highest  number  of  votes,  each  State  casting 
one  vote.  Clay,  accordingly,  was  ineligible,  and  the 
contest  lay  in  fact  between  Jackson  and  Adams  but 
with  the  supporters  of  Clay  holding  the  balance  in  the 
decision.  The  vote  of  the  House  was  delayed  until 
February,  1825;  then  Clay  gave  his  support  to  Adams 
and  Adams  was  chosen.  Of  the  twenty-four  States 
thirteen  voted  for  Adams,  seven  for  Jackson,  and  four 
for  Crawford.  The  vice-president,  over  whose  elec- 
tion there  was  no  dispute,  was  John  C.  Calhoun  of 
South  Carolina. 

The  election  of   1824-25  had  far-reaching  conse- 


142  AMERICAN    DEMOCRACY 

quences.  Jackson,  while  conceding  that  the  result  was 
entirely  regular  from  the  point  of  view  of  the  consti- 
tutional requirements,  nevertheless  insisted  that  he 
rather  than  Adams  was  the  people's  choice  and  that 
the  will  of  the  people  had  been  defeated  by  the  action 
of  the  House.  Jackson,  accordingly,  whose  personal 
popularity  in  the  Southwest  was  very  great  and  whose 
military  exploit  in  1815  had  earned  for  him  the  title 
of  "  the  hero  of  New  Orleans,"  was  certain  to  be  a 
formidable  candidate  for  the  presidency  in  1828,  and 
the  legislature  of  Tennessee  shortly  nominated  him 
for  the  office.  The  renewed  candidacy  of  Clay,  who 
had  stood  at  the  bottom  of  the  list  in  1824,  was  less 
certain,  but  Clay  was  already  one  of  the  most  prom- 
inent and  influential  figures  in  Congress  and  the  part 
which  he  had  taken  in  the  House  election  had  shown 
his  power.  His  acceptance  of  the  office  of  secretary 
of  state  under  Adams,  on  the  other  hand,  lent  color 
to  the  charge,  apparently  unfounded,  that  he  had 
made  a  "  corrupt  bargain  "  with  Adams  of  which  the 
office  was  the  reward,  and  Jackson  industriously 
spread  the  charge.  The  position  of  Calhoun,  also, 
was  peculiar.  Some  years  before,  while  serving  as 
secretary  of  war  under  Monroe,  Calhoun  had  urged 
the  court-martialling  of  Jackson  for  the  high-handed 
conduct  of  the  "  hero  "  in  invading  Florida  and  sum- 
marily hanging  two  British  subjects  suspected  of 
treasonable  intrigue;  but  the  personal  popularity  of 
Jackson  had  deterred  Monroe  and  the  cabinet,  and  in 
place  of  drastic  punishment  the  action  of  Jackson  was 


A    PHASE   OF    DEMOCRATIC    CONTROL     143 

sustained.  The  secret  of  the  cabinet  discussions  had 
been  well  kept  and  Jackson,  who  suspected  Adams 
rather  than  Calhoun  of  hostility,  regarded  Calhoun 
as  his  friend.  Calhoun  could  not  hope  to  win  the 
presidency  in  1828  in  the  face  of  Jackson's  candidacy, 
but  he  might  secure  a  second  term  as  vice-president. 
On  the  other  hand,  if  Jackson  were  chosen  president 
in  1828  he  would  assuredly  be  a  candidate  for  re- 
election in  1832  if  he  lived,  and  since  a  third  term  as 
vice-president  was  hardly  to  be  thought  of  the  prize 
of  the  presidency  seemed  in  the  way  of  slipping  for- 
ever from  Calhoun's  grasp.  The  shadows  of  the  elec- 
tion of  1824-25,  in  other  words,  darkened  the  political 
horizon  for  at  least  eight  years  to  come. 

A  more  forcible  man  than  Adams  could  not  have 
hoped  to  cope  successfully  with  so  complicated  a  situ- 
ation. The  tide  of  a  new  democracy,  urged  on  by  the 
vigorous  and  unconventional  spirit  of  the  West,  was 
flowing  strongly,  and  neither  as  a  politician  nor  as  a 
statesman  was  Adams  able  to  stay  it  or  to  direct  its 
course.  His  high  sense  of  public  duty  would  not  allow 
him  to  use  the  federal  civil  service  as  party  spoils,  and 
holders  of  public  office  intrigued  against  him.  The 
comprehensive  recommendations  of  his  messages  to 
Congress  covered  a  wider  range  of  important  subjects 
than  those  of  any  previous  president  and  showed  a 
statesmanlike  grasp  of  national  problems,  but  the 
Congress  to  which  they  were  addressed  for  the  most 
part  passed  them  by.  His  broad  constitutional  views, 
also,  exposed  him  to  attack  from  the  Jackson  follow- 


144  AMERICAN    DEMOCRACY 

ing.  In  1 817  Monroe  had  vetoed  on  constitutional 
grounds  a  bill  appropriating  money  for  what  were 
known  as  internal  improvements,  a  term  long  used  to 
designate  the  policy  of  aiding  by  federal  grants  the 
construction  of  highways  and  canals  and  the  improve- 
ment of  navigable  rivers,  and  for  some  years  after  the 
veto  appropriations  for  those  purposes  were  small. 
Adams  favored  internal  improvements,  and  the  con- 
gressional appropriations  for  such  undertakings 
amounted  by  the  end  of  his  term  to  some  fourteen 
million  dollars,  while  expenditures  of  several  times 
that  amount  had  been  forecast  by  preliminary 
surveys. 

It  was  clear  that  the  republicanism,  if  the  term  might 
still  with  propriety  be  employed,  of  Adams  and  his  fol- 
lowers resembled  far  more  the  theories  and  practices  of 
the  early  Federalists  than  the  doctrinal  views  of  Jeffer- 
son, and  that  the  new  democracy  of  which  Jackson 
was  now  the  popular  embodiment  could  not  at  all 
points  claim  Jefferson  as  its  author.  The  Adams  fol- 
lowing accordingly  sought  to  differentiate  themselves 
from  their  opponents  by  taking  the  name  of  National 
Republicans,  while  the  "  Jackson  men,"  as  they  were 
for  some  time  called,  presently  took  the  party  name 
of  Democrats.  The  latter  name  endured,  and  the 
present  Democratic  party  is  historically  identical, 
although  with  varied  mutations  of  principle  and  for- 
tune, with  the  new  party  which  took  form  during  the 
last  months  of  Adams's  administration.  The  National 
Republicans  later  took  the  name  of  Whigs,  and  under 


A    PHASE    OF    DEMOCRATIC    CONTROL     145 

that  name  the  party  continued  until  the  eve  of  the 
Civil  War,  when  its  remnants  gave  way  to  the  present 
Republican  party.  The  broad  distinction  between  a 
liberal  and  a  strict  construction  of  the  Constitution 
which  had  divided  Federalists  from  Anti-Federalists 
was  perpetuated  in  the  new  party  alignment,  but  the 
later  surrender  of  the  Democrats  to  the  political  de- 
mands of  slavery  forced  the  Democratic  party  into  an 
extreme  State  rights  position  for  which  the  policies  of 
Jefferson  and  Jackson  afforded  no  sufficient  support. 

The  presidential  campaign  of  1828,  however,  was 
hardly  at  all  a  campaign  of  issues.  It  was  a  campaign 
for  the  "  vindication  "  of  Jackson  and  the  enthrone- 
ment of  "  the  people,"  and  the  campaign  slogan 
"Hurrah  for  Jackson!  "  prevailed  over  any  discus- 
sion of  policy  past,  present,  or  future.  The  election 
was  a  Democratic  landslide.  Jackson  received  178 
electoral  votes  in  comparison  with  83  votes  cast  for 
Adams,  and  the  vice-presidential  vote  for  Calhoun 
was  only  a  trifle  less  than  the  electoral  vote  for 
Adams.  Both  branches  of  Congress  had  been  strongly 
Republican  ever  since  the  Jeffersonian  victory  of 
1800,  but  the  congressional  elections  of  1828  slightly 
increased  the  new  Democratic  majority  in  the  Senate 
and  added  materially  to  the  Democratic  strength  in 
the  House  of  Representatives. 

The  election  of  Jackson  brought  to  the  presidential 
office  the  most  vivid  and  emphatic  personality  that 
American  politics  had  yet  produced.  Jackson  had 
little  of  the  imposing  dignity  of  Washington  and  none 


146  AMERICAN    DEMOCRACY 

of  the  culture  of  Jefferson.  His  experience  of  public 
affairs  had  been  limited  to  a  short  term  as  senator 
from  Tennessee  and  a  brief  service  as  governor  of 
that  State;  his  military  career,  aside  from  his  defeat 
of  the  British  at  New  Orleans,  had  been  mainly  that 
of  an  aggressive  fighter  of  Indians,  and  his  small 
practice  of  law  had  given  him  neither  professional  dis- 
tinction nor  a  judicial  temperament.  He  was  distinc- 
tively a  product  of  the  frontier  West,  the  idol  of  a 
section  which  cared  little  for  precedent  or  tradition 
and  still  less  for  the  technicalities  of  constitutional 
interpretation,  but  which  nevertheless  possessed  a  keen 
sense  of  right  and  wrong  and  an  abiding  confidence 
in  the  virtue  of  direct  political  action.  What  his  policy 
as  president  would  be  no  one  knew  and  few  of  his 
followers  inquired,  but  there  was  a  general  expecta- 
tion that  he  would  punish  his  enemies  and  reward  his 
friends,  cleanse  the  federal  government  of  abuses,  and 
make  the  national  authority  respected  at  home  and 
abroad.  Whether  or  not  in  the  process  the  require- 
ments of  the  Constitution  would  be  scrupulously  ob- 
served none  troubled  themselves  to  ask.  The  Consti- 
tution had  been  made  for  the  nation;  it  was  not  the 
nation  that  had  been  made  for  the  Constitution. 

A  tumultuous  inauguration  in  which  crowds  of  ad- 
miring supporters  invaded  the  White  House,  upset 
the  tubs  of  punch  which  had  been  prepared  for  their 
refreshment,  and  stood  with  muddy  boots  upon  up- 
holstered furniture,  was  followed  by  an  unprecedented 
removal  of  federal  office-holders.     Functionaries  long 


A    PHASE    OF    DEMOCRATIC    CONTROL     147 

in  office  were  arbitrarily  dismissed  and  their  places 
given  to  clamoring  Democrats.  The  change  of  per- 
sonnel was  not  complete  and  many  political  opponents 
of  Jackson  contrived  to  retain  their  posts  throughout 
his  administration,  but  the  wholesale  introduction  of 
the  spoils  system  demoralized  the  federal  administra- 
tive service  as  a  whole,  and  established  a  baneful 
precedent  which  continued  to  be  more  or  less  regu- 
larly followed  until  the  present  civil  service  law  began 
the  substitution  of  a  merit  system.  Jackson's  own 
position  in  the  matter,  however,  was  entirely  clear  and 
his  equanimity  was  not  disturbed.  In  his  view  gov- 
ernment offices  belonged  to  the  people,  no  special  ex- 
perience or  skill  was  necessary  in  order  to  perform 
their  duties,  and  long  continuance  in  office  was  an 
evil  from  which  the  country  should  not  be  asked  to 
suffer. 

The  eight  years  of  Jackson's  presidency  were 
marked  by  two  great  controversies  which  revealed 
in  startling  outlines  the  character  and  political  ideals 
of  Jackson  and  his  aggressive  national  spirit.  Neither 
controversy  could  have  been  avoided,  for  the  seeds  of 
contention  were  planted  in  the  historical  events  which 
ultimately  provoked  them,  but  the  political  signifi- 
cance of  the  fierce  battles  which  were  waged  was  due 
in  large  measure  to  the  personality  and  methods  of 
Jackson  himself. 

The  first  controversy  was  with  the  Bank  of  the 
United  States.  The  bank  had  had  a  prosperous  career 
as  a  financial  institution,  its  notes  circulated  through- 


148  AMERICAN    DEMOCRACY 

out  the  country  at  par,  its  services  as  the  fiscal  agency, 
practically  the  treasury,  of  the  government  were  effi- 
ciently performed,  and  its  paramount  influence  was 
sufficient  to  keep  the  various  State  banks  in  a  reason- 
ably satisfactory  financial  condition.  It  was,  how- 
ever, a  huge  financial  monopoly,  and  its  capital  of 
$35,000,000,  together  with  its  exclusive  right  to  issue 
a  paper  currency  which  the  federal  government  had 
agreed  to  accept,  made  it  a  powerful  factor  in  national 
business  as  well  as  in  national  finance.  From  the 
date  of  its  incorporation  in  1816,  accordingly,  it  had 
met  with  opposition,  particularly  in  the  southern  and 
western  States,  where  numerous  attempts  were  made 
to  tax  the  branches  of  the  bank  out  of  existence  or 
otherwise  restrict  their  operations  and  influence.  In 
1 81 9  the  Supreme  Court,  in  the  great  case  of 
McCulloch  v.  Maryland,  had  upheld  the  constitution- 
ality of  the  bank  and  denied  the  right  of  the  States  to 
tax  its  branches,  but  the  decision  of  Chief  Justice 
Marshall  did  not  end  the  opposition  and  the  attacks 
by  the  States  continued. 

The  attention  of  Jackson  had  been  attracted  to  the 
bank  in  the  campaign  of  1828  by  the  report  that  the 
branch  of  the  bank  at  Portsmouth,  New  Hampshire, 
was  using  its  political  influence  in  opposition  to  his 
candidacy;  but  he  was  already  familiar  with  the  hos- 
tile state  of  public  opinion  regarding  the  institution 
in  the  West,  and  the  Portsmouth  incident  only  con- 
firmed his  belief  that  the  bank  was  dangerous.  In  a 
brief  reference  to  the  bank  at  the  end  of  his  first  an- 


A    PHASE    OF    DEMOCRATIC    CONTROL     149 

nual  message  he  raised  the  question  of  monopoly, 
pointed  out  that  the  bank  would  probably  apply  for 
a  renewal  of  its  charter  which  expired  in  1836,  and 
suggested  that  if  a  bank  were  looked  upon  as  essential 
to  the  financial  operations  of  the  government,  an  in- 
stitution wholly  under  government  control,  and  with 
private  profit  eliminated,  would  better  serve  the  pur- 
pose than  the  existing  bank.  The  attack  was  re- 
peated somewhat  more  elaborately  in  his  second  an- 
nual message  in  1830,  but  in  each  instance  the  bank 
was  able  to  obtain  from  Congress  favorable  commit- 
tee reports  as  to  its  soundness  and  efficiency.  In 
1 83 1,  accordingly,  with  another  presidential  campaign 
in  prospect  for  the  following  year,  Jackson  contented 
himself  with  a  brief  reiteration  of  his  objections  and 
an  ominous,  reference  of  the  question  to  the  "  judg- 
ment of  the  people  "  and  their  representatives. 

The  bank,  confident  of  support  from  Congress  and 
apparently  thinking  that  the  attacks  had  ended, 
rashly  chose  this  critical  moment  to  apply  for  a  re- 
newal of  its  charter.  The  charter  bill  was  passed  by 
substantial  majorities,  and  Jackson  vetoed  it.  The 
veto  message  was  a  scathing  arraignment  of  the  bank 
and  its  policies  and  an  excellent  campaign  document, 
but  it  was  also  a  startling  revelation  of  Jackson's 
constitutional  views.  Jackson  declined  to  accept  the 
decision  of  the  Supreme  Court  upholding  the  consti- 
tutionality of  the  bank  as  binding  upon  either  the 
executive  or  the  legislative  departments  of  the  gov- 
ernment, and  insisted  that  both  Congress  and   the 


150  AMERICAN   DEMOCRACY 

president  were  at  liberty  to  act  in  accordance  with 
their  own  opinions  of  what  was  and  what  was  not 
constitutional  so  far  as  the  enactment  or  approval  of 
laws  was  concerned.  Beyond  the  federal  government, 
moreover,  were  the  States  and  the  people,  and  the 
persistent  opposition  of  the  States  was  sufficient  to 
convince  Jackson  that  the  people  had  repudiated  the 
bank.  Jackson,  in  other  words,  stood  forth  as  the  in- 
terpreter of  the  popular  mind  irrespective  of  any 
action  which  either  Congress  or  the  Supreme  Court 
had  taken,  notwithstanding  that  the  bank  question 
had  not  as  yet  been  an  issue  in  any  national  election 
and  the  "  will  of  the  people  "  had  in  no  tangible  way 
been  expressed.  If  this  novel  doctrine  were  to  pre- 
vail, government  in  the  United  States  would  cease  to 
be  government  under  a  constitution  which  the 
Supreme  Court  was  authorized  to  interpret  and  to 
whose  provisions,  so  interpreted,  Congress  and  the 
executive  must  conform,  and  would  become  a  govern- 
ment of  presidential  intuition.  The  bank  support  in 
Congress,  however,  was  insufficient  to  pass  the  bill 
over  the  veto  and  the  bank  prepared  to  wind  up  its 
affairs. 

The  veto  of  the  bank  bill  made  the  question  of  the 
bank  one  of  the  pivotal  points  in  the  presidential 
election  of  1832,  and  the  overwhelming  victory  of 
Jackson  was  to  him  sufficient  proof  that  his  course 
was  right.  A  somewhat  questionable  financial  trans- 
action had  confirmed  his  suspicion  that  the  bank  was 
unsound,  and  he  now  called  upon  the  secretary  of  the 


A    PHASE    OF   DEMOCRATIC    CONTROL     151 

treasury  to  remove  from  the  bank  the  federal  funds. 
Under  the  law  creating  the  bank  the  government 
funds  were  to  be  deposited  in  the  bank  or  its  branches 
unless  the  secretary  of  the  treasury  should  otherwise 
direct,  and  an  order  of  the  secretary  was  accordingly 
necessary  before  the  removal  could  legally  take  place. 
In  an  elaborate  paper  which  was  read  to  the  cabinet 
and  given  to  the  press  Jackson  took  pains  to  disclaim 
any  intention  of  coercing  the  secretary  of  the  treas- 
ury or  of  asking  that  official  to  do  anything  which  his 
judgment  or  conscience  disapproved,  but  he  also 
made  clear  that  the  direction  of  the  executive  branch 
of  the  government  was  by  the  Constitution  vested  in 
the  president  and  that  the  opinion  of  the  president 
upon  questions  of  policy  ought  in  consequence  to 
prevail.  Jackson  was  expounding  for  the  first  time 
the  true  constitutional  theory  of  the  cabinet,  for  the 
so-called  cabinet  officers  are  not  ministers  in  the 
European  sense  of  the  term,  and  the  policy  of  an  ad- 
ministration is  that  of  the  president  and  not  that  of 
president  and  cabinet  combined;  but  the  velvet  glove 
of  Jackson's  paper  only  thinly  concealed  the  iron 
hand. 

The  secretary  of  the  treasury,  McLane,  did  not 
feel  himself  legally  justified  in  removing  the  deposits. 
He  was  accordingly  "  kicked  upstairs "  and  made 
secretary  of  state,  and  the  office  of  secretary  of  the 
treasury  was  given  to  Duane.  Duane  shared  the  gen- 
eral views  of  Jackson  in  regard  to  the  bank,  but  he 
could  find  no  legal  justification  for  interfering  with 


152  AMERICAN    DEMOCRACY 

the  deposits  and  he  was  thereupon  asked  to  resign. 
He  refused  to  resign,  and  Jackson  dismissed  him  and 
transferred  the  treasury  portfolio  to  the  attorney  gen- 
eral, Roger  B.  Taney,  later  chief  justice  of  the  Su- 
preme Court,  who  issued  the  necessary  orders.  Ar- 
rangements had  already  been  made  with  a  number  of 
State  banks  to  receive  the  deposits,  and  the  govern- 
ment funds  were  gradually  withdrawn  from  the  Bank 
of  the  United  States  until  the  accounts  were  extin- 
guished. 

A  spectacular  episode,  but  one  also  of  serious  con- 
stitutional importance,  followed.  The  Senate,  which 
throughout  the  controversy  had  been  friendly  to  the 
bank,  called  upon  Jackson  for  a  copy  of  the  paper 
which  had  been  read  to  the  cabinet.  Although  the 
paper  had  been  published  the  request  for  a  copy  was 
refused,  whereupon  the  Senate  adopted  a  resolution 
censuring  Jackson  for  his  conduct  toward  the  bank. 
In  an  elaborate  communication,  prepared  in  the  main 
by  Taney,  Jackson  mercilessly  dissected  the  resolu- 
tion, defended  his  course  in  the  bank  matter,  denied 
the  right  of  the  Senate  to  censure  the  president  and 
thereby  condemn  him  publicly  without  a  hearing 
when  the  Constitution  expressly  provides  for  trial  by 
impeachment  if  high  crimes  or  misdemeanors  are  al- 
leged, and  requested  the  Senate  to  enter  the  message 
of  protest  upon  its  journal.  The  Senate,  angered  at 
the  rebuff,  retorted  by  denying  the  right  of  the  presi- 
dent to  protest  and  refused  to  spread  the  protest  upon 
its  records.     Thomas  H.  Benton,  senator  from  Mis- 


A    PHASE   OF    DEMOCRATIC    CONTROL     153 

souri  and  a  warm  supporter  of  Jackson,  immediately 
moved  to  expunge  from  the  journal  the  resolution  of 
censure,  and  when  the  motion  was  rejected  announced 
his  purpose  to  introduce  a  similar  resolution  at  every 
session  of  the  Senate  thereafter  until  the  resolution 
was  adopted  or  his  own  senatorial  career  terminated. 
With  each  succeeding  session  the  opposition  dwindled, 
and  just  before  Jackson's  administration  closed  the 
expunging  motion  was  adopted.  In  a  melodramatic 
scene  the  manuscript  journal  was  solemnly  brought 
into  the  Senate  chamber,  black  lines  were  drawn 
about  the  offending  resolution  of  censure,  and  the  ex- 
punging order  was  written  across  its  face.  The  Bank 
of  the  United  States,  however,  had  some  months  before 
ceased  to  exist  as  a  government  institution  and  the 
triumph  of  Jackson  was  complete. 

There  can  be  no  question  but  that  Jackson  was  in 
the  right  in  opposing  the  continuance  of  the  govern- 
ment connection  with  the  bank.  The  bank  was  too 
powerful  a  monopoly  to  be  safely  tolerated,  and  its 
potential  political  influence,  albeit  not  very  aggres- 
sively exercised  until  Jackson  began  his  attack,  was 
a  standing  menace  to  popular  government.  The 
methods  which  Jackson  employed,  on  the  other  hand, 
were  needlessly  violent,  and  his  open  denial  of  the 
binding  force  of  a  decision  of  the  Supreme  Court 
raised  a  constitutional  issue  which,  if  it  had  become 
a  recognized  precedent,  would  speedily  have  trans- 
formed the  government  of  the  United  States  into  an 
executive    autocracy.      The    overthrow    of    the   bank 


154  AMERICAN    DEMOCRACY 

undoubtedly  gave  the  federal  government  a  new 
supremacy,  but  the  problems  of  democracy  took  on 
an  unwonted  form  when  a  man  of  Jackson's  domina- 
ting temper  assumed  to  interpret  the  people's  will. 

While  the  fight  with  the  bank  was  going  on  another 
great  controversy,  wholly  different  in  character  and 
more  immediately  threatening  the  unity  of  the  nation, 
had  been  dividing  the  attention  of  the  country.  The 
enactment  of  a  protective  tariff  in  1816  had  been  fol- 
lowed by  an  extraordinarily  rapid  growth  of  manu- 
factures, and  the  inevitable  demand  for  still  further 
protection,  especially  strong  in  New  England  and 
Pennsylvania,  had  been  met  in  1824  by  increased 
and  more  comprehensive  duties.  In  the  slaveholding 
South,  however,  manufactures  had  no  hold,  and  the 
argument  that  protective  duties,  while  of  benefit  in 
the  first  instance  to  particular  States  or  industries, 
in  fact  diffused  their  benefits  throughout  the  nation 
and  were  thus  indirectly  of  advantage  to  agriculture 
as  well  as  to  manufactures,  made  no  impression  upon 
southern  opinion  and  was  viewed  with  misgivings  in 
parts  of  the  West.  To  the  South  in  particular,  ap- 
parently fated  by  nature  to  remain  a  region  whose 
only  important  industry  was  the  production  of  a  few 
great  agricultural  staples  through  the  labor  of  Negro 
slaves,  a  protective  tariff  was  sectional,  and  sectional 
legislation,  when  the  protection  of  slavery  was  not  at 
stake,  was  unconstitutional.  To  be  sure,  the  Con- 
stitution empowered  Congress  to  levy  taxes,  duties, 
imposts,  and  excises,  but  it  apparently  also  restricted 


A    PHASE    OF    DEMOCRATIC    CONTROL     155 

the  power  to  the  broad  national  purposes  of  paying 
the  debt  and  providing  for  the  common  defence  and 
general  welfare  of  the  United  States;  and  sectional 
legislation,  it  was  urged,  was  not  legislation  for  the 
general  welfare  and  protective  duties  were  not  pri- 
marily intended  for  the  payment  of  the  debt. 

When,  accordingly,  in  1828  the  tariff  duties  were 
again  sharply  raised,  the  South,  thoroughly  com- 
mitted historically  to  strict  construction  habits  of 
thought,  vigorously  protested.  The  advent  of  Jack- 
son, whose  opinions  on  the  tariff  question  were  nebu- 
lous but  who  was  supposed  to  be  unfriendly  to  high 
protection,  caused  a  temporary  lull  in  the  controversy. 
Before  many  months  had  passed,  however,  a  violent 
personal  quarrel  growing  out  of  the  attempt  of  Jack- 
son to  force  the  social  recognition  of  the  wife  of  the 
secretary  of  war  disrupted  the  cabinet,  and  Calhoun, 
whose  attitude  toward  Jackson  in  the  Florida  episode 
years  before  the  president  had  learned,  resigned  the 
vice-presidency  and  became  senator  from  South  Caro- 
lina. Calhoun  had  already  written  an  elaborate  de- 
fence of  State  rights,  although  only  a  few  persons 
knew  or  suspected  his  authorship  of  the  document, 
and  the  "  South  Carolina  Exposition,"  as  it  was 
called,  had  been  adopted  as  a  report  by  the  South 
Carolina  legislature.  The  opportunity  to  put  the 
doctrine  of  the  "  Exposition  "  into  practice  came  in 
1832.  A  new  tariff  act  of  that  year  modified  some- 
what the  tariff  duties  of  1828,  but  showed  no  dispo- 
sition to  abandon   the  protective  principle.     South 


156  AMERICAN    DEMOCRACY 

Carolina  accordingly  issued  an  ordinance  of  nullifica- 
tion declaring  the  tariff  acts  of  1824,  1828,  and  1832 
null  and  void  within  the  territory  of  the  State,  for- 
bidding the  collection  of  the  duties,  and  announcing 
that  any  attempt  on  the  part  of  the  federal  govern- 
ment to  use  force  would  be  regarded  as  incompatible 
with  the  longer  continuance  of  South  Carolina  in  the 
Union.  The  nullification  doctrine  of  the  Kentucky 
and  Virginia  resolutions  of  1798  had  been  pushed  to 
its  logical  consequences,  and  an  open  menace  of  dis- 
union stared  the  nation  in  the  face. 

South  Carolina  had  counted  upon  the  supposed 
State  rights  sympathies  of  Jackson,  notwithstanding 
his  vigorous  course  with  the  bank,  to  make  its  pro- 
test and  threat  effective,  and  Jackson  himself  had 
given  much  color  to  the  hope.  In  an  acute  contro- 
versy between  the  State  of  Georgia  and  some  Indian 
tribes  whose  reservations  the  State  had  sought  to 
appropriate  the  Supreme  Court  had  upheld  the  title  of 
the  Indians  to  their  lands,  but  Jackson  declined  to 
enforce  Chief  Justice  Marshall's  decision  and  did  not 
resent  the  display  of  force  which  Georgia  had  made, 
and  the  Indians  were  dispossessed.  If  Georgia  could 
be  allowed  to  accomplish  practically  by  force  what  it 
could  not  accomplish  by  law  or  politics,  South  Caro- 
lina might  fairly  hope  for  equal  tolerance. 

Jackson's  course  with  the  Georgia  Indians  hardly 
admits  of  explanation  on  any  ground  of  principle,  but 
the  challenge  of  the  South  Carolina  ordinance  of  nul- 
lification roused  to  the  full  his  great  sense  of  nation- 


A    PHASE    OF    DEMOCRATIC    CONTROL     157 

ality.  He  had  already  quietly  made  military  and 
naval  preparations,  and  no  sooner  was  the  ordinance 
published  than  South  Carolina  found  itself  confront- 
ing a  president  whom  it  well  knew  would  not  hesitate 
to  act.  For  some  weeks  the  controversy  hung  in 
balance  while  Congress  anxiously  sought  to  frame  a 
compromise  which  would  avert  an   armed  collision. 

Under  the  lead  of  Clay  a  compromise  tariff,  pro- 
viding for  a  sliding-scale  reduction  of  duties  over  a 
period  of  years,  was  enacted  and  the  ordinance  of 
nullification  was  then  withdrawn.  Each  party  could 
claim  to  have  been  victorious,  for  while  the  authority 
of  the  federal  government  had  been  vindicated  and 
the  Union  had  been  preserved,  the  protest  of  South 
Carolina  had  been  heeded  and  the  policy  of  high 
protection  had  been  abandoned.  Clay,  who  was  a 
protectionist,  had  yielded  to  what  he  regarded  as  the 
supreme  necessity  of  saving  the  Union.  Webster,  on 
the  other  hand,  now  senator  from  Massachusetts  and 
the  ablest  of  American  constitutional  lawyers,  would 
apparently  have  preferred  to  see  the  question  settled 
on  its  merits,  for  to  his  mind  the  compromise  settled 
no  issue  of  principle  regarding  the  rights  of  the  States 
and  the  same  question  would  assuredly  arise  again. 
Before  another  generation  had  passed  the  soundness 
of  Webster's  judgment  was  to  receive  impressive 
demonstration. 

The  same  rude  vigor,  the  same  intuitive  perception 
of  what  was  best  or  most  expedient  for  the  nation 
characterized    Jackson's    treatment    of    lesser    issues. 


158  AMERICAN    DEMOCRACY 

The  absence  of  war  and  of  occasions  for  extraordi- 
nary federal  expenditure  favored  a  reduction  of  the 
national  debt,  and  by  1835  the  debt  had  been  prac- 
tically discharged.  The  lavish  appropriation  of  fed- 
eral funds  in  aid  of  internal  improvements,  many  of 
which  were  local  rather  than  national  undertakings, 
early  encountered  the  presidential  veto,  and  with  some 
irregular  exceptions  the  States  were  left  to  develop 
their  highways  and  navigable  waterways  for  them- 
selves. The  government  of  France,  against  which  the 
United  States  held  unpaid  claims  some  of  which 
dated  back  more  than  a  generation,  was  brought 
sharply  to  book  and  the  claims  were  paid.  Save  for 
the  payment  of  the  national  debt,  on  the  other  hand, 
the  management  of  federal  finances  after  the  sep- 
aration from  the  Bank  of  the  United  States  was  dis- 
astrous. The  State  banks  which  were  used  as  gov- 
ernment depositories  were  ill-regulated  and  their 
paper  currency,  unsupported  by  any  adequate  re- 
serve of  specie,  became  dangerously  depreciated.  A 
sudden  decision  in  the  summer  of  1837  to  require 
specie  payment  in  sales  of  public  lands  precipitated 
a  wild  scramble  for  specie  which  demoralized  the 
values  of  all  State  bank  currency  and  prepared  the 
way  for  a  financial  panic  which  broke  upon  the  head 
of  Jackson's  successor. 

Ever  since  the  disruption  of  the  cabinet  Jackson 
had  given  his  confidence  increasingly  to  his  first  sec- 
retary of  state,  Martin  Van  Buren  of  New  York. 
Van  Buren  was  a  member  of  a  powerful  political  or- 


A    PHASE    OF    DEMOCRATIC    CONTROL     159 

ganization  in  New  York  known  as  the  Albany 
regency,  and  the  evident  purpose  of  Jackson  to  make 
Van  Buren  his  successor  in  the  presidential  chair  en- 
countered widespread  opposition  in  the  Democratic 
party.  In  1832,  however,  the  nomination  of  Van 
Buren  for  the  vice-presidency  was  forced  upon,  the 
party,  and  the  election  of  1836  saw  the  victory  of 
Jackson's  plan.  An  electoral  vote  of  170  as  against 
a  vote  of  73  for  the  Whig  candidate,  William  Henry 
Harrison  of  Ohio,  carried  Van  Buren  to  the  presi- 
dency as  the  residuary  legatee  of  Jackson's  prestige. 
With  his  political  enemies  defeated  and  his  political 
friends  rewarded  Jackson  retired  to  the  Hermitage  at 
Nashville,  Tennessee,  where  he  died  in  the  early  sum- 
mer of  1845.  He  lived  long  enough  to  see  the  great 
party  which  he  had  led  hopelessly  entangled  with 
slavery,  but  with  Oregon  on  the  point  of  being  added 
to  the  Union  and  plans  for  the  seizure  of  Mexican 
territory  ready  to  launch. 

Not  until  Lincoln  was  there  to  be  another  president 
with  so  rugged  a  personality,  such  clear  convictions, 
or  such  sheer  unhampered  courage,  nor  one  who  was 
to  leave  so  deep  an  impress  upon  his  time.  The 
Democratic  party,  throughout  all  its  mutations  of 
theory  and  practice,  has  continued  to  join  the  names 
of  Jackson  and  Jefferson  as  those  of  its  two  great 
founders.  Yet  the  contrasts  between  the  two  leaders 
are  far  more  striking  than  the  resemblances.  Jackson 
had  none  of  the  fondness  for  political  speculation 
which  characterized  Jefferson,  and  although  neither 


160  AMERICAN    DEMOCRACY 

could  claim  much  credit  for  consistency  in  moments 
of  crisis,  the  course  of  Jackson  was  more  nearly  in 
accord  with  his  public  statements  than  was  the  course 
of  Jefferson.  The  guardianship  of  the  doctrine  of 
State  rights  and  strict  construction  after  1828  be- 
longed logically  to  Calhoun  and  his  followers  rather 
than  to  Jackson,  notwithstanding  that  the  party  of 
which  Jackson  was  the  titular  head  still  held  to  the 
doctrine  as  one  of  its  fundamental  tenets.  The  su- 
preme importance  which  Jackson  attached  to  the  will 
of  the  people,  and  his  assumption  of  a  practically  ex- 
clusive right  to  interpret  that  will  for  himself  irre- 
spective of  anything  that  had  consciously  been  voted 
at  any  election,  was  an  egotistic  pretension  for  which 
the  American  system  of  government  affords  no  war- 
rant, and  if  it  had  continued  to  have  any  such  force 
in  the  hands  of  succeeding  presidents  as  Jackson  gave 
to  it  the  constitutional  character  of  the  federal  gov- 
ernment would  before  long  have  been  greatly  changed. 
The  Jackson  temperament,  in  short,  was  that  of  an 
enlightened  despot,  not  that  of  a  constitutional  ex- 
ecutive, and  his  liberal  interpretation  of  his  powers 
as  president  allied  him  in  principle  much  more  closely 
with  the  Whigs  and  later  Republicans  than  with  his 
Democratic  supporters.  The  Jackson  regime  was  a 
period  of  vivid  personal  government  little  mindful  of 
constitutional  restraints,  and  although  Jackson's  as- 
sertive policy  restored  to  the  presidency  a  prestige 
which  during  the  preceding  twenty  years  the  office 
had  gradually  lost,  the  precedent  was  hardly  one  that 


A    PHASE    OF    DEMOCRATIC    CONTROL     161 

could  be  safely  followed.  It  remained  to  be  seen 
whether  the  United  States,  all  but  alone  among  the 
great  nations  in  the  possession  of  a  written  constitu- 
tion, was  to  be  governed  constitutionally  through  the 
harmonious  cooperation  of  executive,  legislative,  and 
judicial  departments,  or  whether  the  magnifying  of 
the  presidential  office  was  to  enthrone  an  executive 
supremacy  to  which  Congress,  courts,  States,  and 
people  would  alike  be  forced  to  bow. 

History  goes  by  stages,  however,  and  the  constitu- 
tional revolution  which  the  Jackson  period  threatened 
to  unloose  was  checked  by  the  contrasted  weakness 
of  Van  Buren  and  the  development  of  party  organiza- 
tion. The  Albany  regency  had  shown  the  possibilities 
of  political  control  in  a  State  through  the  agency  of 
a  party  machine,  and  the  election  of  1832  saw  the  ap- 
pearance of  national  nominating  conventions  and 
party  platforms.  The  road  was  now  open  for  the  sys- 
tematic marshalling  of  public  opinion  throughout  the 
country,  the  selection  of  presidential  candidates 
through  national  conventions  representing  party  or- 
ganizations in  the  various  States,  and  the  framing  of 
platforms  whose  "  planks  "  should  harmonize  the  di- 
vergent views  of  different  sections  and  conceal  the 
rivalries  of  factions.  The  president  would  still  be 
the  most  conspicuous  representative  of  his  party,  but 
it  was  evident  that  candidacy  would  more  and  more 
be  the  result  of  compromise  and  that  executive  leader- 
ship would  be  shared  with  party  leaders  unless  the 
president  were  a  towering  personality.    Van  Buren  had 


162  AMERICAN    DEMOCRACY 

no  marked  personality,  and  the  machine  system  which 
he  was  adept  at  manipulating  prevailed. 

Jackson  bequeathed  to  Van  Buren  the  elements  of 
a  financial  crisis,  and  in  the  summer  of  1837  the 
storm  broke.  The  panic  of  1837  was  n°t  due  solely 
to  industrial  and  financial  disorders  in  the  United 
States,  for  disturbed  conditions  in  England  lent  their 
aid,  but  it  was  nevertheless  the  inevitable  outcome  of 
a  system  under  which  the  federal  government,  de- 
positing its  funds  in  State  banks  over  whose  opera- 
tions it  could  exercise  no  satisfactory  control,  looked 
to  the  banks  to  provide  in  their  own  self-interest  a 
sound  currency  based  upon  an  adequate  specie  reserve. 
Van  Buren  wisely  declined  to  interfere,  rightly  judg- 
ing that  the  disease  had  best  be  left  to  run  its  course, 
but  an  issue  of  $10,000,000  of  treasury  notes  was 
voted  by  Congress  in  the  hope  of  relieving  the  finan- 
cial strain.  Calhoun  had  secured  in  1836  the  pas- 
sage of  a  law  distributing  the  surplus  revenue  of  the 
government  among  the  States,  and  three  quarterly 
instalments  had  been  paid  before  the  panic  put  an 
end  to  the  surplus;  then  distribution  ceased  and  was 
not  resumed.  The  instalments,  which  by  law  were 
subject  to  repayment  on  demand,  were  not  recalled 
and  the  amount  distributed,  about  $27,000,000,  has 
never  been  returned  to  the  treasury.  The  panic  was 
followed  by  nearly  two  years  of  business  depression 
before  the  country  began  slowly  to  recover.  The 
compromise  tariff  of  1833  was  not  interfered  with, 
and  the  gradual  reduction  of  duties  for  which  the  act 


A    PHASE    OF    DEMOCRATIC    CONTROL     163 

provided  continued  to  operate  for  the  ten  year  period 
which  the  law  established. 

In  1840  the  first  step  was  taken  in  the  direction 
of  a  financial  system  which  should  divorce  the  gov- 
ernment from  banks  of  any  kind.  Jackson  in  his 
veto  of  the  bill  to  recharter  the  Bank  of  the  United 
States  had  suggested  the  possibility  of  organizing  an 
institution  founded  solely  upon  the  credit  of  the  gov- 
ernment and  its  revenues,  without  authority  to  en- 
gage in  private  business,  and  meeting  its  expenses  by 
selling  bills  of  exchange.  The  system  which  was  now 
adopted  dispensed  entirely  with  the  form  of  a  bank 
and  created  instead  a  national  treasury  at  Washington, 
with  subtreasuries  elsewhere,  and  devolved  upon  the 
federal  government  itself  the  custody  and  manage- 
ment of  its  funds.  Political  opposition  was  strong 
enough  to  force  a  repeal  of  the  act  within  a  year,  but 
in  1846  the  subtreasury  system,  as  it  was  called,  was 
re-established  and  the  direct  control  of  federal  funds 
through  a  federal  treasury  has  continued  to  the  present 
time.  The  panic  of  1837  drove  many  State  banks  into 
liquidation,  and  in  the  period  of  reorganization  which 
followed  a  number  of  the  States,  notably  Massachu- 
setts and  New  York,  undertook  to  provide  better 
safeguards  for  deposits  and  notes;  but  State  bank 
notes  continued  to  suffer  from  depreciation  and  the 
problem  of  a  national  paper  currency  remained  un- 
solved. 

Fortunately  for  the  country  the  national  debt  was 
inappreciable,  and  not  until  after  the  panic  did  the 


1 64  AMERICAN    DEMOCRACY 

treasury  receipts  begin  to  show  a  deficit.  Population 
continued  to  grow  by  leaps  and  bounds,  rising  from 
9,300,000  in  1820  to  12,800,000  in  1830  and  to  more 
than  17,000,000  in  1840.  No  modern  state  had  ever 
shown  so  marvellous  a  growth.  Foreign  immigration 
was  still  small,  but  a  modest  total  of  somewhat  over 
8,000  in  1820  had  grown  to  more  than  79,000  in  1837, 
and  in  1842  more  than  84,000  immigrants  entered  the 
country.  The  more  prosperous  immigrants  pressed 
on  into  the  West,  attracted  by  the  abundance  of  low- 
priced  land,  but  an  increasing  number  of  the  less  re- 
sourceful remained  in  the  manufacturing  cities  and 
towns  of  the  Atlantic  coast  region,  where  they  more 
and  more  displaced  native-born  labor  in  the  factories 
and  mills.  The  presence  in  some  of  the  larger  eastern 
cities  of  considerable  bodies  of  foreigners,  often  igno- 
rant as  well  as  poor,  and  for  whom  priests  of  the 
Catholic  church  struggled  hard  to  care,  bred  an  anti- 
foreigner  and  an  anti-Catholic  feeling  which  took 
form  later  in  a  Native  American  party  and  bade  fair 
for  a  time  to  become  of  some  permanent  importance. 
Two  new  States  were  added  to  the  Union  during 
Jackson's  presidency,  Michigan  in  1836  and  Ar- 
kansas in  1837,  and  the  early  admission  of  Iowa  and 
Wisconsin,  both  of  which  now  had  territorial  organi- 
zations, was   clearly   foreshadowed. 

Politically  the  country  was  ready  for  a  change. 
The  choice  of  Van  Buren  had  cost  the  Democrats  the 
control  of  the  House  of  Representatives,  and  the 
congressional   elections   of    1838    gave   the   Whigs   a 


A    PHASE    OF    DEMOCRATIC    CONTROL       165 

majority  in  the  Senate  also.  The  Democrats  had  no 
outstanding  candidate  to  substitute  for  Van  Buren 
in  1840  and  he  was  accordingly  renominated.  The 
Whig  candidate,  on  the  other  hand,  General  William 
Henry  Harrison,  had  made  a  gallant  contest  for  the 
presidency  in  1836,  and  his  record  as  a  fighter  of 
Indians  in  the  Black  Hawk  war  of  1832  gave  the 
party  an  opportunity  to  exploit  to  the  full  the  "  hero 
of  Tippecanoe  ';  and  the  picturesque  log  cabin  life 
of  the  West.  With  Harrison  was  associated,  as  the 
candidate  for  the  vice-presidency,  John  Tyler  of 
Virginia,  a  former  State  rights  Democrat  who  had 
broken  with  his  party  on  the  question  of  the  sub- 
treasury  and  now  regarded  himself  as  a  Whig.  It  was 
an  unhappy  choice  as  events  were  to  show,  but  the 
Whig  party  had  a  considerable  following  in  the  South 
and  Tyler  was  a  conspicuous  representative  of  his 
section. 

The  campaign  was  picturesque  to  the  last  degree. 
In  its  lack  of  issues  it  resembled  the  Jackson  cam- 
paign of  1828  save  that  the  "hero"  was  not  one 
whose  previous  defeat  was  to  be  avenged.  Open  air 
meetings,  torchlight  parades,  and  representations  of 
log  cabins  with  the  presidential  candidate  drinking 
hard  cider  took  the  place  of  debate,  and  before  the 
popular  enthusiasm  the  Democracy  of  Jackson  and 
Van  Buren  went  down  to  defeat.  Harrison  and  Tyler 
each  received  234  electoral  votes  against  the  meagre 
sixty  which  Van  Buren  secured,  and  the  Whig  ma- 
jority in  the  House  of   Representatives  was  mate- 


1 66  AMERICAN    DEMOCRACY 

rially  increased.  For  the  moment  the  triumph  seemed 
complete.  Old  men  whose  memories  went  back  to 
the  early  years  of  the  republic  saw  in  the  Whig  vic- 
tory a  return  to  the  principles  upon  which  the  nation 
had  been  founded;  younger  men  saw  in  it  the  victory 
of  Whig  principles  in  the  West;  and  even  the  Demo- 
cratic South  was  not  disheartened  because  slavery 
was  secure  and  new  slave  territory  was  on  the  point 
of  being  grasped. 


CHAPTER   VII 
A    HOUSE    DIVIDED    AGAINST    ITSELF 

President  Harrison  died  exactly  one  month  after 
his  inauguration,  and  the  presidential  office  passed  to 
the  vice-president,  Tyler.  The  situation  was  fateful 
for  the  Whigs.  Tyler  was  sincere  and  able,  but  the 
popular  demonstrations  of  the  campaign  of  1840  had 
not  been  for  him,  and  circumstances  rather  than  po- 
litical conviction  had  caused  him  to  be  numbered 
with  the  Whigs.  His  strict  construction  sympathies 
were  not  long  in  showing  themselves.  No  proper 
system  of  caring  for  the  government  funds  existed 
after  the  repeal  of  the  short-lived  subtreasury  act, 
and  the  country  was  threatened  with  a  repetition  of 
the  same  financial  trouble  which  had  helped  to  bring  on 
the  panic  of  1837.  The  Whigs  desired  a  national 
bank,  and  Tyler  was  understood  to  favor  the  crea- 
tion of  an  institution  which,  without  being  open  to 
the  criticisms  which  the  second  Bank  of  the  United 
States  had  invited,  would  nevertheless  serve  as  the 
needed  fiscal  agency  of  the  government.  A  bill  pro- 
viding for  a  Fiscal  Bank  of  the  United  States  was 
accordingly  passed,  but  Tyler's  constitutional  scruples 
asserted  themselves  and  the  bill  was  vetoed,  the  main 
objection  being  the  permission  given  to  the  bank  to 

167 


1 68  AMERICAN    DEMOCRACY 

establish  branches  without  the  previous  consent  of 
the  States.  The  Whigs  in  dismay  consulted  Tyler 
with  a  view  to  ascertaining  what  kind  of  an  institu- 
tion he  would  approve,  and  another  bill  conforming  to 
his  wishes  was  presently  passed,  but  again  the  veto 
was  interposed.  The  entire  cabinet  with  the  excep- 
tion of  Webster,  the  secretary  of  state,  who  was  en- 
gaged in  an  important  negotiation  with  Great  Britain, 
immediately  resigned,  and  the  Whig  leaders,  incensed 
at  what  they  could  but  regard  as  an  act  of  bad  faith, 
publicly  repudiated  the  president  and  thereafter 
Tyler  stood  alone.  The  party  which  had  sung  and 
marched  itself  to  a  triumphant  victory  a  few  months 
before  was  left  without  an  executive  head  at  a  mo- 
ment when  one  of  the  gravest  national  issues  which 
had  yet  appeared  was  upon  the  point  of  dividing  the 
nation. 

The  question  of  Negro  slavery  had  presented  itself 
to  the  United  States  in  a  variety  of  forms.  It  was  an 
economic  question,  not  only  because  staple  agricul- 
ture based  upon  slave  labor  was  the  only  important 
industry  in  the  South,  but  also  because  slave  labor 
and  free  labor  were  inherently  hostile  and  free  labor 
would  not  go  where  manual  work  was  regarded  as  dis- 
honorable for  whites.  From  the  days  when  the  Con- 
stitution was  being  framed  slavery  had  been  also  a 
constitutional  question,  and  the  existence  of  a  slave 
population  and  of  the  foreign  slave  trade  had  forced 
the  adoption  of  two  of  the  most  important  constitu- 
tional compromises  in  the  Convention  of  1787.    It  was 


A    HOUSE    DIVIDED    AGAINST    ITSELF      169 

a  political  question,  committing  the  South  to  invin- 
cible advocacy  of  State  rights  and  strict  construction 
for  the  protection  of  its  labor  system,  and  dividing 
political  parties  in  their  struggles  for  national  sup- 
port. It  was  an  international  question,  for  while  the 
African  slave  trade  had  been  prohibited  by  law  it  had 
not  been  prohibited  in  fact,  and  the  abolition  of  the 
traffic  by  European  governments  left  the  United 
States  the  only  power  which  more  or  less  openly  tol- 
erated it.  It  was  a  sectional  question,  for  the  ordi- 
nance of  1787  had  excluded  slavery  forever  from  the 
territory  of  the  United  States  northwest  of  the  Ohio 
river,  and  the  Missouri  compromise  had  drawn  an 
east  and  west  line  north  of  which  no  more  slave  States 
were  to  be  erected.  And  it  was  a  moral  question,  for 
the  atrocious  conditions  under  which  the  African  slave 
trade  was  carried  on,  the  separation  of  families  in  the 
domestic  slave  trade  or  in  the  settlement  of  estates, 
the  denial  to  the  slaves  of  legal  rights  or  assured 
recognition  of  the  family  relation,  and  the  generally 
ignorant  and  degraded  condition  of  the  slaves 
throughout  the  slaveholding  area  bred  a  moral  revolt 
against  the  system  among  many  to  whom  economic, 
legal,  or  constitutional  difficulties  made  no  strong 
appeal. 

The  moral  argument  was  peculiarly  dangerous  be- 
cause it  was  at  once  idealistic  and  uncompromising. 
Many  southern  slaveholders  regretted  the  system. 
Washington  was  no  friend  of  slavery  and  Jefferson 
by   his   will    emancipated    his   slaves.      Anti-slavery 


170  AMERICAN    DEMOCRACY 

societies  were  numerous  before  1820,  the  movement 
for  voluntary  emancipation  had  support  in  the  South, 
and  the  number  of  free  Negroes,  although  very  small 
in  the  aggregate,  tended  to  increase.  But  the  eman- 
cipation which  was  freely  talked  about  in  public 
meetings  or  discussed  in  print  was  too  remote 
in  time  to  have  any  practical  significance,  and  the 
growth  of  the  cotton  industry  dulled  the  consciences 
even  of  moralists  to  the  evils  of  a  system  from  which 
no  individual  slaveholder  could  see  a  practical  way 
of  escape  and  to  which  a  great  section  of  the  nation 
obviously  owed  its  prosperity. 

It  was  the  work  of  William  Lloyd  Garrison  to  vital- 
ize the  abolition  movement  as  a  moral  force.  Gar- 
rison had  little  first-hand  acquaintance  with  slavery, 
his  personal  views  were  extreme  and  his  language 
was  often  violent  and  revolutionary,  and  laws  and 
Constitution  had  no  sacredness  in  his  eyes  when 
national  sin  was  to  be  combated;  but  the  qualities 
which  made  him  odious  to  slaveholders,  politicians, 
and  moderate  men  generally  made  him  strong  with 
radical  advocates  of  moral  reform,  and  by  1833  ms 
writings  and  addresses,  his  weekly  newspaper  "  The 
Liberator,"  established  at  Boston  in  1831,  and  the 
American  Antislavery  Society  and  other  organizations 
which  he  formed  or  inspired  had  made  abolition  a 
national  question.  When,  before  long,  abolitionists 
were  mobbed,  public  meetings  broken  up,  newspapers 
seized,  and  the  mails  rifled  for  copies  of  abolition 
publications,  the  moral  revolt  against  slavery  had  in- 


A    HOUSE    DIVIDED    AGAINST    ITSELF      171 

trenched  itself  in  the  conscience  of  the  North  too 
firmly  to  be  thereafter  dislodged. 

Moral  agitation  alone,  however,  could  not  avail  to 
change  an  economic  system  which  was  imbedded  in 
the  fundamental  law  of  the  land  and  inseparably 
bound  up  with  the  political  issues  over  which  national 
parties  were  contending.  There  was  needed  some 
large  political  controversy  to  which  the  demand  for 
the  abolition  of  slavery  could  attach  itself  and  whose 
settlement  it  might  hope  in  some  measure  to  direct. 
The  opportunity  came  in  the  application  of  the  in- 
dependent state  of  Texas  for  admission  to  the  Union. 
Following  the  revolt  of  the  Spanish  colonies  in 
America  which  had  called  forth  the  declaration  of  the 
Monroe  doctrine,  the  Mexican  state  of  Coahuila  and 
Texas  had  declared  its  independence,  had  maintained 
itself  notwithstanding  the  efforts  of  Mexico  to  recover 
it,  and  in  1837  had  been  accorded  recognition  by  the 
United  States  as  an  independent  republic.  A  con- 
siderable American  population  from  the  South  flowed 
into  Texas,  drawn  by  the  attraction  of  rich  cotton 
land  as  well  as  by  the  inherent  American  spirit  of 
adventure  and  expansion,  and  a  constitution  which 
recognized  and  protected  slavery  was,  after  some 
opposition,  adopted. 

The  application  of  Texas  for  admission  to  the  Union 
raised  at  once  the  old  question  of  the  further  extension 
of  slaveholding  territory.  Texas  was  nearly  four 
times  as  large  as  Missouri,  the  largest  slave  State, 
and  the  addition  to  the  Union  of  a  region  out  of  which 


1 72  AMERICAN    DEMOCRACY 

four  or  five  large  States  might  easily  be  formed  would 
immensely  strengthen  the  representation  of  slave 
States  in  the  House  of  Representatives  and  destroy, 
in  favor  of  slavery,  the  sectional  balance  in  the  Sen- 
ate. The  Democrats  insisted  with  much  reason  that 
slavery,  although  not  formally  mentioned  under  that 
name  in  the  federal  Constitution,  was  nevertheless  a 
"  domestic  "  or  State  institution  whose  legal  exist- 
ence the  federal  government  had  repeatedly  recog- 
nized and  whose  rights  it  was  bound  to  protect,  and 
they  accordingly  not  only  championed  the  demand  for 
the  annexation  of  Texas  but  further  declared  that 
Texas,  if  it  were  admitted,  was  entitled  to  come  into 
the  Union  with  slavery  if  its  people  so  desired.  Once 
a  member  of  the  Union,  Texas,  it  was  generally  be- 
lieved, would  consent  to  be  subdivided  for  the  sake  of 
strengthening  the  slavery  cause.  The  Whigs,  on  the 
other  hand,  were  split,  the  southern  Whigs  taking  in 
general  the  same  position  as  the  Democrats  while  the 
northern  Whigs,  mindful  of  the  abolition  movement, 
as  a  rule  opposed  annexation. 

The  position  of  the  northern  Whigs  was  an  inform- 
ing indication  of  the  direction  which  the  antislavery 
movement  was  taking.  The  antislavery  Whigs  were 
not  abolitionists.  Their  opposition  to  slavery  went 
no  further  as  yet  than  the  conviction  that  the  institu- 
tion, while  one  that  must  be  tolerated  and  if  neces- 
sary protected,  was  nevertheless  one  whose  territorial 
growth  and  political  influence  ought  to  be  restricted. 
The  conclusion  was  superficial,  for  if  slavery  was  eco- 


A    HOUSE    DIVIDED    AGAINST    ITSELF      173 

nomically  sound  and  morally  defensible  there  was  no 
good  reason  why  it  should  not  be  allowed  to  spread  to 
any  part  of  the  United  States  in  which  it  would  thrive, 
and  no  reason  at  all  why  a  region  whose  soil  and 
climate  were  adapted  to  slave  labor  should  be  refused 
incorporation  in  the  Union  unless  it  would  consent  to 
abolish  the  institution.  Neither  then  nor  at  any  later 
time,  however,  was  the  economic  aspect  of  slavery 
seriously  examined,  and  the  moral  argument,  forcibly 
urged  only  by  abolitionists  who  demanded  the  extirpa- 
tion of  slavery  root  and  branch,  was  too  radical  and 
unpractical  to  win  general  support.  The  attitude  of 
the  antislavery  Whigs,  in  other  words,  was  almost  ex- 
clusively political,  and  as  usually  happens  under  such 
circumstances  the  issue  was  compromised  and  the 
vested  rights  of  slavery  prevailed.  The  handful  of 
devoted  abolitionists  might  proclaim  from  the  house- 
tops the  moral  doctrine  of  human  freedom  and  insist 
that  if  slavery  were  not  destroyed  the  Union  would 
perish,  but  they  could  not  convince  the  Whigs  who 
walked  the  streets  below  that  there  was  any  real 
danger  of  collapse. 

The  question  was  further  complicated  by  a  dispute 
over  the  boundaries  of  Texas.  The  boundary  line 
between  the  old  province  of  Louisiana  and  the  Span- 
ish possessions  in  Mexico  had  never  been  run,  but  the 
territory  which  France  sold  to  the  United  States 
in  1803  under  the  name  of  Louisiana  was  declared  by 
the  treaty  to  be  the  same  as  that  which  the  province 
then  had  as  a  French  possession  and  as  it  had  had 


i74  AMERICAN    DEMOCRACY 

when  it  belonged  to  Spain.  Each  part  of  the  defini- 
tion was  apparently  regarded  as  confirming  or  ex- 
plaining the  other,  and  the  boundary  which  was  laid 
down  by  the  Spanish  treaty  of  1819  between  Amer- 
ican and  Spanish  territory  in  the  southwest  left  Texas 
a  part  of  Mexico.  In  the  presidential  campaign  of 
1844,  however,  the  Democrats  raised  the  point  that 
John  Quincy  Adams,  in  negotiating  the  treaty  of  1819 
under  Monroe,  had  bargained  away,  perhaps  unwit- 
tingly, territory  which  in  fact  belonged  to  the  United 
States,  and  that  a  part  of  Texas  was  in  law  American 
soil.  The  Democratic  platform  of  that  year  accord- 
ingly demanded  the  "  re-annexation  "  of  Texas.  The 
dispute  was  one  in  regard  to  whose  merits  geographers 
are  not  yet  entirely  agreed,  but  the  popular  appeal  of 
a  demand  for  re-annexation  was  obviously  very  great. 
The  year  1844  brought  the  matter  to  a  crisis.  A 
treaty  of  annexation  was  negotiated,  but  the  anti- 
slavery  opposition  in  the  Senate  was  sufficient  to  pre- 
vent ratification  and  the  treaty  failed.  Tyler  then 
took  the  bold  step  of  sending  a  copy  of  the  treaty 
to  the  House  of  Representatives,  evidently  with  the 
intention  of  thereby  making  the  Texas  question  a 
prominent  issue  in  the  campaign.  Tyler  himself  was 
not  a  candidate  for  re-election,  and  Clay,  the  Whig 
candidate,  had  compromised  with  the  Texas  issue  as 
he  compromised  with  most  other  political  questions 
throughout  his  long  career.  The  sweeping  victory  of 
the  Democratic  candidate,  James  K.  Polk  of  Tennes- 
see, who  received  170  of  the  275  electoral  votes,  was 


A    HOUSE    DIVIDED    AGAINST    ITSELF      175 

partly  due  to  the  weakening  of  the  Whigs  by  a  Liberty 
or  abolition  party  vote  in  New  York,  but  Tyler 
rightly  interpreted  the  election  as  a  popular  verdict 
in  favor  of  annexation,  and  in  March,  1845,  a  joint 
resolution  of  Congress  provided  for  the  incorporation 
of  Texas  within  the  Union.  The  terms  of  the  resolu- 
tion were  accepted  by  Texas  in  July,  and  in  December 
Texas  was  admitted  as  a  State.  The  ambitious  hopes 
of  the  slave  States,  however,  were  doomed  to  disap- 
pointment. The  terms  of  admission  provided  that 
not  more  than  four  States,  in  addition  to  Texas  itself, 
might  with  the  consent  of  Texas  be  formed  out  of  the 
territory  acquired,  but  no  suggestion  looking  to  the 
subdivision  of  the  State  ever  found  favor  once  Texas 
was  safely  in  the  Union,  and  the  congressional  gains 
of  slavery  were  limited  to  two  senators  and  two 
members  of  the  House  of  Representatives. 

Tyler  was  fairly  entitled  to  some  of  the  credit  for 
the  acquisition  of  Texas,  for  while  the  Whigs  had 
repudiated  him,  and  the  Democrats,  by  their  success 
in  the  election  of  1844,  had  made  annexation  a  fore- 
gone conclusion  whether  the  president  wished  it  or 
not,  the  question  had  come  to  a  head  in  his  adminis- 
tration and  had  been  settled  before  he  retired  from 
office.  As  with  Jefferson  and  Monroe  so  with  Tyler, 
the  territory  of  the  United  States  had  been  enlarged 
to  meet  a  national  emergency  and  in  accord  with  a 
natural  trend  of  expansion,  and  there  could  be  no 
question  but  that  the  people  approved.  Still  another 
diplomatic  success  was  to  be  carried  to  Tyler's  ac- 


176  AMERICAN    DEMOCRACY 

count.  The  northeastern  boundary  of  the  United 
States  had  long  been  in  dispute,  and  attempts  to  run 
the  line  in  accordance  with  the  provisions  of  the  peace 
treaty  of  1783  had  encountered  obstacles  which  di- 
plomacy had  not  been  able  to  overcome.  The  British 
claim  to  the  extreme  northern  portion  of  the  State  of 
Maine  had  been  resisted,  and  in  1838-39  armed  col- 
lision along  the  border  seemed  imminent.  In  1842 
Webster,  who  by  agreement  with  the  Whig  leaders 
had  remained  in  office  as  secretary  of  state  after  the 
other  cabinet  members  resigned,  concluded  with  Lord 
Ashburton  a  treaty  which  ended  the  controversy.  A 
small  section  of  the  northwestern  boundary  was  still 
in  question,  but  with  that  exception  all  of  the  dis- 
putes to  which  the  treaty  of  1783  had  given  rise  had 
been  disposed  of. 

Polk  had  had  a  comparatively  inconspicuous  public 
career,  and  his  position  as  speaker  of  the  House  of 
Representatives  had  not  sufficed  to  give  him  much 
national  prominence.  It  was  the  party  and  not  the 
candidate  that  won  the  victory  of  1844.  Polk  was  a 
consummate  politician,  however,  and  the  events  which 
came  upon  the  country  were  masterfully  turned  by 
him  to  the  advantage  of  his  administration.  He  in- 
herited two  great  issues  each  of  which,  although  for 
different  reasons,  held  a  threat  of  war.  Mexico  had 
never  relinquished  its  claim  to  Texas,  and  the  an- 
nexation of  Texas  without  the  consent  of  Mexico  was 
regarded  by  Mexico  as  a  deliberate  violation  of  in- 
ternational  comity.     In   the   Pacific   Northwest   the 


A   HOUSE    DIVIDED    AGAINST    ITSELF      177 

question  of  Oregon  was  nearing  its  crisis,  and  the 
possibility  of  war  with  Great  Britain  had  been  clearly- 
foreshadowed  in  1844  in  the  campaign  slogan  of 
"  fifty-four  forty  or  fight." 

The  claim  of  the  United  States  to  the  region  known 
as  Oregon  or  the  Oregon  country  dated  back  to  the 
end  of  the  eighteenth  century,  when  an  American  ship 
captain  had  discovered  the  mouth  of  the  Columbia 
river.  The  Lewis  and  Clark  expedition  had  explored 
the  river,  and  during  the  war  of  181 2  an  American 
trading  post  near  the  mouth  of  the  river  had  been  cap- 
tured by  the  British  only  to  be  restored  when  peace 
was  made.  The  treaty  of  1819  with  Spain  fixed  the 
northern  limit  of  the  Spanish  possessions  on  the  Pa- 
cific coast  at  the  forty-second  parallel,  while  in  1825 
Russia  had  abandoned  its  claims  to  territory  on  the 
coast  south  of  the  parallel  540  40'.  The  Oregon 
country  was  the  extensive  region  between  these  two 
parallels! —  between  the  northern  boundary  of  the 
present  State  of  California  and  the  southern  boundary 
of  Alaska  —  and  from  all  of  the  region  under  the 
Monroe  doctrine  foreign  colonization  was  excluded. 
The  British  claim,  on  the  other  hand,  resting  in  part 
upon  the  ancient  charter  of  the  Hudson  Bay  Com- 
pany and  in  part  upon  occupation,  was  not  lightly  to 
be  disregarded  notwithstanding  a  considerable  Amer- 
ican immigration  into  the  Columbia  valley,  and  in 
1827  an  agreement  for  the  joint  occupancy  of  the 
region  for  ten  years,  subject  to  renewal,  was  entered 
into  between  the  two  governments. 


178  AMERICAN    DEMOCRACY 

The  ten-year  period  had  hardly  expired  when  Great 
Britain  was  called  upon  to  suppress  a  rebellion  in 
Canada,  and  in  1841  eastern  Canada  was  reorganized 
and  responsible  government  established.  Political 
agitation  in  Canada  evoked  a  measure  of  popular 
sympathy  in  the  United  States,  especially  in  New 
England  and  New  York,  and  American  filibustering 
raids  strained  for  a  time  the  diplomatic  relations  of 
the  American  and  British  governments.  Negotiations 
for  the  settlement  of  the  northern  boundary  of  the 
United  States  from  Lake  Superior  westward  were  long 
fruitless  of  results,  and  the  popular  demand  for  "  the 
whole  of  Oregon  or  none  "  was  reflected  in  the  de- 
mand of  the  Democratic  platform  for  all  of  Oregon  as 
far  north  as  the  parallel  54 °  40'.  The  possibility  of 
war  if  Great  Britain  refused  to  yield  counted  for  little 
with  the  American  public,  for  the  fever  of  expansion 
had  been  stirred  up  by  the  annexation  of  Texas  and 
Great  Britain  was  still  looked  upon  more  as  an  ancient 
enemy  than  as  a  continental  neighbor. 

Fortunately  for  both  nations  the  quarrel  yielded 
to  diplomacy.  In  1846  Great  Britain,  after  refusing 
to  accept  as  the  boundary  the  parallel  49  °  with  the 
free  navigation  of  the  Columbia  river,  changed  its 
mind  and  accepted,  and  a  treaty  settled  the  boundary 
dispute  on  that  basis.  Oregon  was  presently  given  a 
territorial  organization,  and  a  steady  stream  of  mi- 
gration across  the  plains  flowed  into  the  fertile  valley 
of  the  Columbia  and  prepared  the  way  for  statehood 
thirteen  years  later.    The  vague  dream  of  the  ancient 


A   HOUSE    DIVIDED    AGAINST    ITSELF      179 

colonial  charters  had  in  part  come  true,  for  the  United 
States  now  extended  from  sea  to  sea  and  the  con- 
tinental pre-eminence  of  the  nation  was  demonstrated 
fact.  The  first  free  State  west  of  the  Mississippi, 
Iowa,  was  admitted  to  the  Union  in  the  same  year  in 
which  the  boundary  controversy  was  settled,  Wiscon- 
sin was  almost  ready  for  admission,  and  Minnesota 
had  a  territorial  government.  Only  the  hold  of  Spain 
upon  California  and  the  remote  Southwest  barred  the 
further  expansion  of  the  United  States  to  the  Pacific. 
The  war  with  Mexico  was  on  the  part  of  the  United 
States  essentially  a  war  of  aggression,  and  not  the  less 
so  because  Polk  manipulated  the  situation  with  skill 
in  order  to  make  it  appear  that  Mexico  was  the 
offender.  The  refusal  of  Mexico  from  the  beginning 
to  consent  to  the  withdrawal  of  Texas  had  irritated 
American  public  opinion,  and  the  uncertainty  regard- 
ing the  boundary  between  Texas  and  Mexico  af- 
forded an  excuse  for  the  American  occupation  of 
territory,  under  the  guise  of  protecting  Texas  from  in- 
vasion, which  Mexico  continued  to  claim  as  its  own. 
For  more  than  a  year  after  the  inauguration  of  Polk, 
however,  the  controversy  kept  to  the  field  of  diplo- 
macy notwithstanding  the  presence  of  American 
troops  in  the  disputed  area.  Then,  following  an  at- 
tack on  April  24,  1846,  by  a  Mexican  force  upon  an 
American  detachment,  the  news  of  which  was  hurried 
to  Washington,  Polk  framed  a  message  to  Congress 
which  reviewed  the  recent  course  of  events  in  a  way 
highly  prejudicial  to  Mexico,  declared  that  Mexico 


180  AMERICAN    DEMOCRACY 

had  invaded  the  territory  of  the  United  States  and 
"  shed  American  blood  upon  American  soil,"  and 
asked  for  a  declaration  of  war.  The  message,  sent 
to  the  houses  two  days  after  the  news  from  Mexico 
was  received,  was  denounced  by  the  northern  Whigs 
as  untruthful  in  fact  and  a  deliberate  provocation  to 
war,  but  the  declaration  and  money  were  promptly 
voted  and  the  invasion  of  Mexico  began.  That  a  suc- 
cessful war  would  mean  the  further  strengthening  of 
the  political  power  of  slavery  no  one  doubted,  and  the 
opponents  of  slavery  and  of  territorial  expansion 
never  ceased  to  lay  upon  the  South  the  responsibility 
for  the  war.  Outside  of  New  England,  however,  the 
war  was  popular,  and  the  excitement  of  a  military 
adventure  and  the  prospect  of  adding  still  further 
to  American  territory  quite  outweighed  the  slavery 
argument. 

Ultimate  victory  for  the  American  armies  was  not 
at  any  time  doubtful,  but  nearly  two  years  of  cam- 
paigning were  necessary  before  Mexican  resistance 
could  be  overcome.  The  first  successes  were  won  by 
General  Zachary  Taylor,  who  for  months  before  the 
declaration  of  war  had  occupied  the  disputed  Texas 
region  on  the  Mexican  border,  and  who  on  May  8 
and  9  defeated  the  Mexican  forces  at  Palo  Alto  and 
Resaca  de  la  Palma  in  decisive  engagements  which 
made  him  a  popular  hero.  An  overland  expedition 
took  possession  without  difficulty  of  the  northern 
Mexican  provinces,  now  the  States  of  New  Mexico 
and  Arizona,  pushed  on  to  California,  and  in  cooper- 


A   HOUSE    DIVIDED    AGAINST    ITSELF      181 

ation  with  American  land  and  naval  forces  which  had 
already  been  operating  there  brought  California  under 
American  control.  Polk,  who  was  a  confirmed  ex- 
pansionist, decided  to  keep  the  northern  provinces 
and  California  whatever  the  outcome  of  the  war  else- 
where, but  to  pay  Mexico  a  reasonable  price  for  the 
territory  which  it  was  to  be  forced  to  cede.  A  sum 
as  large  as  thirty  million  dollars,  twice  the  amount 
which  Mexico  eventually  received,  was  talked  of  in 
this  connection.  The  remainder  of  the  war,  accord- 
ingly, was  fought  not  with  a  view  to  further  conquest 
of  territory  but  to  prevent  Mexico  from  recovering 
the  northern  provinces  and  to  bring  it  to  terms.  The 
central  point  of  attack  was  the  City  of  Mexico,  and 
with  the  occupation  of  the  capital  in  1847  after  a 
stubborn  defence  the  fighting  ceased.  General  Tay- 
lor, who  had  not  enjoyed  the  full  confidence  of  Polk 
and  who  was  dissatisfied  with  the  treatment  which  he 
had  received,  had  resigned  from  the  army  and  re- 
turned to  the  United  States,  and  the  honors  of  final 
victory  were  gained  by  General  Winfield  Scott. 

A  treaty  of  peace,  concluded  on  the  part  of  the 
United  States  by  an  American  in  Mexico,  Slidell, 
without  full  official  authorization,  was  signed  on 
July  4,  1848,  accepted  by  Polk,  and  shortly  ratified 
by  Congress.  The  terms  were  substantially  those 
which  Polk  had  already  planned  to  impose.  The 
boundary  between  Texas  and  Mexico  was  fixed  at  the 
Rio  Grande  river,  while  west  of  Texas  the  boundary 
continued  to  the  Pacific  on  a  line  which  left  to  the 


1 82  AMERICAN    DEMOCRACY 

United  States  the  present  States  of  New  Mexico, 
Arizona,  California,  Nevada,  and  Utah  and  a  part  of 
Colorado.  The  area  ceded  by  Mexico  embraced  over 
529,000  square  miles,  and  for  this  the  United  States 
agreed  to  pay  approximately  fifteen  million  dollars. 
A  readjustment  of  a  portion  of  the  boundary  in  1853, 
known  as  the  Gadsden  purchase,  added  about  thirty 
thousand  square  miles  to  the  original  cession.  With 
the  exception  of  the  Gadsden  purchase  and  Alaska,  the 
latter  not  acquired  until  after  the  Civil  war,  the 
Mexican  war  left  the  United  States  with  the  same 
continental  area  which  it  now  possesses  —  an  area 
three  and  one-half  times  as  great  as  that  which  the 
United  States  possessed  at  the  close  of  the  Revolu- 
tion and  only  a  little  less  than  that  of  the  vast  British 
possessions  to  the  north.  Polk  had  reason  to  be  proud 
of  his  handiwork. 

Further  than  this,  however,  Polk  was  not  to  be 
allowed  to  go.  The  enthusiasm  which  a  successful  war 
had  awakened  brought  him  no  enduring  personal 
popularity,  and  although  the  Democrats  still  con- 
trolled the  Senate  they  had  lost  in  1846  their  majority 
in  the  House  of  Representatives.  The  Whigs,  on  the 
other  hand,  ready  enough  to  seize  party  advantage 
from  the  war  notwithstanding  that  they  had  given  the 
war  only  a  divided  support,  had  a  popular  candidate 
for  the  presidency  in  Taylor,  and  the  election  of  1848 
was  a  Whig  victory  so  far  as  the  control  of  the  exec- 
utive went.  The  unstable  condition  of  parties  was 
shown  by  the  fact  that  the  Democrats,  in  spite  of  the 


A   HOUSE    DIVIDED    AGAINST    ITSELF      183 

success  of  the  Whig  candidate  for  the  presidency,  re- 
covered their  control  of  the  House,  and  Congress  and 
the  president  were  once  more  of  opposing  parties. 

The  question  of  slavery  could  not  be  kept  down. 
In  1846,  when  a  preliminary  appropriation  of  money 
for  the  purchase  of  Mexican  territory  was  asked 
for,  a  Democratic  member  of  the  House,  David 
Wilmot  of  Pennsylvania,  had  attempted  to  attach 
to  the  bill  a  proviso  excluding  slavery  from  any 
territory  that  might  be  acquired,  and  the  same  at- 
tempt was  again  made  in  1847.  In  September,  1848, 
gold  was  discovered  in  California,  and  when  in  a  few 
months  the  startling  news  reached  the  East  one  of 
the  greatest  movements  of  migration  that  the  world 
has  ever  seen  began.  From  all  parts  of  the  United 
States  except  the  South  people  flocked  to  California 
in  search  of  gold.  Some  went  by  sea  by  way  of  the 
isthmus  of  Panama,  crowding  to  repletion  the  few 
steamships  that  were  available;  many  more  made  the 
long  and  hazardous  journey  across  the  western  plains 
in  wagons  drawn  by  oxen  or  horses,  fighting  the 
Indians  as  they  went;  still  others  took  the  long  sea 
route  around  Cape  Horn.  Before  the  fall  of  1849  a 
provisional  government  had  been  set  up,  a  State  con- 
stitution prohibiting  slavery  had  been  prepared  by  a 
convention,  and  California  applied  to  Congress  for 
admission  as  a  free  State.  The  fact  that  California 
had  never  been  a  Territory  was  of  no  interest  to  its 
people,  for  they  all  were  familiar  with  State  govern- 
ment in  the  States  from  which  they  came,  the  popula- 


1 84  AMERICAN    DEMOCRACY 

tion  was  rapidly  nearing  a  hundred  thousand,  and  the 
pioneers  and  gold  seekers  who  were  building  a  com- 
monwealth saw  no  reason  why  they  should  not  have 
statehood  at  once;  but  it  must  be  statehood  without 
slavery. 

The  admission  of  California  alone,  however,  would 
destroy  the  sectional  balance  of  States  which  the 
South  must  if  possible  continue  to  preserve.  The 
admission  of  Florida  and  Texas  in  1845  nad  been  fol- 
lowed by  the  admission  of  Iowa  in  1846  and  of  Wis- 
consin in  1848,  and  the  thirty  States  of  which  the 
Union  was  now  composed  were  equally  divided.  But 
where  was  an  offset  to  California  to  be  found?  Texas 
was  unwilling  to  be  subdivided.  Less  than  half  of  the 
territory  acquired  from  Mexico  outside  of  California 
lay  to  the  south  of  the  Missouri  compromise  line  of 
3 6°  30',  and  practically  the  whole  of  the  Mexican 
acquisition  except  California  was  believed  to  be  unfit 
for  agriculture  on  a  large  scale.  The  organization  of 
a  territorial  government  in  Oregon  merely  prepared 
the  way  for  the  formation  of  another  free  State.  The 
only  apparent  solution  of  the  difficulty  was  to  regard 
the  Missouri  compromise  not  as  a  great  national 
settlement  which  was  to  be  applied  no  matter  how 
far  westward  the  territory  of  the  United  States  might 
extend,  but  as  a  settlement  limited  to  the  area  which 
the  United  States  possessed  in  1820.  In  that  case 
the  compromise  would  have  no  application  to  the 
territory  acquired  from  Mexico,  and  all  of  that  ter- 
ritory except  California,  which  it  was  agreed  would 


A    HOUSE    DIVIDED    AGAINST    ITSELF      185 

have  to  be  admitted  as  a  free  State  if  it  was  admitted 
at  all,  would  be  open  to  slavery  if  the  people  so  de- 
sired. The  chance  would  still  be  a  doubtful  one  for 
slavery  because  of  the  physical  characteristics  of  the 
country,  but  the  organization  of  two  Territories,  New 
Mexico  and  Utah,  comprising  between  them  all  of 
trie  Mexican  acquisition  except  California,  held  out  the 
possibility  of  two  slave  States  with  which  to  offset 
California  and  Oregon,  and  the  chance  must  be  taken 
or  sectional  control  of  the  Senate  was  lost. 

The  debate  in  Congress  which  attended  the  framing 
of  what  is  known  as  the  compromise  of  1850  ranged 
over  almost  every  aspect  of  the  slavery  question.  To 
the  old  arguments  which  urged  the  protection  of  slav- 
ery on  constitutional  grounds,  however,  was  added  the 
new  contention  that  the  status  of  slavery  in  territory 
acquired  by  annexation  was  properly  to  be  deter- 
mined only  by  the  people  of  the  region  concerned, 
and  that  Congress  ought  neither  to  legislate  slavery 
into  such  territory  nor  prohibit  it  there,  but  should 
leave  the  people  free  to  choose  their  "  domestic  insti- 
tutions "  for  themselves.  Slave  labor,  it  was  urged, 
was  after  all  primarily  a  matter  of  soil,  climate,  and 
general  circumstances.  If  nature  made  slave  labor 
profitable  slavery  would  be  established  and  should 
be  protected.  If  natural  conditions  were  adverse 
slavery  would  not  endure  even  if  it  were  introduced, 
and  no  act  of  Congress  would  be  necessary  to  legislate 
it  out  of  a  Territory,  because  it  would  die  of  itself. 
Accordingly  the  only  just  policy,  if  territorial  govern- 


1 86  AMERICAN    DEMOCRACY 

ments  were  set  up  for  New  Mexico  and  Utah,  was  to 
leave  the  question  of  slavery  to  be  settled  by  local 
option,  and  to  admit  the  Territories  later  as  States 
with  or  without  slavery  as  their  constitutions  might 
prescribe  at  the  time  of  admission. 

The  plea  for  local  option  was  difficult  to  answer 
notwithstanding  that  it  seemed  to  cast  disturbing 
doubt  upon  the  constitutionality  of  such  long-estab- 
lished decisions  as  the  ordinance  of  1787  and  the 
Missouri  compromise.  The  opponents  of  slavery  ex- 
tension, on  the  other  hand,  strengthened  in  their  faith 
by  the  moral  opposition  to  slavery  which  the  abolition 
movement  had  kept  alive,  rightly  feared  that  the 
supporters  of  slavery,  seeing  their  control  of  Congress 
jeopardized,  would  leave  no  stone  unturned  to  force 
slavery  upon  the  proposed  new  Territories  and  thereby 
succeed  in  determining  in  advance  the  character  of  the 
future  States  as  slave  or  free.  Local  option,  in  other 
words,  was  a  peril  rather  than  a  principle.  The  anti- 
slavery  and  free  soil  forces  accordingly  insisted  that 
slavery  was  not  a  matter  in  regard  to  which  the  people 
of  a  Territory  should  be  invited  to  choose,  because  the 
institution  itself  was  bad;  that  natural  law  devoted 
all  acquired  territory  to  freedom,  and  that  the  whole 
history  of  the  United  States  so  far  as  slavery  was 
concerned  showed  that  slavery  had  always  been  re- 
garded as  something  to  be  restrained  in  its  territorial 
growth.  It  had  been  excluded  in  1787  from  the  terri- 
tory of  the  United  States  northwest  of  the  Ohio  river 
because  even  at  that  early  date  its  encroachment  had 


A   HOUSE    DIVIDED    AGAINST    ITSELF      187 

been  feared,  and  the  confirmation  of  the  ordinance 
by  the  first  Congress  under  the  Constitution  was  a 
weighty  approval  of  that  action.  The  Missouri  com- 
promise further  upheld  restriction  by  excluding  slavery 
from  most  of  the  Louisiana  purchase,  although  for  po- 
litical reasons  it  had  been  necessary  to  admit  Missouri 
as  an  exception,  and  the  principle  of  the  Missouri 
compromise  required  the  extension  of  the  compromise 
line  to  the  Pacific  now  that  American  territory  ex- 
tended so  far.  It  was  further  urged  that  Mexico 
itself  had  prohibited  slavery  by  law  in  its  northern 
provinces  years  before  the  Mexican  war,  and  that  to 
open  the  way  to  the  introduction  of  slavery  in  the 
newly-acquired  territory  would  be  to  re-establish 
slavery  in  a  region  from  which  it  had  long  been  legally 
excluded. 

Two  other  aspects  of  slavery,  neither  of  which  had 
as  yet  been  prominent  as  a  political  issue,  also  entered 
into  the  great  debate.  The  Constitution  provided 
that  no  person  legally  held  to  service  or  labor  under 
the  laws  of  any  State,  if  he  escaped  into  another 
State,  should  thereby  be  entitled  to  freedom  from  his 
servitude,  but  should  be  given  up  and  returned  upon 
the  demand  of  the  person  to  whom  the  service  or 
labor  was  due.  The  abolitionists  had  long  been  active 
in  helping  fugitive  slaves  to  find  asylum  in  free  States 
or  in  Canada,  and  although  the  total  number  of 
fugitive  slaves  was  small,  southern  slave  owners  com- 
plained bitterly  of  the  loss  of  their  property,  of  the 
difficulties  which  were  met  with  in  obtaining  the  re- 


1 88  AMERICAN    DEMOCRACY 

turn  of  slaves  who  were  found  in  free  States,  and 
of  the  insufficiency  of  the  existing  federal  laws  de- 
signed to  give  effect  to  the  constitutional  provision. 
The  South  accordingly  demanded  the  enactment  of  a 
stringent  fugitive  slave  law  which  would  protect  them 
in  their  rights.  On  the  other  hand  many  northern 
members  of  Congress  had  long  been  hostile  to  the  con- 
tinuance of  slavery  and  the  domestic  slave  trade  in 
the  District  of  Columbia,  and  the  distressing  scenes 
which  were  frequently  to  be  witnessed  in  the  slave 
market  at  the  national  capital  were  a  powerful  argu- 
ment for  abolition.  There  was  no  question  of  the 
authority  of  Congress  over  both  of  these  subjects,  for 
the  Constitution  expressly  provided  for  the  return 
of  fugitive  slaves  and  gave  to  Congress  complete  juris- 
diction over  the  territory  occupied  as  the  seat  of  the 
national  government. 

The  death  of  President  Taylor  in  July,  1850,  and 
the  succession  to  the  presidency  of  the  vice-president, 
Millard  Fillmore  of  New  York,  were  without  influence 
upon  the  slavery  controversy,  for  the  main  lines  of 
compromise,  drawn  largely  under  the  direction  of 
Clay,  had  already  been  laid  down  and  in  a  few  weeks 
settlement  was  completed.  California  was  admitted 
as  a  State  under  its  free  constitution.  Two  Terri- 
tories, New  Mexico  and  Utah,  were  organized  with  the 
promise  that  when  admitted  as  States  they  should 
be  received  with  or  without  slavery  as  their 
constitutions  might  prescribe.  A  drastic  fugitive 
slave  law  was  enacted,  and  the  slave  trade  but  not 


A    HOUSE    DIVIDED    AGAINST    ITSELF      189 

slavery  was  prohibited  in  the  District  of  Columbia. 
The  compromise  of  1850  is  a  great  line  of  division 
in  the  political  history  of  the  American  nation.     It 
marks  the  place  at  which  the  Democratic  party  be- 
comes avowedly  a  proslavery  party,  committed  to  the 
defence  of  slavery  at  whatever  point  the  institution 
might  be  attacked.    The  Whig  party,  on  the  contrary, 
was  split  wide  open  by  the  compromise,  the  southern 
section  siding  with  the  Democrats  when  slavery  was 
involved,  while  the  northern  section,  although  by  no 
means  in  favor  of  abolition,  clung  to  the  old  policy 
of  restriction.     From  this  time,  too,  the  temper  of 
the  slaveholding  States  underwent  a  change.     Until 
1850  the  South  had  been  in  general  willing  to  admit 
the  weaknesses  of  slavery  as  a  system,  and  it  had  re- 
peatedly apologized  for  the  institution  as  one  which 
climate  and  history  had  together  forced  it  to  main- 
tain; but  after  1850  apology  ceased  and  slavery  was 
upheld  as  a  worthy  system  which  the  South  was  pre- 
pared  to   support  without   regard   to   public  opinion 
elsewhere  or  to  economic  or  moral  argument.     Long- 
established    political    reputations,    too,   went   by   the 
board,  and  not  even  death  availed  to  shield  great  men 
from  rebuke.     Clay's  philosophy  of  compromise  had 
nothing  more  to  offer,  and  his  two-sided  attitude  to- 
ward the  greatest  of  national  issues  had  already  put 
the  hoped-for  presidency  beyond  his  grasp.    Webster, 
the  idol  of  Massachusetts  and  the  strongest  intellec- 
tual force  among  the  northern  Whigs,  turned  his  back 
on  antislavery  and  supported  the  compromise,  braved 


190  AMERICAN    DEMOCRACY 

for  a  few  months  the  contempt  and  scorn  of  his  con- 
stituents and  former  friends,  then  died  of  a  broken 
heart.  Calhoun,  the  shadow  of  death  upon  him,  was 
wheeled  into  the  Senate  chamber  while  a  colleague 
read  his  last  plea  for  slavery  and  the  States,  then 
in  a  few  weeks  he  too  had  passed  into  history.  The 
days  of  the  "  great  triumvirate  "  were  spent,  and  the 
tangled  estate  which  they  left  was  now  to  be  ad- 
ministered by  other  and  stronger  minds. 

Nevertheless,  the  conclusion  of  the  compromise  of 
1850  brought  to  the  country  for  the  moment  a  great 
sense  of  relief.  Save  in  extreme  radical  circles  men 
affected  to  believe  that  the  slavery  controversy  had  at 
last  been  settled.  It  was  true  that  the  admission  of 
California  had  destroyed  the  long-cherished  balance 
between  the  sections  in  the  House  of  Representatives 
and  that  the  outlook  for  slavery  in  New  Mexico  and 
Utah  was  dubious,  but  the  willingness  of  the  South  to 
accept  the  compromise  even  with  these  conditions  was 
taken  as  evidence  that  the  aggressiveness  of  the 
slavery  supporters  had  moderated  and  that  sectional 
strife,  if  it  continued,  would  now  take  a  different 
turn.  The  early  demand  for  abolition,  at  no  time 
actively  championed  by  either  of  the  dominant  parties, 
had  resolved  itself  into  a  demand  for  free  soil  in  new 
Territories  and  States;  and  although  it  was  the  free 
soil  Whigs  who  had  forced  the  fighting  in  1850, 
neither  antislavery  nor  free  soil  criticism  was  a 
serious  menace  to  slavery  as  such.  There  was  reason 
for    suspecting    that   slave    agriculture    was   in    fact 


A   HOUSE    DIVIDED    AGAINST    ITSELF      19 1 

already  on  the  decline,  and  that  another  generation 
or  two  might  see  its  virtual  disappearance  because 
it  was  unprofitable.  If  the  "  peculiar  institution " 
was  doomed  to  early  death  by  natural  economic  laws 
there  was  less  need  of  bitter  and  distracting  con- 
troversies to  hasten  its  end. 

The  hoped-for  peace  was  of  short  duration,  for  in 
a  few  months  the  enforcement  of  the  fugitive  slave 
law  was  driving  the  North  to  exasperation.  Agents 
of  southern  slave  owners,  armed  with  legal  authority 
as  the  law  provided,  scoured  the  North  in  search  of 
runaway  Negroes,  demanded  the  arrest  of  the  alleged 
fugitives  by  local  or  State  officials,  pushed  through 
before  federal  commissioners  a  form  of  judicial  hear- 
ing in  which  the  fugitive  was  debarred  by  law  from 
testifying  in  his  own  behalf,  and  returned  the  fugitives 
under  federal  protection  to  the  States  from  which  they 
had  fled.  In  the  face  of  an  invasion  which  was  always 
offensive  and  sometimes  brutal  moderate  antislavery 
opinions  tended  rapidly  to  give  way,  and  throughout 
the  North  prominent  citizens  joined  in  resisting  the 
arrests  and  deportations.  South  Carolina  had  openly 
proclaimed  tariff  laws  to  be  null  and  void  within  its 
borders,  only  to  find  its  nullification  doctrine  repudi- 
ated by  the  rest  of  the  country  and  the  federal  exec- 
utive ready  if  necessary  to  use  force,  but  half  a  score 
of  northern  States  now  nullified  the  fugitive  slave  law 
either  by  overlooking  the  organized  resistance  of 
their  citizens  or  by  extending  to  fugitives  the  protec- 
tion of  State  courts.     Fillmore's  temper  was  not  that 


192  AMERICAN    DEMOCRACY 

of  Jackson,  and  where  Jackson  had  deployed  the  army 
and  navy  Fillmore  could  only  issue  a  proclamation. 
Webster  had  advised  Fillmore  that  the  fugitive  slave 
law  was  constitutional,  and  the  president  was  perhaps 
to  be  excused  for  signing  the  bill,  but  even  Webster's 
authority  had  no  weight  with  a  North  which  regarded 
the  law  as  immoral.  Ralph  Waldo  Emerson,  ad- 
dressing his  fellow-townsmen  at  Concord,  Massachu- 
setts, denounced  the  law  as  one  which  no  person  could 
enforce  or  help  to  enforce  without  loss  of  self-respect 
and  the  name  of  a  gentleman,  and  the  pithy  phrase 
expressed  the  judgment  of  the  people. 

The  law  gave  the  final  blow  to  the  tottering  Whig 
party.  Weakened  by  hopeless  division  into  two  sec- 
tional groups  and  with  no  programme  save  one  of 
compromise,  its  listless  defence  of  the  legislation  of 
1850  only  hastened  its  end.  Even  its  soldier  candi- 
date, General  Scott,  the  "hero  of  Chapultepec," 
could  not  save  it  in  the  presidential  contest  of  1856;  2.^ 
and  although  the  Democratic  candidate,  Franklin 
Pierce  of  New  Hampshire,  was  of  far  less  importance 
than  Scott,  the  Democratic  victory  was  complete.  Be- 
fore another  election  came  round  the  Whig  party  had 
disappeared  as  a  national  organization  and  a  new  Re- 
publican party  was  ready  to  take  its  place. 

Even  without  the  odious  fugitive  slave  law,  how- 
ever, the  issue  of  slavery  could  not  have  been  kept 
out  of  politics,  for  the  compromise  itself  contained 
the  germ  of  further  dissension.  The  compromise 
measures  had  established  the  principle  of  local  option 


A   HOUSE    DIVIDED    AGAINST    ITSELF      193 

regarding  slavery  in  federal  territory  to  which  the 
Missouri  compromise  did  not  apply,  but  it  had  not 
repealed  the  earlier  compromise  or  interfered  with  its 
operation.  The  treatment  of  the  same  subject  by 
two  entirely  different  and  inherently  opposed  methods 
in  different  parts  of  the  United  States  was  an  illogical 
procedure  not  likely  long  to  endure,  since  the  argu- 
ments which  supported  the  one  method  could  readily 
be  turned  against  the  other.  In  less  than  three  years 
after  the  last  step  in  the  compromise  of  1850  had 
been  taken  the  whole  question  of  slavery  was  torn 
open  by  the  demand  in  Congress  for  the  organization 
of  a  Kansas  Territory  west  of  the  Missouri  river  and 
the  application  to  the  new  Territory  of  the  principle 
of  local  option.  The  region  involved,  comprising  in 
general  the  area  of  the  present  States  of  Kansas  and 
Nebraska  and  westward  to  the  Rocky  mountains 
watershed,  had  been  left  without  political  organization 
when  Missouri  was  admitted  as  a  State,  but  the 
slavery  prohibition  of  the  Missouri  compromise  ap- 
plied to  it  because  it  lay  north  of  the  compromise  line 
of  360  30'  and  it  had  not  been  affected  by  the 
measures  of  1850. 

Stephen  A.  Douglas,  a  Democratic  senator  from 
Illinois,  who  had  taken  a  prominent  part  in  framing 
the  legislation  of  1850,  championed  the  demand  of 
the  South  for  the  organization  of  Kansas  Territory 
with  the  local  option  principle  on  the  ground  that 
that  principle,  being  inconsistent  with  the  principle  of 
absolute  prohibition   of   slavery  which   the   Missouri 


194  AMERICAN    DEMOCRACY 

compromise  embodied,  had  superseded  the  earlier 
principle  and  was  now  the  recognized  national  policy. 
The  debate  which  the  Kansas  proposal  unloosed  shook 
the  country  as  no  political  debate  on  any  subject  had 
ever  shaken  it.  Northern  members  of  Congress, 
among  them  numerous  Democrats,  their  repugnance 
to  slavery  intensified  by  the  operation  of  the  fugitive 
slave  law,  accused  the  South  of  deliberately  tearing 
up  a  national  agreement  to  which  the  good  faith  of  the 
nation  was  solemnly  pledged.  The  South,  convinced 
now  that  slavery  would  not  be  successfully  established 
in  either  New  Mexico  or  Utah,  defiantly  insisted  upon 
a  new  trial  of  strength  in  Kansas,  and  under  the 
leadership  of  Douglas  the  South  won.  The  original 
proposal  was  modified  to  the  extent  of  providing  for 
the  organization  of  two  Territories,  Kansas  and 
Nebraska,  instead  of  one,  with  some  changes  of 
boundary,  but  not  only  was  the  principle  of  the  com- 
promise of  1850  applied  to  both  Territories  but  the 
slavery  prohibition  of  the  Missouri  compromise  was 
specifically  repealed. 

The  passage  of  the  Kansas-Nebraska  act  in  May, 
1854,  was  the  last  effort  of  slavery  to  maintain  itself 
by  territorial  compromise.  With  all  of  the  remaining 
unorganized  domain  of  the  United  States  now  by  im- 
plication open  to  slavery,  the  domestic  institution 
which  had  long  been  apologized  for  had  become  a 
national  institution  to  be  protected  and  defended  like 
any  other.  The  Union  was  divided,  half  free  and  half 
slave,  but  the  slave  section  for  the  moment  was  in 


A    HOUSE    DIVIDED    AGAINST    ITSELF      195 

control.  There  remained  for  it  the  task  of  establishing 
slavery  firmly  in  one  or  the  other  of  the  two  new 
Territories  and  bringing  either  Kansas  or  Nebraska 
into  the  Union  as  a  slave  State.  If  the  South  failed 
in  that  undertaking  and  the  sectional  struggle  con- 
tinued, there  was  nothing  left  for  the  slave  States  to 
do  but  to  withdraw,  for  the  days  of  compromise  were 
over. 


CHAPTER   VIII 
THE   TRIUMPH   OF   NATIONALITY 

The  struggle  for  the  establishment  of  slavery  in 
Kansas  Territory  has  been  aptly  called  the  prelude 
to  the  Civil  War.  The  armed  conflict  which  for  two 
years  went  on  in  Kansas  was  a  warning  that  the  time 
for  argument  had  passed,  and  that  the  political  claims 
of  slavery  would  now  be  upheld  by  force  if  they  met 
with  opposition.  There  was  little  disposition  in  the 
South  to  leave  the  question  of  slavery  in  Kansas  to 
be  settled  by  the  natural  course  of  events;  on  the 
contrary  slavery  was  if  possible  to  be  forced  upon 
Kansas,  lawfully  if  that  were  practicable,  lawlessly 
if  that  seemed  necessary.  The  future  of  slavery  hung 
upon  the  outcome,  for  no  other  region  remained  in 
which  slavery  could  hope  to  exist  even  if  it  were  in- 
troduced. Kansas  was  in  the  same  latitude  as 
southern  Missouri,  and  while  two-thirds  at  least  of  the 
Territory  was  believed  to  be  sterile  the  eastern  portion 
was  undoubtedly  fit  for  agriculture.  Nebraska  ac- 
cordingly dropped  for  the  time  being  out  of  sight  and 
Kansas  became  the  battle  ground. 

The  drama  unfolded  rapidly.  The  Kansas-Ne- 
braska act  became  law  on  May  30,  1854.  Within  a 
month   a   considerable    number   of    Missourians   had 

196 


THE   TRIUMPH    OF    NATIONALITY         197 

moved  across  the  border  and  taken  possession  of  some 
of  the  best  land.  The  newcomers  were  soon  fol- 
lowed by  parties  of  emigrants  from  New  England  and 
other  northern  States,  and  the  New  England  Emigrant 
Aid  Society  undertook  to  plant  in  the  Territory  a  pre- 
ponderant population  of  free  State  men  and  women. 
The  territorial  election  of  1855  was  carried  by  the  pro- 
slavery  faction  by  open  fraud,  armed  parties  from 
Missouri  entering  the  Territory  on  the  morning  of 
election  day,  taking  possession  of  the  polling  places, 
stuffing  the  ballot  boxes,  and  furnishing  three-fourths 
of  the  total  vote  returned.  The  territorial  governor 
was  able  to  set  aside  the  returns  on  technical  grounds 
in  a  few  districts  only,  and  the  proslavery  legislature 
which  had  been  elected  hastened  to  enact  the  Missouri 
code  of  laws  for  Kansas  with  the  addition  of  stringent 
provisions  for  the  protection  of  slavery.  The  free 
State  party,  which  had  repudiated  the  election, 
organized  a  free  State  legislature  and  elected  a  dele- 
gate to  the  House  of  Representatives  at  Washington 
as  the  proslavery  legislature  had  done.  With  rival 
governments  struggling  for  control  Kansas  passed  into 
a  period  of  border  warfare  having  all  the  character- 
istics of  civil  war,  and  for  nearly  two  years  raids, 
burnings,  and  armed  encounters  were  the  normal 
order  of  the  day. 

Both  of  the  territorial  delegates  who  had  been 
chosen  were  rejected  by  the  House  of  Representa- 
tives, but  an  investigation  in  1856  by  a  committee  of 
the  House  produced  only  majority  and  minority  re- 


iq8  AMERICAN    DEMOCRACY 

ports  each  of  which  flatly  contradicted  the  findings 
of  the  other.  President  Pierce  gave  his  support  to 
the  proslavery  faction  and  under  his  orders  a  free 
State  convention  at  Topeka  was  dispersed  by  federal 
troops,  but  a  free  State  constitution  was  nevertheless 
drawn  up  and  application  made  to  Congress  for  the 
admission  of  Kansas  as  a  free  State.  The  proslavery 
party  retorted  by  drafting  the  Lecompton  consti- 
tution recognizing  slavery,  and  submitted  the  consti- 
tution for  popular  approval  under  conditions  by  which, 
if  the  constitution  were  rejected,  the  future  growth  of 
slavery  would  be  restricted  but  the  slaves  already  in 
Kansas  would  continue  to  be  held.  The  free  State 
men  denounced  the  Lecompton  constitution  as  a  fraud 
and  stayed  away  from  the  polls,  with  the  result 
that  the  constitution  was  adopted  by  an  overwhelming 
majority. 

The  Kansas  controversy  was  at  its  height  when  the 
election  of  1856  came  on.  A  new  Republican  party, 
based  upon  broad  construction  principles  and  calling 
for  a  protective  tariff  and  the  exclusion  of  slavery  from 
the  Territories,  had  entered  the  field  and  was  drawing 
into  its  ranks  both  antislavery  Whigs  and  antislavery 
Democrats.  Public  opinion,  already  excited  and  em- 
bittered by  the  extraordinary  events  in  Kansas,  was 
further  outraged  by  a  brutal  assault  in  the  Senate 
chamber  upon  Charles  Sumner,  senator  from  Massa- 
chusetts, a  determined  opponent  of  slavery  and  a  bril- 
liant but  vituperative  orator.  The  Republican  candi- 
date for  the  presidency,  however,  John  C.  Fremont  of 


THE   TRIUMPH    OF    NATIONALITY         199 

California,  was  known  to  the  country  only  as  a 
western  explorer,  and  although  the  Republican  popu- 
lar vote  reached  the  large  figure  of  more  than 
1,390,000,  the  Democratic  candidate,  James  Buchanan 
of  Pennsylvania,  was  elected.  An  American  party, 
with  strict  naturalization  laws  and  the  exclusion  of 
all  but  native-born  citizens  from  office  as  its  distinc- 
tive tenets,  also  entered  the  contest,  but  its  candidate, 
former  President  Fillmore,  received  only  a  few  elec- 
toral votes.  The  congressional  elections  of  1854  had 
already  overturned  the  Democratic  majority  in  the 
House  of  Representatives,  and  the  combined  Repub- 
lican and  American  membership  controlled  the  House 
in  1856. 

The  antislavery  forces  in  Congress  were  not  strong 
enough  to  admit  Kansas  with  its  free  State  constitu- 
tion, but  the  rejection  of  the  Lecompton  constitution 
when  a  vote  without  conditions  was  presently  taken 
ended  the  effort  of  the  South  to  capture  Kansas  for 
slavery.  Kansas  remained  a  Territory  until  1861, 
but  by  1858  the  free  State  population  was  in  control 
and  the  battle  for  freedom  had  been  won. 

On  March  6,  1857,  two  days  after  the  inauguration 
of  Buchanan,  the  Supreme  Court  of  the  United  States 
announced  its  decision  in  the  famous  case  of  Dred 
Scott.  A  decision  had  actually  been  reached  late  in 
the  previous  year  and  Buchanan  was  aware  of  its 
import,  but  the  announcement  was  held  back  for  po- 
litical effect  until  the  new  administration  had  taken 
office.     The  case,  long  and  carefully  prepared,  was 


200  AMERICAN    DEMOCRACY 

ideally  adapted  to  secure  from  the  court  what  the 
South  had  long  desired,  namely,  an  authoritative  ju- 
dicial decision  regarding  the  status  of  the  Negro  and 
the  constitutionality  of  acts  of  Congress  excluding 
slavery  from  parts  of  the  United  States.  Dred  Scott 
was  a  Negro  whose  ancestors  had  been  imported  into 
the  United  States  from  Africa  and  held  and  sold  as 
slaves.  He  had  lived  with  his  owner,  an  army  sur- 
geon, in  Illinois,  a  State  in  which  slavery  was  pro- 
hibited by  the  ordinance  of  1787;  in  a  part  of  the 
Louisiana  purchase  from  which  slavery  was  excluded 
by  the  Missouri  compromise  and  where,  with  the  con- 
sent of  his  owner,  he  had  married;  and  finally  in  Mis- 
souri, a  slave  State.  Following  the  death  of  his 
former  owner  Scott  became  the  property  of  one  Sand- 
ford,  a  citizen  of  New  York.  The  case  came  to  the 
Supreme  Court  from  the  federal  district  court  for 
Missouri,  where  Scott  had  brought  suit  to  establish 
his  claim  to  freedom  on  the  ground  of  previous  resi- 
dence in  free  territory  and  to  secure  damages  for  the 
alleged  illegal  detention  of  himself  and  his  family  as 
slaves.  Counsel  for  Sandford  had  argued  that  Scott, 
being  a  Negro  and  a  slave,  was  not  a  citizen  within 
the  meaning  of  the  federal  Constitution  and  hence 
was  not  entitled  to  sue  in  a  federal  court,  but  the  dis- 
trict court  decided  in  favor  of  Scott  and  the  case  was 
then  carried  to  the  Supreme  Court  on  appeal. 

In  an  elaborate  opinion  in  which  a  majority  of  the 
eight  associate  justices  concurred,  Chief  Justice  Taney 
denied  the  claim  of  Scott  to  citizenship.     The  whole 


THE   TRIUMPH    OF    NATIONALITY         201 

history  of  slavery  in  the  United  States,  Taney  de- 
clared, showed  that  the  Negro  had  always  been  re- 
garded as  of  an  inferior  race  whose  members  certain 
States  had  deemed  it  proper  to  hold  in  servitude  and 
to  class  as  property;  and  while  a  State  might  if  it 
chose  make  a  Negro  a  citizen  of  the  State,  such 
citizenship  did  not  make  him  also  a  citizen  of  the 
United  States  or  confer  upon  him  the  right  to  sue  in 
a  federal  court.  The  importance  of  Taney's  decision 
at  this  point  will  be  understood  by  recalling  that  the 
Constitution  at  that  time  did  not  define  citizenship, 
and  the  Dred  Scott  case  brought  out  the  first  authori- 
tative judicial  ruling  that  citizenship  of  a  State  was 
not  the  same  thing  as  citizenship  of  the  United  States. 
Here  Taney  should  have  stopped.  If  Dred  Scott 
was  not  a  citizen  and  had  no  right  to  sue  in  a  federal 
court,  the  court  obviously  had  no  jurisdiction  of  his 
plea,  and  the  decision  of  the  federal  district  court  for 
Missouri  sustaining  his  claim  should  have  been  re- 
versed by  the  customary  procedure.  Taney  was 
thinking  of  politics  as  well  as  of  law,  however,  and 
he  accordingly  went  on  to  consider  whether  or  not 
Scott  was  entitled  to  his  freedom  by  reason  of  his 
previous  residence  in  territory  from  which  slavery 
had  been  excluded  by  law.  A  long  examination  of  the 
history  of  the  Missouri  compromise  and  of  the  legal 
points  which  it  involved  failed  to  show  any  consti- 
tutional warrant  for  excluding  from  any  part  of  the 
territory  of  the  United  States  anything  which  any 
State  recognized  as  property,  and  the  Missouri  com- 


202  AMERICAN    DEMOCRACY 

promise  was  accordingly  pronounced  unconstitutional 
and  void.  Associate  Justice  Curtis,  in  a  powerful  dis- 
senting opinion,  exposed  the  inaccuracy  of  some  of 
Taney's  historical  statements  and  the  fallacies  of  his 
reasoning  in  regard  to  the  citizenship  of  Negroes,  and 
sustained  the  claim  of  Scott  and  the  constitutionality 
of  the  compromise,  but  the  decision  of  the  majority 
was  the  decision  of  the  court.  The  Dred  Scott  deci- 
sion upheld  with  judicial  finality  virtually  every 
claim  of  right  or  privilege  that  slavery  had  ever  made, 
and  left  the  Negro  without  hope  even  if  he  were  freed. 
The  legal  doctrines  of  the  decision  were  at  least 
open  to  debate,  and  the  ruling  with  respect  to  citizen- 
ship was  probably  good  law.  The  decision  was  in- 
stantly repudiated,  however,  by  Republicans  and 
antislavery  Democrats  as  immoral,  and  the  obloquy 
which  befell  the  court  for  its  uncalled-for  attempt  to 
settle  a  purely  political  question  was  a  blow  to  its 
prestige  from  which  it  required  years  to  recover.  A 
series  of  political  debates  in  Illinois  in  1858,  where  a 
comparatively  unknown  lawyer,  Abraham  Lincoln, 
contested  unsuccessfully  the  seat  of  Douglas  in  the 
Senate,  discussed  in  all  its  phases  the  Dred  Scott  de- 
cision and  strengthened  the  Republican  opposition. 
Yet  the  North  as  a  whole  still  hoped  for  peace.  Lin- 
coln's pointed  assertion  that  the  Union  could  not  con- 
tinue half  slave  and  half  free,  but  must  become  wholly 
one  thing  or  the  other,  while  it  expressed  a  conviction 
to  which  the  more  radical  antislavery  sentiment  of  the 
country  was  rapidly  being  driven,  did  not  as  yet  voice 


THE    TRIUMPH    OF    NATIONALITY         203 

the  opinion  of  the  free  States  as  a  whole.  The  long 
years  of  compromise  had  had  their  effect,  and  the 
North  still  looked  for  a  settlement  without  the  dreaded 
intervention  of  force.  When  in  October,  1859,  John 
Brown  made  a  spectacular  attempt  to  free  the  slaves 
in  Virginia  his  raid  awakened  only  sporadic  sympathy 
in  the  North,  although  it  was  of  Brown  that  Union 
soldiers  were  singing  less  than  two  years  later. 

The  presidential  election  of  i860  was  the  crucial 
test.  The  Republicans  were  confident,  but  they  were 
not  strong  enough  to  win  on  the  slavery  issue  alone, 
and  accordingly  their  platform,  while  vigorously  de- 
nouncing the  Dred  Scott  decision  and  demanding  free- 
dom in  the  Territories,  gave  a  prominent  place  to 
the  demand  for  a  protective  tariff,  internal  improve- 
ments, and  a  railway  to  the  Pacific.  The  obvious 
Republican  candidate  was  William  H.  Seward,  an 
able  antislavery  leader  who  had  been  governor  of 
New  York  and  United  States  senator.  Seward's  firm- 
ness on  the  slavery  question  in  the  form  which  the 
question  had  now  taken  was  in  doubt,  however,  and 
the  choice  of  the  convention  fell  upon  Lincoln,  whose 
speeches  in  the  Illinois  debates  and  elsewhere  had 
made  him  one  of  the  leading  exponents  of  Republican 
antislavery  opinion.  With  Lincoln  was  associated  as 
vice-presidential  candidate  Hannibal  Hamlin  of 
Maine.  The  selection  of  both  candidates  from  north- 
ern States  not  only  emphasized  the  sectional  character 
of  the  party,  but  offered  also  a  bold  challenge  to  the 
disunionists  to  show  their  hand. 


204  AMERICAN    DEMOCRACY 

The  Democrats  were  divided.  The  majority, 
staunchly  supporting  slavery  but  as  staunchly  op- 
posed to  disunion,  nominated  Douglas,  while  the  dis- 
union minority  in  a  separate  convention  nominated 
J.  C.  Breckinridge  of  Kentucky.  A  remnant  of  the 
old  Whigs,  taking  the  name  of  the  Constitutional 
Union  party,  held  a  convention  and  nominated  John 
Bell  of  Tennessee  on  a  platform  which  called  for 
nothing  more  specific  than  the  Constitution  of  the 
country,  the  union  of  the  States,  and  the  observance 
of  the  laws,  to  none  of  which  demands  had  any  party 
thus  far  been  opposed.  Of  the  303  electoral  votes  180 
were  given  for  Lincoln  and  Hamlin,  all  of  the  northern 
States  except  New  Jersey  supporting  the  Republican 
candidates,  but  it  was  the  popular  vote  that  showed 
the  mind  of  the  nation.  In  a  total  vote  of  4,675,853 
Lincoln  received  1,866,352,  or  considerably  less  than 
one-half;  Douglas,  the  Democratic  Union  candidate, 
received  1,375,157;  and  Bell,  the  candidate  of  the 
Constitutional  Unionists,  received  589,581.  The  com- 
bined vote  of  the  union  candidates  was  thus  over 
3,830,000,  while  the  vote  for  Breckinridge,  the  only 
candidate  who  stood  upon  a  disunion  platform,  wTas 
only  845,763.  It  was  clear  that  disunion  as  a  cam- 
paign issue  had  extremely  small  support  in  the 
country  at  the  same  time  that  the  Republicans,  not- 
withstanding an  overwhelming  majority  in  both  houses 
of  the  new  Congress,  were  hardly  strong  enough  with 
the  people  to  pursue  an  aggressive  policy  unless  the 
South  forced  the  issue. 


THE    TRIUMPH    OF    NATIONALITY         205 

But  the  South  did  not  hesitate,  and  again  it  was 
South  Carolina  that  led.  The  day  following  the  elec- 
tion every  federal  office  holder  in  South  Carolina  re- 
signed, and  on  December  20  an  ordinance  of  seces- 
sion, carefully  framed  to  avoid  every  constitutional 
difficulty,  declared  the  State  to  be  independent.  Sim- 
ilar action  was  soon  taken  in  Virginia,  Georgia,  Flor- 
ida, Alabama,  Mississippi,  and  Louisiana.  Southern 
senators  and  representatives  in  Congress  gave  up 
their  seats,  federal  officers  in  the  seceded  States  sur- 
rendered their  offices,  and  federal  property,  including 
the  mint  at  New  Orleans,  was  seized.  In  February, 
1 86 1,  a  convention  of  seven  States  met  at  Montgomery, 
Alabama,  and  drew  up  a  constitution  for  the  Con- 
federate States  of  America,  and  in  March  the  new 
government,  to  which  North  Carolina  and  Texas  ad- 
hered, went  into  operation  with  Jefferson  Davis  of 
Mississippi  as  president.  Of  the  five  border  States 
of  Maryland,  Kentucky,  Tennessee,  Missouri,  and 
Arkansas  only  Tennessee  and  Arkansas  formally  se- 
ceded; in  the  others  the  disunion  movement  was  frus- 
trated by  political  dissensions  or  by  the  quick  action 
of  Union  supporters.  Delaware,  hitherto  counted  as  a 
slave  State,  suffered  from  disaffection  but  remained 
in  the  Union. 

President  Buchanan  was  a  State  rights  strict  con- 
struction Democrat  of  the  old  school  who  had  no 
sympathy  with  secession,  but  he  could  see  no  legal 
way  of  preventing  a  State  from  withdrawing  from  the 
Union  save  by  resort  to  coercion,  and  for  coercion  the 


*jp 


206  AMERICAN    DEMOCRACY 

Constitution  afforded  no  clear  authority.  The  South, 
accordingly,  was  practically  assured  of  a  free  hand 
throughout  the  whole  interval  between  the  election 
in  November  and  the  inauguration  of  Lincoln  in  the 
following  March.  Congress,  apparently  only  half 
realizing  the  significance  of  what  was  taking  place, 
took  no  important  steps  to  strengthen  the  re- 
sources of  the  federal  government,  wasted  time  in  the 
discussion  of  further  compromises,  and  actually 
framed  and  submitted  to  the  States  a  proposed  consti- 
tutional amendment  which  would  have  deprived  the 
United  States  forever  of  power  to  interfere  with 
slavery.  Lincoln,  meantime,  remained  quietly  at  his 
home  in  Illinois,  expressing  on  occasion  his  hope  for 
a  peaceable  adjustment  but  giving  no  indication  of 
his  plans.  Then  on  the  fourth  of  March,  1861,  the 
unhonored  administration  of  Buchanan  passed  into 
history  and  Lincoln  took  up  the  mighty  task  of  pre- 
serving the  nation  from  disunion. 

Lincoln's  inaugural  address  was  conciliatory,  but 
councils  of  peace  were  not  to  prevail.  On  April  12 
Fort  Sumter  in  Charleston  harbor,  one  of  the  forts 
which  the  Confederates  had  not  seized,  was  fired  upon 
by  Confederate  batteries  and  the  next  day  surren- 
dered, and  the  great  Civil  war  had  begun.  The  Federal 
army  was  insignificant  and  nearly  one-half  of  the 
force  had  been  lost  when  Texas  seceded,  but  in  re- 
sponse to  Lincoln's  call  for  volunteers  the  North,  its 
party  differences  forgotten  now  that  the  Union  had 
been  assailed,  sprang  instantly  to  arms.     Thanks  to 


THE    TRIUMPH    OF    NATIONALITY         207 

the  patriotic  foresight  of  Governor  Andrew  of  Massa- 
chusetts the  Old  Bay  State  was  ready,  and  the  Sixth 
Massachusetts  regiment,  the  first  of  the  hundreds 
of  Union  regiments  to  be  in  the  field,  fought  its  way 
through  the  streets  of  Baltimore  en  route  to  Washing- 
ton, where  it  was  quickly  joined  by  the  Seventh  New 
York.  In  a  few  weeks  an  assembled  army,  largely 
undisciplined  and  poorly  equipped  but  abounding  in 
spirit,  had  insured  the  safety  of  the  national  capital. 
But  nation  and  army  demanded  haste,  and  haste 
brought  disaster.  On  July  21  the  Federal  and  Con- 
federate forces  met  at  Bull  Run,  and  when  the  beaten 
and  demoralized  Federal  army  poured  back  to  Wash- 
ington in  disorderly  retreat  the  dream  of  an  easy 
victory  over  the  Confederacy  had  vanished  and  the 
North  sternly  settled  down  to  war. 

From  a  military  point  of  view  the  position  of  the 
Confederacy  had  some  elements  of  strength.  The  se- 
ceded States  could  rest  upon  the  defensive  and 
thereby  throw  upon  the  North  the  burden  of  attack. 
Their  white  population  was  homogeneous,  and  the 
assurance  of  a  food  supply  through  slave  labor  freed 
most  of  the  adult  male  population  for  fighting.  The 
seizure  of  federal  forts,  arsenals,  and  other  property 
gave  the  Confederacy  an  initial  advantage  in  the 
possession  of  military  supplies,  and  many  officers  of 
the  regular  army  "  went  with  their  State  "  when  the 
States  seceded  and  entered  the  Confederate  service. 
Moreover,  the  cause  for  which  the  South  fought  was 
in  form  that  of  independence,  the  right  to  live  its  own 


208  AMERICAN    DEMOCRACY 

life  in  its  own  way,  and  to  that  cause  all  save  an  in- 
significant fraction  of  the  people  were  devoted.  Yet 
the  elements  of  weakness  were  far  more  important 
than  the  elements  of  strength.  Of  the  population  of 
slightly  more  than  12,300,000  in  the  South  in  i860,  a 
number  equal  to  about  two-fifths  of  the  total  popula- 
tion of  the  country,  3,500,000  were  slaves.  The  South 
was  not  a  manufacturing  region,  and  unless  factories 
were  established  with  amazing  rapidity  the  needed 
supplies  of  arms,  munitions,  and  manufactured  com- 
modities generally  could  be  obtained  only  through  im- 
portation from  abroad.  A  blockade  of  the  coast,  on 
the  other  hand,  would  destroy  Confederate  commerce, 
cotton  could  not  be  sold,  manufactured  goods  of  all 
kinds  would  before  long  disappear,  and  the  collapse  of 
the  Confederacy  would  then  be  only  a  matter  of  time. 
The  Mississippi  river,  cutting  the  Confederacy  in  two, 
was  a  menace  to  unity,  and  unless  the  lower  course  of 
the  river  could  be  held  Louisiana,  Arkansas,  and 
Texas  could  be  cut  off  and  the  western  border  of 
Mississippi  would  be  open  to  attack;  while  the  great 
length  of  the  northern  border,  open  to  simultaneous 
attack  at  a  number  of  points,  made  the  Confederate 
frontier  hard  to  defend. 

Before  the  close  of  Buchanan's  administration  the 
withdrawal  of  southern  members  of  Congress  had 
made  possible  the  admission  of  Kansas  as  a  State,  and 
with  the  beginning  of  hostilities  the  Democrats,  while 
retaining  their  separate  party  organization,  joined 
loyally  with  the  Republicans  in  the  work  of  putting 


THE   TRIUMPH    OF    NATIONALITY         209 

the  North  on  a  war  basis.  A  long  list  of  statutes  pro- 
vided for  the  increase  of  the  army  and  navy  and  the 
enrolment  of  volunteers,  railway  and  telegraph  lines 
passed  under  the  control  of  the  military  authorities, 
the  Union  Pacific  Railway  was  projected,  and  fac- 
tories and  mills  worked  day  and  night  at  the  fabrica- 
tion of  military  equipment.  The  establishment  of 
the  present  national  banking  system  in  1863  was  fol- 
lowed by  the  issuance  of  a  series  of  huge  loans  for 
whose  repayment  the  faith  of  the  nation  was  expressly 
pledged,  and  by  large  emissions  of  paper  currency. 
Foreign  governments  were  early  warned  that  the  war 
was  regarded  by  the  federal  government  as  a  rebel- 
lion for  whose  suppression  the  army  and  navy  must 
be  employed,  but  that  the  right  of  the  Confederate 
States  to  secede  from  the  Union  could  not  be  admitted 
and  that  foreign  intervention  in  aid  of  the  Confed- 
erate cause  would  be  looked  upon  as  an  unfriendly  act. 
A  federal  blockade  tightened  its  hold  upon  the  Con- 
federate coast,  and  although  a  certain  amount  of  lu- 
crative blockade-running  went  on  throughout  the  war, 
and  Confederate  cruisers  and  privateers  dealt  hard 
blows  to  American  commerce,  southern  commerce  of 
every  kind  was  before  long  practically  cut  off  and 
Confederate  armed  vessels  were  relentlessly  pursued, 
captured,  or  destroyed  in  every  sea. 

Lincoln  had  early  meditated  the  emancipation  of 
the  slaves,  rightly  holding  that  slavery  was  the  under- 
lying foundation  upon  which  the  Confederate  demand 
for  independence  was  built.     But  the  war  was  a  war 


2io  AMERICAN    DEMOCRACY 

for  union,  not  a  war  for  emancipation,  and  the  freeing 
of  the  slaves,  if  it  were  to  take  place  while  the  war  was 
going  on,  would  be  the  act  of  the  president  as  com- 
mander-in-chief of  the  national  military  forces  and 
justifiable  only  as  a  military  measure  under  the  recog- 
nized laws  of  war.  In  the  summer  of  1862  Lincoln 
read  to  his  cabinet  the  draft  of  an  emancipation  proc- 
lamation, but  the  lack  as  yet  of  any  marked  victory 
of  the  Federal  armies  would,  it  was  thought,  weaken 
the  moral  effect  of  the  proclamation  if  it  were  issued 
then,  and  it  was  accordingly  withheld.  The  long- 
looked-for  victory  came  at  Antietam,  and  on  Septem- 
ber 22  a  preliminary  proclamation,  announcing  that 
on  January  1,  1863,  the  slaves  would  be  freed  in  all 
of  the  States  which  had  not  by  that  time  laid  down 
their  arms,  was  published.  The  Confederate  resist- 
ance did  not  cease,  and  on  January  1  emancipation 
was  proclaimed.  The  proclamation  did  not  abolish 
slavery  as  an  institution,  that  step  being  one  which 
only  a  constitutional  amendment  could  achieve,  and 
the  act  of  emancipation  applied  to  those  States  only  in 
which  armed  resistance  to  the  federal  authority  was 
still  going  on,  but  it  was  nevertheless  a  death  blow  to 
the  system  and  to  the  Confederacy  as  well. 

The  blow  was  timely,  for  the  North  was  showing 
signs  of  reaction.  The  unexpectedly  long  continuance 
of  the  war,  the  heavy  loss  of  life,  the  repeated  calls 
for  volunteers,  the  arbitrary  arrest  of  thousands  of 
suspected  persons  and  their  confinement  for  long 
periods  without  a  trial,  and  the  imposition  of  a  draft 


THE    TRIUMPH    OF    NATIONALITY         211 

system  when  voluntary  enlistment  failed,  all  com- 
bined to  dampen  the  enthusiasm  with  which  the  North 
had  rushed  to  arms  and  to  create  an  ominous  volume 
of  discontent.  There  was  a  feeling  in  many  quarters 
that  the  war  had  changed  its  original  character,  and 
that  the  destruction  of  slavery  and  the  supremacy  of 
the  Republican  party  rather  than  the  saving  of  the 
Union  had  become  the  main  objective.  In  July,  1863, 
the  enforcement  of  the  draft  provoked  a  formidable 
outbreak  of  mob  violence  in  New  York  and  Brooklyn, 
and  order  was  restored  only  with  the  aid  of  Federal 
troops  hurriedly  brought  from  the  front.  The  mob 
outburst  was  the  more  significant  because  only  two 
weeks  before,  on  July  1-3,  a  mighty  effort  of  the  Con- 
federacy to  invade  the  North  had  been  defeated  at 
Gettysburg,  Pennsylvania,  and  although  the  Federal 
victory  was  not  promptly  followed  up  it  was  clear 
to  military  men  that  the  power  of  the  Confederacy 
had  passed  its  zenith  and  was  on  the  decline.  The 
British  government,  too,  strangely  misconceiving  the 
nature  of  the  conflict,  had  from  the  beginning  been 
friendly  to  the  South,  and  had  not  only  permitted 
Confederate  cruisers  and  privateers  to  be  built  and 
outfitted  in  British  ports,  but  was  apparently  willing 
to  join  with  other  European  powers  in  some  kind  of 
intervention  had  not  France  and  Russia  refused.  The 
irritation  toward  Great  Britain  did  not  subside  until 
in  1870  an  arbitration  tribunal  at  Geneva  awarded  to 
the  United  States  substantial  damages  for  the  losses 
to  American  commerce  which  the  unneutral  conduct 


212  AMERICAN    DEMOCRACY 

of  the  British  government  was  held  to  have  caused. 
The  Republicans,  however,  were  not  disturbed  not- 
withstanding significant  Democratic  gains  in  the  con- 
gressional elections  of  1862,  and  in  1864  they  renom- 
inated Lincoln  on  a  platform  which  boldly  cham- 
pioned all  that  the  party  and  the  president  had  done  in 
the  prosecution  of  the  war  and  called  for  the  continu- 
ance of  the  war  until  the  Confederate  resistance 
should  be  crushed.  To  encourage  the  growing  union 
sentiment  in  the  South  and  at  the  same  time  empha- 
size the  national  character  of  the  party  as  they  had 
not  been  able  to  emphasize  it  in  i860,  the  nomination 
for  the  vice-presidency  was  given  to  Andrew  Johnson 
of  Tennessee,  a  State  which  had  seceded  but  which  the 
Federal  armies  had  recovered.  The  Democrats,  ready 
now  that  the  slaves  had  been  emancipated  to  oppose 
the  continuance  of  the  war,  nominated  a  former  Union 
general,  George  B.  McClellan,  on  a  platform  which 
denounced  the  conduct  of  the  war  as  a  failure.  Mc- 
Clellan had  no  reason  to  love  the  Republicans,  for 
while  he  had  performed  praiseworthy  service  at  the 
beginning  of  the  war  he  had  later  been  sharply  criti- 
cized for  lack  of  energy  and  had  eventually  retired 
from  the  army;  but  he  knew  as  a  soldier  that  the  war 
had  not  failed  and  he  accepted  the  nomination  at  the 
same  time  that  he  rejected  the  platform.  The  elec- 
tion gave  Lincoln  212  electoral  votes  and  McClellan 
21,  while  the  popular  majority  for  Lincoln  was  more 
than  400,000.  The  Republican  policy  had  been  en- 
dorsed by  the  people  and  the  war  was  to  go  on. 


THE    TRIUMPH    OF    NATIONALITY         213 

The  force  of  the  Confederacy  was  nearly  spent. 
The  Mississippi  had  been  wrested  from  Confeder- 
ate control,  and  the  area  of  military  operations  had 
dwindled  until  only  Virginia  and  parts  of  the  Caro- 
linas  and  Georgia  offered  strong  resistance.  In  Vir- 
ginia the  hammering  tactics  of  Grant,  wasteful  as  they 
were  of  human  life,  were  beating  down  the  Confed- 
erate strongholds  despite  the  able  generalship  of  Lee. 
A  desolating  raid  from  Atlanta  to  the  sea  by  Sher- 
man's army  showed  the  hollowness  of  Confederate 
power,  and  hunger,  privation,  and  lack  of  men  for 
recruits  marked  the  beginning  of  the  end.  On  April 
9,  1865,  Lee  surrendered  to  Grant  at  Appomattox  and 
the  great  war  was  practically  over.  Grant's  terms 
were  generous  and  the  demoralized  and  prostrate 
South,  conscious  that  Lincoln  had  never  felt  for  it  ill- 
will,  had  no  reason  to  anticipate  vengeance  from  the 
nation  whose  unity  it  had  failed  to  break.  But  the 
healing  task  of  restoration  was  not  for  Lincoln  to  per- 
form. Five  days  after  Lee's  surrender  the  president 
was  shot  in  Ford's  theatre  at  Washington  and  in  a  few 
hours  was  dead.  The  whole  nation  mourned  his  go- 
ing, for  his  simple  life,  his  staunch  courage,  and  his 
steadfast  faith  had  been  the  people's  inspiration,  but 
the  South  had  more  reason  than  the  North  to  regret 
his  passing,  for  without  his  moderating  influence  the 
future  spelled  despair. 

The  victory  of  the  North  was  a  victory  of  superior 
numbers,  superior  wealth,  and  a  superior  industrial 
and  commercial  resource.     Between  the  two  sections 


214  AMERICAN    DEMOCRACY 

no  comparison  in  any  of  these  respects  could  profit- 
ably be  made,  for  the  disparity  was  overwhelming. 
That  the  South  was  able  to  hold  out  so  long  was  due 
to  the  superb  devotion  which  it  exhibited  to  the  cause 
for  which  it  fought,  its  skillful  utilization  of  the 
meagre  resources  at  its  command,  and  the  military 
genius  of  Lee.  Yet  the  moral  issues  which  the  war  in- 
volved were  more  significant  than  the  arrays  of  money 
and  men.  In  spite  of  the  criticisms  which  the  con- 
duct of  the  war  called  out  the  North  never  lost  sight 
of  the  principle  of  national  unity  which  secession  had 
challenged,  and  the  destruction  of  slavery  and  of  the 
political  power  of  slaveholding  States  was  only  an  inci- 
dent in  comparison  with  the  preservation  of  the  Union. 
The  independence  for  which  the  South  contended  had 
no  such  broad  moral  basis  as  the  demand  for  Amer- 
ican independence  had  presented  in  the  eighteenth 
century  Revolution,  because  there  was  no  moral 
grievance.  The  economic  system  which  the  South 
sought  to  uphold  was  unsound  in  theory  and  anti- 
quated in  practice,  and  it  was  for  the  good  of  the  South 
that  the  system  should  disappear.  The  development 
of  the  American  nation  as  a  modern  state  demanded 
free  labor  and  free  men,  and  when  at  the  end  of  1865 
the  Thirteenth  Amendment  swept  American  slavery 
out  of  existence  the  nation  itself  was  free. 

The  problem  of  restoring  normal  conditions  in  the 
South  and  of  bringing  the  late  seceded  States  back 
into  their  proper  constitutional  relations  with  the 
Union  was  one  of  infinite  complexity.    For  more  than 


THE    TRIUMPH    OF    NATIONALITY         215 

four  years  the  Confederate  States  had  maintained  a 
separate  political  existence.  They  had  taken  a  col- 
lective name;  they  had  adopted  a  constitution  with 
executive,  legislative,  and  judicial  departments;  they 
had  enacted  laws,  levied  taxes,  and  issued  a  paper 
currency;  they  had  sent  diplomatic  agents  abroad 
and  had  sold  Confederate  bonds  to  foreign  pur- 
chasers; and  they  had  carried  on  war  by  land  and 
sea.  During  the  four  years  they  had  distinctly  and 
in  terms  repudiated  the  authority  of  the  United 
States,  and  no  federal  authority  had  in  fact  been  ex- 
ercised in  any  part  of  the  Confederacy  save  where 
the  federal  military  forces  had  established  themselves. 
If,  notwithstanding  the  ultimate  failure,  secession 
had  nevertheless  been  for  a  time  an  accomplished 
fact,  then  the  Union  had  been  broken,  the  Confeder- 
ate States  had  withdrawn,  and  their  status  now  was 
analogous  to  that  of  conquered  provinces  which  the 
federal  government  was  free  to  deal  with  as  it  chose. 
On  the  other  hand,  if  secession  had  never  been  legally 
accomplished  and  the  Confederate  States  had  merely 
carried  on  a  prolonged  but  unsuccessful  rebellion, 
punishment  for  treason  or  rebellion  might  indeed  be 
meted  out  to  individuals,  but  the  States  as  such  had 
not  ceased  to  be  States  and  were  apparently  entitled 
to  be  again  represented  in  Congress,  to  take  part  in 
national  elections,  and  to  enjoy  the  benefit  of  federal 
laws.  Their  relative  weight  in  the  House  of  Repre- 
sentatives would  of  course  be  reduced,  because  there 
were  no  longer  slaves  to  be  counted  as  part  of  their 


216  AMERICAN    DEMOCRACY 

population  and  emancipation  had  not  made  the  Negro 
a  citizen,  but  they  would  still  enjoy  equal  representa- 
tion in  the  Senate. 

The  gravity  of  the  constitutional  issue,  likely  at 
any  moment  to  be  raised  before  the  Supreme  Court, 
had  been  early  perceived  both  by  Congress  and  by  the 
president,  and  preparations  had  been  made  to  meet  it. 
The  numerous  acts  and  resolutions  which  were  passed 
during  the  war  and  the  presidential  proclamations 
which  were  issued  carefully  avoided  recognizing  the 
Confederate  government  as  in  any  sense  a  legal  gov- 
ernment, and  consistently  referred  to  the  war  as  a 
rebellion  or  insurrection  and  to  those  who  aided  it  as 
rebels  or  insurgents.  The  great  collection  of  Civil 
War  documents  published  by  the  government  years 
after  the  war  had  ended  bears  the  title  "  War  of  the 
Rebellion:  Official  Records."  The  question  of  how 
the  seceded  States  were  to  be  restored  to  their  former 
position  in  the  Union,  however,  was  one  upon  which 
Congress  and  the  president  differed  widely.  Lincoln, 
far  less  concerned  about  the  constitutional  aspects  of 
the  case  than  with  the  practical  necessity  of  ending 
the  war  and  restoring  peace  as  quickly  and  easily  as 
possible,  was  ready  to  recognize  any  Union  govern- 
ment which  had  the  support  of  loyal  citizens  equal  in 
number  to  ten  per  cent,  of  those  who  were  legally 
qualified  to  vote  under  the  laws  of  the  State  in  i860, 
and  he  was  prepared  if  necessary  to  uphold  such  a 
government  by  military  force;  but  it  was  of  course 
understood  that  the  admission  of  senators  and  rep- 


THE    TRIUMPH    OF    NATIONALITY         217 

resentatives  from  such  a  reconstructed  State  would 
still  rest  with  Congress.  A  loyal  government  which 
was  presently  established  in  Louisiana  under  this  plan 
was  recognized,  as  was  a  Union  government  differently 
constituted  in  Tennessee,  and  both  States  voted  for 
the  Republican  candidates  in  the  presidential  election 
of  1864;  but  although  the  Republican  convention  had 
found  no  difficulty  in  selecting  its  vice-presidential 
candidate  from  Tennessee,  the  electoral  votes  of  both 
States  were  rejected  by  Congress  and  senators  and 
representatives  were  refused  seats. 

Congress  was  much  more  concerned  than  was  Lin- 
coln about  constitutional  procedure  and  very  much 
less  disposed  than  he  to  be  generous  with  the  South. 
The  congressional  opposition  to  the  Lincoln  pro- 
gramme rested  mainly  upon  two  grounds.  The  first 
was  the  feeling  that  a  number  of  loyal  citizens  equal 
to  only  ten  per  cent,  of  the  number  of  qualified  voters 
in  i860  was  too  slender  a  basis  upon  which  to  estab- 
lish a  reconstructed  State  government,  and  that  such 
a  government  would  not  be  able  to  protect  the  Negroes 
in  their  newly-acquired  freedom.  The  other  was  the 
conviction  that  the  political  restoration  of  the  seceded 
States  properly  belonged  to  Congress  rather  than  to 
the  president;  and  although  there  was  no  serious 
thought  of  reducing  the  States  to  the  position  of  Ter- 
ritories or  holding  them  indefinitely  as  conquered 
provinces,  the  conviction  was  strong  that  unless  the 
process  of  restoration  were  carefully  guarded  and  all 
of  its  steps  firmly  controlled  the  moral  fruits  of  vie- 


2i8  AMERICAN    DEMOCRACY 

tory  would  be  endangered,  those  who  had  led  the 
South  to  secession  would  again  take  control  of  the 
State  governments,  and  "  rebel  brigadiers  "  would  re- 
appear as  members  of  the  Senate  and  House  of  Rep- 
resentatives. So  long  as  Lincoln  lived,  however,  the 
congressional  policy  was  of  necessity  held  in  abey- 
ance, but  the  refusal  of  Congress  to  seat  representa- 
tives or  senators  or  to  count  electoral  votes  from 
States  which  Lincoln  had  recognized  rendered  the 
executive  programme  practically  sterile  of  results. 

The  succession  of  Andrew  Johnson  as  president 
darkened  the  prospect  of  a  generous  or  amicable  solu- 
tion of  the  reconstruction  problem.  Johnson  was  an 
able  man,  but  he  was  of  coarse  fibre.  He  belonged  to 
the  class  of  southern  whites  which  had  held  few  or  no 
slaves  and  which  despised  the  planter  aristocracy,  and 
his  violent  temper  and  objectionable  personal  habits 
alienated  supporters  to  whom  his  political  and  con- 
stitutional ideas  might  otherwise  have  appealed.  The 
bitter  controversy  with  Congress  which  continued 
throughout  Johnson's  administration,  and  which  cul- 
minated in  the  attempt  of  Congress  to  impeach  him 
and  remove  him  from  office,  was  attended  with  dis- 
creditable incidents  which  reflected  upon  both  parties 
and  make  the  period  of  reconstruction  a  dark  page 
in  American  political  annals,  but  the  conflict  was  in- 
evitable because  the  executive  and  congressional  views 
as  to  how  reconstruction  should  be  carried  out  were 
inherently  antagonistic  and  compromise  was  impos- 
sible.   It  is  obvious  now,  as  it  was  all  but  apparent  at 


THE    TRIUMPH    OF    NATIONALITY         219 

the  time;  that  the  Republican  leaders  were  influenced 
more  and  more  by  their  determination  to  make  their 
party  supreme  for  years  to  come,  but  the  fear  that  the 
president,  if  his  policy  were  allowed  to  prevail,  would 
undo  much  of  the  work  of  the  war,  and  that  Negro 
servitude  would  replace  Negro  slavery,  also  weighed 
heavily  in  the  scale. 

The  congressional  plan  as  elaborated  finally  in 
March,  1867,  divided  the  late  seceded  States  into  dis- 
tricts, and  placed  in  immediate  charge  of  each  district 
a  military  commander  intrusted  with  the  supervision 
of  the  reconstruction  process.  Under  the  direction  of 
the  military  commander  the  voters  of  the  States,  purged 
of  disloyalty  by  the  administration  of  a  stringent  oath 
which  few  Confederates  could  take,  were  to  call  con- 
ventions which  should  draw  up  new  State  constitu- 
tions. The  constitutions  were  to  repudiate  the  seces- 
sion debts,  give  the  suffrage  and  equal  political  and 
legal  rights  to  Negroes,  and  exclude  from  voting  and 
office  holding  former  supporters  of  the  Confederacy 
who  declined  to  take  a  prescribed  form  of  oath  or  who 
did  not  receive  the  benefit  of  amnesty.  In  the  popu- 
lar vote  which  was  to  be  taken  on  the  Constitution 
Negroes  as  well  as  whites  were  to  participate,  the  Ne- 
groes thus  voting  on  the  question  of  the  rights  which 
under  the  Constitution  were  to  be  accorded  to  them; 
and  if  the  Constitution,  after  having  been  approved 
by  this  extraordinary  body  of  voters,  was  also  ap- 
proved by  Congress  the  State  might  choose  its  quota 
of  federal  senators  and  representatives  and  take  part 


220  AMERICAN    DEMOCRACY 

in  presidential  elections.  Until  the  act  of  Congress 
had  been  fully  complied  with  and  the  States  formally 
recognized,  the  control  of  the  military  commanders 
was  to  continue. 

Hardly  any  of  the  steps  which  the  acts  of  Congress 
prescribed  would  bear  scrutiny  from  the  point  of 
view  of  the  Constitution,  and  the  decision  to  thrust 
the  suffrage  upon  the  Negroes  called  out  widespread 
dissent.  The  great  mass  of  the  former  slaves  were 
ignorant  as  well  as  illiterate,  and  the  economic  tran- 
sition from  slavery  to  a  wages  system  had  only  just 
begun.  The  southern  whites,  however  sincerely  they 
might  have  been  disposed  to  accept  the  abolition  of 
slavery,  could  not  by  any  possibility  be  expected  to 
regard  the  former  slaves  as  political  equals  and  racial 
antagonism  and  social  animosity  were  certain  to  show 
themselves  in  politics.  The  United  States  had  laid 
down  slavery  only  to  take  up  the  race  problem,  and 
the  latter  problem  was  more  difficult  and  dangerous 
than  the  former.  On  the  other  hand  the  Republicans, 
while  fully  expecting  that  the  Negroes  would  every- 
where support  the  Republican  candidates  out  of  grat- 
itude to  the  party  which  had  given  them  their  free- 
dom, insisted  that  freedom  without  suffrage  would  be 
an  impossible  anomaly,  and  that  unless  the  Negroes 
could  defend  themselves  at  the  polls  their  freedom 
would  not  long  endure.  A  number  of  southern  States 
had  already  enacted  laws  which  created  a  virtual 
condition  of  Negro  servitude  under  the  guise  of  pre- 
venting vagrancy,   and   it   was   believed   that   other 


THE    TRIUMPH    OF    NATIONALITY         221 

States  would  not  be  long  in  following  the  example  if 
Congress  did  not  interpose. 

Johnson  in  able  messages  vetoed  the  reconstruction 
acts,  but  the  bills  were  at  once  passed  over  the  veto 
and  Congress  went  steadily  on  with  its  programme. 
A  Fourteenth  Amendment,  setting  aside  the  doctrine 
of  the  Dred  Scott  decision  by  declaring  all  persons 
born  or  naturalized  in  the  United  States  and  subject 
to  its  jurisdiction  to  be  citizens  of  the  United  States 
and  of  the  State  in  which  they  reside,  prohibiting  any 
State  from  denying  to  any  citizen  of  the  United  States 
the  equal  protection  of  the  laws,  and  penalizing  by 
a  reduction  of  its  representation  in  the  House  of  Rep- 
resentatives any  State  which  denied  the  right  to  vote 
to  any  person  save  on  account  of  participation  in  re- 
bellion or  other  crime,  became  a  part  of  the  Consti- 
tution in  1868.  The  presence  of  federal  troops  in- 
sured the  carrying  out  of  the  congressional  policy,  and 
by  the  end  of  1868  most  of  the  southern  States  had 
been  reconstructed  and  their  representatives  had  been 
admitted  to  the  Senate  and  House. 

The  grave  step  of  impeaching  the  president  was 
clearly  foreshadowed  once  the  implacable  hostility  of 
the  president  to  the  congressional  policy  became  ap- 
parent, and  both  Congress  and  the  president  hastened 
the  climax.  Johnson  had  not  failed  to  put  the  recon- 
struction acts  into  operation,  but  fear  lest  he  might 
use  his  authority  as  head  of  the  army  to  embarrass  if 
not  defeat  the  measures  led  to  an  unwarranted  invasion 
of  his  constitutional  power  as  commander-in-chief  by 


222  AMERICAN    DEMOCRACY 

an  act  which  partially  removed  from  his  control  the 
commanding  general  of  the  army.  Johnson  on  his 
part,  in  a  series  of  public  addresses  at  Chicago,  St. 
Louis,  and  elsewhere,  violently  attacked  Congress  and 
some  of  its  members.  In  1868,  accordingly,  articles  of 
impeachment  were  voted  by  the  House  of  Representa- 
tives and  the  trial  began  before  the  Senate,  the  chief 
justice  of  the  United  States  presiding.  The  articles 
charged  the  president  with  high  crimes  and  misde- 
meanors in  that  he  had  interfered  with  the  operation 
of  various  acts  of  Congress,  but  for  popular  effect 
some  scandalous  passages  from  his  public  addresses 
were  also  cited.  Johnson,  who  did  not  appear  in  per- 
son, was  defended  by  able  counsel,  bore  himself  with 
great  dignity  throughout  the  proceedings,  and  by  a 
close  vote  was  acquitted.  The  impeachment  trial 
marked  the  extreme  height  of  Republican  aggressive- 
ness, but  the  power  of  the  president  had  already  been 
broken  and  the  final  attack  added  no  weight  to  his 
defeat. 

The  anger  of  the  South  at  its  subjection  to  military 
government  in  time  of  peace  and  the  extension  of 
the  suffrage  to  the  Negroes  caused  systematic  efforts 
to  be  made  to  defeat  the  evident  purpose  of  the  Four- 
teenth Amendment  and  prevent  Negroes  from  voting. 
A  Fifteenth  Amendment,  prohibiting  any  State  from 
denying  or  abridging  the  right  of  any  citizen  to  vote 
because  of  race,  color,  or  previous  condition  of  servi- 
tude, was  accordingly  framed  and  in  1870  was  ac- 
cepted by  the  necessary  number  of  State  legislatures. 


THE   TRIUMPH    OF    NATIONALITY         223 

The  Supreme  Court  later  decided  that  the  Fifteenth 
Amendment  did  not  confer  the  right  to  vote  upon 
anyone,  but  merely  stated  certain  grounds  upon  which 
the  right  to  vote  should  not  be  denied;  and  for  many 
years  the  southern  States  continued  to  apply  restric- 
tions, such  as  property  qualifications  or  laws  limiting 
the  suffrage  to  those  persons  and  their  descendants 
who  possessed  the  right  before  the  war,  in  order  to 
eliminate  the  Negro  vote.  By  1870,  however,  the  last 
of  the  States  had  been  reconstructed  and  the  Union 
was  again  whole. 

The  years  of  political  reconstruction  are  a  period 
which  the  thoughtful  American  can  recall  only  with 
regret.  The  problems  that  had  to  be  solved  were 
without  doubt  extremely  difficult  and  complex,  and 
the  enmities  and  suspicions  which  the  war  had  devel- 
oped created  a  political  atmosphere  in  which  modera- 
tion and  clear  thinking  were  hard  to  obtain.  The 
South  itself  was  far  from  blameless,  and  the  long  agony 
which  it  suffered  was  in  no  small  part  due  to  its  own 
shortsightedness  and  misconduct.  But  the  arrogance 
of  the  Republican  leaders,  flushed  with  victory  and 
bent  upon  insuring  party  control  in  the  South  by 
means  of  the  Negro  vote,  led  them  into  excesses  which 
many  years  were  needed  to  redress  and  some  of  whose 
traces  still  survive.  There  can  be  no  question  but 
that  much  of  the  legislation  of  the  reconstruction 
period  was  unwarranted  by  the  Constitution,  that  the 
Supreme  Court  bent  before  the  demands  of  politics, 
and  that  the  moral  tone  of  political  discussion  was 


224  AMERICAN    DEMOCRACY 

seriously  lowered.  Only  in  law,  moreover,  was  the 
attempt  to  give  the  ballot  to  the  Negro  successful, 
and  Negro  suffrage  is  not  yet  a  fully  accomplished 
fact  in  any  southern  State.  The  penalty  which  the 
Fourteenth  Amendment  provides  for  States  in  which 
the  equal  right  of  citizens  to  vote  is  denied  was  prac- 
tically of  no  importance  and  its  application  has  never 
been  seriously  contemplated.  No  effort  of  any  con- 
sequence was  ever  made  by  the  federal  government 
to  educate  the  'Negroes  whom  it  had  freed,  or  to  help 
the  southern  States  to  bridge  the  gulf  which  sep- 
arated the  old  regime  of  slavery  from  the  new  regime 
of  free  labor.  The  South,  which  had  been  beaten  to 
its  knees  in  war,  was  crushed  politically  by  reconstruc- 
tion, and  for  more  than  thirty  years  the  Republican 
party  stood  with  the  flag  upon  the  ruins  and  called 
it  peace. 

But  the  Union  had  been  preserved.  The  herculean 
effort  to  detach  a  group  of  important  States  and 
form  an  independent  confederation  had  failed,  and 
the  old  doctrines  of  State  rights  and  strict  construc- 
tion which  for  seventy  years  had  clogged  the  wheels 
of  national  progress  had  been  hurled  into  oblivion. 
Yet  the  fruits  of  victory,  when  weighed  and  measured, 
were  more  important  for  the  South  than  for  the  North. 
To  the  victorious  North  the  downfall  of  the  South 
meant  the  triumph  of  political  ideas  in  which  the 
North  had  always  more  or  less  firmly  believed  and 
without  which  it  was  difficult  to  think  of  the  United 
States  as  a  nation  at  all.    No  new  political  or  social 


THE    TRIUMPH    OF    NATIONALITY         225 

vistas  of  striking  color  or  imposing  outline  were 
opened  to  the  North  by  the  surrender  of  Lee;  the 
progress  of  the  future  was  to  be  along  lines  already 
marked  out  and  now  happily  cleared  of  embarrassing 
obstructions.  To  the  South,  on  the  other  hand,  defeat 
meant  the  dawning  of  a  new  day,  the  opening  of  a 
new  period  of  social  outlook  and  industrial  and  agri- 
cultural expansion  incomparably  larger  and  more 
fruitful  than  the  years  of  provincial  backwardness 
which  had  gone  before;  and  in  spite  of  the  losses  of 
war  and  the  political  distresses  of  reconstruction  the 
South  had  been  enriched  with  a  new  opportunity  and 
a  new  hope.  The  appeal  of  the  "  lost  cause  "  still 
touches  the  hearts  of  a  generation  to  which  the  war 
is  now  only  a  story  which  the  fathers  told,  but  the 
appeal  of  union  and  nationality  knows  today  neither 
North  nor  South,  but  only  a  common  country,  a  com- 
mon allegiance,  and  an  undivided  national  spirit. 


CHAPTER    IX 

THE   POLITICS  OF   INDUSTRY  AND   POWER 

The  twenty  years  during  which  slavery,  civil  strife, 
and  reconstruction  absorbed  the  political  attention 
of  the  United  States  were  a  period  of  extraordinary 
economic  development  as  well.  For  a  decade  before 
the  war,  industry,  commerce,  and  agriculture  had  been 
rapidly  expanding,  and  the  artificial  stimulus  which 
the  war  gave  to  agriculture  and  manufactures  con- 
tinued to  show  its  effects  long  after  the  war  had 
ceased.  The  use  of  southern  cotton,  temporarily 
checked  by  the  war,  was  quickly  resumed  when 
southern  markets  were  again  open,  but  the  production 
of  woolen  and  linen  textiles  which  the  lack  of  cotton 
had  encouraged  was  by  that  time  firmly  established 
and  continued  to  grow.  Food  crops  in  the  North  and 
West  were  large  during  the  war,  and  the  shortage  of 
farm  labor  which  the  heavy  demands  for  volunteers 
occasioned  was  largely  made  good  by  the  increased 
use  of  farm  machinery  and  by  the  labor  of  women. 
Imports  and  exports,  on  the  other  hand,  declined, 
partly  because  the  export  of  cotton  practically  ceased 
and  partly  because  exceptional  war  demands  absorbed 
much  of  the  surplus  of  food  and  manufactured  goods 
which  previously  had  been  exported.    The  decline  was 

226 


POLITICS  OF  INDUSTRY  AND   POWER     227 

temporary  and  domestic  and  foreign  exports,  which 
had  fallen  from  about  $333,500,000  in  i860  to 
$158,000,000  in  1864,  rose  in  1866  to  $348,000,000 
and  by  1874  had  reached  $586,000,000;  and 
although  fluctuations  during  these  years  showed  that 
the  United  States  was  not  yet  an  exporting  country 
in  the  sense  of  producing  regularly  large  quantities 
of  goods  intended  for  sale  abroad,  American  business 
found  compensation  in  the  fact  that  the  extraordi- 
nary growth  of  population,  rising  from  23,000,000  in 
1850  to  more  than  38,500,000  in  1870,  created  a 
demand  for  food  products  and  manufactures  which 
absorbed  far  the  larger  part  of  what  the  country  was 
able  to  produce. 

The  phenomenon  of  western  development  continued 
to  show  itself  on  an  imposing  scale.  Before  the  war 
the  frontier  line  of  continuous  settlement  had  reached 
the  Mississippi  and  was  extending  irregularly  into  the 
broad  area  between  the  river  and  the  Rocky  moun- 
tains. Kansas,  admitted  as  a  State  in  1861,  was  fol- 
lowed by  Nevada  in  1864  and  by  Nebraska  in  1867. 
With  Minnesota  and  Oregon,  which  had  been  ad- 
mitted in  1858  and  1859,  and  West  Virginia,  set  off 
from  Virginia  in  1863  as  a  reward  of  loyalty,  the 
Union  by  1870  numbered  thirty-six  States  besides  the 
organized  Territories.  East  of  the  Mississippi  a  net- 
work of  railways,  built  in  the  case  of  many  of  the 
western  lines  with  the  aid  of  federal  land  grants  and 
State  and  local  financial  help,  bound  the  States  to- 
gether, and  the  Union  Pacific  Railway,  projected  in 


228  AMERICAN    DEMOCRACY 

1863  but  not  opened  until  after  the  war,  brought  Cal- 
ifornia and  the  central  Pacific  coast  for  the  first  time 
into  easy  communication  with  the  rest  of  the  country. 
In  1850,  178,672  miles  of  postal  route  served  18,417 
post  offices;  in  1870  the  mails  were  carried  over  231,- 
232  miles  of  established  routes  and  28,492  post  offices 
were  in  operation.  The  purchase  of  Alaska  from  Rus- 
sia in  1867  did  not  for  many  years  appreciably  influ- 
ence the  course  of  western  settlement,  for  it  was  long 
before  the  great  mineral  wealth  of  the  region  was 
known,  but  the  acquisition  was  politically  important 
because  it  removed  another  European  power  from  the 
continent. 

The  national  debt,  which  had  been  practically 
extinguished  in  Jackson's  time,  had  been  increased 
by  the  Mexican  war  and  the  purchase  of  territory 
from  Mexico,  and  in  i860  stood  at  about  $60,000,000. 
The  Civil  war  swelled  the  interest-bearing  debt  to 
over  $2,200,000,000,  to  which  is  of  course  to  be 
added,  in  estimating  the  aggregate  cost  of  the  war, 
the  debts  of  the  States  and  of  local  communities,  the 
annual  interest  charge,  and  the  ultimate  cost  of  pen- 
sions for  Union  soldiers  and  sailors  and  their  depend- 
ents. As  late  as  192 1  nearly  half  a  million  Civil  war 
pensions  were  still  being  paid.  The  Confederate 
debt,  including  the  debts  of  the  several  States  of  the 
Confederacy,  was  a  total  loss,  the  Fourteenth  Amend- 
ment expressly  prohibiting  the  payment  of  any  public 
debts  incurred  in  aid  of  secession  or  on  account  of 
the  emancipation  of  slaves;  but  the  cost  of  freeing  the 


POLITICS  OF  INDUSTRY  AND   POWER        229 

slaves  in  the  District  of  Columbia,  emancipated  by 
law  in  1862,  was  met  by  the  United  States  and  the 
war  expenses  of  the  loyal  States  were  eventually  re- 
imbursed. Extravagant  expenditures  by  some  of  the 
reconstruction  governments  during  the  years  when 
northern  political  adventurers,  familiarly  known  as 
"  carpet-baggers,"  and  Negro  politicians  were  in  con- 
trol added  some  $275,000,000  to  the  debts  of  the 
southern  States,  the  larger  part  of  which  was  legally 
valid. 

The  sudden  and  extraordinary  demand  for  revenue 
at  the  outbreak  of  the  war  speedily  drained  the  fed- 
eral treasury,  drove  specie  out  of  circulation,  and 
forced  resort  to  heavy  taxation,  extensive  borrowing 
through  issues  of  bonds,  and  the  issuance  of  paper 
currency.  Tariff  duties  were  raised,  internal  revenue 
taxes  reached  out  to  almost  every  taxable  commodity 
or  business  transaction  and  to  numerous  occupations, 
and  an  income  tax  was  imposed.  The  receipts  of  the 
federal  treasury,  which  had  amounted  to  only  a  little 
more  than  $56,000,000  in  i860,  rose  by  1865  to  more 
than  $322,000,000.  It  was  a  defect  of  the  congres- 
sional policy,  however,  that  while  it  imposed  heavy 
taxes  in  many  directions  the  amount  raised  by  taxa- 
tion was  much  less  than  the  country  was  both  able 
and  willing  to  pay,  and  the  large  issues  of  government 
bonds  shifted  to  a  later  generation  a  financial  burden 
a  considerable  part  of  which  could  without  great  dif- 
ficulty have  been  borne  while  the  war  was  going  on. 
The   continuance   of   heavy   taxation   after    the   war, 


230  AMERICAN    DEMOCRACY 

moreover,  partly  with  a  view  to  the  reduction  of  the 
debt  but  also,  in  the  case  of  the  tariff  duties, 
because  of  the  firm  hold  which  the  protective  policy 
had  obtained,  produced  in  a  few  years  a  surplus  rev- 
enue which  was  a  temptation  to  extravagance,  and  the 
problem  of  bringing  the  country  back  to  a  specie 
basis  was  not  finally  solved  until  1879. 

The  national  banking  system  established  in  1863 
was  an  ingenious  expedient  for  securing  at  one  and 
the  same  time  a  paper  currency  and  a  market  for  gov- 
ernment bonds,  the  issuance  of  national  bank  notes 
being  based  upon  the  security  of  bonds  which  the 
banks  were  required  to  purchase.  The  huge  issues 
of  bonds,  however,  exceeded  the  quantity  which  the 
banks  could  absorb,  and  the  need  of  further  currency 
was  accordingly  met  by  the  issuance  of  treasury  notes 
of  various  kinds  and  of  unsecured  and  irredeemable 
paper  money  commonly  known,  from  the  color  of  the 
notes,  as  greenbacks.  The  constitutionality  of  so 
much  of  the  greenback  law  as  made  the  notes  a  legal 
tender  in  payment  of  private  debts  was  more  than 
doubtful,  and  in  1869  the  Supreme  Court  gave  an 
adverse  decision  which,  if  it  had  been  adhered  to, 
would  have  overthrown  the  greenback  policy  and 
greatly  embarrassed  the  government.  The  occurrence 
of  vacancies,  however,  shortly  gave  Grant  an  oppor- 
tunity to  reconstitute  the  court,  and  in  1870  the 
former  decision  was  reversed  and  the  legal  tender 
provision  of  the  law  was  upheld.  The  court  had 
already  in  Johnson's  administration  refused  to  pass 


POLITICS  OF  INDUSTRY  AND  POWER        231 

upon  the  constitutionality  of  the  reconstruction  acts 
in  a  case  which  the  State  of  Georgia  had  sought  to 
raise,  properly  holding  that  the  question  was  political 
and  not  judicial,  and  the  reversal  of  its  decision  in 
the  legal  tender  cases,  although  generally  regarded 
as  a  surrender  to  the  political  views  of  Congress, 
nevertheless  freed  the  hands  of  the  federal  govern- 
ment in  the  difficult  matter  of  the  currency  and  the 
national  debt. 

Not  for  some  years  was  the  Republican  hold  upon 
Congress  or  the  country  seriously  endangered.  The 
Democratic  party,  discredited  in  the  North  and  West 
by  its  old  identification  with  slavery  and  its  sympathy 
for  the  South  during  the  period  of  reconstruction, 
only  slowly  recovered  prestige,  and  so  long  as  federal 
troops  were  at  hand  to  support  the  reconstructed 
State  governments  the  southern  States  could  regularly 
be  counted  in  the  Republican  column.  The  presi- 
dential election  of  1868,  however,  while  a  sweeping 
victory  for  Grant,  the  Republican  candidate,  so  far 
as  the  electoral  vote  was  concerned,  showed  that 
public  opinion  was  turning.  The  electoral  vote  for 
Grant  was  213  in  comparison  with  80  for  Horatio 
Seymour  of  New  York,  the  Democratic  candidate,  but 
the  Republican  popular  majority  was  only  a  little 
over  three  hundred  thousand  in  a  total  vote  of  more 
than  five  and  one-half  million.  The  administration 
of  Grant  and  the  Republican  Congress  increased 
rather  than  lessened  the  growing  discontent.  Not- 
withstanding the  fact  that  all  of  the  southern  States 


232  AMERICAN    DEMOCRACY 

had  by  1870  been  restored  to  their  former  political 
rights  as  members  of  the  Union,  the  employment  of 
federal  troops  for  political  purposes  continued;  and 
the  attempt  of  Congress  to  suppress  the  Ku  Klux 
Klan  and  other  secret  societies  which  had  been 
formed  in  the  South  with  the  object  of  regaining  the 
control  of  State  and  local  government  for  the  whites 
and  preventing  the  Negroes  from  voting,  joined  to 
an  ill-advised  effort  to  take  over  the  supervision  of 
federal  elections,  had  no  other  effect  than  to  empha- 
size the  partisan  policy  of  Congress,  increase  the 
public  criticism  of  the  president,  and  strengthen  the 
Democratic  opposition. 

The  election  of  1872  brought  into  the  field  no  less 
than  eight  candidates  for  the  presidency  and  eleven 
for  the  vice-presidency.  A  Liberal  Republican  move- 
ment, organized  by  independent  and  reform  Repub- 
licans who  were  willing  to  support  a  Democratic 
candidate  as  a  rebuke  to  the  party  in  power,  had  for 
a  year  been  gathering  headway  in  the  East,  and  a 
temperance  party  had  been  organized.  The  Repub- 
licans profited  by  factional  divisions  in  the  Demo- 
cratic ranks  and  by  the  general  unfitness  of  the 
leading  opposition  candidate,  Horace  Greeley,  long 
an  influential  Republican  and  famous  the  country 
over  as  the  editor  of  the  New  York  "  Tribune,"  to 
whom  the  Liberal  Republicans  gave  their  support; 
and  Grant  was  again  elected  with  a  largely  increased 
electoral  and  popular  vote. 

The  pressing  question  was  that  of  the  currency. 


POLITICS  OF  INDUSTRY  AND   POWER     233 

The  disappearance  of  specie  from  circulation  early 
in  the  war  and  the  long-continued  use  of  national 
bank  notes,  treasury  notes,  and  greenbacks,  none  of 
which  were  at  par  in  gold,  had  been  accompanied  by 
a  marked  rise  of  prices,  and  although  the  level  of 
prices  had  declined  somewhat  after  the  war  and  the 
paper  money  was  rising  in  value  the  currency  problem 
as  a  whole  remained.  A  wide  difference  of  opinion 
prevailed  regarding  the  policy  that  should  be  pursued. 
Banking  and  business  interests  desired  an  early  return 
to  the  gold  standard,  but  in  the  West,  particularly 
among  the  farmers,  the  demand  was  growing  for  the 
continued  use  of  greenbacks  and  the  increased  coin- 
age of  silver.  There  was  a  vague  feeling  that  gold 
had  in  some  way  appreciated  in  value,  and  that  a 
gold  standard  meant  "  dear  money "  and  the  con- 
tinuance of  inflated  prices.  In  1873,  however,  when 
the  coinage  laws  were  revised,  the  coinage  of  the 
standard  silver  dollar  was  discontinued.  The  silver 
dollar  had  never  been  a  popular  coin  in  the  eastern 
part  of  the  country,  but  its  omission  from  the  list 
of  coins  was  popularly  interpreted  as  meaning  that 
silver,  the  cheaper  metal,  was  to  be  demonetized,  and 
the  action  presently  began  to  be  denounced  as  the 
"  crime  of  1873."  A  disastrous  financial  crisis  the 
same  year  confirmed  the  popular  impression  that  the 
financial  system  was  bad,  and  the  burden  of  responsi- 
bility was  thrown  upon  the  Republicans,  who  in 
general  favored  the  gold  standard.  The  congres- 
sional elections  of  1874  were  a  tidal  victory  for  the 


234  AMERICAN    DEMOCRACY 

Democrats  in  the  House  of  Representatives,  a  Repub- 
lican majority  of  no  being  replaced  by  a  Demo- 
cratic majority  of  74.  In  1875,  however,  provision 
was  made  by  law  for  the  resumption  of  specie  pay- 
ment on  the  first  of  January,  1879,  and  a  bill  to 
inflate  the  currency  was  vetoed  by  Grant. 

Both  of  the  great  parties  looked  forward  with 
apprehension  to  the  presidential  campaign  of  1876. 
The  discovery  of  serious  financial  and  political  scan- 
dals, some  of  them  involving  high  officials  of  the 
government,  was  a  telling  popular  argument  in  favor 
of  a  party  change.  Two  new  parties  had  in  the 
meantime  arisen.  The  Greenback  party,  an  out- 
growth in  part  of  the  political  activities  of  farmer 
organizations  known  as  Patrons  of  Husbandry,  or 
Granges,  and  the  forerunner  in  its  financial  views  of 
the  later  People's  or  Populist  party,  opposed  the 
resumption  of  specie  payment  and  demanded  the 
continued  use  of  greenbacks  and  the  enlarged  coinage 
of  silver.  The  Prohibition  party,  the  successor  of 
the  temperance  party  of  1872,  called  for  the  prohi- 
bition of  the  manufacture  and  sale  of  intoxicating 
liquors,  a  policy  which  had  already  been  adopted  in 
a  few  States.  Neither  of  these  minor  parties,  how- 
ever, was  likely  to  be  very  important  except  in  close 
States,  and  the  national  contest  was  between  the 
Republicans  and  the  now  reunited  Democrats.  The 
Republicans  nominated  Rutherford  B.  Hayes,  for- 
merly governor  of  Ohio  and  a  general  in  the  Union 
army  during  the  Civil  War.     The  Democratic  can- 


POLITICS  OF  INDUSTRY  AND   POWER     235 

didate  was  Samuel  J.  Tilden,  an  able  lawyer  and 
prominent  party  leader  who  had  been  governor  of 
New  York.  The  Republican  candidate,  who  had 
also  been  a  member  of  Congress,  had  not  shown 
offensive  partisanship  in  his  support  of  reconstruction, 
and  his  nomination  was  skilfully  planned  to  allay 
discontent  and  to  win  back  the  Liberal  Republicans 
whose  support  had  been  lost  in  1872. 

The  result  of  the  electoral  vote  showed  an  unprece- 
dented complication.  In  South  Carolina,  Florida, 
Louisiana,  and  Oregon  there  were  double  returns  each 
certified  to  as  the  true  vote  of  the  State.  In  the  case 
of  Oregon  the  dispute  involved  the  legal  right  of  a 
postmaster  to  act  as  a  presidential  elector,  the  Con- 
stitution prohibiting  the  appointment  as  elector  of 
any  person  holding  an  office  of  trust  or  profit  under 
the  United  States.  In  the  case  of  the  three  southern 
States  the  double  returns  came  from  rival  bodies 
known  as  returning  boards,  each  of  which  represented 
a  government  claiming  to  be  the  only  lawful  govern- 
ment of  the  State.  If  all  of  the  contested  votes  were 
counted  for  the  Republican  candidate,  Hayes  would 
be  elected  by  a  majority  of  one  vote,  while  the  loss 
of  a  single  vote  would  give  the  election  to  the  Demo- 
crats. 

The  excitement  throughout  the  country  was  intense. 
The  Republican  leaders  immediately  decided  to 
"  claim  everything,"  while  the  Democrats,  aware  of 
the  disadvantage  which  they  were  under  in  dealing 
with  the  contested  votes  from  the  South,  sought  dili- 


236  AMERICAN    DEMOCRACY 

gently  to  find  a  Republican  elector  who  might  be 
bribed.  There  was  loose  talk  of  seating  Tilden  by 
force  in  case  the  election  went  against  him,  but  no 
Democratic  president  was  likely  to  be  seated  by  force 
with  Grant  in  the  presidential  chair.  A  study  of  the 
Constitution'  only  added  to  the  difficulty.  The  Consti- 
tution provides  that  the  certifieS  returns  of  the  elec- 
toral votes,  transmitted  sealed  to  the  president  of  the 
Senate,  shall  be  opened  by  him  in  the  presence  of  the 
two  houses  and  that  "  the  votes  shall  then  be 
counted,"  but  on  the  question  of  who  shall  count  the 
votes  or  how  disputed  returns  are  to  be  dealt  with 
the  Constitution  is  silent.  The  Senate  was  Repub- 
lican, the  House  of  Representatives  was  Democratic, 
and  the  president  of  the  Senate  let  it  be  known  that 
while  he  was  prepared  to  open  the  certificates  as  the 
Constitution  required  he  would  take  no  responsibility 
of  deciding  which  returns  were  lawful  or  of  counting 
the  votes. 

There  being  apparently  no  constitutional  way  out 
of  the  dilemma  an  extra-constitutional  method  was 
finally  devised.  The  decision  of  the  legal  questions 
involved  in  the  counting  of  the  returns  was  referred 
to  an  electoral  commission  composed  of  seven  mem- 
bers of  the  Senate,  seven  members  of  the  House  of 
Representatives,  and  a  justice  of  the  Supreme  Court, 
and  it  was  agreed  that  the  decisions  of  the  commis- 
sion should  be  final  unless  both  houses  concurred  in 
rejecting  them.  The  Republican  Senate  chose  four 
Republicans   and   three  Democrats,   the   Democratic 


POLITICS  OF  INDUSTRY  AND   POWER      237 

House  chose  four  Democrats  and  three  Republicans. 
With  the  fourteen  congressional  members  of  the  com- 
mission equally  divided  politically  the  momentous 
responsibility  of  decision  virtually  rested  with  the 
member  chosen  by  the  Supreme  Court.  The  funda- 
mental legal  question  which  the  commission  felt 
called  upon  to  decide  was  that  of  determining  where, 
in  a  presidential  election,  the  authority  of  a  State 
ends  and  the  authority  of  the  United  States  begins. 
The  Supreme  Court  member,  Associate  Justice  Bradley 
of  Massachusetts,  had  been  a  Republican,  and  by  a 
party  majority  the  commission  decided  that  Congress, 
in  counting  the  electoral  vote,  could  not  "  go  behind 
the  returns,"  and  that  the  certificate  of  the  recognized 
government  of  a  State  as  to  what  electors  had  been 
chosen  must  be  accepted.  The  application  of  this 
ruling  gave  all  the  votes  in  dispute  to  Hayes,  and  he 
was  accordingly  declared  to  have  been  elected.  Til- 
den  accepted  the  result  without  reproaches,  but  Hayes 
had  to  bear  throughout  the  rest  of  his  life  the  abusive 
attacks  of  Democrats  who  insisted  that  he  had 
obtained  the  presidential  office  by  fraud. 

Most  of  the  federal  troops  had  been  withdrawn 
from  the  South  before  Hayes  took  office,  and  Hayes 
presently  withdrew  the  few  that  were  left.  The 
reconstructed  Republican  governments,  which  only 
the  presence  of  soldiers  or  the  fear  of  their  employ- 
ment had  sustained,  quickly  gave  way  to  Democratic 
governments  from  which  Negroes  and  northern 
adventurers  were  excluded,  and  from  that  day  until 


238  AMERICAN    DEMOCRACY 

this  no  southern  State  except  Tennessee  has  given  its 
electoral  votes  to  a  Republican  candidate  for  the 
presidency,  and  the  vote  of  Tennessee  was  given  only 
as  late  as  1920.  Republican  reconstruction  had  cre- 
ated a  solid  Democratic  South.  By  one  device  or 
another  the  larger  part  of  the  Negro  vote  was  elimi- 
nated, and  for  nearly  a  generation  Republicans  were 
only  rarely  to  be  found  in  either  State  or  local  offices. 
The  dignity  with  which  Hayes  met  the  difficult 
situation  in  which  the  disputed  election  had  placed 
him  gradually  won  the  respect  of  the  country,  and  by 
the  close  of  his  administration  the  partisan  bitterness 
of  feeling  in  regard  to  him  had  largely  disappeared. 
The  Civil  War  was  over,  and  while  among  the  older 
generation  its  memories  and  hates  survived,  a  new 
generation  was  addressing  itself  to  new  problems. 
Disastrous  strikes  and  lockouts  in  1877,  attended  in 
some  instances  with  destructive  riots,  testified  to  the 
existence  of  a  labor  situation  with  which  the  federal 
government  would  sooner  or  later  have  to  deal.  In 
1878  the  demand  for  a  bimetallic  coinage,  championed 
by  a  National  party  which  had  replaced  the  Greenback 
organization,  was  strong  enough  to  force  the  passage  of 
the  so-called  Bland-Allison  law  providing  for  the  com- 
pulsory purchase  and  coinage  of  two  million  dollars' 
worth  of  silver  monthly  and  restoring  the  standard 
silver  dollar  to  the  list  of  coins.  Colorado  had  been  ad- 
mitted as  a  State  in  1876,  and  the  owners  of  the 
Colorado  silver  mines  could  now  make  their  voices 
heard  in  Congress. 


POLITICS  OF  INDUSTRY  AND  POWER      239 

Hayes  was  not  a  candidate  for  re-election,  and  the 
Republican  choice  devolved  upon  James  A.  Garfield 
of  Ohio,  a  former  member  of  Congress  and  like  Hayes 
a  Union  soldier.  The  electoral  vote  again  showed  a 
large  Republican  majority,  but  the  popular  vote  for 
Garfield  exceeded  by  only  seven  thousand  the  vote  for 
General  Winfield  S.  Hancock,  the  Democratic  can- 
didate, and  of  the  total  popular  vote  Garfield  received 
less  than  one-half.  The  outlook  for  the  Republicans 
was  not  encouraging.  The  National  or  Greenback 
party,  which  had  polled  81,000  votes  in  1876,  polled 
more  than  307,000  votes  in  1880.  The  border  States 
of  Maryland,  Kentucky,  Tennessee,  and  Missouri  were 
Democratic  as  was  also  the  Civil  war  State  of  West 
Virginia,  and  the  popular  vote  in  California  showed 
a  slight  Democratic  plurality.  The  Greenback  vote, 
significant  of  a  political  revolution  which  was  already 
threatening  the  integrity  of  both  the  Republican  and 
the  Democratic  parties,  was  especially  strong  in 
Illinois,  Indiana,  Michigan,  Iowa,  Kansas,  Missouri, 
and  Texas,  and  attained  figures  of  more  than  twelve 
thousand  in  New  York  and  more  than  twenty  thou- 
sand in  Pennsylvania.  The  meaning  of  the  figures  was 
clear:  a  new  economic  sectionalism  was  emerging  in 
national  politics  in  addition  to  the  political  sectional- 
ism of  the  reconstructed  South. 

Garfield  had  earned  some  credit  for  independence 
in  1873  when  as  a  member  of  the  House  of  Repre- 
sentatives he  refused  to  accept  an  inordinate  increase 
of  salary  which  Congress  had  voted  to  its  members, 


24o  AMERICAN    DEMOCRACY 

and  early  in  his  administration  he  freed  himself  from 
subserviency  to  a  group  of  New  York  Republicans 
familiarly  known  as  "  Stalwarts,"  led  by  the  two 
New  York  senators,  Roscoe  Conkling  and  Thomas  C. 
Piatt.  But  he  was  not  long  to  enjoy  the  honor  which 
his  party  had  bestowed  upon  him.  On  July  2,  1881, 
he  was  shot  by  an  irresponsible  office  seeker  in  a  rail- 
way station  at  Washington,  and  on  September  19, 
after  a  lingering  and  painful  illness,  died  at  Long 
Branch,  New  Jersey.  For  the  second  time  a  presi- 
dent had  been  assassinated,  but  the  sickness  and 
death  of  Garfield  raised  a  question  which  the  death 
of  Lincoln  had  not  presented.  The  vice-president, 
Chester  A.  Arthur  of  New  York,  declined  to  assume 
the  duties  of  the  presidential  office  so  long  as  Gar- 
field lived,  and  as  Garfield  was  wholly  incapacitated 
from  the  time  of  the  assault  upon  him  until  his  death 
the  executive  branch  of  the  government  was  for  two 
and  a  half  months  practically  without  a  head.  An 
old  law  provided  that  the  presidency,  in  the  event 
of  the  death,  removal,  or  disability  of  both  the  presi- 
dent and  the  vice-president,  should  devolve  upon  the 
speaker  of  the  House  of  Representatives  or  the  pre- 
siding officer  of  the  Senate.  The  new  Congress,  how- 
ever, did  not  assemble  until  several  weeks  after 
Garfield's  death,  and  the  death  or  disability  of  Arthur, 
if  either  had  occurred  during  the  interval,  would  have 
left  the  United  States  without  a  president  and  with 
no  provision  for  choosing  one.  Not  until  1886  was 
a  new  law  enacted  devolving  the  succession,  in  case 


POLITICS  OF  INDUSTRY  AND  POWER      241 

a  vice-president  is  lacking,  upon  the  members  of  the 
cabinet  in  order  beginning  with  the  secretary  of  state. 
Even  then  the  question  of  what,  under  the  Consti- 
tution, constitutes  disability  was  left  open,  to  reap- 
pear, again  without  settlement,  in  the  second  adminis- 
tration of  Woodrow  Wilson. 

Arthur  had  an  embarrassing  record  as  a  New  York 
politician,  but  his  conduct  as  president  was  as  a  whole 
both  dignified  and  honorable,  and  his  old  associations 
with  machine  politics  had  comparatively  little  influ- 
ence upon  his  course  as  chief  executive.  His  detach- 
ment in  this  respect  was  the  more  praiseworthy  be- 
cause the  Republican  party  had  for  some  years  been 
subjected  to  severe  criticism  at  the  hands  of  reform- 
ers for  its  open  support  of  the  spoils  system.  The 
partisan  theory  that  "  to  the  victors  belong  the  spoils 
of  office  "  dated  back  at  least  as  far  as  the  time  of 
Jackson,  but  the  exclusion  of  Democrats  from  office 
and  the  use  of  the  federal  civil  service  to  reward  party 
workers  had  been  a  settled  Republican  policy  ever 
since  the  Civil  War  had  made  necessary  a  wholesale 
removal  of  disloyal  office  holders.  In  1883  a  civil 
service  system  was  established  under  which  appoint- 
ments to  the  larger  number  of  departmental  offices 
were  to  be  made  only  in  accordance  with  the  results 
of  examinations  for  fitness,  and  removals  for  political 
reasons  were  forbidden.  The  new  system  was  long, 
however,  in  winning  more  than  formal  and  half- 
hearted support  from  either  of  the  two  leading  parties, 
and  more  than  twenty  years  elapsed  before  the  civil 


242  AMERICAN    DEMOCRACY 

service  regulations  were  allowed  to  work  substantially 
as  they  were  intended  to  work. 

So  far  as  the  personal  quality  of  the  presidents 
went  the  series  from  Lincoln  to  Arthur  formed  a 
descending  scale.  Neither  .  Hayes;  Garfield,  nor 
Arthur  were  strong  men,  and  the  forceful  executive 
leadership  which  the  country  expected  of  a  president 
was  lacking.  The  feeling  was  widespread  that  the 
Republicans,  notwithstanding  their  distinguished  suc- 
cesses, had  been  too  long  in  power,  that  the  party 
leadership  was  corrupt,  and  that  the  welfare  of  the 
nation  would  be  served  by  a  change.  In  1884  the 
Democrats,  reinforced  by  the  support  of  large  num- 
bers of  Independents  or  "  Mugwumps "  who  had 
forsaken  the  Republican  party  because  of  its  identifi- 
cation with  the  spoils  system  and  other  abuses,  found 
their  candidate  in  Grover  Cleveland,  an  independent 
and  courageous  Democrat  who  in  1882  had  been 
elected  governor  of  New  York  by  an  immense 
majority  and  had  made  a  commendable  record  as  a 
reformer.  The  Republicans  nominated  James  G. 
Blaine  of  Maine,  a  brilliant  politician  of  magnetic 
personality  who  had  long  been  a  member  and  for 
some  time  speaker  of  the  House  of  Representatives. 
The  campaign  was  embittered  by  the  circulation  of 
charges  affecting  the  personal  character  of  the  can- 
didates, but  the  real  issues  were  the  protective  tariff 
policy  of  which  Blaine  was  a  staunch  supporter,  the 
solid  South,  and  the  Republican  record  as  contrasted 
with  Democratic  promises  of  reform.     The  election 


POLITICS  OF  INDUSTRY  AND  POWER      243 

was  a  substantial  victory  for  the  Democrats,  but  the 
popular  plurality  for  Cleveland  was  only  a  little  over 
62,000  in  a  total  vote  of  more  than  ten  million,  and 
again  less  than  a  majority  of  the  total  vote  polled. 
The  National  or  Greenback  party  vote  fell  abruptly 
to  less  than  half  the  vote  that  had  been  secured  in 
the  previous  elections,  but  the  Prohibition  party, 
whose  vote  had  dwindled  in  1880  to  ten  thousand, 
polled  over  151,000  votes  in  1884.  The  Republicans 
had  lost  the  control  of  the  Senate  in  1880,  and  had 
regained  control  in  1882  only  to  suffer  large  losses 
in  the  House  of  Representatives.  The  election  of 
1884  strengthened  the  Republican  following  in  the 
Senate  and  somewhat  reduced  the  Democratic  ma- 
jority in  the  House.  The  outlook  for  the  new  Demo- 
cratic administration,  accordingly,  was  not  reassuring, 
especially  if  the  tariff  issue  were  raised,  for  the 
Republican  Senate  could  be  counted  upon  to  oppose 
to  the  last  any  attack  upon  the  cardinal  Republican 
doctrine  of  protection. 

Cleveland  possessed  abounding  courage,  and  he  did 
not  hesitate.  A  rapidly  increasing  treasury  surplus, 
due  in  large  part  to  the  continuance  of  high  protective 
duties  notwithstanding  a  large  reduction  of  the 
national  debt,  was  an  obvious  menace  to  business  as 
well  as  to  politics,  for  the  accumulating  revenue  repre- 
sented money  withdrawn  from  circulation  and  busi- 
ness uses  at  the  same  time  that  it  offered  a  strong 
temptation  to  wasteful  or  unnecessary  appropriations. 
On  the  other  hand  the  readjusted  duties  of  the  tariff 


244  AMERICAN    DEMOCRACY 

of  1883,  the  first  thoroughgoing  revision  of  the 
schedules  which  had  been  made  since  the  Civil  war, 
had  refined  and  perfected  the  protective  system,  and 
tariff  protection  as  a  national  political  and  economic 
policy  irrespective  of  the  amount  of  revenue  pro- 
duced, as  against  any  kind  of  tariff  framed  primarily 
for  revenue  purposes,  was  now  widely  advocated  by 
manufacturers  in  all  parts  of  the  country,  by  the  wool 
growers  of  Ohio  and  other  western  States,  and  by  an 
appreciable  number  of  farmers. 

In  his  first  and  second  annual  messages  to  Congress, 
in  1885  and  1886,  Cleveland  called  attention  pointedly 
to  the  condition  of  the  treasury  and  the  dangers  of  the 
surplus  and  urged  a  reduction  of  duties.  But  the 
Democratic  leadership  in  the  House  of  Representatives 
was  weak,  the  Senate  was  hostile,  and  nothing  was 
done.  Cleveland  then  took  the  bold  step  of  devoting 
his  third  annual  message  in  1887  solely  to  the  tariff. 
He  denounced  the  tariff  as  a  "  vicious  source  "  of  un- 
necessary revenue  and  declared  that  "  a  condition 
and  not  a  theory  "  confronted  the  nation.  The  sur- 
plus in  the  treasury,  it  was  estimated,  would  amount 
to  $140,000,000  by  the  end  of  the  fiscal  year.  A  re- 
vised tariff  bill,  known  as  the  Mills  bill  from  its 
official  sponsor,  was  passed  by  the  House,  but  the 
Senate  framed  a  substitute  measure,  and  as  neither 
house  would  accept  the  proposals  of  the  other  the 
session  ended  without  action. 

Cleveland  had  staked  his  chances  of  a  re-election 
upon  the  success  of  his  tariff  policy,  and  the  lament- 


POLITICS  OF  INDUSTRY  AND   POWER      245 

able  failure  of  his  party  to  support  him  marked  both 
president  and  party  for  defeat.  In  other  respects 
than  the  tariff  the  record  of  the  administration  was 
one  of  lights  and  shades.  Long-standing  complaints, 
especially  outspoken  in  the  central  West,  of  the  polit- 
ical influence  of  the  railways  and  of  gross  discrimi- 
nations in  transportation  rates  between  localities  and 
shippers  were  met  by  the  creation,  in  1887,  of  an 
Interstate  Commerce  Commission  charged  with  the 
general  supervision  of  railway  rates,  and  by  the  prohi- 
bition of  numerous  objectionable  practices  such  as 
the  lavish  issuance  of  free  transportation.  A  law 
punishing  polygamy,  aimed  especially  at  the  Mormon 
sect  in  Utah,  and  a  law  prohibiting  for  ten  years  the 
immigration  of  Chinese  laborers,  were  also  passed. 
The  civil  service  policy  of  the  president,  on  the  other 
hand,  was  sharply  attacked.  Cleveland  was  pledged 
to  support  the  new  civil  service  reform,  but  his  appli- 
cation of  its  principles  was  by  no  means  nonpartisan 
and  many  of  the  Independents  who  had  voted  for 
him  felt  that  they  had  been  both  deceived  and  be- 
trayed. The  veto  of  numerous  private  pension  bills 
intended  to  benefit  by  special  laws  veterans  of  the 
Civil  war,  while  a  courageous  effort  to  check  a 
notorious  abuse,  aroused  the  unrestrained  anger  of 
the  "  old  soldier  "  vote. 

Cleveland,  in  short,  was  in  the  unfortunate  position 
of  being  the  titular  head  of  a  party  which  he  could 
not  control.  Little  as  the  Democratic  leaders  cared 
for  him,  however,  it  would  have  been  party  suicide 


246  AMERICAN    DEMOCRACY 

not  to  have  renominated  him,  and  his  popular  vote 
in  1888  exceeded  by  98,000  that  of  his  Republican 
opponent,  Benjamin  Harrison  of  Indiana.  The 
Democratic  electoral  vote,  on  the  other  hand,  was 
only  168  while  that  of  the  Republicans  was  233,  and 
the  Republicans  were  once  more  in  control.  The 
political  overturn  extended  to  Congress  as  well  as  to 
the  presidency,  both  Senate  and  House  being  now 
Republican.  In  the  enthusiasm  of  victory  small 
attention  was  paid  to  the  significant  fact  that  the 
Prohibition  party  had  increased  its  popular  vote  by 
nearly  a  hundred  thousand  and  that  a  new  United 
Labor  party  had  polled  more  than  148,000  votes. 

The  Republican  leaders  in  Congress  immediately 
turned  their  attention  to  the  tariff.  It  was  realized 
that  the  duties  must  be  revised  and  the  accumulation 
of  a  surplus  revenue  stopped,  but  the  Republicans 
chose  to  interpret  the  election  of  1888  as  a  national 
endorsement  of  the  protective  system  and  a  condem- 
nation of  what  was  misleadingly  called  free  trade. 
Under  the  leadership  of  William  McKinley,  a  mem- 
ber of  the  House  of  Representatives  from  Ohio,  a 
tariff  bill  was  accordingly  prepared  and  in  October, 
1890,  became  law.  The  McKinley  tariff  marked  a 
distinct  advance  over  all  previous  tariffs  in  its  scien- 
tific adjustment  of  duties  with  a  view  to  protecting 
American  industry  against  foreign  competition.  A 
considerable  body  of  Republican  opinion,  however, 
of  which  Blaine,  who  had  been  appointed  secretary 
of  state  under  Harrison,  was  the  mouthpiece,  objected 


POLITICS  OF  INDUSTRY  AND   POWER     247 

that  the  new  tariff,  while  it  might  effectually  exclude 
foreign  goods  and  stimulate  American  manufactures, 
would  not  open  any  foreign  markets  to  American 
agricultural  staples,  and  that  a  policy  of  reciprocity 
under  which  the  duties  might  be  reduced  in  return 
for  tariff  concessions  abroad  ought  to  be  included. 
Provision  was  accordingly  made  for  the  negotiation 
of  reciprocity  treaties,  and  a  considerable  number  of 
such  agreements  were  presently  concluded  under 
Blaine's  direction.  The  interest  in  reciprocity,  how- 
ever, was  of  short  duration  and  the  results  of  the 
policy  were  not  important,  and  in  the  course  of  a  few 
years  treaties  and  policy  alike  disappeared. 

The  passage  in  1890  of  the  Sherman  anti-trust  act 
prohibiting  trusts  or  combinations  in  restraint  of 
trade  or  commerce  was  a  serious  attempt  to  curb  the 
industrial  and  commercial  trusts  which  had  been 
formed  by  the  hundred  during  the  previous  decade; 
and  the  repeal  of  the  Bland-Allison  act  of  1878  with 
its  compulsory  coinage  of  standard  silver  dollars,  and 
the  substitution  of  the  Sherman  act  under  which  silver 
purchases,  while  still  compulsory  to  the  amount  of 
4,500,000  ounces  per  month,  were  to  be  represented 
in  part  by  the  issuance  of  silver  certificates,  was  a 
step  away  from  a  bimetallic  standard  for  the  national 
coinage.  But  the  McKinley  tariff,  the  repeal  of  the 
Bland-Allison  act,  and  the  passage  of  a  dependent 
pension  law  which  nearly  doubled  the  number  of 
federal  pensioners  was  too  great  a  load  for  the  Repub- 
licans to  carry,  and  in  the  congressional  elections  of 


* 


248  AMERICAN    DEMOCRACY 

1890  they  met  catastrophe.  A  Republican  majority 
of  eight  in  the  fifty-first  Congress  (1 889-1 891)  gave 
way  to  a  Democratic  majority  of  147  in  the  fifty- 
second  Congress  (1 891-1893),  and  the  Republican 
majority  in  the  Senate  was  also  reduced.  It  was  the 
worst  defeat  that  any  American  party  had  ever  sus- 
tained. The  predominant  sentiment  of  the  country 
undoubtedly  favored  a  policy  of  protection,  but  the 
demand  for  a  tariff  which  should  be  framed  primarily 
for  revenue  rather  than  for  protection,  and  whose  pro- 
tective character,  in  consequence,  should  be  incidental 
rather  than  deliberate  had  for  a  long  time  been  grow- 
ing apace;  and  the  wide  popular  conviction  that  the 
elaborate  and  complicated  McKinley  tariff  not  only 
gave  unnecessary  and  extravagant  protection  to  cer- 
tain industries  which  possessed  large  political 
influence  and  made  substantial  contributions  to  cam- 
paign funds,  but  also  increased  the  cost  of  living 
more  than  it  increased  wages  or  opportunities  for 
industrial  employment,  reacted  upon  the  Congress 
which  had  supported  the  measure.  Foreign  immigra- 
tion, amounting  on  the  average  in  the  decade  from 
1880  to  1890  to  half  a  million  immigrants  a  year, 
had  enabled  many  protected  employers  to  replace 
native-born  workers  with  low-paid  foreign  labor,  and 
resentment  was  easily  stirred  up  against  a  tariff  policy 
which,  it  was  widely  believed,  benefited  employers 
and  investors  at  the  expense  of  the  living  standards 
of  wage  earners. 

The  multiplication   of  so-called  third  parties  was 


POLITICS  OF  INDUSTRY  AND   POWER      249 

symptomatic  not  only  of  the  increasing  dissatisfaction 
with  Republican  policy  and  Democratic  inefficiency, 
but  also  of  the  development  of  issues  with  which 
neither  of  the  two  great  parties  seemed  able  or  willing 
to  deal.  None  of  the  third  parties  which  had  ap- 
peared since  the  Civil  War  had  been  able  to  win  any 
electoral  votes  except  in  1872,  but  the  popular  vote 
of  these  dissenting  groups  was  of  some  importance  in 
critical  States  and  an  appreciable  number  of  third 
party  candidates  had  from  time  to  time  been  elected 
to  seats  in  the  Senate  and  House  of  Representatives. 
The  Independent  Republican  movement  of  the  seven- 
ties had  been  in  fact  a  spasm  of  liberalism  within  the 
Republican  party,  and  most  of  the  Independents  who 
had  supported  Cleveland  in  1884  had  returned  to  the 
Republican  fold  by  1888.  In  each  of  the  two  leading 
parties,  however,  was  to  be  found  a  growing  body  of 
thoughtful  voters  who  felt  no  invincible  attachment 
to  any  party  and  who  cast  their  ballots  for  Repub- 
lican, Democratic,  or  third  party  candidates  accord- 
ing as  the  candidates  or  policies  of  one  party  or  the 
other  seemed  to  them  most  worthy  of  support;  and 
while  the  hold  of  the  great  historical  parties  was 
strong  and  Republicans  and  Democrats  were  born 
whereas  independents  and  liberals  were  made,  the 
disintegrating  work  of  dissent  continued. 

Of  the  third  party  movements  that  had  yet 
appeared  the  most  formidable  was  that  of  the  People's 
or  Populist  party.  In  part  an  outgrowth  of  the 
grange  movement  among  the  farmers  of  the  central 


2  50  AMERICAN    DEMOCRACY 

West  and  inheriting  also  some  of  the  financial  tenets 
of  Greenbackism,  Populism  represented  a  new  demand 
for  federal  aid  to  agriculture,  federal  regulation  of 
railway  rates  and  service,  and  "  cheap  "  money  based 
upon  government  credit  rather  than  upon  gold.  The 
apparent  disposition  of  the  Republicans  to  adhere  to 
the  gold  standard  made  the  Populists  fervent  advo- 
cates of  the  silver  dollar,  and  a  demand  for  the  free 
and  unlimited  coinage  of  silver  became  also  an  im- 
portant element  in  the  party  creed.  In  the  election 
of  1892,  the  first  presidential  election  in  which  the 
new  party  appeared,  the  Populist  candidate,  James 
B.  Weaver  of  Iowa,  polled  over  a  million  votes  and 
secured  twenty-two  electoral  votes,  all  of  the  latter 
in  the  West.  The  election,  however,  went  to  the 
Democrats,  who  had  again  nominated  Cleveland,  but 
the  popular  vote  showed  that  the  People's  Party 
support  had  been  drawn  largely  from  the  Republicans 
and  Independents.  It  had  been  the  hope  of  political 
liberalism  to  hold  the  balance  of  power  even  though 
it  could  not  elect  a  president  or  capture  either  house 
of  Congress,  but  the  long-established  precedent  of 
two  parties  dividing  between  them  all  but  an  insig- 
nificant fraction  of  the  popular  vote  seemed  at  last 
upon  the  point  of  being  broken,  not  by  the  efforts  of 
those  who  called  themselves  Independents  but  by  the 
sudden  rise  of  a  veritable  new  party  with  its  strong- 
hold in  the  West. 

Cleveland  was  even  less  than  formerly  the  master  of 
his  party,  and  his  second  administration  encountered 


POLITICS  OF  INDUSTRY  AND   POWER      251 

strong  Democratic  opposition  in  Congress  at  the  same 
time  that  events  were  discrediting  both  the  president 
and  the  party  in  the  country.  The  Wilson  tariff  bill, 
a  Democratic  measure  in  its  origin,  was  so  changed 
in  the  course  of  its  passage  through  Congress  that 
Cleveland  declined  to  approve  it  and  allowed  the  bill 
to  become  a  law  without  his  signature.  An  income 
tax  provision  which  the  law  embodied  was  presently 
adjudged  unconstitutional  by  the  Supreme  Court,  and 
it  was  not  until  1913  that  the  adoption  of  the  Six- 
teenth Amendment  made  the  imposition  of  a  federal 
income  tax  possible.  A  treaty  for  the  annexation  of 
the  Hawaiian  islands,  negotiated  under  the  Harrison 
administration,  was  withdrawn  from  the  Senate  by 
the  president  because  of  charges  that  Hawaii  had  been 
coerced,  and  the  annexation  of  the  islands  was  not 
finally  achieved  until  1897.  A  severe  financial  crisis 
in  1893,  followed  by  a  long  period  of  business  depres- 
sion, called  attention  sharply  to  the  dangerous  con- 
dition of  the  treasury  gold  reserve.  Silver  certificates 
issued  against  the  silver  purchased  under  the  Sherman 
law  were  used  to  withdraw  gold  from  the  treasury, 
and  repeated  sales  of  bonds  failed  to  maintain  the 
gold  reserve  at  the  one  hundred  million  dollars  which 
by  custom  had  been  regarded  as  the  minimum  of 
safety.  In  February,  1894,  a  bill  for  the  further 
coinage  of  silver  failed  only  through  the  president's 
veto,  and  in  1896  a  bill  for  the  free  coinage  of  silver 
passed  the  Senate  but  was  fortunately  rejected  by 
the  House.     The  one  bright  spot  so  far  as  Cleveland's 


252  AMERICAN    DEMOCRACY 

personal  popularity  was  concerned  was  his  vigorous 
intervention  in  a  boundary  dispute  in  which  Great 
Britain  and  Venezuela  were  involved,  and  his  success- 
ful though  brusque  insistence  that  the  question  should 
be  referred  to  arbitration. 

The  presidential  campaign  of  1896  revolved  about 
a  single  issue,  that  of  the  free  coinage  of  silver  at  the 
ratio  of  sixteen  to  one  for  gold.  The  Democratic 
national  convention,  carried  off  its  feet  by  a  brilliant 
speech  of  William  J.  Bryan,  a  delegate  from  Ne- 
braska, adopted  a  free  silver  platform  and  made  Mr. 
Bryan  the  party  nominee;  and  as  Mr.  Bryan  received 
also  the  Populist  party  nomination  the  free  silver 
forces  seemed  for  the  moment  able  to  sweep  the 
country.  The  Republicans,  opposed  to  free  coinage 
but  unwilling  to  come  out  for  the  gold  standard 
without  equivocation  because  of  the  uncertain 
strength  of  the  free  silver  movement,  put  their  trust 
in  McKinley,  whose  record  on  the  tariff  had  made 
him  the  leading  spokesman  of  the  protected  interests 
and  whose  financial  views  were  regarded  as  safe.  The 
campaign  was  one  of  popular  economic  education, 
and  every  phase  of  the  intricate  and  technical  subject 
of  coinage  and  money  values  was  eagerly  and  vol- 
uminously discussed.  The  resounding  victory  of  the 
Republicans  ended  the  importance  of  silver  and  free 
coinage  as  national  issues.  A  popular  plurality  of 
more  than  six  hundred  thousand  for  McKinley  was 
matched  by  an  electoral  vote  of  271  in  comparison 
with  178  votes  given  for  Mr.  Bryan,  and  the  business 


POLITICS  OF  INDUSTRY  AND  POWER       253 

interests  of  the  country  took  new  courage  with  the 
realization  that  a  threatened  financial  calamity  had 
been  averted. 

There  was  scanty  time  for  rejoicing  over  the  past, 
however,  for  a  future  of  unprecedented  greatness  was 
already  dawning.  The  political  situation  in  Cuba 
had  for  years  been  an  occasion  of  anxiety  and  irri- 
tation to  the  United  States.  The  Spanish  colonial 
administration  had  been  unable  to  suppress  successive 
revolts  which  its  own  corruption  and  inefficiency  had 
provoked,  a  war  for  independence  which  had  begun 
in  1895  was  still  going  on,  and  the  island  itself  was 
being  devastated.  The  natural  American  sympathy  for 
a  people  that  was  oppressed  was  crossed  by  the  popu- 
lar feeling  that  Cuba  belonged  geographically  to  the 
United  States  and  that  possession  of  the  island  would 
add  to  the  safety  of  Florida  and  the  gulf  coast  States 
in  the  event  of  war,  but  there  can  be  no  question  that 
humanitarian  considerations  far  outweighed  any 
popular  desire  in  the  United  States  for  annexation. 

The  harsh  measures,  increasing  in  severity,  which 
were  resorted  to  by  the  Spanish  authorities  for  the 
subjugation  of  Cuba  excited  general  indignation  in 
the  United  States,  but  the  protests  of  the  American 
government,  although  politely  received,  in  the  main 
went  unheeded.  Fuel  was  added  to  the  flame  when,  on 
February  15,  1898,  the  American  battleship  "  Maine  " 
was  destroyed  by  an  explosion  in  the  harbor  of 
Havana.  McKinley  was  patient  but  firm,  and  at  the 
last  moment,  after  a  prolonged  diplomatic  correspond- 


2  54  AMERICAN    DEMOCRACY 

ence,  the  reforms  which  he  had  demanded  out  of 
regard  to  American  interests  and  safety  as  well  as 
out  of  concern  for  the  welfare  of  the  Cuban  people 
were  in  terms  conceded.  But  Spanish  evasion  and 
delay  had  destroyed  confidence  in  the  good  faith  of 
the  Spanish  government,  the  country  was  in  a  mood 
for  war,  and  on  April  21  war  with  Spain  was  de- 
clared. The  American  army  was  scandalously  un- 
prepared, but  Spanish  resistance  was  hopeless,  and 
with  the  battles  of  San  Juan  and  El  Caney  and  the 
destruction  of  a  Spanish  squadron  at  Santiago  in  July 
the  fighting  was  over  and  Spain  sued  for  peace.  An 
American  squadron  under  Commodore  Dewey,  which 
had  been  obliged  to  leave  Hongkong  because  of 
British  neutrality,  had  in  the  meantime  taken  Manila. 
Preliminaries  of  peace  were  signed  on  August  12,  and 
on  December  10  the  treaty  of  Paris  recognized  the 
independence  of  Cuba  and  transferred  to  the  United 
States  Porto  Rico,  the  Philippine  archipelago,  and  a 
number  of  small  islands  in  the  Pacific.  The  United 
States  paid  to  Spain  $20,000,000  but  the  treaty  care- 
fully refrained  from  making  the  payment  a  return 
for  the  cession  of  territory. 

The  rapidity  with  which  the  international  stage 
setting  had  been  shifted  was  startling.  The  war  had 
hardly  begun  when  it  was  over.  Within  a  few 
months  the  time-honored  American  policy  of  non- 
interference with  the  affairs  of  European  govern- 
ments had  been  thrown  to  the  winds,  and  Spain  had 
not  only  been  ordered  to  withdraw  from  Cuba  but 


POLITICS  OF  INDUSTRY  AND   POWER      255 

the  colonial  possessions  of  Spain  in  the  Pacific,  none 
of  which  had  been  in  any  way  concerned  in  the  Cuban 
dispute,  had  been  seized  and  their  cession  to  the 
United  States  exacted.  With  electrifying  suddenness 
and  without  premeditation  America  had  become  a 
world  power,  and  the  old  issues  which  had  divided 
parties  and  threatened  to  create  a  new  sectionalism 
faded  into  insignificance  before  the  new  vision  of 
world  responsibilities  and  world  prestige.  The  Mon- 
roe doctrine  and  historical  isolation  still  remained  to 
trouble  the  minds  of  purists,  but  with  the  overwhelm- 
ing mass  of  the  American  people  the  day  of  national- 
istic contentment  passed  when  the  Spanish  possessions 
in  the  Pacific  were  surrendered,  and  an  unwonted 
imperial  spirit  began  to  look  out  upon  the  world. 


CHAPTER  X 
AMERICA  AND  A  NEW  WORLD 

The  acquisition  of  the  Philippines  was  not  the  first 
appearance  of  the  United  States  as  a  Pacific  power. 
The  purchase  of  Alaska  had  given  the  United  States 
a  longer  coast  line  on  the  Pacific  than  any  other 
country  possessed,  and  San  Francisco  bay  and  Puget 
sound  afforded  superb  facilities  for  commerce  with 
Asia.  As  far  back  as  1854  Commodore  Perry  had 
opened  the  door  to  commercial  intercourse  with 
Japan,  and  while  the  immigration  of  Chinese  laborers 
had  been  prohibited  as  a  concession  to  white  labor  in 
California,  political  relations  with  both  China  and 
Japan  continued  to  be  friendly.  By  the  Berlin  treaty 
of  1890  the  United  States  had  shared  with  Germany 
and  Great  Britain  a  protectorate  over  the  Samoan 
islands,  and  when  in  1900  the  triple  agreement  was 
terminated  the  island  of  Tutuila  with  its  important 
harbor  of  Pago-Pago  passed  to  the  United  States. 
A  sharp  controversy  with  Great  Britain  over  the  seal 
fisheries  in  Bering  sea  had  been  settled  by  arbitration 
in  1893  favorably  to  the  United  States.  The  annex- 
ation of  Hawaii  in  1897  gave  the  United  States  a 
coaling  and  naval  station  in  the  strategic  centre  of 
the  north  Pacific.     The  conquest  of  the  Philippines, 

256 


AMERICA   AND    A   NEW   WORLD  257 

accordingly,  was  geographically  only  the  further  ex- 
tension of  American  control  in  an  ocean  where  the 
United  States  had  long  been  firmly  established. 

It  was  inevitable  that  the  territorial  results  and 
implications  of  the  war  with  Spain,  coming  as  they 
did  at  a  time  when  party  dissent  and  independent 
voting  were  manifesting  themselves  in  all  parts  of  the 
country,  should  encounter  opposition  in  quarters 
where  colonies  and  dependencies  were  regarded  as 
little  more  than  areas  for  economic  exploitation  and 
political  oppression.  Shortly  after  the  preliminaries 
of  peace  with  Spain  were  signed  a  vigorous  anti-im- 
perialist agitation,  chiefly  supported  in  New  England 
and  Illinois,  was  organized  to  oppose  the  retention  of 
the  Philippines.  The  seizure  of  an  archipelago  of  some 
two  thousand  islands  in  the  remote  south  Pacific  be- 
cause of  Spanish  misconduct  in  Cuba  was  denounced 
as  an  act  of  wanton  spoliation,  and  the  policy  of 
holding  the  islands  as  a  dependency  was  declared  to 
be  contrary  to  the  spirit  of  American  institutions,  a 
violation  of  the  Constitution,  and  a  dangerous  infrac- 
tion of  the  Monroe  doctrine.  When,  in  spite  of  the 
opposition,  the  treaty  of  Paris  was  ratified  the  anti- 
imperialists  continued  to  insist  that  the  people  of  the 
Philippines,  who  had  organized  a  revolutionary  gov- 
ernment which  was  in  control  of  most  of  the  archi- 
pelago except  Manila,  Cavite,  and  a  few  other  points, 
were  entitled  to  their  independence,  and  that  the 
United  States  ought  to  announce  its  purpose  to  go  no 
further  than  to  aid  in  the  establishment  of  a  perma- 


258  AMERICAN    DEMOCRACY 

nent  government  and  protect  the  islands  against 
foreign  interference.  The  discussion  of  imperial  and 
colonial  problems  which  went  on  rivalled  the  days  of 
the  free  silver  movement  in  its  educational  character, 
but  the  anti-imperialist  agitation  attracted  neither  a 
considerable  nor  an  important  following  and  McKin- 
ley  refused  to  turn  from  his  course.  The  military 
conquest  of  the  Philippines  was  systematically  pushed, 
and  the  capture  of  Aguinaldo,  the  Filipino  leader, 
early  in  1901  virtually  ended  the  rebellion.  The  next 
year  a  temporary  civil  administration  which  had  been 
set  up  was  replaced  by  a  government  under  a  com- 
mission some  of  whose  members  were  Filipinos,  and 
under  this  commission  government  the  Philippines 
continued  until  191 6,  when  the  present  form  of  repre- 
sentative government  was  established.  The  pro- 
visions of  the  federal  Constitution  were  not  fully  ex- 
tended to  the  islands,  however,  because  of  racial  and 
other  conditions,  and  the  inhabitants  are  "  citizens  of 
the  Philippine  islands "  rather  than,  in  the  usual 
sense,  citizens  of  the  United  States.  The  settle- 
ment never  gave  satisfaction  to  those  who  continued 
to  share  the  early  anti-imperialist  views  of  national 
policy,  and  the  demand  for  political  independence  has 
been  increasingly  urged  by  the  Filipinos  themselves. 
The  United  States  had  pledged  itself  to  give  inde- 
pendence to  Cuba,  and  with  the  inauguration  of  a 
Cuban  republic  in  1902  the  American  troops  were 
withdrawn.  A  virtual  protectorate,  however,  con- 
tinued to  be  exercised  over  the  island  and  its  affairs, 


AMERICA   AND    A   NEW    WORLD  259 

and  intervention  has  several  times  been  deemed  neces- 
sary to  restore  order  or  settle  election  troubles.  Porto 
Rico,  which  was  included  in  the  Spanish  cession,  re- 
ceived a  provisional  government  which  was  replaced 
by  a  permanent  government  only  in  191 7. 

Thanks  to  departmental  reforms  and  a  programme 
of  naval  construction  initiated  under  the  second 
Cleveland  administration  and  continued  under  Mc- 
Kinley  the  war  found  the  American  navy  ready,  but 
the  unpreparedness  of  the  army,  political  influence  in 
appointments  and  promotions,  and  grave  scandals 
which  developed  in  connection  with  the  supply  of 
food  and  clothing  for  the  troops,  called  forth  a  storm 
of  popular  criticism  to  which  no  effective  rejoinder 
could  be  made.  But  the  robe  of  victory  and  world 
power  went  far  to  cover  weaknesses  and  defects,  and 
the  election  of  1900  was  a  complete  indorsement  of 
McKinley  and  his  policies.  Both  the  popular  and 
the  electoral  vote  showed  a  large  increase  over  1896, 
and  the  Republican  control  of  both  branches  of  Con- 
gress was  unshaken.  The  enactment  of  a  law  defi- 
nitively establishing  the  gold  standard  had  eliminated 
the  currency  issue  from  politics,  and  the  Democrats, 
who  again  nominated  Mr.  Bryan,  had  nothing  to  offer 
that  the  country  preferred  to  the  Republican  pro- 
gramme. But  the  imperial  work  which  McKinley 
had  seen  begun  he  was  not  long  to  oversee.  On  Sep- 
tember 6,  1 90 1,  the  president  was  shot  while  attend- 
ing an  exposition  at  Buffalo,  and  on  the  fourteenth 
died.     The  public  mourning  for  his  death  recalled  the 


26o  AMERICAN    DEMOCRACY 

scenes  which  had  followed  the  assassination  of  Lin- 
coln, and  enemies  and  friends  joined  in  tributes  to  a 
president  under  whom  the  nation  had  seen  new  visions 
of  power  and  taken  up  new  and  weighty  responsi- 
bilities. 

No  personal  contrast  could  well  have  been  greater 
than  that  which  McKinley  and  the  vice-president, 
Theodore  Roosevelt  of  New  York,  presented.  Mc- 
Kinley, although  deeply  versed  in  the  economics  of 
tariff-making,  was  not  in  other  respects  a  man  of 
marked  intellectual  or  social  interests,  and  a  simple 
but  somewhat  old-fashioned  dignity  which  attached 
to  him  kept  him  from  emotional  enthusiasm  or  bold 
outspokenness  either  in  public  or  in  private.  The 
temper  of  the  reformer  was  alien  to  him,  and  the  great 
steps  of  his  administration,  so  far  as  they  were  within 
his  control,  were  taken  only  after  reflection  and 
always  with  an  obvious  regard  to  their  party  bearing. 
He  was,  in  short,  a  high-minded  and  consummate 
politician  whom  great  events  had  elevated  to  states- 
manship. Roosevelt,  on  the  other  hand,  although  by 
birth  and  education  a  product  of  aristocratic  circles 
in  New  York  and  Massachusetts,  had  early  imbibed 
to  the  full  the  unconventional  and  aggressive  spirit 
of  the  far  West,  and  he  retained  throughout  the  larger 
part  of  his  nearly  eight  years  of  office  the  devoted 
regard  of  a  region  whose  history  and  ways  he  knew 
and  whose  temper  he  loved.  His  first  irruption  into 
politics  as  a  member  of  the  New  York  assembly  had 
been  in  the  role  of  a  reformer,  and  his  subsequent 


AMERICA    AND    A   NEW    WORLD  261 

career  as  a  police  commissioner  in  the  city  of  New 
York,  chairman  of  the  federal  Civil  Service  Commis- 
sion, assistant  secretary  of  the  navy,  commander  of 
a  troop  of  Rough  Riders  in  the  war  with  Spain,  and 
governor  of  New  York  had  marked  him  as  a  man  of 
outspoken  independence  and  determined  enmity  to 
inefficiency  and  political  corruption.  A  boundless 
physical  energy  and  love  of  sports  endeared  him  to 
young  men,  while  a  genuine  concern  for  everyday 
human  welfare  and  a  veritable  passion  for  social 
justice  made  him  the  ardent  champion  of  an  endless 
variety  of  good  causes.  No  president  with  such  en- 
cyclopaedic interests  or  such  phenomenal  energy  had 
ever  filled  the  executive  office,  and  the  Republican 
leaders  who  had  sought  to  curb  his  growing  popularity 
with  the  masses  by  relegating  him  to  the  unimportant 
place  of  vice-president  looked  forward  with  appre- 
hension to  the  years  in  which  he  should  now  be  the 
nation's  head. 

It  was  Roosevelt's  fortune  to  succeed  to  the  presi- 
dency just  at  a  time  when,  the  responsibilities  of 
colonial  power  having  been  accepted,  concern  for 
social  and  economic  reform  had  taken  hold  of  the 
national  mind  and  was  beginning  to  trouble  the 
national  conscience.  In  place  of  the  constitutional 
and  sectional  issues  which  for  generations  had  pre- 
dominated in  American  politics,  popular  interest  was 
turning  to  the  more  immediate  and  vital  questions  of 
trusts,  strikes  and  labor  disturbances,  foreign  immi- 
gration, wages  and  working  conditions  in   factories 


262  AMERICAN    DEMOCRACY 

and  mines,  and  the  conduct  of  business  generally. 
There  was  a  widespread  feeling  that  social  and  eco- 
nomic conditions  in  the  United  States  were  acutely 
in  need  of  betterment,  that  the  States  were  not  strong 
enough  to  remedy  abuses  even  if  they  were  disposed 
to  make  the  effort,  and  that  only  the  power  and  re- 
sources of  the  federal  government  could  avail  to  cope 
with  a  situation  in  which  vast  aggregations  of  capital 
acting  without  regard  to  State  lines  seemed  to  domi- 
nate the  life  of  the  people  as  a  whole  and  to  threaten 
the  independence  of  government  itself. 

Roosevelt's  primary  sympathies  were  with  causes 
in  which  the  element  of  moral  appeal  was  strong,  and 
he  was  a  masterful  politician  as  well  as  a  reformer. 
He  was  fully  aware  that  he  had  not  been  the  choice 
of  his  party  for  president,  and  the  circumstances 
under  which  he  took  office  as  well  as  sound  political 
wisdom  dictated  the  carrying  on,  for  the  time  being  at 
least,  of  the  policies  for  which  McKinley  and  the 
Republican  party  had  stood.  Until  the  latter  part 
of  his  first  term  as  president,  accordingly,  his  course 
was  somewhat  restrained.  But  his  overwhelming 
election  to  succeed  himself  in  1904  left  him  free  to 
follow  his  bent,  and  the  amazing  energy  with  which 
he  threw  himself  into  the  fight  against  abuses  has  no 
parallel  in  American  annals.  A  rapid  succession  of 
messages  and  addresses,  eagerly  read  by  all  classes 
and  acclaimed  by  the  people  as  an  inspiring  gospel 
of  practical  social  righteousness,  set  forth  in  vigorous 
and  epigrammatic  language  the  evils  of  "  predatory 


AMERICA    AND    A   NEW   WORLD  263 

wealth,"  pleaded  the  cause  of  labor  and  the  virtues 
of  an  ennobling  citizenship,  and  called  for  reforms  as 
bewildering  in  number  and  variety  as  they  were  far- 
reaching  in  scope.  The  tone  was  often  that  of  the 
preacher  and  the  concrete  results  were  disappointing, 
but  when  powerful  trusts  were  haled  into  court  and 
"  malefactors  of  great  wealth  "  were  pilloried  before 
the  country,  when  a  great  coal  strike  was  settled 
through  a  federal  commission  which  the  president  had 
appointed  and  pure  food  laws  put  the  shocking  prac- 
tices of  certain  great  food  industries  under  the  ban, 
and  when  subjects  as  far  removed  from  ordinary 
politics  as  race  suicide,  college  athletics,  and  reformed 
spelling  came  within  the  president's  ken,  no  one  could 
fail  to  see  that  executive  influence  had  taken  a  new 
extension,  and  that  even  if  less  was  accomplished 
than  was  proposed  the  new  vantage  ground  of  presi- 
dential power  would  never  be  relinquished. 

Yet  the  limitations  of  Roosevelt  were  as  striking 
as  his  powers.  With  all  his  hatred  of  injustice  and 
eagerness  for  reform  his  temper  was  emotional  and 
moralistic  rather  than  positive  and  constructive.  His 
political  philosophy  savored  at  times  of  the  school  to 
which  truth  is  that  aspect  of  a  subject  which  is  most 
vividly  perceived,  and  the  fact  that  he  was  more 
often  than  not  on  the  right  side  of  the  economic  and 
social  issues  in  which  he  interested  himself  did  not 
make  his  reasoning  always  profound,  nor  did  it  pre- 
vent him  from  neglecting  other  matters  regarding 
which  there  was  loud  complaint  or  from  acting  on 


264  AMERICAN    DEMOCRACY 

occasion  in  a  high-handed  fashion  hardly  susceptible 
of  moral  defence.  He  manifested  no  special  interest 
in  the  tariff  question,  for  example,  notwithstanding 
that  the  Dingley  tariff  of  1897,  imposing  still  higher 
protective  duties  than  those  of  1890,  was  denounced 
by  tariff  reformers  as  gross  favoritism  to  the  pro- 
tected industries  and  an  impediment  to  American 
business  and  foreign  trade.  The  war  with  Spain 
made  inevitable  the  construction  of  the  Panama  canal 
by  the  United  States  and  its  control  as  an  American 
waterway,  and  in  November,  1903,  the  United  States 
acquired  by  agreement  with  Panama  a  perpetual  right 
to  the  occupancy  and  use  of  a  canal  zone  across  the 
isthmus;  but  when  a  cession  of  the  zone  in  full  sove- 
reignty could  not  be  obtained  by  diplomacy  a  revo- 
lution was  stirred  up  with  the  knowledge  of  the  presi- 
dent, American  armed  forces  intervened,  and  the 
desired  treaty  of  cession  was  extorted.  Not  until 
192 1  was  the  wrong  done  to  Colombia  repaired  by  an 
agreement  to  pay  for  the  sovereignty  which  had  been 
ceded. 

The  wholesale  attacks  which  Roosevelt  made  upon 
abuses  of  all  kinds,  joined  to  the  forcible  language  in 
which  his  allegations  and  proposals  were  often 
couched,  caused  him  to  be  widely  regarded  in  business 
circles  as  a  dangerous  radical  of  socialistic  views. 
The  characterization  was  only  in  very  small  degree 
merited.  Roosevelt  was  throughout  the  larger  part 
of  his  public  life  a  partisan  Republican,  and  the  re- 
form which  he  labored  strenuously  to  obtain  was 


AMERICA    AND    A   NEW    WORLD  265 

reform  within  and  through  the  Republican  party. 
He  had  no  sympathy  with  socialism,  and  the  only 
political  activity  of  organized  labor  which  for  a  long 
time  he  was  able  to  approve  was  that  which  kept 
within  the  established  party  lines.  Only  when  he 
became  convinced  that  reform  through  the  agency  of 
the  Republican  party  was  not  to  be  hoped  for  and 
that  the  party  organization  no  longer  represented  the 
progressive  sentiment  of  the  country  did  he  abandon 
his  lifelong  associations. 

Roosevelt  might  well  have  been  pardoned  if,  as  he 
retired  from  office,  he  believed  that  he  could  before 
long  successfully  lead  a  great  movement  of  revolt,  for 
he  had  become,  next  perhaps  to  the  emperor  of  Ger- 
many, the  most  conspicuous  and  most  talked-of 
political  figure  in  the  world.  His  popular  plurality 
of  over  two  and  a  half  million  votes  in  1904  was  four 
times  as  great  as  the  plurality  of  McKinley  in  1900, 
and  although  by  1908  his  popularity  had  waned  the 
magnetism  of  his  personality  was  still  an  immense 
political  force.  He  had  intervened  with  a  tender  of 
good  offices  in  the  Russo-Japanese  war  and  in  Sep- 
tember, 1905,  had  had  the  satisfaction  of  seeing  the 
war  ended  by  a  treaty  signed  at  Portsmouth,  New 
Hampshire.  In  1906  he  intervened  by  force  in  Cuba 
and  established  a  provisional  government,  and  in  1907 
concluded  a  treaty  with  Santo  Domingo  by  which 
the  customs  administration  and  the  debt  of  the  coun- 
try were  taken  under  American  control.  The  glam- 
our of  his  name  enhanced  respect  for  the  United 


266  AMERICAN    DEMOCRACY 

States  in  every  quarter  of  the  globe,  and  his  books 
stood  high  in  the  list  of  "  best  sellers."  No  nation 
except  France  had  ever  produced  so  extraordinary  a 
leader  of  men,  and  the  bitterest  enemies  of  the  Ameri- 
can Napoleon  could  not  but  admire  even  while  they 
feared. 

Roosevelt  had  never  been  bound  by  precedents  or 
restrained  by  dread  of  inconsistency,  and  he  would 
apparently  have  been  glad  to  hold  the  presidential 
office  for  a  third  term.  The  suggestion  met  with 
general  disfavor,  however,  and  in  1908  his  influence 
secured  the  Republican  nomination  for  William  H. 
Taft,  who  had  been  governor  of  the  Philippines  and 
later  secretary  of  war.  Mr.  Bryan,  again  the  Demo- 
cratic candidate,  was  still  formidable  and  the  popular 
plurality  for  Mr.  Taft  was  only  about  one-half  that 
which  Roosevelt  had  received  in  the  memorable  elec- 
tion of  1904,  but  the  party  victory  was  nevertheless 
emphatic. 

The  inevitable  reaction  against  the  Roosevelt  poli- 
cies, however,  and  even  more  against  the  Roosevelt 
methods  was  flowing  strongly.  The  country  was 
tired  of  exhortation.  "  Big  business,"  which  for  a 
time  had  walked  warily,  was  recovering  its  courage, 
and  the  convictions  of  trusts  and  other  offenders  were 
less  numerous  than  the  number  of  prosecutions  had 
threatened.  The  Republican  majority  in  the  House 
of  Representatives  had  declined  since  1904,  and  in 
the  congressional  elections  of  1910  Democratic  con- 
trol of  the  House  was  re-established  with  a  strong 


AMERICA    AND    A   NEW   WORLD  267 

party  majority.     Oklahoma,  admitted  as  a  State  in 

1907,  was  Democratic,  and  the  two  remaining  Terri- 
tories of  New  Mexico  and  Arizona  were  in  Demo- 
cratic hands.  Throughout  the  country,  but  particu- 
larly in  the  West  and  on  the  Pacific  coast,  a  so-called 
Progressive  movement  was  disintegrating  the  Repub- 
lican party  and  vigorously  fighting  the  old  party 
leadership,  and  an  aggressive  group  of  "  insurgent " 
senators  and  representatives  aided  the  movement  in 
Congress.  Of  the  new  Progressive  movement  Roose- 
velt presently  became  the  leader,  and  his  desertion 
of  the  president  whom  his  influence  had  placed  in 
office  created  a  breach  between  the  two  men  which, 
if  it  did  not  add  to  Mr.  Taft's  political  strength,  in- 
creased distrust  of  Roosevelt's  political  sincerity.  In 
the  cities  and  industrial  centres  and  to  a  significant 
extent  in  intellectual  circles  radical  political  doctrines 
were  spreading,  and  the  Socialist  party,  which  had 
polled   more   than   a  quarter   of   a   million   votes   in 

1908,  was  preparing  to  make  a  great  fight  for  its 
popular  candidate,  Eugene  V.  Debs,  in  191 2.  The 
submission  to  the  States  in  May,  191 2,  of  a  Seven- 
teenth Amendment  of  the  Constitution,  providing  for 
the  election  of  United  States  senators  by  popular  vote, 
was  a  step  in  the  direction  of  increased  popular  con- 
trol of  Congress,  but  the  opposition  was  strong,  and 
although  in  1913  the  amendment  was  adopted  twelve 
States  failed  to  ratify  it. 

Mr.  Taft  had  none  of  the  crusading  zeal  which 
animated  Roosevelt,  and  his  general  sympathy  with 


268  AMERICAN    DEMOCRACY 

the  old  school  Republicanism  identified  him  in  the 
popular  mind  with  the  party  machine  against  which 
the  Progressive  movement  was  openly  arrayed.  A 
stronger  man  than  he,  however,  would  have  had  diffi- 
culty, even  without  Roosevelt's  opposition,  in  leading 
the  Republicans  to  victory  in  191 2,  for  the  country 
was  yielding  to  the  spell  of  another  great  personality, 
that  of  Woodrow  Wilson,  Democratic  governor  of 
New  Jersey.  Mr.  Wilson's  approach  to  the  presi- 
dency was  unique.  By  birth  a  Virginian  and  by 
early  professional  training  a  lawyer,  he  had  been  for 
the  larger  part  of  his  life  a  college  professor,  had 
passed  from  a  professorship  to  the  presidency  of 
Princeton  University,  and  from  the  latter  office  had 
entered  State  politics  as  a  Democrat.  Before  his 
political  career  began  he  had  won  wide  repute  as  a 
brilliant  writer  and  able  speaker,  and  his  governor- 
ship of  New  Jersey  had  revealed  him  to  the  country 
as  a  masterful  politician  and  a  determined  foe  of 
political  corruption.  Cold  and  reserved,  save  to  his 
few  intimate  friends,  where  Roosevelt  was  warm  and 
ebullient,  and  with  his  intellectual  interests  centered 
in  politics,  his  earnest  and  rhetorically  vivid  appeals 
for  the  recognition  of  democratic  principles  in  the 
conduct  of  national  affairs  had  caught  the  imagination 
of  liberals  everywhere;  and  while  it  seemed  unlikely 
that  he  could  draw  to  his  support  such  of  the  Pro- 
gressives as  felt  for  Roosevelt  a  strong  personal 
devotion,  no  other  Democrat  was  so  well  fitted 
to    strengthen    the    lines    of    the    Democratic    party 


AMERICA    AND    A    NEW    WORLD  269 

or  to  profit  by  the  schism  in  the  Republican  ranks. 
The  election  of  191 2,  accordingly,  saw  three  well- 
known  candidates  besides  Mr.  Debs  in  the  field.  The 
regular  Republican  candidate  was  Mr.  Taft.  The 
Progressives,  repudiating  his  candidacy  as  represent- 
ing most  of  the  things  to  which  they  were  opposed, 
held  a  separate  convention  and  nominated  Roosevelt, 
and  the  Democrats  nominated  Mr.  Wilson.  The 
popular  vote  for  Mr.  Wilson  was  considerably  less 
than  half  of  the  total  number  of  votes  recorded,  but 
the  Democratic  electoral  vote  was  colossal.  Of  the 
531  electoral  votes  Mr.  Taft  received  only  eight  and 
Roosevelt  eighty-eight;  the  remainder  were  given  to 
Mr.  Wilson.  The  admission  of  New  Mexico  and 
Arizona  in  191 2  had  brought  the  number  of  States 
to  forty-eight,  and  of  these  all  but  eight  were  in  the 
Democratic  column.  Only  Utah  and  Vermont  voted 
for  Mr.  Taft,  and  only  Pennsylvania,  Michigan,  Min- 
nesota, South  Dakota,  Washington,  and  California 
voted  for  Roosevelt.  The  Progressive  vote,  drawn 
mainly  from  former  Republicans,  had  given  the  elec- 
tion to  the  Democrats,  and  the  popular  support  for 
Mr.  Taft  was  less  than  that  for  either  of  the  other 
two  leading  candidates.  The  Socialist  party,  al- 
though it  polled  over  900,000  votes,  did  not  succeed 
in  winning  any  electoral  votes.  The  Democratic  tide 
swept  away  the  Republican  majority  in  the  Senate 
and  both  branches  of  Congress  were  strongly  Demo- 
cratic, although  the  Progressives  won  eighteen  seats 
in  the  House  of  Representatives. 


270  AMERICAN    DEMOCRACY 

"  This  is  not  a  day  of  triumph,"  declared  Mr.  Wil- 
son as  he  closed  his  inaugural  address,  "  it  is  a  day 
of  dedication.  Here  muster,  not  the  forces  of  party, 
but  the  forces  of  humanity."  The  evils  which  he 
particularly  singled  out  for  remedy  included  "  a 
tariff  which  cuts  us  off  from  our  proper  part  in  the 
commerce  of  the  world,  violates  the  just  principles 
of  taxation,  and  makes  the  government  a  facile  in- 
strument in  the  hands  of  private  interests;  a  banking 
and  currency  system  based  upon  the  necessity  of  the 
government  to  sell  its  bonds  fifty  years  ago  and  per- 
fectly adapted  to  concentrating  cash  and  restricting 
credits;  an  industrial  system  which,  take  it  on  all 
its  sides,  financial  as  well  as  administrative,  holds 
capital  in  leading  strings,  restricts  the  liberties  and 
limits  the  opportunities  of  labor,  and  exploits  without 
renewing  or  conserving  the  natural  resources  of  the 
country";  an  unbusinesslike  and  unscientific  agri- 
culture bereft  of  suitable  facilities  of  credit;  "water- 
courses undeveloped,  waste  places  unreclaimed,  for- 
ests untended  fast  disappearing  without  plan  or  pros- 
pect of  renewal,  unregarded  waste  heaps  at  every 
mine  ";  and  disregard  of  sanitary  and  pure  food  laws 
and  of  laws  regulating  the  conditions  of  labor.  No 
Roosevelt  programme  had  been  more  sweeping,  no 
Progressive  demands  were  more  radical. 

So  far  as  the  president  was  concerned  the  execu- 
tion of  the  new  programme  began  at  once.  Congress 
was  called  to  meet  early  instead  of  in  December,  and 
on  April  8,   19 13,  Mr.  Wilson,  brushing  aside  the 


AMERICA    AND    A    NEW   WORLD  271 

established  precedent  of  more  than  a  century,  revived 
the  practice  of  Washington  and  read  his  message  in 
person  to  the  two  houses.  The  message  itself  was 
devoted  to  the  tariff,  and  called  for  a  thoroughgoing 
revision  of  the  schedules  in  a  way  to  "  abolish  every- 
thing that  bears  even  the  semblance  of  privilege  or 
of  any  kind  of  artificial  advantage,"  and  the  sub- 
stitution of  duties  designed  to  encourage  effective 
competition  in  business  with  the  rest  of  the  world. 
The  Underwood  tariff  which  was  shortly  enacted 
made  drastic  reductions  in  the  rates  which  had  been 
fixed  by  the  Payne-Aldrich  tariff  of  1909,  and  the 
protection  which  it  accorded  was  in  general  incidental 
to  its  revenue  purpose. 

Mr.  Wilson's  conception  of  federal  powers  was 
large,  and  had  world  affairs  continued  to  run  their 
normal  course  it  is  probable  that  the  great  movement 
of  reform  which  Roosevelt  had  vitalized  would  have 
continued  with  equal,  if  less'  spectacular,  energy  under 
the  new  Democratic  administration.  The  first  six 
months  of  19 14  had  scarcely  passed,  however,  when 
questions  of  domestic  policy  were  swept  into  the 
background  by  the  bursting  tempest  of  the  great  war. 
On  June  28  the  Archduke  of  Austria  was  assassinated 
at  Sarajevo,  and  the  long-smoldering  rivalries  and 
animosities  of  the  European  powers  were  soon  aflame. 
A  few  weeks  of  negotiation  and  intrigue  followed, 
then  on  August  1  Germany  declared  war  upon  Russia. 
Hardly  had  the  news  been  printed  when  the  German 
armies  invaded  Belgium  and  France,  and  the  war 


272  AMERICAN    DEMOCRACY 

which  was  eventually  to  involve  Europe,  Asia,  Africa, 
and  America  was  in  full  swing.  The  swift  advance 
of  the  German  forces  threatened  the  obliteration  of 
Belgium  and  France,  and  although  Great  Britain 
quickly  threw  its  army  and  navy  into  the  scale  on 
the  side  of  the  invaded  countries,  there  seemed  small 
reason  to  hope  that  the  desolating  German  rush  which 
was  already  turning  parts  of  France  and  Belgium 
into  a  desert  could  in  the  end  be  stayed. 

The  United  States  had  no  direct  interest  in  the 
causes  of  the  war,  and  its  policy  of  neutrality  was  in 
accord  with  its  tradition.  But  the  position  of  the 
United  States  was  difficult.  Officially  the  government 
was  neutral,  but  popular  sympathy  for  Belgium  and 
France  was  immediate  and  widespread  and  the  action 
of  Germany  in  deliberately  provoking  war  was  out- 
spokenly condemned.  On  the  question  of  American 
intervention,  however,  public  opinion  was  divided, 
and  it  was  not  clear  that  Mr.  Wilson  would  have  had 
the  country  with  him  had  he  called  early  for  active 
participation  in  the  struggle.  For  more  than  two  and 
a  half  years,  accordingly,  he  waited  for  the  logic  of 
events  to  do  their  work.  In  February,  1915,  Ger- 
many by  proclamation  established  a  war  zone  about 
the  British  Isles  into  which  no  neutral  vessel  might 
enter  without  being  liable  to  seizure,  but  the  protest 
of  the  United  States  against  this  interference  with 
neutral  rights  brought  only  an  unsatisfactory  re- 
sponse, and  the  issue  was  complicated  by  a  contro- 
versy with  Great  Britain  over  the  use  of  the  American 


AMERICA    AND    A   NEW    WORLD  273 

flag  by  British  merchant  vessels  and  by  the  refusal 
of  both  Great  Britain  and  France  to  relinquish  the 
right  to  seize  neutral  vessels  carrying  enemy  goods. 
The  sinking  of  the  transatlantic  steamship  "Lusitania" 
on  May  7  led  only  to  a  warning  that  further  attacks 
upon  merchant  vessels  would  be  regarded  by  the 
United  States  as  "  deliberately  unfriendly."  In  Sep- 
tember the  recall  of  two  German  attaches  who  had 
been  guilty  of  political  intrigue  was  requested  and 
before  long  the  Austrian  ambassador  was  dismissed, 
but  diplomatic  relations  with  Germany  and  Austria 
continued.  In  March,  191 6,  the  sinking  of  the 
steamer  "  Sussex  "  in  the  English  Channel  and  the  loss 
of  American  citizens  called  out  from  Mr.  Wilson 
nothing  stronger  than  a  warning  that  a  severance  of 
diplomatic  relations  was  threatened.  Not  until  Feb- 
ruary 3,  191 7,  were  diplomatic  relations  with  Ger- 
many broken  off,  only  on  April  6  did  the  United 
States  finally  declare  war,  and  the  declaration  of  war 
against  Austria  was  postponed  until  December  7. 

The  long  and  irritating  diplomatic  correspondence 
with  Germany  was  viewed  with  increasing  impatience 
and  hostility  by  the  country  and  by  Congress,  and 
the  more  because  of  public  statements  which  led  to 
the  suspicion  that  Mr.  Wilson  was  either  an  invincible 
pacifist  or  else  a  lukewarm  friend  of  the  allies.  A 
circular  letter  to  the  powers,  for  example,  issued  in 
December,  191 6,  pointed  out  that  the  war  aims  of 
each  side,  "  as  stated  in  general  terms  to  their  people 
and  to  the  world,"  were  "  virtually  the  same,"  and  a 


274  AMERICAN    DEMOCRACY 

clear  statement  of  the  objects  for  which  the  parties 
were  contending  was  invited.  The  statement,  its 
qualifying  phrase  ignored,  was  bitterly  assailed  as 
putting  the  war  aims  of  Germany  and  the  allies  on 
the  same  moral  plane.  The  disposition  to  accept 
German  assurances  regarding  the  conduct  of  sub- 
marine warfare,  and  the  insistence  that  the  allies  as 
well  as  Germany  should  respect  American  neutral 
rights,  were  hailed  as  evidence  of  sympathy  for 
Germany  and  of  an  unwillingness  to  hold  the  Berlin 
government  to  account.  Mr.  Wilson  stood  his 
ground,  however,  until  the  American  case  was  un- 
assailable, and  when  on  April  2,  191 7,  before  a  Con- 
gress which  had  met  in  extra  session,  he  reviewed  the 
course  of  the  conflict  and  called  for  a  declaration  of 
war,  his  stern  arraignment  of  the  German  government 
and  his  ringing  assertion  that  "  the  world  must  be 
made  safe  for  democracy  "  threw  the  nation  into  a 
delirium  of  praise,  and  from  that  moment  until  the 
war  had  ended  the  American  people  were  as  clay  in 
his  hands.  He  had  waited  for  the  psychological 
moment,  and  when  the  moment  came  he  seized  it 
with  a  master  hand. 

The  stupendous  energy  with  which  the  United 
States  went  into  the  war  was  an  impressive  example 
of  what  a  great  democracy  could  do  once  its  enthusi- 
asm was  aroused  and  its  course  was  clear.  A  draft 
law  called  for  the  registration  of  all  men  of  military 
age,  huge  appropriations  and  loans  hastened  the  train- 
ing and  equipment  of  troops  and  their  dispatch  over 


AMERICA   AND    A   NEW   WORLD  275 

seas,  and  transportation,  food  supply  and  distribution, 
and  war  manufactures  were  taken  under  federal  con- 
trol. Enormous  shipments  of  supplies  for  armies  and 
civilians  were  poured  into  Europe,  and  loans  aggre- 
gating more  than  ten  billion  dollars  were  advanced 
to  the  allied  governments.  Opposition  to  the  war, 
both  public  and  private,  was  ruthlessly  suppressed, 
newspapers  and  mails  passed  under  a  censorship, 
enemy  property  was  sequestrated,  and  German  sym- 
pathizers and  pacifists  were  effectually  cowed.  The 
stimulation  of  industry  was  unparalleled  and  wages, 
prices,  and  profits  rose  by  leaps  and  bounds.  The 
adherence  of  the  United  States  to  the  allied  cause 
made  certain  the  defeat  of  Germany,  and  although 
none  of  the  great  battles  of  the  war  were  won  by 
American  forces  alone,  it  was  the  overwhelming  aid 
of  the  United  States  which  made  possible  the  final 
victory. 

In  an  address  to  the  Senate  on  January  22,  191 7, 
more  than  two  months  before  the  American  declara- 
tion of  war,  Mr.  Wilson,  looking  forward  to  the  time 
when  peace  must  be  made,  had  declared  that  it  must 
be  a  "  peace  without  victory."  The  statement,  al- 
though carefully  explained  and  guarded  in  the  address 
itself,  gave  deep  offence  to  the  growing  war  sentiment 
of  the  country.  A  review  of  the  president's  war  utter- 
ances, however,  makes  it  clear  that  Mr.  Wilson, 
while  at  no  time  fundamentally  sympathetic  with 
Germany  but  rather  the  reverse,  nevertheless  feared 
that  the  allies,  if  victorious  at  arms,  might  impose 


276  AMERICAN    DEMOCRACY 

upon  Germany  a  peace  so  severe  as  to  constitute  in 
itself  a  provocation  to  further  war,  and  he  accordingly 
set  himself  to  elaborate  the  bases  of  a  peace  which 
to  him  seemed  just.  His  second  inaugural  address  in 
March,  191 7,  outlined  the  principles  which  such  a 
peace  should  embody,  and  in  January,  191 8,  in  an 
address  to  Congress,  he  propounded  fourteen  points 
as  a  scheme  of  political  and  territorial  settlement. 
The  proposals  were  not  new,  for  all  of  them  had  been 
advanced  at  one  time  or  another  in  the  speeches  or 
notes  of  allied  statesmen,  but  Mr.  Wilson  brought 
them  together  and  gave  them  the  status  of  a  pro- 
gramme. One  of  the  fourteen  points  called  for  the 
creation  of  a  league  of  nations,  and  to  the  establish- 
ment of  such  a  league  as  the  only  security  against 
war  Mr.  Wilson  thenceforth  devoted  himself.  The 
fourteen  points,  which  contained  no  reference  to 
reparations  or  indemnities,  were  accepted  by  Ger- 
many, practically  accepted  by  Great  Britain,  ac- 
claimed with  approval  by  some  of  the  lesser  European 
States  and  by  racial  minority  groups  which  hoped 
for  independent  recognition,  and  were  not  rejected  by 
France. 

On  November  11,  1918,  the  armistice  was  signed, 
and  on  December  2,  in  his  address  to  Congress,  Mr. 
Wilson  announced  his  intention  of  going  to  Paris  and 
of  personally  taking  part  in  the  work  of  the  peace 
conference.  The  reception  which  was  accorded  to 
him  in  Europe  was  wholly  extraordinary.  The  high 
ethical  tone  of  his  writings  and  state  papers  with  their 


AMERICA    AND    A   NEW    WORLD  277 

brilliant  pleas  for  equality  and  fraternity  among 
nations,  his  winning  appeals  for  a  moral  treatment 
of  all  political  questions,  the  sharp  distinction  which 
he  had  drawn  between  the  German  people  and  the 
German  imperial  government  in  apportioning  respon- 
sibility for  the  war,  his  demand  for  a  just  peace  and 
for  the  recognition  of  the  right  of  every  people  to 
live  under  a  government  of  its  own  choosing,  and  the 
practical  programme  of  the  fourteen  points  of  which 
he  was  popularly  regarded  as  the  sole  author,  all 
combined  to  make  him  the  idol  of  the  masses,  the 
hope  of  every  unfree  or  oppressed  minority,  and  the 
embodiment  of  the  democratic  ideals  which  the  forth- 
coming settlement  was  to  consecrate.  Back  of  the 
American  president  was  the  American  nation  whose 
boundless  resources,  thrown  into  the  war  only  after 
every  effort  to  maintain  neutrality  had  failed,  had 
determined  the  outcome  of  the  struggle,  but  which 
nevertheless,  alone  among  the  powers  that  would 
meet  at  the  peace  table,  asked  for  itself  neither  indem- 
nities nor  territory  nor  political  advantage  of  any 
kind.  If  peace  could  be  made  on  the  lines  which 
Mr.  Wilson  had  drawn,  and  American  help  could  be 
continued  in  the  great  task  of  social  and  political 
reconstruction,  the  name  of  the  president  and  of  the 
nation  which  he  represented  would  be  held  in  endur- 
ing and  untarnished  honor  by  the  peoples  of  the 
world. 

It  was  not  so  to  be.     Mr.  Wilson  had  called  for 
freedom  of  the  seas  alike  in  peace  and  in  war,  but 


278  AMERICAN    DEMOCRACY 

the  demand  was  surrendered  before  the  peace  nego- 
tiations were  begun.  He  had  denounced  the  evils  of 
secret  diplomacy  and  called  for  "  open  covenants  of 
peace  openly  arrived  at,"  but  the  peace  of  Versailles 
was  framed  in  secret  and  the  history  of  the  proceed- 
ings is  not  yet  fully  known.  He  had  championed  the 
rights  of  peoples  to  self-determination,  but  few  of 
the  smaller  nationalities  whose  immediate  destinies 
the  peace  conference  controlled  were  consulted  save 
as  a  matter  of  form,  and  minority  groups  were  refused 
a  hearing.  He  had  insisted  that  in  disposing  of 
colonies  the  wishes  of  the  inhabitants  as  well  as  those 
of  the  controlling  government  should  be  taken  into 
the  account,  but  the  German  colonies  were  appor- 
tioned without  even  a  pretence  of  consulting  the 
colonial  populations.  The  fourteen  points  had  called 
for  the  removal  of  economic  barriers  between  nations 
and  the  establishment  of  an  equality  of  trade  con- 
ditions, but  no  steps  in  that  direction  were  taken  by 
the  Paris  negotiators. 

Mr.  Wilson  did  not  attempt  to  defend  himself 
against  the  torrent  of  criticism  which  his  course  at 
Paris  unloosed,  and  one  may  not  venture  to  say  with 
positiveness  why  so  much  of  his  announced  pro- 
gramme was  apparently  so  easily  abandoned.  There 
is  reason  for  thinking,  however,  that  the  programme 
of  the  fourteen  points  was  not  so  much  a  minimum 
upon  which  Mr.  Wilson  intended  to  insist  as  a  maxi- 
mum which  he  would  be  glad  to  obtain,  that  the 
complicated   economic    adjustments   which   a    return 


AMERICA    AND    A   NEW   WORLD  279 

to  peace  involved  were  regarded  by  him  as  matters 
for  later  rather  than  immediate  settlement,  and  that 
he  looked  to  the  League  of  Nations,  the  creation  of 
which  outweighed  in  his  thought  all  other  considera- 
tions, to  adjust  the  conflicts  which  the  practical  appli- 
cation of  the  peace  terms  might  develop.  The 
territorial  dispositions  which  were  made  conformed 
in  general  to  his  original  proposals,  and  with  these 
and  the  League  of  Nations  assured  the  remainder  of 
his  programme  was  apparently  looked  upon  as  inci- 
dental. 

The  treaty  of  Versailles,  the  first  of  the  peace 
treaties  which  the  Paris  conference  concluded,  was 
signed  on  June  28,  1919.  Although  hundreds  of 
printed  copies  of  the  treaty  had  been  privately  cir- 
culated at  Paris  and  unofficial  texts  were  promptly 
published,  Mr.  Wilson  refused  to  make  public  the 
text  of  the  treaty  in  the  United  States  or  to  lay  before 
the  Senate  the  records  of  the  negotiations,  but  de- 
manded the  acceptance  of  the  treaty  as  it  stood.  The 
echoes  of  the  long  and  heated  controversy  which  en- 
sued have  not  yet  died  away.  The  objections  of  the 
Senate,  accentuated  by  resentment  at  the  treatment 
which  it  had  received,  centered  in  Article  X  of  the 
covenant  of  the  League  of  Nations,  which  was  inter- 
preted as  binding  the  United  States  to  support,  if 
necessary  by  force,  the  territorial  arrangements  which 
the  treaty  embodied,  even  though  the  United  States 
had  itself  no  direct  or  obvious  interest  in  the  matter 
in  dispute;   and  while  the  majority  opinion  of  the 


2 So  AMERICAN    DEMOCRACY 

country  apparently  favored  the  acceptance  of  the 
treaty  as  an  international  settlement  to  which  the 
United  States  had  contributed  and  in  whose  enforce- 
ment it  was  honorably  bound  to  aid,  the  prospect  of 
long-continued  involvement  in  European  political 
arrangements  was  nevertheless  viewed  with  apprehen- 
sion. Mr.  Wilson,  however,  refused  to  assent  to  any 
material  modification  of  Article  X,  and  on  November 
19  the  treaty  was  rejected  by  the  Senate.  The  re- 
jection was  not  final  and  consideration  of  the  treaty 
was  presently  resumed,  but  on  March  19,  1920,  rati- 
fication was  again  refused. 

Mr.  Wilson  had  for  some  months  been  suffering 
from  a  physical  breakdown  to  which  his  labors  in 
behalf  of  the  treaty  had  contributed,  and  for  most 
of  the  period  during  which  the  controversy  in  the 
Senate  was  raging  he  was  practically  incapacitated. 
It  was  a  melancholy  close  of  a  phenomenal  career, 
for  in  addition  to  bodily  suffering  he  had  seen  his 
world  popularity  fade  and  his  motives  and  conduct 
had  been  widely  assailed,  but  he  bore  reproaches  and 
attacks  in  silence  and  left  to  time  the  justification  or 
condemnation  of  his  course.  The  congressional  elec- 
tions of  19 1 6  had  broken  the  Democratic  control  of 
the  House  of  Representatives,  and  in  191 8  the  Repub- 
licans were  again  in  a  majority  in  both  houses.  There 
was  no  strong  Democratic  candidate  with  whom  to 
replace  Mr.  Wilson  in  1920,  and  the  Republican 
nominee,  Senator  Warren  G.  Harding  of  Ohio,  won  an 
overwhelming  victory.     A  Nineteenth  Amendment  to 


AMERICA    AND    A   NEW    WORLD  281 

the  Constitution  opening  the  suffrage  to  women  had 
been  adopted  in  time  to  be  availed  of  in  the  election, 
and  the  popular  vote  for  all  the  presidential  candi- 
dates reached  the  enormous  total  of  more  than 
26,780,000,  or  about  one-fourth  of  the  aggregate 
population  of  the  country. 

The  position  of  the  United  States  toward  Europe, 
however,  was  anomalous.  So  far  as  American  rati- 
fication was  concerned  the  treaty  of  Versailles  was 
dead,  but  the  United  States  was  still  technically  at  war 
with  Germany  and  Austria,  American  relations  with 
Germany  were  still  governed  by  the  armistice  terms 
of  November,  191 8,  and  the  peace  treaty  with  Austria 
which  American  representatives  had  signed  at  Paris 
had  not  been  presented  to  the  Senate.  The  League 
of  Nations  had  been  created  and  Mr.  Wilson  had 
issued  the  call  for  the  first  meeting,  but  the  United 
States  was  not  a  member  and  nowhere  in  the  country 
was  interest  in  the  League  strong.  A  body  of  Ameri- 
can troops  continued  to  be  maintained  in  the  occu- 
pied part  of  Germany,  and  an  unofficial  American 
representative  sat  with  the  international  commission 
which  had  been  established  at  Paris  to  deal  with  the 
question  of  reparations,  but  the  United  States  was 
not  a  signatory  party  to  the  peace  nor  in  any  way 
legally  responsible  for  its  enforcement.  There  was 
a  general  feeling  that  a  separate  peace  should  be  con- 
cluded with  Germany  and  Austria  which  would  end 
the  state  of  war,  and  that  the  United  States  was 
entitled  to  claim  the  advantages  which  it  would  have 


282  AMERICAN    DEMOCRACY 

had  if  the  allied  treaties  with  those  powers  had  been 
ratified,  and  in  October,  192 1,  peace  was  made  upon 
that  basis.  The  equivocal  position  of  the  United 
States  did  not  wholly  disappear,  however,  for  Ameri- 
can troops  remained  on  the  Rhine  and  the  reparations 
commission  continued  to  have  an  unofficial  American 
member. 

The  enthusiasm  of  war  had  already  given  way  to 
pronounced  reaction  among  all  classes,  and  reaction 
brought  hesitation  and  distrust.  American  public 
opinion,  convinced  that  European  governments  and 
especially  the  government  of  France  were  militaristic, 
and  that  swollen  military  and  naval  budgets,  ill- 
adjusted  taxation,  and  excessive  issues  of  depreciated 
paper  money  were  largely  responsible  for  the  slow 
economic  recovery  of  Europe,  veered  more  and  more 
toward  the  traditional  attitude  of  aloofness  from 
European  affairs;  and  although  the  Harding  adminis- 
tration convened  a  disarmament  conference  at  Wash- 
ington in  November,  1921,  and  arranged  with  Great 
Britain,  France,  Italy,  and  Japan  a  programme  for 
the  limitation  of  naval  construction,  it  declined  to  take 
part  in  successive  international  conferences  which 
were  held  in  Europe  to  consider  the  problems  which 
peace  and  reconstruction  had  raised.  The  demobili- 
zation of  American  war  industry,  the  treatment  of 
serious  questions  of  disordered  business  and  wide- 
spread unemployment,  and  the  safeguarding  of 
American  financial  interests  abroad  called  for  atten- 
tion such  as  in  the  last  years  of  Mr.  Wilson's  adminis- 


AMERICA    AND    A   NEW   WORLD  283 

tration  they  had  not  received,  and  for  the  moment 
Europe  was  left  to  settle  its  political  and  economic 
problems  for  itself. 

Yet  the  obvious  lessons  of  the  great  war  had  not 
been  forgotten.  The  United  States  had  played  too 
large  a  part  in  the  world  struggle  to  remain  perma- 
nently in  isolation,  and  the  moral  values  for  which  it 
had  contended  bound  it  in  obligations  which  awaited 
only  the  favorable  moment  to  be  fulfilled.  The  prob- 
lem which  faced  the  United  States  was  how  the  great- 
est, richest,  best  organized,  and  most  powerful  democ- 
racy in  the  world  could  preserve  its  historical  inde- 
pendence of  action  and  at  the  same  time  serve  with 
all  its  force  the  cause  of  peace.  Once  that  question 
could  be  answered  the  resources  of  the  nation  would 
again  be  at  the  service  of  mankind. 


CHAPTER  XI 
POLITICS    AND    THE    AMERICAN    MIND 

The  forces  which  through  three  centuries  operated 
to  produce  an  American  social  type  were  many  and 
diverse.  The  English  inheritance  of  language,  law, 
custom,  and  intellectual  habit,  predominant  from  the 
beginning  in  most  of  the  colonies  and  in  New  York 
and  Pennsylvania  after  the  first  few  years,  afforded 
a  primary  foundation  of  the  utmost  importance,  but 
the  modifications  which  were  worked  by  geographical 
remoteness,  the  conditions  of  life  in  a  wilderness  con- 
tinent, and  climatic  contrasts  between  the  different 
sections  of  the  country  were  far-reaching.  At  no 
time  were  the  American  colonies  a  reproduction  even 
on  a  lessened  scale  of  the  mother  country.  English 
political  institutions  were  from  the  outset  freely 
adapted  to  American  needs,  the  religious  controversies 
which  racked  England  in  the  seventeenth  century  lost 
much  of  their  bitterness  when  transferred  over  seas, 
and  the  daily  life  of  the  people  was  at  once  freer, 
healthier,  and  relatively  more  prosperous  than  that 
which  seventeenth  or  eighteenth  century  England 
showed.  The  struggle  for  independence,  the  erection 
of  a  novel  form  of  federal  government,  the  romantic 

284 


POLITICS    AND    THE    AMERICAN    MIND    285 

conquest  of  the  West  and  progressive  absorption  of 
foreign  territory,  the  effort  to  control  slavery  and 
preserve  the  Union,  the  assimilation  of  a  vast  and 
heterogeneous  European  population,  and  the  phenom- 
enal growth  of  agriculture,  manufactures,  mining,  and 
commerce  on  a  continental  scale  all  worked  to 
develop  an  American  character  different  from  any 
that  the  old  world  had  produced.  The  resulting 
product,  too,  was  composite  rather  than  cosmo- 
politan, for  the  various  elements  were  blended,  not 
merely  assembled  and  associated. 

Neither  in  origin  nor  in  circumstances,  however, 
were  the  English  plantings  much  alike,  and  the  early 
years  of  colonization  seemed  to  promise  the  creation 
of  types  rather  than  a  type.  The  staunch  and  rigid 
Puritanism  which  long  dominated  Massachusetts  and 
Connecticut  gave  to  the  political  and  social  life  of 
those  colonies  a  moral  tinge  which  even  today  has  not 
been  wholly  effaced,  and  Rhode  Island  still  preserves 
marked  traces  of  the  extreme  individualism  which  its 
dissenting  founders  cherished;  but  the  Puritan  spirit 
did  not  spread  to  other  colonies,  and  sectarian  dis- 
crimination remained  with  few  exceptions  a  New 
England  monopoly.  New  York  and  New  Jersey, 
given  from  the  start  to  commercialism  and  factional 
politics,  had  no  marked  interest  in  religious  questions 
of  any  kind,  and  the  tolerant  Quakers  of  Pennsyl- 
vania found  their  peculiar  tenets  no  bar  to  worldly 
success  or  political  class  control.  In  the  South,  on 
the  other  hand,  where  the  religious  intolerance  and 


286  AMERICAN    DEMOCRACY 

thrifty  trading  spirit  of  New  England  were  disliked, 
the  planter  class,  drawing  its  wealth  from  a  staple 
agriculture  whose  products  were  marketed  directly 
in  England  or  on  the  continent,  reproduced  the  easy- 
going but  masterful  characteristics  of  the  English 
country  gentlemen  from  whose  loins  many  of  them 
had  sprung.  Each  section  lived  as  suited  its  environ- 
ment or  its  ambition,  envious  of  nothing  that  the 
others  possessed  and  stirred  by  no  impulse  to  change 
the  status  in  which  circumstances  and  its  own  free 
choice  had  placed  it.  The  union  which  came  later 
was  the  fruit  of  outside  happenings,  not  of  inward 
discontent  with  lot  or  place. 

Certain  intellectual  similarities,  on  the  other  hand, 
early  developed  notwithstanding  the  differences  of 
physical  environment.  New  England  Puritanism,  its 
intellectual  interest  long  centered  in  theological  specu- 
lation, produced  a  mental  and  moral  habit  which,  if 
it  long  resisted  the  approaches  of  literature  and 
robbed  the  lives  of  children  and  young  people  of  joy, 
nevertheless  planted  a  school  in  every  town,  founded 
the  colleges  of  Harvard  and  Yale,  made  the  weekly 
sermon  an  intellectual  performance,  and  enforced 
public  service  as  a  moral  and  legal  obligation.  The 
generation  and  a  half  of  Dutch  proprietorship  in  New 
York  bore  no  important  intellectual  fruit,  and  the  first 
generation  of  English  occupation  was  almost  equally 
barren,  but  prosperous  Pennsylvania,  once  the  period 
of  beginnings  had  been  passed,  turned  with  zest  to 
the  publication  of  books  and  pamphlets  in  German 


POLITICS    AND    THE    AMERICAN    MIND    287 

and  English,  the  development  of  newspapers,  and  the 
establishment  of  institutions  of  learning,  and  before 
long  New  York  was  following  in  its  wake.  A  seven- 
teenth century  Virginia  governor  could  thank  God, 
apparently  in  all  sincerity,  that  there  were  no  free 
schools  in  that  colony,  but  the  college  of  William  and 
Mary  had  been  established  before  the  seventeenth 
century  closed  and  the  English  universities  and  Inns 
of  Court  had  a  regular  succession  of  South  Carolinians 
among  their  students  down  to  the  Revolution. 

The  widespread  interest  in  law  which  prevailed  in 
all  the  colonies  was  a  natural  result  of  the  long  con- 
troversies over  charter  rights  and  royal  or  parliamen- 
tary interference  which  most  of  the  colonies  under- 
went. The  political  doctrines  of  State  rights  and 
strict  construction  which  played  so  large  a  role  in 
political  discussion  in  the  constitutional  period  trace 
back  to  the  time  when  the  colonies,  each  standing 
upon  independent  ground  so  far  as  connection  with 
England  went,  sought  to  defend  themselves  against 
encroachment  by  appealing  to  the  letter  of  their  char- 
ters or  by  devising  reasons  for  evading  or  ignoring 
the  laws  of  parliament  relating  to  colonial  affairs. 
Physical  remoteness  and  practical  liberty  gendered 
also  freedom  and  independence  of  thought,  and  when 
by  the  beginning  of  the  eighteenth  century  the  old 
notions  of  the  divine  right  of  kings  and  the  sin  of 
resisting  the  crown  gave  way  in  England  to  the  idea 
of  government  founded  in  popular  consent  as  ex- 
pressed   through    a    representative    parliament,    the 


288  AMERICAN    DEMOCRACY 

colonies  saw  in  the  new  philosophy  only  a  confirmation 
of  principles  for  which  in  practice  they  had  all  along 
contended.  At  every  point  at  which  liberty  was 
involved  the  constitutional  thought  of  most  colonial 
lawyers  and  of  an  influential  minority  of  the  people 
had  far  outrun  the  prevailing  constitutional  thought 
of  England  when  the  Revolution  of  1775  came  on, 
and  the  political  doctrines  of  the  Declaration  of  Inde- 
pendence, however  much  they  owed  to  French  polit- 
ical speculation,  seemed  to  the  average  patriot  only 
impressive  statements  of  English  political  principles 
which  to  the  colonists  had  long  been  self  evident  and 
unassailable. 

Edmund  Burke,  turning  with  scorn  in  the  House 
of  Commons  in  1775  to  those  who  insisted  that  the 
rebellious  colonies  had  grown  through  British  nur- 
ture, declared  that  they  had  grown  rather  through 
neglect.  The  assertion  was  more  than  a  forensic 
retort.  At  no  time  throughout  the  whole  colonial 
period  did  the  English  government  exert  itself  to 
develop  the  American  colonies.  The  acts  of  navi- 
gation and  trade,  while  indeed  assuring  to  colonial 
vessels  and  colonial  products  a  privileged  market  in 
England,  were  primarily  designed  to  exploit  colonial 
commerce  for  the  benefit  of  British  merchants  and 
ship  owners  rather  than  to  protect  or  encourage 
American  industry  of  any  kind.  Substantial  duties 
were  from  time  to  time  imposed  upon  American  com- 
merce, the  important  tea  trade  of  the  East  India  Com- 
pany was  a  monopoly  to  be  avoided  only  by  smug- 


POLITICS   AND    THE    AMERICAN    MIND    289 

gling,  the  restriction  of  the  trade  in  salt  bore  heavily 
upon  the  colonial  fisheries,  and  in  the  eighteenth  cen- 
tury the  prohibition  of  American  manufactures  was 
begun.  Not  until  the  Seven  Years'  war  was  any 
considerable  military  or  naval  force  sent  to  America, 
and  at  the  close  of  the  war  the  westward  extension  of 
settlement  was  barred  by  a  royal  proclamation  for- 
bidding land  grants  in  the  Ohio  valley.  For  more 
than  a  hundred  years  the  American  colonies  were  left 
practically  to  themselves  to  clear  the  forests,  develop 
agriculture,  fisheries,  and  commerce,  build  roads  and 
bridges,  establish  schools,  fight  the  Indians  and  the 
French,  and  deal  with  the  Negro  slaves  whom  the 
home   government  urged   upon   them. 

Yet  the  colonies  might  well  have  been  grateful  for 
neglect,  for  neglect  was  building  better  than  either 
they  or  England  knew.  The  very  absence  of  pater- 
nalism favored  the  development  of  qualities  which 
were  to  become  of  the  warp  and  woof  of  American 
character.  Initiative,  industry,  thrift,  and  inventive 
genius,  perseverance  in  the  face  of  great  natural 
obstacles,  pride  in  labor  and  achievement  rather  than 
in  birth  or  social  place,  respect  for  intellectual  attain- 
ment in  leaders,  individual  education  and  skill  in  the 
worker,  equality  of  opportunity  for  all  who  would 
work,  and  contempt  for  mere  precedent  as  such,  all 
these  are  qualities  which  only  a  people  thrown  upon 
its  own  resources  and  compelled  to  make  its  way  by 
its  own  effort  ever  developes  on  a  large  scale,  and 
all  were  recognized  American  traits  when  revolution 


290  AMERICAN    DEMOCRACY 

and  national  independence  put  them  to  the  test. 
Equally  characteristic  in  the  field  of  politics  was  the 
pervading  sense  of  justice  and  fair  play  and  a  willing- 
ness to  cut  with  clean,  swift  strokes  any  knot  which 
after  long  effort  refused  to  be  untied. 

The  generation  which  carried  the  colonies  through 
revolution  to   independence  brought  to  its  task  an 
intellectual   and   moral   equipment  of   a  high  order, 
exceptionally  high  when  the  isolation  of  America  from 
general  world  interests  is  recalled.     The  crude  bar- 
renness of  the  days  of  beginnings  had  disappeared. 
Illiteracy  was  as  good  as  unknown,  newspapers  had 
multiplied  in  every  colony,  and  books  on  serious  sub- 
jects were  in  demand.     The   classical  education  of 
the  colonial  colleges  bore  comparison  with  that  which 
the  English  public  schools  and  universities  afforded, 
acquaintance  with  English  literature  had  taken  the 
place  of  theological  and  devotional  reading,  and  the 
political   and   legal   writings   of  English  jurists   and 
publicists  were  well  known.     The  state  papers  of  the 
revolutionary  period  are  admirable  examples  of  liter- 
ary style  and  logical  presentation  of  arguments,  and 
political    oratory    was    everywhere    esteemed.     Ethi- 
cally, too,  the  standard  of  social  and  public  conduct 
was  high.     No  one  can  read  the  history  of  the  Revo- 
lution without  being  impressed  by  the  self-restraint 
which  the  mass  of  the  people  exhibited  under  provo- 
cation, the  constant  appeal  to  the  moral  aspect  of 
questions  in  controversy,  and  the  comparative  absence 
of  lawless  excess  and  personal  self-seeking.     The  per- 


POLITICS    AND    THE    AMERICAN    MIND    291 

secution  of  loyalists  left  no  long  memory  of  ill  will, 
and  friendly  relations  with  Great  Britain  were  resumed 
after  the  separation  as  soon  as  Great  Britain  itself 
was  willing.  A  grave  seriousness  attended  the  proc- 
lamation of  independence  and  the  prosecution  of  the 
war,  and  the  enthusiasm  which  followed  the  final 
victory  was  the  tempered  exultation  of  men  who  had 
solemnly  essayed  a  great  work  and  in  faith  and  sacri- 
fice had  brought  it  to  success.  The  struggle  for 
nationality  was  no  light-hearted  adventure  from  which 
some  measure  of  romantic  distinction  might  be  gained 
whether  one  lost  or  won,  and  shouts  and  cheers  were 
less  in  evidence  than  prayers  of  thanksgiving  when 
the  prize  was  grasped. 

Thereafter,  whether  the  tide  ebbed  or  flowed,  the 
intellectual  and  moral  life  of  the  nation  was  insepar- 
ably bound  up  with  politics:  politics  of  leadership  and 
parties,  politics  of  territorial  expansion  and  wilder- 
ness conquest,  politics  of  States  in  conflict  with  the 
federal  power,  politics  of  slavery  and  disunion,  poli- 
tics of  industry  and  economic  strength.  Naturally, 
the  early  stages  saw  more  problems  developed  than 
were  solved.  The  struggle  for  the  adoption  of  the 
Constitution  divided  public  opinion  at  the  outset  into 
two  great  camps,  soon  transformed  into  two  national 
parties,  and  from  that  time  onward  the  two-party 
system  relegated  all  independent  or  third  party  move- 
ments to  the  background  and  magnified  party  regu- 
larity at  the  cost  of  independent  political  thinking. 
Only  once  in  American  history  has  the  two-party  sys- 


2g2  AMERICAN    DEMOCRACY 

tern  gone  to  pieces  and  only  twice  have  third  parties 
seriously  affected  a  presidential  election.  The  exist- 
ence of  a  written  Constitution  over  whose  interpre- 
tation the  two  dominant  parties  differed  radically 
emphasized  the  merely  legal  sides  of  public  questions, 
turned  whole  masses  of  voters  into  amateur  lawyers 
as  a  presidential  election  approached,  subordinated 
the  consideration  of  governmental  policy  to  the  nar- 
rower study  of  constitutional  power,  and  encouraged 
technical  procedure  in  the  courts.  Broadly  or  strictly 
interpreted,  however,  the  "  worship  of  the  Constitu- 
tion "  which  foreigners  have  often  noted  kept  its  hold, 
and  few  of  the  nineteen  amendments  that  have  been 
adopted  have  affected  the  foundation  lines  of  the 
instrument. 

How  nationality  was  best  to  be  developed  and 
conserved,  on  the  other  hand,  was  a  question  in  regard 
to  which  public  opinion  was  long  divided.  A  strong 
minority  of  the  nation  at  all  times  and  a  substantial 
majority  for  considerable  periods  looked  upon  the 
growth  of  federal  power  as  a  dangerous  centralization, 
and  insisted  that  only  by  sedulously  preserving  the 
rights  of  the  States  could  federal  absolutism  be 
averted.  There  can  be  little  question  but  that  State 
rights  and  strict  construction,  both  as  political  theo- 
ries and  as  party  programmes,  were  a  positive  hin- 
drance to  the  growth  of  a  unified  national  spirit,  and 
that  the  relegation  of  great  questions  of  policy  like 
internal  improvements  to  the  States,  few  of  which 
pursued  in  such  matters  an  enlightened  policy  and 


POLITICS    AND    THE    AMERICAN    MIND    293 

most  of  which  had  no  policy  at  all,  retarded  both 
social  and  political  progress;  but  with  a  Constitution 
to  be  obeyed  and  a  federal  system  to  be  applied  the 
controversy  had  to  be  fought  out.  The  salvation  of 
nationalism  came  with  the  opening  of  the  West. 
Every  western  State  was  the  direct  creation  of  the 
federal  government,  a  tangible  and  grateful  embodi- 
ment of  federal  power  set  in  the  wilderness  to  possess 
the  land;  and  while  the  bank  controversy,  the  slavery 
issue,  and  nullification  were  every  whit  as  vital  to  the 
West  as  to  any  other  section,  regard  for  the  nation 
and  its  prestige  overshadowed  historical  precedents 
and  fine-spun  constitutional  distinctions  and  gave  to 
the  consideration  of  clearly  national  questions  a  dis- 
tinctively national  tone.  The  West  had  nothing  to 
defend  except  its  liberty  of  thought  and  conduct,  no 
inherited  local  attachments  which  held  its  people  from 
moving  forward  as  the  frontier  pursued  the  sun,  and 
liberty  within  the  bonds  of  national  allegiance  and 
affection  shackled  neither  its  action  nor  its  mind. 

Nevertheless  the  United  States  long  remained  iso- 
lated and  provincial.  The  political  and  social  revo- 
lutions which  swept  over  Europe  in  the  eighteenth 
and  nineteenth  centuries  had  few  marked  repercus- 
sions in  America.  The  French  Revolution  made  no 
deep  or  lasting  impression  upon  American  political 
thought  or  social  habit,  partly  no  doubt  because  the 
United  States  had  already  put  liberty  into  practice 
for  itself;  and  the  successes  of  Napoleon  inspired  in 
the  American  people  neither  fear  nor  imperial  am- 


294  AMERICAN    DEMOCRACY 

bition.  The  conservative  reaction  against  constitu- 
tional government  which  followed  the  final  overthrow 
of  Napoleon  had  no  counterpart  in  the  United  States; 
the  warning  policy  of  the  Monroe  doctrine,  so  far  as 
popular  approval  of  the  doctrine  was  concerned, 
voiced  an  instinctive  dread  of  being  disturbed  rather 
than  an  informed  and  reasoned  fear  of  political  absol- 
utism; and  the  liberal  movements  of  1830  and  1848 
came  and  went  with  no  discernible  influence  upon 
American  politics. 

There  were  reasons  why  the  United  States  should 
have  been  so  little  moved.  The  study  of  modern 
languages  did  not  begin  to  displace  Greek  and  Latin 
in  American  colleges  until  after  the  Civil  War,  con- 
tinental literature  was  little  known  save  through  frag- 
mentary translation  or  occasional  critical  comment, 
and  foreign  travel  was  too  difficult  and  costly  to  be 
widely  indulged.  A  few  feeble  experiments  in  com- 
munism and  co-operation  were  almost  the  only  public 
evidences  of  interest  in  the  theories  and  schemes  of 
social  reorganization  which  agitated  western  Europe 
after  the  Napoleonic  wars,  and  the  political  exiles 
whom  the  reactionary  policy  of  Metternich  and  his 
contemporaries  sent  to  the  United  States  found  liberty 
and  opportunity  but  not  a  following.  It  was  long  the 
fortune  of  the  United  States  to  receive  European 
social  impulses  late,  months  or  even  years  after  the 
movements  themselves  had  spent  their  initial  force, 
and  what  was  then  left  of  novel  thought  or  programme 
became    the    more    readily    dissipated    in    the   great 


POLITICS   AND    THE    AMERICAN    MIND    295 

American  mass.  That  the  result  was  loss  of  interest 
in  what  was  being  thought,  said,  and  done  in  Europe 
is  evident,  but  the  loss  was  not  wholly  without  com- 
pensation, for  while  intellectual  aloofness  aided  the 
provincial  trend  the  barriers  of  time  and  distance 
worked  for  American  society  more  than  one  happy 
escape. 

It  was  easier  to  let  Europe  go  its  way,  moreover, 
because  contact  with  European  governments  and  indi- 
vidual Europeans  had  so  often  been  unfriendly.  The 
interference  with  American  commerce  prior  to  the  war 
of  1 81 2,  the  long  controversies  over  the  northeastern 
and  northwestern  boundaries,  the  neglect  of  France 
to  pay  long-standing  claims  until  payment  was  ener- 
getically demanded,  the  strained  relations  with  Great 
Britain  over  Oregon  and  the  Canadian  rebellion  and 
with  Russia  over  Alaska  worked  in  practice  to  create 
distrust.  The  observations  of  European  travellers 
were  often  unsympathetic  and  unintelligent,  and  al- 
though the  typical  Yankee  or  western  Hoosier  whose 
peculiarities  diverted  Europe  was  as  infrequent  in 
reality  as  was  the  noble  savage  of  Cooper's  novels, 
American  temperament  was  sensitive  and  the  fan- 
tastic picture  gave  pain. 

The  irritation  at  foreign  criticism,  always  tending 
to  degenerate  into  contempt  for  foreign  opinion,  was 
the  greater  because  all  the  while  settlement  was 
growing  and  a  nation  was  being  built.  The  men  and 
women  who  pushed  the  frontier  westward,  levelled 
the  forests,  broke  the  tough  sod  of  the  prairies,  opened 


296  AMERICAN    DEMOCRACY 

roads,  built  homes,  churches,  and  schools,  set  up  town 
and  county  governments,  drafted  State  constitutions 
and  codes  of  law,  established  factories  and  mills,  set 
steamboats  and  barges  afloat  on  the  rivers  and  the 
Great  Lakes,  founded  banks  and  commercial  houses, 
and  pledged  their  credit  in  aid  of  railways  and  canals, 
were  practical  idealists  with  whom  political  opinion 
and  the  gospel  of  work  went  hand  in  hand;  and  the 
people  of  the  older  East,  if  their  life  because  of  age 
was  less  romantic,  were  not  less  zealous  for  the  great- 
ness of  the  nation  whose  foundations  they  had  laid. 
The  widespread  support  for  a  protective  tariff  policy 
came  naturally  to  a  country  whose  physical  resources 
were  immense  but  whose  money  capital  for  their 
development  was  small,  and  the  lucrative  home 
market  which  a  rapidly  growing  population  afforded 
seemed  only  a  proper  reward  for  American  invest- 
ment. To  produce  as  much  as  possible  at  home  and 
buy  as  little  as  possible  abroad,  to  give  preference  to 
American  ships  in  both  domestic  and  foreign  trade, 
to  pay  wages  commensurate  with  the  standard  of 
living  of  the  native  born,  and  to  use  profits  and  sur- 
plus for  the  enlargement  of  industries  rather  than  as 
an  endowment  for  leisurely  living,  became  the  national 
policy;  and  although  precious  natural  resources  were 
too  often  recklessly  wasted  and  small  economies  were 
often  despised,  the  marvellous  growth  of  wealth 
through  agriculture,  manufactures,  and  trade  never- 
theless brought  the  dream  of  economic  conquest  to 
realization.     It  was  a  practical  and  immediate  con- 


POLITICS    AND    THE    AMERICAN    MIND    297 

ception  of  greatness  because  material  opportunity 
abounded  and  the  tangible  prizes  of  success  were 
large,  but  it  was  not  a  selfish  ideal,  for  all  who  came 
were  welcome  to  share. 

The  protracted  and  intense  absorption  of  the  people 
in  the  development  of  economic  life  goes  far  to  explain 
the  long-continued  tolerance  of  slavery  and  the  efforts 
to  dispose  of  the  slavery  question  by  compromise. 
Few  thoughtful  persons  outside  of  the  slave-holding 
States  had  failed  to  perceive,  long  before  the  threat 
of  secession  became  an  open  challenge,  that  the  South 
was  falling  behind,  that  its  intellectual  growth  had 
been  stunted  and  its  planter  aristocracy  hardened  into 
a  caste,  and  that  its  political  power  was  being  used 
for  obstruction  or  sectional  aggrandizement  more 
than  for  the  well-being  of  the  nation  as  a  whole.  The 
exhilaration  of  every  territorial  expansion  was  appre- 
ciably chilled  by  the  reflection  that  with  each,  new 
annexation  the  old  straw  of  the  slavery  issue  must 
again  be  threshed.  So  long,  however,  as  cotton  con- 
tinued to  be  produced  in  quantities  sufficient  for 
American  and  foreign  demands  moral  repugnance  to 
slavery  was  not  strong  enough  to  determine  northern 
or  western  public  opinion,  for  the  northern  cotton 
mills  were  prosperous,  the  export  trade  in  cotton 
meant  freights  and  profits  for  American-built  ships, 
and  a  South  which  did  not  raise  its  own  food  was  a 
near-by  market  for  the  agricultural  products  of  the 
central  West.  Not  until  the  Union  was  attacked  did 
the  rest  of  the  country  turn  in  all  its  strength  upon  the 


298  AMERICAN    DEMOCRACY 

institution  which  had  nourished  sectionalism  and  bred 
secession,  and  the  bitter  intensity  of  the  change  of 
front  was  shown  not  only  in  the  relentless  prosecution 
of  the  Civil  war  and  the  extirpation  of  slavery  as  an 
institution,  but  even  more  in  the  drastic  programme 
of  reconstruction  which  the  dominant  Republican 
party  ruthlessly  enforced  upon  the  beaten  and  pros- 
trate South. 

That  the  North  and  the  West,  once  the  unity  of 
the  nation  was  threatened,  should  launch  themselves 
into  the  fight  with  something  of  the  exaltation  and 
intolerance  of  a  crusader  finds  its  explanation  also  in 
the  forces  of  religious  fervor  and  humanitarian  in- 
terest which  had  long  been  stirring  in  northern  and 
western  society.  The  great  religious  revivals  which 
for  a  generation  before  the  Civil  war  repeatedly 
swept  the  central  West  raised  whole  communities  to 
extraordinary  emotional  heights,  magnified  personal 
confession  of  sin  and  profession  of  faith  as  social 
virtues,  and  made  the  prevailing  Protestantism  an 
effective  handmaid  of  reform.  What  Methodism  and 
Presbyterianism  achieved  by  sensational  methods  in 
the  West,  Unitarianism  accomplished  by  quieter  but 
more  enduring  intellectual  agitation  in  New  England. 
Throughout  the  country  was  to  be  seen  a  phenomenal 
multiplication  of  religious  sects,  often  with  peculiar 
tenets  or  practices,  and  interest  in  temperance  and 
prison  reform  was  for  a  time  widespread.  Women, 
although  long  politically  subjected,  set  the  moral  tone 
of  every  northern  community,  and  conventional  stand- 


POLITICS   AND    THE    AMERICAN    MIND     299 

ards  of  personal  morals  were  prevailingly  high. 
Immigrants  from  Europe  were  welcomed  as  to  free- 
dom's paradise  provided  they  would  work,  and  the 
marked  emphasis  upon  party  regularity  in  domestic 
politics  was  no  bar  to  the  admission  of  political  exiles 
who  fled  from  persecution  at  home.  The  organized 
hostility  to  foreigners  and  Catholics  which  for  a  few 
years  thrust  itself  upon  State  and  national  politics 
was  a  localized  episode  due  primarily  to  the  economic 
menace  of  masses  of  ignorant  immigrants  and  to  the 
belief  that  the  Catholic  church  was  a  political  as  well 
as  a  religious  power,  and  before  the  Civil  war  the 
agitation  had  disappeared.  Every  northern  and 
western  State  had  a  developed  system  of  free  public 
schools,  sectarian  colleges  dotted  the  country,  and 
State  universities  were  being  established.  Against  a 
region  whose  hard-working  pursuit  of  material  wealth 
was  broadly  crossed  by  religious,  educational,  and 
philanthropic  aspiration  the  lance  of  slavery  and  dis- 
union could  be  tilted  only  to  be  broken. 

The  nationalizing  influence  of  the  youthful  litera- 
ture which  flowered  rapidly  after  1815  has  also  to 
be  counted.  Irving,  although  a  large  part  of  his  life 
was  spent  abroad,  added  the  "  Sketch  Book  "  to  the 
world's  classics,  fixed  for  more  than  a  century  the 
popular  conception  of  the  social  life  of  Dutch  New 
York,  and  told  in  elaborate  detail  the  story  of  Wash- 
ington. The  vivid  imagination  of  Cooper  idealized 
the  Indian  in  contact  with  the  whites,  Longfellow 
softened  and  humanized   the  traits  of  the   Pilgrim 


300  AMERICAN    DEMOCRACY 

fathers  and  gave  to  the  exiled  Acadians  of  Nova 
Scotia  a  pathetic  immortality,  and  Hawthorne  flashed 
the  lights  and  shades  of  New  England  Puritanism 
upon  a  generation  which  had  almost  forgotten  its 
colonial  past.  Hildreth  had  published  before  the 
Civil  War  a  monumental  narrative  of  American 
history  down  to  1820  whose  later  volumes  emphasized 
the  achievements  of  Federalism,  and  Parkman's 
"  Oregon  Trail  "  had  been  written  and  published  be- 
fore Hildreth's  work  appeared.  The  essays  of  Emer- 
son were  a  challenge  to  ethical  and  speculative 
thought  as  well  as  to  religious  conservatism,  and  Story 
and  Kent  had  written  masterly  expositions  of  Ameri- 
can law  which  the  courts  still  cite.  The  North 
American  Review  and  other  magazines  had  begun 
to  do  for  American  literature  what  the  great  English 
monthlies  and  quarterlies  had  long  done  for  literature 
in  England,  and  a  group  of  great  editors  in  New 
York  were  making  newspaper  editorials  a  political 
power.  No  account  of  slavery  and  its  overthrow 
would  be  complete  that  did  not  recognize  the  modest 
literary  contribution  of  Mrs.  Stowe,  for  the  generation 
which  fought  to  preserve  the  Union  was  the  same 
which  had  wept  over  the  sufferings  of  Uncle  Tom 
and  cursed  the  brutal  tyranny  of  Legree. 

The  Civil  war  stands  in  American  history  as  both 
a  culmination  and  a  point  of  departure.  All  that  the 
nation  possessed  of  character  and  material  resource 
went  into  the  war  on  the  one  side  or  on  the  other, 
but  although  slavery  was  abolished  and  the  Union 


POLITICS    AND    THE    AMERICAN    MIND     301 

saved  from  rupture  both  victors  and  vanquished  bore 
scars  which  the  sixty  years  that  have  since  elapsed 
have  not  sufficed  wholly  to  obliterate.  Only  slowly 
did  the  sectional  and  party  animosities  which  the 
war  had  aroused  disappear,  and  long  after  the  formal 
task  of  political  reconstruction  was  completed  the 
South  was  often  spoken  of  with  bitterness  and  its 
loyalty  was  held  in  question.  Practical  concern  for 
the  welfare  of  the  Negro  waned  rapidly  in  the  North 
after  emancipation,  Negro  education  was  left  almost 
wholly  to  private  or  sectarian  effort,  and  the  barrier 
of  race  and  color  operated  not  only  to  prevent  social 
intercourse  but  also  to  limit  increasingly  for  Negroes 
the  field  of  skilled  employment.  The  political  temper 
of  the  solid  South,  joined  to  the  disposition  of  immi- 
grants when  naturalized  to  ally  themselves  with  the 
Democrats  rather  than  with  the  Republicans,  made 
membership  in  the  Democratic  party  long  a  social 
stigma  in  many  northern  States  and  cemented  the 
hold  of  the  Republicans  upon  the  business  and  pro- 
fessional classes.  Neither  party  was  much  concerned 
to  keep  its  political  methods  pure,  and  the  corrupt 
use  of  money  in  national,  State,  and  local  elections 
was  an  evil  common  to  both ;  and  when  the  Democrats 
who  had  saluted  Cleveland  as  a  leader  failed  to  sup- 
port his  recommendations,  fought  him  openly  in  Con- 
gress and  in  the  press,  and  exhibited  in  practice  no 
higher  moral  standards  and  less  capacity  for  rule  than 
their  Republican  opponents,  reformers  and  independ- 
ents found  it  easy  to  denounce  both  parties  as  offer- 


302  AMERICAN    DEMOCRACY 

ing  only  a  choice  of  evils  and  to  register  a  fruitless 
protest  by  staying  away  from  the  polls. 

The  American  temperament  was  tolerant  of  polit- 
ical abuses,  but  it  was  not  disposed  to  accept  in  perpe- 
tuity either  inefficiency  or  corruption,  and  before  long 
the  work  of  reformation  began  both  within  and  with- 
out the  party  organizations.     Men  whose  business  or 
professional  fortunes  were  still  to  be  made  braved 
social  odium  and  supported  Cleveland,  and  young  men 
who  had  sneered  at  politics  as  "  dirty  business  "  laid 
aside  their  prejudices  and  took  a  hand.     Teachers  of 
economics  and  political  science  put  protection  and 
political  corruption  on  the  defensive  in  colleges  and 
universities,  and  newspapers   found  it  expedient  to 
drop   their  party  banners  and  proclaim  at  least  a 
nominal    independence.     A    powerful    weekly    press, 
including  denominational  journals  of  wide  circulation, 
came  to  the  aid  of  civil  service  reform,  tariff  revision, 
and  sound   money,  popular  books  on  political  and 
economic    subjects    multiplied,    and    the   brush    and 
pencil  of  the  cartoonist  exhibited  without  mercy  the 
foibles  and  vices  of  politicians.    A  new  generation 
in  Congress  turned  from  the  old  and  distasteful  issues 
of  the  war  and  reconstruction  to  the  more  vital  prob- 
lems of  trusts,,  railway  regulation,  and  financial  re- 
form, while  beyond  the  Mississippi  the  opening  of 
transcontinental  railway  lines  and  the  development 
of  mining,  grain  growing,   and  cattle   raising  were 
banishing  the  last  remnants  of  the  frontier  and  form- 
ing a  prosperous  and  energetic  society  ready  to  follow 


POLITICS    AND    THE    AMERICAN    MIND     303 

any  leader  who  could  lead  with  small  regard  to  the 
party  to  which  he  had  once  belonged. 

The  war  with  Spain,  bringing  together  the  South, 
the  North,  and  the  West  in  a  brief  but  exhilarating 
common  effort  and  opening  new  vistas  of  world  power, 
only  deepened  the  national  searching  of  heart,  and  a 
veritable  mania  for  investigation  and  reform  prepared 
the  way  for  the  sweeping  and  fervid  exhortations  of 
Roosevelt.  A  mere  enumeration  of  the  things  to 
which  the  public  mind  with  feverish  vigor  turned 
its  attention  would  be  bewildering.  Scandals  were 
hunted  out  and  probed,  administrative  practices  were 
overhauled,  charges  of  corruption  in  elections  or  in 
public  office  were  exposed,  and  State  laws  undertook 
to  regulate  party  primaries,  punish  bribery  and  fraud, 
and  limit  campaign  expenditures  by  candidates.  State 
constitutions  were  repeatedly  revised  or  amended, 
associations  of  lawyers  busied  themselves  with  the 
drafting  of  model  statutes,  city  government  by  com- 
mission was  widely  essayed,  new  political  devices  of 
referendum,  initiative,  and  recall  were  introduced,  and 
suffrage  for  women  was  hopefully  pressed.  The  ap- 
pointment of  committees  in  the  House  of  Repre- 
sentatives was  wrested  from  the  control  of  the  speaker 
and  a  close  oligarchy  of  party  leaders,  and  public 
hearings  on  measures  of  importance  became  an  es- 
tablished practice.  Without  essential  modification  of 
the  Constitution  itself  the  legislative  machinery  of 
the  federal  government  was  liberalized  and  executive 
efficiency  enhanced,  and   government   in  States  and 


304  AMERICAN    DEMOCRACY 

nation  became  a  government  of  the  people  and  for  the 
people  to  a  greater  degree  than  had  ever  before  been 
known. 

The  reconstitution  of  social  life  kept  pace  with  the 
reform  of  politics.  The  establishment  of  an  eight- 
hour  day,  payment  of  wages  in  money  instead  of  in 
orders  for  goods,  the  regulation  of  the  labor  of  women 
and  children,  factory  and  tenement  house  inspection 
and  improved  building  laws,  the  abolition  of  the  sweat 
shop,  industrial  insurance,  old  age  pensions,  and 
accident  prevention,  stricter  regulation  of  railway 
transportation,  the  abatement  of  immigration  abuses, 
improved  housing  and  municipal  sanitation,  federal 
control  of  public  health  and  epidemic  diseases,  city 
planning,  open  spaces  and  playgrounds,  the  extir- 
pation of  commercialized  vice,  rigorous  supervision  of 
the  liquor  traffic  clearly  foreshadowing  ultimate  pro- 
hibition, free  and  compulsory  education  for  the 
masses  and  State-supported  education  in  universities 
and  professional  schools,  and  a  scientific  and  humani- 
tarian treatment  of  poverty,  crime,  and  delinquency 
are  only  the  more  striking  incidents  of  a  crusade 
which  made  social  service  a  passion  and  broadened 
the  foundations  of  national  happiness.  Where  public 
funds  failed  private  generosity  came  to  supplement 
them,  and  the  millions  of  accumulated  wealth  which 
were  poured  out  in  aid  of  social  undertakings  made 
American  giving  the  amazement  not  only  of  other 
peoples  but  of  the  nation  itself. 

Neither  politically  nor  socially,  however,  did  the 


POLITICS    AND    THE    AMERICAN    MIND     305 

American  temperament  lose  its  practical  and  in- 
herently conservative  character.  No  exposure  of 
industrial  abuses  shook  the  hold  of  capitalism  upon 
prevailing  economic  thought,  and  the  economic  teach- 
ings of  socialism  at  no  time  acquired  wide  popular 
vogue.  Save  for  the  short-lived  Progressive  move- 
ment and  the  less  important  Populist  agitation,  polit- 
ical liberalism  never  broke  completely  with  old  party 
affiliations  and  liberal  journals  lived  only  by  the  aid 
of  private  subsidies.  The  unstinted  generosity  of  the 
rich  maintained  throughout  a  predominantly  practical 
interest,  and  the  endowment  of  scientific  research  or 
professional  study  was  more  readily  obtained  than 
philanthropic  support  for  literature,  art,  or  general 
public  education.  The  war  with  Spain  bred  no 
aggressive  spirit  in  international  relations,  and  the 
successful  and  mighty  efforts  of  the  world  war  left 
the  United  States  as  destitute  as  ever  of  militaristic 
ambition  and  anxious  only  for  the  speedy  return  of 
peace.  In  America  as  everywhere  the  overthrow  of 
the  Russian  imperial  government  was  acclaimed  as  a 
great  step  toward  liberty,  and  the  revolutionary  move- 
ments which  succeeded  the  downfall  of  the  Tsar  were 
watched  with  sympathetic  attention  by  all  classes, 
but  when  constitutional  revolution  gave  way  to 
bolshevism  official  recognition  of  the  novel  regime  was 
refused  and  the  propagation  of  communist  doctrine 
in  the  United  States  was  ruthlessly  repressed. 
Wherever  a  European  population  was  starving  or 
pestilence  was  rampant  American  financial  relief  and 


3o6  AMERICAN    DEMOCRACY 

scientific  skill  were  ready  with  their  aid,  and  the  huge 
war  loans  to  the  allies  were  granted  for  the  asking, 
but  after  the  war  was  over  no  fervor  or  subtlety  of 
petition  could  induce  either  government  or  people  to 
do  for  Europe  what  it  was  firmly  believed  Europe 
should  be  left  to  do  for  itself.  Stirred  to  the  depths 
as  it  easily  is  by  the  appeal  of  great  human  causes, 
gigantic  as  is  the  strength  which  it  disposes  when  it 
feels  that  the  time  for  action  has  come,  the  American 
mind  keeps  firm  its  hold  upon  reality  and  trusts  to 
the  perfected  working  of  tried  historical  processes  for 
the  coming  of  the  social  betterment  to  which  the 
nation  has  never  ceased  to  aspire. 

The  history  of  American  democracy  is  only  in  a 
special  and  limited  sense  a  story  of  material  growth. 
The  subjugation  of  nature  to  the  service  of  man  has 
been  cast  for  the  United  States  upon  a  continental 
scale  and  the  physical  fruits  of  conquest  have  been 
varied  and  large,  but  the  temper  of  the  conquerors 
has  been  from  the  beginning  the  temper  of  those  who, 
fixing  their  eyes  upon  the  future,  have  thought  of  them- 
selves as  they  would  like  to  be.  Neither  discourage- 
ment nor  contentment  nor  illusion  has  ever  dominated 
the  American  spirit  for  long,  and  the  failures  and 
successes  of  yesterday  have  been  only  the  points  of 
departure  for  today.  It  is  the  priceless  possession  of 
the  American  nation  that  it  is  still  young,  that  it  still 
has  material  battles  to  fight  and  conquests  of  mind 
to  gain,  and  that  in  a  world  which  has  not  yet  found 
peace  its  spirit  ranges  generous,  buoyant,  and  free. 


BIBLIOGRAPHY 


BIBLIOGRAPHY 

CHAPTER  I 

THE   CENTURIES   OF   BEGINNINGS 

Authorities.  A  considerable  number  of  the  most 
important  contemporary  accounts  have  been  collected, 
with  editorial  notes,  in  Jameson's  Original  Narratives  of 
American  History;  Hart's  American  History  Told  by 
Contemporaries,  covering  the  whole  period  until  after  the 
Civil  War,  gives  numerous  short  extracts.  The  European 
situation  in  the  period  of  discovery  and  early  settlement 
is  admirably  summarized  in  Cheyney's  European  Back- 
ground of  American  History.  The  best  brief  modern 
account  of  Spanish  exploration  and  conquest  is  Bourne's 
Spain  in  America.  For  the  French  achievements  Park- 
man's  Pioneers  of  France  in  the  New  World,  The  Jesuits 
in  North  America,  La  Salle  and  the  Discovery  of  the 
Great  West,  The  Old  Regime  in  Canada,  Frontenac  and 
New  France,  A  Half  Century  of  Conflict,  and  Montcalm 
and  Wolfe  still  hold  their  place  in  scholarship  and  liter- 
ary charm;  Thwaites's  France  in  America  is  the  best  brief 
account.  Channing's  History  of  the  United  States,  in- 
tended to  cover  the  whole  period,  is  a  scholarly  narrative 
embodying  recent  investigations.  The  fullest  account  by 
an  English  writer  is  Doyle's  English  in  America,  but  the 
treatment  of  colonial  affairs  in  Gardiner's  History  of 
England  in  the  Reigns  of  Elizabeth  and  James  I,  and  the 

3°9 


310  AMERICAN    DEMOCRACY 

later  works  by  the  same  author  on  the  Puritan  period  in 
England,  should  not  be  neglected.  See  also  Eggleston's 
Beginners  oj  a  Nation,  Fiske's  Dutch  and  Quaker  Colo- 
nies, Andrews's  Colonial  Selj -Government,  and  Greene's 
Provincial  America.  Selections  from  charters  and  other 
formal  documents  (to  1898)  are  in  MacDonald's  Docu- 
mentary Source  Book  oj  American  History. 


CHAPTER  II 

THROUGH  REVOLUTION  TO  INDEPENDENCE 

Authorities.  Of  the  comprehensive  narratives  of  the 
Revolutionary  period  that  of  Channing,  History  oj  the 
United  States,  is  the  most  scholarly  and  judicious.  Lecky's 
History  oj  England  in  the  Eighteenth  Century  gives  a 
critical  English  view.  Tyler's  Literary  History  oj  the 
American  Revolution  is  indispensable  for  an  understand- 
ing of  the  period,  and  Fisher's  Story  oj  the  American 
Revolution  is  often  important  for  details.  Burke's 
speeches  on  American  Taxation  and  Conciliation  with 
America  are  the  great  pleas  of  a  great  statesman.  The 
most  useful  biographies,  important  also  in  some  cases  for 
the  early  constitutional  period  as  well,  are  those  of  Frank- 
lin, Samuel  Adams,  Patrick  Henry,  John  Adams,  Wash- 
ington, and  Jefferson  in  the  American  Statesmen  series, 
and  Sumner's  Robert  Morris,  the  latter  the  most  elaborate 
account  of  Revolutionary  finance.  There  is  an  admirable 
brief  sketch  of  the  finances  of  the  Revolution  in  Dewey's 
Financial  History  oj  the  United  States,  which  work  should 
also  be  consulted  on  all  later  financial  topics. 


BIBLIOGRAPHY  311 

CHAPTER  III 

FRAMING   A   NATIONAL   CONSTITUTION 

Authorities.  To  Channing's  United  States  may  now 
be  added  McMaster's  History  of  the  People  0}  the  United 
States,  beginning  with  the  close  of  the  Revolution  and 
extending  to  the  Civil  War,  and  rich  in  social  and  economic 
material.  Hildreth's  History  of  the  United  States,  an 
older  work  extending  to  1820,  is  still  important.  Ban- 
croft's History  of  the  Formation  and  Adoption  of  the 
Constitution  is  a  ponderous  work  not  yet  wholly  super- 
seded, but  McLaughlin's  The  Confederation  and  the 
Constitution  gives  in  brief  compass  the  essential  data. 
Farrand's  edition  of  the  debates  in  the  Federal  Conven- 
tion has  displaced  all  earlier  editions.  The  classical  con- 
temporary exposition  of  the  Constitution  is  The  Federalist, 
by  Hamilton  and  others,  available  in  numerous  editions. 
There  are  useful  biographies  of  Madison  and  Jay  in  the 
American  Statesmen  series. 


CHAPTER  IV 
THE    ORGANIZATION    OF    GOVERNMENT    AND    POLITICS 

Authorities.  For  the  general  narrative  Channing  and 
McMaster  as  before,  and  in  addition  Schouler's  History  of 
the  United  States,  an  important  work  extending  to  1865. 
Hildreth,  who  wrote  with  a  Federalist  leaning,  should  not  be 
passed  over.  Stanwood's  History  of  the  Presidency  is  the 
authoritative  account  of  the  successive  presidential  elec- 


3i2  AMERICAN    DEMOCRACY 

tions.  Additional  biographies  in  the  American  Statesmen 
series  include  those  of  Marshall,  Gallatin,  and  Monroe. 
With  1789  begin  the  regular  series  of  Senate  and  House 
journals  and  other  documents,  debates  in  Congress  (in 
successive  collections  known  as  Annals  of  Congress,  Con- 
gressional Debates,  Congressional  Globe,  and  Congressional 
Record),  the  United  States  Statutes  at  Large,  and  the 
decisions  of  the  Supreme  and  other  Federal  courts. 
Richardson's  Messages  and  Papers  0}  the  Presidents  is  a 
standard  compilation.  There  are  editions,  in  some  cases 
several  editions,  of  the  collected  writings  of  most  of  the 
earlier  statesmen  of  prominence. 


CHAPTER   V 

DEMOCRACY    AND    NATIONALITY 

Authorities.  For  the  period  from  1801  to  181 7 
Henry  Adams's  History  of  the  United  States  is  of  marked 
importance,  especially  on  the  diplomatic  side.  Channing's 
Jeffersonian  Period  and  Turner's  Rise  0}  the  New  West 
are  valuable  summary  accounts.  Mahan's  Sea  Power  in 
the  War  0}  1812  is  a  special  study  of  high  value.  Addi- 
tional biographical  literature  includes  the  lives  of  Cass, 
John  Quincy  Adams,  and  Jackson  in  the  American  States- 
men series,  and  the  lives  of  Jackson  by  Parton  (an  old- 
fashioned  work  still  valuable)  and  Bassett.  The  most 
notable  work  of  reminiscence  is  the  diary  of  John  Quincy 
Adams,  supplemented  now  by  Ford's  edition  of  Adams's 
writings.  Turner's  The  Frontier  in  American  History  is 
an  interpretation  of  the  first  importance;  Roosevelt's  Win- 
ning 0}  the  West  has  scholarly  merit  as  well  as  literary 
interest. 


BIBLIOGRAPHY  313 

CHAPTER  VI 

A  NEW  PHASE  OF   DEMOCRATIC   CONTROL 

Authorities.  To  the  biographies  already  referred  to, 
and  the  diary  of  John  Qirincy  Adams,  should  be  added 
the  lives  of  Webster,  Calhoun,  Benton,  and  Van  Buren 
in  the  American  Statesmen  series,  Benton's  Thirty  Years' 
View  (1820-1850),  Amos  Kendall's  Autobiography,  and 
the  diary  of  Van  Buren.  Special  studies  of  importance 
include  MacDonald's  Jacksonian  Democracy,  Hart's 
Slavery  and  Abolition,  DuBois's  History  oj  the  Suppression 
of  the  African  Slave  Trade,  Houston's  Critical  Study  of 
Nidlification  in  South  Carolina,  Catterall's  History  of  the 
Second  Bank  of  the  United  States,  Taussig's  Tariff  History 
of  the  United  States,  and  Bourne's  History  of  the  Surplus 
Revenue  of  1837. 

CHAPTER    VII 

A    HOUSE    DIVIDED    AGAINST   ITSELF 

Authorities.  Until  1850  the  authorities  are  mainly 
those  already  referred  to.  After  1850  Rhodes's  History 
of  the  United  States  from  the  Compromise  of  1850  is  the 
fullest  and  most  important  narrative  account.  Burgess's 
Middle  Period  and  Garrison's  Westward  Extension  are 
useful  shorter  studies.  The  lives  of  Seward,  Sumner, 
Chase,  and  Lincoln  in  the  American  Statesmen  series,  and 
the  elaborate  life  of  Lincoln  by  Nicolay  and  Hay,  also 
deal  with  the  period.  For  the  Mexican  war  J.  H.  Smith's 
War  with  Mexico,  Polk's  Diary,  a  human  document  of 
remarkable  interest,  and  McCormac's  James  K.  Polk. 


3i4  AMERICAN    DEMOCRACY 


CHAPTER    VIII 

THE  TRIUMPH  OF   NATIONALITY 

Authorities.  The  monumental  history  of  the  aboli- 
tion movement  is  W.  P.  and  F.  P.  Garrison's  William 
Lloyd  Garrison.  Spring's  Kansas  is  the  best  and  most 
picturesque  account  of  the  Kansas  episode.  The  best 
biographies  of  John  Brown  are  those  by  Sanborn  and 
Villard.  Burgess's  Civil  War  and  the  Constitution  is 
indispensable  for  the  constitutional  side  of  the  Civil  war, 
as  are  the  same  author's  Reconstruction  and  the  Consti- 
tution and  Dunning's  Reconstruction,  Political  and  Eco- 
nomic, for  the  reconstruction  period;  see  also  the  life  of 
Thaddeus  Stevens  in  the  American  Statesmen  series.  For 
the  position  of  the  South,  Davis's  Rise  and  Fall  oj  the 
Confederate  Government,  Stephens's  War  Between  the 
States,  and  Pollard's  Lost  Cause  are  of  first-rate  impor- 
tance. For  economic  conditions  in  the  South  during  the 
war,  Schwab's  Confederate  States  of  America.  Dewey's 
Financial  History  of  the  United  States,  already  referred 
to,  gives  an-  admirable  view  of  Civil  war  finance.  The 
elaborate  government  publication  known  as  War  of  the 
Rebellion:  Official  Records,  is  a  vast  collection  of  war 
documents,  chiefly  military  and  naval.  The  documents 
of  the  Confederate  government,  with  the  exception  of  the 
statutes  of  the  Confederate  Congress,  are  still  for  the 
most  part  unpublished.  The  memoirs  of  Grant,  Sherman, 
Sheridan,  McClellan,  and  other  military  leaders  have  some 
importance  as  personal  narratives  or  apologies. 


BIBLIOGRAPHY  315 

CHAPTER    IX 

THE   POLITICS   OF   INDUSTRY   AND    POWER 

Authorities.  Rhodes's  History  oj  the  United  States 
from  the  Compromise  oj  1850,  which  ends  with  1877,  is 
continued  by  the  same  author's  History  oj  the  United 
States  from  Hayes  to  McKinley.  Sparks's  National  De- 
velopment and  Dewey's  National  Problems  are  compen- 
dious narratives  of  much  usefulness.  Problems  of  tariff 
and  revenue  are  ably  treated  in  Taussig's  Tariff  History 
and  Dewey's  Financial  History,  already  referred  to;  see 
also  Laughlin's  Bimetalism  and  Horace  White's  Money 
and  Banking.  The  collected  writings  of  George  William 
Curtis  are  especially  important  for  the  civil  service  reform 
movement.  For  international  questions  see  Hart's  Foun- 
dations oj  American  Foreign  Policy,  Moore's  Principles 
oj  American  Diplomacy,  Fish's  American  Diplomacy,  and 
Latane's  America  as  a  World  Power;  with  these,  for  the 
documents,  Moore's  monumental  International  Law  Digest. 
Attention  should  again  be  called  to  Stanwood's  History 
oj  the  Presidency,  containing  the  texts  of  party  platforms 
and  details  of  presidential  campaigns  and  electoral  votes, 
and  Richardson's  Messages  and  Papers  oj  the  Presidents. 


CHAPTER    X 

AMERICA  AND  THE  NEW  WORLD 

Authorities.  With  the  exception  of  Sparks's  National 
Development  and  Dewey's  National  Problems,  already 
cited,  and  Paxton's  Recent  History  oj  the  United  States, 


316  AMERICAN    DEMOCRACY 

recourse  must  now  be  had  to  the  various  annual  cyclo- 
paedias  and    political    almanacs,    the    International    Year 
Book  and  American  Year  Book  being  especially  compre- 
hensive.    Bishop's  Theodore  Roosevelt  and  his  Time  and 
Woodrow   Wilson's    State   Papers   and    Addresses   are    of 
fundamental   importance.     There   is   as   yet   no   scholarly 
account  of  the  world  war,  and  most  of  the  popular  sketches 
are  highly  biased;   McMaster's  The  United  States  in  the 
World  War,  Crowell  and  Wilson's  How  America  went  to 
War,   and  Scott's  Survey   of  International  Relations   be- 
tween the  United  States  and  Germany,  1Q14-1Q17,  have, 
however,  some  usefulness.     The  fullest  and  ablest  account 
of  the  negotiations  at  Paris  is  Temperley's  History  of  the 
Peace  Conference,  with  the  texts  of  the  various  treaties 
and  numerous  documents. 


CHAPTER   XI 

POLITICS  AND  THE  AMERICAN  MIND 

Authorities.  There  is  no  comprehensive  work  on  the 
topics  treated  in  this  chapter.  The  following,  however, 
will  be  found  useful  in  addition  to  many  of  the  works 
already  cited:  The  Cambridge  History  of  American  Litera- 
ture, Merriam's  American  Political  Theories,  Bryce's 
American  Commonwealth,  De  Tocqueville's  Democracy  in 
America  (for  the  first  half  of  the  19th  century),  Hayes's 
American  Democracy,  its  History  and  Problems,  Croly's 
The  Promise  of  American  Life,  Stearns's  Liberalism  in 
America. 


CHRONOLOGY 


CHRONOLOGY 
I.    Until    the    Revolution 

1492.  First  voyage  of  Columbus.     Second  voyage  1493. 

third    1498,    fourth    1502.     Neither   voyage   ex- 
tended to  the  mainland  of  North  America. 

1493.  A   bull   of    Pope   Alexander    VI    divided    America 

between  Spain  and  Portugal. 
1497.     Cabot    discovered   some   part   of   North   America, 

probably  Cape  Breton  or  Labrador.     The  basis 

of  English  claims  to  American  territory. 
1 5 13.     Ponce   de   Leon    explored    Florida. 
1 5 19.     Pineda  found  the  mouth  of  the  Mississippi. 
1539-42.     De  Soto  traversed  the  Gulf  coast  from  Florida 

to  the  Mississippi. 
1587.     Grant    of    American    territory    to     Raleigh,    who 

named  the  territory  Virginia.     A  "  lost  colony  " 

planted  in  North  Carolina. 
(1603-25,  reign  of  James  I.) 

1606.     First  Virginia  charter;  first  settlement  1607. 
1609.     Second  Virginia  charter. 

161 2.     Third  Virginia  charter,  revoked  by  the  crown  1624. 
1 6 14.     John  Smith  explored  the  New  England  coast. 

1 619.  Representative  government  established  in  Virginia; 

first   introduction   of    negro   slaves. 

1620.  Grant  of  territory  to  the  Council  for  New  Eng- 

land.    Settlement    of   Separatists   at    Plymouth. 

319 


320  AMERICAN    DEMOCRACY 

162 1.     Charter   of   Dutch   West   India    Company;    1623, 
first  settlement  at  New  Amsterdam  (New  York). 
(1625-49,  reign  of  Charles  I.) 

1628.  Puritan  settlement  at  Salem,  Massachusetts. 

1629.  First    charter    of    Massachusetts:    annulled    1684. 

(Parliament  dissolved,  no  other  for  eleven  years.) 
1632.     Charter  of  Maryland;   taken  away  1688,  restored 
1 71 5;    representative  government  established   in 
Massachusetts. 

1635.  First  English  settlement  in  Connecticut. 

1636.  Settlement  of  Providence,  Rhode  Island;  Harvard 

College  established. 

1638.  Swedish    settlements    on    the    Delaware;     passed 

under  English  jurisdiction  1664;  acquired  by 
Penn  from  the  Duke  of  York  1682;  Delaware 
a  separate  colony  1703. 

1639.  Fundamental    Orders    of    Connecticut,    the    first 

frame  of  government. 

1643-84.     New  England  Confederation. 

1644.     Patent  for  Providence  Plantations. 

1649.     Maryland  Toleration  act. 

(1649-60,  Commonwealth  and  Protectorate.) 

1 65 1.  Beginning  of  series  of  navigation  acts  and  acts 
of  trade,  intended  to  control  colonial  trade  in 
the  interest  of  England;  1660,  so-called  First 
Navigation  act,  consolidating  and  extending 
earlier  provisions;  numerous  later  acts  to  1696. 

(1660-85,  reign  of  Charles  II.) 

1663.  First  charter  of  Carolina;  second  charter  1665;  in 
1729  the  two  colonies  of  North  and  South  Caro- 
lina passed  under  the  control  of  the  crown; 
charter  of  Rhode  Island,  legally  operative,  with 
some  changes  at   the   time  of   the   Revolution, 


CHRONOLOGY  321 

until  1843;  charter  of  Connecticut,  legally 
operative,  with  changes  as  in  Rhode  Island,  until 
1818. 
1664.  Following  war  between  England  and  Holland  the 
Dutch  possessions  in  America,  which  had  been 
taken  by  the  English,  were  given  to  the  Duke 
of  York  (later  James  II),  and  the  names  of 
New  Netherland  and  New  Amsterdam  were 
changed  to  New  York.  Grant  of  New  Jersey 
by  the  Duke  of  York  to  Berkeley  and  Carteret; 
in  1674  the  colony  was  divided,  and  Carteret's 
rights  in  East  New  Jersey  were  later  acquired 
by  Penn  and  Quaker  associates;  New  Jersey  a 
royal  province  from   1702. 

1 68 1.  Charter  of  Pennsylvania,  in  force  until  the  Revo- 

lution. 

1682.  La  Salle  took  possession  of  the  Mississippi  valley 

for  Louis  XIV  of  France;  1699,  first  settlements 
in  Louisiana;    1718,  New  Orleans  founded. 

1683.  Representative    government    established     in    New 

York. 

(1685-89,  reign  of  James  II;  1688-89,  English  Revo- 
lution.) 

( 1 689-1 702,  reign  of  William  and  Mary.) 

1689-97.  War  between  England  and  France,  known  in 
America  as  King  William's  war,  and  involving 
war  between  the  English  and  French  colonies 
without  change  in  the  territorial  status  of  either. 

1 69 1.  Second  charter  of  Massachusetts,  with  Plymouth 
incorporated;  Maine  later  purchased  by  Massa- 
chusetts from  the  Gorges  claimants. 

1693.    William  and  Mary  College  established. 

1701.     Cadillac  founded  Detroit. 


322  AMERICAN    DEMOCRACY 

(1702-14,  reign  of  Anne.) 

1702-13.    War    of    the    Spanish    Succession,    known    in 

America  as  Queen  Anne's  war. 
(1714-27,  reign  of  George  I.) 
(1727-60,  reign  of  George  II.) 
1733.     Charter  of  Georgia,  limited  to  21  years. 
1744-48.     War    of    the    Austrian    Succession,    known    in 

America  as  King  George's  war. 
1746.     Princeton  College  founded. 
1 756-63.     Seven  Years'  war    (fighting   in  America   from 

1754). 
(1760,  beginning  of  the  reign  of  George  III.) 

1763.     Peace  of  Paris. 


II.    The  Revolution  and  the  Confederation 

1763.  Royal   proclamation   regulating   the  administration 

of   the  territory  acquired   from   France. 

1764.  Sugar  act,  a  revival  and  revision  of  the  Molasses 

act  of  1733,  regulating  the  colonial  trade  in  sugar 
products. 
C765.  Stamp  act,  repealed  1766  to  the  accompaniment 
of  a  Declaratory  act  asserting  the  right  of 
Parliament  to  tax  the  colonies;  Stamp  Act 
Congress  at  New  York. 

1767.  Townshend  Revenue  acts;   modified  in   1770  with 

the  retention  of  a  duty  on  tea. 

1768.  British  troops  sent  to  Boston. 
1770.    March  5,  Boston  Massacre. 

1772.  Committees  of  Correspondence  begin  in  Massa- 
chusetts, later  appointed  in  all  the  colonies; 
burning  of  the  Gaspee  in  Narragansett  Bay. 


CHRONOLOGY  323 

1773.  December  16,  destruction  of  East  India  Company 

tea  at  Boston. 

1774.  The  "five  intolerable  acts":    (1)  closing  the  port 

of  Boston,  (2)  altering  the  Massachusetts  char- 
ter, (3)  providing  for  the  trial  in  England  or  in 
other  colonies  of  persons  accused  of  crime 
through  enforcement  of  revenue  laws,  (4)  regu- 
lating the  provision  of  quarters  for  troops,  (5) 
relating  to  the  province  of  Quebec.  Sept.-Oct., 
First  Continental  Congress,  Philadelphia,  issued 
a  Declaration  of  Rights  and  adopted  a  non- 
importation and  non-consumption  agreement 
known  as  "  The  Association." 

1775.  April  19,  battles  of  Lexington  and  Concord;  May 

10,  meeting  of  Second  Continental  Congress,  in 
existence  until  the  adoption  of  the  Articles  of 
Confederation,  1781;  June  17,  battle  of  Bunker 
Hill;  July,  Washington  took  command  of  the 
American  army;  December,  unsuccessful  attempt 
to  take  Quebec. 

1776.  March    17,    British   evacuated    Boston;    June,   un- 

successful attempt  of  British  to  take  Charles- 
ton; July  4,  Declaration  of  Independence; 
August,  battle  of  Long  Island,  followed  by 
Washington's  retreat  across  New  Jersey;  De- 
cember, battle  of  Trenton. 

1777.  January,    battle    of    Princeton;    June,    Burgoyne's 

invasion;  August,  St.  Leger  defeated  at  Oriskany; 
September,  Washington  defeated  at  Brandywine 
Creek;  October,  Burgoyne  surrendered  at  Sara- 
toga, Washington  unsuccessful  at  Germantown; 
November,  Articles  of  Confederation  adopted  by 
Congress  and  submitted  to  the  States. 


324  AMERICAN    DEMOCRACY 

1778.  February,  alliance  with  France;  British  abandoned 

Philadelphia,  but  occupied  Charleston  and 
Savannah;  beginning  of  three  years'  war  in  the 
South;  Indian  power  broken  in  the  Wyoming 
valley;  Kaskaskia  and  Vincennes  taken  by 
Clark. 

1779.  Naval  victories  of  John  Paul  Jones. 

1 78 1.  Articles  of  Confederation  in  effect;   October,  sur- 

render of  Cornwallis  at  Yorktown. 

1782.  Preliminary   treaty   of  peace. 

1783.  September  3,  definitive  treaty  of  peace. 

1784.  Jefferson's  plan  for  the  organization  of  the  western 

territory. 
1787.  May,  Federal  Convention,  Philadelphia;  Septem- 
ber, Constitution  adopted  by  the  convention, 
transmitted  by  Congress  to  the  States,  and  rati- 
fied by  conventions  in  eleven  States  by  the  end 
of  1788;  Northwest  Ordinance,  or  Ordinance  of 
1787,  adopted  by  Congress  while  the  Federal 
Convention  was  in  session. 

III.     Constitutional  Period 

1789-93.     First   Washington  administration.     1st   and  2d 

Congresses. 
April  30,  1789.    Washington  inaugurated  at  New  York,  the 

administration    dating    legally    from    March    4; 

Federal  capital  at  New  York  1789-91,  then  at 

Philadelphia   until    1801,   then   removed   to   the 

District  of  Columbia. 

1789.  North   Carolina  ratified   the   Constitution. 

1790.  Rhode  Island  ratified  the  Constitution;  first  decen- 

nial census. 


CHRONOLOGY  325 

1 79 1.  First   Bank   of  the   United    States   chartered,   the 

charter  expiring  by  limitation  in  181 1;  Vermont 
admitted  as  a  State;  December,  first  ten  Amend- 
ments of  the  Constitution  in  force. 

1792.  Kentucky  admitted  as  a  State. 

1793.  Proclamation  of  American   neutrality   in   war  be- 

tween   England    and    France;     Genet    episode; 
cotton  gin  invented  by  Eli  Whitney. 
1793-97.       Second  Washington   administration.     3d  and 
4th  Congresses. 

1794.  Whiskey  insurrection  in  Pennsylvania;   Jay  treaty 

with  England. 

1796.    Tennessee  admitted  as  a  State. 

1 797-1801.  John  Adams  administration.  5th  and  6th 
Congresses. 

1798.  January  8,  Eleventh  Amendment  in  force;  X.  Y.  Z. 
affair;  naval  war  with  France;  Alien  and  Sedi- 
tion acts;   Kentucky  and  Virginia  resolutions. 

1801-05.  First  Jefferson  administration  (Jefferson  chosen 
by  the  House  of  Representatives),  yth  and  8th 
Congresses. 

1801-02.     War  with  the  Barbary  states. 

1803.  Ohio   admitted   as   a   State;    Louisiana   purchased 

from  France. 

1804.  September  25,  Twelfth  Amendment  in  force. 
1805-09.    Second  Jefferson  administration,     gth  and  10th 

Congresses. 
1806.     Embargo  act;  the  Burr  conspiracy. 
1809-13.     First  Madison  administration,     nth  and  12th 

Congresses. 
1810.     American  occupation  of  Spanish  territory  east  of 

the  Mississippi. 


326  AMERICAN    DEMOCRACY 

1812.     Declaration    of    war   against    England;    Louisiana 

admitted  as  a  State. 
1813-17.     Second    Madison    administration.        13th    and 

14th  Congresses. 

1 8 14.  August,  capitol  and  other  buildings  at  Washington 

burned  by  the  British;  September,  naval  battles 
of  Lake  Erie  and  Lake  Champlain;  October, 
British  and  Indians  defeated  by  Harrison  at  the 
Thames;  December  24,  treaty  of  Ghent. 

181 5.  January,  defeat  of  the  British  by  Jackson  at  New 

Orleans. 

1816.  Protective  tariff  act;   second  Bank  of  the  United 

States  chartered  (the  constitutionality  of  the 
bank  was  upheld  by  the  Supreme  Court  in  18 19, 
in  the  case  of  McCulloch  v.  Maryland;  the 
charter  expired  by  limitation  in  1836);  Indiana 
admitted  as  a  State. 
181 7-2 1.  First  Monroe  administration.  15th  and  16th 
Congresses. 

181 7.  Mississippi   admitted   as   a    State. 

1 81 8.  Jackson   invaded   Florida;    Illinois   admitted   as  a 

State. 

1 8 19.  The     Floridas    acquired    from    Spain    by    treaty 

(ratified  by  Spain  1821);  Alabama  admitted  as 
a  State. 

1820.  First  Missouri  compromise;   Maine  admitted  as  a 

State. 

182 1.  Second   Missouri   compromise;    Missouri   admitted 

as  a  State. 
1821-25.     Second  Monroe  administration.     17th  and  18th 
Congresses. 

1823.  Declaration  of   the  Monroe  doctrine. 

1824.  Protective  tariff  act. 


CHRONOLOGY  327 

1825-29.  John  Qnincy  Adams  administration  (Adams 
chosen  by  the  House  of  Representatives),  igth 
and  20th  Congresses. 

1825.     Erie  canal  completed. 

1828.  Protective  tariff,  known  as  the  "  tariff  of  abomi- 
nations." 

1829-33.  First  Jackson  administration.  21st  and  22d 
Congresses. 

1830.  The  "great  debate"  in  the  Senate  between  Web- 

ster and  Hayne;  first  section  of  the  Baltimore 
&  Ohio  Railroad  opened. 

183 1.  First  national  nominating  convention,  that  of  the 

Anti-Masonic  party;  the  "Liberator"  founded 
by  William  Lloyd  Garrison. 

1832.  Bill  to  recharter   the  Bank  of   the  United  States 

vetoed;  protective  tariff  act,  modifying  the 
duties  of  the  act  of  1828;  South  Carolina  ordi- 
nance of  nullification;  Jackson's  proclamation  to 
South  Carolina;  New  England  Anti-Slavery 
Society  founded. 

1833.  Compromise  tariff  act. 

1833-37.  Second  Jackson  administration.  23d  and  24th 
Congresses. 

1833.  Removal  of  the  deposits;  Senate  resolution  cen- 
suring Jackson  expunged  from  the  journal 
January,  1837. 

1836.  Act  for  the  distribution  of  the  surplus  revenue 
among  the  States;  "gag  rule"  of  the  House  of 
Representatives  against  the  reception  of  aboli- 
tion petitions;  Arkansas  admitted  as  a  State; 
Texas  declared  its  independence  of  Mexico. 

1837-41.  Van  Bur  en  administration.  25th  and  26th 
Congresses. 


328  AMERICAN    DEMOCRACY 

1837.     Michigan  admitted  as  a  State;  panic  of  1837. 

1839.  "Aroostook    war"    over    the    disputed    northern 

boundary  of  Maine. 

1840.  Independent  Treasury  act,  repealed   1841,  system 

reestablished  1846. 

1841-45.  Harrison  and  Tyler  administrations  (Harrison 
died  April  4,  1841).     2jth  and  28th  Congresses. 

1842.  Ashburton  treaty  settling  the  northeastern  bound- 
ary dispute;  tariff  act. 

1844.  Treaty   for   the  annexation   of  Texas   rejected  by 

the  Senate. 

1845.  Texas  annexed  by  joint  resolution,  admitted  as  a 

State  in  December;  Florida  admitted  as  a  State. 
1845-49.     Polk  administration.    29th  and  30th  Congresses. 

1846.  May   8,   battle   of   Palo  Alto;    May   9,   battle  of 

Resaca  de  la  Palma;  May  13,  declaration  of  war 
against  Mexico;  Wilmot  proviso  regarding 
slavery  in  territory  purchased  from  Mexico; 
Iowa  admitted  as  a  State. 

1847.  February,  battle  of  Buena  Vista;  September,  occu- 

pation of  the  city  of  Mexico. 

1848.  February  2,  treaty  of  Guadalupe  Hidalgo  ending 

the   Mexican   war;    discovery   of   gold   in   Cali- 
fornia;  Wisconsin  admitted  as  a  State. 
1849-53.     Taylor   and   Fillmore   administrations    (Taylor 
died  July  9,  1850).    31st  and  32d  Congresses. 

1849.  A  free  State  constitution  adopted  by  California. 

1850.  Compromise   measures;    California   admitted   as   a 

State;  Clayton-Bulwer  treaty  with  Great  Britain 
regarding  an  isthmian  canal. 
1852.     Publication  of  "Uncle  Tom's  Cabin." 
1853-57.    Pierce    administration.      33d    and    34th    Con- 
gresses. 


CHRONOLOGY  329 

1853.  Gadsden  purchase  of  Mexican  territory. 

1854.  Kansas-Nebraska  act;   Republican  party  organized 

in  Michigan;  Ostend  manifesto  regarding  the 
annexation  of  Cuba. 

1855-56.     Civil  war  in  Kansas. 

1857-61.  Buchanan  administration.  35th  and  36th  Con- 
gresses. 

1857.  Dred  Scott  decision;  panic  of  1857. 

1858.  Lincoln-Douglas    debates    in    Illinois;     Minnesota 

admitted  as  a  State. 

1859.  John    Brown's    raid    at    Harper's    Ferry;    Oregon 

admitted  as  a  State. 

i860.  December  20,  South  Carolina  ordinance  of  seces- 
sion. 

1861.  January,  Kansas  admitted  as  a  State;  February, 
government  of  the  Confederate  States  of  America 
formed   at   Montgomery. 

1861-65.  First  Lincoln  administration.  37th  and  38th 
Congresses. 

1 86 1.  April  13,  surrender  of  Fort  Sumter;  July  21,  first 

battle  of  Bull  Run;   the  Trent  affair. 

1862.  Union    victories   at    Fort   Henry,    Fort    Donelson, 

Madrid,  and  Island  No.  10;  March,  Monitor- 
Merrimac  encounter;  Lincoln's  message  recom- 
mending compensated  emancipation;  April,  bat- 
tle of  Shiloh;  New  Orleans  taken;  June-July, 
Wilderness  campaign;  August  29-30,  second 
battle  of  Bull  Run;  September,  battle  of 
Antietam,  followed  by  the  Emancipation  Procla- 
mation, effective  January  1,  1863;  greenback 
currency  introduced;  Union  Pacific  and  Central 
Pacific   railways   chartered;    Homestead   act. 

1863.  July  1-3,  battle  of  Gettysburg;  July  4,  Vicksburg 


330  AMERICAN    DEMOCRACY 

taken,  completing  the  opening  of  the  Mississippi; 
September,  battle  of  Chickamauga;  November, 
battle  of  Chattanooga;  National  Bank  act; 
Habeas  Corpus  act;  Draft  act,  followed  by  riots 
in  New  York;  West  Virginia  admitted  as  a 
State. 

1864.  May,  Wilderness  battles;  June,  the  Alabama  sunk 

by  the  Kearsarge;  August,  Mobile  taken;  August- 
October,  Sheridan's  Shenandoah  valley  raid; 
September,  Atlanta  taken;  December,  Savannah 
and  Nashville  taken;  Nevada  admitted  as  a 
State. 
1865-69.  Lincoln  and  Johnson  administrations  (Lincoln 
assassinated  April  14,  died  the  next  day).  39th 
and  40th  Congresses. 

1865.  April  9,  surrender  of  Lee;   April  26,  surrender  of 

Johnston;  May  29,  Johnson's  amnesty  procla- 
mation; December  18,  Thirteenth  Amendment 
in  force. 

1866.  Freedmen's   Bureau  act;    Civil   Rights  act;    June, 

Fourteenth  Amendment  adopted  by  Congress,  in 
force  July  28,  1868;   Atlantic  cable  opened. 

1867.  Reconstruction    acts;    Tenure   of    Office  act;    im- 

peachment of  Johnson;  Nebraska  admitted  as  a 
State;  Alaska  purchased  from  Russia;  National 
Grange  of  the  Pa'.rons  of  Husbandry  formed. 
1869-73.     First    Grant    administration.      41st    and   42nd 
Congresses. 

1869.  Knights  of  Labor  organized. 

1870.  Fifteenth  Amendment  in  force. 

1870-72.     Federal  election  acts,  popularly  known  as  the 
"  force  bills." 

1 87 1.  Treaty  of  Washington  for  the  arbitration  of  the 


CHRONOLOGY  331 

Alabama    claims    and    the    northwest    boundary 

controversy. 
1873-77.     Second  Grant   Administration.     43d  and  44th 

Congresses. 
1873.    A  Coinage  act,  later  known  as  "  the  crime  of  1873," 

omitted  the  standard  silver  dollar  from  the  list 

of  coins;  panic  of  1873. 

1875.  Resumption  act,  providing  for  the  resumption  of 

specie  payment  January   1,   1879. 

1876.  Colorado  admitted  as  a  State. 

1877-81.  Hayes  administration  (Hayes  chosen  in  accord- 
ance with  the  decisions  of  an  Electoral  Com- 
mission).    45th   and  46th   Congresses. 

1877.  Baltimore  &  Ohio  Railway  strike. 

1878.  Bland- Allison  Silver  Coinage  act. 

1880.  Treaty  with  China  restricting  Chinese  immigration. 
1881-85.     Garfield  and  Arthur  administrations   (Garfield 

shot   July   2,    died    September    19).     47th,   and 
48th  Congresses. 

1 88 1.  American   Federation  of  Labor  organized. 

1882.  Act  prohibiting  for  ten  years   the  immigration  of 

Chinese  laborers;  1892,  act  extended  for  another 
ten  years. 

1883.  Pendleton    Civil    Service    act;     revised    protective 

tariff  act. 

1884.  Revised  tariff  bill  defeated. 

1885-89.  First  Cleveland  administration.  4Qth  and  50th 
Congresses. 

1887.     Cleveland's  tariff  message;  Interstate  Commerce  act. 

1889-93.  Harrison  administration.  51st  and  $2d  Con- 
gresses. 

1889.  North  Dakota,  South  Dakota,  Montana,  and 
Washington   admitted  as   States. 


332  AMERICAN    DEMOCRACY 

1890.  McKinley  Tariff  act;  Sherman  Anti-Trust  act; 
Sherman  Silver  Purchase  act,  repealed  1893; 
Idaho  and  Wyoming  admitted  as  States. 

1892.  Homestead,  Pa.,  strike. 

1893.  Treaty    for   the  annexation   of   Hawaii   submitted 

to  the  Senate,  later  withdrawn  by  Cleveland. 
1893-97.     Second    Cleveland    administration.      53rd    and 
54th  Congresses. 

1893.  Panic  of  1893;   Behring  Sea  arbitration. 

1894.  Wilson-Gorman  tariff  act;   Chicago  railway  strike. 

1895.  Venezuela  boundary  controversy  with  Great  Britain. 

1896.  Utah  admitted  as  a  State. 

1897-1901.  First  McKinley  administration.  55th  and 
56th   Congresses. 

1897.  Dingley  protective  tariff  act. 

1898.  February    15,   Battleship  Maine  destroyed  by  an 

explosion  at  Havana;  April  11,  McKinley's 
message  on  the  Cuban  crisis;  April  19,  joint 
resolution  on  the  independence  of  Cuba;  April 
23,  declaration  of  war  against  Spain;  May  1, 
Dewey's  victory  at  Manila;  July  3,  destruction 
of  the  Spanish  fleet  at  Santiago;  August  12,  pre- 
liminary peace;  December  10,  definitive  treaty 
of  peace  (a  later  cession  of  islands  in  the  Philip- 
pines November  7,  1920) ;  July,  Federal  Bank- 
ruptcy act. 

1899.  Tripartite    treaty    (United    States,    Great    Britain, 

and  Germany)  partitioning  the  Samoan  Islands; 
First  Hague  Conference. 

1900.  Civil  government  established  in  the  Philippines. 

1901-05.  McKinley  and  Roosevelt  administrations  (Mc- 
Kinley shot  September  6,  1901,  died  September 
14).    57th  and  58th  Congresses. 


CHRONOLOGY  333 

1 90 1.  Panama    Canal    treaty    with    Great    Britain    re- 

placing the  Clayton-Bulwer  treaty  of  1850;  first 

of  several  important  acts  amending  the  Inter- 
state Commerce  act  of  1887. 

1902.  Act  for  the  reclamation  of  arid  lands;  anthracite 

coal  strike. 

1902.  Commission  government  for  the  Philippines  estab- 

lished; replaced  by  representative  government  in 
1916. 

1903.  Isthmian  Canal  convention. 

1904.  Panama  Canal  Zone  treaty. 

1905-09.     Roosevelt  administration,    sgth  and  60th  Con- 
gresses. 

1907.  Inland  Waterways  Commission  established;   Okla- 

homa admitted  as  a  State. 

1908.  First   conference   of  governors   at  Washington. 
1909-13.     Tajt  administration.     61 st  and  62d  Congresses. 

1909.  Payne-Aldrich  tariff  act. 

1910.  Postal   savings  banks  established. 

1910-n.     Garment     workers'     strike,     New     York     and 
Chicago. 

191 2.  Arizona  and  New  Mexico  admitted  as  States. 

1913.  February  25,  Sixteenth  Amendment  in  force. 

19 13-17.     First    Wilson    administration.      63d    and    64th 
Congresses. 

19 13.  May  31,  Seventeenth  Amendment  in  force;  Under- 

wood tariff  act;    Federal   Reserve   Bank  system 
established. 

19 14.  August,  declarations  of  war  in  Europe. 

19 1 6.  Champlain  Barge  Canal  completed. 

19 1 7-2 1.     Second  Wilson  administration.     65th  and  66th 
Congresses. 

1917.  February  5,  Immigration  Restriction  act   (further 


334  AMERICAN    DEMOCRACY 

restrictions  by  act  of  June  5,  1920);  March  2, 
Porto  Rico  Government  act;  March  31,  Virgin 
Islands  occupied  by  the  United  States  under 
treaty  of  purchase  with  Denmark;  April  2,  Wil- 
son's war  message;  April  6,  declaration  of  war 
against  Germany;  December,  declaration  of  war 
against   Austria. 

19 1 8.  November  11,  armistice;  Erie  Barge  Canal  opened. 

19 19.  January    18,   Peace   Conference   opened   at   Paris; 

June  28,  treaty  of  Versailles  signed;  November 
19,  treaty  rejected  by  the  Senate. 

1920.  January     16,    Eighteenth    Amendment    in    force; 

March  19,  treaty  of  Versailles  again  rejected  by 
the    Senate;    April    13,    Railway    Wage    Board 
established;  June  10,  Nineteenth  Amendment  in 
force. 
192 1-     .    Harding   administration.      67th   Congress. 

192 1.  May  18,  Immigration  Restriction  act  establishing 

a  quota  system,  operative  until  June  30,  1922, 
but  subsequently  extended;  May  27,  Emergency 
Tariff  act;  June  16,  Federal  Budget  and  Account- 
ing act;  July  2,  joint  resolution  declaring  peace 
with  Germany  and  Austria;  August  15,  Meat 
Packers  and  Stockyards  act;  August  24,  Grain 
Exchange  Trading  act;  August  25,  treaty  of 
peace  with  Germany  signed;  October  18,  peace 
treaties  with  Germany,  Austria,  and  Hungary 
ratified  by  the  Senate;  treaty  with  Colombia 
paying  for  the  Panama  Canal  zone;  November, 
Washington  Conference  on  disarmament;  De- 
cember 13,  four-Power  treaty  (United  States, 
Great  Britain,  France,  and  Japan)  regarding  the 
Pacific. 


INDEX 


Abolition  movement,   170,   171. 

Adams,  John,  in  Revolution, 
47;  vice-president,  76,  95; 
president,  98. 

Adams,  J.  Q.,  and  Monroe  doc- 
trine, 13  5,  137;  president, 
140-145;  treaty  of  1819,  174. 

Adams,  Samuel,  32,  40. 

Africa,   colonial   trade   with,   15. 

Aguinaldo,   258. 

Alabama,   23,   130,   205. 

Alaska,  67,  177;  Russian  claim, 
136,    137;    purchased,    228. 

Albany  regency,  159,  161. 

Amendments,  constitutional:  I- 
X,  94;  XI,  100;  XII,  76,  120; 
XIII,    214;    XIV,    221,    222, 

224,    228;    XV,    222,    223;    XVI, 

251;  XVII,  267;  XIX,  280, 
281.  See  Constitution  of  the 
United  States. 

America,  discovery,  1,  2. 

American  Antislavery  Society, 
170. 

American  party,  199. 

Amherst,  General,  21,  23. 

Amiens,  peace  of,  109. 

Andrew,  John  A.,  207. 

Annapolis  convention,  57. 

Anti-Catholic  agitation,   164. 

Anti-Federalists,  origin,  72 ;  in 
first  Congress,  82 ;  bank  con- 
troversy, 92 ;  in  second  Con- 
gress, 95. 

Anti-Imperialism,    257,   258. 

Antislavery  societies,  early,  170. 


Anti-Trust  act,  247. 
Antietam,   210. 
Appalachian  mountains,  23. 
Arizona,  180,  182,  269. 
Arkansas,  164,  205,  208. 
Armistice  of  1918,  276. 
Arnold,  Benedict,  37. 
Arthur,    Chester    A.,    president, 

240. 
Articles    of    Confederation,    51- 

54- 
Ashburton  treaty,   176. 
Atlanta,  Ga.,  213. 
Attorney-General,  office  created, 

83- 
Austria,    archduke    assassinated, 
271;     ambassador     dismissed, 
273;    war    with,    273;    peace 
with,  281,   282. 

Baltimore,  Lord,   7. 

Baltimore,  Md.,   207. 

Bank  of  the  United  States,  first, 
89-93,  125;  second  chartered, 
125;     under     Jackson,     147- 

154- 

Banks,  national,  209,  230;  State, 
158,  162. 

Barbados,   12. 

Bering  sea  seal  fisheries,  256. 

Belgium,  271. 

Bell,  John,  presidential  candi- 
date in  i860,  204. 

Benton,  Thomas  H.,   152,   153. 

Berlin   treaty,   256. 

Black  Hawk  war,  165. 


335 


336 


INDEX 


Blaine,  James  G.,  242,  246,  247. 

Bland-Allison  act,  238,  247. 

Blockade,    Civil   war,    209. 

Bolshevism,  300. 

Bond  issues,  Civil  war,  230. 

Boston,  Mass.,  25,  34-37,  79. 

Boundaries  of  the  United  States 
in  1783,  43;  northern,  79; 
Texas,  173,  174;  northeastern, 
176. 

Boundary  controversies,  colo- 
nial,  17. 

Braddock,  General,  21. 

Bradley,   Associate   Justice,   237. 

Brazil,  3. 

Breckinridge,  J.  C,  presidential 
candidate  in  i860,  204. 

Brooklyn,  N.  Y.,  draft  riots, 
211. 

Brown,  John,  203. 

Bryan,  W.  J.,  presidential  can- 
didate in  1896,  252 ;  in  1900, 
259;   in   1908,   266. 

Buchanan,  James,  administra- 
tion, 199-206. 

Buffalo,  N.  Y.,  259. 

Bull  Run,  first  battle  of,  207. 

Burgoyne,   General,  39,  41,  46. 

Burke,  Edmund,  33,  288. 

Burr,  Aaron,  election  of,  1800, 
102-104;  kills  Hamilton,  113; 
conspiracy,    113-115. 

Cabinet,  origin,  83,  84;  Jack- 
son's theory,  151;  rupture 
under  Jackson,  155;  resigna- 
tions under  Tyler,  168. 

Calhoun,  John  C.,  on  Jefferson, 
118;  vice-president  in  1824, 
141-143 ;  vice-president  in 
1828,  14s;  resigns  the  vice- 
presidency,  155 ;  South  Car- 
olina      "Exposition,"        155; 


leader  of  strict  construction- 
ists, 160;  death,  190. 

California,  Spanish  occupation, 
5 ;  in  Mexican  war,  180-182 ; 
gold  discovered,  183 ;  State 
constitution,  183;  admitted, 
188;  vote  in  1880,  239;  in 
election  of  1912,  269. 

Campaign   contributions,    248. 

Canada,  5,  20,  79;  during  the 
Revolution,  37,  40,  43;  war 
of     1812,     123;     rebellion     of 

1837,    178. 

Canning,   Lord,   138. 

Cape   Breton,   20,   21. 

Capital,  federal,  constitutional 
provisions,  80 ;  controversy 
over  location,  88 ;  at  Phila- 
delphia, 94;  District  of  Co- 
lumbia, 95. 

Carolina  grant,   11. 

Carpet-baggers,    229. 

Carteret,  Lord,  11. 

Cavite,  P.  I.,  257. 

Censure  of  Jackson,  152,  153. 

Census  of  1790,  77;  of  1800, 
109;  of  1810  and  1820,  130, 
164;  of  1830  and  1840,  164; 
of  1850  and  1870,  227. 

Champlain,  Lake,  21,  37. 

Charles   II,    10,    18. 

Charleston,  S.  C,  79,  207. 

Charters,  colonial,  of  Virginia 
and  Maryland,  7;  Massachu- 
setts, 8 ;  Rhode  Island,  9 ; 
Connecticut,  10;  Pennsylvania 
and  Carolina,  11;  nature  of, 
16,  17. 

Checks  and  balances  in  the 
Constitution,   69,   70. 

Chinese  immigration,  256. 

Chisholm  v.  Georgia,  100. 

Church  of  England,  13. 


INDEX 


337 


Citizenship  under  Dred  Scott 
decision,  201. 

Civil  service  under  Jefferson, 
no;  under  J.  Q.  Adams,  143; 
under  Jackson,  146,  147;  law 
of  1883,  241 ;  under  Cleve- 
land, 245. 

Civil  war,  206-213;  nationalism, 
300. 

Clay,  Henry,  in  election  of  1824, 
141 ;  secretary  of  state,  142 ; 
compromise  tariff  of  1833, 
157;  presidential  candidate  in 
1848,  174;  compromise  of 
1850,  188. 

Cleveland,  Grover,  first  adminis- 
tration, 242-246;  defeated  in 
1888,  246;  second  administra- 
tion,  250-252. 

Clinton,  General,  42. 

Clinton,   Governor,  96. 

Coinage,  decimal  system,  84; 
laws  revised  in   1873,  233. 

Colombia  treaty,   264. 

Colonial  policy  of  Great  Britain, 

33- 

Colorado,  182,  238. 

Columbia  river,   112,   177,   178. 

Commerce,  colonial,  24,  25; 
neutral,  in  Napoleonic  wars, 
115,  116;  statistics,  227. 

Commonwealth,  English,   10. 

Communists,  305. 

Compact  theory  of  the  Consti- 
tution, 101. 

Compromise,  Missouri,  130-135; 
of  1850,  184-191. 

Concord,  Mass.,  35. 

Confederate  States  of  America, 
205. 

Confederate  States,  constitu- 
tions of,  under  reconstruction, 
219. 


Congress,  first,  81,  84-94;  sec- 
ond, 95. 

Conkling,   Roscoe,   240. 

Connecticut,  10;  boundary  con- 
troversies, 17;  in  Revolution, 
30;    ratifies   the    Constitution, 

73- 

Constitution  of  the  United 
States,  convention,  58-71 ; 
ratification,  7r-74;  counting 
electoral  vote,  236;  applica- 
tion to  Philippines,   258. 

Constitutional  Union  party, 
204. 

Constitutions  of  southern  States 
under   reconstruction,    219. 

Continental  Congress,  first,  35; 
second,  36,  38,   54. 

Continental   system,   115,    116. 

Cooper,  James  Fenimore,  299. 

Cornwallis,  General,  40,  42,  46, 

54- 

"  Corrupt  bargain,"  142. 

Cotton  gin,   129,   132. 

Crawford,  William  H.,  141. 

"  Crime  of  1873,"  233. 

Cromwell,  Oliver,  10. 

Cuba,  relations  with,  253;  inde- 
pendence, 254;  protectorate, 
258,  259;  provisional  govern- 
ment, 265. 

Currency,  Revolutionary  paper, 
45;  as  a  political  issue,  232, 
233.    See  Silver. 

Curtis,    Associate    Justice,    202. 

Davis,  Jefferson,   205. 

Debs,  Eugene  V.,  presidential 
candidate  in  1912,   267,   269. 

Debt,  national,  Hamilton's  fund- 
ing plan,  85-88;  Jefferson's 
opposition  to  funding,  88;  in 
1810-1820,  125;  in  1835,  158; 


338 


INDEX 


in  i860,  228;  Civil  war,  228; 
Confederate  states,  228. 

Declaration  of  the  causes  and 
necessity  of  taking  up  arms, 
36. 

Declaration  of  Independence,  38, 
39;   in  France,  40. 

Delaware,   73,  205. 

Democratic  party,  origin  of 
name,  144;  Texas,  172;  com- 
promise of  1850,  189;  Kansas- 
Nebraska  act,  194;  Dred  Scott 
decision,  202 ;  Civil  war,  208 ; 
after  Civil  war,  231;  election 
of  1876,  235,  236;  criticism  of 
Hayes,   237. 

Dependent  pension   act,   247. 

Deposit,   removal  of,   150-152. 

Dewey,  Commodore,  254. 

Dickinson,  John,  47. 

Dingley   tariff,   164. 

Directory,  French,  97. 

Disarmament  conference,   282. 

Discovery  of  America,  1,  2. 

District  of  Columbia,  federal 
capital,  95;  slave  trade  in, 
188,  189;  emancipation  in, 
229. 

Douglas,  Stephen  A.,  Kansas- 
Nebraska  act,  193,  194;  de- 
bates with  Lincoln,  202,  213. 

Draft  riots,   211. 

Dred  Scott  case,  199-203. 

Duane,  William  J.,  151. 

Dutch  at  New  York,   10,   15. 

East  Florida,  43,  79,  130. 

East  India  Company,  34,  35. 

Education,  colonial,   290. 

El  Caney,  254. 

Elections,  congressional,  of  1790, 

95;    of   1804   and    1806,    115; 

of    1808,    120,    121;    of    1828, 


145;  of  1840,  165;  of  1846, 
182;  of  1848,  164,  165;  of 
1856,  199;  of  1874,  233,  234; 
of  1880-1884,  243;  of  1888, 
246;  of  1890,  248;  of  1900, 
259;  of  1910,  266;  of  1912, 
269;  of  1916  and  1918,  280. 

Elections,  presidential.  See 
names   of  presidents. 

Electoral  commission,  236,  237. 

Emancipation,  Lincoln's  procla- 
mation, 209,  210;  in  District 
of    Columbia,    229. 

Embargo  act,   117. 

Emerson,     Ralph     Waldo,     192, 

•  300. 

English  colonization,  beginnings, 
6  seq. 

Erie,  Lake,  battle  of,  123. 

European  war  of  1914-1918, 
271-276. 

Exeter,  N.  H.,  9. 

Federal  Convention.  See  Con- 
stitution of  the  United  States. 

Federalist  party,  origin,  71 ;  first 
Congress,  82 ;  second  Con- 
gress, 95;  decline,  104,  105; 
Congressional  elections  of 
1804-1806,  115;  of  1808,  120, 
121. 

"Fifty-four  forty  or  fight,"  177. 

Filipinos  demand  independence, 
258. 

Fillmore,  Millard,  president, 
188;  presidential  candidate  in 
1856,  199. 

Fiscal  Bank  of  the  United 
States,  167,  168. 

Florida  (Spanish),  20;  ceded  to 
England,  22;  East,  23;  West, 
23 ;  treaty  of  1819,  130. 

Florida   (State),   184,   205,   235. 


INDEX 


339 


Foreign  criticism,  295. 

Fort  Sumter,   206. 

Fourteen  points,  276. 

France,  exploration  and  coloniz- 
ation, 4,  5,  18,  20;  alliance 
with,  in  1778,  40,  41;  loans, 
45;  relations  with,  95,  96,  99; 
claims   paid,    158. 

Franklin,  Benjamin,  25,  40,  47, 
62. 

Freedom  of  the  seas,  277,  278. 

Fremont,  John  C,  presidential 
candidate  in  1856,  199. 

French    and    Indian    wars,    19- 

23- 
French      Revolution,      95,      96, 

105. 
Fugitive    slave    law,    187,    188; 
enforcement,   191,   192. 

Gadsden  purchase,  182. 
Gage,  General,  35. 
Gallatin,  Albert,  109. 
Garfield,     James     A.,     election, 

239;   death,  245. 
Garrison,    William    Lloyd,    170. 
"  Gaspee  "  burned,  34. 
Genet,  96,  113. 

Geneva  arbitration,   211,   212. 
George  III,  33. 
Georgia,       20,      24,      31,       73; 

Eleventh     Amendment,     100; 

Indians,  156;  secedes,  205;  in 

Civil  war,  213;  reconstruction 

acts,  230,  231. 
Germans    in    Pennsylvania,    11, 

15. 
Germany,   Samoan  islands,   256; 

declares  war  on   Russia,   272; 

declaration     of    war    against, 

273;    peace   with,   281,   282. 
Gettysburg,  Pa.,  211. 
Ghent,  treaty  of,  124,  137. 


Gold    in    California,    183;    gold 

standard,  259. 
Government,    colonial,    15,    16. 
Governors,  colonial,   16,  24. 
Grange  movement,  234. 
Grant,  Ulysses  S.,  in  Civil  war, 

213;  first  administration,  230, 

231;     second,     232;     Hayes- 

Tilden  election,   236. 
Great     Britain,      Seven     Years' 

war,   28 ;    colonial   policy,   33 ; 

treaty  of  1783,  42;  Jay  treaty, 

96,  97;  during  Civil  war,  211, 

212;     Samoan     islands,     256. 

See  Boundaries  of  the  United 

States ;   wars. 
Great  Lakes,  4,  18. 
Greeley,      Horace,      presidential 

candidate  in  1872,  232. 
Greenback   controversy,   230. 
Greenback  party,  234,  238,  239, 

243. 
Greene,  Nathanael,  40,  46. 
Gunboat  system,  117. 

Hamilton,  Alexander,  in  Consti- 
tutional Convention,  61 ;  sec- 
retary of  the  treasury,  83; 
funding  plan,  85-88,  109,  no; 
bank  plan,  89-91 ;  internal 
revenue  plan,  93;  report  on 
manufactures,  94 ;  Washing- 
ton's farewell  address,  98; 
death,  113. 

Hamlin,  Hannibal,  203. 

Hancock,  John,  38. 

Hancock,  Winfield  S.,  presiden- 
tial candidate  in  1880,  239. 

Harding,  Warren  G.,  adminis- 
tration, 280-283. 

Harrison,  Benjamin,  administra- 
tion, 246-250. 

Harrison,  William  Henry,  presi- 


34o 


INDEX 


dential  candidate  in  1836, 
159;  elected  president,  165; 
death,  167. 

Hartford,  Conn.,  127. 

Hartford   convention,   123. 

Harvard  College,  25,  286. 

Hayes,  Rutherford  B.,  adminis- 
tration, 234-237. 

Hawaiian  islands,  251,  256. 

Hawthorne,  Nathaniel,  300. 

Hayne,  Robert  Y.,  debate  with 
Webster,   74,   101. 

Henry,  Patrick,  47,  72. 

Hildreth,   Richard,    118,  300. 

Holy  alliance,  136. 

Hongkong,  254. 

Hooker,  Thomas,  10. 

Hudson  Bay  Company,  177. 

Hudson  river,  37. 

Hutchinson,  Mrs.  Ann,  9. 

Illinois,  75,  130. 

Immigration,  11,  130,  164,  248; 

Chinese,    256. 
Impeachment    of    Johnson,    221, 

222. 
Implied  powers,  91,  92. 
Income  tax,  251. 
Independence,     Declaration     of, 

38,  39- 

Independents,  242,  249. 

India,   21. 

Indiana,   75,   126. 

Indians,  8,  12-14,  2°- 

"  Insurgents  "   in   Congress,   267. 

Intercolonial  wars,  19-23. 

Internal  improvements,  144, 
158. 

Internal  revenue,  Hamilton's 
plan,  93. 

Interstate  Commerce  Commis- 
sion, 245. 

Iowa,  164,  179,  184. 


Irving,   Washington,   299. 
Italy,  282. 

Jackson,  Andrew,  at  New  Or- 
leans, 125;  in  election  of  1824, 
141 ;  in  Florida,  142 ;  ad- 
ministrations, 145-162 ;  com- 
pared with  Jefferson,  159,  160. 

"  Jackson  men,"  144. 

James  I,  7. 

James  II,  18. 

Japan,   256,  282. 

Jay  treaty,  96,  97,  116. 

Jefferson,  Thomas,  in  Revolu- 
tion, 47 ;  secretary  of  state, 
83 ;  opposition  to  Hamilton, 
88;  on  Bank  of  the  United 
States,  89-91 ;  vice-president, 
99 ;  Kentucky  resolutions, 
100;  election  of  1800,  102- 
104;  ideas  and  leadership, 
107,  108;  administrations, 
108-120;  compared  with 
Jackson,  159,  160;  attitude 
toward  slavery,  169. 

Johnson,  Andrew,  vice-presi- 
dent, 212;  administration, 
218-231. 

Judiciary  act,  85. 

Kansas,  196-199,  208. 

Kansas-Nebraska   act,    193-196. 

Kent,  James,  300. 

Kentucky,  75,  80,  94;  resolu- 
tions of  1798,  100;  Burr  con- 
spiracy, 113;  in  Civil  war, 
205. 

Knox,  Henry,  83. 

Ku  Klux  Klan,  232. 

Land  system,  colonial,  14;  colo- 
nial  grants,    17,    18;    western 


INDEX 


34i 


claims  of  States,  18,  23 ;  pub- 
lic,   56,   84,    no. 

Law,  colonial  interest  in,  287, 
288. 

League  of  Nations,  279,  280. 

Lecompton  constitution,  198, 
199. 

Lee,  Robert  E.,  213,  214. 

Lewis  and  Clark  expedition, 
112,  113. 

Lexington,  Mass.,  35. 

Liberal    Republicans,    232,    235. 

"Liberator,  The,"  170. 

Liberty   party,   175. 

Lincoln,  Abraham,  debates  with 
Douglas,  202,  203;  first  elec- 
tion, 204;  first  administration, 
206-213;  second  election, 
212;  reconstruction  policy, 
216-218;    death,    213. 

Literature,  American,   299,  300. 

Locke,  John,  n. 

Lockouts  in  1877,  238. 

Longfellow,   Henry   W.,   299. 

Louis  XIV,   19. 

Louisburg,   20. 

Louisiana  (Spanish),  23;  pur- 
chase,  no— 113,    119. 

Louisiana  (State),  admitted, 
126;  secedes,  205;  in  Civil 
war,  208;  in  election  of  1886, 

235- 
Loyalists,  291. 
"Lusitania"  sunk,  273. 

McCIellan,  George  B.,  presiden- 
tial candidate  in   1864,   212. 

McCulloch  v.  Maryland,   148. 

McKinley,  William,  tariff,  246- 
248;  first  administration,  252- 
259 ;  second  election  and 
death,   259. 

McLane,  Louis,  151. 


Madison,  James,  in  first  Con- 
gress, 94;  Virginia  resolutions 
of  1798,  100;  first  administra- 
tion, 120-122;  war  message, 
122;  second  administration, 
122-127. 

Maine,  9,  10,  18,  80;  admission, 
I3i-i35i   northeastern  bound- 

!     ary   dispute,   176. 

"  Maine  "  battleship,  253. 

Manila,  254. 

Marshall,  John,  114,  127,  148, 
156. 

Maryland,    7,    17,    30,    73,    205, 

239. 

Massachusetts,  8,  24;  in  Revolu- 
tion, 30,  31,  34,  35 ;  Shays's 
rebellion,  57;  ratifies  Consti- 
tution, 73;  State  banks,  163; 
in   Civil  war,   207. 

Methodism,  298. 

Metternich,  136,  294. 

Mexico  and  Texas,  171,  176; 
war  with,  179-182. 

Mexico,  City  of,  181. 

Michigan,    75,    164,   269. 

Mills   tariff,    244. 

Minnesota,  179,  227,  269. 

Mississippi,  113,  130,  205. 

Mississippi  river,  4,  23,  79;  in 
Civil  war,   208,   213. 

Missouri  compromise,  130-135; 
repealed,  194;  held  unconstitu- 
tional, 201,  202;  in  1850,  184. 

Missouri   (State),   205,  239. 

Mohawk  valley,  21,  37. 

Monroe,  James,  administrations, 
127-139;  attitude  toward 
Jackson,  142. 

Monroe  doctrine,  135-137,  257, 
294. 

Montgomery,  Ala.,  convention, 
205. 


342 


INDEX 


Montreal,  21. 
Mormons,  245. 
Mount  Vernon,  55,  76,  98. 
Mugwumps,  242. 

Napoleon,    109,    ill,    US,    "6, 

121. 
Narragansett  bay,  34. 
Natchez,  Miss.,  114. 
National  party,  238,  239,  243. 
National  Republican  party,  144. 
Native  American  party,   164. 
Navigation     acts,     English,     26- 

28. 
Nebraska,  194,  196,  227. 
Negro  slavery,   7;   suffrage,   219, 
220,    222-224,    238.    See    Re- 
construction ;   Slavery. 
Netherlands,  The,  10. 
Neutral  trade,  116,  117. 
Neutrality     in      1793,     96;      in 

European  war,  272-274. 
Nevada,   182,   227. 
New   England,    13-16;    in    Rev- 
olution, 44,  45 ;  local  govern- 
ment, 81;   embargo  act,   118; 
war    of    1812,    123;    Mexican 
war,  180. 
New  England  Confederation,  12. 
New  England  Emigrant  Aid  So- 
ciety,  197. 
New  France,  20,  21. 
New   Hampshire,   9,   34,   73.   80. 
New  Haven,  Conn.,  10. 
New  Jersey,  11,  30,  39,  45,   73. 

204. 
New    Mexico,     180,     182,     188, 

269. 
New     Orleans,     under     Spanish 

control,  79,  125,  205. 
Newport,  R.  I.,  9. 
Newspapers,   colonial,    25,   34. 
New  York    (State),   17,  3°,  37. 


50,    73,    76,   80;    State   banks, 

163;  Cleveland  governor,  242. 
New  York  (City),  45,  79,  211. 
Nominating     convention,     first, 

161. 
Non-Intercourse  act,  118. 
North,  Lord,  38,  42. 
"  North  American  Review,"  300. 
North   Carolina,  24,  40,  46,  80; 

ratifies    Constitution,    73,    74, 

94- 
Northeastern  boundary,  176. 

Northwest  Territory,   75,  80. 
Northwestern   boundary,    178. 
Nova  Scotia,  21,  37. 
Nullification,      South      Carolina, 

156,    i57;    fugitive   slave  law, 

191. 

Oglethorpe,  James,  20. 

Ohio,   75,   109. 

Ohio   valley,  French  occupation, 

20. 
Oklahoma,  267. 

Orders   in    council,   British,   124. 
Ordinance  of  1787,  73,  81. 
Oregon,  136,  176,  178,  184,  227, 

235- 
Pacific  islands  acquired  in  1898, 

254. 
Pago-Pago,    256. 
Paine,  Thomas,  48. 
Palo  Alto  battle,  180. 
Panama     route     to     California, 

183 ;  canal,  264. 
Panic    of    1837,    158,    162,    163; 

of  1893,  251. 
Papal  bull  of  1493,  3- 
Parkman,  Francis,  300. 
Parliament    and    colonial    repre- 
sentation,   31. 
Parties,     political.      See     under 

party  names. 


INDEX 


343 


Party    system,    American,     291, 

292. 
Patrons   of   Husbandry,   234. 
Payne- Aldrich  tariff,  271. 
Penn,  William,   11. 
Pennsylvania,  11,  17,  3°;  73,  93, 

269. 
Pensions,   228,   245,   247. 
People's  party,   234,   249,   250. 
Perry,   Commodore,   123,   256. 
Philadelphia,  Pa.,  25,  39,  45,  54, 

79;   federal  capital,  94. 
Philippine     islands,     254,     257, 

258. 
Pierce,  Franklin,  administration, 

192-198. 
Platforms,    political,    origin    of, 

161. 
Piatt,  Thomas   C,   240. 
Plymouth,   Mass.,   8. 
Polk,    James    K.,    election,    174; 

administration,    176-182. 
Polygamy,   245. 

Popular   vote,   presidential   elec- 
tions.    See  Vote,   popular. 
Populist  party,  234,  249,  250. 
Porto   Rico,   254,   259. 
Portsmouth,  N.  H.,   148,   265. 
Portsmouth,   R.  I.,   9. 
Postoffice,  colonial,  25,  84,  228. 
Presbyterianism,  298. 
Presidential  succession,  240,  241. 
Princeton   University,   268. 
Proclamation,    royal,     of     1763, 

22,  23,  43. 
Progressive  movement,  267. 
Prohibition  party,  234,  243,  246. 
Protection,     Hamilton's     report, 

94;   southern  opposition,  154- 

157;     Blaine's    support,     242; 

McKinley     tariff     and     public 

opinion,  248;  as  a  policy,  296. 

See  Tariff. 


Protectorate  of  Cromwell,  10. 
Protestant   revolt,   6. 
Providence,  R.  I.,  9. 
Puritanism  in   America,   13,   14, 

25,   108,   285,   286. 
Puritans,   English,  8. 

Quakers,  n. 

Quebec,  4,  n,  21,  23;  in  Revo- 
lution,  37,   43- 

Race  problem,  220. 

Railway  mileage,  228;  political 
issue   in   West,   245. 

Randolph,   Edmund,   83. 

"Re-annexation"  of  Texas,  174. 

Reciprocity,  246,  247. 

Reconstruction,  214-216;  Lin- 
coln's plan,  216-218;  Con- 
gressional plan,  219-221. 

Religious  liberty  in  Maryland, 
7,  8;   revivals,  298. 

Reparations    commission,    282. 

Republican  party  (first),  95, 
99,  100;  election  of  1800,  103, 
104;  under  Jefferson,  107, 
108;  elections  of  1804  and 
1806,  115;  change  of  policy, 
126;  (second)  in  1856,  198, 
199;  Dred  Scott  decision, 
202;  election  of  i860,  204; 
reconstruction,  220,  223; 
Hayes-Tiiden  election,  235 ; 
criticism  of,  242. 

Requisitions,  52,   55,   56. 

Resaca  de  la  Palma,  180. 

Returning  boards,  235. 

Revenue  act  of  1767,  30. 

Rhode  Island,  9,  10,  14,  17;  in 
Revolution,  30,  34;  under 
Confederation,  56 ;  Federal 
Convention,  59;  ratifies  Con- 
stitution, 73,  74,  94. 


344 


INDEX 


Rio  Grande  river,   1S1. 

Riots  in   1877,  238. 

Rochambeau,    Count,   42. 

Roman  Catholics  in  colonies,  5; 
in  England,   18. 

Roosevelt,  Theodore,  first  ad- 
ministration, 260-262 ;  second, 
262-267 ;  heads  Progressive 
movement,  267 ;  presidential 
candidate  in  191 2,  269. 

Russia,  claim  to  Alaska,  136, 
137;  war  with  Japan,  265; 
revolution,  305. 

Rutledge,  John,  47. 

St.  Lawrence  river  and  gulf  ex- 
plored, 4,   18,   21. 

"  Salary  grab,"  239. 

Sandford,  owner  of  Dred  Scott, 
200. 

San  Juan,  P.  R.,  254. 

Santiago,   Cuba,   254. 

Santo  Domingo  treaty,  265. 

Sarajevo,   272. 

Saratoga,  N.  Y.,  41. 

Scott,   Winfield   S.,   181,   192. 

Scott   v.   Sandford,    199-203. 

Seal   fisheries,   256. 

Secession,  South  Carolina  or- 
dinance, 205.  See  Civil 
war. 

Secret   diplomacy,    278. 

"  Self-determination,"   278. 

Senate  censure  of  Jackson,  152, 

153. 
Separatists,  8. 
Seven    Years'    war,    19,    21,    28, 

289. 
Seward,  William  H.,   203. 
Seymour,     Horatio,    presidential 

candidate  in   1868,  231. 
Shaftesbury,  Lord,  n. 
Sherman,    John,    anti-trust    act, 


247 ;  silver  purchase  act,  247, 
251. 

Sherman,  William  T.,   213. 

Silver:  standard  dollar  dropped, 
233;  Bland-Allison  act,  238, 
247;  Sherman  act,  247;  free 
coinage    issue,    250-252. 

Slavery,  constitutional  provi- 
sions, 60,  61 ;  Northwest  Ter- 
ritory, 75 ;  Missouri  compro- 
mise, 130-135 ;  economic  sys- 
tem, 131-133;  political  issue, 
168-170;  Texas,  171;  com- 
promise of  1850,  184-191 ; 
influence  and  decay,  297,  298. 

Slave  trade,  colonial,  15;  domes- 
tic, 188;  District  of  Columbia, 
188,  189. 

Slidell,   John,   181. 

Socialist   party,    269. 

"Solid  South,"   238. 

South,  opposition  to  funding, 
88;  population  in   i860,   208. 

South  Carolina,  24,  40,  73 ;  nul- 
lification, 74,  101 ;  "  Exposi- 
tion," 155;  ordinance  of  nulli- 
fication, 156,  157;  secession, 
205 ;  election  of  1876,  235. 

South   Dakota,  269. 

Spain,  2-4,  6;  cedes  Florida  to 
England,  22;  possessions  west 
of  the  Mississippi,  79;  treaty 
of  1819,  130;  colonial  revolts, 
136;  war  with,  254. 

Specie  circular,  158. 

Specie  payment  resumed,  234. 

Spoils  system,  241. 

"  Stalwarts,"  240. 

Stamp  act,  29. 

State  rights,  Kentucky  and  Vir- 
ginia resolutions,  100-103  >' 
after  1828,  160;  nationalism, 
292. 


INDEX 


345 


States  under  Confederation,  56, 
57;  governments  in  1789,  80, 
81;  banks,  163. 

Steamboat  and  western  develop- 
ment, 128,  129. 

Story,  Joseph,  300. 

Stowe,  Harriet  B.,  300. 

Strict  construction,  first  Bank 
of  the  United  States,  91,  92; 
Kentucky  and  Virginia  resolu- 
tions, 100-103;  slavery,  133- 
135;  after  1828,  160. 

Strikes  in   1877,   238. 

Subtreasury  system,   163. 

Sumner,  Charles,  198. 

Supreme  Court,  64,  85,  91,  97, 
104;  Marshall  and  Burr,  114; 
after  war  of  1812,  126;  under 
reconstruction,  223;  green- 
backs, 230. 

Surplus  revenue  distributed,  162. 

"Sussex"   sunk,   273. 

Swedish  settlements,  11. 

Taft,  William  H.,  administra- 
tion, 266-268;  presidential 
candidate  in  1912,  269. 

Talleyrand,    in. 

Taney,  Roger  B.,  removal  of  de- 
posits; Dred  Scott  case,  200- 
202. 

Tariff  of  1789,  84;  of  1816,  125, 
154;  of  1824,  154;  of  1828, 
155;  of  1832,  155;  of  1833, 
157,  162;  Civil  war,  229; 
under  Cleveland,  243-245 ; 
McKinley  act,  246-248;  Wil- 
ison  act,  251 ;  Dingley  act, 
264;  Payne-Aldrich,  271; 
Underwood  act,  271.  See 
Protection. 

Taxation,  colonial,  26,  29,  30, 
33;  Civil  war,  229. 


Taylor,  Zachary,  in  Mexican 
war,  180,  181 ;  administration, 
182;   death,   188. 

"Tea  party,"   Boston,  34. 

Tennessee,  75,  94,  113,  205,  212, 
238,   239. 

Texas,   1 71-176,   184,   206,   208. 

Third  parties,   248. 

Tilden,  Samuel  J.,  presidential 
candidate  in  1876,  235. 

Tobacco,   7,  13,   15. 

Topeka,  Kan.,  198. 

Tories,   English,   2>3- 

Toronto    (York),  Canada,   123. 

Town,  New  England,   14. 

Trade,  colonial,  15,  28. 

Treaty  of  1763,  22;  of  1778,  95, 
96;  of  1783,  42;  Jay,  97.  "6; 
Ghent,  124;  of  1819,  130,  174, 
177;  Texas,  174;  Ashburton, 
176;  northwest  boundary, 
178;  Mexico,  181,  182;  Gads- 
den, 182;  of  1898,  254;  Ver- 
sailles,  276-280. 

Trusts,  Sherman  act,  247. 

Tutuila,   256. 

Tyler,  John,  vice-president,  165 ; 
administration,   167-176. 

Underwood  tariff,  271. 

Union  Pacific  railway,  209,  227, 

228. 
Unitarianism,  298. 
United  Labor  party,  246. 
United  States  in  1789,  79. 
Utah,   182,   188,   269;   Mormons 

in,  245. 

Vagrancy  acts,   220. 
Valley  Forge,   Pa.,  44. 
Van    Buren,   Martin,   vice-presi- 
dent,     159;      administration, 


346 


INDEX 


158-165;  presidential  candi- 
date in  1840,  165. 

Venezuela  boundary  contro- 
versy,  252. 

Vermont,   75,  80,  94,   269. 

Versailles   treaty,    276-280. 

Virginia,  7,  16,  24,  25,  30,  45; 
ratines  Constitution,  73 ;  reso- 
lutions of  1798,  100;  presi- 
dential succession,  127;  Civil 
war,  205,  213. 

Vote,  popular,  in  i860,  204 ;  in 
1868,  231;  in  1880,  239;  in 
1884,  243;  in  1888,  246;  in 
1892,  250;   in   1896,  252. 

Wars:  intercolonial,  19-22; 
Revolution,  36-42 ;  Napole- 
onic, 109,  115  seq.;  of  1812, 
122-124;  Mexican,  179-182; 
Civil,  206-213;  with  Spain, 
254;   European,  271-276. 

Warwick,  R.  I.,  9. 

Washington,  George,  during  the 
Revolution,  36,  37,  39,  42,  44, 
45,  55;  letter  to  governors, 
55 ;  Constitutional  Conven- 
tion, 58 ;  first  administration, 
76-95;  party  position,  82,  83; 
signs  bank  act,  92 ;  second 
administration,  95 ;  declines 
third  term,  97;  farewell  ad- 
dress, 98;  retirement  and 
death,  98;  attitude  toward 
slavery,    169. 

Washington,    D.    C,    123. 

Washington   (State),   269. 

Weaver,  James  B.,  presidential 
candidate  in  1892,  250. 

Webster,     Daniel,     debate     with 


Hayne,  74,  101 ;  on  South 
Carolina  nullification,  157; 
secretary  of  state,  176;  Ash- 
burton  treaty,  176;  compro- 
mise of  1850,  189,  190,  192. 

Wellington,  Duke  of,  124. 

West,  settlement  after  1812, 
129,  130;  growth,  164;  na- 
tionalism,  293. 

West  Florida,  43,  79,  113,  115, 
130. 

West  Indies,   15,  55,  97. 

West  Virginia,   227,   239. 

Wheelwright,   Eleazer,  9. 

Whig  party,  name,  144;  elec- 
tion of  1840,  165;  policy,  167; 
Texas,  172;  abolition,  172, 
173;  in  1846-1848,  182;  com- 
promise of  1850,  189;  end, 
192. 

Whiskey  insurrection,  93. 

Whitfield,  George,   25. 

William  and  Mary,   18. 

William  and  Mary  College,  25, 
287. 

Williams,  Roger,  9. 

Wilmot  proviso,  183. 

Wilson  tariff,  251. 

Wilson,  Woodrow,  administra- 
tions, 268-280. 

Wisconsin,  75,  164,  184. 

Wolfe,   General,  21. 

Writs  of  assistance,  30. 

X.  Y.  Z.  affair,  99. 

Yale  College,  25,  286. 

York,  Duke  of,  10. 

York   (Toronto),  Canada,  123. 

Yorktown,  Va.,  42,  45,   54. 


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